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IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF OHIO EASTERN DIVISION ROMAR M. MONTGOMERY, : : Plaintiff, : Case No. 2:19-cv-129 : v. : CHIEF JUDGE ALGENON L. MARBLEY : JAMES WHITMAN, : Magistrate Judge Vascura : : Defendant. : OPINION & ORDER This matter is before the Court on Defendant James Whitmanâs Motion for Summary Judgment. (ECF No. 25). For the following reasons, Defendantâs Motion is DENIED. I. FACTUAL BACKGROUND Plaintiff Romar M. Montgomery brings this Eighth Amendment excessive force suit against Corrections Officer James Whitman related to events that occurred while Plaintiff was incarcerated at Southern Ohio Correctional Facility in Lucasville, Ohio. (ECF No. 3). Montgomery alleges Whitman, along with approximately ten other Corrections Officers (âCOsâ), approached him and a group of inmates on March 3, 2018 and directed them to face the wall. (ECF No. 3 at 5; Montgomery Dep. ECF No. 23-7 at 16:24-17:8). In a Conduct Report written by Whitman after the incident, Whitman said that he was conducting a routine pat-down for contraband. (ECF No. 3 Ex. A). Montgomery testified that the COs had been conducting extra pat-downs because another CO had recently been stabbed. (Montgomery Dep. ECF No. 23- 7 at 12:11-21). He said all the inmates knew what had happened and he was purposefully careful to be on his best behavior during that time. (Id. at 14:1-4). Montgomery testified that he and a group of inmates were stopped on their way to the chow hall by ten COs who âtold us to stop⊠take off your shoes, and put your hands on the wall, and spread your legs.â (Id. at 16:24-17:8). He took off his shoes, put his left arm on the wall, and spread his legs. (Id. at 17:9-13). When Whitman instructed him to place his right arm on the wall, Montgomery testified he kept his left arm on the wall and turned his head to tell Whitman he was unable to place his right arm on the wall because it is deformed. (Id. at 34:21-35:15; 42:1- 8). Montgomery was born with a deformed right arm, which is curved and shorter than his other harm. His ability to move his arm is severely limited. (Id. at 14:21-15:8). He submitted a photo demonstrating the visible deformity in his right arm. (ECF No. 3 at 8). After informing him of his inability to place his right arm on the wall, Montgomery says Whitmanâs grip got tighter and more painful, and Whitman attempted to force Montgomeryâs right arm on to the wall. (Montgomery Dep. ECF No. 23-7 at 34:21-35:9; 41:1-6). Montgomery then claims Whitman slammed him to the ground, put him in a chokehold, and began punching him in the face and eye, knocking out one of his contact lenses. (Id. at 35:11-18; ECF No 3 at 5). Whitman admitted he could tell something was wrong with Montgomeryâs arm before taking him to the ground. (Whitman Dep. ECF No. 23-10 at 9:17-21). He claims he took him to the ground by his shirt, not his arm. (Id. at 7:1-7). Montgomery says after Whitman slammed him to the ground, he felt other COs begin beating him and hitting him in the sides and groin. (ECF No. 3 at 5; Montgomery Dep. ECF No. 23-7 at 35:18-36:8). Montgomery says Whitman kept him in a chokehold while he was on the ground. (Id. at 69:14-21). He says the assault only stopped when a âwhite shirtâ came in and told the officers to get off of him. (Id. at 36:5-8). Whitman then pulled him up and took him to the strip cage. (Id. at 73:3-15). He didnât know any of the COs by name, but he asked for Whitmanâs name when Whitman brought him to the hole and told him he was going to file a report. (Id. at 21:14-19). Montgomery was informed later by another inmate that some of the other COs had beaten him with a nightstick on his sides and groin. (Id. at 82:4-15). After the strip search, a nurse came in and Montgomery showed her two holes in his right arm where Whitman grabbed him, as well as injuries to his face, and asked her to take photos. (Id. 86:6-14). Two photos in the record show Montgomeryâs left eye, which appears red and swollen, and his right arm, which has two visible abrasions. (ECF No. 23-15). Montgomery reported pain in his arm, his eyes, sides, legs, and groin. (Montgomery Dep. ECF No. 23-7 at 88:3-6). He says he kept asking to sit down because his ankle was hurting and was told he could sit when he got to the hole. (Id. at 88:6-11). Following the incident, Montgomery was placed in solitary confinement, or âthe holeâ for nineteen days. (ECF No. 28 at 5). Whitman filed a Conduct Report, claiming Montgomery said âget the fuck off me!