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Full Opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
James Derek Mize and Jonathan
Daniel Gregg, individually and on
behalf of their minor child, Case No. 1:19-cv-03331
S.M.-G.,
Michael L. Brown
Plaintiffs, United States District Judge
v.
Michael R. Pompeo, in his official
capacity as Secretary of State, and
the U.S. Department of State,
Defendants.
________________________________/
OPINION & ORDER
Plaintiffs James Derek Mize and Jonathan Daniel Gregg are U.S.
citizens married to one another. In 2018, they had a child using Greggâs
sperm, an anonymously donated egg, and a gestational surrogate. The
child, Plaintiff S.M.-G., was born in England, and that country issued a
birth certificate listing Mize and Gregg as S.M.-G.âs parents. The couple
later applied for a U.S. passport and other proof of citizenship for their
daughter. The U.S. Department of State (âState Departmentâ) denied
S.M.-G.âs applications, concluding she was not a U.S. citizen at birth
because she shares a biological relationship with only one of her citizen
parents (Gregg) who had not been physically present in the United States
for long enough. In doing so, the State Department treated S.M.-G. as if
she had been born out of wedlock.
Plaintiffs filed suit challenging that determination and arguing the
State Departmentâs actions violate the Immigration and Nationality Act
(âINAâ), the Due Process Clause of the United States Constitution, and
the Administrative Procedures Act (âAPAâ). Defendants Michael R.
Pompeo and the State Department moved to dismiss for lack of
jurisdiction or, in the alternative, for failure to state a claim. (Dkts. 32;
63.) The parties also cross-moved for partial summary judgment. (Dkts.
44; 50.) Having considered the issue, the Court denies Defendantsâ
jurisdictional motion, partially grants and partially denies Defendantsâ
motion to dismiss for failure to state a claim, grants Plaintiffsâ summary
judgment motion, and denies Defendantsâ summary judgment motion.
I. Background
A. The INA
âThere are two sources of citizenship, and two only: birth and
naturalization.â Miller v. Albright, 523 U.S. 420, 423 (1998) (Stevens, J.).
This case is about the former. The Fourteenth Amendment confers
citizenship on persons âborn in the United States.â Id. at 423â24.
Persons born abroad âacquire citizenship by birth only as provided by
Acts of Congress.â Id. at 424.
The INA is the primary Act of Congress governing birthright
citizenship for foreign-born children. It makes citizenship dependent
upon the childâs parents. Section 301 provides â[t]he general rules for
acquiring U.S. citizenship,â and Section 309 provides the rules
specifically applicable to children âborn out of wedlock.â Sessions v.
Morales-Santana, 137 S. Ct. 1678, 1686â87 (2017); 8 U.S.C. §§ 1401,
1409. The result is that Section 301 is necessarily limited to children
born in wedlock. See Sessions, 137 S. Ct. at 1686â87 (Section 301 is
â[a]pplicable to married couples,â whereas Section 309 âpertains
specifically to children with unmarried parentsâ).
Subsections (c) and (g) of Section 301 provide the rules most
relevant to our case. They confer U.S. citizenship on:
(c) a person born outside of the United States and its outlying
possessions of parents both of whom are citizens of the United
States and one of whom has had a residence in the United
States or one of its outlying possessions, prior to the birth of
such person;
. . .
(g) a person born outside the geographical limits of the United
States and its outlying possessions of parents one of whom is
an alien, and the other a citizen of the United States who,
prior to the birth of such person, was physically present in the
United States or its outlying possessions for a period or
periods totaling not less than five years, at least two of which
were after attaining the age of fourteen years[.]
8 U.S.C. §§ 1401(c), (g). Under these provisions, married parents who are
both citizens pass citizenship to their child at birth so long as either
parent had a residence in the United States (or an outlying possession)
prior to the birth. On the other hand, if only one married parent is a
citizen, that couple passes citizenship to their child at birth only if the
citizen parent has lived in the United States (or an outlying possession)
for at least five years.
In Section 309 (applicable to nonmarital children), the rules vary
depending on whether citizenship is sought through the father or the
mother. If citizenship is sought through the father, Section 309(a)
incorporates Section 301âs requirements and adds several other
requirements of its own:
(a) The provisions of paragraphs (c), (d), (e), and (g) of
[Section 301] shall apply as of the date of birth to a person
born out of wedlock ifâ
(1) a blood relationship between the person and the father
is established by clear and convincing evidence,
(2) the father had the nationality of the United States at
the time of the personâs birth,
(3) the father (unless deceased) has agreed in writing to
provide financial support for the person until the person
reaches the age of 18 years, and
(4) while the person is under the age of 18 yearsâ
(A) the person is legitimated under the law of the
personâs residence or domicile,
(B) the father acknowledges paternity of the person in
writing under oath, or
(C) the paternity of the person is established by
adjudication of a competent court.
Id. § 1409(a). If citizenship is sought through the mother, Section 309(c)
describes the rules that apply:
Notwithstanding the provision of subsection (a) of this
section, a person born, after December 23, 1952, outside the
United States and out of wedlock shall be held to have
acquired at birth the nationality status of his mother, if the
mother had the nationality of the United States at the time of
such personâs birth, and if the mother had previously been
physically present in the United States or one of its outlying
possessions for a continuous period of one year.
Id. § 1409(c).1
B. Defendantsâ Interpretation of the INA
The State Department has published a Foreign Affairs Manual
(âFAMâ) that, together with other handbooks, forms âa single,
comprehensive, and authoritative source for the Departmentâs
organization structures, policies, and procedures.â (Dkts. 7 ¶ 24; 50-2
¶ 42). The FAM âconvey[s] codified information to Department staff and
contractors so they can carry out their responsibilities in accordance with
statutory, executive and Department mandates.â (Id.) It is not, however,
the product of notice-and-comment rulemaking, congressional action, or
formal adjudication. (Dkts. 7 ¶ 25; 50-2 ¶¶ 38, 40.)
1 The Supreme Court recently held that the relaxed residency
requirement provided to citizen mothers in Section 309(c) violates citizen
fathersâ rights to equal protection. See Sessions, 137 S. Ct. at 1701. As a
result, if the father is an alien, the unwed citizen mother must be
physically present in the United States for five years as set forth in
Section 301(g) rather than the one year as set forth in Section 309(c). Id.
The FAM describes the State Departmentâs policy on the
acquisition of birthright citizenship by children born abroad. The policy
contains two key principles rooted in biology. The first says that
foreign-born children cannot acquire birthright citizenship unless they
share âa blood relationship [with] the parent(s) through whom
citizenship is claimed.â 8 FAM § 301.4-1(D)(1)(a); (see Dkt. 7 ¶¶ 27â28).
The second says that children are âborn out of wedlockâ if their biological
parents were unmarried at the time of birth; and that children are born
âin wedlockâ if their biological parents were married at the time of birth.
8 FAM § 304.1-2. Based on these principles, the State Department
applies Section 301 to marital children only if they share a biological
relationship with both parents. (Dkt. 7 ¶¶ 27â28.) Otherwise, the State
Department applies Section 309, even though that provision is
statutorily limited to children born âout of wedlock.â (Id.); 8 U.S.C.
§ 1409. The result is that, under the State Departmentâs interpretation,
a child cannot acquire citizenship under Section 301(c) unless his or her
parents are married U.S. citizens and he or she shares a biological
relationship with both parents.
Of course, that interpretation leaves out many children born to U.S.
citizens through assisted reproductive technology (âARTâ). In 2014, the
State Department modified its handbook to address that situation by
providing that âa woman may establish a biological relationship with her
child either by virtue of being the genetic mother (the woman whose egg
was used in conception) or the gestational mother (the woman who
carried and delivered the baby).â 8 FAM § 301.4-1(D)(1)(c). No
amendment to the INA triggered this change; the State Department
simply altered its implementation of the statute. As a result, when a U.S.
citizen wife acts as a gestational mother for a donor egg fertilized by her
citizen husbandâs sperm, the State Department now considers that child
to have been born in wedlock of two citizens. 8 FAM §304.3-1(a) And,
when two married women who are citizens decide one of them will carry
an egg donated from the other and fertilized by an anonymous sperm
donor, the State Department reaches the same conclusion â that child is
considered to have been born in wedlock of two U.S. citizens. 8 FAM
§304.3-1(b). In this latter instance, the State Department determines the
child has a biological relationship with two women and totally ignores
the citizenship of the sperm donor. But, not two dads. The State
Department says two married men can never have a child abroad that it
considers having been born in wedlock.
C. Defendantsâ Application of the INA to S.M.-G.
Mize and Gregg have been U.S. citizens since birth. (Dkts. 7 ¶¶ 10â
11; 50-2 ¶¶ 1â2.) Mize was born in the United States and has lived here
ever since. (Dkts. 7 ¶ 10; 45 ¶¶ 3â12.) Gregg was born in the United
Kingdom but moved to the United States in 2014. (Dkts. 7 ¶¶ 10, 39;
46 ¶¶ 3â8.) The two met in 2014 and got married about a year later.
