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Full Opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF WISCONSIN
DANIEL J. MICK,
Petitioner,
OPINION and ORDER
v.
23-cv-24-jdp
LIZZIE TEGELS,
Respondent.
Petitioner Daniel J. Mick, appearing by counsel, seeks a writ of habeas corpus under
28 U.S.C. § 2254. Mick challenges his state court convictions for one count of first-degree
sexual assault of a child and two counts of causing a child to view a sexually explicit conduct.
Mick contends that the trial courtâs exclusion of his proposed expert testimony violated his
right to present a defense and that both his trial and his original postconviction/appellate
counsel were ineffective. In particular, he contends that trial counsel was ineffective by failing
to object to testimony by a forensic examiner about the credibility of the alleged victim, his
6-year-old stepdaughter âJoan,â and by failing to properly impeach Joanâs mother, âCindy.â1
He contends that his postconviction/appellate counsel failed to investigate his claims and
erroneously advised Mick that he could file either a postconviction motion or an appeal, but
not both.
The trial was largely a credibility contest between Mick and Joan, who presented a
compelling, credible account of the abuse through a recorded interview by a forensic examiner.
1 I will use the same pseudonyms for these parties as the Wisconsin Court of Appeals did in its
most recent decision denying Mick postconviction relief. State v. Mick, 2022 WI App 55,
2022 WL 2176271.
I conclude that Mick fails to show that the Wisconsin Court of Appeals unreasonably applied
clearly established federal law or made unreasonable determinations of the facts in concluding
that it was appropriate for the trial court to exclude Mickâs proposed expert testimony. I also
conclude that some of Mickâs ineffective-assistance-of-counsel claims are procedurally barred.
And for various reasons, including the strength of Joanâs recorded interview, I conclude that
Mick does not show that he is entitled to habeas relief on his remaining ineffective-assistance
claims. Accordingly, I will deny his petition.
BACKGROUND
The following facts are taken from the petition and the state court records provided by
Mick and the state.
Mick was charged with two counts of first-degree sexual assault of a child and two
counts of causing a child under 13 to view sexually explicit conduct. The alleged victim was
Joan, Mickâs 6-year-old stepdaughter. Joanâs mother, Cindy, was married to Mick, but by 2015
they were on the verge of a divorce and a custody battle over their son. Cindy first reported
the allegations that Mick had sexually abused Joan on November 19, 2015, the same day that
Cindy learned that Mick was seeking a harassment injunction against her and had filed for
divorce. Soon after Cindy reported the allegations of sexual assault, Detective Cheryl Patty of
the Dane County Sherriffâs Office conducted a videorecorded forensic interview with Joan.
Joan discussed two incidents in her recorded statement, both occurring in August 2015.
The first incident occurred at the familyâs home. Joan stated that Mick showed Joan a video
on his phone about âhow to make babiesâ and describing oral sex. Dkt. 15-1, at 11. Joan stated
that Mick showed Joan his âprivate part,â âshaked [his penis] with his hand,â and described
âstuffâ that was âwhiteâ âcoming out of his private part.â Id. at 12â13. Joan added, âHe didnât
do anything to me.â Id. at 14.
The second incident occurred in the familyâs van. Mick took Joan out for ice cream for
a âdaddy girls day.â Id. at 15. Joan said that as it got dark, Mick drove to a park but wasnât
driving safely because âhe was looking at the bad stuff on the phone.â Id. at 16. Mick asked
Joan if she âwant[ed] to put [her] mouth on his private part.â Id. at 17. Mick convinced Joan
to do that. Joan stated that then â[t]here was stuff coming out of it, in my mouth and then he
let me have a drink of water.â Id. at 18. She discussed the color, taste, and temperature of
Mickâs semen.
Mick pleaded not guilty to all charges. Mickâs trial counsel retained David Thompson,
Ph.D., a clinical and forensic psychologist, to review the forensic interview of Joan and records
from the criminal case. Thompson provided a report and a supplement âdescrib[ing] a variety
of factors present in this case that extensive research has shown affects the reliability of a childâs
statements.â Thompson listed six factors that may âhave either strengthened or weakened the
reliability of the statements made by the victim.â Dkt. 15-2, at 5.
The state moved to exclude Dr. Thompsonâs testimony, arguing that it would not assist
the jury in understating the evidence or finding facts, and that it would cause confusion of the
issues or mislead the jury. After a hearing on pretrial motions, the trial court excluded
Thompsonâs testimony, stating that the information in Thompsonâs report wouldnât help the
jury understand the issues and that defense counsel could do as effective a job of critiquing the
reliability of Joanâs interview using common-sense concepts. Mick moved to reconsider, but
the trial court denied that motion.
The trial took place in March 2017. Mickâs trial counselâs opening statement focused
on the allegations of abuse coming from Cindy and that law enforcement didnât challenge or
question the allegations.
The state called several witnesses, including Detective Patty and Cindy. At trial, the
state presented testimony from Patty on her training in conducting forensic interviews, the
importance of protocols in conducting such interviews, and how such interviews reduce a
childâs suggestibility.
During a break in Pattyâs testimony, Joanâs video-recorded interview was played to the
jury. After that, Patty continued to testify. On cross-examination, Mickâs trial counsel elicited
from Patty testimony that the interviewerâs role wasnât to challenge or question the answers
given by the child, that Patty did not follow up on answers that Joan gave about Cindy telling
her things to ascertain exactly what Cindy told her, and that Patty didnât ask specific questions
about what Cindy or Joanâs grandparents told Joan or what Joan overheard from other
conversations.
Mickâs counsel then asked Patty about the concepts of credibility and reliability, with
Patty eventually saying that, â[t]o me, [Joanâs] testimony or her interview, the information she
provided, I view that as credible,â and â[t]o me, credible and reliable are nearly interchangeable,
in my opinion.â Dkt. 6-2, at 357, 358.2 Mickâs trial counsel did not object to those answers or
move to strike them.
2 The trial transcript is broken into separate docket entries for each day of trial but is
consecutively paginated. See Dkt. 6. I cite to the consecutive page numbering rather than the
numbering for each separate day of trial.
After Pattyâs testimony, the defense was allowed to call Joan as a follow up to her
recorded interview. In her live testimony, Joan did not recall any of the events with Mick other
than that she got ice cream with him, nor could she remember the video interview.
The state also called Cindy. On direct examination, Cindy stated that on November 19,
2015, she spoke with a police officer about Mick seeking a restraining order against her; she
discussed Mick having what she described as a pornography addiction. Cindy stated that after
the phone call, Joan said that she overheard the conversation and said that she knew what
âporn videosâ were, and she then told Cindy about Mick having her watch pornography and
about him sexually assaulting her. Cindy then called back the police.
On cross-examination, Mickâs counsel attempted to impeach Cindyâs credibility and
suggest that her motive was to encourage Joan to make false allegations. He questioned her
about her assertion that Joan first reported Mickâs abuse after Cindyâs first phone call with
police; other testimony showed that Cindy reported at least some of this misconduct in the
first phone call. Counsel pressed Cindy on a heated text exchange between Mick and Cindy
the day before. Cindy acknowledged that they were headed toward divorce and fighting over
child custody, that she used Mickâs password to break into his email and other online accounts,
and that she told him she found things in his email that she would use against him in court.
She admitted that she texted something along the lines of, âHave fun trying to win this [child
custody] case.â Id. at 470. Cindy admitted that a restraining order was ultimately issued against
her at least in part based on Cindyâs texts. Counsel also referred to a text message attached to
the restraining order in which Cindy told Mick, âYou havenât seen me yet, Bitch. You want to
play dirty, Iâll get FILTHY on you.â Id. at 466. Cindy testified that she did not remember
making that statement, but also did not deny that she had.
