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UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK MARLY KING and CEICILY WILLIAMS, Plaintiffs, MEMORANDUM & ORDER 17-CV-7318 (NGG) (JO) -against- THE BLOCK INSTITUTE, INC., Defendant. NICHOLAS G. GARAUFIS, United States District Judge. Plaintiffs Marly King and Ceicily Williams bring this action against their former employer, Defendant The Block Institute, Inc. (âBlockâ), alleging: (1) claims of retaliation under 42 U.S.C. § 1981 and the New York City Human Rights Law (âNYCHRLâ), N.Y.C. Admin. Code §§ 8-101 et. seq. and (2) intentional inflic- tion of emotional distress under New York state law. (See Compl. (Dkt. 1).) Before the court is Blockâs fully briefed motion for sum- mary judgment. (See Def. Mot. for Summ. J. (âMot.â) (Dkt. 30); Def. Mem. in Support of Mot. (âMem.â) (Dkt. 30-1); Pls.â Mem. in Opp. of Mot. (âOpp.â) (Dkt. 31); Reply in Support of Mot. (âReplyâ) (Dkt. 32).) For the following reasons, Blockâs motion is GRANTED. STATEMENT OF FACTS The court constructs the following statement of facts from the partiesâ Local Rule 56.1 statements of undisputed fact and the partiesâ submitted admissible evidence. (See Def. Local R. 56.1 Statement (âDef. 56.1â) (Dkt. 30-2); Pls.â Local R. 56.1 Statement (âPls. 56.1â) (Dkt. 31-1).) Unless otherwise noted, a standalone citation to a partyâs 56.1 statement denotes that the court has deemed the underlying factual allegation undisputed. Any cita- tion to a partiesâ 56.1 statement incorporates by reference the documents cited therein. The court has deemed facts averred in a partyâs 56.1 statement to which the opposing party cites no ad- missible evidence in rebuttal as undisputed. Furthermore, to the extent a partyâs 56.1 statement âimproperly interjects arguments and/or immaterial facts in response to facts asserted by [the op- posing party] without specifically controverting those facts,â the court has disregarded the statement. See Risco v. McHugh, 868 F. Supp. 2d 75, 87 n.2 (S.D.N.Y. 2012).1 The court notes that Plain- tiffsâ 56.1 statement includes numerous such non-responsive de- nials; for example, Plaintiffs provide the identical paragraph-long denial (seemingly copy-and-pasted from their moving brief) for ten straight asserted facts. (See Pls. 56.1 at ¶¶ 25-35.) Such an approach âis in the best case, unproductive and contrary to the entire purpose of Local Rule 56.1 in that⊠[it does not] assis[t] the court by narrowing the scope of issues to be adjudicated.â Scholarchip, LLC v. Transworld Systems, Inc., No. 17-CV-6296 (NGG), slip op. at 2-3 (E.D.N.Y. Apr. 24, 2020). A. Blockâs Residential Services Program Block is a not-for-profit social services organization dedicated to enhancing the lives of developmentally disabled New Yorkers. (Def. 56.1 ¶ 1.) Of relevance here, Block maintains a Residential Services Program, through which it operates 19 sites across Brooklyn to help developmentally disabled adults achieve the highest levels of independence and community integration pos- sible. (Id. ¶ 2.) The Residential Services Program has various lev- els of staffing. Residences are primarily staffed by Direct Support Professionals, who assist residents with daily living routines, and, in some cases, Qualified Intellectual Disabilities Professionals (âQIDPsâ), who assist in developing each residentâs plan of ser- vices. (Id. ¶ 4.) In addition, nurses, therapists, and other clini- cians also support residents. (Id. ¶ 5.) Each of the 19 residences 1 When quoting cases, unless otherwise noted, all citations and quotation marks are omitted and all alterations are adopted. is managed by a Residence Manager and, in most cases, an As- sistant Manager. (Id. ¶ 6.) Each Residence Manager (or, as the case may be, Assistant Manager) reports to a Program Coordina- tor; Program Coordinators report to the Residential Director; the Residential Director reports to Blockâs CEO. (Id. ¶ 7.) Plaintiffs, who are both African-American, were Program Coor- dinators in Blockâs Residential Services Program: Ms. Williams began as a Program Coordinator in 2002, and Ms. King began as Program Coordinator in 2013. (Id. ¶ 15.) Plaintiffs held these po- sitions until their removal in October 2017. (Id.) Plaintiffsâ key duties included ensuring that each residence was in compliance with regulatory requirements, supervising Residence Managers and Assistant Managers in all aspects of their performance, over- seeing the residential monitoring systems