(Dkts. 7 ¶¶ 39â40; 46 ¶¶ 5, 7.) When they decided to have a child using
ART, they arranged for an anonymously donated egg to be fertilized with
Greggâs sperm and implanted into a gestational surrogate who was a
friend of theirs and lived in England. (Dkts. 7 ¶¶ 41â42; 50-2 ¶¶ 7, 9.)
The surrogate gave birth to Mize and Greggâs daughter in England in
2018. (Dkts. 7 ¶¶ 42â45; 50-2 ¶¶ 9â10.)
In March 2019, a British court ordered that S.M.-G. âis to be treated
in law as the child of the parties to a marriage, Jonathan Daniel Gregg
and James Derek Mize.â (Dkts. 7 ¶ 48; 50-2 ¶ 13.) The General Register
Office of England also issued a birth certificate identifying S.M.-G.âs
parents as Mize and Gregg. (Dkts. 7 ¶ 49; 50-2 ¶ 14.) This reflected the
understanding and intent of those involved in the ART process â Mize,
Gregg, the surrogate, and the surrogateâs husband â who all agreed
before S.M.-G.âs conception that âMize and Gregg would be the intended
and only parents of any child born through the ART process.â (Dkt. 50-2
¶ 8; see Dkt. 7 ¶ 41.)
In April 2019, Plaintiffs went to the U.S. Embassy and applied for
a Consular Report of Birth Abroad (âCRBAâ) and a U.S. passport for
S.M.-G. (Dkts. 7 ¶ 52; 50-2 ¶ 23.) Both documents are proof of U.S.
citizenship. (Dkt. 7 ¶ 26); 22 U.S.C. § 2705. The Embassy staff asked
Mize and Gregg whose sperm was used to conceive S.M.-G. (Dkts. 7 ¶ 52;
50-2 ¶¶ 25â26.) Mize and Gregg explained the ART process, including
telling the staff that Gregg had been the sperm provider. (Id.) The staff
then evaluated S.M.-G.âs applications under INA Sections 309(a) and
(by incorporation) 301(g), which together govern children âborn out of
wedlockâ to one citizen parent and one alien parent. (Dkts. 7 ¶ 54; 50-2
¶ 29.) The staff did this â instead of applying Section 301(c), which
governs children with two married citizen parents â because S.M.-G.
shares a biological relationship with Gregg but not Mize. (Dkts. 50 at 7;
50-2 ¶ 31.) The staff concluded that S.M.-G. is not a citizen under
Sections 309(a) and 301(g) and denied her applications for a CRBA and
passport. (Dkts. 7 ¶ 54; 7-1; 45-12; 50-2 ¶ 35.)2
There is no dispute that S.M.-G. does not qualify for citizenship
under the INA provisions applied by the State Department
(Sections 309(a) and 301(g)) as Gregg had not lived in the United States
for five years prior to their daughterâs birth. But Plaintiffs say that â
inasmuch as they are married to one another, are S.M-G.âs parents, and
are both U.S. citizens â their daughter is a citizen under Section 301(c)
and that the State Department should have applied that provision rather
than the âborn out of wedlockâ provision.
D. Procedural History
Plaintiffs filed this lawsuit in July 2019, asserting four claims
against Defendants. (Dkts. 1; 7.) Count 1 seeks a declaration that
S.M.-G. âis a national and citizen of the United States who acquired
citizenship at birth by operation of Section 301(c) of the INA.â (Dkt. 7
¶ 69.) Count 2 asserts a substantive due process claim under the Fifth
2 Specifically, the State Department found that S.M.-G.âs only âbiological
U.S. citizen parent [Gregg] was not physically present in the United
States for five years prior to the childâs birth . . . as required under the
provisions of section 301(g) of [INA].â (Dkt. 7-1.)
Amendment. Specifically, Plaintiffs say Defendantsâ refusal to recognize
S.M.-G.âs citizenship (1) âviolated Mize and Greggâs fundamental right to
marry,â including their right to the marriage-linked benefits available to
opposite-sex spouses; and (2) âviolated all Plaintiffsâ fundamental rights
to be recognized as a family, including the rights to family privacy,
integrity, and association.â (Dkts. 7 ¶¶ 70â81; 35-1 at 12.) Count 3
asserts a Fifth Amendment equal protection claim on the grounds that
Defendants (1) regard the children of same-sex spouses as âborn out of
wedlockâ; (2) prevented Mize and Gregg from conferring citizenship on
their child under Section 301(c) because of their sex and sexual
orientation; and (3) prevented S.M.-G. from acquiring citizenship under
Section 301(c) âbecause of the circumstances of [her] birth and because of
[her] parentsâ sexual orientation, sex, and/or status as a same-sex
married couple.â (Dkt. 7 ¶¶ 84â88.) Count 4 asserts an APA claim for
judicial review of Defendantsâ denial of S.M.-G.âs applications. (Id. ¶ 92.)
The complaint requests four forms of relief: (1) a declaration that
S.M.-G. is a U.S. citizen under Section 301(c); (2) an order requiring
Defendants to issue a U.S. passport to S.M.-G.; (3) a declaration that
Defendantsâ âpolicy and practiceâ towards the children of married same-
sex couples is unconstitutional and a violation of the INA; and (4) a
permanent injunction enjoining Defendants from continuing to apply
that policy and practice. (Id. at 31â32.)
In November 2019, Defendants moved to dismiss the complaint for
failure to state a claim. (Dkt. 32.) The parties then cross-moved for
summary judgment on Plaintiffsâ INA claim (Count 1). (Dkts. 44; 50.)
A few months later and following oral argument, Defendants filed a
motion to dismiss for lack of subject matter jurisdiction. (Dkt. 63.)
Defendants claim this case is now moot because, under 8 U.S.C.
§ 1431(a), S.M.-G. automatically became a naturalized U.S. citizen when
she obtained lawful permanent resident status earlier this year.
II. Subject Matter Jurisdiction
A. Legal Standard
â[A] motion to dismiss for lack of subject matter jurisdiction
pursuant to Fed. R. Civ. P. 12(b)(1) can be based upon either a facial or
factual challenge to the complaint.â McElmurray v. Consol. Govât of
Augusta-Richmond Cty., 501 F.3d 1244, 1251 (11th Cir. 2007). âA facial
attack on the complaint requires the court merely to look and see if the
plaintiff has sufficiently alleged a basis of subject matter jurisdiction, and
the allegations in his complaint are taken as true for the purposes of the
motion.â Id. âFactual attacks, on the other hand, challenge the existence
of subject matter jurisdiction in fact, irrespective of the pleadings, and
matters outside the pleadings, such as testimony and affidavits are
considered.â Id. Defendants lodge a factual attack here because they say
âevents occurring after [Plaintiffs] initiated this action have rendered it
moot.â Thomas v. Branch Banking & Tr. Co., 32 F. Supp. 3d 1266, 1268
(N.D. Ga. 2014).
Article III of the Constitution limits the subject matter jurisdiction
of federal courts to âactual, ongoing cases or controversies.â Checker Cab
Operators, Inc. v. Miami-Dade Cty., 899 F.3d 908, 915 (11th Cir. 2018).
To invoke this jurisdiction, âa plaintiff must show (1) it has suffered an
injury in fact that is (a) concrete and particularized and (b) actual or
imminent, not conjectural or hypothetical; (2) the injury is fairly
traceable to the challenged action of the defendant; and (3) it is likely, as
opposed to merely speculative, that the injury will be redressed by a
favorable decision.â Friends of the Earth, Inc. v. Laidlaw Envtl. Servs.
(TOC), Inc., 528 U.S. 167, 180â81 (2000). The required injury âmust be
extant at all stages of review, not merely at the time the complaint is
filed.â Checker Cab Operators, 899 F.3d at 915. âIf the injury ceases, or
is rendered unamenable to judicial relief, then the case becomes moot and
thereby incapable of further Article III adjudication.â Id.3
âThus, even a once-justiciable case becomes moot and must be
dismissed when the issues presented are no longer live or the parties lack
a legally cognizable interest in the outcome.â Flaniganâs Enters., Inc. of
Ga. v. City of Sandy Springs, 868 F.3d 1248, 1255 (11th Cir. 2017). Put
another way, â[i]f events that occur subsequent to the filing of a lawsuit
or an appeal deprive the court of the ability to give the plaintiff or
appellant meaningful relief, then the case is moot and must be
dismissed.â Al Najjar v. Ashcroft, 273 F.3d 1330, 1336 (11th Cir. 2001);
see Flaniganâs Enters., 868 F.3d at 1264 (â[A] previously justiciable case
is moot when the requested relief, if granted, would no longer have any
practical effect on the rights or obligations of the litigants.â). â[D]ismissal
3 The âcase or controversyâ requirement abides the limited role of the
courts in a democratic society. Warth v. Seldin, 422 U.S. 490, 498, (1975).
