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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK TABITHA LULO, Plaintiff, 19 Civ. 3776 (PAE) ~ OPINION & ORDER OTG MANAGEMENT, LLC, Defendant. PAUL A. ENGELMAYER, District Judge: Plaintiff Tabitha Lulo (âLuloâ), was employed by defendant OTG Management, LLC (âOTGâ) from March 2015 to November 2017, In 2017, Lulo was pregnant and, after giving birth, took Federal Medical Leave Act (âFMLAâ) leave. Approximately one month after returning to work, she was terminated from OTG in a company-wide Reduction-in-Force (âRIFâ). Lulo brings retaliation and discrimination claims against OTG under the FMLA, 29 US.C. § 2601 et seg., New York State Human Rights Law, N.Y. Exec. Law, § 290 et seq. (âNYSHRLâ), and the New York City Human Rights Law, N.Y.C. Admin. Code, § 8-101 ef seq. (âNYCHRLâ). Pending now is OTGâs motion for summary judgment. For the reasons that follow, the Court grants the motion, I. Background A. Factual Background! 1, The Partiesâ Lulo is a former employee of OTG. Def. 56.1 4 1; Depol Decl. As of the filing of her opposition to summary judgment, Lulo was a 37-year-old woman, residing in Rockland County, New York. Pl. 56.1 948. OTG is a limited liability company organized under Delaware law. Def. 56.1 4]3. OTG is owned by three separate entities, one of which is OTG Management, Inc. Depol Decl. { 3. OTG owns and operates restaurants and concessions in airport terminals throughout the United 1 The Court draws its account of the facts of this case from the partiesâ submissions in support of and in opposition to defendantâs motion for summary judgment, including: OTGâs Local Rule 56.1 statement, Dkt. 41 (âDef. 56.1â); the declaration of Michael C. Schmidt in support of the motion, Dkt. 44 (âSchmidt Dec!.â), and attached exhibits; the declaration of James Depol in support of the motion, Dkt. 42 âDepol Decl.â); Luloâs Local Rule 56.1 counter-statement, Dkt. 53 (âPL. 56.1â); the declaration of Jimmy M. Santos, Esq., in opposition to the motion, Dkt. 76 (âSantos Decl.â), and attached exhibits; and OTGâs reply to Luloâs 56,1 counter-statement, Dkt. 55 (âDef. Reply 56.1â). Citations to a partyâs Rule 56.1 statement incorporate by reference the documents cited therein, Where facts stated in a partyâs Rule 56,1 statement are supported by testimonial or documentary evidence, and are denied by a conclusory statement by the other party without citation to conflicting testimonial or documentary evidence, the Court finds such facts true. See S.D.N.Y. Local Rule 56.1(c) (âEach numbered paragraph in the statement of material facts set forth in the statement required to be served by the moving party will be deemed to be admitted for purposes of the motion unless specifically controverted by a correspondingly numbered paragraph in the statement required to be served by the opposing party.â); id at 56.1(d) (âEach statement by the movant or opponent... controverting any statement of material fact[] must be followed by citation to evidence which would be admissible, set forth as required by Fed. R. Civ. P. 56(c).â). * On June 11, 2021, OTG Management, Inc., the original named defendant, filed a motion for summary judgment. Dkt. 43. That motion raised, for the first time in this litigation, that OTG Management, LLC, not OTG Management, Inc., was Luloâs employer. See id; see also Depol Decl. (stating same). In its earlier answer to plaintiff's complaint, OTG Management, Inc. had admitted it had employed Lulo. See Dkt. 11 6. On January 7, 2022, pursuant to the Courtâs order, Dkt. 57, Lulo filed an amended complaint substituting OTG Management, LLC as the defendant, Dkt. 58. The Court therefore considers OTG Management, LLC to be Luloâs employer, and resolves OTGâs motion on the merits. See Fed. R. Civ. P. 15¢c)(1)(C). States, including in airports in New York (LaGuardia and JFK) and New Jersey (Newark). It maintains a corporate office in New York City. Def. 56.1 4 4. 2. Luloâs Employment By OTG Lulo was employed by OTG from on or about March 16, 2015 through on or about November 13, 2017. Jd 46. Lulo was a âsenior cash auditor,â and was the only person employed in that position during her employment. fd. 7. Luloâs starting annual salary was $68,000. Pl. 56.1951. Lulo reported directly to Tor Iacopelli (âIacopelliâ), who was OTGâs Senior Vice President of Finance. Def. 56.1 9 8. Lulo did not have a physical office; she traveled to airport terminals to perform her duties. § 9. Lulo was primarily responsible for auditing cash and cash-related transactions at OTGâs airport terminals. /d. J 10. 