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FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MICHAEL EASLEY; STEPHANIA No. 16-55941 SESSION, Plaintiffs-Appellants, D.C. No. 5:14-cv-00117- v. TJH-SP CITY OF RIVERSIDE; SERGIO DIAZ; SILVIO MACIAS; DOES, 1 TO 10, OPINION inclusive, Defendants-Appellees. Appeal from the United States District Court for the Central District of California Terry J. Hatter, Senior District Judge, Presiding Argued and Submitted February 6, 2018 Pasadena, California Filed May 18, 2018 Before: Consuelo M. Callahan and Jacqueline H. Nguyen, Circuit Judges, and Robert W. Pratt,* District Judge. * The Honorable Robert W. Pratt, United States District Judge for the Southern District of Iowa, sitting by designation. 2 EASLEY V. CITY OF RIVERSIDE Opinion by Judge Callahan; Dissent by Judge Pratt SUMMARY ** Civil Rights The panel affirmed the district courtâs grant, on summary judgment, of qualified immunity to a police officer in a 42 U.S.C. § 1983 action alleging that the officer used excessive force when he shot plaintiff three times following a traffic stop. The panel first held that the district court did not err by raising the issue of qualified immunity sua sponte and addressing it on summary judgment because the district court retains this authority and because defendant raised and preserved qualified immunity as a defense. On the merits, the panel held that the district court correctly granted qualified immunity and summary judgment in defendantâs favor because his application of deadly force was objectively reasonable under the Fourth Amendment. The panel noted that based on the undisputed facts, a reasonable officer may have reasonably feared that plaintiff had a gun and was turning to shoot him. Dissenting, District Judge Pratt stated that he perceived genuine, material factual disputes in the record that the district court and the majority had either improperly ** This summary constitutes no part of the opinion of the court. It has been prepared by court staff for the convenience of the reader. EASLEY V. CITY OF RIVERSIDE 3 purported to resolve or improperly ignored. Judge Pratt would reverse the summary judgment and remand for further proceedings. COUNSEL Dale K. Galipo (argued) and Hang D. Le, Law Offices of Dale K. Galipo, Woodland Hills, California, for Plaintiffs- Appellants. Alana H. Rotter (argued) and Timothy T. Coates, Greines Martin Stein & Richland LLP, Los Angeles, California; John M. Porter, Lewis Brisbois Bisgaard & Smith LLP, San Bernardino, California; Neil Okazaki, Deputy City Attorney; Gary Geuss, City Attorney; Office of the City Attorney, Riverside, California; for Defendants-Appellees. OPINION CALLAHAN, Circuit Judge: On December 22, 2011, Michael Easley (âEasleyâ) was shot three times by Officer Silvio Macias (âMaciasâ) following a traffic stop. Based on his resulting injuries, which include permanent physical disability and paralysis, Easley filed this action alleging that Macias violated 42 U.S.C. § 1983 through the use of excessive force. The district court sua sponte ordered an evidentiary hearing regarding Maciasâ entitlement to qualified immunity. Following the two-day hearing, the district court ruled Macias was entitled to qualified immunity and granted summary judgment in his favor. Easley appeals, challenging the district courtâs sua sponte grant of summary judgment as 4 EASLEY V. CITY OF RIVERSIDE procedurally impermissible and arguing that the record construed in the light most favorable to Easley reflects that genuine issues of material fact remain as to Maciasâ entitlement to qualified immunity. We affirm because the district court properly considered qualified immunity sua sponte and because, viewing the record in the light most favorable to Easley, Maciasâ use of deadly force was objectively reasonable under the Fourth Amendment. I. FACTUAL AND PROCEDURAL BACKGROUND A. On the night of December 22, 2011, at around 8:20 p.m., Macias and his partner, Officer Anthony Watkins (âWatkinsâ), were on patrol in the 12th Street area of Riverside, California, in their police car. They noticed a pink Chevrolet Monte Carlo with what appeared to be illegally-tinted windows. Macias thought he recognized the driver, Stephania Session (âSessionâ), from a prior encounter. Easley, her husband, was a passenger in the car. As the Chevrolet passed the police car, Macias shone his flashlight into the car and the passenger leaned back in the seat. Macias and Watkins began following the Chevrolet, which made a U-turn, sped up, and entered a strip mall parking lot. When the Chevrolet sped across the parking lot, fishtailing and barely avoiding hitting another car, the officers activated the patrol carâs lights and sirens. The Chevrolet did not initially heed the lights and sirens, but then it suddenly stopped. Easley bolted out of the car and, clutching the waistband of his pants with his right hand, ran away from the patrol car. Macias and Watkins exited their patrol car and Watkins EASLEY V. CITY OF RIVERSIDE 5 shouted âGunâ or âHeâs got a gun.â 1 Macias pursued Easley on foot. Easley continued to clutch his waistband with his right hand. However, with his left hand he removed an object, later determined to be a gun, from his right pantsâ pocket and flung the item to his left. Macias fired three shots, striking Easley twice in the right arm and once in the back. Easley was shot within two to four seconds of throwing the gun. B. Easley and Session filed this action in California state court alleging, among other claims, the unreasonable and excessive use of force in violation of the Fourth and Fourteenth Amendments, made actionable under 42 U.S.C. § 1983. The case was removed to the United States District Court for the Central District of California. Plaintiffs filed a First Amended Complaint, which Macias answered asserting that his actions âwere objectively reasonable under the circumstancesâ and that he was entitled to âqualified immunity from suit, liability and damages.â The parties negotiated a partial dismissal of some of the claims in the complaint and Macias agreed not to seek summary judgment on the remaining claims. On February 29, 2016, the district court conducted a pretrial status conference and sua sponte raised the issue of Maciasâ entitlement to qualified immunity. The district court ordered an evidentiary hearing on the issue, which was held on April 7 and 8, 2016. The court heard testimony from Macias, Easley, and several fact and expert witnesses. On June 1, 1 The dashboard camera video entered as an exhibit in the trial court records that Watkins shouted these words to Macias. 