âAll of the doctrines that cluster about Article IIIânot only standing but
mootness, ripeness, political question, and the likeârelate in part, and
in different though overlapping ways, to an idea, which is more than an
intuition but less than a rigorous and explicit theory, about the
constitutional and prudential limits to the powers of an unelected,
unrepresentative judiciary in our kind of government.â United States v.
Rivera, 613 F.3d 1046, 1050 (11th Cir. 2010).
is required because mootness is jurisdictional.â Al Najjar, 273 F.3d at
1336. âThe burden of establishing mootness rests with the party seeking
dismissal.â World Wide Supply OU v. Quail Cruises Ship Mgmt., 802
F.3d 1255, 1259 (11th Cir. 2015).
B. Discussion
The parties agree that S.M.-G. is now a naturalized U.S. citizen
under 8 U.S.C. § 1431(a). (Dkts. 63 at 1; 74 at 5.) Defendants say this
âresolves Plaintiffsâ alleged harmsâ and moots the case. (Dkt. 63 at 2.)
The Court disagrees.
âPlaintiffs have relied upon the same underlying injuries for all of
their claims.â (Dkt. 69; see Dkt. 74 at 16, 41.) Those injuries include
stigmatization based on Defendantsâ failure to recognize S.M.-G.âs
birthright citizenship under Section 301(c) of the INA. (Id.) In
particular, Plaintiffs claim Defendants âstigmatize[d] and demean[ed]
the Mize-Gregg family [and each of its members] by refusing to recognize
and give effect to Mr. Mize and Mr. Greggâs marriage, denying the reality
of the father-daughter relationship between [S.M.-G.] and both of her
fathers, labeling S.M.-G. a non-marital child, . . . singling the family out
for government-sponsored discrimination, . . . [and] unlawfully den[ying]
that the Mize-Gregg family is a family at all.â (Dkt. 7 ¶ 8; see id. ¶¶ 6, 60.)
The fact that S.M.-G. is now a naturalized citizen under another statute
changes none of these things. Defendants still insist S.M.-G. is not a
citizen under Section 301(c) of the INA for the same reasons as before.
And any stigmatization flowing from that determination necessarily still
exists. Because S.M.-G.âs naturalization does not erase Plaintiffsâ alleged
stigmatic injury, it cannot moot the case.
To the extent Defendants claim Plaintiffsâ âstigma is not a
cognizable Article III injury,â (Dkt. 67 at 12), that is a standing argument
rather than a mootness argument because it does not depend on anything
that has happened since this lawsuit was filed. See A&M Gerber
Chiropractic LLC v. GEICO Gen. Ins. Co., 925 F.3d 1205, 1213 n.2 (11th
Cir. 2019) (âThe Supreme Court has described mootness as merely the
doctrine of standing set in a time frame: The requisite personal interest
that must exist at the commencement of the litigation (standing) must
continue throughout its existence (mootness).â). But however the
argument is characterized, and whether or not it was appropriately
asserted in a mootness motion, it is wrong on the merits. â[S]tigmatic
injury, though not sufficient for standing in the abstract form . . . , is
judicially cognizable to the extent that [plaintiffs] are personally subject
to discriminatory treatment.â Allen v. Wright, 468 U.S. 737, 757 n.22
(1984), abrogated on other grounds by Lexmark Intâl, Inc. v. Static Control
Components, Inc., 572 U.S. 118 (2014). âA plaintiff alleging a stigmatic
injury based on discrimination must point to some concrete interest with
respect to which he [or she] is personally subject to discriminatory
treatment and that interest must independently satisfy the causation
requirement of standing doctrine.â Aaron Private Clinic Mgmt. LLC v.
Berry, 912 F.3d 1330, 1338 (11th Cir. 2019).
Heckler v. Mathews, 465 U.S. 728 (1984), offers a good example of a
judicially cognizable stigmatic injury. That case involved a statute
allowing men to obtain spousal benefits only if they were economically
dependent on their wives. Women, on the other hand, could obtain the
same benefits without showing economic dependence on their husbands.
Plaintiff, a married man, applied for benefits under the statute. His
application was denied because he was not economically dependent on
his wife. Id. at 735. He sued, seeking a declaratory judgment that the
statute violated the Due Process Clause of the Fifth Amendment. Id.
The Court held that he had standing to seek this prospective relief
because he was âpersonally denied equal treatment,â which entailed
âserious non-economic injuriesâ including stigmatization. Id. at 738â40.
The Court stressed that âbecause [plaintiff] personally has been denied
benefits that similarly situated women receive, his is not a generalized
claim of the right possessed by every citizen, to require that the
Government be administered according to law.â Id. at 740 n.9.4
Allen v. Wright, 468 U.S. 737 (1984), offers a useful counterpoint
because it involves the kind of âgeneralizedâ stigmatic injury the Heckler
Court warned against. The plaintiffs in Allen were parents of black
children who attended public school. They sued the Internal Revenue
Service (âIRSâ), claiming it was granting tax-exempt status to racially
discriminatory private schools. Allen, 468 U.S. at 739. Plaintiffs sought
declaratory and injunctive relief. Id. at 746â47. Plaintiffsâ children had
never applied to, or been excluded from, private school. Id. at 746. Nor
was there any allegation that they ever would. Id. But Plaintiffs claimed
they had standing because the IRSâs favorable treatment of racially
4 The Heckler Court upheld standing even though (1) the court could not
actually grant spousal benefits to plaintiff if he prevailed (all it could do
was withdraw those benefits from similarly situated women), and (2) the
court ultimately denied plaintiffâs claim on the merits (finding no equal
protection violation). Heckler, 465 U.S. at 738â39, 744â51.
discriminatory private schools caused plaintiffs the kind of âstigmatic
injury, or denigration, suffered by all members of a racial group when the
Government discriminates on the basis of race.â Id. at 754.
The Court held that this âabstract stigmatic injuryâ was insufficient
because plaintiffs did not show they suffered it âas a direct result of
having personally been denied equal treatment.â Id. at 755â56. If
plaintiffsâ injury were cognizable, the court said, â[a] black person in
Hawaii could challenge the grant of a tax exemption to a racially
discriminatory school in Maineâ â a result that âwould transform the
federal courts into no more than a vehicle for the vindication of the value
interests of concerned bystanders.â Id. at 756. Citing Heckler, the Court
reiterated that âstigmatic injury . . . . accords a basis for standing only to
those persons who are personally denied equal treatment by the
challenged discriminatory conduct.â Id. at 755.5
5 The Court also cited other cases in which âplaintiffs alleged official
racial discriminationâ but in which âstanding was denied . . . because the
plaintiffs were not personally subject to the challenged discrimination.â
Allen, 468 U.S. at 755. In Moose Lodge No. 107 v. Irvis, 407 U.S. 163
(1972), for example âthe Court held that the plaintiff had no standing to
challenge a clubâs racially discriminatory membership policies because
he had never applied for membership.â Allen, 468 U.S. at 755. Likewise,
in OâShea v. Littleton, 414 U.S. 488 (1974), âthe Court held that the
Our case is more like Heckler than Allen because Plaintiffsâ
stigmatic injury flows from alleged discriminatory treatment to which
Plaintiffs were personally subject. Unlike Allen, Plaintiffs here are not
mere âbystandersâ concerned about Defendantsâ treatment of others with
whom they share no connection beyond common membership in a
disfavored group. Allen, 468 U.S. at 756. That is, Plaintiffs do not allege
âdignitary harm stemming from the mere knowledge that discriminatory
conduct isâ happening to someone else. Carello v. Aurora Policemen
Credit Union, 930 F.3d 830, 834 (7th Cir. 2019).
Instead, Defendants rejected Plaintiffsâ applications for citizenship
documents, declined to recognize S.M.-G. as a citizen from birth, and
denied Mize and Greggâs attempt to confer citizenship on their child â
and did so allegedly because S.M.-G. is the child of same-sex male
parents. See Church of Scientology Flag Serv. Org., Inc. v. City of
Clearwater, 2 F.3d 1514, 1525 (11th Cir. 1993) (recognizing that
âstigmatic injury associated with invidious official conduct is cognizable
plaintiffs had no standing to challenge racial discrimination in the
administration of their cityâs criminal justice system because they had
not alleged that they had been or would likely be subject to the challenged
practices.â Allen, 468 U.S. at 755.
for standing purposes if the plaintiff is directly affectedâ (emphasis
added)). Plaintiffs further allege that these actions â both directed at
and felt by them personally â âstigmatize[d] and demean[ed] the Mize-
Gregg familyâ in a variety of ways. (Dkt. 7 ¶ 8; see id. ¶¶ 6, 60.)
In sum, Plaintiffs say Defendants prevented them from acquiring
or conferring birthright citizenship, and that this âpersonally subject[ed]â
them to discrimination and stigmatization. They have alleged an actual,
palpable stigmatic injury resulting from Defendantsâ conduct rather than
merely a theoretical or abstract injury. That is enough for Article III
standing. See, e.g., Bostic v. Schaefer, 760 F.3d 352, 372 (4th Cir. 2014)
(finding that plaintiffsâ âstigmatic injuries are legally cognizableâ because
they flowed from allegedly discriminatory laws that impacted them
personally, including by hindering their hospital visits and preventing
them from adopting a child). Defendantsâ mootness motion is thus
denied.
