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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK --------------------------------------------------------------x CAROL MELTON, : Plaintiff, : : OPINION AND ORDER v. : : 16 CV 9701 (VB) POUGHKEEPSIE CITY SCHOOL DISTRICT, : Defendant. : --------------------------------------------------------------x Briccetti, J.: Plaintiff, proceeding pro se and in forma pauperis, brings claims against the Poughkeepsie City School District (âPCSDâ) for race discrimination and retaliation in violation of Title VII of the Civil Rights Act of 1964 (âTitle VIIâ) and the New York State Human Rights Law (âNYSHRLâ). Now pending is PCSDâs motion for summary judgment. (Doc. #89). For the following reasons, the motion is GRANTED. The Court has subject matter jurisdiction under 28 U.S.C. §§ 1331 and 1367. BACKGROUND I. Materials Considered PCSD submitted briefs, a statement of material facts, supporting affidavits and affirmations, and exhibits. Plaintiff submitted (i) a response to PCSDâs Rule 56.1 statement, which includes numerous unsworn factual statements (Doc. #105), and (ii) a âMotion Against Defendantâs Motion for Summary Judgment,â which includes further unsworn factual statements made in opposition to PCSDâs motion (Doc. #104). In addition, plaintiff attached several exhibits to the latter submission, one of which is the unsworn written statement of a third party named âQueen Byers-Schwartz.â (Doc. #104 at ECF 18).1 Queen Byers-Schwartzâs statement includes the following language at the end of the statement: âI attest that the foregoing statement is true and correct.â The Court will not consider Queen Byers-Schwartzâs unsworn statement or the unsworn factual statements made in plaintiffâs other submissions. âSection 1746 provides that an unsworn matter may be treated as sworn, provided that it is âproven by the unsworn declaration, certificate, verification, or statement, in writing of such person which is subscribed by him, as true under penalty of perjury, and dated, in substantially the formâ of the model declaration provided.â In re World Trade Ctr. Disaster Site Litig., 722 F.3d 483, 488 (2d Cir. 2013) (quoting 28 U.S.C. § 1746) (internal alterations omitted). Thus, a declarant must â(1) declare (or certify, verify, or state), (2) under penalty of perjury, (3) that the matter sworn to is true and correct.â Id. (internal quotations omitted). âInclusion of the language âunder penalty of perjuryâ is an integral requirement of the statute for the very reason that it impresses upon the declarant the specific punishment to which he or she is subjected for certifying to false statements.â Id. (quoting 28 U.S.C. § 1746). Thus, â28 U.S.C. § 1746 requires that a certification of the truth of a matter be expressly made under penalty of perjury.â Id. None of plaintiffâs unsworn materials meets Section 1746âs requirements. Indeed, the only one that contains any of the necessary language is Queen Byers-Schwartzâs unsworn statement, but that submission too was not sworn under penalty of perjury. Moreover, on December 10, 2018, PCSD filed and served on plaintiff a âNotice to Pro Se Litigant Who 1 âDoc. #__ at ECF __â refers to the page numbers automatically assigned by the Courtâs Electronic Case Filing system. Opposes a Motion for Summary Judgment,â and therefore plaintiff was on notice of her obligation to submit admissible evidence in response to PCSDâs motion for summary judgment. Cf. Kendrick v. Greenburgh Hous. Auth., 2011 WL 1118664, at *6 n.11 (S.D.N.Y. Mar. 22, 2011) (holding plaintiff was âon notice that he needed to supply admissible evidence and provide a Rule 56.1 Statementâ because he had been served a âNotice to Pro Se Litigant Who Opposes a Motion for Summary Judgmentâ).2 Accordingly, the Court will not consider Queen Byers-Schwartzâs unsworn statement or the unsworn factual statements in plaintiffâs submissions. Nonetheless, the Court considers plaintiffâs Rule 56.1 statement to the extent it relies on admissible evidence. The Court also does not deem true PCSDâs statements unless supported by evidence in the record. See Gantt v. Horn, 2013 WL 865844, at *5 (S.D.N.Y. Mar. 8, 2013) (holding the Court ââmust be satisfied that the citation to evidence in the record supports the movantâs assertion,â i.e., that the materials underlying defendantâs 56.1 statement themselves establish these factsâ (quoting Vt. Teddy Bear Co. v. 1â800 Beargram Co., 373 F.3d 241, 244 (2d Cir. 2004)).3 II. Factual Background The partiesâ submissions reflect the following factual background. A. Seniority Plaintiff, who is African American, has been a teaching assistant for PCSD since approximately 1999. PCSD and plaintiffâs union, the PCSD Paraprofessionals Association, are 2 Plaintiff will be provided with copies of all unpublished opinions cited in this decision. See Lebron v. Sanders, 557 F.3d 76, 79 (2d Cir. 2009). 