â when he began the pat-down, to which he âreacted by placing the inmate on the floor.â (ECF No. 3 Ex. A). He reported that Montgomery was resisting, and that other Corrections Officers assisted in âgain[ing] controlâ of him.â (Id.). Montgomery testified that he never raised his voice or cursed at Whitman, never made any sudden movements, and never attempted to resist. (Montgomery Dep. ECF No. 23-7 at 43:21-45:2). Other COs present during the incident testified that they were only aware of the incident after Montgomery was taken to the ground and did not hear him yell at Whitman prior to being taken to the ground. CO Fri said he responded to the incident after hearing âsqueaking of shoesâ and saw Montgomery and Whitman on the ground. (Fri Dep. ECF No. 23-11 at 6:10-17). He did not recall hearing any yelling. (Id.). CO Pavick was likewise unaware of the reason Montgomery was taken to the ground and could not recall hearing him say anything before that. (Pavick Dep. ECF No. 23-8 at 5:6-19; 9:21-25). (See also Osbourne Dep. ECF No. 23-9 at 16:17-17:4; Cullum Dep. ECF No. 23-5 at 10:2-6). CO Bigham said he responded to a âboomâ and saw Whitman and Montgomery on the ground. (Bigham Dep. ECF No. 23-2 at 15:11-20). He says he heard Montgomery say âget the hell off meâ after he was on the ground with multiple COs restraining him. (Id. at 39:15- 40:2). Montgomery attempted to file a series of administrative complaints during his isolation. (ECF No. 23-21 at 1-2). He objected to his placement in solitary confinement and asked why was he was being punished. He was told his conduct would be reviewed by the Rules Infraction Board (âRIBâ). Montgomery was held for nineteen days and never received a RIB hearing. (Greene Decl. ECF No. 23-25 at ¶ 9). Ultimately, the Warden released him from segregation and âdisposed ofâ his grievance and the conduct report was withdrawn. (Id. at ¶¶ 9, 10). II. PROCEDURAL BACKGROUND Plaintiff Romar M. Montgomery filed a pro se Complaint on January 18, 2019 against Corrections Officer James Whitman, seeking compensatory and punitive damages resulting from the alleged attack by Officer Whitman during a routine pat-down. (ECF No. 3). On January 11, 2020 Defendant filed this Motion for Summary Judgment. (ECF No. 25). Plaintiff, by and through counsel, filed his Response in Opposition to the motion on February 4, 2020 and Defendant filed his Reply on February 18, 2020. (ECF Nos. 28, 30). Defendantâs Motion for Summary Judgment is now ripe for review. III. STANDARD OF REVIEW Federal Rule of Civil Procedure 56(a) provides, in relevant part, that summary judgment is appropriate âif the movant shows that there is no genuine issue as to any material fact and the movant is entitled to judgment as a matter of law.â In evaluating such a motion, the evidence must be viewed in the light most favorable to the nonmoving party, and all reasonable inferences must be drawn in the non-moving partyâs favor. United States Sec. & Exch. Comm'n v. Sierra Brokerage Servs., Inc., 712 F.3d 321, 327 (6th Cir. 2013) (citing Tysinger v. Police Dep't of City of Zanesville, 463 F.3d 569, 572 (6th Cir. 2006)). A fact is deemed material only if it âmight affect the outcome of the lawsuit under the governing substantive law.â Wiley v. United States, 20 F.3d 222, 224 (6th Cir. 1994) (citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)). The nonmoving party must then present âsignificant probative evidenceâ to show that âthere is [more than] some metaphysical doubt as to the material facts.â Moore v. Philip Morris Cos., Inc., 8 F.3d 335, 340 (6th Cir. 1993). The mere possibility of a factual dispute is insufficient to defeat a motion for summary judgment. See Mitchell v. Toledo Hospital, 964 F.2d 577, 582 (6th Cir. 1992). Summary judgment is inappropriate, however, âif the dispute about a material fact is âgenuine,â that is, if the evidence is such that a reasonable jury could return a verdict for the nonmoving party.â Anderson, 477 U.S. at 248. The necessary inquiry for this Court is âwhether âthe evidence presents a sufficient disagreement to require submission to a jury or whether it is so one-sided that one party must prevail as a matter of law.