III. Legal Standards for the Merits Motions
A. Motion to Dismiss for Failure to State a Claim
âTo survive a motion to dismiss, a complaint must contain
sufficient factual matter, accepted as true, to state a claim to relief that
is plausible on its face.â Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009).
âA claim has facial plausibility when the plaintiff pleads factual content
that allows the court to draw the reasonable inference that the defendant
is liable for the misconduct alleged.â Id. This requires more than a âmere
possibility of misconduct.â Id. at 679. A plaintiffâs well-pled allegations
must ânudge[] [his] claims across the line from conceivable to plausible.â
Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007).
In making this plausibility determination, the court must âassume
that the factual allegations in the complaint are true and give the
plaintiff[] the benefit of reasonable factual inferences.â Wooten v.
Quicken Loans, Inc., 626 F.3d 1187, 1196 (11th Cir. 2010). The court
need not credit âconclusory allegations, unwarranted deductions of facts
or legal conclusions masquerading as facts.â Jackson v. BellSouth
Telecomms., 372 F.3d 1250, 1263 (11th Cir. 2004); see Twombly, 550 U.S.
at 555 (âlabels and conclusionsâ are disregarded, and âformulaic
recitation[s] of the elements of the cause of actionâ are insufficient).
B. Motion for Summary Judgment
Rule 56 of the Federal Rules of Civil Procedure provides that a court
âshall grant summary judgment if the movant shows that there is no
genuine dispute as to any material fact and the movant is entitled to
judgment as a matter of law.â Fed. R. Civ. P. 56(a). A fact is material if
âit might affect the outcome of the suit under the governing law.â W. Grp.
Nurseries, Inc. v. Ergas, 167 F.3d 1354, 1360 (11th Cir. 1999). A factual
dispute is genuine âif the evidence is such that a reasonable jury could
return a verdict for the nonmoving party.â Id. at 1361.
The party moving for summary judgment bears the initial burden
of showing a court, by reference to materials in the record, that there is
no genuine dispute as to any material fact. Hickson Corp. v. N. Crossarm
Co., 357 F.3d 1256, 1260 (11th Cir. 2004). The nonmoving party then has
the burden of showing that summary judgment is improper by coming
forward with âspecific factsâ showing a genuine dispute. Matsushita Elec.
Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986). Ultimately,
there is no âgenuine issue for trialâ when âthe record taken as a whole
could not lead a rational trier of fact to find for the non-moving party.â
Id. â[T]he mere existence of some alleged factual dispute between the
parties will not defeat an otherwise properly supported motion for
summary judgment; the requirement is that there be no genuine issue of
material fact.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247â48.
Throughout its analysis, the court must âresolve all reasonable
doubts about the facts in favor of the non-movant, and draw all justifiable
inferences in his or her favor.â Fitzpatrick v. City of Atlanta, 2 F.3d 1112,
1115 (11th Cir. 1993). âIt is not the courtâs role to weigh conflicting
evidence or to make credibility determinations; the non-movantâs
evidence is to be accepted for purposes of summary judgment.â Mize v.
Jefferson City Bd. of Educ., 93 F.3d 739, 742 (11th Cir. 1996).
IV. Plaintiffsâ INA Claim (Count 1)
In Count 1, Plaintiffs seek a declaration that S.M.-G. is a U.S.
citizen under Section 301(c) of the INA. That provision confers
citizenship at birth on âa person born outside of the United States and its
outlying possessions of parents both of whom are citizens of the United
States and one of whom has had a residence in the United States or one
of its outlying possessions, prior to the birth of such person.â 8 U.S.C.
§ 1401(c). There is no dispute that S.M.-G. is a citizen under this
language unless it requires her to share a biological relationship with
both citizen parents. (See Dkt. 53 at 3.) Defendants say that
Section 301(c) does require such a relationship (the âBiological Readingâ).
Plaintiffs disagree (the âNon-Biological Readingâ). The Court concludes
that the Non-Biological Reading must prevail under the doctrine of
constitutional avoidance.
A. Constitutional Avoidance
The doctrine of constitutional avoidance is a âcardinal principleâ of
statutory interpretation. Jennings v. Rodriguez, 138 S. Ct. 830, 842
(2018). It provides that, âif an otherwise acceptable construction of a
statute would raise serious constitutional problems, and where an
alternative interpretation of the statute is fairly possible, [courts] are
obligated to construe the statute to avoid such problems.â I.N.S. v. St.
Cyr, 533 U.S. 289, 299â300 (2001). âThis canon is followed out of respect
for Congress, which we assume legislates in the light of constitutional
limitations.â Almendarez-Torres v. United States, 523 U.S. 224, 238
(1998). âThe doctrine seeks, in part, to minimize disagreement between
the branches,â id., and âreflects the prudential concern that
constitutional issues not be needlessly confronted,â Edward J. DeBartolo
Corp. v. Florida Gulf Coast Building & Construction Trades Council, 485
U.S. 568, 575 (1988).
The problematic construction need only âgive rise to serious
constitutional questions,â N.L.R.B. v. Catholic Bishop of Chicago,
440 U.S. 490, 501 (1979), âgrave doubts,â Chapman v. United States, 500
U.S. 453, 464 (1991), or a âserious likelihoodâ of unconstitutionality,
Almendarez-Torres, 523 U.S. at 238. A finding of actual
unconstitutionality is not required. United States v. Jin Fuey Moy,
241 U.S. 394, 401 (1916) (âA statute must be construed, if fairly possible,
so as to avoid not only the conclusion that it is unconstitutional, but also
grave doubts upon that score.â). âIndeed, one of the canonâs chief
justifications is that it allows courts to avoid the decision of constitutional
questions.â Clark v. Martinez, 543 U.S. 371, 381 (2005); see Cable
Holdings of Ga., Inc. v. McNeil Real Estate Fund VI, Ltd., 953 F.2d 600,
610 (11th Cir. 1992) (â[T]he canon of statutory interpretation . . . seeks to
avoid constitutional difficultiesâ).
If one construction of a statute raises serious constitutional
questions, courts must adopt an alternative construction so long as it is
âplausible,â âfairly possible,â or âreasonable.â Jennings, 138 S. Ct. at 842;
Natâl Fedân of Indep. Bus. v. Sebelius, 567 U.S. 519, 563 (2012) (Roberts,
C.J.). This may require courts to adopt a particular construction âeven if
[they] might prefer another one.â Friends of Everglades v. S. Fla. Water
Mgmt. Dist., 570 F.3d 1210, 1221 (11th Cir. 2009). That is so because
â[d]eciding how best to construe statutory language is not the same thing
as deciding whether a particular construction is within the ballpark of
reasonableness.â Id. Ultimately, â[t]he question is not whether [a saving
construction] is the most natural interpretation . . . , but only whether it
is a fairly possible one.â Sebelius, 567 U.S. at 563 (Roberts, C.J.); see
Arizona v. Inter Tribal Council of Ariz., Inc., 570 U.S. 1, 18 (2013) (under
the constitutional avoidance doctrine, courts âhave to determine whether
[a saving] interpretation, [even if] plainly not the best reading, is at least
a possible oneâ); Blanchette v. Conn. Gen. Ins. Corps., 419 U.S. 102, 134
(1974) (â[W]hen one admissible construction will preserve a statute from
unconstitutionality and another will condemn it, the former is favored
even if language, and arguably the legislative history point somewhat
more strongly in another way.â).
Nonetheless, courts âcannot press statutory construction to the
point of disingenuous evasion even to avoid a constitutional question.â
Salinas v. United States, 522 U.S. 52, 60 (1997). The statute must be
genuinely ambiguous, or âsusceptible of more than one construction,â
âafter the application of ordinary textual analysis.â Jennings, 138 S. Ct.
at 842; United States v. Oakland Cannabis Buyersâ Co-op., 532 U.S. 483,
494 (2001); Almendarez-Torres, 523 U.S. at 238. If a constitutionally
permissible construction is âforeclosedâ by the statutory text, or âplainly
contrary to the intent of Congress,â the court cannot adopt it. Edward J.
DeBartolo, 485 U.S. at 575, 588; see Aptheker v. Secây of State, 378 U.S.
500, 515 (1964) (â[A]lthough this Court will often strain to construe
legislation so as to save it against constitutional attack, it must not and
will not carry this to the point of perverting the purpose of a statute or
judicially rewriting it.â).