in place to ensure high- quality care, and maintaining the residences in a clean and safe manner. (Id. ¶ 17.) In addition, Plaintiffs were responsible for periodically auditing various aspects of the residences under their supervision. (Id. ¶ 18.) For instance, Plaintiffs were required to review residentsâ personal allowance ledgers, fire drill records, incident reports, financial records, and community inclusion cal- endars on a monthly basis (as well as staff training records on a quarterly basis). (Id. ¶ 19.) Blockâs Residential Services Program is funded through a Medi- caid waiver and is regulated by the New York State Office for People With Developmental Disabilities (âOPWDDâ). (Id. ¶ 3.) Each Block residence is therefore subject to various regulatory requirements and is periodically audited by OPWDD for compli- ance. (Id. ¶ 8.) If OPWDD identifies any violations during the course of an audit, it issues a Statement of Deficiencies (âSODâ) which requires the regulated entity to submit a Plan of Corrective Action (âPOCAâ) detailing how it will remedy the violations and ensure future compliance. (Id. ¶ 11.) More serious regulatory vi- olations may result in OPWDD issuing a â45-day letterâ or a â60- day letterâ advising the regulated entity that the operating agree- ment for the audited residence may be terminated if the regu- lated entity does not correct the violations and demonstrate compliance in either 45 or 60 days. (Id. ¶ 12.) Receiving multiple 45- or 60-day letters may subject a regulated entity to placement on Early Alert status, which may trigger fines, increased monitor- ing, public disclosure of the entityâs poor performance, and, ulti- mately, loss of the entityâs operating license. (Id. ¶ 13.) Finally, in addition to OPWDDâs audits and reviews, Blockâs Compliance Department conducts internal audits of each of its residences. (Id. ¶ 14.) B. Plaintiffsâ Pre-Complaint Reviews and Placement on Performance Improvement Plans Beginning in 2012, Blockâs CEO, Dr. Scott Barkin, began to take steps to remedy chronic shortcomings in quality of care and man- agement accountability in Blockâs Residential Services Program. (Id. ¶ 20.) Dr. Barkin replaced longtime Residential Director, Carol Robinson, with a new hire, Paul Blaise, and undertook what he called a Leadership Practices Inventory in 2015 to assess the overall management across the agency. (Id. ¶ 21.) As Mr. Blaise wrote in Ms. Williamsâs 2016 performance review, Block had âmade a commitment . . . to re-examine the effectiveness of our leadership practices . . . acknowledging that how we have led in the past is no longer acceptable and does not work.â (Mar. 5, 2016 Williams Performance Evaluation (Dkt. 30-16).) While Blaise circled âmeet[s] Job Expectationsâ on Ms. Williamsâs 2016 performance review, the evaluation included many nega- tive comments. For example, Mr. Blaise wrote that â[i]n spite of Ms. Williamsâ experience and knowledge of the agency policy and procedures, she has not demonstrated [the] ability [to] ad- minister her cluster effectively,â and that â[d]uring the period under review, Ms. Williams did not demonstrate [the] ability to supervise her programs effectively.â (Id. at 5.) The evaluation noted some particularly âoutrageous deficiencies,â at certain of Ms. Williamsâs programs, including âpoor survey results, thefts of individuals funds, missing [] [f]ire drill records, lack of review of Personal Allowance ledgers and submissions of receipts to the Fi- nance Department in a timely manner, unavailability of [individ- ual residentsâ] personal allowance, [and individual residentsâ] funds not accounted for.â (Id.) Four days after completing Ms. Williamsâs performance review, Mr. Blaise emailed Dr. Barkin and Blockâs Director of Human Resources, Mary Ellen OâDriscoll, explaining that âit will make my work-life easier as the Director of Residential Services not to have [Ms. Williams] in the Depart- ment. I . . . have [had] enough of her poor performances, unwill- ingness to receive coaching, and constructive criticism.â (Mar. 8, 2016 Blaise Email (Dkt. 30-17).) Dr. Barkin responded that he agreed with Mr. Blaiseâs assessment. (Id.) In April, Mr. Blaise conducted a performance evaluation of Ms. King. (Apr. 4, 2016 King Performance Evaluation) (Dkt. 30-18).) Ms. Kingâs evaluation included more positive comments than did Ms. Williamsâs; for instance, Mr. Blaise wrote that Ms. King had âshown improvement during the course of the period under re- view,â and that âshe has embraced the new environment created for the leadership team.