Nicholas Bernard Acklin v. Commissioner, Alabama Department of Corrections
11th Cir.12/12/2024
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Full Opinion
USCA11 Case: 22-13599 Document: 44-1 Date Filed: 12/12/2024 Page: 1 of 64
[DO NOT PUBLISH]
In the
United States Court of Appeals
For the Eleventh Circuit
____________________
No. 22-13599
____________________
NICHOLAS BERNARD ACKLIN,
Petitioner-Appellant,
versus
COMMISSIONER, ALABAMA DEPARTMENT OF CORREC-
TIONS,
WARDEN, HOLMAN CORRECTIONAL FACILITY,
Respondents-Appellees.
____________________
Appeal from the United States District Court
for the Northern District of Alabama
D.C. Docket No. 5:18-cv-00885-LSC
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2 Opinion of the Court 22-13599
____________________
Before WILSON, GRANT, and LUCK, Circuit Judges.
LUCK, Circuit Judge:
With the help of two accomplices, Nicholas Acklin held hos-
tage seven friends gathered at a Huntsville, Alabama apartment:
Ashley Rutherford, Michelle Hayden, Lamar Hemphill, Johnny
Couch, Michael Beaudette, Brian Carter, and Mike Skirchak. After
torturing and taunting them at gunpoint for two hours, Acklin shot
and killed Mr. Hemphill, Mr. Couch, and Mr. Beaudette. He at-
tempted to murder Mr. Rutherford and Ms. Hayden, too, shooting
Mr. Rutherford in the head and Ms. Hayden in the head, arm, and
abdomen. And one of Acklinâs accomplices, following Acklinâs lead
in firing the first shot, fatally shot Mr. Carter.
Acklin was convicted and sentenced to death for the mur-
ders. He now appeals the denial of his petition for a writ of habeas
corpus under 28 U.S.C. section 2254, claiming that, under Cuyler v.
Sullivan, 446 U.S. 335 (1980), a financial conflict of interest denied
him his Sixth Amendment right to effective assistance of trial coun-
sel. After careful review of the briefs and the record, and with the
benefit of oral argument, we affirm.
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22-13599 Opinion of the Court 3
I. FACTUAL BACKGROUND AND
PROCEDURAL HISTORY
A. The Murders
The night of September 25, 1996, started out as a quiet one
at Mr. Rutherfordâs apartment, a 13â by 18â room in his elderly
grandmotherâs house that was accessible through the garage.
Mr. Rutherfordâs fiancĂ©e, Ms. Hayden, was at the apartment await-
ing his return from work. She was joined by Mr. Carter and
Mr. Hemphill, and they passed the time watching television.
Mr. Skirchak and Mr. Couch stopped by the apartment too, at
around 10 P.M., because they were looking for Mr. Beaudette and
saw his car parked out front. But they decided to leave around
10:05 P.M., after seeing that Mr. Beaudette wasnât in the apart-
ment.
As Mr. Skirchak and Mr. Couch tried to leave, they were
confronted at the door by three armed menâAcklin, Joey Wilson,
and Corey Johnson. The gunmen had four firearms that theyâd end
up sharing with one another throughout the night. A .357 mag-
num revolver. A Ruger 9mm pistol. And two Lorcin 9mm pistols.
With guns in hand, Acklin, Wilson, and Johnson forced
Mr. Skirchak and Mr. Couch back into the apartment. Ms. Hayden
asked the three gunmen to leave, but they forced themselves inside
the apartment anyway. When they did, Johnson pushed Ms. Hay-
den into a chair by her throat, threatening that heâd shoot her if she
didnât âkeep [her] mouth shut.â As Mr. Beaudette entered the
apartment minutes later, Acklin pushed him down, sat on top of
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4 Opinion of the Court 22-13599
him, shoved the .357 magnum under his chin, and demanded eve-
rything in his pockets.
