AI Case Brief
Generate an AI-powered case brief with:
đKey Facts
âď¸Legal Issues
đCourt Holding
đĄReasoning
đŻSignificance
Estimated cost: $0.10â$0.50 per brief, depending on opinion length and retries
Full Opinion
MEMORANDUM OF DECISION RE: Masimoâs Motion for Summary Judgment of Noninfringement of U.S. Patent 4,934,372 PFAELZER, District Judge. Background Plaintiffs Nellcor Puritan Bennett, Inc. and Mallinckrodt, Inc. (collectively âNell-corâ) and Defendant Masimo Corporation (âMasimoâ) are engaged in manufacturing and selling equipment used in pulse oxime-try. Pulse oximetry involves measuring a patientâs heart and lung function via a noninvasive procedure that calculates pulse and arterial blood oxygen saturation. A pulse-oximeter includes a photo-emitter that sends light through a patientâs tissue, a photodetector that measures the light transmitted through the tissue, and a monitor that computes the patientâs blood oxygen saturation from the measured data. Nellcor alleges that Masimo infringes U.S. Patent No. 4,934,372 (the â â372 patentâ). 1 Nellcor attempted to assert this patent in another case before this Court, Mallinckrodt, Inc. et al. v. Masimo Corp. (CV-00-6506) (âthe Consolidated Casesâ). On July 15, 2002, this Court denied Nellcor leave to add the alleged infringement of the â372 patent to its Complaint in the Consolidated Cases. In this action, Nell-cor asserts the infringement claims relating to the â372 patent that they were not permitted to bring into the Consolidated Cases. On December 1, 2003 Masimo filed a Motion for Summary Judgment supported by a memorandum (âMasimo Mot.â) and declarations (âLateef Decl.â and âDiab Deckâ (filed under seal)). Nellcor filed its Opposition (âNellcor Opp.â (filed under seal)) and declaration (âCorenman Deckâ (filed under seal)) on December 18, 2003. On January 5, 2003, Masimo filed a Reply and declaration (âOldham Deckâ). The Court heard this Motion on January 12, 2003, and took the matter under submission. For the reasons outlined below, this Court GRANTS Masimoâs Motion for Summary Judgment for non-infringement. Technology I. Patent Claims at Issue Both the claims of Masimo and of Nell-cor relate to the pulse oximeter. Nellcor asserts that Masimoâs products, including, without limitation, Masimoâs RadicalTM and Rad-9TM pulse oximeters and MS circuit boards, infringe Claims 1, 2, 20 and 21 of Nellcorâs â372 patent. Claims 1 and 20 are independent claims. A. Claim 1 Claim 1 claims âa method for calculating the amount of a blood constituent from the blood flow characteristics of a patient.â â372 patent col. 59: 19-21. Claim 1 *927 includes the element of âprocessing the time-measure collectively to determine a composite waveform ... so that the aperiodic information is attenuated and filtered from the composite.â Id. at 34-40 (emphasis added). Claim 1 also includes a method for determining oxygen saturation that âcalculates] the amount of blood constituent from the relative maximum and minimum amplitude of the composite periodic waveforms of the detected wavelengths.â Id. at 41-44 (emphasis added). B. Claim 20 Claim 20 includes similar limitations, but is structured in a means-plus-function format, where the functions are the steps of Claim 1. II. Removal of Aperiodic Noise Claims 1 and 20 of â372 require a specific software routine for filtering out noise from the signals and then calculating oxygen saturation. Nellcor claims that the software routine used in Masimoâs oxime-ters, the chirp-z routine, causes Masimoâs oximeters to infringe. The chirp-z routine transforms patient signals from the time domain into the frequency domain. 2 Nell-cor contends that Masimoâs chirp-z routine infringes the â372 patent because it involves the same processes as used in the â372 patent to reduce the aperiodic information from the signals. Specifically, Nellcor alleges that the transformation from time to frequency domain in Masimoâs patent involves the âsum[mation] of amplitudes of the periodic signal at the periodic frequency, while spreading the amplitude of the aperiodic information across the frequency spectrum.â Nellcor Opp. at 7. Nellcor alleges that the âaperiodic information is reduced in comparison to the desired, periodic information.â Id. This process is identical to that Nellcor claims as its own. Masimo disagrees with Nellcor, and asserts that Masimoâs products do not infringe because Nellcorâs â372 patent requires that the aperiodic information be âreduced and removedâ prior to calculation, whereas Masimoâs patent does not. Masimo further alleges that it does not use the minimum amplitude or zero-frequency measure in the calculation of oxygen saturation, while the Nellcor patent requires the use of both the maximum and the minimum amplitudes in the calculation. Standard of Review Summary judgment is appropriate when the submissions show that âthere is no genuine issue as to any material fact and ... the moving party is entitled to a judgment as a matter of law.