â (Id at 5.) However, Mr. Blaise wrote that Ms. King needed âsupport to be more outspoken and to come [up] with creative ideas to solve problems,â and that she needed to âfamiliarize herself with the agencyâs policy and procedures.â (Id.) Despite Mr. Blaiseâs email to Dr. Barkin suggesting he wanted to terminate Ms. Williams, Block instead placed both Ms. Williams and Ms. King on Performance Improvement Plans (âPIPsâ). (See King PIP (Dkt. 30-19); Williams PIP (Dkt. 30-20).) For the next year, Mr. Blaise also required Ms. King and Ms. Williams to meet with him monthly and document the achievement of various goals, including âconduct[ing] and document[ing] monthly coaching sessions for program management to ensure that they are provided with consistent feedback and adequately trained to perform their duties.â (Def. 56.1 ¶ 35.) Over the next several months, however, residences under Plain- tiffsâ supervision continued to perform poorly on internal and ex- ternal audits.2 For example, on June 21, 2016, OPWDD issued Block a SOD after auditing a residence under Ms. Kingâs supervi- sion. (Id. ¶ 38.) OPWDD found that Block failed to provide suffi- cient opportunities for community inclusion for four of the five residents whose records were audited, and, for some residents, that there was no evidence that they were being provided with any community inclusion opportunities at all. (Id. ¶ 41.) OPWDD also identified regulatory violations at residences under Ms. Wil- liamsâs supervision, including a finding that Block had failed to obtain a residentâs informed consent before administering medi- cation, failed to ensure that adequate numbers of staff were on duty, and failed to properly train staff on the signs and symptoms of diabetes. (Id. ¶ 43.) Other OPWDD audits revealed that certain staff at residences under Ms. Williamsâs supervision were not fol- lowing the residenceâs fire evacuation plan and were incorrectly documenting fire drills. (Id. ¶ 44.) Finally, during an April 2016 audit of a residence under Ms. Williamsâs supervision, OPWDD found that the residence was dirty, that Blockâs assessments of a residentâs money management skills were inconsistent, and that 2 The court notes that it is troubled with certain of OPWDDâs findings at Block residences throughout the entire relevant period of this case. While there is no dispute that the residences that received negative audits were, at the relevant times, under the supervision of either Ms. Williams and Ms. King, it is ultimately the responsibility of Block management, and Block as an institution, to ensure that the vulnerable populations it serves are get- ting the care, support, and treatment they needâsomething that the audits and other record evidence cast into serious doubt. the residenceâs management team had not ensured that individ- uals were receiving all necessary health services. (Id. ¶ 46.) At deposition, Ms. Williams herself testified that she was aware in 2016 that Blockâs senior leadership was concerned with Blockâs audit results. (Tr. of Oct. 8, 2018 Dep. of Ceicily Williams (âWil- liams Dep.â) (Dkt. 30-11) at 56:21-57:12.)3 C. June 27, 2016 Complaint to Dr. Barkin At a June 27, 2016 staff meeting, Plaintiffs confronted Dr. Barkin about what they considered to be unfair treatment. (Def. 56.1 ¶ 48; Pls. 56.1 ¶ 48.) The parties dispute exactly what was said, but it is clear that Plaintiffs accused Dr. Barkin of treating them dif- ferently fromâand subjecting them to more scrutiny thanâ Blockâs Director of Nursing, Lucille Golembiewski, who is white. (Id.) Ms. King initially testified that she did not mention Ms. Go- lembiewskiâs race when Plaintiffs confronted Dr. Barkin and Ms. Williams initially testified that she did not use the word âdiscrim- inationâ in the confrontation. (Tr. of Sept. 6, 2018 Dep. of Marly King (âKing Dep.â) (Dkt. 30-10) at 316:10-316:19; Williams Dep. at 245:9-245:13.) However, Ms. King testified that it was âobvi- ousâ she and Ms. Williams were alleging that Block was treating 3 Plaintiffsâ 56.1 Statement denies certain of the facts in this paragraph with a repeated, identical denial. The crux of this denial is that â[w]hile [Plaintiffsâ] written job description for the Program Coordinator position suggested that a Program Coordinator would also be responsible for the supervision of clinical team members, that had never been the case, as a matter of practice.