ââ Patton v. Bearden, 8 F.3d 343, 346 (6th Cir. 1993) (quoting Anderson, 477 U.S. at 251-52). It is proper to enter summary judgment against a party âwho fails to make a showing sufficient to establish the existence of an element essential to that partyâs case, and on which that party will bear the burden of proof at trial.â Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). Where the nonmoving party has âfailed to make a sufficient showing on an essential element of her case with respect to which she has the burden of proof,â the moving party is entitled to judgment as a matter of law. Id. (quoting Anderson, 477 U.S. at 250). IV. LAW & ANALYSIS A. Eighth Amendment Excessive Force Claim A prisonerâs claim that he was subjected to the excessive use of force is analyzed under the Eighth Amendment prohibition against cruel and unusual punishment. Bortoli v. Fultz, No. 2:03-CV-0811, 2006 WL 689063, at *2 (S.D. Ohio Mar. 16, 2006) (citing Cornwell v. Dahlberg, 963 F.2d 912 (6th Cir.1992)). The Court is required to assess whether force âwas applied in a good-faith effort to maintain or restore discipline, or maliciously and sadistically for the very purpose of causing harm.â Hudson v. McMillian, 503 U.S. 1, 7 (1992). The âextent of injury suffered by an inmate is one factor that may suggest âwhether the use of force could plausibly have been thought necessary,ââ but the absence of serious injury is not fatal to a prisonerâs excessive force claim. Id. (quoting Whitley v. Albers, 475 U.S. 312, 321 (1986)). There is both an objective and subjective component to Eighth Amendment claims. Cordel v. McKinneyl, 759 F.3d 573, 580 (6th Cir. 2014). The Court must ask both if ââthe officials act[ed] with a sufficiently culpable state of mindâ and if the alleged wrongdoing was objectively âharmful enoughâ to establish a constitutional violation.â Hudson, 503 U.S. at 8 (quoting Wilson v. Seiter, 501 U.S. 294, 298, 303 (1991)). In evaluating the subjective component, courts consider âthe need for application of force, the relationship between the need and the amount of force used, the threat âreasonably perceived by the responsible officials,â and âany efforts made to temper the severity of a forceful response.ââ Id. at 7 (quoting Whitley, 475 U.S. at 321)). The âobjective componentâŠis contextual and responsive to âcontemporary standards of decency.â Id. at 8 (quoting Estelle v. Gamble, 429 U.S. 97, 103 (1976)). âIn the excessive force context⊠[w]hen prison officials maliciously and sadistically use force to cause harm, contemporary standards of decency are always violated.â Id. at 9. Defendant moved for summary judgment, arguing Whitmanâs use of force was applied to maintain discipline, not maliciously to cause harm, and was objectively reasonable under the circumstances. (ECF No. 25 at 16-22). Plaintiff maintains that Defendant has not met his burden of proving there are no disputed material facts, including whether Montgomery verbally informed Whitman that his arm was deformed, whether Whitman saw or had prior knowledge of Montgomeryâs deformed right arm, and whether Montgomery yelled at Whitman or otherwise provoked or resisted the use of force. (ECF No. 28 at 7). This Court finds Defendant has not met his burden for summary judgment on Plaintiffâs excessive force claim with respect to either the subjective or objective components. 1. Subjective Component With respect to the subjective factor, Montgomery has provided sufficient testimony to support his claim that Whitmanâs use of force was out of malice, and not a good faith attempt to restore discipline. Montgomery testified he informed Whitman of his disability, that it was visible to a reasonable person, that Whitman acknowledged he could tell something was wrong with Montgomeryâs arm. (See Montgomery Dep. ECF No. 23-7 at 34:21-35:15, 42:1-8; Whitman Dep. ECF No. 23-10 at 9:17-21). Regarding the first factor, there is a genuine issue of material fact as to whether force was even necessary. Montgomery testified that he did not swear or yell at Montgomery and the other COs present could not confirm Montgomery physically or verbed resisted Whitmanâs orders before being taken to the ground. (Montgomery Dep. ECF No. 23-7 at 43:21-45:2; Fri Dep. ECF No. 23-11 at 6:10-17; Pavick Dep. ECF No. 23-8 at 5:6-19, 9:21-25; Osbourne Dep. ECF No. 23-9 at 16:17-17:4; Cullum Dep. ECF No. 23-5 at 10:2-6; Bigham Dep. ECF No. 23-2 at 15:11- 20). Whitman testified he took Montgomery to the ground because â[h]e c[a]me off the wall quickly.