â Fed.R.Civ.P. 56(c); Celotex Corp. v. Catrett, 477 U.S. 317, 322-26, 106 S.Ct. 2548 , 91 L.Ed.2d 265 (1986). The moving party, Masimo for this Motion, âbears the burden of demonstrating the absence of genuine issues of material fact.â Conroy v. Reebok Intâl, Ltd., 14 F.3d 1570, 1575 (Fed.Cir.1994). In reviewing Masimoâs motion for summary judgment of non-infringement, the Court must draw all reasonable inferences in favor of Nellcor. Overhead Door Corp. v. Chamberlain Group, Inc., 194 F.3d 1261, 1270 (Fed.Cir.1999). Analysis In any infringement analysis, the court must first determine the legal scope and meaning of the disputed claim terms. The court must then compare the accused device to the properly construed claims, to see whether the accused device contains all the limitations, either literally or by equivalents, that are in the claimed invention. *928 Johnson Worldwide Assocs., Inc. v. Zebco Corp., 175 F.3d 985, 988 (Fed.Cir.1999); Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed.Cir.1996). The absence of a single claim limitation or its equivalent in the accused combination precludes infringement. Laitram Corp. v. Rexnord, Inc., 939 F.2d 1533, 1535 (Fed.Cir.1991). If a court does not find infringement of the independent claims, then a court may not find infringement of the dependant claims, either. See Wahpeton Canvas Co. v. Frontier, Inc., 870 F.2d 1546, 1553 (Fed.Cir.1989). I. Claim Construction A. Legal Scope and Meaning Claim construction is a question of law for the court. See Markman v. Westview Instruments, Inc., 517 U.S. 370, 390 , 116 S.Ct. 1384 , 134 L.Ed.2d 577 (1996); Cybor Corp. v. FAS Techs., Inc., 138 F.3d 1448, 1454 (Fed.Cir.1998) (en banc). When interpreting claims of the patent, the Court should begin by considering the words of the claim. See K-2 Corp. v. Salomon S.A., 191 F.3d 1356, 1364 (Fed.Cir.1999); Vitronics Corp., 90 F.3d at 1582 . The Federal Circuit has explained that in construing claims âthe analytical focus must begin and remain centered on the language of the claims themselves, for that is the language that the patentee chose to use to particularly point out and distinctly claimâ as the subject matter for his/her invention. Texas Digital Sys., Inc. v. Telegenix, Inc., 308 F.3d 1193, 1202 (Fed.Cir.2002), cert. denied, â U.S. -, 123 S.Ct. 2230 , 155 L.Ed.2d 1108 (2003) (quoting 35 U.S.C. § 112 ). The Federal Circuit imposes a âheavy presumption that the claim term carries its ordinary and customary meaning.â CCS Fitness, Inc. v. Brunswick Corp., 288 F.3d 1359, 1366 (Fed.Cir.2002) (internal quotations omitted). Dictionaries, encyclopedias, and treatises are âparticularly useful resources to assist the court in determining the ordinary and customary meanings of claim terms.â Texas Digital Sys., Inc., 308 F.3d at 1202 . If the dictionary provides more than one meaning, then the Court should look to the intrinsic record (that is, the claims, specification, and prosecution history) to determine which definition is applicable and appropriate given the context. See Texas Digital Sys., Inc., 308 F.3d at 1203 ; CCS Fitness, Inc., 288 F.3d at 1366 (explaining permissible use of intrinsic evidence); see also Ferguson Beauregard/Logic Controls div. of Dover Res., Inc. v. Mega Systems, LLC, 350 F.3d 1327, 1338 (Fed.Cir.2003) (âDictionary definitions, while reflective of the ordinary meanings of words, do not always associate those meanings with context or reflect the customary usage of words by those skilled in a particular art.â). The Federal Circuit has delineated four instances where the a claim term will not be given its ordinary meaning: (1) if the patentee acted as his own lexicographer and clearly set forth a definition of the disputed claim term in the specification or prosecution; (2) if the intrinsic evidence shows that the patentee distinguished that term from prior art on the basis of a particular embodiment, expressly disclaimed subject matter, or described a particular embodiment as important to the invention; (3) if the term chosen by the patentee âso deprives the claim of clarityâ as to require resort to the other intrinsic evidence for a definite meaning; and (4) if the claim is a means-plus-function format. CCS Fitness, Inc., 288 F.3d at 1366-67 . B. Claim Term Construction: Nell-corâs â372 Patent Claim Terms 1. âATTENUATED AND FILTERED FROMâ The phrase âATTENUATED AND FILTERED FROMâ (Claim 1) is con *929 strued by the Court to mean reduced and removed. This Court declines to adopt Nellcorâs interpretation of the limitation, which is âreduced in comparison to the desired information.