3. Luloâs Pregnancy and Maternity Leave In or about January 2017, Lulo learned she was pregnant. /d. 711. In February 2017, Lulo told Iacopelli that she was pregnant. Jd 412. Iacopelli did not express any negative reaction, and congratulated Lulo on her pregnancy. /a.; Schmidt Decl., Ex. A at 19, No one at OTG ever made any derogatory or inappropriate comment to Lulo about her pregnancy. Def. 56.1 13. Lulo did not have any difficulties performing her job duties during her pregnancy. Jd. 4 14. Approximately one to two weeks before she gave birth, Lulo announced to Iacopelli that she would be taking maternity leave after delivery. fd. {9 15, 16. Iacopelli did not indicate to Lulo that he took issue with her taking such leave. fd. § 17. No one at OTG ever made a derogatory comment about, or indicated any issue with, Lulo taking maternity leave. fd [ 18. On July 5, 2017, Lulo delivered her baby. Id. | 19. On July 6, 2017, Lulo submitted her maternity leave request form, with an approved anticipated return-to-work date of September 28, 2017. fd. § 20. However, Lulo began to suffer from postpartum depression, and was unable to return to work on that date. /d. 21. Lulo therefore told Iacopelli that her doctor had extended her leave for a few additional weeks, and that she would return to work on October 23, 2017. Jd. 22. Tacopelli never indicated that he had any issue with Lulo extending her maternity leave. Jd. § 23; Schmidt Decl., Ex. A at 45. No one at OTG ever made any derogatory comment about, or indicated any problem with, Luloâs extended leave. Def. 56.1 § 24. Luloâs maternity leave extension request was approved. Jd. âĄâĄ 25. On October 23, 2017, Lulo returned to work in the same role as before her leave began. Id 26. After her return, no one at OTG made any comments to Lulo regarding her maternity leave or her gender. Jd. [ 27-29. At no time during her employment did Lulo complain to Human Resources. fd. J 30. 4, OTGâs Company-Wide RIF In November 2017, OTG began a company-wide RIF, i.e., layoffs. Jd 31. The RIF impacted all lines of OTGâs business and departments. Id, 32. OTGâs then-Chief Financial Officer had advised OTG to reduce staff for budgetary purposes. /d. § 33. Each department assessed the positions within it to determine which could be eliminated without causing significant disruptions to OTGâs core workflow and efficiencies. Jd. 434. As part of the RIF, OTG determined that Luloâs position as a senior cash auditor was not necessary and that it, among other positions, should be eliminated. /d. 35. This was in part because, by then, OTG had moved further away from a cash-based business model and relied more on credit and debit card transactions. âĄâĄâĄ §36. At her termination meeting, Lulo was told that she was being let go for budgetary reasons as part ofa RIF. fd. 41. Although OTG did not provide a precise number of individuals terminated in the RIF, its Senior Vice President, Corporate Controller described the November 2017 RIF as âmajor,â in which âevery department had to . . . let people go.â Schmidt Decl, Ex. B at 10. Lulo disputes that the budget cuts were the reason for her termination. She claims she was terminated because she had been pregnant and had taken FMLA leave. Pl. 56.1747, Lulo notes that OTG, the previous year, had terminated another employee, Carla Rodriguez (âRodriguezâ), after she had been pregnant and taken FMLA leave. Jd. {§[ 55; 68-69. However, OTG disputes that pregnancy or FMLA leave were reasons for Rodriguezâs termination. It states that Rodriguez had been terminated as part of a smaller RIF, under which it had terminated all persons-â-including Rodriguezâwho had been hired for the specific purpose of supporting the company during its take-public effort. Def. 56.1 Reply 755. In further support of her claim that the RIF was pretextual, Lulo also notes that she had heard ânot a whisperâ about an impending RIF before her termination. Pl. 56.1 477. OTG assertsâand Lulo does not disputeâthat Lulo was not the only OTG employee terminated during the RIF, and that the RIF entailed the termination of male and female employees. Def. 56.1 37-38. As of Luloâs return to work, Lulo did not have any additional leaves of absence scheduled. Jd. | 40. Lulo claimsâbut adduces no evidence, aside from her own deposition testimonyâthat she applied for and was rejected from âher own job repackaged by OTGâ after her termination. 56.1 9 85. Lulo has not, however, provided evidence as to when she applied, the title of the ostensibly repackaged position, a description of that position, and the qualifications and credentials the position required. On the other hand, OTG adduces evidence that at no time after Luloâs termination did it hire anyone into the position of senior cash auditor, or the same or a similar role repackaged under another title. Def. 56.1 943. After the 2017 RIF, certain of the cash-auditing functions were assumed by multiple people, but no person solely performed a cash auditing role in the terminals, and cash audits were no longer done at the terminals with the same frequency or to the same extent or degree as before the 2017 RIF. id "44. A person named Richard Mazer (âMazerâ) was later hired not to perform solely cash auditing functions in airport terminals, but as a high-level auditor for the whole company. Def. 56.1 Reply 63. Mazerâs role was a CPA-level position. Mazer is a CPA; Lulo is not. /d. 5. Luloâs Subsequent Employment In February 2018, less than three months after her termination, Lulo began working as a commission specialist at another company. Def. 56.1 445. Lulo was unable to get treatment for her postpartum depression after being terminated from OTG because she lost her health insurance. Pl. 56.1 759. Lulo suffered severe psychological distress and damage, which she alleges was directly and proximately caused by OTG. For purposes of this motion, OTG does not dispute her claim of such injury. Jd. 4 60. B. Procedural History On April 26, 2019, Lule filed her complaint. Dkt. 1 (ââCompi.