â (Whitman Dep. ECF No. 23-10 at 5:3-4). Montgomery maintains he kept his left arm on the wall and turned his head to inform Whitman why he could not place his right arm on the wall. (Montgomery Dep. ECF No. 23-7 at 34:21-35:9). In his deposition, Whitman summarily denies Montgomeryâs allegations that he grabbed his right arm or punched him in the face. (Whitman Dep. ECF No. 23-10 at 11:2-14). Whitman claims that the video evidence shows the officers âmerely sought to restrain the Plaintiff as quickly as possible.â (ECF No. 25 at 19). No such conclusion is supported by the video, which is taken from the opposite end of the hallway. A group of prisoners can be seen lined up for a pat down, and at one point, a prisoner is thrown to the ground at which point the remaining COs rush over. (ECF No. 23-16). The video is entirely inconclusive with respect to whether Montgomery was complying with or resisting the pat-down, or otherwise provoking the COs before being thrown to the ground. See Cordell v. McKinney, 759 F.3d 573, 583-84 (6th Cir. 2014) (finding âvideotape does not conclusively answer any questionsâ and the court is required to accept Plaintiffâs testimony as true at this stage of the litigation). The Court finds a reasonable jury could accept Montgomeryâs testimony that he explained his inability to comply with the order to put his right arm on the wall, that Whitman was aware Montgomeryâs arm was deformed and unable to be placed on the wall, and that Montgomery did not yell at or resist Whitman to provoke the attack. The second and third factors look at the relationship between the need and amount of force used and whether the threat was reasonably perceived. Even if Defendant could show Montgomery swore at him or was not complying with his order to face the wall, he has failed to show that he perceived Montgomery to be a physical threat or that the amount of force applied was reasonable or proportionate under the circumstances. The Eighth Amendment prohibits âthe wanton and unnecessary infliction of painâ and the imposition of conditions âgrossly disproportionate to the severity of the crime.â Rhodes v. Chapman, 452 U.S. 337, 347 (1981)). Even if Whitman did reasonably perceive Montgomery as not complying with his order to stay on the wall, Montgomery testified that âif you mess up in that situation, theyâre going to tell you what to do. Theyâre going to tell you, hey, keep your hand on the wall, or donât move, or donât turn around, but thatâs about it.â (Montgomery Dep. ECF No. 23-7 at 33:9-13). This Court finds a reasonable jury could conclude that Whitman did not reasonably perceive Montgomery to be a threat for failing to place his deformed arm against the wall or even swearing at him (which Montgomery denies), and that slamming him to the ground, placing him in a chokehold, and punching him in the face was an excessive use of force. Finally, there is no evidence to support Whitmanâs claim that he âclearly attempted to temper the situation.â (ECF No. 25 at 21). He claims his verbal request for Montgomery to put his arm on the wall was his attempt to temper the situation before using force. (Id.). But the proper inquiry is whether Whitman made any effort to temper the severity of the force used. Hudson, 503 U.S. at 7. Whitman has not demonstrated that made any efforts to temper the severity of his use of force proportionate to the situation at hand. Even if Montgomery failed to comply with the order to face the wall, Defendant has not demonstrated his use of force was proportionate or even necessary to control Montgomery. See Cordell, 759 F.3d at 583-84 (finding there was âno evidenceâ that the officer âmade any effort to moderate the forced he usedâ other than his âbare assertion that he used the minimum amount of force necessary to control [Plaintiff]â). Thus, the Court finds Whitman has not met his burden of proving there are no disputed material facts with respect to the subjective component of the Eighth Amendment analysis. 