Mick testified that there was an instance in which Cindy caught him viewing
pornography on his phone while Joan was in the same room watching television (an incident
that was not the basis for the criminal charges). He denied ever inviting Joan to watch
pornography or having any kind of sexual contact with Joan.
There were no third-party witnesses to the incidents, no physical evidence was recovered
from Mickâs vehicle, and no evidence was recovered from Mickâs telephone.
In its closing argument, the state discussed reasons for believing Joanâs video testimony
and argued the implausibility of Cindy fabricating a story of abuse and coaching Joan to repeat
it. The state noted that Mick initially denied to police that there was a âdaddy-daughter dateâ
(the basis for the second charged incident) and then gave a timeline of that evening with Joan
that the state argued was inconsistent with other testimony.
For his closing argument, Mickâs trial counsel focused on the suspicious timing of Cindy
reporting sexual abuse allegations immediately after she was called by police about harassing
Mick, and on law enforcement gathering information to build a case against Mick rather than
investigating whether the allegations were true. In particular, in discussing Detective Pattyâs
interview of Joan, counsel stated law enforcementâs attitude as, âYou are not to question any
of the stories. They just write them down and pass them on.â Dkt. 6-3, at 665. Counsel also
suggested that Joanâs story was coached by Cindy.
The jury found Mick guilty of one count of first-degree sexual assault of a child under
13 and two counts of intentionally causing a child under 13 to listen to and view sexually
explicit conduct. The one acquittal was on the count of first-degree sexual assault for the first
incidentâthe incident regarding which Joan testified, âHe didnât do anything to me.â
Through postconviction/appellate counsel, Mick directly appealed his judgment of
conviction without first filing a postconviction motion. Mick argued that the trial court erred
by granting the stateâs motion in limine to exclude proposed expert Thompson from testifying
at trial and that the exclusion of that testimony violated his constitutional right to present a
defense. The Wisconsin Court of Appeals affirmed the decision of the trial court, concluding
that Thompsonâs testimony was appropriately excluded because âthe probative value of the
testimony of Mickâs expert is outweighed by its prejudicial effect.â State v. Mick (Mick I),
2018 WI App 45, ¶ 34, 2018 WL 3004636. The Wisconsin Supreme Court denied Mickâs
petition for review.
In September 2019, Mick filed a pro se motion for postconviction relief under
Wis. Stat. § 974.06. Among other things, Mick argued that trial counsel was ineffective by
failing to properly impeach Cindy, including with a text message from Cindy to Mick stating
that Joan was âadmitting lots of stuffâ to a counselor, Dkt. 15-11, at 9, and by failing to object
to Detective Patty describing Joanâs testimony as credible. The state moved to summarily
dismiss the motion because Mick hadnât raised his ineffective assistance of counsel claims in a
postconviction motion before his direct appeal and because the motion didnât allege sufficient
facts to entitle him to relief. In April 2020, the trial court granted the stateâs motion to dismiss
Mickâs § 974.06 motion without holding a Machner hearing to obtain testimony from Mickâs
trial counsel, stating that Mick failed to raise his ineffective assistance claims at the proper
time, before his direct appeal.3 The court stated that Mick discussed this claim with
postconviction/appellate counsel but that counsel didnât consider it wise to raise too many
3 State v. Machner, 92 Wis. 2d 797, 285 N.W.2d 905 (Ct. App. 1979).
issues on appeal, and that counsel believed that an ineffective-assistance-of-counsel argument
would likely be rejected. The court went on to consider the substance of Mickâs claims regarding
the failure to attack Cindyâs credibility or object to Detective Patty opining on Joanâs
credibility. The court concluded that counsel wasnât deficient because he had âvigorouslyâ
attacked Cindyâs credibility in multiple ways at trial, Dkt. 15-9, at 3, and because trial counselâs
questioning of Patty was a strategic decision to emphasize Pattyâs failure to explore Joanâs
potential suggestiveness by asking Joan about what Cindy told her.
In July 2020, through newly retained postconviction counsel (who are also representing
Mick in this habeas action), Mick filed what he called a âsupplementalâ § 974.06 motion
raining new claims for relief and seeking reconsideration of the trial courtâs previous decision.4
The state again moved for summary dismissal. After briefing the motions and hearing
argument, the trial court denied Mickâs supplemental motion without a Machner hearing,
stating that Mick didnât have a sufficient reason to bring new claims for postconviction relief,
and that in any event none of his claims were meritorious.
Mick appealed the trial courtâs rulings on his § 974.06 motions. In June 2022, the state
court of appeals affirmed the trial court, rejecting on the merits Mickâs ineffective-assistance
claims from his original pro se § 974.06 motion, and concluding that the new postconviction
arguments that Mick raised in his supplemental motion were procedurally barred. State v. Mick
4 Throughout the proceedings, the parties have disputed whether this motion was a supplement
to Mickâs pro se § 974.06 motion or a second § 974.06 motion altogether. The state court of
appeals stated that â[t]he Stateâs point about nomenclature is well takenâ but nonetheless
referred to Mickâs motion as âsupplementalâ because thatâs how it was titled. State v. Mick,
2022 WI App 55, ¶ 6 n.5, 2022 WL 2176271. I will do the same.
(Mick II), 2022 WI App 55, 2022 WL 2176271. The state supreme court denied Mickâs
petition for review.
I will discuss additional facts as they become relevant to the analysis.
ANALYSIS
Federal courts may grant habeas relief only if the state courtâs denial of relief âwas
contrary to, or involved an unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United Statesâ or âwas based on an unreasonable
determination of the facts in light of the evidence presented.â 28 U.S.C. § 2254(d)(1)â(2).
A state courtâs adjudication is âcontrary toâ clearly established Supreme Court precedent if the
court either: (1) reaches a conclusion on a question of law opposite to that reached by the
Supreme Court; or (2) decides a case differently than the Supreme Court has on materially
indistinguishable facts. Williams v. Taylor, 529 U.S. 362, 412â13 (2000). Under § 2254(d)(1)âs
âunreasonable applicationâ clause, courts may grant the writ if the state court identifies the
correct governing legal principle from the Supreme Courtâs decisions but unreasonably applies
that principle to the facts of the case. Id. at 413. For the application to be unreasonable, a state
prisoner âmust show that the state courtâs decision is so obviously wrong that its error lies
beyond any possibility for fairminded disagreement.â Shinn v. Kayer, 592 U.S. 111, 118 (2020)
(per curiam). Similarly, for a state courtâs factual finding to be unreasonable, there must be no
possibility of reasonable agreement with the finding. See Brumfield v. Cain, 576 U.S. 305,
313â14 (2015); Wood v. Allen, 558 U.S. 290, 301â02 (2010). When applying § 2254(d), courts
look to âthe last reasoned state-court decision to decide the merits of the case, even if the stateâs
supreme court then denied discretionary review.â See Dassey v. Dittmann, 877 F.3d 297, 302
(7th Cir. 2017) (en banc); see also Wilson v. Sellers, 584 U.S. 122, 125 (2018). In this case, that
means that I must review the 2018 and 2022 decisions by the Wisconsin Court of Appeals.
Mick brings the following claims for relief:
âą The trial court violated his right to present evidence by excluding proposed
expert testimony by Dr. David Thompson.
âą Trial counsel was ineffective by failing to object to statements from forensic
interviewer Patty vouching for Joanâs credibility.
âą Trial counsel was ineffective by failing to impeach Cindy with additional text
messages from Cindy and investigate evidence supporting that impeachment.