â (E.g., Pls. 56.1 ¶ 43.) For one thing, this denial is irrel- evant in certain cases in which Plaintiffs deny a documented finding in an OPWDD audit, such as OPWDDâs finding that Blockâs assessments of resi- dentâs money management skills were inconsistent. (Def. 56.1 ¶ 46.) To the extent the denial is meant to suggest that findings such as âthe resi- denceâs management team had not ensured that [residents] were receiving all necessary health services,â id., were not issues within Plaintiffsâ job re- sponsibilities, the denial is likewise inappropriate because the relevance of a particular fact in Plaintiffsâ claim is distinct from whether or not an un- disputed fact exists. Plaintiffs differently than Ms. Golembiewski based on their race because: âIâm black, and sheâs white. And the treatment was to- tally different.â (King Dep. at 316:14-316:16.) And, after further questioning from her attorney, Ms. Williams revised her testi- mony, saying that âbothâ she and Ms. King used the word dis- crimination in the meeting with Dr. Barkin. (Williams Dep. at 24:5-246:14.) Ms. King further testified that, in response to her and Ms. Williamsâs complaints, Dr. Barkin responded that Block could âscrutinize [its employees] as it likes, and that [Plaintiffs] would not have ground[s] for a class action suit against Block.â (King Dep. at 306:18-306:24.) Ms. Williams, for her part, testi- fied that Dr. Barkin responded to their complaint by saying that Plaintiffs would have âno civil case against me.â (Williams Dep. at 183:11.) Several months later, Mr. Blaise resigned as Director of Residen- tial Services and was replaced by Angela Medina-Braddox. (Def. 56.1 ¶¶ 57-58.) Despite the change in leadership, residences un- der Plaintiffsâ supervision continued to perform poorly on regu- latory audits. For example, on December 1, 2016, OPWDD issued a SOD following an audit of a residence under Ms. Kingâs super- vision which found that, inter alia, Block had failed to ensure that the residence was âclean and well maintainedâ and failed to con- duct required fire safety drills. (Dec. 1, 2016 OPWDD Audit) (Dkt. 30-25).) The following month, on January 9, 2017, Ms. Medina-Braddox met with Dr. Barkin and the head of Human Resources, Mary OâDriscoll, to discuss Plaintiffsâ performance. (Def. 56.1 ¶¶ 63-64.) In a memo written by Ms. OâDriscoll to Dr. Barkin and Ms. Medina-Braddox on January 24, 2017, titled âRoadmap for Reorganization of the Residential Services Pro- gram,â Ms. OâDriscoll wrote that the group had decided at the January 9 meeting that â[t]he remaining members of Paul Blaiseâs management team, Program Coordinators Ceicily Wil- liams and Marly DeBrosses King, will be terminated. . . Both have been on PIPs and their poor performance continues to undermine our ability to turn the program around.â (Jan. 24, 2017 HR Memo (Dkt. 30-27).) However, Plaintiffs were not terminated at this time; instead, Block fired Ms. Medina-Braddox, whom Dr. Barkin had determined was unable to rehabilitate the Residential Services Program. (Def. 56.1 ¶¶ 69-71.) In light of Ms. Medina- Braddoxâs termination, Block decided to leave Plaintiffs in their Program Coordinator positions, at least in part because their de- parture would leave the Residential Services Program with no Director or Program Coordinators. (Id. ¶ 73.) However, the residences under Plaintiffsâ supervision continued to receive negative audits throughout the first half of 2017. For example, an OPWDD audit of a Block residence under Ms. Kingâs supervision revealed that âthe facility failed to provide individu- als with a sufficient number of opportunities to participate in community inclusion activities.â (May 11, 2017 OPWDD Audit (Dkt. 30-28).) A residence under Ms. Williamsâs supervision re- ceived a 45-day letter which found, inter alia, that the residence had not conducted the required fire safety drills. (May 24, 2017 OPWDD Audit (Dkt. 30-31).) Plaintiffsâ annual performance re- viewsâcompleted by Dr. Barkin and delivered to Ms. Williams on June 27, 2017 and Ms. King on July 28, 2017âreflected poor audit outcomes at residences under Plaintiffsâ supervision. (See June 27, 2017 Williams Evaluation (Dkt. 30-34); July 28, 2017 King Evaluation (Dkt. 30-33).) Dr. Barkinâs evaluations of Plain- tiffs indicated they were not meeting expectations. (Id.) D. Further Complaints by Plaintiffs Beginning in the summer of 2017 and continuing through the fall, Ms. King allegedly made