6 EASLEY V. CITY OF RIVERSIDE 2016, the district court issued its order determining that there remained no genuine issue of material fact for determination by a jury and that Macias was entitled to qualified immunity and judgment as a matter of law. Easley and Session filed a timely notice of appeal. II. STANDARD OF REVIEW We review a district courtâs summary judgment determination de novo. Longoria v. Pinal Cty., 873 F.3d 699, 703 (9th Cir. 2017); see also Glenn v. Wash. Cty., 673 F.3d 864, 870 (9th Cir. 2011) (âWe review a district courtâs decision to grant summary judgment de novo, considering all facts in dispute in the light most favorable to the nonmoving party.â). III. ANALYSIS A. Before addressing the merits, we consider whether the district court erred by raising sua sponte the issue of qualified immunity. We have held that â[d]istrict courts unquestionably possess the power to enter summary judgment sua sponte even on the eve of trial.â Norse v. City of Santa Cruz, 629 F.3d 966, 971 (9th Cir. 2010). In so ruling, we followed the Supreme Courtâs command. See Celotex Corp. v. Catrett, 477 U.S. 317, 326 (1986) (â[D]istrict courts are widely acknowledged to possess the power to enter summary judgments sua sponte, so long as the losing party was on notice that she had to come forward with all of her evidence.â). Easley questions the district courtâs ability to raise the matter of qualified immunity sua sponte, and alternatively argues that Macias waived his right to raise qualified EASLEY V. CITY OF RIVERSIDE 7 immunity as a defense. Neither argument is persuasive. Although qualified immunity is an affirmative defense, see Siegert v. Gilley, 500 U.S. 226, 231 (1991) (âQualified immunity is a defense that must be pleaded by a defendant official.â), a district court is not proscribed from directing the parties to brief the issue when it has been properly raised. Here, Macias raised qualified immunity as a defense in his answer, and he never waived or abandoned his claim of qualified immunity. Macias did not move for summary judgment, but reasonably asserted qualified immunity when directed by the district court to brief the issue. The district court did not err by raising the issue of qualified immunity sua sponte and addressing it on summary judgment. B. âThe doctrine of qualified immunity protects government officials âfrom liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.ââ Stanton v. Sims, 571 U.S. 3, 4â5 (2013) (per curiam) (quoting Pearson v. Callahan, 555 U.S. 223, 231 (2009)). The doctrine is designed to balance âtwo important, competing interests: the need to hold public officials accountable for irresponsible actions, and the need to shield them from liability when they make reasonable mistakes.â Morales v. Fry, 873 F.3d 817, 822 (9th Cir. 2017); see Ashcroft v. al-Kidd, 563 U.S. 731, 743 (2011) (âQualified immunity gives government officials breathing room to make reasonable but mistaken judgments about open legal questions.â); Green v. City & Cty. of S.F., 751 F.3d 1039, 1051 (9th Cir. 2014). âWhen properly applied, it protects âall but the plainly incompetent or those who knowingly 8 EASLEY V. CITY OF RIVERSIDE violate the law.ââ al-Kidd, 563 U.S. at 743 (quoting Malley v. Briggs, 475 U.S. 335, 341 (1986)). Courts engage in a two-pronged analysis to determine whether qualified immunity applies: â[O]fficers are entitled to qualified immunity under § 1983 unless (1) they violated a federal statutory or constitutional right, and (2) the unlawfulness of their conduct was âclearly established at the time.ââ District of Columbia v. Wesby, 138 S. Ct. 577, 589 (2018) (quoting Reichle v. Howards, 566 U.S. 658, 664 (2012)). The second prong requires us to analyze two discrete sub-elements: âwhether the law governing the conduct at issue was clearly establishedâ and âwhether the facts as alleged could support a reasonable belief that the conduct in question conformed to the established law.â Green, 751 F.3d at 1052. On de novo review of a district courtâs summary- judgment ruling, this Court âmust view the evidence, including all reasonable inferences, in favor of the non- moving party.â Reed v. Lieurance, 863 F.3d 1196, 1204 (9th Cir. 2017); see Sharp v. Cty. of Orange, 871 F.3d 901, 909 (9th Cir. 2017). Consequently, at summary judgment, an officer may be denied qualified immunity in a § 1983 action only if (1) the facts alleged, taken in the light most favorable to the party asserting injury, show that the officerâs conduct violated a constitutional right; and (2) the right at issue was clearly established at the time of the incident such that a reasonable officer would have understood his conduct to be unlawful in that situation. See Pearson, 555 U.S. at 232. Courts are âpermitted to exercise their sound discretion in deciding which of the two prongs of the qualified immunity analysis should be addressed first in light of the circumstances in the particular case at hand.â Id. at 236; see EASLEY V. CITY OF RIVERSIDE 9 Morales, 873 F.3d at 822. If the second prong is dispositive, courts need not analyze the first. Pearson, 555 U.S. at 236â 37. In this case, the district court analyzed only the second prong and concluded that summary judgment was warranted. We stated the applicable law in Wilkinson v. Torres, 610 F.3d 546, 550 (9th Cir. 2010): Apprehension by deadly force is a seizure subject to the Fourth Amendmentâs reasonableness requirement. See Graham v. Connor, 490 U.S. 386, 395 (1989). However, an officer using deadly force is entitled to qualified immunity, unless the law was clearly established that the use of force violated the Fourth Amendment. See Brosseau v. Haugen, 543 U.S. 194, 198 (2004). . . . Case law has clearly established that an officer may not use deadly force to apprehend a suspect where the suspect poses no immediate threat to the officer or others. Tennessee v. Garner, 471 U.S. 1, 11 (1985). On the other hand, it is not constitutionally unreasonable to prevent escape using deadly force â[w]here the officer has probable cause to believe that the suspect poses a threat of serious physical harm, either to the officer or to others.â Id. We further noted that â[w]hether the use of deadly force is reasonable is highly fact-specific . . . but the inquiry is an objective one.â Wilkinson, 610 F.3d at 551 (citing Scott v. Harris, 550 U.S. 372, 383 (2007), and Graham, 490 U.S. at 10 EASLEY V. CITY OF RIVERSIDE 397). The question âis whether the officersâ actions are âobjectively reasonableâ in light of the facts and circumstances confronting them.â Wilkinson, 610 F.3d at 551 (quoting Graham, 490 U.S. at 397). We also observed that â[a] reasonable use of deadly force encompasses a range of conduct, and the availability of a less-intrusive alternative will not render conduct unreasonable.