âą His original postconviction/appellate counsel was ineffective by failing to raise
his ineffective assistance of trial counsel claims, failing to review the audio
recording of Cindy admitting that Joan hadnât received counseling, and by
advising him that he couldnât pursue both a postconviction motion and an
appeal.
A. Exclusion of Dr. Thompsonâs testimony
Mick contends that the trial court violated his right to present evidence by excluding
proposed expert testimony by Dr. David Thompson. Thompsonâs proposed expert report
discussed six factors that can strengthen or weaken the reliability of a childâs statements in a
forensic interview:
âą âRepeated interviewing,â which either âcan result in additional accurate
informationâ or can result in inaccurate information if the interviewer is biased
or uses âinappropriate interviewing techniques.â Dkt. 15-2, at 6. Thompson
considered Joanâs discussions with Cindy to be interviews, along with the formal
video interview by Detective Patty. Thompson stated that âthe multiple
interviews of [Joan] by her mother raise significant concerns about the reliability
of [Joan]âs statements. It will be important for the jury in this matter to be aware
of the potential impact of these multiple interviews on [Joan]âs recollection and
statements.â Id. at 7.
âą âExternal influences,â such as âsimply over-hearing other people talk in a
negative manner about an individual can lead to the child making reports
consistent with the negative characteristics attributed to the person in question.â
Id. Thompson noted that Cindy held suspicions about Mickâs behavior as early
as July 2015 and may have discussed them with Joanâs grandparents, but
acknowledged that âno information is available concerning the specifics of those
interactions including the extent to which [Joan]âs mother used leading or
suggestive questions with her daughter or the extent to which the overheard
conversations between [Joan]âs mother and grandparents included negative
comments concerning Mr. Mick.â Id. Thompson stated that â[i]t will be
important for the jury in this matter to understand the ease with which children
of [Joan]âs age can be influenced by negative stereotypes, overheard
conversations, and comments made by parents.â
âą âInappropriate interviewing techniquesâ such as leading or yes/no questions, and
âsocial reinforcement . . . or disapproval for specific statementsâ can result in
inaccurate reports. Id. Thompson stated that Pattyâs showing her badge to Joan
at the outset was the type of âdisplay of . . . authorityâ that can ânegatively
impact the reliability of childrenâs reports.â Id. at 8. But he otherwise stated that
Patty âgenerally followed acceptable child interview guidelinesâ and âdid a
reasonable job of avoiding leading, suggestive, or other inappropriate questions.â
Id.
âą âInterviewer biasâ or âconfirmatory bias . . . . occurs when an interviewer
approaches an interview with a preconceived notion of what may have occurred.â
Id. Thompson believed that this bias may have been revealed by instances when
Joan gave answers to questions suggesting an âalternative hypothesisâ that she
was influenced by discussions with her mother but Patty didnât follow up to
probe that possibility. Id. However, Thompson noted that Party did follow up
appropriately when Joan said ââMy daddy [ejaculated] tooââ and Patty asked
ââHow do you know.ââ Id.
âą âTherapy effectsâ regarding psychotherapeutic techniques that âhelp[] the child
review and process the traumatic events and to cope effectively with
communication problems.â Id. at 9. Thompson stated that he âwas not privy to
any specific psychotherapy recordsâ but noted that Cindy had texted Mick to
say that Joan was in counseling. Id. (Other evidenceâperhaps unavailable to
Thompsonâshows that Cindyâs statement about Joan being in counseling
appears to have been a lie.)
âą âSource misattribution errorsâ occur when an interviewee âidentifies the
incorrect source of a memory.â Id. These errors can be fueled by many influences,
including overhearing rumors, being asked leading questions or being subjected
to other inappropriate interview techniques, or mistakes of memory. Thompson
stated that Joan could have faulty memories from discussions with Cindy or
overhearing other negative comments about Mick.
The trial court excluded Thompsonâs testimony, stating that the information in the
report didnât show that Thompsonâs âtechnical knowledge will assist the trier of fact,â and that
instead the report presented âvery common sense sort of things . . . that the attorney in the
matter can cross examine the witness on, and . . . the jury doesnât need the assistance of the
professor to understand the testimony.â Dkt. 15-4, at 16. The court also stated that â[t]he
professor himself indicates that the overall questioning was the interviewer did a reasonable
job of avoiding leading, suggestive, or otherwise inappropriate questions,â and thus [a] âcritique
by the professor would simply confuse the issues about whether some questions are better than
others, but it does not help the trier of fact in determining whether to believe the memory or
credibility of the witness other than what just as effectively can be done by cross.â Id. at 16â17.
The state court of appeals affirmed the decision of the trial court, applying the test for
defense expert testimony set forth in State v. St. George, 2002 WI 50, ¶ 54, 252 Wis. 2d 499,
643 N.W.2d 777, and concluding that Thompsonâs testimony was appropriately excluded
because âthe probative value of Thompsonâs testimony was substantially outweighed by the
dangers of confusion of the issues and misleading the jury. It necessarily follows that the
probative value of the testimony of Mickâs expert is outweighed by its prejudicial effect.â Mick I,
2018 WL 3004636, ¶ 34. In doing so, the court compared this case to another case in which
Thompsonâs expert testimony was excluded, State v. Schmidt, 2016 WI App 45, 370 Wis. 2d
139, 884 N.W.2d 510. The court stated:
The proffered testimony by Thompson here is remarkably similar
to that which we held was properly excluded in Schmidt, 370 Wis.
2d 139, ¶86. In Schmidt, Schmidt sought to offer testimony by
Thompson regarding the reliability of statements by a child
witness. Thompson submitted a report that detailed many of the
same factors described above which the jury should consider when
evaluating the accuracy of the child witnessâs statements.
However, âThompson acknowledged he could not offer an
opinion that [the child witnessâs] testimony or memory was in
fact tainted by any of the suggestive interview techniques
generally expounded upon in his report.â Although we affirmed
the exclusion of Thompsonâs testimony on relevancy grounds, we
concluded that â[e]ven if Dr. Thompsonâs testimony had a razor-
thin degree of relevancy,â âthe evidence would have been properly
excluded under WIS. STAT. § 904.03â because â[w]hat minimal
probative value Thompsonâs testimony may have had regarding
[the childâs] credibility was easily outweighed by the very real
potential that Thompsonâs testimony would mislead or confuse
the jury.â
As in Schmidt, so here Thompson offered only broad speculative
statements about how, âit will be important for the jury to
understandâ that each of the factors he described, in theory,
âcould,â âmay,â or have âthe potentialâ to affect [Joan]âs
statements. As in Schmidt, so here Thompson offered no
testimony that [Joan]âs forensic interview was in fact conducted
improperly, that [Joan]âs interview statements were in fact the
product of the phenomena Thompson discussed in his report, or
that any suggestive interview techniques had in fact occurred.
Id., ¶ 31 (all alterations except the first are from Mick I) (citations omitted). The court also
emphasized Thompsonâs finding that ââ[o]verall, the interviewer did a reasonable job of
avoiding leading, suggestive, or other inappropriate questions.ââ Id., ¶ 32 (quoting Dkt. 15-2,
at 8) (alteration in the state court of appealsâ opinion). It concluded that, as it stated in Schmidt,
âif Thompsonâs testimony were admitted into evidence, it is entirely probable the jury would
conclude, based solely on the fact he was testifying, that suggestive interview techniques had
been used with [the child] despite the absence of any evidence to that effect.â Id. (alteration in
original) (internal quotation omitted).