Acklin, Wilson, and Johnson started interrogating everyone
in Mr. Rutherfordâs apartment about âwho filled out the warrant.â
They were referring to the fact that, about a week earlier, the
Huntsville Police Department questioned Wilson over a complaint
that he and Johnson had stolen a cell phone from the same apart-
ment. Acklin, Wilson, and Johnson wanted revenge against the
person who made the complaint. But nobody in the apartment
knew anything about a âwarrant.â So, not getting the answers that
they wanted, Acklin, Wilson, and Johnson became more violent.
They kicked, slapped, and spat on Mr. Beaudette, Mr. Carter,
Mr. Hemphill, Mr. Skirchak, and Mr. Couch, over and over and
over again. And Johnson beat Mr. Hemphill and Mr. Carter in the
head with a Jack Daniels whiskey bottle.
In the midst of the chaos, Acklin took Ms. Hayden outside
while armed with one of the guns, telling his accomplices that he
would watch for Mr. Rutherford to show up. He started touching
Ms. Haydenâs breasts as she pleaded for him to âplease stop.â In-
stead of stopping, Acklin got frustrated and demanded that
Ms. Hayden take off her pants. Thatâs when Mr. Rutherfordâs car
pulled up.
Acklin stuck the gun to Ms. Haydenâs back and forced her
inside, ordering her to sit by Mr. Beaudette. Meanwhile, Wilson
and Johnson took care of Mr. Rutherford. Johnson lifted his shirt
to threaten Mr. Rutherford with the .357 magnum, and Wilson put
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22-13599 Opinion of the Court 5
Mr. Rutherford in a headlock to force him inside the apartment,
slamming him into a loveseat.
Wilson and Acklin started beating, slapping, and spitting on
Mr. Rutherford like they did with the others, asking âdid [he] file
the warrant.â But they still werenât getting the answers that they
wanted, so Acklin took the .357 magnum and shoved its barrel
down Mr. Rutherfordâs throat until he gagged. Wilson turned his
attention to Mr. Couch, grabbing him by the ponytail, slamming
his head into a dresser, stomping on his head and chest until he was
almost unconscious, and cutting off his ponytail with scissors. Wil-
son also put his gun on a table and dared the victims âto go ahead
and grab itâ if they âwere bad enough to grab it.â And Acklin, Wil-
son, and Johnson had all of the men take their shoes and pants off
to sit with their underwear exposed.
Acklin turned his attention back to Ms. Hayden. When he
went outside to steal a stereo from Mr. Carterâs car, he demanded
that Ms. Hayden go with him. He told her that she had â[o]ne
more chance for [her] to drop [her] pantsâ or, if she didnât, to âtake
[her] chances.â Ms. Hayden refused and went back inside after
Acklin took the stereo and a knife from Mr. Carterâs car. Acklin
then followed her back inside, lying to Mr. Rutherford that
Ms. Haydenâhis fiancĂ©eâhad just performed oral sex on him.
Acklin also threw Mr. Carterâs knife at him, hitting Mr. Carterâs leg
before falling on the floor, and proclaimed to Wilson, âlook, he has
a knife!â
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6 Opinion of the Court 22-13599
As midnight neared, still without the answers they wanted
about who filled out the âwarrant,â Acklin and Wilson started
rounding up the victimsâ driverâs licenses, money, and whatever
else they had in their pockets. Acklin and Wilson were getting
more aggressive. As Johnson tried to calm them down, the three
gunmen started getting frustrated with one another, yelling back
and forth that one of them needed to go start their car outside.
That task ended up falling to Acklin, so he went outside to start the
car while Wilson stayed inside pointing his gun in Mr. Rutherfordâs
face, threatening âyou better answer me now, Ashley, if you want
to live throughout the night.â
When Acklin came back inside from starting the car, he was
carrying the two Lorcinsâone in his hand, one in his waistband.
Wilson was still interrogating Mr. Rutherford. But Acklin decided
that he had heard enough. Proclaiming âf-ck it,â he raised one of
the Lorcins to the back of Mr. Rutherfordâs head. Then he pulled
the trigger.