3 However, when plaintiff disputes in her unsworn statements PCSDâs evidence, the Court so notes. As discussed further below, even if the Court considered those statements, none of them would create a material issue of fact precluding summary judgment. parties to a collective bargaining agreement (the âCBAâ) which contains an article entitled, âSeniority â Reduction in Force.â (Cook Aff. Ex. H at ECF 28). The article states: Seniority â The Employer and the Union shall jointly establish a seniority list by job title. Seniority shall be the most important factor in filling vacant jobs in the School District and in transfers within existing jobs. The Employer shall have the authority to make involuntary transfers when deemed necessary by the School District for programmatic reasons. (Id.) (bold in original). However, PCSD submitted several affidavits in which PCSD employees stated they did not consider seniority in making teaching assistant assignment decisions. According to Yvonne Palmer, the building assistant principal for PCSDâs high school from 2013â2016 and principal of PCSDâs extended school year (âESYâ) summer program for the 2014â2015 and 2015â2016 school years, she never considered the relative seniority of teaching assistants, whether building- wide or District-wide, in making regular or extra-duty teaching assistant assignments. Ms. Palmer states in her affidavit in support of summary judgment: âAll such decisions were based solely upon the needs of the building and students and demonstrated abilities of the applicant,â and she has ânever even looked at a teaching assistant seniority list in [] choosing who[m] to recommend for assignments.â (Doc. #94 (âPalmer Aff.â) ¶ 6). Likewise, Nadine Dargan, principal of Morse Elementary School (âMorseâ), states in her affidavit, âTeaching assistant seniority has never played a role in my making of assignments of duties to teaching assistants at Morse.â (Doc. #93 (âDargan Aff.â) ¶ 6). In addition, Dr. Ronel CookâPCSDâs deputy superintendent of operations from 2015 to 2017âstates seniority, whether district-wide or building-wide, has never played a role in reassigning a teaching assistant in a school building to different duties within that school building. In addition, it is undisputed, including by plaintiff, that PCSDâs policy for assigning staff to an after-school or extended school year program, including the ESY and 21st Century programs (discussed further below), was to reappoint all staff, including teaching assistants, to the positions they held in the previous year, unless the staff member received a bad evaluation. B. 2014â2015 School Year During the 2014â2015 school year, plaintiff was assigned to Clinton Elementary School (âClintonâ) as a teaching assistant. Plaintiff also served as an administrative intern for Ms. Palmer during that time. In addition, plaintiff was appointed to serve as a teaching assistant for Clintonâs 21st Century Community Learning Centers After-School and Saturday program (â21st Century programâ), a position she also held in the 2013â2014 school year. Plaintiff earned overtime pay at the 21st Century program. C. 2015â2016 School Year In the summer of 2015, Jason Gerard, the principal of the Circle of Courage School (the âCircleâ), informed Dr. Cook that he was seeking a âskilled technology teacher with good student management skills.â (Cook Aff. ¶ 9). The Circle was running an experimental educational program called the PEACE program, which was for disruptive students in seventh through twelfth grades. Principal Gerard told Dr. Cook that he âhad concerns regarding the Circleâs student bodyâs ability to utilize educational technology, especially in light of the disruptive student makeup of that student body.â (Id. ¶ 9). Dr. Cook advised Principal Gerard that the District had not budgeted for, and could not afford to hire, such a teacher for the 2015â2016 school year. Nevertheless, Dr. Cook raised the possibility of reassigning plaintiff to the Circle, as she âboth had excellent technology skills as well as good student management skills.