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IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF PENNSYLVANIA LEONARDO J. MOJICA CARRION, No. 4:22-CV-00051 Plaintiff, (Chief Judge Brann) v. JOHN E. WETZEL, et al., Defendants. MEMORANDUM OPINION JULY 13, 2023 Plaintiff Leonardo J. Mojica Carrion filed this pro se Section 19831 action, asserting constitutional tort claims against prison officials at the State Correctional Institution, Mahanoy (SCI Mahanoy) for allegedly mishandling his legal mail and causing him to lose an opportunity to challenge his state criminal conviction. Mojica Carrion raises claims under the First and Fourteenth Amendments to the United States Constitution. Presently pending is Defendantsâ motion for summary judgment pursuant to Federal Rule of Civil Procedure 56. The Court will grant in part and deny in part Defendantsâ Rule 56 motion.  1 42 U.S.C. § 1983. Section 1983 creates a private cause of action to redress constitutional wrongs committed by state officials. The statute is not a source of substantive rights; it serves as a mechanism for vindicating rights otherwise protected by federal law. See Gonzaga Univ. I. FACTUAL BACKGROUND2  At all times relevant to the instant lawsuit, Mojica Carrion has been incarcerated at SCI Mahanoy.3 He is currently serving a sentence of life imprisonment without parole for, among other offenses, first-degree murder and robbery.4 Mojica Carrion was convicted following a jury trial in August 2014,5 and his convictions became final in February 2018, 90 days after the Supreme Court of Pennsylvania denied his petition for allowance of appeal.6 Mojica Carrion filed his âfirstâ petition under Pennsylvaniaâs Post Conviction Relief Act (PCRA) on April 4, 2018.7 Although this was technically Mojica Carrionâs second petition (his initial PCRA petition had been granted, permitting him to file out- of-time post-sentence motions and reinstating his direct appeal rights), it was considered his âfirstâ PCRA petition pursuant to Commonwealth v. Turner, 73 A.3d  2 Local Rule of Court 56.1 requires that a motion for summary judgment be supported âby a separate, short, and concise statement of the material facts, in numbered paragraphs, as to which the moving party contends there is no genuine issue to be tried.â LOCAL RULE OF COURT 56.1. A party opposing a motion for summary judgment must file a separate statement of material facts, responding to the numbered paragraphs set forth in the moving partyâs statement and identifying genuine issues to be tried. Id. Unless otherwise noted, the factual background herein derives from the partiesâ Rule 56.1 statements of material facts. Docs. 45, 48. To the extent the partiesâ statements are undisputed or supported by uncontroverted record evidence, the court cites directly to the Rule 56.1 statements. 3 Doc. 45 ¶ 1. 4 Id. ¶ 4; Commonwealth v. Mojica-Carrion, No. 803 MDA 2021, 2021 WL 5316150, at *1 (Pa. Super. Ct. Nov. 16, 2021) (nonprecedential). 5 See Commonwealth v. Mojica-Carrion, No. 1197 MDA 2016, 2017 WL 2615899, at *3 (Pa. Super. Ct. June 16, 2017) (nonprecedential). 6 Doc. 45 ¶ 5; Commonwealth v. Mojica-Carrion, No. 454 MAL 2017, 175 A.3d 221 (Pa. 2017) (table); see Kapral v. United States, 166 F.3d 565, 570-71 (3d Cir. 1999) (holding that judgment of conviction becomes final after âthe time for seeking certiorari review [from the Supreme Court of the United States] expiresâ). 7 Doc. 45 ¶ 6; Doc. 1-5 at 3. 