Mr. Skirchak escaped out the apartmentâs back door. But,
undeterred, Acklin proceeded to methodically shoot the others,
one by one, in front of each other. Acklin shot Mr. Hemphill in the
head. He shot Mr. Couch twice in the head. He shot
Mr. Beaudette once in the head and once in the upper leg. He shot
Ms. Hayden in the head, arm, and abdomen. And before Acklin
could shoot Mr. Carter too, Wilson shot Mr. Carter six times in the
neck and chest. Having gotten their revenge, Acklin, Wilson, and
Johnson fled the apartment.
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22-13599 Opinion of the Court 7
In a pool of his own blood, Mr. Rutherford pretended he was
dead until the gunmen left. Ms. Hayden laid on the floor nearby
and she, clinging to life, had a shattered elbow and jaw. Mr. Ruth-
erford was trying to stop her bleeding when his elderly aunt, who
shared the house, showed up. With his auntâs help, Mr. Rutherford
called 911. First responders arrived around 12:20 A.M. to find
Mr. Rutherford trying to save his fiancée, Mr. Beaudette,
Mr. Carter, and Mr. Couch already dead, and Mr. Hemphill barely
alive. Mr. Hemphill was taken away in an ambulance but did not
survive.
Panic stricken, Mr. Rutherford could only give officers Wil-
sonâs name as the person responsible for the carnage. Officers
acted quickly by putting out a be-on-the-lookout alert for Wilson,
and they found him driving his carâwith Johnsonâaround
12:25 A.M. The .357 magnum was under Johnsonâs seat.
Mr. Skirchak gave the officers Acklinâs name after finding
help and returning to the apartment. Officers went to Acklinâs
home just before 2:00 A.M. and arrested him. During a search of
the home, they found the two Lorcins, the Ruger, and
Mr. Beaudetteâs driverâs license.
An Alabama grand jury indicted Acklin after his arrest,
charging him with capital murder of two or more persons
(Mr. Hemphill, Mr. Beaudette, Mr. Couch, and Mr. Carter), in vio-
lation of Alabama Code section 13A-5-40(a)(10). The indictment
also charged Acklin with the attempted murders of Mr. Rutherford
and Ms. Hayden, in violation of section 13A-4-2.
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8 Opinion of the Court 22-13599
B. The Lead-Up to Trial
1. Trial Counselâs Preparation and Compensation
On September 30, 1996, four days after Acklinâs arrest, his
parentsâVelma Acklin Evans and Theodis âTedâ Acklinâmet
1
with attorney Behrouz Rahmati about representing their son.
Mr. Rahmati agreed to represent Acklin.
To make it official, Ms. Evans, but not Ted, signed Mr. Rah-
matiâs retainer agreement. The retainer agreement provided that
Ms. Evans would pay a $25,000 retainer feeâdue in full before
Mr. Rahmati completed any work on the caseâthat Mr. Rahmati
could bill against to pay his $150 hourly fee. If Mr. Rahmatiâs
hourly fees ended up exceeding the retainer, Ms. Evans agreed to
pay the excess, too. And Ms. Evans agreed to pay the costs of rep-
resentation as they were incurred, including court filing and tran-
script fees.
Despite the terms of the retainer agreement, Ms. Evans
didnât pay Mr. Rahmati anything during the September 30 meeting
because she didnât have the money. Ted didnât pay Mr. Rahmati
anything, either. Nevertheless, Mr. Rahmati hit the ground run-
ning on Acklinâs case the very next day by drafting motions for dis-
covery and a preliminary hearing. He was assisted by Kevin Gray,
1
Because they share the same last name, we refer to Acklinâs father as Ted and
Acklinâs brother, Steve Acklin, as Steve.
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a two-year attorney who had worked with Mr. Rahmati before and
joined Acklinâs defense as co-counsel.
Together, Mr. Rahmati and Mr. Gray represented Acklin
over the next two years, through his October 19, 1998, trial. They
attended every court hearing over these two years. They also re-
searched case law and submitted a variety of motions aimed at aid-
ing Acklinâs trial chances or avoiding a trial altogetherâincluding
discovery motions, motions to suppress evidence, motions regard-
ing jury selection, a motion to exclude the victimsâ autopsy photos,
motions to dismiss the indictment, and a motion for change of
venue. To support the venue motion, trial counsel subpoenaed lo-
cal media outlets for records that could show how pretrial publicity
affected the case.