2. Objective Component With respect to the objective component, the Court holds Montgomery has put forward sufficient evidence to demonstrate Whitman acted unreasonably and violated contemporary standards of decency when he tackled Montgomery and hit him in the face. In his Motion, Whitman focuses on the lack of serious injury Montgomery sustained in the altercation. (ECF No. 25 at 21-22). He argues âPlaintiff suffered two minor abrasions and no other physical injuryâ and concludes his injuries were merely de minimis and thus do not rise to a constitutional violation. (Id.). The Supreme Court has made clear that the de minimis inquiry is âbased on the nature of the force rather than the extent of the injury.â Wilkins v. Gaddy, 559 U.S. 34, 34 (2010). The Court in Wilkins reaffirmed its holding in Hudson that âsignificant injuryâ is not a threshold requirement for an excessive force claim and the âcore judicial inquiryâ is âwhether force was applied in a good-faith effort to maintain or restore discipline, or maliciously and sadistically to cause harm.â Id. at 37 (quoting Hudson, 503 U.S. at 7). The exclusion of de minimis uses of force from constitutional protection contemplated by the Court may be a âpush or shove that causes no discernable injury.â Id. at 38 (internal citations omitted). This Court finds the record contains supporting evidence that Whitman applied more than a de minimis use of force. Montgomery alleges, and Whitman does not dispute, that Whitman tackled Montgomery to the ground and, along with other Corrections Officers, hit him repeatedly in his face and body. Whitman further maintains that he ânever allegedly struck Plaintiff anywhere except the face,â and that any strikes to Plaintiffâs body were administered by other officers. (ECF No. 30 at 5). Even if Whitman could demonstrate he indisputably only struck Plaintiff in the face and not his body, this does not render the use of force de minimis. Montgomeryâs testimony claims much more than a âpush or shove.â Wilkins, 559 at 38. Rather, he claims Whitman pulled him by his deformed right arm, leaving marks, and slammed him to the ground. (ECF No. 3 at 5; Montgomery Dep. ECF No. 23-7 at 35:11-18). He says Whitman beat him repeatedly and hit him in the face so hard that his contact was knocked out. (Id.). The record reflects Montgomery received a medical examination in which he reported pain in his groin, pain on the left side of his face, and abrasions on his right arm. (ECF No. 23-17 at 38). Courts have recognized similar uses of force can rise to the level of Eighth Amendment violations, even when resulting injuries may not be severe. See, e.g., Hudson, 503 U.S. at 4 (Hudson testified McMillian punched him âin the mouth, eyes, chest, and stomachâ and he suffered âminor bruises and swelling of his face, mouth, and lipâ and cracked his dental plate); Wilkins, 559 U.S. at 38 (âWilkins alleged that he was punched, kicked, kneed, choked, and body slammed âmaliciously and sadisticallyâ and â[w]ithout any provocationââ); Williams v. Curtin, 631 F.3d 380, 384 (6th Cir. 2011) (plaintiff alleged injuries of âcoughing and shortage of oxygenâ in response to officerâs use of a chemical agent to disable him); Bortoli, 2006 WL 689063, at *2 (plaintiff alleged officer âyelled at him, poked him in the face and forehead, threatened to injure him, grabbed him by the neck, choked him, and shook his headâ). The fact that a prisoner had âthe good fortune to escape without serious injuryâ does not render use of force de minimis. Wilkins, 559 U.S. at 38. Focusing on the nature of the force applied, as the Supreme Courtâs jurisprudence requires, this Court finds Montgomery has put forth sufficient evidence such that a reasonable jury could conclude Whitman was âgratuitously beatenâ out of malice, rather than good faith, such that the use of force offends contemporary standards of decency. Id.; see also Hudson, 503 U.S. at 8. Therefore, Whitman is not entitled to summary judgment on Plaintiffâs excessive force claim. B. Damages Plaintiff seeks $100,000 in compensatory damages for âpain and sufferingâ and $100,000 in punitive damages for âevil motive and intentâ from the incident with Whitman. (ECF No. 3 at 7). Defendant moved for summary judgment on both claims, arguing Montgomery does not meet the standard for compensatory damages under the Prison Litigation Reform Act (âPLRAâ) and the Eighth Amendment. (ECF No. 25 at 27-28). Defendant further argues that Plaintiffâs punitive damages claim does not meet the Section 1983 standard because he has not demonstrated Whitman acted with malicious intent or callous indifference. (Id. at 29). 