â Accepting Nellcorâs interpretation would oblige this Court to construe the claim in a way such that âno removal or reductionâ of any aperiodic information (that is, noise) is required. See Nellcor Opp. at 2. Nellcor asserts, instead, that aperiodic information is âspread across the time frame of the composite waveform,â thus âreduc[ing] in comparisonâ its magnitude to that of the âdesired, periodic information.â Id. at 3. This Court finds that such an interpretation is contradictory to both the terms of the patent and the file history. a. Ordinary and Customary Meaning Websterâs dictionary defines âattenuateâ as âto lessen the amount, force or value ofâ (Websterâs Third New Intâl Dictionary (âWebsterâsâ), Lateef Decl., Ex. 9 at 3); the IEEE Dictionary defines âattenuateâ as âa decrease in signal magnitude between two points or between two frequencies.â The Authoritative Dictionary of IEEE Standards Terms (âIEEE Dictionaryâ), Lateef Decl., Ex. 10 at 3 (emphasis added). Similarly, Websterâs dictionary defines âfilterâ as âa device or material for suppressing or minimizing waves or oscillations of certain frequencies passing through it without greatly altering the intensity of others.â Websterâs at 3. The IEEE Dictionary defines filter as (1) âa transducer for separating waves on the basis of their frequency ...;â and (2) âa device or program that separates data, signals, or materials in accordance with specified criteria.â IEEE, Ex. 10, at 5. The IEEE Dictionary also provides a definition requiring that a filter âeliminate a portion of the signal.â Id. In deciding which dictionary definition to apply, the Federal Circuit instructs this Court to look at the intrinsic evidence and decide which definition best fits within the context of the patent. Nellcor claims that its purported interpretation of âattenuated and filtered fromâ as âreduced in comparisonâ is âconsistent with the ordinary meaning of those terms to one of ordinary skill in the art.â Nell-cor Opp. at 12. To prove this, Nellcor relies upon the IEEE definition for the meaning of âattenuate.â See IEEE Dictionary, Ex. 10 at 3 (âa decrease in signal magnitude between two points or between two frequenciesâ). Nellcor asserts that attenuation is used in the â372 patent to explain the process whereby the âaperiodic information is decreased in magnitude in relation to the periodic information.â Nellcor Opp. at 12. Masimo contends that by inserting the words âin relation toâ into their application of the definition to the â372 patent, Nellcor has altered the IEEE Dictionary definition to support its own âreduced in comparisonâ language. Masimo asserts that such a manipulation is neither supported by case law nor by the patent itself. Instead Masimo claims this Court should rely more heavily upon Websterâs definition of attenuate, which is âto lessen the amount force or value of.â Masimo Mot. at 11. This Court finds that both the IEEE Dictionary and the Websterâs definitions are relevant in construing the term âattenuateâ given the context of the â372 patent. Regardless of the source this Court chooses to apply, the result is the same, as both definitions indicate that âattenuateâ implies reduction â and perhaps even âreduction in comparison.â Nonetheless, this Court does not adopt Nellcorâs construction of reduced in comparison, because doing so would render this claim construction *930 analysis incomplete, as only one of the two terms would be construed. In construing the word âfilterâ Nellcor relies upon the Websterâs definition of âfilterâ as âa device or material for suppressing or minimizing waves or oscillations of certain frequencies passing through it without greatly altering the intensity of others.â Websterâs at 3. Nellcor explains that this definition is consistent with the use of the term âfilteredâ in the â372 patent because âaperiodic information [is] being spread across the frequency spectrum, such that its magnitude is decreased or minimized, in relation to the periodic information.â 3 Again, Masimo objects to Nellcorâs insertion of the words âin relationâ into the interpretation. Masimo, instead asserts that âfilterâ means âremoved.â In coming to this conclusion, Masimo relies heavily upon Websterâs definition of the verb âto filter.â Masimo Mot. at 11. Websterâs defines âto filterâ as âto remove ... by means of a filter.â Websterâs, Lateef Decl., Ex. 9, at 5. This Court was not ⢠immediately convinced that âfilterâ means âremove.â First, as Nellcor points out, the definition upon which Masimo relies reads in full: âto remove from a fluid by means of a filter.â Websterâs, Lateef Decl., Ex. 9, at 5 (emphasis added). Thus, as Nellcor asserts, this definition may not be completely relevant to the technology at issue in this case. Second, none of the definitions mentioned above clearly indicates that filter means âremove.