B. The Biological Reading Would Raise Serious
Constitutional Questions
â[T]he Constitution entitles same-sex couples to civil marriage on
the same terms and conditions as opposite-sex couples.â Pavan v. Smith,
137 S. Ct. 2075, 2076 (2017). This includes equal access not just to the
âsymbolic recognitionâ of marriage but also to the âmaterial benefitsâ that
come with it. Obergefell v. Hodges, 576 U.S. 644, 669 (2015). These
benefits arise in numerous areas, including âtaxation; inheritance and
property rights; rules of intestate succession; spousal privilege in the law
of evidence; hospital access; medical decision-making authority; adoption
rights; the rights and benefits of survivors; birth and death certificates;
professional ethics rules; campaign finance restrictions; workersâ
compensation benefits; health insurance; and child custody, support, and
visitation rules.â Id. at 670. Ultimately, the government cannot âden[y]
married same-sex couples access to the constellation of benefits that the
State has linked to marriage,â whatever those benefits might be. Pavan,
137 S. Ct. at 2078.
Pavan illustrates this principle well. It involved an Arkansas
statute that required the state to list a motherâs husband on her childâs
birth certificate, regardless of the husbandâs biological relationship with
the child. If the mother was in a same-sex marriage, however, the state
was not required to list her wife on the birth certificate. The Court said
this âdisparate treatmentâ was unconstitutional because the âright . . . to
be listed on a childâs birth certificateâ was (1) a benefit, (2) conditioned on
marriage, (3) that was unavailable to married same-sex couples. Id. at
2078â79. The Court stressed that the âState may not exclude same-sex
couples from [marriage-linked] rights, benefits, and responsibilities to
which [they], no less than opposite-sex couples, must have access.â Id. at
2078.
In re Gestational Agreement, 449 P.3d 69 (Utah 2019), offers
another useful example of the constitutional right to equal marital
benefits for same-sex couples.6 That case involved a statute which
authorized gestational surrogacy agreements only if certain conditions
were met. Two conditions were that (1) the intended parents were
married and (2) âthe intended mother is unable to bear a child or is
unable to do so without unreasonable risk.â Id. at 72, 82 & n.69. The
court said the statute was unconstitutional under Pavan because
(1) the ability to obtain a gestational agreement was a âbenefitâ; (2) the
statute âunquestionably linkedâ that benefit to marriage by making it
unavailable to unmarried couples; and (3) it was âimpossible for married
same-sex male couplesâ to obtain this benefit because their relationships
could never include an âintended motherâ (i.e., a âfemale parentâ). Id. at
80, 82. The court reached this conclusion even though the benefit was
available to some same-sex female couples and unavailable to some
opposite-sex couples (depending on whether the intended mother in those
relationships was able to bear a child). âBecause [the statute] work[ed]
to deny certain same-sex couples a marital benefit freely accorded to
6 Although Gestational Agreement is not binding, the implications of
Pavan have been examined by only a handful of federal courts, none of
which are in the Eleventh Circuit. So Gestational Agreement is one of the
few aids out there. The Court also finds it both analogous and persuasive.
opposite-sex couples, it [was] unconstitutional under Obergefell and
Pavan.â Id. at 82.
These cases raise serious doubts about the constitutionality of a
biological parent-child requirement in Section 301(c). That provision
allows married U.S. citizens to confer birthright citizenship on their
foreign-born children if either spouse resided previously in the United
States for any length of time. The ability to confer citizenship under
these circumstances, without the additional burdens imposed by other
provisions, could reasonably be viewed as a âbenefit.â That benefit is
âlinked to marriageâ because it is unavailable to unmarried couples.
And, under the Biological Reading, Section 301(c) would preclude
married same-sex male couples from accessing this benefit because it is
âimpossibleâ for two men to be related biologically to the same child.
Gestational Agreement, 449 P.3d at 82; (see Dkt. 74 at 33â34).7
Thus, as in Pavan and Gestational Agreement, the Biological
Reading would result in a statute that (1) provides a benefit,
7 It would likely exclude same-sex female couples as well since it is not
clearly established that two females can share a biological relationship
to the same child. But see Henderson v. Box, 947 F.3d 482, 486â87 (7th
Cir. 2020) (suggesting birth mother of donor egg considered biological
(2) conditioned on marriage, (3) that is unavailable to certain married
same-sex couples. As in Pavan and Gestational Agreement, this would
âden[y] married same-sex couples access to the constellation of benefits
that the State has linked to marriage.â Pavan, 137 S. Ct. at 2078. And,
as in Pavan and Gestational Agreement, that would likely render the
statute unconstitutional. Indeed, another court reached exactly this
conclusion just two months ago. See Kiviti v. Pompeo, 2020 WL 3268221,
at *13 (D. Md. June 17, 2020) (âThe fact that, under the State
Departmentâs interpretation, a male same-sex married couple can never
have a child deemed to be born in wedlock and receive the citizenship-
related benefit associated with having such a marital child alone raises
serious doubts whether it infringes on th[eir] fundamental right.â).
Because the Biological Reading would âraise[] a serious
doubtâ about the constitutionality of Section 301(c), âth[e] Court will first
ascertain whether a construction of the statute is fairly possible by which
parent). Defendants do say a gestational mother counts as a biological
parent under Section 301(c), even if she lacks a genetic relationship to
the child. But that is a contorted position that strains the statutory text
at issue here and, even if right, would not change the provisionâs
exclusion of same-sex male parents. Indeed, it would only amplify the
unfair denial of equal treatment to couples like Mize and Gregg.
the question may be avoided.â Zadvydas v. Davis, 533 U.S. 678, 689â90
(2001) (finding that one construction âwould raise a serious constitutional
problemâ before determining whether another construction was possible).
In other words, the Court must consider whether the Non-Biological
Reading is plausible and, if it is, the Court must adopt it.
C. The Non-Biological Reading is Plausible
1. Ordinary Meaning
âAs with any question of statutory interpretation, we begin by
examining the text of the statute to determine whether its meaning is
clear.â Animal Legal Def. Fund v. U.S. Depât of Agric., 789 F.3d 1206,
1215 (11th Cir. 2015). Section 301(c) grants citizenship to a person
âborn . . . of parents both of whom are citizens of the United States.â
8 U.S.C. § 1401(c). The INA does not define âbornâ or âof.â Nor does it
define the word âparents,â beyond clarifying that it includes deceased
parents. 8 U.S.C. § 1101(c)(2). Everyone agrees, however, that S.M.-G.
was âbornâ and that Mize and Gregg are her âparents.â (See, e.g., Dkts.
42 at 1â2, 8; 50 at 2, 31.)8 So the central question is whether she was
born âofâ those parents.
Because the word âofâ is not defined in the statute, it âmust be given
[its] ordinary or common, everyday meaning[].â United States v. Caniff,
955 F.3d 1183, 1187â88 (11th Cir. 2020); see Animal Legal Def. Fund,
789 F.3d at 1216 (âIn the absence of a statutory definition, we look to the
common usage of words for their meaning.â). âTo determine the ordinary
meaning of a term, courts often turn to dictionary definitions for
guidance.â Castillo v. U.S. Atty. Gen., 756 F.3d 1268, 1273 (11th Cir.
2014). The INA was enacted in 1952, so dictionaries from that time
provide the best guidance. See Regions Bank v. Legal Outsource PA, 936
F.3d 1184, 1190 (11th Cir. 2019) (â[W]e interpret the words of a statute
based on their meaning at the time of enactment.â); Animal Legal Def.
Fund, 789 F.3d at 1216 n.8 (âWe have chosen to use a 1976 dictionary
8 The latter conclusion follows from Defendantsâ position that, in
Section 301, the word âparentsâ refers to legal parents. (See Dkts. 42 at
8â9; 50 at 2, 19â20); see also E.J. D.-B. v. U.S. Depât of State, Case No.
19-55517, Dkt. 37, at 8 (9th Cir. Feb. 3, 2020) (noting âthe Departmentâs
interpretation of [Section 301], under which citizenship turns both on
who a childâs legal âparentsâ are and on whether the child was âborn . . .
ofâ those parents.â).
because it is more contemporaneous to the 1966 enactment of the
[statute] than a modern edition.â).
Dictionaries from around that time include several definitions of
the word âof.â The one that counts most, of course, is the one
âlinguistically relevant to the circumstances here.â Id. at 1216. That
definition reads: âIndicating origin, source, or the like.â Websterâs New
International Dictionary 1689 (2d ed. 1958) (âWebsterâs). The Oxford
English Dictionary â âone of the most authoritative on the English
language,â Taniguchi v. Kan Pacific Saipan, Ltd., 566 U.S. 560, 569
(2012) â provides a similar definition: âOf origin or source. Indicating
the thing or person whence anything originates, comes, is acquired or
sought.â Oxford English Dictionary, Vol. VII, at 67 (1st ed. 1933) (â1933
OEDâ).9 A person is thus born âofâ parents who are U.S. citizens if he or
she âoriginatedâ from those parents.
There is no doubt that this language can be read narrowly to refer
specifically to a biological parent-child relationship. See, e.g., United
States v. Marguet-Pillado, 560 F.3d 1078, 1083 (9th Cir. 2009) (âThere
9 This definition is unchanged in the 1989 version of the Oxford English
Dictionary. Oxford English Dictionary (2d ed. 1989) (â1989 OEDâ),
available at https://oed.com/oed2/00162372.
can be little doubt that the âborn ofâ concept generally refers to a blood
relationship.â). The concept of origination, when used â[i]n reference to a
person,â generally denotes â[t]he fact of springing from some particular
ancestor or race; descent, extraction, parentage, ancestry.â 1933 OED,
Vol. VII, at 202.10 And the word âof,â when it follows the word âborn,â
commonly âexpress[es] racial or local origin, descent, etc.â Id. at 67.11
These definitions have strong biological connotations.