1. Compensatory Damages 42 U.S.C. § 1997e(e) provides: âNo Federal civil action may be brought by a prisoner confined in a jail, prison, or other correctional facility, for mental or emotional injury suffered while in custody without a prior showing of physical injury.â This statute applies to Eighth Amendment claims for emotional or mental damages. See, e.g., Jarriett v. Wilson, 162 Fed. Appx. 394, 400 (6th Cir. 2005). The PLRA does not include a statutory definition of âphysical injury.â 42 U.S.C. § 1997e(e). Courts have found the requisite injury âmust be more than de minimisâ but âneed not be significant.â Braswell v. Corr. Corp. of Am., 419 F. Appâx 622, 626-27 (6th Cir. 2011). Whitman argues âPlaintiff suffered only two minor abrasions and never sought follow-up medical careâ and this is de minimis. (ECF No. 25 at 28). Plaintiff responds that his injuries are more than de minimis under Hudson and its progeny. Taking his testimony as true, Whitman grabbed him by his disabled arm, threw him to the ground, put him in a chokehold, and repeatedly hit him in the face, knocking out his contact lens. (See ECF No. 28 at 19; Montgomery Dep. ECF No. 23-7 at 35:11-18). He says he experienced pain in his arm, his eyes, sides, legs, and groin for several weeks after the incident. (Montgomery Dep. ECF No. 23-7 at 88:3-6; 90:12-16). As this Court explained above, Montgomery as alleged injuries âare similar in kind and degree to other injuries that have been found to violate a prisoner's Eighth Amendment rights.â Id. 627. See also Hudson, 503 U.S. at 4; Wilkins, 559 U.S. at 38. Thus, he has likewise met the standard to survive summary judgment on his claim for compensatory damages. 2. Punitive Damages The Supreme Court has held, âa jury may be permitted to assess punitive damages in an action under § 1983 when the defendantâs conduct is shown to be motivated by evil motive or intent, or when it involves reckless or callous indifference to the federally protected rights of others.â Smith v. Wade, 461 U.S. 30, 56 (1983). The Court made clear this standard applies âeven when the underlying standard of liability for compensatory damages is one of recklessness,â noting â[t]here has never been any general common-law rule that the threshold for punitive damages must always be higher than that for compensatory liability.â Id. at 53, 56. See also King v. Zamiara, 788 F.3d 207, 217 (6th Cir. 2015) (âpunitive damages are also appropriate when a defendant's action involves even reckless disregard of the plaintiff's rightsâ). Defendant cannot establish that Whitman acted without malicious intent or reckless disregard for Montgomeryâs rights. The Eighth Amendment standard requires a showing that Defendant acted with the purpose of inflicting harm. See Hudson, 503 U.S. at 7. As this Court explained above, Plaintiff has at least demonstrated a triable issue of fact regarding Whitmanâs motive. It is thus up to the factfinder to consider whether to exercise their discretion in granting punitive damages. Zamiara, 788 F.3d at 217-18. C. Immunity 1. Eleventh Amendment Sovereign Immunity Defendant argues that, to the extent Plaintiffâs claims against him for monetary damages can be construed as a suit against him in his official capacity, it is barred by the Eleventh Amendment. (ECF No. 25 at 25). See Will v. Michigan Depât of State Police, 491 U.S. 58, 71 (1989) (the Eleventh Amendment bars suits against the state and a suit against a state official in his official capacity for money damages is considered a suit against the state itself). The Eleventh Amendment bars federal lawsuits for money damages against the state, unless the state has waived sovereign immunity. See, e.g., Wolfel v. Morris, 972 F.2d 712, 718 (6th Cir. 1992) (âa suit for damages against a state official in his or her official capacity cannot be maintained pursuant to § 1983â). Plaintiff does not contest that Defendant would be immune from suit in his official capacity under the Eleventh Amendment, but maintains that Defendant was sued in his individual capacity and had sufficient notice of such. (ECF No. 28 at 20). The Sixth Circuit has applied a âcourse of proceedingsâ test to determine whether a Defendant was on notice that they were being sued in their individual capacity; failure to state explicitly whether a defendant is sued in their individual capacity âis not fatal if the course of proceedings otherwise indicates that the defendant received sufficient notice.