â). On June 18, 2019, OTG filed an answer. Dkt. 11. On June 11, 2021, OTG filed a motion for summary judgment, a Rule 56.1 Statement, with declarations and a memorandum of law in support. Dkts. 40-44. On July 19, 2021, Lulo filed her opposition to the motion, a Rule 56.1 statement, and a declaration in support. Dkts. 51-53. On July 30, 2021, OTG filed its reply, areply Rule 56.1 statement, and an affidavit in support. Dkts. 54â56. Ii. Legal Standards Governing Motions for Summary Judgment To prevail on a motion for summary judgment, the movant must âshow(] that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986). The movant bears the burden of demonstrating the absence of a question of material fact. In making this determination, the Court must view all facts âin the light most favorableâ to the non- moving party. Holcomb v. Jona Coll., 521 F.3d 130, 132 (2d Cir, 2008). Lf the movant meets its burden, âthe nonmoving party must come forward with admissible evidence sufficient to raise a genuine issue of fact for trial in order to avoid summary judgment.â Jaramillo v. Weyerhaeuser Co., 536 F.3d 140, 145 (2d Cir. 2008). â[A] party may not rely on mere speculation or conjecture as to the true nature of the facts to overcome a motion . for summary judgment.â Hicks v. Baines, 593 F.3d 159, 166 (2d Cir, 2010) (citation omitted). Rather, to survive a summary judgment motion, the opposing party must establish a genuine issue of fact by âciting to particular parts of materials in the record.â Fed. R. Civ. P. 56(¢)(1)(A); see also Wright v. Goord, 554 F.3d 255, 266 (2d Cir. 2009), âOnly disputes over facts that might affect the outcome of the suit under the governing lawâ will preclude a grant of summary judgment. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). In determining whether there are genuine issues of material fact, a court is ârequired to resolve all ambiguities and draw all permissible factual inferences in favor of the party against whom summary judgment is sought.â Johnson v. Killian, 680 F.3d 234, 236 (2d Cir. 2012) (quoting Terry v. Ashcroft, 336 F.3d 128, 137 (2d Cir. 2003)). In cases that involve claims of discrimination or retaliation, courts must use âan extra measure of cautionâ in determining whether to grant summary judgment âbecause direct evidence of discriminatory intent is rare and such intent often must be inferred from circumstantial evidence found in affidavits and depositions.â Schiano y. Quality Payroll Sys., Inc., 445 F.3d 597, 603 (2d Cir. 2006) (citation omitted). However, âthe salutary purposes of summary judgmentâavoiding protracted, expensive and harassing trialsâapply no less to discrimination cases,â Weinstock v. Columbia Univ., 224 F.3d 33, 41 (2d Cir. 2000) (citation omitted). Thus, even in the context of a discrimination case, âa plaintiff must provide more than conclusory allegations to resist a motion for summary judgment,â Holcomb, 521 F.3d at 137; see also Gorzynski v. JetBlue Airways Corp., 596 F.3d 93, 101 (2d Cir. 2010), and courts may grant summary judgment against âdiscrimination claims in cases lacking genuine issues of material fact,â Holtz v. Rockefeller & Co.,258 F.3d 62, 69 (2d Cir. 2001) (citation omitted). UI. Discussion Lulo brings claims of retaliation under the FMLA, and retaliation and discrimination under the NYSHRL and the NYCHRL. The Court first addresses the FMLA claims and then those under state and city law. A. Retaliation Claims Under the FMLA OTG moves for summary judgment on Luloâs claims that the decisions to terminate her, and later not to rehire her, were made in retaliation for having taken FMLA leave. 1. Legal Standards The FMLA gives eligible employees an âentitlementâ to 12 work weeks of unpaid leave per year. 29 U.S.C. § 2612(a)(1). While an employee is on FMLA leave, it is âunlawful for any employer to interfere with, restrain, or deny the exercise of or the attempt to exercise, any right providedâ by the FMLA. FMLA leave is triggered by, inter alia, âthe birth of a son or daughter and in order to care for such son or daughterâ and âa serious health condition that makes the employee unable to perform functions of his or her position.â Jd. §§ 2612(a)(1)(A), (D). At the end of a FMLA leave, the employee has the right to be restored to the position, or its equivalent, that he or she held before taking leave. Jd. § 2614(a)(1). A plaintiff may bring FMLA retaliation claims for a violation of § 2615(a)(1). See Woods v. START Treatment & Recovery Ctrs., Inc., 864 F.3d 158, 167 (2d Cir. 2017); see also 29 U.S.C. § 2615(a)(1) (âIt shall be unlawful for any employer to interfere with, restrain, or deny the exercise of or the attempt to exercise, any right provided under [the FMLA].â). FMLA retaliation claims are analyzed under the familiar McDonnell Douglas burden- shifting framework developed under Title VIL Roberts v. Health Ass'n, 308 F. Appâx 568, 570 (2d Cir. 2009) (summary order) (citing McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973)). To make out a prima facie case, Lulo must establish that: (1) she exercised rights protected under the FMLA; (2) she was qualified for her position; (3) she suffered an adverse employment action; and (4) the adverse employment action occurred under circumstances giving rise to an inference of retaliatory intent. Potenza v. City of New York, 365 F.3d 165, 168 (2d Cis. 2004); Graziadio v. Culinary Inst. of Am., 817 F.3d 415, 429 (2d Cir. 2016). As to the fourth element, retaliatory intent can be established: â(1) indirectly through a showing that the protected activity was followed closely by discriminatory treatment, commonly known as âtemporal proximity;â (2) indirectly through other evidence such as disparate treatment of similarly-situated employees; or (3) directly through a showing of evidence of retaliatory animus toward plaintiff by defendant.