But the statutory phrase can also be read more broadly. As the
Oxford English Dictionary points out, the meaning of the word âofâ has
been âso weakened downâ over time that it now often âexpress[es] . . . the
vaguest and most intangible of relations.â 1933 OED, Vol. VII, at 66.12
In the face of this dilution, reading a narrow biological requirement into
the word may place more weight on it than it can bear.
Moreover, the concept of origination is ânot necessarilyâ limited to
biological origination, even if it is often used that way in reference to a
person. Zadvydas, 533 U.S. 678, 697 (finding a word âambiguousâ
because it did ânot necessarily suggestâ only one meaning). It can also
10 See 1989 OED, available at https://oed.com/oed2/00164865 (same).
11 See 1989 OED, available at https://oed.com/oed2/00162372 (same).
12 See 1989 OED, available at https://oed.com/oed2/00162372 (same).
refer more generally to â[t]he act or fact of arising or springing from
somethingâ or to an entityâs âbeginning of existence in reference to its
source or cause.â 1933 OED, Vol. VII, at 202;13 see Websterâs at 1720
(defining âoriginâ as â[t]he fact or process of coming into being from a
source; derivation; beginning regarded in connection with its causeâ); id.
at 1721 (defining âoriginateâ as âto give an origin or beginning to,â âto
bring into existence,â â[t]o take or have origin,â or âto begin to exist or
actâ).
Under this broader meaning, â[a] child could fairly be deemed to
originate from parents other than through a genetic relationship, such as
where two married parents both play a fundamental and instrumental
role in the creation of the child, for example by, as here, together planning
and supporting the use of surrogacy and ART to bring about the birth of
a child to whom they have both committed in advance to be a parent.â
Kiviti, 2020 WL 3268221, at *10. This application of the origination
concept is consistent with âordinary speechâ and is not foreclosed by the
statute, which imposes no textual limitation on the kind of origination it
will accept. McBoyle v. United States, 283 U.S. 25, 26 (1931) (adopting
13 See 1989 OED, available at https://oed.com/oed2/00164865 (same).
the meaning assigned to a word âin everyday speech,â even though â[n]o
doubt etymologically it is possible to use the word to signifyâ something
else); see Watson v. United States, 552 U.S. 74, 79 (2007) (âWith no
statutory definition or definitive clue, the meaning of the [word] has to
turn on the language as we normally speak it . . . . So . . . we look[] for
everyday meaning revealed in phraseology that strikes the ear as both
reasonable and normal.â).
Perhaps most tellingly, Defendants explicitly concede that, with
respect to whether âborn of parentsâ requires a biological relationship,
âa reasonable person could read the language either way.â (Dkt. 42 at
6.)14 That is the very definition of ambiguous. See Med. Transp. Mgmt.
Corp. v. Commâr of I.R.S., 506 F.3d 1364, 1368 (11th Cir. 2007)
(âStatutory language is ambiguous if it is susceptible to more than one
14 Indeed, although Defendants briefly make an âordinary meaningâ
argument in their opening motion to dismiss brief, they concede in their
reply brief that the argument is not decisive and they omit it altogether
from their summary judgment brief. (See Dkts. 32-1 at 19; 42 at 6; 50;
53 at 4.) Defendants have also conceded, in a recent court filing in
another case, that Section 301 does not âprovide[] an unambiguous
textual answer to the question . . . whether a child must be biologically
related to his parents in order to acquire citizenship from them.â
E.J. D.-B. v. U.S. Depât of State, Case No. 19-55517, Dkt. 37, at 4â5
(9th Cir. Feb. 3, 2020).
reasonable interpretation.â). Defendantsâ actions confirm that
ambiguity. As mentioned above, in 2014, the State Department decided
that a child could be âborn ofâ (i.e., biologically related to) a gestational
mother who is not genetically related to the child. (See Dkt. 50-2 ¶¶ 54â
55.) Before that time, Defendants reached the opposite conclusion. No
amendment to the statute triggered this change; Defendants just read
the language differently. This policy change, untethered to anything
else, only underscores the âelasticityâ of the âborn ofâ language. Kiviti,
2020 WL 3268221, at *10.
In sum, the ordinary meaning of the statutory phrase, âborn of
parents,â is reasonably consistent with both the Biological Reading and
the Non-Biological Reading.
2. Statutory Context
The Court next considers the INAâs statutory context to see if it
affects the plausibility of the Non-Biological Reading. See Wachovia
Bank, N.A. v. United States, 455 F.3d 1261, 1267â68 (11th Cir. 2006)
(â[I]n order to determine the plain meaning of the statute we must
consider both the particular statutory language at issue and the language
and design of the statute as a whole.â). For at least three reasons, the
Court finds that the construction remains plausible.
First, Defendants do not dispute that Section 301(c) incorporates
âthe cluster of ideasâ attached to the word âparentsâ under the common
law, including the common law presumption of legitimacy. Carter v.
United States, 530 U.S. 255, 264 (2000) (â[W]here Congress borrows
terms of art in which are accumulated the legal tradition and meaning of
centuries of practice, it presumably knows and adopts the cluster of ideas
that were attached to [it].â); (see Dkt. 50 at 19â20).15 That presumption,
which is âuniversally recognized,â is âa fundamental principle of the
common law.â Michael H. v. Gerald D., 491 U.S. 110, 124 (1989); Ray v.
Bryant, 411 F.2d 1204, 1205 (5th Cir. 1969). Moreover, it âeffectively
consider[s] a child to be born of parents consisting of a biological parent
and that parentâs spouse at the time of the birth, without requiring proof
that the spouse ha[s] a genetic relationship with the child.â Kiviti, 2020
15 See N.L.R.B. v. Amax Coal Co., a Div. of Amax, 453 U.S. 322, 329 (1981)
(âWhere Congress uses terms that have accumulated settled meaning
under either equity or the common law, a court must infer, unless the
statute otherwise dictates, that Congress means to incorporate the
established meaning of these terms.â).
WL 3268221, at *9 (emphasis added).16 Given that Section 301(c)
incorporates this presumption, it can plausibly be read to cover children
who, like S.M.-G., are related biologically to only one of their married
parents. See Jaen v. Sessions, 899 F.3d 182, 185 (2d Cir. 2018) (â[T]he
INA incorporates the common law meaning of âparentâ into [Section 301],
such that a child born into a lawful marriage is the lawful child of those
parents, regardless of the existence or nonexistence of any biological
link.â).
Second, Section 309(a)(1) expressly includes a âblood relationshipâ
requirement while Section 301(c) does not. This suggests that Congress
knew how to require a biological relationship and that it intentionally
declined to do so in Section 301(c). See Gozlon-Peretz v. United States,
498 U.S. 395, 404 (1991) (âWhere Congress includes particular language
in one section of a statute but omits it in another section of the same Act,
16 The presumption applies even if the married couple are the same sex.
See Henderson, 947 F.3d at 487 (â[A] state cannot presume that a
husband is the father of a child born in wedlock, while denying an
equivalent presumption to parents in same-sex marriages.â); Kiviti, 2020
WL 3268221, at *9 (â[C]ourts have extended the presumption that a
person is the legal parent of a child based on marriage to a biological
parent at the time of birth to same-sex marriages.â); McLaughlin v. Jones
in & for Cty. of Pima, 401 P.3d 492, 498 (Az. 2017) (â[T]he presumption
of paternity . . . cannot . . . be restricted to only opposite-sex couples.â).
it is generally presumed that Congress acts intentionally and purposely
in the disparate inclusion or exclusion.â). That inference is bolstered by
the fact that Congress added the âblood relationshipâ language in a 1986
amendment that also made unrelated changes to Section 301. See
Pub. L. No. 99-653, §§ 12â13, 100 Stat. 3655. That Congress considered
changes to both sections at the same time but inserted the âblood
relationshipâ requirement only in Section 309 strongly suggests
Section 301 contains no such requirement.17
Third, and relatedly, if Congress wanted to require a biological
parent-child relationship, âit certainly could have spoken in clearer
terms.â Zadvydas, 533 U.S. at 697 (finding the word âmayâ to be
ambiguous because it could refer to limited or unlimited discretion and,
if Congress had wanted to authorize the latter, âit certainly could have
spoken in clearer termsâ). The idea that Congress used a vague,
two-letter preposition to implicitly incorporate such a weighty
17 The argument is not a slam dunk, however, because the Supreme Court
has suggested that other INA provisions (Sections 309(a)(4) and 309(c))
require a biological relationship even though they lack any âblood
relationshipâ language. See Nguyen v. I.N.S., 533 U.S. 53, 62â64 (2001);
Miller, 523 U.S. 433â38 (1998) (Stevens, J.); see also Marguet-Pillado,
560 F.3d at 1083 (finding that âthe 1952 version [of Section 309(a)] still
required a biological relationshipâ even though it did not do so expressly).
requirement is in tension with the canon that Congress does not âhide
elephants in mouseholes.â Whitman v. Am. Trucking Assâns, 531 U.S.
