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UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK STEVEN LIND, as Administrator of the Estate of DAVID LIND, Deceased, Plaintiff, 1:20-cv-00574 (AMN/DJS) v. UNITED STATES OF AMERICA, Defendant. APPEARANCES: OF COUNSEL: LAMARCHE SAFRANKO LAW PLLC GEORGE E. LAMARCHE, III, 987 New Loudon Road ESQ. Cohoes, New York 12047 Attorneys for Plaintiff U.S. DEPARTMENT OF JUSTICE CATHLEEN B. CLARK, ESQ. 445 Broadway, Room 218 James T. Foley U.S. Courthouse Albany, New York 12207 OFFICE OF THE UNITED STATES ATTORNEY C. HARRIS DAGUE, ESQ. 445 Broadway, Room 218 James T. Foley U.S. Courthouse Albany, New York 12207 Attorneys for Defendants Hon. Anne M. Nardacci, United States District Judge: MEMORANDUM-DECISION AND ORDER I. INTRODUCTION On May 26, 2020, Steven Lind, as administrator of the estate of David Lind (âPlaintiffâ), commenced this action against the United States of America (âDefendantâ) under the Federal Tort Claims Act, 28 U.S.C. §§ 1346(b), 2671-2680 (âFTCAâ), seeking $2 million in damages for the April 7, 2017 death of his son following medical care at the Institute for Family Health (âIFHâ), a deemed entity for purposes of the FTCA. Dkt. No. 1 (âComplaintâ); Dkt. No. 5 at ¶ 7; 42 U.S.C. § 233(g)-(n). Plaintiff asserts claims for (i) pain and suffering, and (ii) wrongful death against four employees of IFH: Dr. Wesley Ho, Dr. Phillip Weiss, Nurse Practitioner Dianne Wolff, and Physician Assistant William Bakey (collectively, âIFH Medical Personnelâ). Dkt. No. 1 at ¶¶ 11-32. Presently before the Court1 is Defendantâs motion for summary judgment pursuant to Rule 56 of the Federal Rules of Civil Procedure (âRule 56â), seeking dismissal of Plaintiffâs Complaint. Dkt. No. 32 (âMotionâ). Plaintiff submitted responsive papers in opposition and Defendant submitted reply papers in further support. Dkt. Nos. 35, 36. For the reasons set forth below, Defendantâs Motion is granted in part and denied in part. II. BACKGROUND2 A. The Parties Decedent David Lind (âMr. Lindâ), born in May 1973, was the oldest of Plaintiffâs four children. Dkt. No. 32-24 at ¶ 1; Dkt. No. 32-2 at 12:17-13:7.3 Because of Mr. Lindâs mental disabilities, Plaintiff placed him in institutional care in the mid-1980s, when Mr. Lind was approximately 11 years old. Dkt. No. 32-24 at ¶¶ 2-4, 8. Mr. Lind remained in residential care within New York State for more than 30 years, until his death in April 2017. Id. at ¶ 9. Plaintiff and numerous members of his family regularly visited and communicated with Mr. Lind over the years, and Plaintiff and his wife also served as Mr. Lindâs legal guardian. Dkt. No. 32-2 at 27:3- 1 This case was reassigned to the undersigned on February 16, 2024. Dkt. No. 37. 2 Unless otherwise indicated, the following facts have been asserted by the parties in their statements of material facts with accurate record citations, and expressly admitted or not denied with a supporting record citation in response. The Court has also considered the partiesâ other submissions and attached exhibits. See generally Dkt. Nos. 32, 35-36. 3 Citations to court documents utilize the pagination generated by CM/ECF, the Courtâs electronic filing system. 