â Nonetheless, in considering the complete picture â including the claim language, the specification, and the file history â this Court ultimately agrees with Masimo and concludes that filter in this context means remove, and that the phrase âattenuate and filterâ means reduce and remove. b. Claim Language The language at issue claims a process whereby âaperiodic information present in the time-measure is attenuated and filtered from the composite.â â372 patent, col. 1:38-40. The law assumes that Nellcor chose those particular words in the claim for a particular purpose. The fact that Nellcor chose to use both attenuate and filter â side-by-side, in the same phraseâ to describe this process indicates that these words carry unique meanings. If this Court were to adopt Nellcorâs construction, then the words âattenuateâ and âfilterâ would lose their individuality and purpose, since either word, taken on its own, could be construed to mean âreduce in comparison.â Similarly, Nellcorâs interpretation is incomplete. The words âattenuateâ and âfilterâ and the phrase âattenuated and filtered fromâ need to be considered within the context of the language of the claim. Claim 1 of the â372 patent claims (in pertinent part): âprocessing the time-measure collectively to determine a composite ... so that the aperiodic information present in the time-measure is attenuated and filtered from the composite; and thereafter calculating-â â372, col 59:34-40. In breaking down the language of the claim, Nellcor appears to be claiming a two-step process: (1) the formation of the composite and (2) the calculating step. Nellcor itself does not contest the fact that aperiodic information is removed 'prior to the calculating step. See Nellcor Opp. at 2 (âDesired periodic portions of the composite signal are selected for further processing and use[d] in calculating oxygen *931 saturation, thereby removing the aperiodic information from the composite signal.â) (emphasis added). Thus, as Nellcor explains, the aperiodic information must be removed at some point between the formation of the composite and the calculating step. The claim language itself only leaves one point at which that removal could occur: filtration. Therefore, the claim language read in context clearly supports a construction of âattenuated and filteredâ that means reduced and removed. Further, by adopting Masimoâs interpretation of âreduce and removeâ both attenuate and filter retain meaning and purpose. The two words work in conjunction to describe a complete process whereby aperiodic information is attenuated (reduced) and filtered (removed). Finally, the placement of the word âfromâ â in the phrase âattenuated and filtered fromâ â is quite telling as well. Nellcorâs word choice implies that something is taken or removed from, rather than merely reduced in comparison. This notion is further explained and clarified when viewed in the context of the language in the specification as well as the file history. c. Specification For additional support of the âreduced and removedâ construction, Masimo cites several parts of the â372 patent specification where the terms âattenuatedâ and âfilteredâ mean reduced and removed. For example, column 7 of the patent states that the process creates a composite waveform âfrom which noise, spurious signals, and motion artifact, have been filtered out.â â372 at 7:33-38. âFiltered outâ in this context clearly supports a construction that implies removal. d. File History: The file history of â372 patent provides the strongest support for the conclusion that âattenuated and filteredâ means reduced and removed. The record of the prosecution clearly indicates that one of the characteristics distinguishing the â372 patent from the prior art (the New, Jr. Patent) is that the â372 patent requires the removal of aperiodic information prior to the calculation of oxygen saturation in the blood, while the prior art did not. See Examinerâs Report, Lateef Deck, Ex. 1 at 208-211. Specifically, Nellcor argued to the PTO: âIn contrast to the New [,Jr.] patent, [Nellcorâs] application teaches that by collecting and collectively processing time-measures to obtain a composite waveform from which aperiodic information is removed ... one does not need to examine pulse against confidence criteria or to determine whether that pulse is a periodic or aperiodic pulse before the blood constituent can reliably and accurately be determined.â Id. at 210-11 (emphasis added). The prior art required the examination of each pulse against confidence criteria; Nellcor urges that the importance of its argument to the PTO was not to emphasize the removal of aperiodic information, but rather to claim the improvement of a âcomposite waveform.