1283 (Pa. Super. Ct. 2013).8 Mojica Carrion raised 23 claims of ineffective assistance of counsel in his April 2018 PCRA petition, which were all denied.9 On appeal, Mojica Carrion attempted to add an additional claim in a supplemental brief.10 He asserted, for the first time, that the prosecution had failed to disclose an agreement between the Commonwealth and its key witnessâco-defendant Estiben Mansoâthat granted Manso prosecutorial leniency for his role in the robbery and murder in exchange for trial testimony against Mojica Carrion.11 This type of claim implicates Brady v. Maryland, 373 U.S. 83 (1963), which held that, under the Fourteenth Amendmentâs due process guarantees, the state must disclose evidence favorable to the accused prior to trial.12 The Superior Court acknowledged the new Brady claim, but held that Mojica Carrion had waived this claim because he did not raise it with the lower court in his PCRA petition.13 The panel, however, noted that Mojica Carrion may be able to assert his Brady claim in a subsequent PCRA petition if he could satisfy the PCRAâs timeliness requirements.14  8 See Doc. 1-5 at 3-4 & n.11. In Turner, the Pennsylvania Superior Court held that when a PCRA petitionerâs direct appeal rights are reinstated nunc pro tunc in his first PCRA petition, a subsequent PCRA petition will be deemed a âfirstâ petition for timeliness purposes. See Turner, 73 A.3d at 1286. 9 Doc. 1-5 at 4. 10 Id. 11 Id. at 4-5. 12 See Brady, 373 U.S. at 87. Although Defendants assert that Mojica Carrion raised this Brady claim in his April 2018 PCRA petition, see Doc. 45 ¶ 6, it was actually raised for the first time in a supplemental brief on appeal to the Superior Court. See Doc. 1-5 at 4. 13 See Commonwealth v. Mojica-Carrion, No. 2102 MDA 2019, 2020 WL 7385758, at *3 (Pa. Super. Ct. Dec. 16, 2020) (nonprecedential) (citing Commonwealth v. Fletcher, 986 A.2d 759, 778 (Pa. 2009); PA. R. APP. P. 302(a)). 14 See id., at *3 n.6. Mojica Carrion attempted to do just that, filing a second PCRA petition on January 4, 2021, in which he asserted the Brady claim regarding Mansoâs allegedly undisclosed agreement with the prosecution.15 Mojica Carrion argued, in part, that he could meet the exception to the PCRAâs one-year statute of limitations based on newly discovered facts.16 On April 20, 2021, the trial court (now acting as the PCRA court) issued an order and notice of intent to dismiss the second petition as untimely, finding that Mojica Carrion had failed to meet any of the PCRAâs statute-of- limitations exceptions provided by 42 PA. CONS. STAT. § 9545(b)(1)(i)-(iii).17 The April 20, 2021 order gave Mojica Carrion 20 days to respond to the proposed dismissal and warned that failure to timely respond would result in an order dismissing the second PCRA petition.18 On June 9, 2021, having received no response from Mojica Carrion, the PCRA court dismissed the petition.19 Mojica Carrion appealed, but the Superior Court affirmed the PCRA courtâs dismissal of his second PCRA petition as untimely.20 It does not appear that he filed a petition for allowance of appeal with the Pennsylvania Supreme Court.  15 Doc. 31 ¶ 5; Doc. 45 ¶ 8. Mojica Carrion additionally asserted a claim of ineffective assistance of counsel for failing to investigate the existence of an agreement between Manso and the prosecution. See Doc. 1-5 at 5-6. 16 See Doc. 1-5 at 7-15; Doc. 1-6 at 2; Doc. 31 ¶ 5; 42 PA. CONS. STAT. § 9545(b)(1)(ii). 17 Doc. 1-5 at 1, 7, 15. 18 Id. at 15. 19 Doc. 1-6 at 2. 20 See Commonwealth v. Mojica-Carrion, No. 803 MDA 2021, 2021 WL 5316150, at *1, 4 (Pa. Super. Ct. Nov. 16, 2021) (nonprecedential). The PCRA courtâs April 20, 2021 orderâmore specifically, its handling by SCI Mahanoy officialsâis the gravamen of the instant lawsuit. It is undisputed that the Berks County Clerk of Courts promptly mailed a copy of the April 20, 2021 order to Mojica Carrion at SCI Mahanoy, and that the SCI Mahanoy mailroom received the mailing on April 23, 2021.21 It is likewise undisputed that mailroom employee (and defendant) Barbara Ralston rejected the mail and returned it to the court based on the then-existing version of Pennsylvania Department of Corrections (DOC) mail policy DC-ADM 803.22 The reason for the rejection was that the Berks County Clerk of Courts did not include a âcourt control numberâ on the envelope, as required by DC-ADM 803 § 1(D)(1).23 Mojica Carrion was not notified that his court mail had been rejected,24 and he did not learn of the rejection until August 31, 2021âwell after the deadline to respond to the PCRA courtâs order.25 According to Mojica Carrion, the lack of notice of the April 20, 2021 order resulted in the dismissal of his second PCRA petition because the PCRA court (and the Superior Court on appeal) relied on an incomplete record when deciding his Brady claim.26 He alleges that the PCRA court only considered Mansoâs January 6, 2015  21 Doc. 45 ¶¶ 15, 17. 