31:22; Dkt. No. 32-24 at ¶¶ 16-17. Starting in 2010, Mr. Lind received psychiatric and primary medical care at IFH in Kingston, New York. Dkt. No. 32-24 at ¶ 21; Dkt. No. 1 at ¶ 8. IFH Medical Personnel provided medical care to Mr. Lind in March and April 2017. Dkt. No. 32-24 at ¶¶ 47, 59, 74; Dkt. No. 1 at ¶¶ 12-21. Because of the nature of IFHâs operations4 at all relevant times, certain claims, such as the medical malpractice claims here, can be pursued against Defendant pursuant to the FTCA. Dkt. No. 32-24 at ¶ 22; 42 U.S.C. § 233(g)-(n). B. Medical Treatment In 2016, IFH prescribed a particular medication (Clozaril) for Mr. Lindâs mental health. Dkt. No. 32-24 at ¶¶ 30-33. Despite Clozarilâs advantages, one of its risks is a condition that leads to low levels of a particular type of white blood cellâweakening the immune system and increasing the risk of potentially life-threatening infections. Id. at ¶¶ 36-40. Accordingly, the U.S. Food and Drug Administration (âFDAâ) requires periodic lab work to monitor for this condition, as well as the discontinuation of Clozaril should the relevant white blood cell count drop below a certain level. Id. at ¶¶ 41-42. On March 31, 2017, N.P. Wolff received lab work indicating that Mr. Lindâs white blood cell count had dropped below that level. Id. at ¶¶ 45-46. In accordance with FDA guidelines, N.P. Wolff ordered that Mr. Lind discontinue Clozaril and have his labs checked regularly. Id. at ¶¶ 47- 51. 4 â[C]ertain health centers that receive federal funding under the Public Health Service Act and serve âmedically underservedâ populations can be âdeemedâ by HHS [the Department of Health and Human Services] as federal health providers even if they are private organizations. These federal health providers are considered federal employees for purposes of medical malpractice claims, and plaintiffs wishing to sue the providers or their employees must comply with the requirements of the FTCA.â Phillips v. Generations Fam. Health Ctr., 723 F.3d 144, 147 (2d Cir. 2013) (citations omitted). On April 2, 2017, Mr. Lindâs caretakers transported him to the Kingston Hospital Emergency Room for such a lab check. Id. at ¶ 53. Mr. Lind exhibited seemingly stable vital signs and reported that he was âfeeling well.â Id. at ¶¶ 54-55. On April 3, 2017, Mr. Lindâs caretakers transported him to IFH for another lab check. Id. at ¶ 56. P.A. Bakey evaluated Mr. Lind. Id. at ¶¶ 59-61. Mr. Lind exhibited symptoms consistent with withdrawal from Clozaril, but his vital signs were again seemingly stable. Id. at ¶¶ 57-58. On the morning of April 6, 2017, Mr. Lindâs caretakers again transported him to IFH for evaluation. Id. at ¶ 66. N.P. Wolff performed the initial evaluation. Id. at ¶ 67. Mr. Lind again exhibited seemingly stable vital signs and symptoms consistent with withdrawal from Clozaril. Id. at ¶¶ 68-69. N.P. Wolff ordered Mr. Lindâs Clozaril resumed based on lab work indicating it was safe to do so. Id. at ¶ 72. However, in light of Mr. Lindâs withdrawal symptoms, N.P. Wolff also requested that Dr. Ho, an internist, perform an additional evaluation of Mr. Lind that morning. Id. at ¶ 74. During Dr. Hoâs evaluation, Mr. Lindâs vital signs were again seemingly stable. Id. at ¶¶ 76-77. Mr. Lind denied having headaches, shortness of breath, and chest pain, as well as any complaints of pain more generally. Id. at ¶¶ 78-79. Dr. Hoâs physical exam of Mr. Lind, including Mr. Lindâs lungs and heart, did not identify any issues. Id. at ¶¶ 84-86. Dr. Ho also took an electrocardiogram (âEKGâ) of Mr. Lindâs heart. Id. at ¶ 88. Due to Mr. Lindâs shaking, several EKGs ultimately needed to be taken to obtain a usable one. Id. at ¶¶ 88-89; Dkt. No. 32-23 at 34:14-35:13. Dr. Hoâs interpretation of the readable portions of that EKG did not identify anything outside of normal limits. Dkt. No. 32-24 at ¶¶ 95-96; Dkt. No. 32-23 at 32:14-33:10. While the IFH computerâs ability to interpret this specific EKG remains unclear to the Court, the computerâs readout suggested the presence of a very rare heart condition (âaccelerated junctional rhythmâ). Dkt. No. 32-24 at ¶¶ 90-93. Following his examination of Mr. Lind, Dr. Ho assessed him as âgrossly normal except parkinsonian resting tremors which [are] likely due to medication being adjusted.