â Nellcor adamantly contends that the prosecution history should not be read to limit the â372 patent to require âremoval,â instead Nellcor explains that the term âremovalâ should be read as a proxy for âreduced in comparison.â This Court should not be convinced by Nellcorâs alternate interpretation. Nellcor cannot argue one meaning to the PTO to distinguish itself from the prior art, and then argue a different meaning to this Court to prove infringement. Thus, this Court should find that in light of the *932 surrounding evidence, the most appropriate interpretation of âattenuated and filteredâ is âreduced and removed.â 2. âCALCULATING ... FROM THE RELATIVE MAXIMUM ... AND MINIMUMâ The term âRELATIVE MAXIMUM AMPLITUDEâ means the intensity of the composite waveform. See â372 patent, col. 11:39-40. The term âRELATIVE MINIMUM AMPLITUDEâ is the background intensity or zero frequency. Id. at col. 11:40-41. The phrase âCALCULATING ... FROM THE RELATIVE MAXIMUM ... AND MINIMUMâ (Claim 1) is construed to mean that both the relative maximum and relative minimum of the red and infrared waveforms must be âmathematicallyâ used in the oxygen saturation calculation. In addition, the Court finds, as Masimo argues, that the minimum must be part of the composite, meaning that it must be determined after the composite waveform is generated. See Masimo Mot. at 12-14, and Reply at 13. This Court declines to follow Nellcorâs construction, which asserts that the maximum and minimum amplitudes are used âat some point in the calculationâ of oxygen saturation â not necessarily after the composite is formed. See Nellcor Opp. at 17. Doing so would be contrary to the language of the claims and the file history, since both clearly indicate that âthe maximum and minimum come from the composite waveforms,â and thus, cannot be used in a calculation prior to the formation of the composite. â372 patent, col. 59: 41-43; See Masimo Mot. at 13; Reply at 12. a. Claim Language The claim language supports Masimoâs construction. The language of the â372 claims require that the minimum must be part of the composite waveform, and must be determined after the composite waveform is generated. See 372 col. 59: 4(M4 (explaining in Claim 1 that the time measure is processed to collectively determine âa composite waveform having a relative maximum and minimum amplitude ... thereafter calculating the amount of blood constituent from the relative maximum and minimum amplitude of the compositeâ) (emphasis added). The strategic placement of the term âthereafterâ in the claim demonstrates Nellcorâs intent to conduct the calculation after the composite is formed. Further, if the calculation must âuseâ both the maximum and the minimum, as required by the claim language, then it only makes sense for the calculation to be completed after the formation of the composite, since the composite is composed of the necessary maximum and minimum waveforms. b. File History The file history also supports Masimoâs construction, in that the Examiner distinguishes the â372 patent from prior art (and specifically the New, Jr. patent), by highlighting that, in the â372 patent, there is a composite waveform âhaving a relative maximum and minimumâ, whereas in the New, Jr. patent, there is âno composite signal.â See Lateef Decl. Ex. 1 at 208. The Examiner further contrasts â372 from New, Jr by explaining that â372 âyields a composite relative maximum and minimum.â See also id. at 209. Thus, the Court agrees with Masimoâs construction and rejects Nellcorâs contention that the relative minimum can be determined and used in the calculation of saturation before generating any composite waveform. See Masimo Reply at 11. II. Infringement There are two ways a patent can be infringed: literal infringement or infringement under the doctrine of equivalents. *933 A. Literal Infringement For literal infringement, each element of the claim at issue must be found in the accused product. See Baxter Healthcare Corp. v. Spectramed, Inc., 49 F.3d 1575, 1582 (Fed.Cir.1995); Charles Greiner & Co. v. Mari-Med Mfg., Inc., 962 F.2d 1031, 1038 (Fed.Cir.1992). 1. No Literal Infringement Given this Courtâs interpretation of âattenuate and filterâ to mean reduce and remove, Masimo cannot infringe Nell-corâs â372 patent because this Court finds that Masimoâs chirp-z routine does not remove any aperiodic information from the patient signal. Specifically, this Court does not find literal infringement because Nellcor cannot prove either that Masimoâs patent âremovesâ aperiodic information prior to the calculation, or that Masimoâs saturation calculation uses the minimum or zero-frequency component. 