â (Cook Aff. ¶ 9). In August 2015, Dr. Cook and Principal Gerard agreed to do so. According to Dr. Cook, plaintiff âexpressed agreement to the reassignmentâ to the Circle (id. ¶ 10); however, in plaintiffâs unsworn response to PCSDâs Rule 56.1 statement, plaintiff disagrees. In addition, as there was no 21st Century program at the Circle, Dr. Cook and Principal Gerard arranged plaintiffâs schedule so that she could continue serving as a teaching assistant in the 21st Century program at Clinton, which would start in October 2015. On or about September 13, 2015, Ms. Dargan, Morseâs principal, notified Dr. Cook that she needed a teaching assistant for a special education class at Morse. According to Dr. Cook, plaintiff was the only teaching assistant not assigned to a mandatory classroomâthat is, a special education class requiring one or more teaching assistants pursuant to student individual education plans. Thus, Dr. Cook transferred plaintiff from the Circle to Morse after two weeks at the Circle. Plaintiff, however, in her unsworn statements, states several other teaching assistants, some of whom were junior to her, also were not assigned to a mandatory classroom at that time. Meanwhile, Clintonâs 21st Century program, where plaintiff had worked and earned overtime pay during the 2014â2015 school year, was set to commence in October 2015. But plaintiffâs schedule at Morse had her working until 2:45 p.m., and Clintonâs 21st Century program began at 2:35 p.m. Thus, Dr. Cook contacted PCSDâs then-superintendent of schools, Dr. Nicole Williams, and proposed allowing plaintiff to continue working at Clintonâs 21st Century program, and informing Clinton plaintiff would be available at 2:50 p.m. Dr. Williams rejected Dr. Cookâs proposal, stating they could not âgrant staff members early leave time from their regularly scheduled assignments to travel to work in another program for extra service pay.â (Cook Aff. Ex. F at ECF 1). According to Dr. Williams, âIt is an illegal practice to be paid, in this case, through 2:50 pm on regular time and be paid, starting at 2:35 pm, on overtime or extra service time.â (Id.). Therefore, Dr. Williams directed Dr. Cook to work with Clintonâs principal to staff the 21st Century program with a qualified employee from Clinton. That employee ended up being a teaching assistant named Maria Brown, who had less seniority than plaintiff. Plaintiff was chosen to serve as a substitute to fill any teaching assistant vacancy that might arise in any PCSD school providing the 21st Century program. In December 2015, the teacher for whom plaintiff was serving as an assistant requested plaintiff be removed from her classroom. According to Dr. Cook, teachers have the right to refuse to accept a teaching assistant assigned to their class. The Circleâs new principal, Dr. Vijay Giles, specifically requested plaintiff be reassigned there, but plaintiff resisted the reassignment. In an email dated January 11, 2016, Dr. Cook wrote Principal Giles: âLegally, I could transfer Ms. Melton to the Circle for programmatic reasons, but am trying to be delicate and non- aggressive with the situation. I want to respect her feelings.â (Cook Aff. Ex. D at 000325).4 Thus, Dr. Cook allowed plaintiff to remain at Morse. In addition, plaintiff was assigned to the Spring Break Academy at PCSDâs middle school, a position that garnered her extra pay. However, plaintiff was selected to serve as a substitute teaching assistant, rather than a full-time teaching assistant, for the ESY program for the 2016 summer. Plaintiff submitted a union grievance alleging PCSD had violated the CBA by involuntarily transferring her for non-programmatic reasons and by failing to consider seniority as the most important factor in deciding whom to transfer. Dr. Cook denied the grievance and the union did not submit the grievance to arbitration. Plaintiff submitted another grievance in 4 âDoc. #__ at __â refers to the Bates-stamped numbers at the bottom of PCSDâs exhibits. June 2016 alleging PCSD failed to consider seniority in assigning extra work to her; Principal Dargan denied the grievance, and the union again did not submit the grievance to arbitration. D. Substitute Teaching Opportunities Plaintiff testified at her deposition that two Caucasian teaching assistants at Morse, Alice Rahemba and Donna Roman, were allowed to substitute during the 2015â2016 and 2016â2017 school years for extra money while plaintiff was not. (Pl. Dep. at 284).5 Plaintiff testified she knows they were given those opportunities because she heard announcements to that effect. However, plaintiff testified she could not recall for whom Rahemba substituted or in what school year it happened. Plaintiff also could not recall the school year in which she heard the announcement as to Roman. According to Principal Dargan, it is PCSDâs policy to allow the teaching assistant assigned to a classroom first preference to substitute when the teacher for the class is absent. Thus, if Ms. Roman was substituting, it was likely because she was doing so for the teacher in the class to which she was assigned. Moreover, Principal Dargan states Ms. Rahemba was assigned in the 2016â2017 school year to provide support for all of the first-grade teachers at Morse, and therefore she was commonly assigned to cover those classes. In addition, according to Principal Dargan, plaintiff has declined requests to cover classes at Morse on multiple occasions. E. Union Leave In approximately mid-June 2016, Dr. Cook received notice that plaintiff had reported taking three-and-a-half days of union leave, including one half-day and three full days. Under the CBA, all union officers and shop stewards, combined, are entitled to up to twelve one-half 5 Plaintiff was represented at her deposition by limited pro bono counsel. (Doc. #64). days off, with pay, âfor the purpose of conducting or participating in PPSPA and union business.