â Dkt. No. 33-4 at 62. Dr. Ho also noted that Mr. Lindâs medication would be resuming shortly. Dkt. No. 32-24 at ¶ 97. Dr. Ho ordered follow-up labs and advised Mr. Lindâs caretakers of âwarning signs and symptomsâ that would necessitate medical intervention. Id. at ¶¶ 98-99. Mr. Lind returned to his group home in Ulster County following this evaluation. Id. at ¶ 100; Dkt. No. 1 at ¶ 5. C. Mr. Lindâs Death On April 7, 2017, Mr. Lindâs caretaker interacted with him at approximately 6:00 a.m., without issue, before finding him unresponsive at approximately 8:30 a.m. Dkt. No. 32-24 at ¶¶ 106-110. Mr. Lind was pronounced dead soon after. Id. at ¶ 105. Between Mr. Lindâs visit to IFH the prior morning and his death on this day, there is no indication in the record of any further developments or problems with his health. Id. at ¶¶ 101, 102, 109. On April 8, 2017, forensic pathologist Dr. Charles A. Catanese performed an autopsy and concluded that Mr. Lind had a different very rare heart condition (âfibromuscular dysplasia of [the] coronary arteries with myocardial fibrosisâ) that resulted in sudden cardiac death. Id. at ¶¶ 114, 118-119. D. Challenged Expert Opinion While the parties have submitted numerous expert opinions, the Motion challenges only the qualifications and reliability of cardiologist Dr. Bruce D. Charash, one of Plaintiffâs retained experts.5 Among his professional qualifications, Dr. Charash has board certifications in cardiology 5 The Motionâs jurisdictional challenge to the opinions of Dr. Elie G. Aoun is addressed in Section IV.C, infra. and internal medicine and has been licensed to practice medicine in New York State since 1982. Dkt. No. 35-1 at ¶¶ 1-4. In the main, Dr. Charash opines that: Dr. Wesley Ho deviated from the accepted standard of care through his failure to refer David Lind to the Emergency Room upon his evaluation on April 6, 2017. It is my further opinion that had Dr. Ho referred Mr. Lind to the Emergency Room on April 6, 2017, Mr. Lind would not have died on April 7, 2017, and would be alive today. Id. at ¶ 7. More granularly, and as most relevant here, Dr. Charash further opines that: ï· Mr. Lind had been previously diagnosed with âsinoatrial node dysfunction,â (âSNDâ) which indicates âsome form of conduction system disease,â essentially, âa problem with the electrical system that controls the heartâs rate and rhythm.â Id. at ¶ 9. ï· Because of this disease, Mr. Lind was âat high risk for developing sub-clinical diseases in his conduction system.â Id. at ¶ 10. ï· When IFH discontinued Mr. Lindâs Clozaril, Mr. Lind experienced âcholinergic rebound,â a physiological reaction whereby his body responded to the withdrawal of his medication by âslow[ing] the electrical conduction in the heart; hence any underlying abnormality can become clinically expressed.â Id. at ¶¶ 18-21. ï· The April 6, 2017 EKG indicates that Mr. Lind had accelerated junctional rhythm. Id. at ¶¶ 26-27, 32. ï· This particular rhythm âindicates a potentially life-threatening failure of the electrical systemâ because there âis not a reliable way for electricity to continue to be generated in the heartâ and thus the heartâs electrical function âis vulnerable to abrupt failure.â Id. at ¶¶ 29-30. ï· Mr. Lindâs âcholinergic reboundâ suppressed his heartâs electrical function and also risked completely suppressing this particular rhythm, which would âand as it turns out, did result in sudden cardiac death.â Id. at ¶ 37. ï· Based on the computerâs indication of this particular rhythm, the apparent diagnosis of SND in Mr. Lindâs chart, and Mr. Lindâs ongoing âcholinergic rebound,â Dr. Ho should have sent Mr. Lind to the hospital for cardiac monitoring. Id. at ¶¶ 32-34, 36-39. Had Dr. Ho done so, Mr. Lind would not have died âfrom the complete failure of his heartâs electrical system.