In his habeas petition, Mick renews his contention that the trial court denied him of
his right to present a defense by excluding Thompsonâs proposed expert testimony. âWhether
rooted directly in the Due Process Clause of the Fourteenth Amendment or in the Compulsory
Process or Confrontation Clauses of the Sixth Amendment, the Constitution guarantees
criminal defendants a meaningful opportunity to present a complete defense.â Holmes v. South
Carolina, 547 U.S. 319, 324 (2006) (internal quotation omitted).
1. Whether the court of appealsâ decision rested on state law
The state raises a preliminary argument that I should reject this ground for relief because
the state court of appealsâ decision regarding the exclusion of Thompsonâs testimony relied on
state-law grounds rather than constitutional grounds. The state argues that âby agreeing that
St. George controlled the issue in state court, [Mick] was essentially agreeing that the issue was
one of state law, or at least forfeiting any argument directly under Chambers v. Mississippi,
410 U.S. 284 (1973) or other federal cases.â Dkt. 10, at 12.
I will reject this argument. The state court of appeals recognized the federal
constitutional dimensions to Mickâs claim, stating, âWe have recognized that the confrontation
and compulsory process clauses of the Sixth Amendment of the U.S. Constitution and Article
I, Section 7 of the Wisconsin Constitution grant defendants a constitutional right to present
evidence.â Mick I, 2018 WL 3004636, ¶ 33 (internal quotations omitted). The Wisconsin
Supreme Courtâs St. Georgeâs analysis was explicitly created to apply the standards articulated
in the relevant United States Supreme Court cases. See State v. St. George, 2002 WI 50, ¶ 52
(citing Chambers and other Supreme Court decisions). The Wisconsin Court of Appealsâ
application of St. George shows that it meant to apply constitutional standards even if it didnât
directly cite Supreme Court case law. See Early v. Packer, 537 U.S. 3, 8 (2002) (Section 2254(d)
âdoes not require citation of our casesâindeed, it does not even require awareness of our cases,
so long as neither the reasoning nor the result of the state-court decision contradicts them.â
(emphasis in original)).
2. Merits
I turn to the merits of Mickâs right-to-present-a-defense claim. Although the exclusion
of evidence can violate a defendantâs right to present a defense, the defendantâs right is not
absolute. Taylor v. Illinois, 484 U.S. 400, 410â11 (1988). â[T]he exclusion of even relevant
evidence does not automatically create a due process violation,â because âstates retain the right,
also not absolute, to establish procedures for running their criminal trials.â Morgan v. Krenke,
232 F.3d 562, 569 (7th Cir. 2000). A stateâs evidentiary rules do not violate an accusedâs right
to present a defense unless they are âarbitrary or disproportionate to the purposes they are
designed to serve.â Holmes, 547 U.S. at 324â25 (internal quotations omitted). Even when there
is an error of state law, it is not this courtâs role to correct it unless the error rises to the level
of a constitutional violation. Morgan, 232 F.3d at 567. Rather, the only questions on habeas
review in this court are whether the Wisconsin Court of Appeals unreasonably concluded that
the exclusion of Thompsonâs testimony did not violate Mickâs constitutional right to present a
defense, or whether the court of appeals based its ruling on an unreasonable determination of
the facts.
Mick contends that the state court of appeals made multiple related errors of fact and
of law in assessing this claim: (1) the court unreasonably compared this case to its previous
decision in Schmidt because the two cases are too dissimilar to make valid comparisons: unlike
here, in Schmidt Thompson did not have access to a recording or transcript of the childâs
interview; (2) the courtâs focus on Thompsonâs statement that Detective Patty âdid a
reasonable job of avoiding leading, suggestive, or other inappropriate questionsâ improperly
suggests that Thompson didnât find any faults in the interview process; (3) the court made an
error of fact by calling Thompsonâs concerns âbroad speculative statementsâ because in her
interview Joan indeed repeated statements from Cindy such as âmy mom told me that when,
that [Mick] got his private part out and looking at the bad stuff and, and momma saw whatâs
on his phone and he told momma that he promise that he never do it again but he liedâ and
âmy mom told me that [Mick] should not do that and he is going to get very in trouble,â
Dkt. 15-1, at 7, 15; (4) the court unreasonably criticized Thompson for failing to say that
â[Joanâs] interview statements were in fact the product of the phenomena Thompson discussed
in his reportâ because had Thompson done so, that testimony would be excluded as improper
commentary on Joanâs credibility.
a. Determination of facts
Iâll start with Mickâs arguments about the facts as determined by the court of appeals.
I take Mickâs argument about Schmidt to be that the court erred in considering his case to be
close enough on the facts to Schmidt to adopt the reasoning from Schmidt in his case. But courts
routinely use other cases to illustrate their reasoning; the court of appealsâ invocation of Schmidt
doesnât mean that it failed to consider the specific facts of Mickâs case. And counter to Mickâs
argument, the court of appeals did not ignore the most notable difference between Mickâs case
and Schmidtâthat Thompson was indeed able to evaluate Joanâs forensic interview in Mickâs
case after being unable to do so in Schmidt. The court of appealsâ discussion of Schmidt in Mickâs
case doesnât convince me that the court rested its decision on an unreasonable determination
of the facts.
Mickâs other asserted unreasonable applications of fact fare no better. The court of
appeals didnât ignore Thompsonâs critiques of the interview process; it explicitly noted in its
detailed recounting of Thompsonâs report that Thompson was concerned about Joanâs
âinterviewsâ with Cindy, Joan potentially overhearing negative conversations about Mick,
Pattyâs failure to follow up some of (but not all of) Joanâs answers to probe alternative
hypotheses, and potential causes for source misattribution errors. Nor did the court
unreasonably state that Thompson âoffered only broad speculative statementsâ about his
concerns. Mick states that Joan made specific comments in her forensic interviewâapparently
parroting things Cindy had told herâthat supported Thompsonâs concerns about improper
influence and source misattribution errors. But Mick challenges the court of appealsâ discussion
of the vagueness of Thompsonâs analysis, not of Joanâs underlying statements. Given Thompsonâs
relatively abstract conclusions about how his various reliability factors applied to the facts of
this case, it wasnât unreasonable for the court of appeals to characterize Thompsonâs analysis
as broad or speculative. I conclude that the court of appeals didnât base its rejection of Mickâs
right-to-present-a-defense claim on an unreasonable determination of the facts.
b. Application of law
That leaves Mickâs arguments about the reasonableness of the court of appealsâ legal
reasoning rejecting his right-to-present-a-defense claim. To establish a violation of his right to
present his defense, Mick must demonstrate that â(1) the testimony would have been âboth
material and favorableâ to his defense,â Harris v. Thompson, 698 F.3d 609, 626 (7th Cir. 2012)
(quoting United States v. Valenzuela-Bernal, 458 U.S. 858, 867 (1982)), and â(2) the exclusion
was âarbitraryâ or âdisproportionateâ to the evidentiary purposes advanced by the exclusion,â id.
(quoting United States v. Scheffer, 523 U.S. 303, 308 (1998) (citations omitted)). The exclusion
of evidence is âmaterial only if there is a reasonable likelihood that the testimony could have
affected the judgment of the trier of fact.â Id. at 627 (internal quotation omitted). A garden-
variety evidentiary error that leads to the exclusion of evidence is not enough to warrant habeas
relief. Fry v. Pliler, 551 U.S. 112, 126 (2007) (Breyer, J., concurring in part and dissenting in
part).
The seminal case for the right to present a complete defense was Chambers. Chambers,
charged with the shooting death of a police officer, sought to present evidence that another
individual had repeatedly confessed to the crime, including in a sworn statement to Chambersâ
counsel, but which he later repudiated. Chambers was not allowed to present that evidence at
his trial because of two of Mississippiâs evidentiary rules: its voucher rule, which prohibited a
party from impeaching his own witness, and its rule against hearsay. Id. at 294. The Supreme
Court held that, by applying those rules âmechanistically,â Mississippi had substantially
burdened Chambersâ rights to present witnesses in his own defense and confront the witnesses
against him, which deprived him of a fair trial. Id. at 302.