4 B. Doctrine of Equivalents 1. Infringement under the Doctrine of Equivalents A device that does not literally infringe a claim may nonetheless infringe under the doctrine of equivalents if âevery element in the claim is literally or equivalently present in the accused device.â Pennwalt Corp. v. Durand-Wayland, Inc., 833 F.2d 931, 934-35 (Fed.Cir.1987) (in banc). A claim element is equivalently present in an accused device if only âinsubstantial differences distinguish the missing claim element from the corresponding aspects of the accused device.â Sage Prods., Inc. v. Devon Indus., Inc., 126 F.3d 1420, 1424-25 (Fed.Cir.1997) (internal quotations omitted) (explaining the rationale behind the doctrine of equivalents is that it âprevents an accused infringer from avoiding infringement by changing only minor or insubstantial details of a claimed invention while retaining their essential functionalityâ). 2. Limitations to Infringement under the Doctrine of Equivalents a. All Elements Rule The all elements rule states that each and every element of the claimed invention must be found in an infringing product. For infringement under the doctrine of equivalents, the same holds true, meaning that there will be no infringement unless each and every claim element, or its equivalent, can be found in the accused product. See Pennwalt, 833 F.2d at 935, 939 . Overall similarity is not sufficient if any claim element is entirely missing. Id.; see also Warner-Jenkinson Co. v. Hilton-Davis Chem. Co., 520 U.S. 17, 29 , 117 S.Ct. 1040 , 137 L.Ed.2d 146 (1997) (âEach element contained in a patent claim is deemed material to defining the scope of the patented invention, and thus the doctrine of equivalents must be applied to individual elements of the claim, not to the invention as a whole.â). *934 Thus, the all elements rule prevents infringement under the doctrine of equivalents where each element is not accounted for either literally or equivalently in the accused device. See Sun Studs, Inc. v. ATA Equipment Leasing, Inc., 872 F.2d 978, 989 (Fed.Cir.1989) (explaining that âelements or steps may be combined without ipso facto loss of equivalencyâ). b. Prosecution History Estoppel A claim for infringement may be barred by prosecution history estoppel when the claimantâs prior actions are inconsistent with the claim. In other words, prosecution history estoppel prevents a patent owner from contradicting the prosecution history, by now claiming as âequivalentâ subject matter that was given up during prosecution in order to get the patent. See Southwall Techs., Inc. v. Cardinal IG Co., 54 F.3d 1570, 1576 (Fed.Cir.1995) (âThe prosecution history limits the interpretation of claim terms so as to exclude any interpretation that was disclaimed during prosecution.â). Whether the patentee has surrendered the subject matter is a question of law. K-2 Corp., 191 F.3d at 1368 . To determine whether the patentee clearly and unmistakably surrendered the subject matter, the prosecution history must be examined as a whole to determine âwhether a competitor would reasonably believe that the applicant had surrendered the relevant subject matter.â Cybor Corp. v. FAS Techs., Inc., 138 F.3d 1448, 1457 (Fed.Cir.1998) (en banc). Prosecution history estoppel is a legal limitation on the doctrine of equivalents and is properly decided on a motion for summary judgment. K-2 Corp., 191 F.3d at 1366-68 . 3. No Infringement under the Doctrine of Equivalents In this case, the Court also finds that Masimoâs products do not infringe the â372 patent under the doctrine of equivalents. Nellcor argues that with respect to the claim element of âprocessing the time-measure collectively ... so that the aperiodic information is attenuated and filtered from the composite,â even if one were to determine that Masimo does not literally infringe, Masimo still should be found to infringe under the doctrine of equivalents because Masimoâs technology performs âsubstantially the same function, in substantially the same way, to achieve substantially the same result.â Nellcor Opp. at 22. Thus, Nellcor asserts that any differences between the two patents are insubstantial. Specifically, Nellcor asserts that Masi-moâs technology (1) performs substantially the same function of âcollectively processing a time measure,â (2) performs the function is substantially the same way âby taking the Fourier transformâ of the time-measure, and (3) achieves substantially the same result: â âremoving]â 5 the aperiodic information from the composite signal through the selection of peaks from the composite periodic waveform.â Id. at 21-22. Masimoâs technology uses a system whereby important information is âidentifiedâ and âselectedâ for use in the calculation. Diab Decl. at 6-7. No information is removed. Id. at 3. For Nelleorâs claim to hold true, Nellcor would have to argue that âremovalâ is equivalent to âidentification and selection.