â Id. at ¶¶ 40-41. ï· As it relates to the autopsy findings, Dr. Charash does ânot dispute the findings in the tissue samples examined by Dr. Cataneseâ but does âdispute the cause of death, which, as a clinical cardiologist, [he is] qualified to address.â Id. at ¶ 50. E. Procedural History As required by the FTCA, Plaintiff filed an administrative claim with HHS on March 13, 2019. Dkt. No. 32-24 at ¶ 137; Dkt. No. 32-20. HHS denied this administrative claim by letter dated December 5, 2019. Dkt. No. 32-24 at ¶ 142; Dkt. No. 32-21. Plaintiff commenced this action on May 26, 2020. Dkt. No. 1. Like the administrative claim, the essence of the Complaintâs allegations is that following the discontinuation of Mr. Lindâs Clozaril on March 31, 2017, IFH Medical Personnel failed to render proper medical care to Mr. Lind, resulting in his pain, suffering, and eventual death on April 7, 2017. Dkt. No. 1 at ¶¶ 20-32; Dkt. No. 32-24 at ¶¶ 138-141. III. STANDARD OF REVIEW Summary judgment is properly granted only if, upon reviewing the evidence in the light most favorable to the nonmovant, there is no genuine issue of material fact, and the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(c); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986); Richardson v. Selsky, 5 F.3d 616, 621 (2d Cir. 1993). A court first determines âwhether the evidence presents a sufficient disagreement to require submission to a [factfinder] or whether it is so one-sided that one party must prevail as a matter of law.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251-52 (1986). âWhen analyzing a summary judgment motion, the court âcannot try issues of fact; it can only determine whether there are issues to be tried.ââ Galeotti v. Cianbro Corp., No. 5:12-cv-00900 (MAD/TWD), 2013 WL 3207312, at *4 (N.D.N.Y. June 24, 2013) (quoting Chambers v. TRM Copy Ctrs. Corp., 43 F.3d 29, 36-37 (2d Cir. 1994)). Defendant, in seeking summary judgment, âbears the burden of establishing that no genuine issue of material fact exists and that the undisputed facts establish [its] right to judgment as a matter of law.â Rodriguez v. City of New York, 72 F.3d 1051, 1060-61 (2d Cir. 1995) (citation omitted). To determine whether a genuine issue of material fact exists, a court must resolve all ambiguities and draw all reasonable inferences against the moving party. See Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986); accord Gibbs-Alfano v. Burton, 281 F.3d 12, 18 (2d Cir. 2002). A âmaterialâ fact is one that would âaffect the outcome of the suit under the governing law,â and a dispute about a genuine issue of material fact occurs if the evidence is such that âa reasonable [factfinder] could return a verdict for the nonmoving party.â Anderson, 477 U.S. at 248; accord R.B. Ventures, Ltd. v. Shane, 112 F.3d 54, 57 (2d Cir. 1997). The Court should âgrant summary judgment where the nonmovantâs evidence is merely colorable, conclusory, speculative or not significantly probative.â Schwimmer v. Kaladjian, 988 F. Supp. 631, 638 (S.D.N.Y. 1997) (citing, inter alia, Anderson, 477 U.S. at 249-50). IV. DISCUSSION The Motionâs core argument is that Defendant is entitled to summary judgment because Plaintiff has failed to provide admissible expert testimony demonstrating that Defendantâs departure from the relevant standard of care caused Mr. Lindâs death. In support, Defendant primarily argues that: (i) Dr. Charashâs causation opinions are inadmissible because he is not qualified and his opinions are unreliable; (ii) Dr. Aounâs standard of care opinions are inadmissible because this Court lacks jurisdiction over the claims to which the opinions relate; and (iii) Plaintiff