457, 468 (2001) (âCongress, we have held, does not alter the fundamental
details of a regulatory scheme in vague or ancillary provisions.â).18
3. Other Cases
At least six cases have held that Section 301 does not require a
biological parent-child relationship.19 No court has expressed the
18 Curiously, Section 301 sometimes says born âtoâ instead of born âof.â
See 8 U.S.C. § 1401(b). Courts generally presume that âdiffering
languageâ does not convey âthe same meaning.â Russello v. United
States, 464 U.S. 16, 23 (1983); see Russell v. Law Enfât Assistance Admin.
of U. S., 637 F.2d 354, 356 (5th Cir. 1981). But Plaintiffs and Defendants
both claim that rule does not apply here. (Dkt. 74 at 46â50.) Defendants
say each phrase requires a biological relationship; Plaintiffs say neither
phrase does. (Id.) In the Courtâs view, âborn toâ seems less susceptible
to a narrow biological meaning than âborn of.â See 1933 OED, Vol. XI, at
86 (defining âtoâ as â[i]ntroducing the recipient of anything given, or the
person or thing upon whom or which an event acts or operates,â e.g.,
â[h]aving a Son born to himâ); 1989 OED, available at
https://oed.com/oed2/00253634 (same); Websterâs at 2657 (defining âtoâ as
â[i]ndicating the recipient affected by action,â e.g., âa son born to themâ).
But, given the partiesâ limited submissions on this issue (they only
addressed it briefly in response to a direct question at oral argument),
the Court cannot say that the statuteâs use of both phrases sheds
conclusive light on the meaning of either.
19 See Jaen, 899 F.3d at 190 (â[A] blood relationship is not required to
establish parentage for purposes of acquired citizenship [under Section
301] when the child is born into marriage.â); Solis-Espinoza v. Gonzales,
401 F.3d 1090, 1094 (9th Cir. 2005) (finding that a child who lacked a
contrary view.20 That is not dispositive, of course, but it certainly
supports the conclusion that the Non-Biological Reading is a reasonable
one. See In re Aldersgate Found., Inc., 878 F.2d 1326, 1328 n.3 (11th Cir.
1989) (âDecisions of other courts support our interpretation of the
[statutory] term.â); see also Guar. Fin. Servs., Inc. v. Ryan, 928 F.2d 994,
1004 n.3 (11th Cir. 1991) (âThat the various courts that have already
decided this question are split supports our conclusion that the statute is
ambiguous.â).
biological relationship with his only citizen parent was nevertheless a
citizen under Section 301(g)); Scales v. I.N.S., 232 F.3d 1159, 1164 (9th
Cir. 2000) (âA straightforward reading of § 1401 indicates . . . there is no
requirement of a blood relationshipâ); Kiviti, 2020 WL 3268221, at *11
(â[T]he statute is clear and unambiguous that the phrase âborn . . . of
parentsâ in 8 U.S.C. § 1401(c) does not require a biological relationship
with both parents.â); Sabra as next friend of Baby M v. Pompeo, 2020 WL
1643676, at *20 (D.D.C. Apr. 2, 2020) (â[T]he plain language of 8 U.S.C.
§ 1401 does not require proof of a âbiological relationshipâ between the
child born abroad to married U.S. citizen parentsâ); Dvash-Banks v.
Pompeo, 2019 WL 911799, at *7 (C.D. Cal. Feb. 21, 2019) (âNothing in
Section 301 . . . suggests that in using the words âparentâ or âborn . . . of
parents,â Congress intended to refer only to biological or genetic
parentsâ).
20 Defendants cite Colaianni v. I.N.S., 490 F.3d 185, 187 (2d Cir. 2007).
But the one-paragraph discussion in that case is conclusory and unclear.
The Second Circuit has since held, without even citing Colaianni, that
Section 301 does not require a biological relationship. See Jaen, 899 F.3d
at 190.
4. Defendantsâ Arguments
Defendants advance several arguments in support of their position
that Section 301(c) requires a biological parent-child relationship. None
foreclose the Non-Biological Reading.
First, Defendants claim their construction is entitled to deference
under Skidmore v. Swift & Co., 323 U.S. 134 (1944). But constitutional
avoidance trumps Skidmore deference. See Miller v. Johnson, 515 U.S.
900, 923 (1995) (â[W]e have rejected agency interpretations to which we
would otherwise defer where they raise serious constitutional
questions.â); Edward J. DeBartolo, 485 U.S. at 574â75 (although an
agencyâs âstatutory interpretation . . . would normally be entitled to
deference,â courts cannot defer to that interpretation if it âwould raise
serious constitutional problemsâ); Lowe v. S.E.C., 472 U.S. 181, 216
(1985) (White, J., concurring) (Skidmore deference âcannot be decisiveâ if
constitutional avoidance applies); Union Pac. R. Co. v. U.S. Depât of
Homeland Sec., 738 F.3d 885, 893 (8th Cir. 2013) (âConstitutional
avoidance trumps even Chevron deference, and easily outweighs any
lesser form of deference we might ordinarily afford an administrative
agency.â).
Defendants next claim they have always interpreted Section 301 to
require a biological relationship and that Congress necessarily approved
that interpretation when it amended the INA without specifying that a
biological relationship is not required. This is an invocation of the
re-enactment doctrine, which holds that âCongress is presumed to be
aware of an administrative or judicial interpretation of a statute and to
adopt that interpretation when it re-enacts a statute without change.â
Lorillard v. Pons, 434 U.S. 575, 580 (1978). But âthe State Department
has cited no authority for the application of this principle, typically
applied to agency interpretations contained in promulgated regulations
subject to notice and comment, to an internal policy manual such as the
FAM.â Kiviti, 2020 WL 3268221, at *11. And, even if it had, the doctrine
âis merely an interpretive tool fashioned by the courts for their own use
in construing an ambiguous legislation.â Bell Fed. Sav. & Loan Assân v.
Commâr, 40 F.3d 224, 230 (7th Cir. 1994); see Helvering v. Reynolds, 313
U.S. 428, 432 (1941) (the doctrine âis no more than an aid in statutory
construction,â which is âuseful at timesâ). It must yield to the âcardinal
principleâ of constitutional avoidance, which is likewise triggered by
statutory ambiguity. Jennings, 138 S. Ct. at 842.
The re-enactment doctrine also applies âonly where an agencyâs
statutory construction has been fully brought to the attention of the
public and the Congress.â Am. Bankers Ins. Grp. v. United States, 408
F.3d 1328, 1335 (11th Cir. 2005). Here, âthere is nothing to indicate that
Congress was aware of [the State Departmentâs interpretation] when it
subsequently amended and re-enacted [the INA].â Id.; see Commâr v.
Glenshaw Glass Co., 348 U.S. 426, 431 (1955) (âRe-enactmentâ
particularly without the slightest affirmative indication that Congress
ever had the [agencyâs interpretation] before itâis an unreliable
indicium at best.â). There is not even any evidence (beyond Defendantsâ
own conclusory assertion) that the State Departmentâs interpretation
predates 1994, the year in which Section 301 was last amended. Pub. L.
No. 103-416, § 101, 108 Stat. 4305; see Kiviti, 2020 WL 3268221, at *11
(finding âno evidence that the specific statutory interpretation at issue
here even predates 1986â). Even if the re-enactment doctrine did apply
here, its limited weight would not tip the scales conclusively in favor of
the Biological Reading. See Winter v. Hollingsworth Props., Inc., 777 F.2d
1444, 1449 n.12 (11th Cir. 1985) (âCourts ordinarily do not attach much
significance to Congressâ acquiescence in an agencyâs interpretation of a
statute because non-action by Congress is not often a useful guide.â).
Third, Defendants say âthe traditional understanding of
jus sanguinis citizenship provides a strong reason to pause beforeâ
adopting the Non-Biological Reading. (Dkt. 32-1 at 21.) Jus sanguinis,
which literally means âright of blood,â is a âRoman Civil Law conceptâ
that says âa childâs citizenship is determined by the parentsâ citizenship.â
Sabra, 2020 WL 1643676, at *19; Blackâs Law Dictionary (11th ed. 2019)
(âjus sanguinisâ). But Defendants ignore the fact that there are different
âversions of jus sanguinisâ whose âbasic rule[s] can vary in strength.â
Matthew Lister, Citizenship, in the Immigration Context, 70 Md. L. Rev.
175, 198 (2010).