â Id. Here, taking the facts and allegations in the light most favorable to Easley, Maciasâ use of deadly force was objectively reasonable. It is an undisputed fact that Macias was concerned about the presence of a gun. Watkins, Maciasâs partner, had shouted âGunâ or âHeâs got a gunâ when Easley ran away from the Chevrolet and the patrol car. Macias then saw Easley grab his waistband as he ran. It is undisputed that as he ran, Easley pulled an object from his right pantsâ pocket with his left hand and threw it away from his body. Macias shot Easley within two to four seconds of the object leaving Easleyâs hand. 2 Easley stated that he threw the gun in a motion similar to throwing a Frisbee across his body; this would necessarily involve some upper body or shoulder movement. Based on these undisputed facts, a reasonable officer may have reasonably feared that Easley had a gun and was turning to shoot him. Thus, viewing the critical evidence in the light most favorable to Easley, we conclude that Macias is entitled to qualified 2 The dissent believes that we do not read the record in the light most favorable to Easley by relying on the two-to-four-second timeframe. Dissent at 18. But Easley did not claim that four seconds elapsed; as the dissent notes, he first estimated âmaybe three or four secondsâ and then agreed that it could have been only two or three. Regardless, any possible discrepancy is not dispositive. See Kisela v. Hughes, 138 S. Ct. 1148, 1153 (2018) (finding qualified immunity where a police officer shot a possibly threatening suspect after only âmere seconds to assess the potential dangerâ). EASLEY V. CITY OF RIVERSIDE 11 immunity. We need not, and do not, resolve the remaining disputed issues of fact in Maciasâ favor to reach this result. As the Supreme Court noted in Graham, â[t]he calculus of reasonableness must embody allowance for the fact that police officers are often forced to make split-second judgmentsâin circumstances that are tense, uncertain, and rapidly evolvingâabout the amount of force that is necessary in a particular situation.â 490 U.S. at 396â97. This was just such a situation. Maciasâ application of deadly force was a proportional response because âthe Fourth Amendment does not requireâ a police officer to be âomniscien[t], and absolute certainty of harm need not precede [an officerâs] act of self-protection.â Wilkinson, 610 F.3d at 553 (citation and internal question mark omitted). IV. CONCLUSION The district court committed no error when it sua sponte raised the issue of qualified immunity and addressed it on summary judgment because the district court retains this authority and because Macias raised and preserved qualified immunity as a defense. On the merits, the district court correctly granted qualified immunity to Macias and summary judgment in his favor because his application of deadly force was objectively reasonable under the Fourth Amendment. AFFIRMED. 12 EASLEY V. CITY OF RIVERSIDE PRATT, District Judge, dissenting: In order to ensure Officer Macias is insulated from liability at this pre-trial stage in the present litigation, the district court and todayâs majority have stretched too thin the established bodies of law concerning both summary judgment and qualified immunity. I respectfully dissent and address each of these two issues in turn. I I first consider the law of summary judgment, a term which is something of a misnomer. The adjective âsummaryâ suggests a simple and abbreviated judicial process coupled with a brief dispositional order; however, a proper, effective application of the summary-judgment standard is in fact complicated and time-consuming. See Hon. D. Brock Hornby, Summary Judgment Without Illusions, 13 Green Bag 2d 273, 273 (2010). Because Easleyâs Seventh Amendment right to trial by jury is at stake, we must âassiduously avoid deciding disputed facts or inferencesâ in our quest to determine whether this record contains any genuine factual disputes necessitating trial. Id. at 281â82; see U.S. Const. amend. VII. In the context of § 1983 actions, âthe juryâs role in vindicating constitutional rights has long been recognized by the federal courts.â City of Monterey v. Del Monte Dunes at Monterey, Ltd., 526 U.S. 687, 721 (1999). It is therefore constitutionally imperative that we carefully and deliberately apply the law of summary judgment and its underlying principles to Easleyâs complaint to ensure we do not prematurely vitiate his jury demand or undermine the traditional role of the jury in § 1983 actions alleging a violation of constitutional protections. â[S]ummary judgment is an extreme remedy.â May Depât Store v. Graphic Process Co., 637 F.2d 1211, 1214 EASLEY V. CITY OF RIVERSIDE 13 (9th Cir. 1980). âIt should not be granted unless the movant has established its right to judgment with such clarity as to leave no room for controversy. It must be found that the other party is not entitled to recover under any discernable circumstances.â Id. The purpose of summary judgment is not âto cut litigants off from their right of trial by jury if they really have issues to try.â Poller v. Columbia Broad. Sys., Inc., 368 U.S. 464, 467 (1962) (quoting Sartor v. Ark. Natural Gas Corp., 321 U.S. 620, 627 (1944)). To that end, we must view all the record evidence in the most favorable light to Easley, and we also must give him the benefit of every reasonable inference. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986) (âThe evidence of the non-movant is to be believed, and all justifiable inferences are to be drawn in his favor.â); see Reed v. Lieurance, 863 F.3d 1196, 1204 (9th Cir. 2017). The evidence to be considered is strictly limited to objective circumstances; the subjective beliefs of the defendant are categorically irrelevant. Inouye v. Kemna, 504 F.3d 705, 712 (9th Cir. 2007). âCredibility determinations, the weighing of the evidence, and the drawing of legitimate inferences from the facts are jury functions, not those of a judge . . . .â Anderson, 477 U.S. at 255. Courts may not issue findings of factsâeither formal or de factoâwhen granting or denying summary judgment. 1 Tolan v. Cotton, 134 S. Ct. 1861, 1866 (2014) (per curiam) (holding summary judgment courts may not âweigh the evidence and determine the truth of [a] matterâ (quoting Anderson, 477 U.S. at 249)). Instead, 1 The proscription against fact-finding on summary judgment is a deceptively difficult mandate. Both this Court and the district courts of this circuit sometimes inadvertently fail to adhere to it. See Rand v. Rowland, 154 F.3d 952, 957 n.4 (9th Cir. 1998). 