Mickâs case isnât like Chambers, in which strict enforcement of state evidentiary rules
barred critically relevant evidence. Here, the state court of appeals correctly concluded that
Thompsonâs testimony simply didnât add much to the case trial counsel otherwise presented.
Even accepting Mickâs argument that the court of appeals incorrectly criticized Thompsonâs
report for failing to state that Joanâs interview statements were âin fact the product of the
phenomena Thompson discussed in his reportâ because an opinion to that effect would have
been excluded under Wisconsin law, the court of appeals still reasonably concluded that
Thompsonâs analysis had limited value because of his relatively abstract conclusions about how
his various factors applied to the facts of this case. This was at least in part because Thompson
didnât know the contents of any conversations between Joan and Cindy, or between Cindy and
other family members, so he wasnât able to opine more specifically about how his factors
applied to those conversations or Joan overhearing them. And Thompsonâs factors tended to
focus on âaccidentalâ false memories that a child might misattribute from other conversations;
they are less relevant to defenseâs theory here of outright fabrication and coaching. Itâs
implausible to think that Joan would have adopted a story of graphic sexual abuse by
overhearing a conversation. The reportâs utility to Mickâs defense was also tempered by
Thompsonâs evaluation mostly approving of Detective Pattyâs interview performance. And the
court reasonably recognized that having Thompson testify about the dangers of suggestive
interview techniques risked the jury concluding that such techniques had indeed been used
without any underlying evidence for that conclusion.
As for the individual statements of Joanâs repeating Cindy that Mick says refutes the
courtâs characterization of Thompsonâs concerns as âbroad speculative statements,â Mick
doesnât explain how those statementsâmostly Cindyâs statements disapproving of Mickâs
misconductâhelp his defense. Mick notes that Joan did indeed make some comments he
describes as âparrotingâ Cindyâs own statements. But that doesnât follow that Joanâs direct
testimony about the sexual abuse also parroted an earlier comment of Cindy. As the trial court
pointed out in excluding Thompsonâs testimony, Thompsonâs factors were mostly common-
sense concepts about the ways a young childâs memory could be affected. In particular, the idea
that a young childâs account of a story may be influenced by other conversations that the child
has had or overheard isnât a concept outside the knowledge of a jury. And even without
Thompsonâs testimony, trial counsel was able to present Mickâs defense theory about the
impressionability of young children and law enforcementâs failure to challenge Cindyâs and
Joanâs accounts.
Mick also argues that the trial courtâs exclusion of Thompsonâs expert testimony was
arbitrary because it allowed the stateâs expert testimony by Detective Patty bolstering the
reliability of Joanâs forensic interview. See Kubsch v. Neal, 800 F.3d 783, 798 (âOne way a state
rule of evidence may be arbitrary is where it restricts the defense but not the prosecution.
Several cases in the Chambers line have emphasized this âparityâ principle . . . .â (internal
quotation omitted)), vacated on other grounds after rehearing en banc granted, 838 F.3d 845 (7th
Cir. 2016). Mick doesnât meaningfully develop this argument, which would be reason enough
to reject it. In any event, the facts here do not support a âparityâ argument. This wasnât a case
in which particular evidence was admissible for the state but not for the defendant. The trial
court simply made separate assessments about the admissibility of two experts, applying
standard evidentiary principles. This is the type of âgarden-varietyâ evidentiary ruling that does
not deprive a defendant of his constitutional right to present a defense. Holmes, 547 U.S. at
330 (right to present a defense is not violated by evidentiary rules that âfocus the trial on the
central issues by excluding evidence that has only a very weak logical connection to the central
issuesâ).
Therefore, I conclude that the Wisconsin Court of Appeals did not unreasonably apply
Supreme Court principles in rejecting Mickâs right-to-present-a-defense argument. So Mick is
not entitled to habeas relief on this ground.
B. Ineffective assistance of counsel
Claims of ineffective assistance of counsel are governed by Strickland v. Washington,
466 U.S. 668 (1984). The state court of appeals properly identified Stricklandâs two-part test
for reviewing these claims. Mick II, 2022 WL 2176271, ¶ 21. To establish that counsel provided
ineffective assistance, Mick must show that counselâs performance was deficient and that the
deficient performance prejudiced his defense. Strickland, 466 U.S. at 687. To prove deficient
performance, Mick must show that counselâs performance âfell below an objective standard of
reasonablenessâ as measured by prevailing professional norms. Id. at 688. Courts must âindulge
a strong presumption that counselâs conduct falls within the wide range of reasonable
professional assistance.â Id. at 689. To prove prejudice, Mick must show âa reasonable
probability that, but for counselâs unprofessional errors, the result of the proceeding would
have been different.â Id. at 694.
It is âall the more difficultâ to prevail on a Strickland claim under § 2254(d). Harrington
v. Richter, 562 U.S. 86, 105 (2011). Because the standards that Strickland and § 2254(d) create
are both âhighly deferential,â review is âdoublyâ so when the two apply in tandem. Id. The
question is not whether counselâs actions were reasonable, but rather, âwhether there is any
reasonable argument that counsel satisfied Stricklandâs deferential standard.â Id.
1. Procedural default
The state contends that all of Mickâs ineffective assistance of counsel claims are
procedurally defaulted. A claim is procedurally defaulted, and thus barred from federal review,
if âthe last state court that rendered judgment âclearly and expressly states that its judgment
rests on a state procedural bar.ââ Lee v. Foster, 750 F.3d 687, 693 (7th Cir. 2014) (quoting
Harris v. Reed, 489 U.S. 255, 263 (1989)) (additional internal quotation omitted). To bar
federal habeas review, the state procedural ground must be ââindependent of the federal
question and adequate to support the judgment.ââ Id. (quoting Coleman v. Thompson, 501 U.S.
722, 729 (1991)). A state law ground is independent âwhen the court actually relied on the
procedural bar as an independent basis for its disposition of the case.â Id. (internal quotation
omitted). âA state law ground is adequate when it is a firmly established and regularly followed
state practice at the time it is applied.â Id. (internal quotation omitted).
Mick litigated his ineffective assistance of counsel claims in two different filings: his
original pro se Wis. Stat. § 974.06 motion and his later counseled âsupplementalâ § 974.06
motion.
a. Mickâs pro se § 974.06 motion
The state contends that the state court of appeals held that the ineffective-assistance
claims raised in Mickâs pro se motion were barred under State v. Allen, 2004 WI 106, ¶ 12, 274
Wis. 2d 568, 682 N.W.2d 433, which allows a state circuit court to deny a postconviction
motion without a hearing if the facts alleged in the motion do not entitle the movant to relief,
if key factual allegations in the motion are conclusory, or if the record conclusively
demonstrates that the movant is not entitled to relief. âAllenâs pleading standard is an adequate
and independent state procedural rule.â Whyte v. Winkleski, 34 F.4th 617, 625 (7th Cir. 2022).
But the Allen rule applies as a procedural bar only when state courts have deemed the
allegations in petitionersâ pleadings too conclusory to satisfy Strickland. See Stinson v. Fuchs,
No. 20-cv-1101-jdp, 2023 WL 172481, at *3 (W.D. Wis. Jan. 12, 2023).