Besides this motion practice, trial counsel investigated evi-
dentiary leads for trial and the penalty phase. Early on in their in-
vestigation, for example, trial counsel sought a mental health ex-
amination of Acklin that could shed light on his competency to
stand trial and his mental state during the murders. Dr. Lawrence
Maier, a psychologist and forensic examiner, evaluated Acklin on
March 14, 1997. He summarized his findings in a report, explaining
that Acklin had been abusing marijuana and alcohol for years be-
fore the murders. This substance abuse âwas heavy prior to and
up to the time of the crimes.â But, Dr. Maier concluded, Acklin
was competent and his ability to conform his conduct to the law
on the night of the murders was not âsignificantly impairedâ by the
substance abuse. Mr. Rahmati reviewed the report and spoke with
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10 Opinion of the Court 22-13599
Dr. Maier about his findings before determining they wouldnât aid
Acklinâs defense.
Dr. Maier wasnât the only doctor Mr. Rahmati consulted.
Because Ms. Evans told Mr. Rahmati that Acklin was diabetic, he
requested Acklinâs medical records and consulted a potential expert
witness, Dr. Taylor Noggle. Hoping to use the evidence of Acklinâs
diabetes to show he lacked the intent to murder or as mitigation,
Mr. Rahmati asked Dr. Noggle about the combined effect of the
diabetes and substance abuse on Acklinâs mental state during the
murders. Mr. Rahmati ultimately determined Dr. Noggleâs opin-
ion wouldnât be helpful for trial or the penalty phase.
In addition to Acklinâs substance abuse and diabetes, there
were other evidentiary leads trial counsel honed in on. Trial coun-
sel reviewed the stateâs discovery and subpoenaed the stateâs wit-
nesses. They separately reviewed the evidence presented at Wil-
sonâs trial, which Mr. Gray had attended. And they conferred with
Acklin and his parents many times about character witnesses that
could be called during the penalty phase. Trial counsel interviewed
these witnesses either at their office or over the phone.
Over these two years of motion practice and preparing for
Acklinâs trial, neither Ms. Evans nor Ted paid trial counselâs full re-
tainer or anything close to it. Ms. Evans made her first and largest
payment to trial counselâ$500âon October 25, 1996. She fol-
lowed it up with twelve smaller payments: A $200 payment on
November 21, 1996. A $200 payment on February 14, 1997. A $150
payment on March 14, 1997, and another $150 on April 24, 1997. A
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22-13599 Opinion of the Court 11
$100 payment on August 1, 1997. A $125 payment on October 9,
1997. A $100 payment on December 8, 1997. A $125 payment on
January 21, 1998. Another $100 on March 2, 1998, and May 22,
1998. A $125 payment on July 15, 1998. And, as her last payment,
$150 on September 11, 1998.
Ted, for his part, paid trial counsel three times across the
two years they worked on Acklinâs case. He paid $700 on
March 17, 1998, $2,000 on September 28, 1998, and $200 on Octo-
ber 5, 1998.
In all, Ms. Evansâs and Tedâs payments totaled $5,025, about
a fifth of the $25,000 retainer. Because trial counselâs time spent
working on the case exceeded what the retainer contemplated,
more than $50,000 in unpaid fees and costs were still owed by Oc-
tober 17, 1998âtwo days before Acklinâs trial.
2. Ms. Evansâs Domestic Abuse Allegations
Two days before trial, on October 17, Mr. Rahmati met
again with Ms. Evans to discuss the case. At the meeting, Ms. Ev-
ans told Mr. Rahmatiâfor the first timeâthat before she and Ted
divorced, when Acklin was eleven or twelve years old, Ted was
physically and verbally abusive to her, Acklin, and his brothers.