â However, Nellcor cannot make that argument given Nellcorâs prior contentions to the PTO. In prosecuting its â372 patent, Nellcor argued that the *935 prior art was âfundamentally differentâ from the â372 patent because the prior art did not âattenuate and filterâ or remove noise. Lateef Deel., Ex. 1 at 210; see also Masimo Mot. 16. Nellcor further argued that the prior art, instead identified valid pulses and used those pulses in calculating saturation. Id. Nelleorâs history of distinguishing its â372 patent from the prior art by claiming that âremovalâ is different from identification and selection bars Nellcor from now making the present argument that âselection of signalsâ in Masimoâs technology is equivalent to any potential âremoval of noiseâ in Nellcorâs patent. Nellcorâs patent, therefore, requires the removal of aperiodic information. Since the doctrine of equivalents cannot be used to effectively eliminate claim limitations (Sage Prods., Inc., 126 F.3d at 1424-25 ), this Court finds that Nellcor cannot prove infringement under the doctrine of equivalents. Although this Courtâs initial review suggests that Masimo would also be entitled to summary judgment because Nellcor cannot show that Masimoâs technology uses the zero-frequency component of the transformed signals in the oxygen saturation calculation, given this Courtâs finding that Masimoâs products do not âattenuate and filter,â this Court need not address that issue in detail at this time. Nellcorâs rule 56(F) Motion In Nelleorâs Opposition, Nellcor asks for relief under Rule 56(f) to allow discovery relating to the operation of the time domain portions of Masimoâs source code. Rule 56(f) grants relief when a party opposing a motion âcannot for reasons stated present by affidavit facts essential to justify the partyâs opposition.â Fed.R.Civ.P. 56(f). In such instances, the Court may ârefuse the application for judgment or may order a continuance to permit ... depositions to be taken, or discovery to be had ....â Id. Given that no amount of discovery would allow Nellcor to prove infringement, this Court DENIES Nellcorâs request. Conclusion For the foregoing reasons, this Court finds that âattenuate and filterâ means âreduce and removeâ and that âcalculating ... from the relative maximum and minimumâ requires both the maximum and minimum amplitudes to be present in the calculation, and requires that the calculation be made after the formation of the composite. This Court also finds that given these claim constructions, Masimo has not infringed the â372 patent, either literally or through the doctrine of equivalents. Thus, this Court GRANTS Masimoâs motion for summary judgment for non-infringement. Finally, this Court DENIES Nellcorâs request for Rule 56(f) relief. IT IS SO ORDERED 1 . Nellcor initially alleged infringement of its 5,267,563 ("'563 patentâ) and 5,392,777 (" â777â) patents as well, but has since stated that it "unconditionally withdraws and agrees not to pursue now or in the future its allegation that Masimo infringes the '563 and '777 patents based on Masimo's past and current activities, including Nellcor's allegations of direct infringement (literal and under the doctrine of equivalents) and inducing infringement.â Joint Report of the Parties Pursuant to Federal Rule of Civil Procedure 26(f) and Local Rule 26-1 (filed April 7, 2003) ("Rule 26(f) Reportâ). 2 . Nellcor refers to this transformation from the time to frequency domain as a "Fourier transformation.â Nellcor Opp. at 7. 3 . Further, Nellcor rejected Masimo's use of the IEEE Dictionary definition of filter â as meaning âeliminate a portion of a signalââ explaining that since no reduction or removal of aperiodic information occurs, that definition is irrelevant. See Nellcor Opp. at 14. 4 . Nellcor argues that even if the terms "attenuate and filter" were construed as Masimo suggests to mean "reduce and removeâ, Masi-mo would still literally infringe. Nellcor contends that Masimoâs technology still meets the claim element because Masimo's technology "remov[es] aperiodic information subsequent to the Fourier transformationâ (from time to frequency domain). Nellcor Opp. at 19. Nellcor bases this assertion on the fact that in the frequency domain Masimo's technology "selectsâ the maximum peaks for the calculation. Nellcor equates this selection of the periodic information to âremovalâ of the aperiodic information. This Court does not find literal infringement where the processes are not identical. Therefore, Masimo does not literally infringe the '372 patent. 5 . Nellcor uses Masimo's proposed construction in their argument. Case Information
- Court
- C.D. Cal.
- Decision Date
- January 21, 2004
- Status
- Precedential