has failed to provide any expert opinion at all for his claims against three of the four IFH Medical Personnel. Dkt. No. 32-25 at 18-26. A. Necessity and Admissibility of Expert Testimony Because all relevant events occurred within New York State, the Court agrees with the parties that New York law applies to the medical malpractice claims at issue in this FTCA action. Dkt. No. 32-25 at 14-15; Dkt. No. 35-6 at 10; see also Zuchowicz v. U.S., 140 F.3d 381, 387 (2d Cir. 1998) (âThe liability of the federal government under the Federal Tort Claims Act is determined according to the law of the state in which the injury occurredâ); accord Agyin v. Razmzan, 986 F.3d 168, 184 (2d Cir. 2021); 28 U.S.C. § 1346(b). A medical malpractice claim under New York law requires that a plaintiff establish â(1) that the defendant breached the standard of care in the community, and (2) that the breach proximately caused plaintiffâs injuries.â Arkin v. Gittleson, 32 F.3d 658, 664 (2d Cir. 1994) (collecting cases); Smith v. Sommer, 189 A.D.3d 906, 907 (2d Depât 2020) (same); see also Milano by Milano v. Freed, 64 F.3d 91, 95 (2d Cir. 1995) (collecting cases). Further, â[t]hese elements must be established by expert testimony, unless the testimony is within the ordinary knowledge and experience of the [factfinder].â6 Vale v. U.S., 673 Fed. Appâx 114, 116 (2d Cir. 2016) (summary order). Given the facts of this case, the Court finds that the testimony necessary is beyond the âordinary knowledge and experienceâ of the factfinder and thus expert testimony is required. See, e.g., Section II.B, supra; but see Sitts v. U.S., 811 F.2d 736, 740 (2d Cir. 1987) (discussing exceptions under New York law when expert testimony is unnecessary). The admissibility of expert testimony is governed by Rule 702 of the Federal Rules of Evidence. Fed. R. Evid. 702; Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 588 (1993). While district courts perform a âgatekeeping roleâ to ensure âthat an expertâs testimony both rests 6 Despite Plaintiffâs demand for a jury trial, because the United States of America is the only defendant in this case, any trial will be a bench trial. See 28 U.S.C. § 2402 (âany action against the United States under section 1346 shall be tried by the court without a juryâ). on a reliable foundation and is relevant to the task at hand,â Daubert, 509 U.S. at 597, â[i]t is a well-accepted principle that Rule 702 embodies a liberal standard of admissibility for expert opinions.â U.S. v. Napout, 963 F.3d 163, 187 (2d Cir. 2020) (quotation omitted).7 Rule 702 states: A witness who is qualified as an expert by knowledge, skill, experience, training, or education may testify in the form of an opinion or otherwise if the proponent demonstrates to the court that it is more likely than not that: (a) the expertâs scientific, technical, or other specialized knowledge will help the trier of fact to understand the evidence or to determine a fact in issue; (b) the testimony is based on sufficient facts or data; (c) the testimony is the product of reliable principles and methods; and (d) the expertâs opinion reflects a reliable application of the principles and methods to the facts of the case. The Second Circuit has interpreted Rule 702 to require that the district court first determine whether a proposed expert is qualified to provide an opinion, before then assessing the reliability and relevance of the expertâs proffered testimony. See, e.g., Vale, 673 Fed. Appâx at 116 (âAs a threshold matter, trial courts must consider whether the witness is qualified . . . before reaching an analysis of the testimony itselfâ); Nimely v. City of New York, 414 F.3d 381, 396-97 (2d Cir. 2005) (âafter determining that a witness is qualified as an expert to testify as to a particular matter . . . and that the opinion is based upon reliable data and methodology, Rule 702 requires the district court to make a third inquiry: whether the expertâs testimony (as to a particular matter) will assist the trier of factâ) (quotations and citation omitted); see also Fashion-Williams v. U.S., No. 20-cv- 08329 (JLR), 2024 WL 1195033, at *8 (S.D.N.Y. Mar. 20, 2024). 