14 EASLEY V. CITY OF RIVERSIDE courts are left only to make legal determinations. See Anderson, 477 U.S. at 251â52. Summary judgment may properly be entered only against a party who has failed to make a showing sufficient to establish a genuine dispute as to the existence of an element essential to his case and upon which the party will bear the burden of proof at trial. See Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). To grant summary judgment, therefore, there can be no genuine issue of material fact. Fed. R. Civ. P. 56(a). A disputed issue is âgenuineâ when the evidence produced âis such that a reasonable jury could return a verdict for the nonmoving party.â Anderson, 477 U.S. at 248. âAs to materiality, the substantive law will identify which facts are material . . . . Factual disputes that are irrelevant or unnecessary will not be counted.â 2 Id. This case presents a particular class of summary judgment ruling: whether a law enforcement officer, alleged to have used unconstitutionally excessive or deadly force, is entitled to qualified immunity and cannot be sued under § 1983. See Plumhoff v. Rickard, 134 S. Ct. 2012, 2019 (2014) (affirming that qualified immunity provides entitled officers with immunity from suit rather than a defense to liability). Over time, this Courtâs recitations of the separate laws of summary judgment and qualified immunity began to mutate and coalesce, and the two bodies of law have been occasionally folded into one symbiotic permutation: 2 Because the question of materiality relies on the underlying substantive law, I consider the materiality of the factual disputes in detail below following a review of the law of qualified immunity. EASLEY V. CITY OF RIVERSIDE 15 [A]t summary judgment, an officer may be denied qualified immunity in a Section 1983 action âonly if (1) the facts alleged, taken in the light most favorable to the party asserting injury, show that the officerâs conduct violated a constitutional right, and (2) the right at issue was clearly established at the time of the incident such that a reasonable officer would have understood [his] conduct to be unlawful in that situation.â Longoria v. Pinal Cty., 873 F.3d 699, 704 (9th Cir. 2017) (second alteration in original) (quoting Hughes v. Kisela, 862 F.3d 775, 779 (9th Cir. 2016), revâd on other grounds, 138 S. Ct. 1148 (2018)); see also, e.g., Townsend v. Basterrechea, No. 1:16-cv-151, 2017 WL 242606 (D. Idaho Jan. 18, 2017) (applying the shortened standard without separate discussion or application of summary judgment principles). This abbreviated standard, in my view, gives short shrift to the importance of careful examination and construction of the factual record on summary judgment; to the courtsâ duty to fastidiously decline to make findings of fact; and to plaintiffsâ constitutional rights under the Seventh Amendment, which necessarily hang in the balance. The U.S. Supreme Court has expressly held that summary- judgment standards are not different or lowered in the context of a claim to qualified immunity. Tolan, 134 S. Ct. at 1866. It cannot be enough for a court merely to say that it affords every fact and inference to the party opposing the motion; the court must affirmatively endeavor to do so. See Scott v. Harris, 550 U.S. 372, 378 (2007). In this case, I perceive genuine, material factual disputes in the record that the district court and the majority have either improperly purported to resolve or improperly 16 EASLEY V. CITY OF RIVERSIDE ignored. In doing so, they have inadvertently encroached upon the constitutional province of the jury and upon Easleyâs Seventh Amendment rights. See City of Monterey, 526 U.S. at 709â10, 721. Concerning the district courtâs approach to this case, the record shows the court made impermissible credibility determinations and engaged in other affirmative fact finding. 3 See Anderson, 477 U.S. at 249; Tolan, 134 S. Ct. at 1866. The court found Maciasâs controverted testimony to be credible, finding that Macias âsaw the profile of the gunâ when Easley removed it from his pocket and threw it away. The court went one step further and held there was âno evidenceâ to the contrary. However, significant portions of counselâs cross-examination of Macias at the evidentiary hearing was committed to circumstantial evidence suggesting Macias did not see the profile of the gun or have express knowledge of the presence of a gun. The district court erroneously either discounted or ignored the reasonable inferential value of Easleyâs evidence on this question when it concluded there was âno evidenceâ contrary to its finding that Macias saw the profile of the gun. Cf. Tolan, 134 S. Ct. at 1863. We cannot consider whether Macias subjectively believed Easley carried or threw a gun; we may only consider whether the objectively identifiable profile of a gun was visible to him. See Inouye, 504 F.3d at 712. Therefore, in drawing all inferences in Easleyâs favor 3 With all deference to the district court and its judicial autonomy, I conclude its sua sponte evidentiary hearing contributed to the incidental fact finding that appears in its summary judgment order. While I agree with the majority that the evidentiary hearing does not constitute error per se, I am convinced that the risk of a court instinctually weighing credibility and implicitly finding facts should militate against this kind of proceeding. Notably, at oral argument, both parties conceded they had never previously participated in or witnessed this type of procedure. EASLEY V. CITY OF RIVERSIDE 17 to conform with the law of summary judgment, we may not find or presume either (1) that the object Easley threw during the foot chase was or was not visibly identifiable or (2) that Macias did or did not âsee the profileâ of a gun. Additionally, the district court found that the incident occurred in a âhigh-crime area.â Macias suggests we should affirm this finding, which should support his decision to use deadly force in this case. However, the case law Macias relies upon concerning so-called âhigh-crime areasâ involves reasonable-suspicion Terry stops, not allegations of excessive force. See, e.g., Illinois v. Wardlow, 528 U.S. 119, 124 (2000). According to those cases, â[a]n individualâs presence in an area of expected criminal activity, standing alone, is not enough to support a reasonable, particularized suspicion that the person is committing a crime.â Id. at 124. Furthermore, this Court has warned that âciting of an area as âhigh-crimeâ requires careful examination by the court, because such a description, unless properly limited and factually based, can easily serve as a proxy for race or ethnicity.