â (Cook Aff. Ex. H at ECF 26). Dr. Cook docked plaintiffâs pay for those days because plaintiffâs union informed him plaintiff was neither a union officer nor a shop steward authorized to use union leave. Plaintiff, however, testified her union lied to him, and that she was a shop steward at the time.6 Plaintiff filed a union grievance alleging PCSD had violated the CBA by failing to pay her for those days. Dr. Cook denied the grievance, and the union did not submit her grievance to arbitration. F. Promotions Plaintiff has applied for numerous promotions while working for PCSD, but her applications were all rejected. At plaintiffâs deposition, the parties identified and discussed at least six positions for which plaintiff had applied: (i) Director of Technology in September 2013; (ii) Coordinator of Elementary Instructional Technology in December 2015; (iii) Assistant Principal in April 2015; (iv) Elementary Instructional Leader/Assistant Principal in April 2015; (v) Dean of Students at the Middle School in June 2015; and (vi) Director for Family and Community Engagement in February 2016. In addition, plaintiff testified she also applied for several positions between 2012 and 2015, including (i) âTechnology Teacherâ (Pl. Dep. at 17); (ii) a âtechnician positionâ (id.); (iii) âanother technology positionâ (id.); (iv) Director of Culture and Climate (id. at 18); and (v) Coordinator of Culture and Climate (id.). According to Dr. Cook, plaintiff did not meet the minimum qualifications for the positions to which she applied while he served in higher level administrative positions in 6 The Court previously dismissed all claims against the union for failure to state a claim and failure to exhaust administrative remedies. (Doc. #33 at 16). PCSDâthat is, starting in the 2015â2016 school year. Dr. Cook states some of those positions required a Transitional D certificate, including the positions of Assistant Principal, Dean of Students at the Middle School, and Director of Family and Community Engagement. Descriptions for the other positions likewise state they require state certifications. When plaintiff applied for the position of Director for Family and Community Engagement in January 2016, Dr. Cook requested by email that plaintiff provide him with a copy of a Transitional D certificate. Plaintiff responded by saying a district must offer a position to an individual before that individual can receive a certificate. Dr. Cook responded by asking for documentation that she was attending an accredited college or university to acquire the certificate. Plaintiff responded by saying she must first be offered a position before entering into a program. Plaintiff testified at her deposition that she was previously enrolled in a Transitional D course, but by the time she applied for the Director for Family and Community Engagement position, she had not completed the course. Moreover, according to Dr. Cook, plaintiff had advised him that by that point she had already left the program in which she had been enrolled. G. EEOC Charge On December 31, 2015, plaintiff submitted an Equal Employment Opportunity Commission (âEEOCâ) intake questionnaire. The EEOC sent PCSD a notice of charge of discrimination dated April 28, 2016, which PCSD stamped received on May 2, 2016. On October 26, 2016, the EEOC dismissed plaintiffâs charge of discrimination and issued plaintiff a notice of right to sue. DISCUSSION I. Standard of Review The Court must grant a motion for summary judgment if the pleadings, discovery materials before the Court, and any affidavits show there is no genuine issue as to any material fact and it is clear the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a); Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). A fact is material when it âmight affect the outcome of the suit under the governing law . . . . Factual disputes that are irrelevant or unnecessaryâ are not material and thus cannot preclude summary judgment. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A dispute about a material fact is genuine if there is sufficient evidence upon which a reasonable jury could return a verdict for the non-moving party. See Anderson v. Liberty Lobby, Inc., 477 U.S. at 248. The Court âis not to resolve disputed issues of fact but to assess whether there are any factual issues to be tried.