The state court of appeals did not rely on this part of Allen to rule on the Strickland
claims in Mickâs pro se motion. Instead, the court assumed without deciding that
postconviction/appellate counselâs erroneous advice that Mick couldnât file both a
postconviction motion and a direct appeal was a sufficient reason for not earlier raising his
ineffective assistance of counsel claims. The court stated, âIt follows that the issues raised in
[Mickâs] pro se motion are not procedurally barred, and we address them on the merits in this
following section of this opinion.â Mick II, 2022 WL 2176271, ¶ 18. I conclude that Mickâs
ineffective assistance of trial counsel claims raised in his pro se § 974.06 motion are not
procedurally barred.
b. Mickâs counseled supplemental § 974.06 motion
The state also contends that any argument Mick made in his counseled supplement to
his § 974.06 motion is procedurally barred. The only issue from the supplemental motion that
appears in his habeas petition is a portion of his claim about trial counsel failing to properly
impeach Cindy. Mick alleged in the supplemental motion that counsel didnât review an audio
recording of Cindy telling police that Joan hadnât received counseling, arguing that counsel
should have used the recording to impeach Cindyâs inconsistent statement that Joan was
âadmitting lots of stuffâ in counseling.
The state court of appeals concluded that the supplemental motionâs arguments were
barred by State v. Escalona-Naranjo, 185 Wis. 2d 168, 517 N.W.2d 157 (1994) (petitioner
procedurally barred from raising claim in postconviction motion that could have been raised in
a § 974.02 postconviction motion or appeal, unless defendant provides âsufficient reasonâ for
not raising the issues in that earlier proceeding); see also State v. Lo, 2003 WI 107, ¶ 44, 264
Wis. 2d 1, 665 N.W.2d 756 (âall claims of error that a criminal defendant can bring should be
consolidated into one motion or appeal, and claims that could have been raised on direct appeal
or in a previous § 974.06 motion are barred from being raised in a subsequent § 974.06
postconviction motion absent a showing of a sufficient reason for why the claims were not
raised on direct appeal or in a previous § 974.06 motion.â (citing Escalona-Naranjo)). The court
reasoned that Mick didnât give a good reason for failing to raise those arguments in his earlier
pro se § 974.06 motion. Mick II, 2022 WL 2176271, ¶ 19. The court took Mick to argue that
âhe did not raise these issues in his pro se motion because he is not a trained lawyer and âlacked
knowledge regarding the factual or legal basis for some of the claims.ââ Id. ¶ 20. The court
concluded, âTo the extent that Mick is relying on an asserted lack of knowledge of âthe factual
or legal basisâ for âsomeâ of the new claims, this assertion is conclusory and undevelopedâ and
that his pro se status alone wasnât a sufficient reason for failing to raise a claim earlier. Id.
(citing Allen, 2004 WI 106, ¶ 9). Ordinarily, this would mean that these arguments are
procedurally defaulted in this court as well.
Mick contends that the state court of appeals erred in concluding that his reasons for
not raising his arguments in his original pro se motion were conclusory and undeveloped. Mick
argues that his trial and appellate court filings properly explained the basis for him raising new
arguments for the first time in his supplemental motion. In particular, regarding his ineffective-
assistance claim about the audio recording of Cindy telling police that Joan hadnât received
counseling, Mick argues that the court of appealsâ ruling was not an âadequateâ application of
Allenâs pleading standard because the court of appeals ruling was âbased on a completely
unreasonable finding of factâ that Mick sought another chance to bring that claim merely
because of his status as a pro se litigant. Instead, he explicitly argued in the state court of
appeals that he deserved another chance to raise that claim because he was previously unaware
of the existence of the audio recording. Dkt. 19, at 34. This doubles as his argument to
overcome procedural default by âestablish[ing] cause for and prejudice from the default.â
Whyte, F.4th at 624.
I disagree with Mickâs argument that the court of appeals misconstrued his briefing, so
I wonât disregard the courtâs application of Escalona-Naranjo and Allen. By referring to Mickâs
pro se status, the court apparently took Mick to argue that he was unaware of the audio
recording when he filed his pro se § 974.06 motion and that he needed counsel to discover that
evidence. In any event, the court didnât rely solely on Mickâs pro se status: it explicitly stated
that Mickâs asserted lack of knowledge was âconclusory and undeveloped.â I agree that Mickâs
counseled supplemental § 974.06 motion contained very little explanation for Mickâs inability
to discover the audio recording or legal authority supporting an exception from Escalona-
Naranjo. The court of appeals adequately applied state case law in concluding that Mickâs
claims were defaulted.
The same reasoning precludes Mick from showing cause for and prejudice from the
default. âCause requires a showing of some type of external impediment that prevented [the
petitioner] from presenting his claims.â Garcia v. Cromwell, 28 F.4th 764, 775 (7th Cir. 2022)
(internal quotation omitted). As the state points out, Mick had no right to counsel in his post-
appeal § 974.06 proceedings and no pressing deadline to file his original pro se motion
(§ 974.06(2) states that a motion âmay be made at any timeâ). So Mickâs ignorance of the
audio recording because of ineffective assistance of previous counsel isnât sufficient cause to
give him a second chance at a § 974.06 motion. Cf. Garcia, 28 F.4th at 775 (âBut errors by
counsel in the first round of postconviction proceedings cannot serve as cause to excuse Garciaâs
own default in the second.â). Moreover, Mick doesnât show cause for his counselâs failure to
meet the Allen pleading standard in his supplemental motion.
Another exception to procedural default âapplies only in the rare case where the
petitioner can prove that he is actually innocent of the crime of which he has been convicted.â
Wilson v. Cromwell, 69 F.4th 410, 421 (7th Cir. 2023) (internal quotations omitted). To
establish an actual innocence claim, Mick âmust show that it is more likely than not that no
reasonable juror would have convicted him in the light of the new evidence.â Schlup v. Delo,
513 U.S. 298, 327 (1995). To qualify for this narrow exception, Mick must provide ânew
reliable evidenceâwhether it be exculpatory scientific evidence, trustworthy eyewitness
accounts, or critical physical evidenceâthat was not presented at trial.â Id. at 324. But Mick
doesnât make an actual innocence argument, nor is the audio recording here the type of striking
new evidence contemplated in Schlup that would be necessary to show that Mick was actually
innocent of the offense.
To summarize, Mickâs ineffective-assistance claims raised in his pro se § 974.06 motion
are not procedurally barred, but the portions of his claims related to counselâs failure to
properly review or use an audio recording of Cindy are procedurally barred.
2. Trial counselâs failure to object to Detective Pattyâs testimony on Joanâs
credibility
I turn to the substance of Mickâs Strickland claims. Mick contends that trial counsel was
ineffective by failing to object to or move to strike non-responsive testimony given by Joanâs
forensic interviewer, Detective Patty, on cross-examination. Mick says that these statements
vouched for Joanâs credibility, in violation of State v. Haseltine, 120 Wis. 2d 92, 96, 352
N.W.2d 673, 676 (Ct. App. 1984) (âNo witness, expert or otherwise, should be permitted to
give an opinion that another mentally and physically competent witness is telling the truth.â).
The testimony at issue is Pattyâs responses to Mickâs trial counsel asking her about the
concepts of credibility and reliability:
Q. Now, in your training and experience, are you familiar with the
difference between credibility and reliability?
[Objection overruled]
WITNESS PATTY: Iâve heard both of those terms, yes.
Q. In your training and experience youâve notâare you able to
describe the difference between the two from your training and
experience in this field?
[Objection overruled]
WITNESS PATTY: I use the term credible when, ifâin this case,
when this child was providing her statement, she was providing
her information in a free, narrative form. When asked to tell me
about that and then what happened, she was able to give a free
flowing description of what happened. There were no questions
to her of, Your dad did this, didnât he, or things like that that she
was then prompted to answer yes or no to in that kind of context.