To the extent Defendants invoke a version of jus sanguinis that
literally depends on blood, they âidentif[y] no place in the Constitution,
the INA, or another federal statute where that principle has been
explicitly adopted by the United States.â Kiviti, 2020 WL 3268221, at
*12. Importantly, â[t]here is not, and never was, any such common-law
principle.â United States v. Wong Kim Ark, 169 U.S. 649, 670 (1898). To
the contrary, U.S. citizenship âtraditionally has not been limited to
biological parents but has included others, such as those who became
parents at birth through marriage.â Kiviti, 2020 WL 3268221, at *12; see
Kerry Abrams & R. Kent Piacenti, Immigrationâs Family Values, 100 Va.
L. Rev. 629, 658 (2014) (â[C]itizenship sometimes passed from U.S.
citizen fathers to foreign-born marital children to whom they were not
biologically related. . . . [I]t was marriage rather than blood that was
doing the work.â).21
Finally, Defendants point to two cases in which the Supreme Court
said that âensuring reliable proof of a biological relationship between the
potential citizen and its citizen parent is an important governmental
objective.â Miller, 523 U.S. at 436 (Stevens, J.); see Nguyen, 533 U.S. at
62. But both cases involved children with unmarried parents who
challenged the constitutionality of INA Section 309 â the âborn out of
wedlockâ provision that explicitly requires a âblood relationship.â
Neither Section 301 nor marital children were at issue in either case. As
21 Defendantsâ reliance on jus sanguinis is also in tension with their
position that a non-genetic gestational relationship is sufficient to
transmit citizenship.
a result, the cases do not foreclose a Non-Biological Reading of
Section 301(c).22
5. Conclusion
The Court finds that Section 301(c) is reasonably consistent with
the Non-Biological Reading, even if it is also consistent with the
Biological Reading. Because the Non-Biological Reading is âfairly
possible,â and because the Biological Reading would raise serious
constitutional questions, the Court must adopt the former under the
doctrine of constitutional avoidance. See Zadvydas, 533 U.S. at 689
(âWe have read significant limitations into . . . immigration statutes in
order to avoid their constitutional invalidation.â).
22 According to the FAM, Defendantsâ policy of reading a biological
relationship requirement into Section 301 is based in part on the theory
that (1) Section 309 explicitly applies to children âborn out of wedlockâ;
(2) Section 301 is thus limited to children born in wedlock; and (3) the
only parents whose marital status matters for the wedlock determination
are the biological parents. But Defendants never pressed this argument
in their papers or at oral argument. Even if they had, the phrase âborn
out of wedlockâ is not unambiguously limited to children whose biological
parents were unmarried at the time of their birth. See Scales, 232 F.3d
at 1164 (a child is not âborn out of wedlockâ if âhe was born to parents
who were married at the time of his birth,â even if he lacks a biological
relationship with both parents). In ordinary speech, for example, one
would not say a child born through ART to married parents was âborn
out of wedlock,â even if the child shared a genetic relationship with only
one parent.
D. Conclusion
Having adopted the Non-Biological Reading, the Court finds that
Section 301(c) does not require children to share a biological relationship
with both citizen parents in order for those children to acquire citizenship
at birth. As a result, S.M.-G. is a U.S. citizen under Section 301(c), she
is entitled to a U.S. passport, and Plaintiffsâ constitutional claims
(Counts 2â3) are moot. (See Dkt. 61 at 30, 55â56, 58â59 (noting that the
Court need not address Counts 2â3 if it grants Plaintiffsâ summary
judgment motion on Count 1).) The Court thus (1) denies Defendantsâ
motion to dismiss Counts 1â3; (2) grants Plaintiffsâ motion for summary
judgment on Count 1; (3) denies Defendantsâ cross-motion for summary
judgment on Count 1; and (4) dismisses Counts 2â3 as moot.
Plaintiffsâ only remaining claim is Count 4 (their APA claim), which
Defendants also move to dismiss. The Court turns to that claim now.
V. Plaintiffsâ APA Claim (Count 4)
Count 4 claims that Defendantsâ invocation of the Biological
Reading to deny S.M.-G.âs applications âis arbitrary, lacks a rational
basis, and is contrary to law.â (Dkt. 7 ¶¶ 96â97.) Plaintiffs say this
entitles them to relief under the APA. The Court disagrees.
The APA provides judicial review for â[a] person suffering legal
wrong because of agency action.â 5 U.S.C. § 702. But review is limited
to âfinal agency action for which there is no other adequate remedy in a
court.â 5 U.S.C. § 704. That is so because âCongress did not intend the
general grant of review in the APA to duplicate existing procedures for
review of agency action.â Bowen v. Massachusetts, 487 U.S. 879, 903
(1988). In other words, the APA âdoes not provide additional judicial
remedies in situations where the Congress has provided special and
adequate review proceduresâ under another statute. Id. These
alternative procedures âneed not provide an identical review that the
APA would provide.â Hinojosa v. Horn, 896 F.3d 305, 310 (5th Cir. 2018).
They need only âoffer[] the same genre of relief.â Id.
8 U.S.C. § 1503 provides an adequate alternative remedy here. It
creates a legal right of action for âany person who is within the United
States [who] claims a right or privilege as a national of the United States
and is denied such right or privilege . . . upon the ground that he is not a
national of the United States.â 8 U.S.C. § 1503(a). The provision states
expressly that the aggrieved person may âinstitute an action . . . for
a judgment declaring him to be a national of the United States.â Id. This
remedy is designed to address exactly the kind of wrong alleged by
Plaintiffs here, namely, âthe U.S. Embassyâs erroneous finding that
S.M.-G. is not a U.S. citizen and its related decision to deny the CRBA
and passport applications submitted on S.M.-G.âs behalf.â (Dkt. 7 ¶ 92.)
Indeed, the adequacy of the remedy is illustrated by the fact that
Plaintiffs actually invoked it in this case; they used it to bring, and
ultimately prevail on, Count 1 of their complaint. See Heslop v. Attorney
Gen. of U.S., 594 F. Appâx 580, 584 (11th Cir. 2014) (INA provision offered
adequate alternative to APA review where plaintiff âbrought his INA
claim under that very provisionâ). â[W]hen plaintiffs challenge the State
Departmentâs âdeprivation of U.S. passports on the allegedly erroneous
conclusion that they are not citizens,â courts have consistently concluded
that § 1503(a) provides âan adequate alternative remedyâ to APA review.â
Kiviti, 2020 WL 3268221, at *14 (quoting Hinojosa, 896 F.3d at 312); see
Heslop, 594 F. Appâx at 584 (âThe APA does not authorize judicial review
that adds to the sweeping de novo review that the INA provides.â).
Plaintiffs counter that Section 1503(a) is inadequate here because,
although it allows them to obtain a declaration of citizenship, they seek
additional relief that it cannot provide. (Dkt. 35-1 at 25.) This additional
relief is two-fold: (1) a declaration condemning Defendantsâ âpolicy and
practiceâ towards the children of married same-sex couples, and
(2) a permanent injunction enjoining Defendants from continuing to
apply that policy and practice. (Dkts. 7 at 32; 35-1 at 25.) But Plaintiffs
cannot obtain this relief under the APA either. Plaintiffsâ requests
essentially seek âwholesale improvement of a program by court decreeâ
â something the APA forbids. Dvash-Banks, 2019 WL 911799, at *6
(quoting Lujan v. Natâl Wildlife Fedân, 497 U.S. 871, 891 (1990)).
Moreover, âthe injunction sought by Plaintiffs is well beyond that needed
to provide Plaintiffs with complete relief, namely a declaration that
[S.M.-G.] is a U.S. citizen.â Id. If the Court issued the sweeping
injunction sought by Plaintiffs, it would violate the rule that âinjunctive
relief should be no more burdensome to the defendant than necessary to
provide complete relief to the plaintiffs.â Madsen v. Womenâs Health Ctr.,
Inc., 512 U.S. 753, 765 (1994); see Kiviti, 2020 WL 3268221, at *15.
Because Plaintiffs have an adequate alternative remedy to APA
review, the Court grants Defendantsâ motion to dismiss Count 4.
VI. Conclusion
Defendantsâ Motion to Dismiss for Lack of Subject Matter
Jurisdiction (Dkt. 63) is DENIED. Defendantsâ Motion to Dismiss the
Complaint (Dkt. 32) is GRANTED IN PART and DENIED IN PART.
It is GRANTED to the extent it seeks dismissal of Count 4. It is
otherwise DENIED. Plaintiffsâ Motion for Partial Summary Judgment
(Dkt. 44) is GRANTED, and Defendantsâ Cross-Motion for Partial
Summary Judgment (Dkt. 50) is DENIED.
The Clerk is DIRECTED to enter summary judgment for Plaintiff
S.M.-G. on Count 1; Counts 2-3 are DISMISSED AS MOOT; and
Count 4 is DISMISSED for failure to state a claim. The Court
DECLARES that $.M.-G. is a United States citizen by birth pursuant to
8 U.S.C. § 1401(c). The Court DIRECTS Defendants to issue a United
States passport to 8.M.-G.
SO ORDERED this 27th day of August, 2020.
UNITED STATES DISTRICT JUDGE
56 Case Information
- Court
- N.D. Ga.
- Decision Date
- August 27, 2020
- Status
- Precedential