â Wilson v. Nw. Mut. Ins. Co., 625 F.3d 54, 60 (2d Cir. 2010) (citation omitted). It is the moving partyâs burden to establish the absence of any genuine issue of material fact. Zalaski v. City of Bridgeport Police Depât, 613 F.3d 336, 340 (2d Cir. 2010). If the non-moving party has failed to make a sufficient showing on an essential element of his case on which he has the burden of proof, then summary judgment is appropriate. Celotex Corp. v. Catrett, 477 U.S. at 323. If the non-moving party submits âmerely colorableâ evidence, summary judgment may be granted. Anderson v. Liberty Lobby, Inc., 477 U.S. at 249â50. The non-moving party âmust do more than simply show that there is some metaphysical doubt as to the material facts, and may not rely on conclusory allegations or unsubstantiated speculation.â Brown v. Eli Lilly & Co., 654 F.3d 347, 358 (2d Cir. 2011) (internal citations and quotation omitted). The mere existence of a scintilla of evidence in support of the non-moving partyâs position is likewise insufficient; there must be evidence on which the jury could reasonably find for him. Dawson v. County of Westchester, 373 F.3d 265, 272 (2d Cir. 2004). On summary judgment, the Court construes the facts, resolves all ambiguities, and draws all permissible factual inferences in favor of the non-moving party. Dallas Aerospace, Inc. v. CIS Air Corp., 352 F.3d 775, 780 (2d Cir. 2003). If there is any evidence from which a reasonable inference could be drawn in favor of the non-moving party on the issue on which summary judgment is sought, summary judgment is improper. See Sec. Ins. Co. of Hartford v. Old Dominion Freight Line, Inc., 391 F.3d 77, 82â83 (2d Cir. 2004). In deciding a motion for summary judgment, the Court need only consider evidence that would be admissible at trial. Nora Beverages, Inc. v. Perrier Grp. of Am., Inc., 164 F.3d 736, 746 (2d Cir. 1998). II. Discrimination and Retaliation Claims Plaintiff brings discrimination and retaliation claims arising out of: (i) her involuntary transfers to the Circle in August 2015 and to Morse in September 2015; (ii) PCSDâs alleged failure to assign her to the 21st Century program, ESY program, and other extra service assignments that provide additional pay; (iii) PCSDâs alleged failure to select plaintiff to perform substitution assignments for additional pay for absent teachers; (iv) PCSDâs alleged failure to promote plaintiff; and (v) PCSDâs decision to dock three-and-a-half days of pay for which plaintiff had reported she had used union business days. PCSD argues it is entitled to judgment as a matter of law on plaintiffâs race discrimination and retaliation claims under Title VII and the NYSHRL. The Court agrees. Assuming plaintiff can demonstrate a prima facie case of discrimination, PCSD has proffered evidence of legitimate, non-discriminatory reasons for all of its decisions. Moreover, plaintiffâs evidence, when looked at as a whole, does not support a rational finding that PCSDâs legitimate, non-discriminatory reasons were pretextual. A. The McDonnell Douglas Framework Title VII makes it unlawful for an employer âto fail or refuse to hire or to discharge any individual, or otherwise to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individualâs race, color, religion, sex, or national origin.â 42 U.S.C. § 2000e-2(a)(1). Likewise, Title VIIâs anti-retaliation provision âforbids employer actions that âdiscriminate againstâ an employee (or job applicant) because he has âopposedâ a practice that Title VII forbids.â Burlington N. & Santa Fe Ry. v. White, 548 U.S. 53, 59 (2006) (quoting 42 U.S.C. § 2000e-3(a)). The familiar three-step McDonnell Douglas burden-shifting framework applies to both discrimination and retaliation claims. Rosinski v. Am. Axle & Mfg., Inc., 402 F. Appâx 535, 536 (2d Cir. 2010) (summary order). Moreover, claims under Title VII and the NYSHRL are analyzed identically. Zacharowicz v. Nassau Health Care Corp., 177 F. Appâx 152, 155 (2d Cir. 2006) (summary order). Under the McDonnell Douglas framework, a plaintiff must first establish a prima facie case. Weinstock v. Columbia Univ., 224 F.3d 33, 42 (2d Cir. 2000). To establish a prima facie case of retaliation, a plaintiff must show â(1) he engaged in [protected activity]; (2) the employer was aware of this activity; (3) the employer took adverse employment action against him; and (4) a causal connection exists between the alleged adverse action and the protected activity.â Treglia v. Town of Manlius, 313 F.3d 713, 719 (2d Cir. 2002). To establish a prima facie case of discrimination, a plaintiff must show â(i) membership in a protected class; (ii) qualifications for the position; (iii) an adverse employment action; and (iv) circumstances surrounding that action giving rise to an inference of discrimination.â Collins v. N.Y.C. Transit Auth., 305 F.3d 113, 118 (2d Cir. 2002). Plaintiffâs âburden of establishing a prima facie case is not onerous, and has been frequently described as minimal.