22 Id. ¶¶ 15-18; see generally COMMONWEALTH OF PA. DEPâT OF CORR., Policy Statement DC- ADM 803: Inmate Mail & Incoming Publications (2020) [hereinafter âDC-ADM 803â]. 23 Doc. 45 ¶¶ 15, 16, 18; see DC-ADM 803 § 1(B)(1)(c), (D)(1). 24 Doc. 45 ¶ 19. 25 Id. ¶ 20. 26 See Doc. 31 ¶¶ 24-26. Guilty Plea and Sentencing transcript and ignored the âDisposition of Chargesâ document that he had also included with his second PCRA petition.27 The âDisposition of Chargesâ form is hand-dated âJanuary 6, 2014.â28 According to Mojica Carrion, this document establishes that there was a firm pretrial agreement between Manso and the Commonwealth to exchange trial testimony for a more lenient sentence.29 Mojica Carrion appears to contends that, if he had received the April 20, 2021 order and notice of intent of dismissal, he could have responded to the PCRA court, argued that he had provided evidence of a pretrial âpre-arranged deal or agreementâ between Manso and the Commonwealth via the Disposition of Charges document, and sought an evidentiary hearing regarding the documentâs completion date.30 After exhausting his administrative remedies, Mojica Carrion filed suit in this Court in January 2022.31 He then amended his complaint by identifying the âJane Doeâ defendant mailroom employee as Ralston.32 He additionally names as a defendant former Secretary of the DOC, John E. Wetzel.33 Mojica Carrion alleges violations of his First and Fourteenth Amendment rights.34 Defendants now move for  27 See id. ¶¶ 11-12, 14. 28 See Doc. 1-1 at 2 (emphasis supplied). 29 Doc. 31 ¶ 7. 30 See id. ¶¶ 11-12, 14, 25-26; Doc. 53 at 6, 8-9. 31 See generally Doc. 1. 32 See generally Doc. 31. 33 Id. ¶ 4. 34 Id. ¶¶ 21-23. summary judgment on all claims against them.35 Their Rule 56 motion is fully briefed and ripe for disposition. II. STANDARD OF REVIEW âOne of the principal purposes of the summary judgment rule is to isolate and dispose of factually unsupported claims or defenses.â36 Summary judgment is appropriate where âthe movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â37 Material facts are those âthat could alter the outcomeâ of the litigation, and âdisputes are âgenuineâ if evidence exists from which a rational person could conclude that the position of the person with the burden of proof on the disputed issue is correct.â38 At the Rule 56 stage, the Courtâs function is not to âweigh the evidence and determine the truth of the matterâ but rather âto determine whether there is a genuine issue for trial.â39 The Court must view the facts and evidence presented âin the light most favorable to the non-moving partyâ and must âdraw all reasonable inferences in that partyâs favor.â40 This evidence, however, must be adequateâas a matter of lawâto sustain a judgment in favor of the nonmoving party on the claim or claims at  35 Doc. 44. 36 Celotex Corp. v. Catrett, 477 U.S. 317, 323-24 (1986). 37 FED. R. CIV. P. 56(a). 38 EBC, Inc. v. Clark Bldg. Sys., Inc., 618 F.3d 253, 262 (3d Cir. 2010) (quoting Clark v. Modern Grp. Ltd., 9 F.3d 321, 326 (3d Cir. 1993)). 39 Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986). 40 Thomas v. Cumberland County, 749 F.3d 217, 222 (3d Cir. 2014). issue.41 A âscintilla of evidenceâ supporting the nonmovantâs position is insufficient; âthere must be evidence on which the jury could reasonably find for the [nonmovant].