â United States v. Montero-Camargo, 208 F.3d 1122, 1138 (9th Cir. 2000) (en banc). Given the limited record evidence supporting a finding of a high-crime area and the fact that such a finding relies on inference in Maciasâs favor rather than Easleyâs, I conclude that consideration of the purported âhigh-crime areaâ to Maciasâs benefit is contrary to the summary-judgment evidentiary standard. The majority has avoided these two summary-judgment pitfalls, but it has joined the district court in three others. First, the district court and the majority have improperly considered the fact that Easley conceded post facto that the object thrown was in fact a gun. The standard is that the record must be evaluated âfrom the perspective of a 18 EASLEY V. CITY OF RIVERSIDE reasonable officer on the scene, including what the officer knew at the time, not with the 20/20 vision of hindsight.â Kingsley v. Hendrickson, 135 S. Ct. 2466, 2473 (2015); see City & Cty. of S.F. v. Sheehan, 135 S. Ct. 1765, 1776â77 (2015) (noting that courtsâ refusal to rely on hindsight also serves an important protective role for officials asserting qualified immunity); Estate of Lopez ex rel. Lopez v. Gelhaus, 871 F.3d 998, 1006 (9th Cir. 2017) (â[W]hen considering qualified immunity, we are also limited to considering what facts the officer could have known at the time of the incident.â (quoting Davis v. United States, 854 F.3d 594, 598 (9th Cir. 2017))). The majorityâs consideration of knowledge gained after the incident is contrary to both the proper standard concerning reasonableness and the principles of summary-judgment evidence. Therefore, we can give no weight to Maciasâs claim in his briefing that he âcorrectly thought [Easley] was armed,â and I reject the majorityâs apparent reliance on the fact that the object thrown was âlater determined to be a gun.â Second, the district court and the majority fail to properly construe the record pertaining to the amount of time that elapsed between Easley disarming himself and Macias firing on him. On direct examination, Easley testified that âmaybe three to four secondsâ passed, but on cross-examination, he affirmed defense counselâs assertion that âtwo or three secondsâ had elapsed. The discrepancy was not explored in the hearing, but for purposes of summary judgment, of course, this Court must construe the testimony in the light most favorable to Easley. See Newmaker v. City of Fortuna, 842 F.3d 1108, 1111 (9th Cir. 2016), cert. denied sub nom. Soeth v. Newmaker, 137 S. Ct. 2217 (2017). A jury could credit Easleyâs assertion that four seconds elapsed between the moment he threw the gun and the moment Macias fired EASLEY V. CITY OF RIVERSIDE 19 the first shot, and we must therefore accept that allegation as true. 4 The district court determined it did not need to construe the record on the question of timing because it was not a âmaterial fact.â 5 However, the majority appears to sidestep the question of materiality entirely by concluding there is no genuine factual dispute. The majority states it is an âundisputed fact[]â that âEasley was shot within two to four seconds of throwing the gun.â However, this statement is not a fact at allâit is a range of possible facts. Neither is it undisputed. Each party has flatly contradicted the otherâs version of the timing of events. The majorityâs recitation reveals it has not properly construed the record in the light most favorable to Easley. Four seconds, two seconds, and zero seconds are not constitutionally equivalent in these circumstances; we cannot so easily dismiss the distinction by stating that the event occurred âwithin two to four seconds.â Third, neither the district court nor the majority acknowledge Easleyâs testimonyâwhich we must accept as trueâstating that throughout the chase, he did not turn to look back at Macias, did not face Macias, and did not level the object in Maciasâs direction. Having clarified these several points of departure between myself and the majority concerning the proper evidence for consideration on summary judgment, I proceed 4 Macias argues the credibility of Easleyâs version of the timeline is âdubiousâ and contrary to physical evidence, but he concedes it must be accepted as true for summary-judgment purposes. 5 I disagree with the district courtâs materiality conclusion and discuss my analysis thereof in Section II(A) below. 20 EASLEY V. CITY OF RIVERSIDE to consider whether the factual disputes are material pursuant to the law of qualified immunity. II Concerning the doctrine of qualified immunity, I agree in general terms with the majorityâs recitation of the applicable law. In essence, there are three inquiries we must perform to determine whether an official is entitled to qualified immunity: (1) whether the officialâs conduct violated a plaintiffâs constitutional right; (2) whether the constitutional right asserted by the plaintiff was clearly established in the law as it was at the time of the officialâs conduct; and (3) whether the law at the time would have made it clear to a reasonable official that the alleged conduct was unlawful under the circumstances. See Green v. City & Cty. of S.F., 751 F.3d 1039, 1051 (9th Cir. 2014); Torres v. City of Madera, 648 F.3d 1119, 1123 (9th Cir. 2011). On summary judgment, if these three inquiries could be answered in the affirmative upon development of the record at trial, the official is not entitled to qualified immunity. Green, 751 F.3d at 1052â53. The majority concludes that one (or perhaps more) of these inquiries must be answered in the negative in this case. However, it is not clear which question is the dispositive one. For its part, the district court has conflated the first inquiryâ whether an officialâs exercise of force was unreasonable and therefore a violation of a constitutional rightâwith the third inquiryâwhether a reasonable officer would have understood particular conduct to be unlawful. 6 Compare 6 The district court purportedly based its decision on the second and third prongs of the qualified-immunity test, but it also relied solely on a reasonable-force analysis, which alone answers only the first prong. The EASLEY V. CITY OF RIVERSIDE 21 San Jose Charter of Hells Angels Motorcycle Club v. City of San Jose (Hells Angels), 402 F.3d 962, 971 (9th Cir. 2005) (âThe relevant, dispositive inquiry in determining whether a right is clearly established is whether it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted.â (quoting Saucier v. Katz, 533 U.S. 194, 202 (2001)); with Longoria, 873 F.3d at 705â09 (applying the factors for evaluating the reasonableness of the use of force as applied to the firstânot secondâprong of the qualified immunity standard). Though each inquiry turns on a determination of objective reasonableness, the two questions are neither identical nor coextensive. The first asks whether the use of force was reasonable, while the third asks whether a reasonable official would have known the force used was unreasonable under the law. 7 majority states the district court relied on the second and third prongs, then proceeds to review the district courtâs ruling; however, its ultimate conclusion that Maciasâs âapplication of deadly force was objectively reasonableâ suggests it relies on the first prong. 