To me, her testimony or her interview, the information she
provided, I view that as credible.
In regards to reliable, I use the word reliable frequently in search
warrants, subpoenas when I am citing information thatâs been
provided to me in an investigation and Iâm trying to obtain
through legal means documents, or search a home, or any other
item that I might be trying to obtain evidence from, and I am
relying on information thatâs been provided to me as part of the
information.
Q. Would you say that credibility means that the person making
that statement believes it is true?
[Objection overruled]
WITNESS PATTY: In general, I would agree with that.
Q. And then reliably, something being reliable means that itâs
actually true?
[Objection overruled]
WITNESS PATTY: To me, credible and reliable are nearly
interchangeable, in my opinion.
Q. Nearly?
A. I would use them -- I would use them fairly interchangeably.
Dkt. 6-2, at 356â58.
Mick doesnât challenge counselâs effectiveness in eliciting this testimony; the court of
appeals characterized this line of questioning as trial counselâs âattempt[] to show that the
purpose of the forensic interview was to collect information from Joan, not to test the veracity
of her statement.â Mick II, 2022 WL 2176271, ¶ 47. It noted that counselâs performance in
asking those questions wasnât deficient just because he âmay not have gotten all of the answers
he hoped for,â but it assumed without deciding that counselâs failure to object or move to strike
Pattyâs answers was deficient. Id.
Despite its assumption that counselâs failure to object was deficient, the court concluded
that Mick was not prejudiced by that failure. Id., ¶ 48. The court noted that counsel argued at
closing that the truth of Joanâs statements was uncertain because Patty assumed that Cindyâs
report was true and didnât probe into whether Joan was coached. The court concluded that it
did ânot see any reasonable probability that the jury would have credited this defense theory
had the court stricken the testimony in question.â Id. Mick argues that this reasoning
âimproperly inverts the reasonable probability analysis,â because the question under Strickland
isnât whether there was a reasonable probability that the jury would have credited a particular
defense theory, but rather where there is a reasonable probability that the jury would have
come to a different verdict without the error. Dkt. 19, at 30.
I am not inclined to conclude that the court of appealsâ analysis unreasonably applied
Strickland. I take the court to have meant that Pattyâs responses were helpful to Mickâs theory
at trial that law enforcement believed in Mickâs guilt and didnât challenge Joanâs testimony,
and thus counsel successfully striking that testimony wouldnât have changed the outcome.
But even if the state court of appeals did misapply Strickland, Mick would not
automatically be entitled to habeas relief; instead, de novo review would apply to the prejudice
prong of his Strickland claim. See, e.g., Thomas v. Clements, 789 F.3d 760, 768 (7th Cir. 2015)
(if state courtâs adjudication of a claim was unreasonable under § 2254(d)(1), federal habeas
review of that claim is de novo). Even if I reviewed this issue de novo, Mick has not shown that
counselâs failure to object to and move to strike Pattyâs statements was prejudicial.
Mick argues that Pattyâs statements were crucial because â[t]his was a credibility case,
dependently entirely upon the credibility of Joanâs forensic interview accusations, and the error
involved an expert witness vouching for the credibility of those accusations.â Dkt. 19, at 30. I
agree that the trial was largely a credibility contest, but the lack of direct corroborating evidence
doesnât mean that the stateâs case was weak. Joanâs testimony was powerful, providing graphic
accounts of pornography, masturbation, and sexual abuse, including the characteristics of
semen, that a 6-year-old wouldnât be expected to provide on her own, or to have learned by
simply overhearing a conversation. The state pointed out inconsistencies in Mickâs accounts of
events in court and to police. And state argued the implausibility that Joan was coached into a
fabricated account of sexual abuse by Cindy.
Itâs also unlikely that the juryâs takeaway from the exchange was that Patty clearly
endorsed Joanâs testimony as truthful. Her remarks were made as part of an awkward attempt
by counsel to distinguish âcredibilityâ and âreliability.â Pattyâs initial answer was that
âcredibleâ had to do with the flow of Joanâs testimony (âproviding her information in a free,
narrative formâ), as contrasted with her initial definition of âreliableâ having more to do with
the accuracy of the information. She then agreed with the notion that âcredibleâ means that
the person saying something believes that itâs true, before blending the concepts of credibility
and reliability together. Additionally, this exchange came shortly after Patty testified that child
interviews would be scheduled at all only if there was âcredible information that a child has
been put at risk,â Dkt. 6-2, at 310, giving the jury another different use of the term. Itâs far
more likely that the jury was left confused by the whole exchange and Pattyâs shifting
explanations.
Besides being part of a confusing exchange, the negative impact of Pattyâs remarks was
minimal; it was not referred to in later testimony or argument to bolster the stateâs case. An
objection or request to strike from Mickâs trial counsel could have led the jury to focus on the
remarks more. And, as the state court of appeals noted, trial counsel gave the jury reasons to
doubt Pattyâs statements; her remarks to some degree played into Mickâs defense theory that
law enforcement thought the abuse had happened and focused more on building a case against
Mick than pushing to get at the truth of what actually happened, and that Patty avoided
challenging Joan in spots where she could have probed into the idea that Cindy had coached
her.
For all these reasons, I conclude that Mick hasnât shown a reasonable probability that
the jury would have come to a different verdict without this error. I will not grant Mickâs habeas
petition on this ground.
3. Trial counselâs failure to impeach Cindy with additional text messages
Mick contends that trial counsel was ineffective by failing to impeach Cindy with
additional text messages between her and Mick exchanged on November 18, 2015 (the day
before Cindy shared Joanâs allegations with police). Mick says that the texts bolstered his
theory that Cindy manipulated Joan into fabricating her allegations against Mick. Those texts
included:
âą Trust me. With a porn addiction, jerking off with [Joan] on the same couch,
your control issues, your felony and anger issues and working with [G]race and
my detective, you wonât win. At all
âą Cause I whack off INFRONT of my 6 year old? Okay
âą BTW. [Joan] is in counseling. Sheâs admitting lots of stuff. The therapist will
use it in court. The detective will also be in court as well as my attorney.
âą [Our son]âs best with me where he is safe from a potential pedophile and a felon.
âą Well no, a legit pedophile..just not legally named one.
âą Iâve been in counseling and so has [Joan].
Dkt. 15-11, at 7â10.
Mick argues that trial counsel lacked a strategic purpose to fail to cross-examine Cindy
about these messages given counselâs defense theory that Cindy manipulated Joan into making
false allegations. Mick states that the messages would have established Cindyâs motive to lie
regarding the child custody case, and contradicted her trial testimony denying that she made
threats about a child custody case or claimed to be gathering evidence against Mick.
Both Mick and the state court of appeals focused on the message stating that Joan was
in counseling and âadmitting lots of stuffâ that could be used against Mick in court. The court
of appeals concluded that counsel
could have had an objectively reasonable strategic reason for not
addressing this topic in cross-examination. It is apparent that
counselâs strategy was to persuade the jury that Cindy made up
the allegation on November 19, in response to learning about the
harassment injunction. Any assertion that Joan said something to
a therapist before November 19 that could be used against Mick
in court might have undermined that strategy.
Mick II, 2022 WL 2176271, ¶ 38.
Mick notes that the trial court didnât hold a Machner hearing giving trial counsel a
chance to explain the reasoning for his various decisions, and he argues that the court of appeals
âmay not invent strategic explanations on counselâs behalf.â Dkt. 19, at 32 (citing Harris v.