â42 Succinctly stated, summary judgment is âput up or shut up timeâ for the nonmoving party.43 III. DISCUSSION Before addressing Defendantsâ Rule 56 arguments, the Court must identify the claimed constitutional violation or violations.44 Mojica Carrion appears to assert three constitutional torts based on Ralstonâs rejection of the April 20, 2021 order without notification or a âreasonable opportunity to protestâ: (1) an unspecified First Amendment âfree speechâ claim; (2) a First and Fourteenth Amendment access-to- courts claim; and (3) a Fourteenth Amendment procedural due process claim.45 The Court need not expend significant time on Mojica Carrionâs free-speech claim. That is because a single instance of interference with legal or personal mail is generally insufficient to establish a First Amendment free-speech claim.46 For  41 Liberty Lobby, 477 U.S. at 250-57; Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587-89 (1986). 42 Daniels v. Sch. Dist. of Phila., 776 F.3d 181, 192 (3d Cir. 2015) (quoting Liberty Lobby, 477 U.S. at 252) (alteration in original). 43 Daubert v. NRA Grp., LLC, 861 F.3d 382, 391 (3d Cir. 2017) (quoting Berkeley Inv. Grp. v. Colkitt, 455 F.3d 195, 201 (3d Cir. 2006)). 44 Albright v. Oliver, 510 U.S. 266, 271 (1994) (âThe first step in any [Section 1983] claim is to identify the specific constitutional right allegedly infringed.â); Graham v. Connor, 490 U.S. 386, 394 (1989) (explaining that analysis of a Section 1983 claim requires âidentifying the specific constitutional right allegedly infringed by the challengedâ conduct). 45 Doc. 31 ¶¶ 21-23. 46 See Iwanicki v. Pa. Depât of Corr., 582 F. Appâx 75, 79 (3d Cir. 2014) (nonprecedential) (citing Davis v. Goord, 320 F.3d 346, 351 (2d Cir. 2003)); cf. Nixon v. Secây of Pa. Depât of Corr., 501 F. Appâx 176, 178 (3d Cir. 2012) (per curiam) (nonprecedential) (â[A] single, isolated interference with [an inmateâs] personal mail [is] insufficient to constitute a First Amendment example, a free-speech interference claim often involves a âpattern and practice of opening properly marked incoming [legal] mail outside an inmateâs presenceâ such that it âinterferes with protected communications, strips those protected communications of their confidentiality, and accordingly impinges upon the inmateâs right to freedom of speech.â47 The single incident of rejecting court mail in the instant case simply does not rise to the level of a First Amendment free-speech violation.48 Moreover, Mojica Carrion does not provide any discussion in his brief in opposition as to how his First Amendment rights were violated, instead rehashing his procedural due process argument.49 Accordingly, Mojica Carrionâs free-speech claim must be dismissed pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii) for failure to state a claim upon which relief may be granted. This leaves Mojica Carrionâs access-to-courts and procedural due process claims. The Court will take Defendantsâ Rule 56 challenges to these claims in turn. A. First and Fourteenth Amendment Access-to-Courts Claim Although a prisonerâs constitutional rights are necessarily circumscribed, an inmate still retains First Amendment protections when they are ânot inconsistentâ with prisoner status or with the âlegitimate penological objectives of the corrections  violation.â); see also Bieregu v. Reno, 59 F.3d 1445, 1452 (3d Cir. 1995) (âWe decline to hold that a single instance of damaged mail rises to the level of constitutionally impermissible censorship.â), abrogated on other grounds by Lewis v. Casey, 518 U.S. 343 (1996). 47 Jones v. Brown, 461 F.3d 353, 358-59 (3d Cir. 2006) (citation omitted). 48 As Defendants note, the DOC modified its DC-ADM 803 policy in March 2022 âto require notification to inmates any time their mail is rejected or otherwise not delivered.â See Doc. 46 at 8 n.2 (citing Doc. 46-1). 49 See Doc. 53 at 7-8. system.â50 Under the First and Fourteenth Amendments to the United States Constitution, âprisoners retain a right of access to the courts.â51 Inmates, however, may only proceed on access-to-courts claims in two situations: âchallenges (direct or collateral) to their sentences and conditions of confinement.