7 These two questions, though discrete, require some overlapping analysis. This redundancy may account for the present confusion between the different qualified-immunity prongs. The first prong was initially a required consideration, but it later became a discretionary and sometimes disfavored consideration in cases in which the established- law prong was dispositive. See generally Camreta v. Greene, 563 U.S. 692, 705â07 (2011); Pearson v. Callahan, 555 U.S. 223, 236â42 (2009). The Supreme Courtâs most recent decision on this question may be read to suggest that the first prong does not appertain to qualified immunity at all, but to the substance of the underlying § 1983 claim. See Kisela v. Hughes, 138 S. Ct. 1148, 1152 (2018) (â[T]he Court need not, and does not, decide whether [the official] violated the Fourth Amendment when he used deadly force against [the plaintiff]. For even assuming a Fourth Amendment violation occurredâa proposition that is not at all evidentâ on these facts [the official] was at least entitled to qualified immunity.â); see also Ashcroft v. al-Kidd, 563 U.S. 731, 743 (2011) (noting a 22 EASLEY V. CITY OF RIVERSIDE Regardless, we review summary judgment de novo. And on de novo review, I conclude that genuine issues of material fact remain as to all three qualified-immunity inquiries. Summary judgment was therefore improper. I address each of the three inquiries individually. A The first inquiry asks whether the defendant official âviolated a federal statutory or constitutional right.â District of Columbia v. Wesby, 138 S. Ct. 577, 589 (2018). Therefore, our âanalysis begins by identifying the specific constitutional right allegedly infringed by the challenged application of force.â Graham v. Connor, 490 U.S. 386, 394 (1989). In this case, âthe Fourth Amendment provides an explicit textual source of constitutional protection against this sort of physically intrusive governmental conduct.â Id. at 395. The Fourth Amendment guarantees citizens that they will âbe secure in their persons . . . against unreasonable . . . seizures.â U.S. Const. amend. IV. â[T]he âreasonablenessâ of a particular seizure depends not only on when it is made, but also on how it is carried out.â Graham, 490 U.S. at 395. Because â[t]he test of reasonableness under the Fourth Amendment is not capable of precise definition or mechanical application,â . . . its proper application requires careful defendant official may be entitled to qualified immunity on the established-law prong even if he had in fact violated a constitutional right). Perhaps the established-law prong will ultimately subsume the currently bifurcated qualified-immunity analysis. But a denial of qualified immunity at present requires consideration of the existing first prong to determine whether Maciasâs alleged conduct constitutes a violation of a constitutional right, which by necessity abuts the underlying merits of the complaint. EASLEY V. CITY OF RIVERSIDE 23 attention to the facts and circumstances of each particular case, including the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight. Id. at 396 (alteration in original) (quoting Bell v. Wolfish, 441 U.S. 520, 559 (1979)). It is in any case well established that â[t]he use of deadly force to prevent the escape of . . . suspects, whatever the circumstances, is constitutionally unreasonable.â Tennessee v. Garner, 471 U.S. 1, 11 (1985). âA police officer may not seize an unarmed, nondangerous suspect by shooting him dead.â Id. The dispositive consideration for the district court was whether there were objective identifiers that Easley âpose[d] an immediate threat to the safety ofâ Macias. Id. I do not agree that the evidenceâconstrued pursuant to the summary-judgment standardâreflects an indisputable, objectively perceptible, and immediate threat. There remain genuine disputes about, inter alia, Maciasâs line of sight on the gun and the timing between Easleyâs self-disarming and Maciaâs decision to fire on him. Therefore, it is possible for a jury to conclude on this record that Macias first reasonably suspected Easley was armed, then clearly observed Easley divest himself of the suspected firearm, and finally decidedâafter sufficient time to recognize Easley was unarmed and not dangerousâto fire upon him. The district court avoided this conclusion in part by deciding that the timing of this event is immaterial for summary-judgment purposes. I disagree. It is, for example, self-evident, that if an officer observes a suspect disarm 24 EASLEY V. CITY OF RIVERSIDE himself and then pursues the suspect on foot away from the discarded weapon for thirty seconds, he may not then decide to fire upon the suspect and claim in good faith that he was in fear of the suspect using the discarded weapon to hurt him. Likewise, it is clear that if an officer observes a suspect remove a firearm from his pocket toward the officer and the officer shoots the suspect before the firearm leaves the suspectâs hands, the officerâs fear was reasonable even if the suspect later claims it was his intent to discard the weapon. This case, then, presents a complex line-drawing exercise: at what point between these two extremes does a fear of immediate harm become unreasonable? As the majority notes, the law is clear that â[t]he calculus of reasonableness must embody allowance for the fact that police officers are often forced to make split-second judgmentsâin circumstances that are tense, uncertain, and rapidly evolvingâabout the amount of force that is necessary in a particular situation.â Graham, 490 U.S. at 396â97. Indeed, at the evidentiary hearing, Macias presented expert testimony regarding the time it takes âto identify a threat, process it, make a decision, and then execute a response.â Maciasâs expert testified that the âlag timeâ that occurs âbetween an action and a reactionâ consists of âmilliseconds,â or âanywhere from [a] quarter-second to a third of a second.â In this case, according to the summary- judgment record, Macias had four seconds to deliberate after Easley disarmed himself before he fired the first shot. Four secondsâby pure definitionâpushes past the outer bounds of the case lawâs provision for âsplit-second judgmentsâ and beyond the âmillisecondsâ needed to process new information according to Maciasâs own expert. Of course, if a jury were to determine that fewer than four seconds passed or that Macias could not have EASLEY V. CITY OF RIVERSIDE 25 objectively seen or known that Easley had disarmed himself, this calculus changes. That is why the matters of timing and of Easley discarding his firearm remain genuine, triable issues of material fact. It does not settle the issue to say simply that Easley was shot âwithin two to four seconds of throwing the gun.