â Norton v. Samâs Club, 145 F.3d 114, 118 (2d Cir. 1998) (internal citation omitted). Once a plaintiff presents a prima facie case, the defendant then bears the burden of articulating a legitimate, non-discriminatory reason for the employment action. Weinstock v. Columbia Univ., 224 F.3d at 42. âIf defendant meets this burden, the plaintiff must point to evidence that would be sufficient to permit a rational factfinder to conclude that the employerâs explanation is merely a pretext for impermissible retaliation.â Treglia v. Town of Manlius, 313 F.3d at 721. To satisfy the burden of showing pretext on summary judgment, a plaintiff must âproduce not simply some evidence, but sufficient evidence to support a rational finding that the legitimate, nondiscriminatory reasons proffered by the defendant were false, and that more likely than not discrimination was the real reason for the employment action.â Weinstock v. Columbia Univ., 224 F.3d at 42 (alterations omitted) (internal quotations omitted). âIn short, the question becomes whether the evidence, taken as a whole, supports a sufficient rational inference of discrimination.â Id. âA plaintiff's evidence at the third step of the McDonnell Douglas analysis must be viewed as a whole rather than in a piecemeal fashion. Walsh v. N.Y.C. Hous. Auth., 828 F.3d 70, 76 (2d Cir. 2016). B. Legitimate, Non-Discriminatory Reasons for PCSDâs Actions The Court assumes plaintiff has presented sufficient evidence to establish a prima facie case, and will now address each of PCSDâs proffered legitimate, non-discriminatory reasons for its actions. 1. Transfers PCSD has proffered evidence that Dr. Cook transferred plaintiff to the Circle in August 2015 because Jason Gerard, the Circleâs principal, was seeking a skilled technology teacher with good student management skills to help with its experimental PEACE program. According to Dr. Cook, and undisputed by plaintiff, the PEACE program involved disruptive students in seventh through twelfth grades, and Principal Gerard had also expressed concern that the Circleâs students lagged in their ability to use educational technology. According to Dr. Cook and also undisputed by plaintiff, plaintiff fit the bill to step in. Likewise, PCSD has proffered evidence that in September 2015, plaintiff was the only teaching assistant not assigned to a special education class requiring one or more teaching assistants. Thus, when Nadine Dargan, principal of Morse, notified Dr. Cook that she required a teaching assistant for a special education class, it was necessary to transfer plaintiff to Morse.7 Moreover, PCSD has presented additional evidence that it recognized the burden the transfers had on plaintiff and tried to accommodate her. After plaintiff was removed from her classroom at Morse, the Circleâs new principal, Dr. Vijay Giles, emailed Dr. Cook requesting specifically that plaintiff serve as a substitute teacher at the Circle because she âis a very reliable 7 As noted earlier, plaintiff disputes in her unsworn statement that she was the only teaching assistant not assigned to a mandated classroom. Even if the Court could consider plaintiffâs statements, plaintiffâs statements only address whether PCSD failed to follow the CBAâs seniority provision; as discussed further below, that would be insufficient to create a material issue of fact as to pretext. âTechâ person who will be ideal to collaborate and work with students and teachers.â (Cook Aff. Ex. D at 000325). However, even though Dr. Cook believed he legally could transfer plaintiff to the Circle for programmatic reasons, he told Principal Giles that he was âtrying to be delicate and non-aggressive with the situationâ and wanted âto respect [plaintiffâs] feelings,â and thus would not involuntarily transfer her. (Id.). 2. Extra Assignments PCSD has proffered evidence that it did not reappoint plaintiff to the 21st Century program because her schedule at Morse overlapped with the program. In an email chain between Dr. Cook and Dr. Williams, Dr. Williams stated she believed it was illegal to pay plaintiff for two jobs for the same time period. That email chain also evidences Dr. Cookâs explicit intention to implement a consistent district-wide practice. Dr. Cook wrote: â[T]here needs to be consistency on how we treat our employees. This issue has discrimination written all over it and I am requesting clear written direction moving forward.â (Cook Aff. Ex. F at 000114). 