â52 To establish an access-to-courts claim that is backward-looking in nature,53 the prisoner must demonstrate that â(1) that they suffered an âactual injuryââthat they lost a chance to pursue a ânonfrivolousâ or âarguableâ underlying claim; and (2) that they have no other âremedy that may be awarded as recompenseâ for the lost claim other than in the present denial of access suit.â54 âThe underlying lost or rejected legal claim must be specifically identified and meritorious.â55 Mojica Carrionâs access-to-courts claim fails as a matter of law at the first element. He did not suffer an actual injuryâi.e., a lost chance to pursue a nonfrivolous or arguable underlying claimâdue to SCI Mahanoyâs rejection without notice of the April 20, 2021 order. This is so for two reasons.  50 Wisniewski v. Fisher, 857 F.3d 152, 156 (3d Cir. 2017) (quoting Newman v. Beard, 617 F.3d 775, 781 (3d Cir. 2010)). 51 Monroe v. Beard, 536 F.3d 198, 205 (3d Cir. 2008) (citing Lewis v. Casey, 518 U.S. 343, 346 (1996)). 52 Id. (citing Lewis, 518 U.S. at 354-55). 53 There is also a category of access-to-courts claims that is forward-looking, in which plaintiffs allege that âsystematic official action frustrates a plaintiff or plaintiff class in preparing and filing suits at the present time.â Christopher v. Harbury, 536 U.S. 403, 413 (2002). 54 Monroe, 536 F.3d at 205 (quoting Christopher, 536 U.S. at 415). 55 Allen v. Ripoll, 150 F. Appâx 148, 150 (3d Cir. 2005) (nonprecedential) (citing Christopher, 536 U.S. at 414). First, Mojica Carrion did not lose an opportunity to pursue a claim. Mojica Carrion presented his Brady claim and supporting evidence to the PCRA court, and that court fully considered this claim.56 Mojica Carrion explicitly avers that he filed both Mansoâs January 6, 2015 Guilty Plea and Sentencing transcript and the âDisposition of Chargesâ document with his second PCRA petition.57 This is not a case where a plaintiff was prevented from submitting supporting evidence or from filing a timely appeal. Moreover, Mojica Carrion was able to appeal the PCRA courtâs decision, and the Superior Court rejected his claim on appeal. Nothing prevented Mojica Carrion from arguing in his second PCRA petition or on appeal that the Disposition of Charges form purportedly established an express, pretrial leniency agreement between Manso and the Commonwealth. Second, Mojica Carrionâs Brady claim ultimately lacks merit. Both the PCRA court and the Superior Court rejected it, albeit indirectly. The gravamen of his present argument is that the Disposition of Charges document establishes that Manso and the Commonwealth entered into an express leniency-in-exchange-for-testimony agreement on January 6, 2014 (not January 6, 2015), approximately six months prior to Mojica Carrionâs trial.58 Mojica Carrion maintains that he lost the opportunity to inform the PCRA court that it failed to consider this âsmoking gunâ evidence and to  56 See Doc. 1-1 at 12-15. Although the PCRA court ultimately found Mojica Carrionâs second PCRA petition to be untimely, see id. at 7, it included an extensive discussion on the merits of his Brady claim, see id. at 12-15. 57 See Doc. 31 ¶¶ 5-8; Doc. 45 ¶ 9. 58 See Doc. 53 at 4. seek an evidentiary hearing. The insurmountable problem for Mojica Carrion is that the Superior Court considered and explicitly rejected this argument, instead finding that the entry of the year â2014â on the Disposition of Charges form was a simple scrivenerâs error.59 The record evidence supports this conclusion. The panel explained, [Mojica Carrion] insists that a âDisposition of Chargesâ form filed in Mansoâs case is proof that Manso struck a deal with the Commonwealth before [Mojica Carrion]âs trial. That document states that five counts pending against Manso were dismissed, and is hand-dated January 6, 2014, which was over six months before [Mojica Carrion]âs trial began. However, the handwritten date on the âDisposition of Chargesâ form seems to be a simple mistake. First, the form was time-stamped by the Clerk of Courts on January 6, 2015. Moreover, it states: âThe defendant[,] having been sentenced on Counts 6 [and] 7, ... and[ ] on motion of the District Attorney, Counts 1-5[ ] are dismissed.