7 Given the particular facts of this case, the Court need not address the significance, if any, of the 2023 amendment to Rule 702 in light of this Circuitâs controlling precedent. B. Dr. Charashâs Opinions Defendantâs fundamental challenge to Dr. Charashâs causation opinions is that because the forensic pathologist determined a âvery rareâ heart condition caused Mr. Lindâs death, Dr. Charash, as a cardiologist and not a forensic pathologist, is not qualified to offer a contrary opinion. Dkt. No. 32-25 at 19-20; Dkt. No. 36 at 5-9. Plaintiff argues in response that (i) Dr. Charash is well-credentialed, knowledgeable, and very experienced, and (ii) New York law does not require an otherwise qualified medical expert to have a particular medical expertise in order to offer an expert opinion. Dkt. No. 35-6 at 9-13. Beyond the fact that Dr. Charash is not a pathologist, Defendant does not provide a direct response to Plaintiffâs arguments. As a threshold matter, the Court finds that Dr. Charash is qualified under Rule 702, pursuant to New York law, to proffer expert testimony on the cause of Mr. Lindâs death. See, e.g., Moon Ok Kwon v. Martin, 19 A.D.3d 664, 664 (2d Depât 2005) (âA physician need not be a specialist in a particular field to qualify as a medical expert and any alleged lack of knowledge in a particular area of expertise goes to the weight and not the admissibility of the testimonyâ) (finding trial courtâs preclusion of medical expertâs testimony on the basis that the expert was a neurologist, not a radiologist, and thus not qualified to interpret medical imaging to be erroneous); accord Maestri v. Pasha, 198 A.D.3d 632, 634 (2d Depât 2021) (finding that a medical expert certified in internal medicine but not gastroenterology was qualified to offer a causation opinion relating to both internal medicine and gastroenterology); Lyons v. Tsadyk, No. 712894/16, 2024 WL 1081064, at *1 (2d Depât Mar. 13, 2024) (finding that a medical expert certified in internal medicine and geriatric care, but not rehabilitative medicine, was qualified to offer a causation opinion relating to rehabilitative medicine). Further, the Court notes that Dr. Charashâs opinionsâ consistent with his deposition testimony, see Dkt. No. 32-10 at 112:2-4âmake clear that he is challenging only the âphysiologic cause of deathâ on the basis of his own clinical expertise.8 Dkt. No. 35-1 at ¶ 50. As to the reliability of Dr. Charashâs opinions, Defendant challenges three specific opinions. In opposition to Dr. Charashâs SND opinion, Defendant primarily cites to its own cardiologistâs opinion and testimony as to how SND is properly diagnosed and its significance, if any, as it relates to Mr. Lindâs death. Dkt. No. 32-25 at 20-22. However, it is well settled that under New York law, â[s]ummary judgment is not appropriate in a medical malpractice action where the parties adduce conflicting medical expert opinions since [s]uch conflicting expert opinions will raise credibility issues which can only be resolved by a [factfinder].