3. Substitution Assignments PCSD has presented evidence that it ascribes to a practice of appointing the teaching assistant assigned to a classroom to substitute for the teacher for that classroom when the teacher is absent.8 4. Promotions PCSD has presented evidence that plaintiff was rejected from the positions for which she applied from 2015 to 2017 because she did not have any certifications that those positions 8 Plaintiff has not presented sufficient facts that would allow PCSD to give further detail as to its legitimate, non-discriminatory reasons for choosing substitute teachers at Morse. Although Plaintiff testified at her deposition that Ms. Roman and Ms. Rahemba, two Caucasian teaching assistants, were given substitute assignments instead of her, she could not remember when those incidents occurred, and did not state for which teachers the teaching assistants substituted. required and was not enrolled in a class to obtain any such certifications.9 In addition to Dr. Cookâs affidavit to that effect, he attached to his affidavit an email chain between him and plaintiff asking plaintiff for documentation that she had a Transitional D certificate or was enrolled in a Transitional D program after she applied for the position of Director for Family and Community Engagement. Plaintiff has not presented any evidence she was qualified for any of the positions for which she applied. Rather, plaintiff testified at her deposition that to get a Transitional D certification, she must have first been offered a position. Plaintiff has offered no evidence in support of that assertion besides her own testimony and, more importantly, no evidence disputing that Dr. Cook believed those positions required a Transitional D certificate. In contrast, PCSD submitted job postings for all five positions for which plaintiff testified she applied after 2015, and all of them state they required certifications plaintiff admitted she does not have. (Cook Aff. Ex. R; Pl. Dep. at 308).10 Further, the New York State Education Departmentâs description of a Transitional D certificate states a person âmust be enrolled in a New York State Transitional D programâ to receive the certificateâwhich plaintiff was not when her applications were rejected. (Cook Aff. Ex. S). Moreover, the job description does not include a requirement that someone be offered a job before obtaining a certificate. Finally, PCSD submitted a âTEACHâ system record showing the person who was awarded the job of Director for Family and Community 9 Plaintiff has not presented any evidence as to her job applications from before 2015. 10 Plaintiff attached to one of her submissions a printout of a letter of intent for a technology teacher position at the Poughkeepsie Middle School dated November 27, 2016. (Doc. #104 at ECF 58). However, plaintiff has not provided any other facts surrounding this application, including to whom she sent it (it is not clear from the email address in the printout), whether anyone received it, whether she spoke to anyone about the application, what the job description was, or what qualifications the job required. Engagementâ who is also African-Americanâhad a Transitional D certificate when she got the job. 5. Union Leave The CBAâs provision regarding âUnion Leaveâ only entitles the unionâs âPresident or designee, all union officers, and shop stewardsâ to take union leave. (Cook Aff. Ex. H at ECF 26). Further, PCSD has presented evidence Dr. Cook docked plaintiffâs pay for three-and-a-half days because he believed under the CBA, plaintiff, who was neither a union officer nor a shop steward, was not entitled to take union leave. According to Dr. Cook, he spoke with the president of plaintiffâs union, who confirmed plaintiff was not a union officer or shop steward authorized to use union business time. Moreover, attached to Dr. Cookâs affidavit is an email from the union president from later in the year confirming the same information. (Cook Aff. Ex. O at 000292). Finally, plaintiff admitted at her deposition Dr. Cook relied on information he received from the union in deciding to dock plaintiffâs pay. C. Pretext Plaintiffâs evidence, when looked at as a whole, does not support a rational finding that PCSDâs legitimate, non-discriminatory reasons were pretextual. First, the record reveals no evidence, direct or circumstantial, suggesting PCSDâs legitimate, proffered reasons for its actions were false. Second, nearly all of the decision-makers involved are of the same race as plaintiff, who is African-American. âCourts draw an inference against discrimination where the person taking the adverse action is in the same protected class as the effected employee.