â 8 I therefore dissent from the majorityâs conclusion that Maciasâs âapplication of deadly force was objectively reasonableâ as a matter of law. B The second inquiry asks whether the constitutional âright at issue was clearly established at the time of the incident.â Torres, 648 F.3d at 1123. The first step in determining whether Maciasâs alleged conduct violated a clearly established right is to determine whether case law existed at the time of the incident in which âan officer acting under similar circumstances . . . was held to have violated the Fourth Amendment.â White v. Pauly, 137 S. Ct. 548, 552 (2017); see Morales v. Fry, 873 F.3d 817, 823 (9th Cir. 2017). In some circumstances, the existence of case law proscribing the alleged conduct will be âobvious.â White, 137 S. Ct. at 552. For example, when an officer is alleged to have âseize[d] an unarmed, nondangerous suspect by shooting him dead,â as in Garner, it is âobviousâ that such 8 Though the Supreme Court recently held an officer was entitled to qualified immunity when exercising deadly force with âmere seconds to assess . . . potential danger,â the circumstances in that case involved a suspect armed with a knife who refused to comply with directions to disarm herself and was accosting a bystander within striking distance. Kisela, 138 S. Ct. at 1152. We are confronted with distinguishable facts on summary judgment in this case: Easley was disarmed and not within striking distance of a third party. Therefore, a general âmere secondsâ finding such as the one relied upon in Kisela cannot fully and properly inform our analysis in this case. 26 EASLEY V. CITY OF RIVERSIDE conduct is unconstitutional. Garner, 471 U.S. at 11; see White, 137 S. Ct. at 552; see also Graham, 490 U.S. 395â96 (setting out the general reasonableness standard for excessive-force claims). Insofar as Easley asserts that Macias clearly observed Easley disarm himself and nevertheless proceeded to fire on him knowing he was not armed, he is alleging this case is the rare but âobvious one where Graham and Garner alone offer a basis for decision.â Brosseau v. Haugen, 543 U.S. 194, 199 (2004). For the purposes of summary judgment, our analysis should end there; Graham and Garner were well established at the time of the incident. Even if this is not the âobviousâ case, I conclude other clearly established case law in this circuit would have given officers fair notice that the conduct alleged here was unconstitutional at the time of the incident. See Kisela v. Hughes, 138 S. Ct. 1148, 1152 (2018) (per curiam) (quoting Brosseau, 543 U.S. at 198). In non-obvious cases, courts must explicitly identify particular court rulings demonstrating the unlawfulness of the alleged conduct. White, 137 S. Ct. at 552. âSuch specificity is especially important in the Fourth Amendment context, where . . . â[i]t is sometimes difficult for an officer to determine how the relevant legal doctrine, here excessive force, will apply to the factual situation the officer confronts.ââ Mullenix v. Luna, 136 S. Ct. 305, 308 (2015) (quoting Saucier, 533 U.S. at 205). This specific-case requirement ensures that officers are not exposed to liability without a âfair and clear warning of what the Constitution requires.â Sheehan, 135 S. Ct. at 1778 (quoting Ashcroft v. al-Kidd, 563 U.S. 731, 746 (2011) (Kennedy, J., concurring)); see Kisela, 138 S. Ct. at 1152. This Court has held that its 1991 decision, Curnow ex rel. Curnow v. Ridgecrest Police, 952 F.2d 321, 324 (9th Cir. EASLEY V. CITY OF RIVERSIDE 27 1991), fairly informs officers of the constitutionality of the use of deadly force in circumstances sufficiently analogous to the present case. See Lopez, 871 F.3d at 1020. In Curnow, police officers broke down a door to confront a suspect. 952 F.2d at 323. The officers claimed that as they entered through the doorway, the suspect picked up a nearby firearm and raised the weapon as he began to turn towards the officers. Id. However, for summary-judgment purposes only, the court accepted as true the contrary testimony of a witness who stated the suspect did not have the gun in his hand, did not raise his arm, and did not turn toward the officers. Id. The officers shot the suspect in the back. Id. This Court held, â[T]he police officers could not reasonably have believed the use of deadly force was lawful because [the suspect] did not point the gun at the officers and apparently was not facing them when they shot him the first time.â Id. at 325. In the present case, as in Curnow, the record for summary-judgment purposes reveals that Easley was not holding a gun at the time of the shooting, nor was he raising his arm toward or turning to face Macias. Further, in Curnow, the suspect had a firearm within immediate reach, while in this case, Plaintiff had thrown his firearm away from his person and continued to run in the opposite direction of the gun. Therefore, Curnow, a twenty-year-old decision at the time of the shooting in this case, gave Macias a fair and clear warning that his use of deadly forceâat least on the facts as construed for summary judgmentâwas not constitutional. The parties present competing arguments regarding the value of Curnow for the purposes of the present established- law inquiry. Macias argues that Curnow is legally distinguishable from the present case. There is some tension 28 EASLEY V. CITY OF RIVERSIDE in the case law concerning how distinguishable a case may be on its facts before it cannot be construed as clearly established law for qualified-immunity purposes. On the one hand, the Supreme Court has repeatedly admonished this Court ânot to define clearly established law at a high level of generality.â Kisela, 138 S. Ct. at 1152 (quoting Sheehan, 135 S. Ct. at 1775â76); see al-Kidd, 563 U.S. at 742 (majority opinion). To constitute clearly established law, the âexisting precedent must have placed the . . . constitutional question beyond debateâ and must ââsquarely govern[]â the specific facts at issue.â Kisela, 138 S. Ct. at 1152â53 (first quoting White, 137 S. Ct. at 551; then quoting Mullenix, 136 S. Ct. at 310). At the same time, the Supreme Court has consistently maintained that its âcaselaw does not require a case directly on point for a right to be clearly established,â id. at 1152 (quoting White, 137 S. Ct. at 551), and that âofficials can still be on notice that their conduct violates established law even in novel factual circumstances.