â Alexander v. Bd. Of Educ. of City School Dist. of City of New York, 107 F. Supp. 3d 323, 328-29 (S.D.N.Y. 2015), aff'd sub nom. Alexander v. The Bd. of Educ. of City of New York, 648 F. Appâx 118 (2d Cir. 2016) (summary order); see also Carr v. WestLB Admin., Inc., 171 F. Supp. 2d 302, 309 (S.D.N.Y. 2001). Once a plaintiff makes out a prima facie case of retaliation, the burden of production shifts to the defendant to articulate a legitimate, non-retaliatory reason for its action. Kaytor v. Elec. Boat Corp., 609 F.3d 537, 552-53 (2d Cir. 2010); Hicks, 593 F.3d at 164. If the defendant meets this burden, the plaintiff, to avoid summary judgment, must identify evidence sufficient to support an inference that the proffered reason is a mere pretext for retaliation. See Kaytor, 609 F.3d at 552-53: Hicks, 593 F.3d at 164. 2. Application to Luloâs Claim of Retaliatory Termination The parties do not dispute the first three elements of Luloâs prima facie case. They diverge only as to the fourth element: whether there is evidence to support that the adverse employment action at issueâLuloâs terminationâtook place under circumstances giving rise to an inference of retaliatory intent. a. Prima facie case Lulo first requested leave on July 6, 2017; she later requested additional leave due to her postpartum depression diagnosis. Def. 56.1 ff 20, 21. After she returned to work on October 23, 2017, she was terminated on or about November 13, 2017. Jd. 46. Luloâs termination followed her return to work by one month. The proximity of these events is close enough to supply an inference of retaliation and thereby the remaining element of a prima facie case. De Figueroa v. New York, 403 F. Supp. 3d 133, 157 (E.D.N.Y. 2019) (â[T]here is no firm outer limit to the temporal proximity required, but most courts in the Second Circuit have held that a lapse of time beyond two or three months will break the causal inference.â); see also Walder v. White Plains Bd. of Educ., 738 F. Supp. 2d 483, 503-04 (S.D.N.Y. 2010) (collecting cases). In support of her prima facie case, Lulo points to one other piece of ostensible evidence of OTGâs intent to retaliate against her for taking FMLA leave: the fact that another employee, Rodriguez, had been terminated during an earlier RIF after becoming pregnant and taking FMLA leave. That sparsely developed circumstance, however, is insufficient to permit an inference that the separate RIF process a year later during which Luloâs position was eliminated was skewed by bias against FMLA-leave takers. See Vuona v. Merrill Lynch & Co., 919 F. Supp. 2d 359, 372 (S.D.N.Y. 2013). Indeed, Lulo does not adduce evidence that would make out a prima facie case 10 that Rodriguezâs termination was discriminatory. That is in part because she does not present evidence that Rodriguez was terminated in close enough proximity to her pregnancy or FMLA leave to give rise to an inference of retaliatory intent. Instead, Lulu makes only the vague statement that âMs. Rodriguez had been a pregnant woman who had taken FMLA leave right before she was terminated.â PI. 56.1 69. And Lulo does not point to any other evidence on which to infer that Rodriguezâs termination was retaliatory. See Delaney v. Bank of Am. Corp., 908 F. Supp. 2d 498, 505 (S.D.N.Y. 2012), afd, 766 F.3d 163 (2d Cir. 2014) (fact of termination of other members of plaintiffs protected class did not support discrimination claim where plaintiff did not adduce evidence as to the circumstances of the terminations, including whether others were terminated at the same time; whether other employees were replaced by persons without the protected characteristic; or what the employerâs stated justification was for terminating them). Lulo thus has adduced sufficient evidence to establish a prima facie case of retaliation, but solely based on the temporal proximity of her termination relative to her FMLA leave. b. OTGâs legitimate, non-discriminatory reasons for termination _ OTG has adduced evidence of a legitimate, non-discriminatory reason for Luloâs termination. Lulo, it documents, was let go as part of a âmajorâ RIF, imposed due to budgetary constraints. Def. 56.1 9] 31-36. âA RIF can indeed provide a legitimate, non-discriminatory reason for a termination.â Vuona, 919 F. Supp. 2d at 373 (collecting cases); Delaney, 908 F. Supp. 2d at 508 (inclusion in RIF for objective reason evidence of legitimate, nondiscriminatory reason). OTG has further demonstrated that Lulo was included in the RIF based on objective criteria. The RIF candidates were selected based on positions OTG could afford to eliminate without disrupting its workstream, not on subjective evaluations of the persons occupying the il positions at issue. Def. 56.1 4] 34-36. OTGâs explanation that its objective RIF criteria drove the termination decisions is corroborated by the fact that OTG did not thereafter hire anyone else for the senior cash auditing role after terminating Lulo. Jd. 43-44. Instead, Luloâs responsibilities were subsumed into existing roles. Jd. Thus, Luloâs prima facie case of retaliation, based on temporal proximity, has been countered by OTGâs evidence of a legitimate, non-discriminatory reason (the RIF) for terminating her. Cc. Luloâs evidence of pretext Although temporal proximity can support a causal connection at the prima facie stage, it is âinsufficient to defeat summary judgment at the pretext stage.