â Moore v. City of Harriman, 272 F.3d 769, 772 (6th Cir. 2001). The Court may look to subsequent motions by Plaintiff as well as later pleadings, such as response motions, to determine whether proper notice has been given. Id. at 772-774 (â[e]ven assuming the complaint itself failed to provide sufficient notice, Moore's response to the officers' motion to dismiss clarified any remaining ambiguityâ); See also Abdur-Rahman v. Michigan Dep't of Corr., 65 F.3d 489, 491 (6th Cir. 1995) (holding Plaintiffâs response to Defendantâs summary judgment motion gave sufficient notice that Defendant was sued in his individual capacity). Applying the course of proceedings test, this Court finds Plaintiff has given sufficient notice that Defendant is being sued in his individual capacity. Plaintiff admits that he did not make explicit in his Complaint that he was suing Whitman in his individual capacity, but as this Circuit has made clear, this is not fatal to his Complaint. (ECF No. 28 at 19-22); Moore, 272 F.3d at 772. The Court looks to the elements of Plaintiffâs Complaint and subsequent filings for context regarding the capacity in which Defendant was sued. Here, Mr. Montgomery filed suit against Whitman for an assault. (ECF No. 3). The nature of his claims suggest that Whitman acted outside the course of his official duties. He also seeks monetary damages which, though not dispositive, is highly indicative that the suit is against Whitman in his individual capacity. See Moore, 272 F.3d at 773 (citing ShoshoneâBannock Tribes v. Fish & Game Comm'n of Idaho, 42 F.3d 1278, 1284 (9th Cir.1994) (presuming individual liability when complaint seeks money damages from state officials)); See also Shepherd v. Wellman, 313 F.3d 963, 969 (6th Cir. 2002) (âthe request for monetary damages is one factor that might place an individual on notice that he is being sued in his individual capacityâ). Defendant takes issue with this Circuitâs holdings in Moore and Abdur and goes to great lengths to warn of their expansion, relying heavily on the dissenting opinion in Moore. (ECF No. 30 at 16-17). This Court is unpersuaded by Defendantâs argument that this test does not provide substantial justice for defendants and allows plaintiffs to belatedly salvage deficient pleadings. (Id.). The âcourse of proceedingsâ test looks at the totality of plaintiffâs claims as well as subsequent filings, recognizing it would be unjust to hold plaintiffs, especially inmates proceeding without counsel, to a requirement that they recite the phrase âindividual capacityâ verbatim in their initial complaint. In this case, the indicators in Plaintiffâs original Complaintâ including the nature of his excessive force claim and his request for money damagesâas well as his explicit clarification in his Response motion, together are sufficient to give Defendant notice that he is being sued in his individual capacity pursuant to the âcourse of proceedingsâ test. 2. Qualified Immunity Whitman argues that, to the extent he has been sued in his individual capacity, he is entitled to summary judgment on qualified immunity. (ECF No. 25 at 27). Qualified immunity âprotects government officials from liability for civil damages unless a plaintiff pleads facts showing (1) that the official violated a statutory or constitutional right, and (2) that the right was âclearly establishedâ at the time of the challenged conduct.â Wood v. Moss, 572 U.S. 744, 757 (2014). An official may âbe held personally liable for civil damages for unlawful official action if that action was not objectively reasonable in light of the legal rules that were âclearly establishedâ at the time it was taken.â Gardenhire v. Schubert, 205 F.3d 303, 311 (6th Cir. 2000) (citing Anderson v. Creighton, 483 U.S. 635, 639 (1987)). In demonstrating that a right was clearly established, courts âdo not require a case directly on point, but existing precedent must have placed the statutory or constitutional question beyond debate.