â Pezulich v. Grecco, 206 A.D.3d 827, 829 (2d Depât 2022) (quotations and citations omitted); DiGernoimo v. Fuchs, 101 A.D.3d 933, 936 (2d Depât 2012) (same); see also Breitenbach v. U.S., No. 1:16-CV- 00011 (NAM/CFH), 2018 WL 4119039, at *12 (N.D.N.Y. Aug. 29, 2018) (denying summary judgment in part because of conflicting medical expert opinions) (collecting cases). In addition to the credibility determinations necessary to assess conflicting expert reports from two well- credentialed and experienced cardiologists, the Court also notes the existence of a factual dispute regarding whether Mr. Lind had in fact been diagnosed with SND. Compare Dkt. No. 35-1 at ¶¶ 9, 12, with Dkt. No. 32-8 at ¶ 36. While Dr. Charashâs SND opinion contradicts testimony from Defendantâs expert, the Court is not persuaded that Dr. Charashâs opinion is unreliable. Accordingly, Defendantâs Motion is denied as to Dr. Charashâs SND opinion. Defendant next challenges the reliability of Dr. Charashâs EKG opinion, again primarily based on its own cardiologistâs opinion to the contrary. Dkt. No. 32-25 at 22-23. Having carefully 8 The relevance argument Plaintiff raises for the first time in its reply brief, see Dkt. No. 36 at 7, also fails in light of New York law. See, e.g., Moon Ok Kwon, 19 A.D.3d at 664. examined testimony from three doctors who reviewed the EKG, the Court is left with the understanding that, given Mr. Lindâs shaking at the time of the EKG, what could and could not be read from the EKG remains heavily disputed. See Dkt. No. 32-10 at 97:10-108:19; Dkt. No. 32- 15 at 40:9-50:8, 61:8-64:15; Dkt. No. 32-23 at 32:14-36:22; Dkt. No. 32-8 at ¶¶ 53-55; Dkt. No. 35-1 at ¶¶ 23-28, 32-34. For this and the reasons immediately above, Defendantâs Motion is denied as to Dr. Charashâs EKG opinion. See Richardson v. Corr. Med. Care, Inc., No. 22-210, 2023 WL 3490904, at *3 (2d Cir. May 17, 2023) (summary order) (finding district courtâs exclusion of Dr. Charashâs opinion as unreliable to be clearly erroneous in light of contested issues of fact and partially reversing summary judgment); Rodriguez, 72 F.3d at 1060-61. Defendant last challenges the reliability of Dr. Charashâs âcholinergic reboundâ opinion, including certain statements about Mr. Lindâs heart rate and blood pressure. Dkt. No. 32-25 at 23- 24. As an initial matter, the Court is not persuaded by Defendantâs argument that Dr. Charashâs opinion is inconsistent with an apparent 50% fluctuation in Mr. Lindâs recorded heart rate during his evaluation by IFH Medical Personnel on the morning of April 6, 2017. Dkt. No. 32-25 at 23. Moreover, given the disputed factual record and complexity of the competing medical opinions here, the Court cannot at this stage conclusively credit Defendantâs version of events. See Breitenbach, 2018 WL 4119039, at *12. For these and the reasons further above, Defendantâs Motion is denied as to Dr. Charashâs âcholinergic reboundâ opinion. For all these reasons, Defendantâs Motion is denied as to Dr. Charashâs opinions. C. Dr. Aounâs Opinions Defendant argues that Dr. Aounâs opinions are inadmissible because they relate to events prior to March 31, 2017, which were not raised administratively as required by the FTCA, and thus this Court lacks jurisdiction to hear the related claims. Dkt. No. 32-25 at 24-25; Dkt. No. 36 at 3-5. Plaintiffâs response in opposition consists of a handful of sentences and no legal authority. Dkt. No. 35-6 at 23. The Court finds that Plaintiff did not administratively exhaust the claims to which Dr. Aounâs opinions would relate. Celestine v. Mount Vernon Neighborhood Health Ctr., 403 F.3d 76, 82 (2d Cir. 2005) (âThe FTCA requires that a claimant exhaust all administrative remedies before filing a complaint in federal district court. This requirement is jurisdictional and cannot be waivedâ); accord Leytman v. U.S., 832 Fed. Appâx 720, 722 (2d Cir. 2020) (summary order) (same).9 Like the Complaint, the administrative claim Plaintiff filed on March 13, 2019, focusedâ exclusivelyâon events on and after March 31, 