â Zann Kwan v. Andalex Grp. LLC, 737 F.3d 834, 847 (2d Cir. 2013); see also Cooper v. New York State Nurses Assân, 847 âĄâĄ Supp. 2d 437, 449 (E.D.N.Y. 2012). Instead, Lulo must present some additional evidence that retaliation was the cause of her termination. Davies v. New York City Depât of Educ., 563 F. Appâx 818, 820-21 (2d Cir. 2014) (summary order) (âWe have been clear that temporal ptoximity between protected activity and an adverse employment action, alone, is insufficient to establish pretext[.]â) (citations omitted). In response to OTGâs evidence of a legitimate reason for terminating her, Lulo has not come forward with any plausible evidence suggesting that her inclusion in an RIF based on objective criteria was a sham. She offers only two facts ostensibly so indicating. First, she asserts that she personally had not heard about the RIF before it occurred. But, without more, the lack of earlier notice to her of the RIF is not at all probative as to whether her inclusion in the RIF was pretextual. Second, she again cites the termination a year earlier of Rodriguez, who had been on on FMLA leave before her termination, as evidence of a workplace culture in which RIFs were used to eliminate employees who had taken such leave. But, as noted, Lulo has not adduced evidence 12 sufficient to support even an inference based on temporal proximity that Rodriguezâs termination was retaliatory. And even were there a factual basis for such an inference, OTG has adduced unrebutted evidence that Rodriguezâs termination, too, was part of a broader RIF and consistent with its objective criteria. Specifically, OTG substantiates, Rodriguez was hired to assist in OTGâs take-public effort. Once that effort had been abandoned, her position was terminated, along with all others that had been created as part of OTGâs take-public effort. Def. Reply 56.1 | 55. Lulo thus has not come forward with any evidence of pretext. âMere temporal proximity, standing alone, is insufficient to carry plaintiff's burden at the pretext analysis.â Pellegrino v. County of Orange, 313 F. Supp. 2d 303, 316 (S.D.N.Y. 2004) (alterations omitted) (quoting Brown v. The Pension Boards, 488 F. Supp. 2d 395, 410 (S.D.N.Y. 2007)). Accordingly, there is insufficient evidence to permit her claim of retaliation based on having taken FMLA leave to reach a jury. Summary judgment is merited for OTG on that claim. 3. Application to Luloâs Claim of a Retaliatory Failure to Rehire Lulo separately claims that OTGâs failure thereafter to rehire her was also retaliatory, based on her earlier exercise of FMLA rights. Such a theory can be the basis of a meritorious FMLA retaliation claim. See Yetman v. Capital Dist. Transp. Auth., 669 F. Appâx 594, 595 Qd Cir. 2016) (summary order). But Lulo has not adduced evidence to support this claim. As reviewed above, there is no evidence that her termination during the RIF was motivated by retaliatory animus. And Lulo has not identified competent evidence of such intent bearing on OTGâs failure thereafter to rehire her. In pursuing this claim, Lulo posits that â[nJot long after [she] was terminated, OTG sought to hire someone for a same or similar position [she] had at OTG-â-for which she applied.â Dkt. 51 at 9. In support, she cites only her own deposition testimony to this effect. She has not 13 adduced any concrete information about this position or applicationâincluding when she applied for the new position, the title of that position, the responsibilities of that position, the experience of credentials required of the person to hold that position, or the amount the position would pay. OTG, for its part, has adduced competent evidence to demonstrate that Luloâs entire role eliminated and not replaced by a similar post. This proof supports that, after Lulo was terminated, OTG hired Mazer to a CPA-level position to perform high-level internal company- wide audits. Schmidt Decl., Ex. B at 20; id, Ex. C at 26-27. Lulo is nota CPA. Def. Reply 56.1957. Unlike Lulo, Mazer did not report to lacopelli or Depol, but instead reported directly to the companyâs legal department. Schmidt Decl., Ex. B at 18; id. Ex. C at 32. And unlike Lulo, Mazer did not travel to airport terminals to perform cash audits. Jd, Ex. B at 20. Certain cash auditing functions were assumed by other individuals at OTG, but no one was hired in a senior cash auditor role or in any other role with the same or similar responsibilities as Lulo. Def. 56.1 4⏠43-44. Accordingly, Lulo has not adduced evidence either that she was qualified for the post at OTG that she claims to have sought or that OTGâs failure to hire her for that post occurred under circumstances giving rise to an inference of discrimination. Summary judgment is therefore warranted, too, on Luloâs claim of a retaliatory failure to rehire. B. Supplemental Jurisdiction as to Luloâs NYSHRL and NYCHRL Claims Before reaching Luloâs remaining claims, which assert violations of state or local law, the Court must determine whether to exercise supplemental jurisdiction over them? 3 Because OTG Management, LLC was recently substituted for OTG Management, Inc., and Lulo has not pled or adduced evidence the citizenship of the LLCâs members, there is no basis on which to find diversity jurisdiction over Luloâs non-federal claims. Addressing those claims therefore requires the exercise of supplemental jurisdiction. 