â [Mojica Carrion]âs PCRA Petition at Exhibit G (emphasis added). Manso pled guilty and was sentenced on January 6, 2015. The docket also indicates that Mansoâs [other] charges were dismissed on January 6, 2015. This record demonstrates that the 2014 date handwritten on the âDisposition of Chargesâ form was simply an error, and that the form was actually completed in 2015.60 The Superior Courtâs reasoning on this issue is thorough and unassailable. The Court additionally observes that Mojica Carrion asserted his Brady claim (including his argument based on the handwritten date on the Disposition of Charges document) in his petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254.61  59 See Mojica-Carrion, No. 803 MDA 2021, 2021 WL 5316150, at *3 n.2. 60 Id. 61 See Mojica-Carrion v. Mason, No. 21-cv-727, 2022 WL 20273672, at *9-11 (E.D. Pa. Mar. 17, 2022), report and recommendation adopted by No. 21-cv-727, 2022 WL 20273574, at *1 (E.D. Pa. May 13, 2022). The claim was again rejected, this time by a federal court.62 In sum, Mojica Carrion cannot establish a Section 1983 access-to-courts claim because he did not lose the opportunity to present a claim and because the underlying claim is frivolous. Summary judgment, therefore, must be granted in Defendantsâ favor on this cause of action. B. Fourteenth Amendment Due Process Claim Mojica Carrion additionally asserts that SCI Mahanoyâs rejection of his legal mail without notice violated his procedural due process rights under the Fourteenth Amendment. Defendants concede that a violation occurred but argue that qualified immunity precludes Section 1983 liability.63 The Court disagrees. âQualified immunity shields federal and state officials from money damages unless a plaintiff pleads facts showing (1) that the official violated a statutory or constitutional right, and (2) that the right was âclearly establishedâ at the time of the challenged conduct.â64 The Court has âdiscretion to decide which of the two prongs of qualified-immunity analysis to tackle first.â65 âA Government officialâs conduct violates clearly established law when, at the time of the challenged conduct, â[t]he contours of [a] right [are] sufficiently clearâ that every âreasonable official would [have understood] that what he is doing violates that  62 See id. 63 See Doc. 46 at 13. 64 Ashcroft v. al-Kidd, 563 U.S. 731, 735 (2011) (citation omitted). 65 Id. right.ââ66 â[C]learly established rights are derived either from binding Supreme Court and Third Circuit precedent or from a ârobust consensus of cases of persuasive authority in the Courts of Appeals.ââ67 Defendants argue that Mojica Carrionâs claims are barred by qualified immunity because the constitutional right which he contends was violated was not clearly established until after the incident underlying his lawsuit. That right, defined âin light of the specific contextâ of this case,68 is the right for a prisoner to receive notice and an opportunity to challenge prison officialsâ rejection of that inmateâs incoming mail.69 Defendants maintain that Vogt v. Wetzel,70 decided on August 9, 2021, clearly established the constitutional right at issue. In that case, the inmate-plaintiff argued that rejection of his incoming mail by prison officials (under DC-ADM 803) without notice of the rejection violated his due process rights.71 The Third Circuit agreed and held that âprisons must notify inmates when their incoming mail is rejected.â72  66 Id. at 741 (alterations in original) (quoting Anderson v. Creighton, 483 U.S. 635, 640 (1987)). 67 Bland v. City of Newark, 900 F.3d 77, 84 (3d Cir. 2018) (quoting Fields v. City of Philadelphia, 862 F.3d 353, 361 (3d Cir. 2017)). 68 See Mack v. Yost, 63 F.4th 211, 228 (3d Cir. 2023) (noting that first step for âclearly establishedâ qualified-immunity prong is to âdefine the right allegedly violated at the appropriate level of specificityâ). 