various complaints to Block man- agement about how she was being treated. According to the De- fendantâs 56.1 statementâthe relevant paragraphs of which Plaintiffs have admitted as trueâthe various complaints by Ms. King were: âą June 14, 2017: Ms. King complained at a meeting that she did not trust Blockâs other directors to help run the Residential Services Program; âą July 28, 2017: Ms. King complained at her performance evaluation meeting that she felt she was being discriminated against because Block was not holding Ms. Golembiewski accountable in a similar manner as Ms. King; âą September 2017: Ms. King complained to the Residential Director about nursing, staffing, and financial issues; âą October 2017: Ms. King complained during an October 2017 meeting with the Residential Director that she was being subjected to greater scrutiny than Ms. Golembiewski. (See Def. 56.1 ¶¶ 91-95.)4 During this time period, audits of resi- dences under Plaintiffsâ supervision continued to turn up nega- tive results. For example, an OPWDD audit of a Block residence supervised by Ms. Williams found that Block had failed to ensure that residents had opportunities for personal privacy, a sanitary environment to avoid sources and transmission of infections, and meals served consistent with their dietary need. (Aug. 31, 2017 OPWDD Audit (Dkt. 30-36).) OPWDD issued a 60-day letter to a 4 There are certain discrepancies between the paragraphs of Defendantâs 56.1 statement that Plaintiffs admitted as true, and certain of Plaintiffsâ filings. For example, Plaintiff filed an affidavit (styled as a âStatementâ) of Ms. King in opposition to Defendantâs motion. (See Statement of M. King in Opp. to Mot. (Dkt. 31-11).) In the statement, Ms. King avers that at the June 14, 2017 meeting she also complained that Ms. Golembiewski was not being held to the same level of scrutiny as was Ms. King, and that âthis could be perceived as discrimination.â (Id. ¶ 34.) However, this statement conflicts with Ms. Kingâs deposition testimony that she did not raise any- thing at the June 14, 2017 besides her concerns about the ability of other directors to help run the Residential Services Program. (King Dep. at 311:10-311:17.) residence under Ms. Kingâs supervision and threatened to close the facility. (See July 25, 2017 60 Day Letter (Dkt. 30-38); Def. 56.1 ¶¶ 109-110).) In October 2017, Block removed Ms. King and Ms. Williams from their positions as Program Coordinators. (King Dep. at 198; Wil- liams Dep. at 125:4-125:7.) Block offered Plaintiffs the oppor- tunity to take other positions in lieu of termination; however, Block only offered non-supervisory positions (including positions at which Plaintiffs had worked many years earlier in their ca- reers, as well as housekeeping and maintenance positions). (Def. 56.1 ¶ 114; King Dep. at 199:1-199:12; Williams Dep. at 131:3- 131:9.) Plaintiffs opted not to pursue a non-supervisory job and did not return to Block in any capacity. LEGAL STANDARD A court must grant summary judgment when âthe movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. Pro. 56(a). âA âmaterialâ fact is one capable of influencing the caseâs outcome under governing substantive law, and a âgenuineâ dispute is one as to which the evidence would permit a reasona- ble juror to find for the party opposing the motion.â Figueroa v. Mazza, 825 F.3d 89, 98 (2d Cir. 2016) (citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)). The movant may dis- charge its initial burden by demonstrating that the non-movant âhas âfailed to make a showing sufficient to establish the existence of an element essential to that partyâs case, and on which that party will bear the burden of proof at trial.ââ Lantheus Med. Imag- ing, Inc. v. Zurich Am. Ins. Co., 255 F. Supp. 3d 443, 451 (S.D.N.Y. 2015) (quoting Celotex Corp. v. Catrett, 477 U.S. 317, 322-323 (1986)). âTo determine whether an issue is genuine, â[t]he inferences to be drawn from the underlying affidavits, exhibits, interrogatory answers, and depositions must be viewed in the light most favor- able to the party opposing the motion.ââ Mikhaylov v. Y & B Trans. Co., No. 15-CV-7109 (DLI), 2019 WL 1492907, at *3 (E.D.N.Y. Mar. 31, 2019). While the court must draw all inferences in favor of the non-movant, the non-movant âmay not ârely on mere spec- ulation or conjecture as to the true nature of the facts to over- come a motion for summary judgment.