14 âFederal district courts have supplemental jurisdiction over state-law claims âthat are so related to claims in the action within [the courtsâ] original jurisdiction that they form part of the same case or controversy under Article HI of the United States Constitution.ââ Martin v. Sprint United Mgmt. Co., No. 15 Civ. 5237 (PAE), 2017 WL 5028621, at *2 (S.D.N.Y. Oct. 31, 2017) (quoting 28 U.S.C. § 1367(a)); see also Montefiore Med. Ctr. v. Teamsters Loc. 272, 642 F.3d 321, 332 (2d Cir. 2011). âFurthermore, the federal claim and state claim must stem from the same âcommon nucleus of operative fact,â such that the plaintiff âwould ordinarily be expected to try them all in one judicial proceeding.ââ Montefiore, 642 F.3d at 332 (quoting United Mine Workers of Am. v. Gibbs, 383 U.S. 715, 725 (1966)). Because the exercise of supplemental jurisdiction is discretionary, âa district court should balance the traditional âvalues of judicial economy, convenience, fairness, and comity.â Mangum v. City of New York, 15 Civ. 8810 (PAE), 2016 WL 4619104, at *9 (S.D.N.Y. Sept. 2, 2016) (quoting Carnegie-Melion Univ. v. Cohiil, 484 U.S. 343, 350 (1988)), Here, notwithstanding the entry of summary judgment in OTGâs favor on Luloâs federal claims, the âvalues of judicial economy, convenience, fairness, and comity,â Cohill, 484 U.S. at 350, clearly support the continued exercise of supplemental jurisdiction over Luloâs NYSHRL and NYCHRL claims so as to permit resolution of OTGâs pending motion for summary judgment on these claims. The parties to all claims are the same; the factual record germane to all claims is the same and the Court is familiar with it by virtue of resolving Luloâs FMLA claims; and the standards of liability under the FMLA and the NYSHRL are identical. Although the NYCHRL has a more liberal standard, this Courtâs familiarity with the factual record makes it economical for the Court to resolve the NYCHRL ciaims notwithstanding the need to apply a different legal standard to them. And because cases under the NYCHRL are common in this 15 District, the Court is familiar with the governing standards. The Cohill factors thus favor exercising supplemental jurisdiction to resolve Luloâs NYSHRL and NYCHRL claims. C. Discrimination Claim Under the NYSHRL OTG moves for summary judgment on Luloâs NYSHRL claim, based on her termination, of pregnancy discrimination. 1. Legal Standards Claims under the NYSHRL, like those under the FMLA, are analyzed under the McDonnell Douglas burden-shifting framework discussed above. See Fitchett v. City of New York, No. 18 Civ. 8144 (PAE), 2021 WL 964972, at *10 (S.D.N.Y. Mar, 15, 2021); Tolbert v. Smith, 790 F.3d 427, 434 (2d Cir. 2015); see also Summa v. Hofstra Univ., 708 F.3d 115, 125 (2d Cir. 2013). The applicable legal standards are, therefore, identical to those set forth in § II.A.1, save the following modifications to the first and fourth elements of the prima facie case. As to the first element, the protected characteristics are her sex and pregnancy. See Farmer v. Shake Shack Enters., LLC, 473 F. Supp. 3d 309, 323 (S.D.N.Y. 2020); N.Y. Exec. Law § 296(1)(a) (it is âan unlawful discriminatory practiceâ for an employer, based on an individualâs gender or sex, âto discharge from employment . . . or to discriminate against such individual in compensation or in terms, conditions or privileges of employment.â); id. § 296(3)(a) (it âshall be an unlawful discriminatory practice for an employer . . . to refuse to provide reasonable accommodations to the known disabilities, or pregnancy-related conditions, of an employee|.|â). As to the fourth element, Lulo must demonstrate that the adverse action took place under circumstances giving rise to the inference of discriminatory intent (as distinct from the retaliatory intent required of her FMLA claim). Benzinger v. Lukoil Pan Americas, LLC, 447 F. Supp. 3d 99, 117 (S.D.N.Y. 2020); Farmer, 473 F. Supp. 3d at 323. 16 2. Application to Luloâs Claim of Discriminatory Termination As with Luloâs FMLA claim, OTG disputes only the final element of her NYSHRL claimâthat the adverse employment action occurred under circumstances giving rise to an inference of discriminatory intent. a. Prima facie case Lulo was terminated as part of the RIF in November 2017, four months after giving birth and one month after she returned to work. She has not identified any other facts potentially relevant to a prima facie case of pregnancy discrimination. On these spare facts, the passage of time between Luloâs pregnancy and her termination is insufficient to support an inference that her termination was an act of discrimination based on her pregnancy. To be sure, a claim of pregnancy discrimination âdoes not require that the discrimination occur during the pregnancy.â Bond v. Sterling, Inc., 997 F. Supp. 306, 309 (N.D.N.Y. 1998); Quaratino v. Tiffany & Co., 71 F.3d 58, 64 (2d Cir. 1995) (plaintiff was a member of the protected class where plaintiff was terminated less than four months after giving birth). Rather, â[t]he time at which the plaintiff ceases being âaffected by pregnancy, childbirth, or related medical conditionsâ depends on the facts and circumstances of the particular case.