69 Defendants appear to define the right at issue as âthe right to be notified when mail that fails to conform to prison requirements is rejected pursuant to a prisonâs content-neutral policy.â Doc. 46 at 11. Even if the right is defined in this manner, for reasons explained infra, such a right was clearly established before the incident in the case at bar. 70 8 F.4th 182 (3d Cir. 2021). 71 See id. at 185, 186. 72 Id. at 184. However, as Mojica Carrion points out, the United States Supreme Courtâs decision in Procunier v. Martinez73 substantially predates Vogt v. Wetzel and had already established a due process right to notice and an opportunity to challenge a prisonâs rejection of an inmateâs mail. Indeed, while the Vogt panel observed that the liberty interest for prisoners to correspond by mail was âfirst recognized by the Supreme Court in Procunier,â it also found that Procunier mandated that âprisons must provide âminimum procedural safeguardsâ when they âcensor or withhold delivery of a particular letter,ââ and that due process required ânotice and a reasonable chance to challenge the original officialâs decision [to censor or withhold delivery of a particular letter].â74 Thus, Procunier, not Vogt, established a prisonerâs due process right to notice and an opportunity to challenge a prisonâs rejection of that inmateâs incoming mail.75 Vogt simply explained how Procunier applied to the facts of that particular case. Defendantsâ primary argument is that Procunier dealt with censorship based on content and not âa content-neutral rejection policy.â76 This argument, however, was repudiated in Vogt: â[Defendant] contends Procunier applies to censorship cases, while here we consider a content-neutral rejection policy. The trouble with this argument is Procunier identified a liberty interest in corresponding by mail. And just  73 416 U.S. 396 (1976), overruled on other grounds by Thornburgh v. Abbott, 490 U.S. 401 (1989). 74 See Vogt, 8 F.4th at 186 (citing and quoting Procunier, 416 U.S. at 417-19). 75 See Procunier, 416 U.S. at 417-19. 76 Doc. 46 at 13, 14. as a censorship policy constrains correspondence by mail, so too does a rejection policy.â77 In other words, it appears that the Third Circuit has already determined that Procunierâs procedural due process holding is broad enough to encompass a content- neutral rejection policy. Defendants additionally argue that challenges to prison mail policies have typically been analyzed under the rubric of a First Amendment free-expression claim through consideration of the Turner v. Safley78 factors.79 While that may be so (and is likely the result of the plaintiffsâ framing in those cases), Procunier specifically dealt with a Fourteenth Amendment due process challenge to a prison mail policy in addition to a First Amendment free-speech claim.80 And Mojica Carrion undoubtedly asserted a similar Fourteenth Amendment due process claim in his pleadings. Defendants caution that the right at issue should not be âdefined at a high level of generality,â and then posit that âProcunierâs general proposition that an inmate has a liberty interest in communicating by mailâ is insufficient to appropriately define the right for qualified immunity purposes.81 This assertion is sound as far as it goes. However, it overlooks one of the mainâand much more specificâholdings of Procunier: procedural due process requires that withholding delivery of a prisonerâs mail âmust be accompanied by minimum procedural safeguards,â which include  77 Vogt, 8 F.4th at 186 (emphasis supplied) (citing Procunier, 416 U.S. at 418). 78 482 U.S. 78 (1987). 79 See Doc. 46 at 14-15. 80 See Vogt, 8 F.4th at 186 (citing Procunier, 416 U.S. at 415, 419). 