ââ Fletcher v. Atex, Inc., 68 F.3d 1451, 1456 (2d Cir. 1995). Finally, in considering Defend- antâs motion, the court is mindful that the Second Circuit âhas long recognized âthe need for caution about granting summary judgment to an employer in a discrimination case where, as here, the merits turn on a dispute as to the employerâs intent.ââ Walsh v. New York City Hous. Auth., 828 F.3d 70, 74 (2d Cir. 2016) (quoting Gorzynski v. JetBlue Airways Corp., 596 F.3d 93, 101 (2d Cir. 2010)). DISCUSSION A. Retaliation Under Section 1981 Claims of retaliation under Section 1981 âare analyzed pursuant to Title VII principlesâ outlined in McDonnell-Douglas Corp. v. Green, 411 U.S. 792 (1973). Hicks v. Baines, 593 F.3d 159, 164 (2d Cir. 2010). Therefore, the court analyzes Plaintiffsâ claim un- der the burden-shifting framework set forth in McDonnell Doug- las. See Summa v. Hofstra Univ., 708 F.3d 115, 125 (2d Cir. 2013). âTo make out a prima facie case of retaliation, a plaintiff must make four showings: that (1) she engaged in a protected activity; (2) her employer was aware of this activity (3) the em- ployer took adverse employment action against her; and (4) a causal connection exists between the alleged adverse action and the protected activity.â Id. âOnce a prima facie case of retaliation is established, the burden of production shifts to the employer to demonstrate that a legitimate, nondiscriminatory reason existed for its action.â Raniola v. Bratton, 243 F.3d 619, 625 (2d Cir. 2001). If the employer carries that burden, then the burden shifts back to the plaintiff, who must establish âthat the employerâs ac- tion was, in fact, motivated by discriminatory retaliation.â Id. A plaintiff alleging retaliation must show that retaliation was a âbut-forâ cause of the adverse action, not simply a âsubstantialâ or âmotivatingâ factor in the employerâs decision. Univ. of Tex. Sw. Med. Ctr. v. Nassar, 570 U.S. 338, 348 (2013). âBut-forâ causation does not, however, require proof that retaliation was the only cause of the employerâs actionâit is enough that the adverse ac- tion would not have occurred in the absence of the retaliatory motive. Id. at 360. Plaintiffsâ theory is that they were retaliated against for complain- ing of racial discrimination, i.e. that Block was treating Plaintiffs, who are black, differently than Ms. Golembiewski, who is white. Plaintiffs contend that they voiced this complaint on two occa- sions: first in the June 2016 staff meeting and then again in the June 2017 staff meeting.5 (Opp. at 19-20.) Plaintiffs allege that after the June 2017 complaint they received their âfirst ever thor- oughly negative performance evaluation[s],â and that, as a result of their complaints, they were terminated from their positions as Program Coordinators in October 2017. (Opp. at 22-23.) 5 As described supra, it appears from both Defendantâs 56.1 statement and Plaintiffsâ depositions that Ms. King complained at various points during the summer and fall of 2017. However, Plaintiffsâ brief focuses on the June 14, 2017 meeting as the key complaint for the purposes of the opposition to Defendantâs motion. (See, e.g., Opp. at 24 (â[T]he record evidence shows that [Plaintiffs] were terminated only after they engaged in protected ac- tivities on June 27, 2016 and June 14, 2017.â). Therefore, the court like- wise focuses on those two alleged complaints in considering the instant motion. Plaintiffsâ claim fails because they have failed to adduce evidence of a causal connection between their complaints of discrimina- tion6 and their removal from their positions as Program Coordi- nators. âA causal connection in retaliation claims can be shown either: (1) indirectly, by showing that the protected activity was followed closely by discriminatory treatment, or through other circumstantial evidence such as disparate treatment of fellow employees who engaged in similar conduct; or (2) directly, through evidence of retaliatory animus directed against the plaintiff by the defendant.â Natofsky v. City of New York, 921 F.3d 337, 353 (2d Cir. 2019). First, Plaintiffs fail to show that the protected activity was fol- lowed closely by discriminatory treatment. Plaintiffs argue that âthe temporal proximity between [Ms. Kingâs] June 14, 2017 complaint and [Ms. King and Ms. Williamsâs] job terminations strongly suggests retaliation.