â Briggs v. Women in Need, Inc., 819 F. Supp. 2d 119, 127 (E.D.N.Y. 2011) (quoting Helmes v. S. Colonie Cent. Sch, Dist., 564 F. Supp. 2d 137, 147 (N.D.N.Y. 2008)). However, a plaintiff who was not pregnant at or near the time of the adverse employment action must introduce evidence at the prima facie stage that she was still âaffected by pregnancyâ when she suffered the adverse employment action. Helmes, 564 F. Supp. 2d at 147. Such evidence might consist of âevidence that harassment or discriminatory statements by plaintiffs supervisors began during her pregnancy or maternity leave and continued with some regularity until the adverse employment action occurredâ or âevidence that she developed a medical 17 condition during pregnancy that continued to cause problems with her job until the adverse employment action occurred.â Solomen v. Redwood Advisory Co., 183 F. Supp. 2d 748, 754 (E.D. Pa. 2002) (citations omitted). âEssentially, a plaintiff who was not pregnant at or near the time she was terminated must demonstrate that the effects of her pregnancy continued to exist at the time she was terminated, either in actual fact or in the thoughts and actions of those responsible for firing her.â Jd. Here, Lulo has not adduced any evidence along these linesâor any factual basis on which to conclude that she continued to be âaffected by pregnancyâ as of the November 2017 RIF. She has not adduced evidence of harassment (before, during, or after her pregnancy), references to her pregnancy, or that her diagnosis of postpartum depression affected her conditions of employment, let alone her termination. Her claim of pregnancy discrimination reduces to the fact that earlier in the year of her termination, she had been pregnant. Although the standard for a prima facie case of discrimination is modest, Quaratino, 71 F.3d at 64, Luloâs evidence is insufficient to support a prima facie case that her termination was an act of discrimination based on her previously being pregnant, see Rinsler v. Sony Pictures Ent., No. 02 Civ. 4096 (SAS), 2003 WL 22015434, at *6 (S.D.N.Y. Aug. 25, 2003) (finding no prima facie case where relying solely on temporal proximity, and the termination occurred three months after company found out about pregnancy); Morrissey v. Symbol Techs., Inc., 910 F. Supp. 117, 122 (E.D.N.Y. 1996); Stainkamp v. Changes Int'l of Fort Walton Beach, Inc., 373 F. Supp. 2d 163, 168 (E.D.N.Y. 2005); LaBarbera v. NYU Winthrop Hosp., 527 F. Supp. 3d 275, 304 (E.D.N.Y. 2021), appeal dismissed (July 7, 2021). 18 b. OTGâs legitimate, non-discriminatory reasons for termination and pretext Even assuming that Luloâs termination four months after her pregnancy made out a prima facie claim of pregnancy discrimination based temporal proximity, summary judgment would still be warranted for OTG on her NYSHRL claim of pregnancy discrimination. That is because, for the reasons reviewed above, OTGâs has adduced evidence of a legitimate non-discriminatory reason for her termination (the RIF), and Lulo has not adduced any evidence of pretext. See infra § II.A.2.b. The only evidence that Lulo offers of her terminationâs discriminatory motivation besides temporal proximity is, again, Rodriguezâs earlier termination after taking maternity leave as proof of pretext. But for the reasons reviewed above, Luloâs bare statement that âMs. Rodriguez had been a pregnant woman who had taken FMLA leave right before she was terminated,â Pl. 56.1 § 69, does not give rise to inference that Rodriguezâs termination was based on pregnancy discrimination, let alone that OTGâs treatment of Rodriguezâs is probative of its basis for terminating Lulo. And OTG has identified a legitimate non-discriminatory basis for terminating Rodriguezâthe RIF terminating the employees hired as part of OTGâs scuttled plan to go public, Def. Reply 56.1 4 75. Accordingly, OTG is entitled to summary judgment on this claim, too. D. Retaliatory Failure to Rehire Claim Under the the NYSHRL Lulo claims that OTGâs failure to rehire was retaliatory, in violation of the NYSHRL. A claim of retaliation under the NYSHRL is governed by the same McDonnell Douglas analysis as discrimination claims. But a plaintiff making such a claim must show participation in a protected activity, not merely that she has a protected characteristic. See Milord-Francois v. New York State Off. of Medicaid Inspector Gen., No. 19 Civ. 179 (LJL), 2020 WL 5659438, at #16 (S.D.N.Y. Sept. 23, 2020); Abrams v. Depât of Pub. Safety, 764 F.3d 244, 254 (2d Cir. 19 2014); Lenzi v. Systemax, Inc., 944 F.3d 97, 112 (2d Cir. 2019). âThe term âprotected activityâ refers to action taken to protest or oppose statutorily prohibited discrimination.â Farmer, 473 F. Supp. 3d at 331 (quoting Wright v. Monroe Cmty. Hosp., 493 F. Appâx 233, 236 (2d Cir. 2012) (summary order). Such evidence typically takes the form of a complaintâ-whether made formally or informallyââ-or participation in a lawsuit challenging the alleged discrimination. Jufe vy. Hamilton Sundstrand Corp., 420 F.3d 166, 180 (2d Cir. 2005); Malena v. Victoriaâs Secret Direct, LLC, 886 F. Supp. 2d 349, 363 (S.D.N.Y. 2012) (describing protected activity in a NYSHRL case involving a pregnant woman to include complaints, otherwise manifesting opposition to discrimination, and even merely âvoicing concernsâ); see also Tang v. Glocap Search LLC, No, 14 Civ. 1108 (IMF), 2015 WL 5472929, at *2 (S.D.N.Y. Sept. 16, 2015) (âThere is no dispute that an employeeâs complaint about pregnancy discriminationâwhether formal or informalâcan constitute protected activity.