Reed, 894 F.2d 871, 787 (7th Cir. 1990) (âJust as a reviewing court should not second guess
the strategic decisions of counsel with the benefit of hindsight, it should also not construct
strategic defenses which counsel does not offerâ)). But subsequent decisions have made clear
that because the Strickland standard is an objective one, it is not improper for courts to
hypothesize a lawyerâs strategic rationale when one is apparent from the record. Richter,
562 U.S. at 109 (âAlthough courts may not indulge post hoc rationalization for counselâs
decisionmaking that contradicts the available evidence of counselâs actions, neither may they
insist counsel confirm every aspect of the strategic basis for his or her actions.â (citation and
internal quotation omitted)); Meyers v. Gomez, 50 F.4th 628, 645 (7th Cir. 2022) (âFor us to
presuppose, when counsel is unavailable to explain his decision-making, that he had no
strategic rationale for the particular choice at issueâwhen a choice clearly was madeâwould
turn [Stricklandâs presumptions of defense counselâs effectiveness] on their head.â).
The record supports the state court of appealsâ assessment of counselâs performance.
Impeaching Cindy with the messages could have undermined the defense theory that Cindy
fabricated the allegations that Joan told her about Mickâs abuse after Cindy learned about the
restraining order. In his opening statement, counsel stated that â[t]he timing of this is crucial,
that when they call [Cindy] about her harassing behavior, [Mick] is now accused for the first
time ever of child molestation, of sexually assaulting herâ and that the jury should âlisten to
where these stories sprang from. They also started with [Cindy] in the middle of a divorce.â
Dkt. 6-1, at 166, 168. Counsel impeached Cindyâs credibility by eliciting testimony from her
about the timing of her first reporting the assaults that contradicted a police officerâs testimony
and contemporaneous report stating that Cindy reported an assault during their first phone
call, directly after learning of Mickâs push for a restraining order. And in his closing argument,
counsel emphasized that discrepancy and the suspicious timing of Cindy making this
accusation right after learning that Mick sought a restraining order in the middle of a
contentious child custody dispute. Evidence that Joan was earlier making accusations of sexual
abuse in counseling wouldnât fit that theory. The court of appealsâ ruling that counselâs
performance met Stricklandâs deferential standard was reasonable.
The state court of appeals also reasonably applied Strickland in finding no prejudice from
this decision. As the court stated, counsel âvigorouslyâ cross-examined Cindy, Mick II, 2022
WL 2176271, ¶ 29, damaging her credibility by revealing that she had broken into Mickâs
email and other online accounts and threatened to get âfilthyâ in the child custody dispute,
and by catching her in a falsehood about the timing of her first reporting sexual abuse of Joan.
Yet the jury still ultimately believed Joanâs account. Mickâs argument that further cross-
examination about additional texts would have tipped the scales is unpersuasive. The court of
appeals reasonably concluded that âit is far more likely that the jury may have believed that
Cindy had a motive to hurt Mick and had not been honest about the timing and circumstances
of Joanâs disclosure, but that the jury also believed that Joanâs underlying statements about
Mickâs conduct were true.â Id., ¶ 39.
Mick makes a related argument that trial counsel was ineffective by failing to introduce
a copy of Mick and Cindyâs heated text exchange as an exhibit, leaving âthe jury with the false
impression that Cindyâs denials were trustworthy.â Dkt. 19, at 32. But the state court of
appeals reasonably concluded that even if the complete exchange were allowed into evidence
by the trial court, it âcontained unfiltered and salacious allegations about Mick and demeaning
language and insults from Mick that could have been very damaging in the eyes of the jury,â
Mick II, 2022 WL 2176271, ¶ 40. It was reasonable for counsel to confront Cindy with specific
texts on cross-examination instead. And in any event, itâs implausible that the jury believed
Cindyâs attempts at avoiding responsibility for the texts: the trial court noted in denying Mickâs
supplemental § 974.06 motion that â[Cindyâs] demeanor at trial indicated that she had said
something along those lines. As I indicated, her head went down and her voice quieted.â
Dkt. 6-6, at 41. The court of appeals reasonably concluded that there was no prejudice in
counsel failing to introduce the text exchange as an exhibit.
Mick also attempts to bolster this ground for relief with the argument that trial counsel
failed to completely review discovery, which would have revealed the audio recording proving
that Cindy was lying about Joan having previously received counseling. But Iâve already
concluded that this line of argument is procedurally defaulted. Mick isnât entitled to habeas
relief on this ground.
4. Postconviction/appellate counsel
Mick contends that his original postconviction/appellate counsel was ineffective by
failing to raise Mickâs ineffective assistance of trial counsel claims, failing to review the audio
recording of Cindy admitting that Joan hadnât received counseling, and by advising Mick that
he couldnât pursue both a postconviction motion and an appeal. The state court of appeals
assumed without deciding that the issues that Mick raised in his pro se § 974.06 motion
werenât procedurally barred because of postconviction/appellate counselâs advice that Mick
couldnât pursue both a postconviction motion and an appeal.
Itâs clear that it would be deficient performance to erroneously tell a client that he had
to choose between a postconviction motion and an appeal. But Mickâs asserted prejudice from
this deficiency is the failure to earlier raise his ineffective assistance of trial counsel claims that
the state court of appeals ultimately rejected in Mick II and that I conclude are not the basis
for habeas relief. So postconviction/appellate counselâs ineffectiveness isnât the basis for habeas
relief either. And any claim of postconviction/appellate counselâs ineffectiveness regarding
issues raised in Mickâs supplemental petition are procedurally barred.
5. Aggregate error
Mick also makes an âaggregate errorâ argument under Alvarez v. Boyd, 225 F.3d 820,
824 (7th Cir. 2000) (âTrial errors which in isolation are harmless might, when aggregated, alter
the course of a trial so as to violate a petitionerâs right to due process of law.â). The state court
of appeals rejected a similar argument, stating that âthere is nothing to cumulate in this caseâ
because trial counselâs failure to object to Detective Pattyâs testimony on Joanâs credibility was
the only potential deficiency. Mick II, 2022 WL 2176271, ¶ 48 n.18. Because I also conclude
that counselâs failure to object to Pattyâs testimony was the only error regarding the issues
raised in Mickâs habeas petition, there is no aggregate error. Alvarez, 225 F.3d at 825 (â[I]f
there was no error, or just a single error, there are no ill effects to accumulate.â).
Because none of Mickâs claims succeed, I will deny his petition for habeas relief.
C. Certificate of appealability
The remaining question is whether to grant Mick a certificate of appealability. Under
Rule 11 of the Rules Governing Section 2254 Cases, I must issue or deny a certificate of
appealability when entering a final order adverse to a petitioner. To obtain a certificate of
appealability, the applicant must make a âsubstantial showing of the denial of a constitutional
right.â 28 U.S.C. § 2253(c)(2); Tennard v. Dretke, 542 U.S. 274, 282 (2004). This means that
âreasonable jurists could debate whether (or, for that matter, agree that) the petition should
have been resolved in a different manner or that the issues presented were adequate to deserve
encouragement to proceed further.â Miller El v. Cockrell, 537 U.S. 322, 336 (2003) (internal
quotations and citations omitted). Although I am not persuaded by Mickâs arguments, I will
grant him a certificate of appealability.
ORDER
IT IS ORDERED that:
1. Petitionerâs Daniel Mickâs petition for a writ of habeas corpus under 28 U.S.C.
§ 2254, Dkt. 1, is DENIED.
2. Petitioner is GRANTED a certificate of appealability.
3. The clerk of court is directed to enter judgment and close the case.
Entered July 22, 2025.
BY THE COURT:
/s/
________________________________________
JAMES D. PETERSON
District Judge Case Information
- Court
- W.D. Wis.
- Decision Date
- July 22, 2025
- Status
- Precedential