â Hope v. Pelzer, 536 U.S. 730, 741 (2002). This of course must be true because every individual case will present at least nominal factual distinctions. If precisely identical facts were required, qualified immunity would in fact be absolute immunity for government officials. With these principles in mind, I conclude that clearly established law for qualified-immunity purposes will necessarily contain both operative circumstancesâi.e., the circumstances from which the constitutional violation flowedâand ancillary circumstancesâi.e., the surrounding factual details of the case that bear no constitutional significance. The operative circumstances described in Curnow include: (1) the suspect was not holding a gun when shot even though a gun was within his reach, (2) the suspect did not point a gun at the officers, and (3) the suspect did not turn to face the officers. These same circumstances are the EASLEY V. CITY OF RIVERSIDE 29 foundational points of fact in the present case for summary- judgment purposes. Macias notes this case involved a foot chase, while Curnow involved officers breaking down a door to intercept a seated suspect they believed was armed. This is indeed a factual distinction. However, both Curnow and the present case involve similarly high-pressure situations for the officers. Macias has presented no principled reason why he is subject to a lower threshold than the officers in Curnow, who were also involved in quickly evolving and tense circumstances. Ultimately, the factual distinction Macias relies upon does not overcome the parallel operative circumstances between the two cases. In broader terms, Macias contends the only court ruling that would satisfy the established-law inquiry would be a case holding that it is âunconstitutional for an officer to shoot at an armed suspect who grabbed and raised an object immediately before being shot, simply because the suspect let go of the object seconds before being hit.â This curious characterization of the present circumstances is strained and self-contradictory; it claims Easley was simultaneously armed and unarmed. But more to the point, the law does not require this level of precise factual identity for the unconstitutionality of certain conduct to be âclearly established.â In this case, there exists a construction of the disputed facts that is controlled by the clearly established expectations for government officials both as generally set forth in Garner and Graham and as specifically set forth in Curnow. 30 EASLEY V. CITY OF RIVERSIDE C The third inquiry asks whether âa reasonable officer would have understood her conduct to be unlawfulâ in the circumstances alleged. Torres, 648 F.3d at 1123. Again, this is a separate question from whether Maciasâs conduct was reasonable. Macias enjoys an extra layer of deference on this third inquiry insofar as he may have reasonably believed his conduct was permissible even if it was not. In recognition of this extra deference, âif officers of reasonable competence could disagree on this issue, immunity should be recognized.â Malley v. Briggs, 475 U.S. 335, 341 (1986). However, the proper answer to this inquiry, like that of the first inquiry, is presently lost within the contested facts. If the objective circumstances would have unequivocally informed a reasonable officer that Easley was disarmed and if four full seconds to deliberate passed between that officerâs perception thereof and his decision to shoot Easley, I conclude there is no room for a reasonable officer with an understanding of Garner, Graham, and Curnow to assert that the use of deadly force was reasonable. Therefore, there remain genuine issues of material fact bearing upon resolution of this inquiry. Based on the summary-judgment record taken in the light most favorable to Easley, Maciasâs entitlement to qualified immunity is not presently established as a matter of law. D My conclusion that summary judgment was improper is not equal to a conclusion that Macias is not entitled to qualified immunity. Macias may prove in further proceedings that he is so entitled. He simply has not done so at this pre-trial, summary-judgment stage. The proper resolution to this appeal, therefore, is that we should reverse EASLEY V. CITY OF RIVERSIDE 31 the grant of summary judgment and remand for resolution of the contested factual issues by a jury. See, e.g., Zion v. Cty. of Orange, 874 F.3d 1072, 1076 (9th Cir. 2017); Jones v. Las Vegas Metro. Police Depât, 873 F.3d 1123, 1132 (9th Cir. 2017); Longoria, 873 F.3d at 705; Green, 751 F.3d at 1053. It is well established that the question of eligibility for qualified immunity should be resolved at the earliest stage possible in the proceedings because it is an immunity from suit and not merely a defense to liability. Hunter v. Bryant, 502 U.S. 224, 228 (1991) (per curiam); see Morales, 873 F.3d at 822. But in this case, the district courtâs two-day evidentiary hearing was a de facto bench trial, and Macias therefore has already suffered whatever abstract harm might result from an infraction upon his asserted immunity from suit, mooting consideration of that injury for our purposes on appeal. When, as here, triable issues of fact preclude resolution of an officialâs entitlement to qualified immunity, then the immunity question is âtransformed from a doctrine providing immunity from suit to one providing a defense at trial.â Morales, 873 F.3d at 823. On remand, âspecial interrogatories to the jury can be used to establish disputed material facts,â which the district court can then rely upon to determine Maciasâs eligibility for qualified immunity as a matter of law. See id. at 823â24. III The requisite analyses in this case are difficult and complex; nonetheless, we must diligently and carefully perform each one to ensure that we fulfill our roles as neutral arbiters of the law in § 1983 actions alleging excessive force, which are presently subject to increased public scrutiny. Though the law is complicated, the outcome in this case is 32 EASLEY V. CITY OF RIVERSIDE simple: there remain genuine, triable disputes concerning facts material to Maciasâs entitlement to qualified immunity. I therefore conclude we are prohibited from granting summary judgment at this stage in the proceedings. My conclusion in no way prejudices Maciasâs ability to prove his entitlement to qualified immunity at trial, and it also avoids any potential for irremediable prejudice to Easleyâs Fourth or Seventh Amendment rights. And because we are not permitted to weigh evidence or make credibility determinations, we may not opine as to the likelihood either that Easley will prevail on the merits of his claim or that Macias will be able to establish entitlement to qualified immunity at trial. The best course for us is to reverse and remand for further proceedings. I therefore dissent from the majorityâs decision to affirm the district court.
Case Information
- Court
- 9th Cir.
- Decision Date
- May 18, 2018
- Status
- Precedential