81 Doc. 46 at 15. notice of the rejection and an opportunity to challenge it.82 It is difficult to see how Procunierâs due process holding does not clearly establish the constitutional right invoked by Mojica Carrion regarding notice of rejection of his legal mail. Finally, the Court notes that a ârobust consensusâ of Court of Appeals cases from other circuits have held that Procunier clearly establishes a due process right to notice and an opportunity to challenge a prisonâs decision to censor or withhold an inmateâs mail.83 For all these reasons, the Court must deny Defendantsâ assertion of qualified immunity as to Mojica Carrionâs Fourteenth Amendment due process claim. C. Official Capacity Claims Mojica Carrion sued both Defendants in their individual and official capacities.84 However, official capacity claims seeking monetary damages from state officials are barred by Eleventh Amendment sovereign immunity. The Eleventh Amendment to the United States Constitution prevents federal courts from entertaining lawsuitsâby United States citizens or citizens of foreign  82 See Procunier, 416 U.S. at 417-19; Vogt, 8 F.4th at 186. 83 See Miller v. Downey, 915 F.3d 460, 465-66 (7th Cir. 2019); Perry v. Secây, Fla. Depât of Corr., 664 F.3d 1359, 1367-68 (11th Cir. 2011); Bonner v. Outlaw, 552 F.3d 673, 679-80 (8th Cir. 2009) (finding that due process right to notice of prisonâs rejection of legal mail was clearly established by Procunier); Jacklovich v. Simmons, 392 F.3d 420, 433 (10th Cir. 2004); Johnson v. El Paso Cnty. Sheriff's Depât, 51 F.3d 1041, at *5 (5th Cir. 1995) (nonprecedential) (reversing grant of qualified immunity and finding that right to notice and opportunity to challenge prisonâs rejection of an incoming letter was clearly established by Procunier); Martin v. Kelly, 803 F.2d 236, 243 (6th Cir. 1986); Hopkins v. Collins, 548 F.2d 503, 504 (4th Cir. 1977) (per curiam) (finding that the Supreme Court âhas clearly set forth the minimal standards of censorship of prison mail in Procunierâ). 84 See Doc. 31 ¶ 4. statesâbrought against a state.85 This immunity from private suit extends to state agencies as well as state officials acting in their official capacity, because such lawsuits are essentially civil actions âagainst the State itself.â86 States may waive this immunity if they choose, but Pennsylvania has explicitly not waived its immunity with respect to claims brought under Section 1983.87 There are two exceptions to the Eleventh Amendmentâs bar to private suits against nonconsenting states: (1) âCongress may abrogate a stateâs immunityâ and (2) âparties may sue state officers for prospective injunctive and declaratory relief.â88 Mojica Carrion seeks âcompensatory and punitiveâ damages from Defendants.89 His official capacity claims against them, therefore, are barred by Eleventh Amendment sovereign immunity and must be dismissed pursuant to 28 U.S.C. § 1915(e)(2)(B)(iii).90 IV. CONCLUSION Based on the foregoing, the Court will grant in part and deny in part Defendantsâ motion (Doc. 44) for summary judgment pursuant to Federal Rule of  85 U.S. CONST. amend. XI; Idaho v. Coeur dâAlene Tribe of Idaho, 521 U.S. 261, 267-68 (1997); Hans v. Louisiana, 134 U.S. 1, 10 (1890). 86 Will v. Mich. Depât of State Police, 491 U.S. 58, 71 (1989). 87 See 42 PA. CONS. STAT. § 8521(b); Downey v. Pa. Depât of Corr., 968 F.3d 299, 310 (3d Cir. 2020); Betts v. New Castle Youth Dev. Ctr., 621 F.3d 249, 254 & n.5 (3d Cir. 2010) (citing 42 PA. CONS. STAT. § 8521(b)). 88 Wheeling & Lake Erie Ry. Co. v. Pub. Util. Commân of Pa., 141 F.3d 88, 91 (3d Cir. 1998) (emphasis added) (citing, inter alia, Ex parte Young, 209 U.S. 123 (1908)). 89 Doc. 31 ¶ 27. 90 Section 1915(e)(2)(B)(iii) requires dismissal of a claim at any time if the court determines that âthe action or appeal . . . seeks monetary relief against a defendant who is immune from such relief.â 28 U.S.C. § 1915(e)(2)(B)(iii). Civil Procedure 56. The Court will also sua sponte dismiss several of Mojica Carrionâs claims that cannot survive scrutiny under 28 U.S.C. § 1915(e)(2)(B). An appropriate Order follows. BY THE COURT: s/ Matthew W. Brann Matthew W. Brann Chief United States District Judge
Case Information
- Court
- M.D. Penn.
- Decision Date
- July 13, 2023
- Status
- Precedential