â (Opp. at 23.) Although the Second Circuit has ânot drawn a bright line to define the outer limits be- yond which a temporal relationship is too attenuated to establish a causal relationship,â Espinal v. Goord, 558 F.3d 119, 129 (2d Cir. 2009), district courts in this Circuit âhave consistently held that the passage of two to three months between the protected activity and the adverse employment action does not allow for an inference of causation.â Murray v. Visiting Nurse Servs. of N.Y., 528 F. Supp. 2d 257, 275 (S.D.N.Y. 2007) (collecting cases). Here, the gap is considerably longer: Block terminated Plaintiffs from their Program Coordinator positions in October 2017, al- most five months after Ms. Kingâs June 14, 2017 complaint and a full 16 months after Plaintiffsâ June 27, 2016 complaint. Alt- hough such a gap does not preclude Plaintiffs from establishing a causal connection through other evidence, it is insufficient on its own to do so. See, e.g., Murray, 528 F. Supp. 2d at 274. The 6 The court assumes, without deciding, that these complaints constituted protected activities. temporal proximity is even less compelling in a case like this be- cause Plaintiffs were receiving negative performance evaluations and were placed on PIPs even before their first complaint. (See Mar. 5, 2016 Williams Performance Evaluation; Apr. 4, 2016 King Performance Evaluation.) In addition, Plaintiffs have failed to adduce any further circum- stantial evidence giving rise to the inference of retaliation beyond the temporal proximity of their 2016 and 2017 complaints and their termination in October 2017. For instance, Plaintiffs argue that the fact that Block considered terminating Plaintiffs before October 2017 (but declined to do so) suggests that Plaintiffs âwere terminated only after they engaged in protected activities on June 27, 2016 and June 14, 2017.â (Opp. at 24.) Yet, without more, that claim simply relies on the temporal proximity between the June 2017 complaint and Plaintiffsâ termination, which is in- sufficient. Further, Plaintiffs devote a significant portion of their argument to the allegation that they were treated differently than their white colleague, Ms. Golembiewski. While any such differ- ential treatment may be grounds for a race discrimination claim, Plaintiffs have only alleged a claim for retaliation. As such, Blockâs alleged disparate treatment of Plaintiffsâi.e. the merits of the underlying discrimination complaint that constitutes pro- tected activity for the basis of Plaintiffsâ claimâis not relevant to the question of whether Plaintiffs can establish a causal connec- tion between the protected activity and the adverse employment action. See Natofsky, 921 F.3d at 353 (for the purposes of a retal- iation claim, disparate treatment of other employees is relevant insofar as those employees also engaged in similar protected ac- tivity).7 7 Plaintiffs also suggest that the fact that, at Block, there had never been âany prior instances of terminating other Program Coordinators due to de- ficiency notices,â is further evidence of a retaliatory motive. (Opp. at 26.) Finally, Plaintiffs fail to put forward direct evidence of retaliatory animus directed at Plaintiffs. Plaintiffs suggest that Blockâs â[re- taliatory] animus manifested itself in [P]laintiff[sâ] subsequent performance evaluations,â which Plaintiffs contend were the âfirst ever thoroughly negative performance evaluationâ either had received. (Opp. at 22.) That is inconsistent with the evi- dence, however, which shows that Plaintiffs received negative performance reviews well before both the June 2016 and June 2017 complaints. For example, both Ms. Williams and Ms. King had been placed on PIPs in April 2016 as a result of problematic performance evaluations, which included âoutrageous deficien- cies.â (Mar. 5, 2016 Williams Performance Evaluation). The evi- dence is likewise inconsistent with Plaintiffsâ assertion that they were âmeeting their job expectations, until they complained about racial discrimination on . . . June 14, 2017.â (Opp. at 23.) To the contrary, in the months after Plaintiffs were first placed on PIPs in April 2016, Block residences under Plaintiffsâ supervi- sion received numerous SODs from OPWDD. For example, OPWDD issued a 45-day letter in connection with an audit of a Block residence under Ms. Williamsâs supervision, finding, inter alia, that follow-up doctorâs visits had not been scheduled for one of the residents and that, during the prior year, the residence had not conducted a dead-of-night or blocked-access fire drill. (May 24, 2017 OPWDDD Audit). Plaintiffsâ performance was so poor that the Human Resources Director documented that â[b]oth [Plaintiffs] have been on PIPS and their performance continues to undermine our ability to turn the program around.