2017, including the discontinuation of Mr. Lindâs Clozaril prescription, and the involvement of IFH Medical Personnel therein. Dkt. No. 32-20; Dkt. No. 1 at ¶¶ 12-22. Dr. Aounâs opinions primarily relate to events in 2016 and earlier, including another individualâs responsibility for originally prescribing Clozaril to Mr. Lind. Dkt. No. 32-11 at 28-63; Dkt. No. 32-12 at 12-16. Assuming, without deciding, that Dr. Aoun is qualified and his opinions are reliable, the Court finds that they are irrelevant, as the claims to which his opinions primarily relate cannot be presented to this Court. Accordingly, Defendantâs Motion is granted as to Dr. Aounâs opinions. D. Plaintiffâs Allegations Against Dr. Weiss, N.P. Wolff, and P.A. Bakey Defendant argues that Plaintiff lacks any expert support for the medical malpractice claims against three of the four IFH Medical Personnel: Dr. Weiss, N.P. Wolff, and P.A. Bakey. Dkt. No. 32-25 at 25-26; Dkt. No. 36 at 1-3. Plaintiff did not respond to this argument and, more generally, 9 Defendantâs secondary argument that the statute of limitations also divests this Court of jurisdiction is not correct as a matter of law. Compare Dkt. No. 32-25 at 24-25, with U.S. v. Wong, 575 U.S. 402 (2015) (âwe hold that the FTCAâs time bars are nonjurisdictional and subject to equitable tollingâ). Because Plaintiff has asserted no equitable tolling argument in opposition, however, the Court need not address the issue. does not even reference any of these individuals in his opposition. See generally Dkt. No. 35-6. As a result, the Court deems this argument unopposed. See Chacko v. Costco Wholesale Corp., 568 F. Supp. 3d 487, 499 (S.D.N.Y. 2021) (finding an argument unopposed and granting summary judgment on the relevant claim when a partyâs âopposition brief ma[de] no reference to th[e] argumentâ). Nonetheless looking to the partiesâ statements of material facts, Defendant similarly states that Plaintiff has not proffered any expert testimony in support of the allegations against these three individuals. Dkt. No. 32-24 at ¶¶ 52, 62, 75, 145, 147, 149. Plaintiff responds that he submitted âthe expert opinions and declarations of Dr. Aoun and Dr. Charash to support the claim of negligence in the treatment and care of [Mr. Lind]â but offers no specific citation within such documents relating to any of the three individuals. Dkt. No. 35-5 at ¶¶ 52, 62, 75, 145, 147, 149. These vague denials are unhelpful to the Court; unsupported by the referenced documents, see generally Dkt. Nos. 35-1, 35-2; contradicted by the deposition testimony of Plaintiffâs primary expert, see Dkt. No. 32-10 at 123:19-22 (Q: âDr. Charash, other than Dr. Ho, do you have any criticisms of any of the other providers at the Institute of Family Health? A: No.â); contrary to the Local Rules, see N.D.N.Y. L.R. 56.1(b) (âEach denial shall set forth a specific citation to the record where the factual issue arisesâ); and fail as a matter of law, see Raskin v. Wyatt Co., 125 F.3d 55, 66 (2d Cir. 1997) (âan expertâs report is not a talisman against summary judgmentâ). Accordingly, the Court grants Defendantâs Motion as to Plaintiffâs claims against Dr. Weiss, N.P. Wolff, and P.A. Bakey. V. CONCLUSION Accordingly, the Court hereby ORDERS that Defendantâs Motion, Dkt. No. 32, is GRANTED in part, and DENIED in part, as set forth in Section IV of this Memorandum-Decision and Order; and the Court further ORDERS that the Clerk serve a copy of this Memorandum-Decision and Order on the parties in accordance with the Local Rules. IT IS SO ORDERED. Dated: March 29, 2024 Quel V). Ja RAL Albany, New York Anne M. Nardacci U.S. District Judge 16
Case Information
- Court
- N.D.N.Y.
- Decision Date
- March 29, 2024
- Status
- Precedential