â Baguer v. Spanish Broad. Sys., Inc., 2010 WL 2813632, at *11 (S.D.N.Y. July 12, 2010), affâd, 423 F. Appâx 102 (2d Cir. 2011) (summary order). Among those people are: (i) Dr. Williams, who decided plaintiff should not be reassigned to Clintonâs 21st Century program; (ii) Ms. Palmer, who ran the ESY program in 2015 and 2016; (iii) Principal Dargan, who assigned substitutes to classrooms at Morse; and (iv) Dr. Cook, who transferred plaintiff to the Circle and then to Morse, docked plaintiffâs pay for the union days she took off, and told plaintiff that she did not meet the minimum requirements for any of the positions for which she applied after 2015.11 Third, throughout plaintiffâs papers, plaintiff argues PCSDâs failure to abide by the CBAâs seniority provision demonstrates PCSD discriminated and retaliated against her. Although a plaintiff may raise an inference of discrimination by presenting âevidence that an employer departed from its usual employment practices and procedures in dealing with that particular employee,â Norville v. Staten Island Univ. Hosp., 196 F.3d 89, 97 (2d Cir. 1999), that evidence alone is insufficient to show pretext, Bucknell v. Refined Sugars, Inc., 82 F. Supp. 2d 151, 158 (S.D.N.Y.), affâd, 225 F.3d 645 (2d Cir. 2000) (summary order). Indeed, pretext ânormally focuses upon factual questions such as whether the asserted reason for the challenged action comports with the defendantâs policies and rules, whether the rule applied to the plaintiff has been applied uniformly, and whether the putative non-discriminatory purpose was stated 11 Plaintiff testified Dr. Cook harassed her by docking her pay and following her to school in October 2016. Plaintiffâs unsworn statements also contain allegations Dr. Cook interrogated her and her husband. Indeed, attached to one of plaintiffâs submissions is a so-called âCEASE AND DESISTâ letter alleging Dr. Cook had a âhistory and a pattern of repeated harassment and retaliation towards me,â including by bringing disciplinary charges against her. (Doc. #104 at 45). The Court previously dismissed plaintiffâs hostile work environment claims (Doc. #33 at 13), and these allegations do not otherwise lend credence to plaintiffâs discrimination or retaliation claims because they do not suggest any of PCSDâs legitimate, non-discriminatory reasons for its actions were pretextual. Further, even if these allegations did bear on plaintiffâs claims, they are too vague to support them. Cf. Meiri v. Dacon, 759 F.2d 989, 998 (2d Cir. 1985) (holding âconclusory allegations of discrimination are insufficientâ to withstand summary judgment). only after the allegation of discrimination.â DeMarco v. Holy Cross High Sch., 4 F.3d 166, 171 (2d Cir. 1993). Here, even if there is a dispute of fact as to whether PCSD abided by the CBAâs seniority provision, that dispute is immaterial because plaintiff has failed to present any additional evidence of discrimination or retaliation. Moreover, the only admissible evidence in the record demonstrates PCSD applied the same rules uniformly as to all of its employees. Ms. Palmer states she did not consider the relative seniority of any applicant in deciding whom to recommend for teaching assistant positions for the ESY program when she ran it in 2015 and 2016: [R]elative seniority of teaching assistants, whether building-wide or District- [w]ide, played no role or factor in the teaching assistant assignments decisions made, whether those assignments were regular teaching assistant assignments or extra-duty assignments. All such decisions were based solely upon the needs of the building and students and demonstrated abilities of the applicant. I have never even looked at a teaching assistant seniority list in my choosing who[m] to recommend for assignments. (Palmer Aff. ¶ 6). Likewise, Principal Dargan states teaching assistant seniority did not play a role in her assigning of duties at Morse, and Dr. Cook states seniority, whether district-wide or building-wide, has never played a role in reassigning a teaching assistant in a school building to different duties in that school building. Further, plaintiff has not submitted any evidence (or said in her unsworn statements) that PCSD followed seniority as to some employees but not others. In fact, plaintiff testified at her deposition there were both African-American and Caucasian substitute teaching assistants who were senior to some of the teaching assistants who were given full time ESY positions, lending further credibility to the fact that PCSD simply did not consider seniority. Accordingly, PCSD is entitled to judgment as a matter of law on plaintiff's discrimination and retaliation claims. CONCLUSION The motion for summary judgment is GRANTED. The Clerk is instructed to terminate the motion (Doc. #89) and close this case. The Court certifies pursuant to 28 U.S.C. § 1915(a)(3) that any appeal from this order would not be taken in good faith, and therefore in forma pauperis status is denied for the purpose of an appeal. See Coppedge v. United States, 369 U.S. 438, 444-45 (1962). Dated: September 23, 2019 White Plains, NY SO ORDERED: Vincent L. Briccetti United States District Judge 21
Case Information
- Court
- S.D.N.Y.
- Decision Date
- September 24, 2019
- Status
- Precedential