â (Jan 24, 2017 HR Memo.) Finally, the evidence suggests that Plaintiffsâ The evidence, suggests, however, that Block has terminated numerous em- ployeesâincluding those at the Residential Director levelâfor perfor- mance reasons, none of whom complained of discrimination or otherwise engage in protected activity. (See Decl. of Mary Ellen OâDriscoll (Dkt. 32- 2); Def. 56.1 ¶¶ 67-71.) poor performance continued well after the June 14, 2017 meet- ing. (See, e.g., July 25, 2017 OPWDD Audit.) Because Plaintiffs fail to establish a causal connection between their protected activity and their termination, they fail to estab- lish a prima facie case of retaliation. Accordingly, Plaintiffsâ Sec- tion 1981 retaliation claim is dismissed. B. Retaliation Under NYCHRL The NYCHRL retaliation provision has important differences from Title VII when it comes to the causal link a plaintiff must demonstrate between her protected activity on the one hand and the defendantâs retaliatory act on the other.8 In particular, a plaintiff need only establish that her protected activity was a mo- tivating factor behind the defendantâs retaliatory actânot, as un- der Title VII, that it was a but-for cause. See Russo v. N.Y. Presbyterian Hosp., 972 F. Supp. 2d 429, 456 (E.D.N.Y. 2013). Even under the NYCHRLâs âbroa[d] construction,â however, for the reasons discussed above, Plaintiffs âcannot link [their termi- nation] to a retaliatory motivation.â Williams. 872 NY.S. 2d at 35. Accordingly, Plaintiffsâ NYCHRL retaliation claim is likewise dismissed. C. Intentional Infliction of Emotional Distress Under New York law, a plaintiff claiming intentional infliction of emotional distress must show: â(1) extreme and outrageous con- duct, (2) intent to cause severe emotional distress, (3) a causal connection between the conduct and the injury, and (4) severe 8 There are other important differences. The NYCHRLâs definition of pro- tected activity has been broadly construed, see Albunio v. City of New York, 16 N.Y.3d 472, 479 (2011), and the NYCHRL prohibits an âeven broaderâ range of retaliatory actions relative to federal and state law. Gorman v. Covidien, LLC, 146 F. Supp. 3d 509, 534 (S.D.N.Y. 2015); see also Williams v. New York City Housing Authority, 872 N.Y.S.2d 27, 34 n.12 (1st Depât 2009) (NYCHRL âspecifically rejects a materiality requirementâ). emotional distress.â Bender v. City of New York, 78 F.3d 787, 790 (2d Cir. 1996). â[A] claim for intentional infliction of emotional distress must satisfy an exceedingly high legal standard.â DiRuzza v. Lanza, 685 F. Appâx 34, 36 (2d. Cir 2017) (summary order). Liability for intentional infliction of emotional distress arises âonly where the conduct has been so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency, and to be regarded as atrocious, and utterly intolerable in a civilized community.â Chanko v. Am. Broad. Cos., Inc., 27 N.Y.3d 46, 57 (2016). Even â[a]ctions likely to be considered reprehensible by most people are not sufficient.â DiRuzza, 685 F. Appâx at 37. Here, no reasonable jury could find that Defendant acted with the level of âoutrageous[ness]â required to prove an intentional infliction of emotional distress claim. Plaintiffs argue that Blockâs offer to Plaintiffs that they could remain working for Block in non-supervisory positionsâincluding in entry-level positions they had held years prior as well as maintenance and housekeep- ing positionsâcaused great emotional pain and humiliation for Plaintiffs, and that Block knew or reasonably should have known that such an offer would have that result. (Opp. at 27-30.) That Plaintiffs might have felt humiliated or insulted may well be true; however, these allegations, without more, are simply insufficient to create a triable issue of fact as to Plaintiffsâ claim. Accordingly, Plaintiffsâ intentional infliction of emotional distress claim is dis- missed. CONCLUSION For the foregoing reasons, Defendantâs (30) motion for summary judgment is GRANTED. The clerk of the court is respectfully DI- RECTED to enter judgment in favor of Defendant and close the case. SO ORDERED. Dated: Brooklyn, New York May 18, 2020 _/s/ Nicholas G. Garaufis_ NICHOLAS G. GARAUFIS United States District Judge
Case Information
- Court
- E.D.N.Y
- Decision Date
- May 18, 2020
- Status
- Precedential