â). The record here is devoid of evidence that Lulo ever made any complaintâinformally or formallyâabout her sex or pregnancy status, or engaged in any type of protected activity, before filing this lawsuit in 2019. And although filing a lawsuit can be a protected activity, Dotson v. City of Syracuse, 688 F. Appâx 69, 73 (2d Cir. 2017) (summary order), Lulo does not allege that her application for rehire came after she filed this lawsuit, see Santos Decl., Ex. A at 86 (Lulo stating, âtiming I donât remember,â as to when she applied for the new post). And it cannot logically be that Luloâs claims here is that she was retaliated against for filing this lawsuit. That is because Lulo made her claim of retaliation in violation of the NYSHRL in her original Complaint in this case and has not since amended it. See Dkt. 1. There is, therefore, insufficient evidence on which to find a prima facie case of retaliation. 20 In any event, even assuming that Lulo had adduced evidence that OTG denied an application for rehire sufficiently soon after protected activity on her part to make out a prima facie case of a retaliatory refusal to rehire, summary judgment would still be required on this claim. That is because, as reviewed above, OTG has adduced unconverted evidence Luloâs old position no longer existed, and that she was not qualified for the one new position which she implies she soughtâ-the CPA-level position filled by Mazur. See infra, § IILA.3. E. Discrimination and Retaliation Under the NYCHRL Defendants also move for summary judgment as to Luloâs claims under the NYCHRI. that OTG discriminated and retaliated against her based on her earlier pregnancy. As to discrimination, the standard to establish a prima facie case of discrimination under the NYCHRL is more relaxed than under the FMLA and the NYSHRL. A plaintiff must show that her employer treated her âless well, at least in part for a discriminatory reason.â Mihalik v. Credit Agricole Cheuvreux N. Am., Inc., 715 F.3d 102, 110 n.8 (2d Cir. 2013) (â[T]he prima facie case is satisfied if a member of a protected class was treated differently than a worker who was not a member of that protected class.â) (citations and quotation marks omitted)), It is sufficient to show that the plaintiff âwas treated differently from others in a way that was more than trivial, insubstantial, or petty.â Gorman v, Covidien, LLC, 146 F. Supp. 3d 509, 530 (S.D.N.Y. 2015) (cleaned up). Nevertheless, summary judgment for the defense on a claim under the NYCHRL âis appropriate if the record establishes as a matter of law that discrimination ... played no role in the defendantâs actions.â Montgomery v. N.Y.C. Transit Auth., 806 F. Appâx 27, 31 (2d Cir. 2020) (summary order). Such is the case here. For the same reasons Luloâs NYSHRL pregnancy discrimination claim failed for lack of evidence that she was terminated based on her earlier pregnancy, her NYCHRL pregnancy claim fails too. The only evidence supporting those claims is that she had 21 been pregnant earlier in the year (2017) that she was terminated as part of the RIF, and that the prior year, a person (Rodriguez) who had earlier been pregnant was terminated as part of a RIF. Those facts would not permit a factfinder to find, other than by speculation, that discrimination played a role in the termination decision, let alone that Lulo had been treated less well than other employees on account of her prior pregnancy. As to retaliation, under the NYCHRL, a plaintiff must allege that âshe took an action opposing her employerâs discrimination . . . and that, as a result, the employer engaged in conduct that was reasonably likely to deter a person from engaging in such action.â Tang, 2015 WL 1344788, at *5 (quoting Mihalik, 715 F.3d at 112); see also N.Y.C. Admin. Code § 8- 107(7). The employer is liable âif [he] was motivated at least in part by an impermissible motive.â Jd. (alteration in original) (quoting Brightman v. Prison Health Serv., Inc., 970 N.Y.S.2d 789, 792 (2013)). But, as with discrimination, summary judgment is appropriate if the record establishes as a matter of law that âplayed no role in the defendantâs actions.â Montgomery, 806 F. Appâx at 31. Such again is the case here. For the same reasons as Luloâs NYSHRL retaliation claim failed for lack of evidence of retaliatory motivation, her NYCHRL retaliation claim fails. She has not adduced evidence of any protected activity on her part predating OTGâs failure to rehire her. Nor has she adduced evidence of a position at OTG after the RIF for which she was qualified. 22 Summary judgment is, therefore, merited for OTG on Luloâs NYCHRL discrimination and retaliation claims. CONCLUSION For the foregoing reasons, the Court grants defendantâs motion for summary judgment in its entirety. The Clerk of Court is respectfully directed to terminate the motion pending at docket 40 and to close this case. SO ORDERED. Faw ag Paul A.Engelmayer ¢ United States District Judge Dated: February 10, 2022 New York, New York 23 Case Information
- Court
- S.D.N.Y.
- Decision Date
- February 10, 2022
- Status
- Precedential