â Mullenix v. Luna, 136 S. Ct. 305, 308, 193 L. Ed. 2d 255 (2015) (quoting Ashcroft v. al-Kidd, 563 U.S. 731, 731 (2011)). Whitman argues that he is entitled to qualified immunity because he was acting within his discretionary authority and he did not act objectively unreasonably in light of a clearly established constitutional right. (ECF No. 25 at 27). He argues that the evidence demonstrates Montgomery resisted his orders to face the wall and âput his arm out.â (Id.). Thus, he maintains his decision to take Montgomery to the ground in order to gain control of him was not objectively unreasonable. (Id.). As explained above, Montgomery disputes Whitmanâs versions of events as well as the reasonableness of his response. He responds that Whitman âis asking the Court to ignore all conflicting testimony and conclude his actions were reasonable.â (ECF No. 28 at 18). The Court finds the constitutional prohibition on excessive force was clearly established, and that Plaintiff has alleged sufficient facts to support his version of events to survive summary judgment. The Supreme Court has made clear that the âcore judicial inquiryâ under the Eighth Amendment for excessive force claims is âwhether force was applied in a good-faith effort to maintain or restore discipline, or maliciously and sadistically to cause harm.â Wilkins v. Gaddy, 559 U.S. 34, 37 (2010) (quoting Hudson, 503 U.S. at 7). In Wilkins, the Supreme Court reversed the lower courtâs dismissal of a prisonerâs complaint, noting that Wilkins alleged âhe was punched, kicked, kneed, choked, and body slammed âmaliciously and sadisticallyâ and â[w]ithout any provocation.ââ Id. at 38. Montgomery likewise alleges Whitman slammed him to the ground, injured his disabled arm, and punched him repeatedly, leading other COs piled on and continue hitting him and beating him with a nightstick. (ECF No. 3 at 5). The summary judgment standard requires viewing the facts in the light most favorable to the non-moving party. See Sierra Brokerage Servs., 712 F.3d at 327. â[S]ummary judgment would not be appropriate if there is a factual dispute (i.e., a genuine issue of material fact) involving an issue on which the question of immunity turns.â Poe v. Haydon, 853 F.2d 418, 426 (6th Cir. 1988). When âthe question of qualified immunity turns on disputed factsâŠâthe jury, not the judge, must determine liability.ââ Green v. Throckmorton, 681 F.3d 853, 866 (6th Cir. 2012) (quoting McKenna v. Edgell, 617 F.3d 432, 437-38 (6th Cir. 2010)). The Court finds Plaintiff has, at the very least, established a genuine issue of material fact as to the reasonableness of Whitmanâs use of force and whether the force was applied maliciously, rather than a good faith effort to restore discipline. Montgomery maintains that he complied with Whitmanâs order to put his arms on the wall to the best of his ability, that Whitman was aware his arm was deformed and could not be placed on the wall, and that he did not yell or curse at him or otherwise resist the pat-down. There are facts in the record to support Montgomeryâs contention that Whitman applied force out of malice rather than with good faith to restore discipline. Whitman testified he was aware something was wrong with Montgomeryâ ⥠arm before taking him to the ground. (Whitman Dep. ECF No. 23-10 at 9:17-21). He said the reason he took Montgomery to the ground was because he came off the wall quickly. U/d. at 5:4). A reasonable jury could conclude Whitman reacted out of malice and anger toward Montgomeryâs perceived noncompliance with his direction to get on the wall, not because force was actually needed to control him. The Court concludes Plaintiff has put forward sufficient evidence such that a reasonable jury could accept his version of events and conclude Defendantâs actions were unreasonable and in violation of Plaintiffâs clearly established constitutional rights to be free from excessive force. V. CONCLUSION For the foregoing reasons, Defendantâs Motion for Summary Judgment is DENIED. IT ISSO ORDERED. Zl ZL Mee fa CHIEF UNITED STATES DISTRICT JUDGE DATE: September 3, 2020 18
Case Information
- Court
- S.D. Ohio
- Decision Date
- September 3, 2020
- Status
- Precedential