Specifically, Ms. Evans told Mr. Rahmati that âthere was lots of
fightsâ in the household, Ted once pushed Ms. Evans out of a first-
or second-story window, and about how, âif [Ted] was mad at the
kids, he would hold them down, put a gun to them, threaten to
shoot them, [and] threaten to kill them.â
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12 Opinion of the Court 22-13599
After the meeting with Ms. Evans, Mr. Rahmati met with
Ted to confirm if the allegations were true and, if they were, to ask
him to testify about the abuse. Ted was outraged by the allegations
and denied that he ever abused his family. Mr. Rahmati pleaded
with Ted, âLook, this is critical. You can help your son, possibly,
possibly. Weâve got a stacked deck against us as it is.â
Rejecting Mr. Rahmatiâs plea, Ted got up and responded, ââI
canât believe they are doing this,â or â[t]hey are going there,â some-
thing to that effect.â âYou tell Nick if he wants to go down this
road, Iâm done with himâ and âdone helping with this case,â Ted
continued. Ted then stormed out of Mr. Rahmatiâs office as
Mr. Rahmati promised, â[Ted], I will do whatever I need to, to get
you to this sentencing phase; I just want you to know that.â
After Ted left Mr. Rahmatiâs office, Mr. Rahmati visited
Acklin to ask if the abuse allegations were true. Mr. Rahmati told
Acklin everything that Ms. Evans alleged and everything that Ted
said when confronted about the allegations. Unlike Ted, Acklin
confirmed Ms. Evans was telling the truth and that Ted was an abu-
sive father. Mr. Rahmati explained to Acklin that the domestic
abuse evidence was âimportantâ because a jury might find it miti-
gating and heâd need to present it, even if that meant compelling
Ted to testify. But Acklin wouldnât permit Mr. Rahmati to sub-
poena Ted or present evidence about the abuse. Mr. Rahmati in-
sisted, but he couldnât get Acklin to change his mind. âThat didnât
cause me to be here. I donât want to ruin their lives or have any-
thing like this to come out on them,â Acklin told Mr. Rahmati.
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Mr. Rahmati asked Acklin to sign a written acknowledg-
ment that he refused to allow Mr. Rahmati to introduce the domes-
tic abuse evidence. The acknowledgment memorialized that
Mr. Rahmati advised Acklin that the domestic abuse evidence
could help his case as mitigating evidence and that Mr. Rahmati
was prepared to offer it, but Acklin refused:
I, Nicholas Bernard Acklin, hereby acknowledge that
my attorneys, Behrouz K. Rahmati and Kevin C.
Gray, have consulted with me and advised me regard-
ing certain potentially mitigating evidence, which
they are prepared to oïŹer on my behalf. This mitigat-
ing evidence consists of testimony from my mother
and possibly other siblings and family members that I
suïŹered some degree of abusive behavior during my
formative years at the hands of my father. . . . My
above-mentioned attorneys have advised me that this
evidence could possibly be considered by a jury in
mitigation . . . . I have expressly forbidden them to
mention or present such evidence or argue such evi-
dence during any part of the trial proceeding, includ-
ing either the guilt or penalty phase.
Acklin signed the acknowledgment.
C. Trial and Sentence
Trial began two days later with jury selection. After hearing
two days of testimony, the jury found Acklin guilty of capital mur-
der (of Mr. Hemphill, Mr. Beaudette, Mr. Couch, and Mr. Carter)
and attempted murder (of Mr. Rutherford and Ms. Hayden).
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14 Opinion of the Court 22-13599
1. The Penalty Phase
Then the penalty phase started. The state offered testimony
from family members of the four deceased victims: Larry
Hemphill, who told the jury ânobody deserve[d] to dieâ like his
son, Lamar; Nancy DeMichele, who described how losing her son,
Mr. Couch, âdevastatedâ and âburiedâ her; Clyde Carter, who tes-
tified that he couldnât sleep because heâd wait for his son, Brian, to
walk in the house at night; and Nomi Donalson, who said that she
cried every night at the loss of her son, Mr. Beaudette.
Trial counsel presented eight witnesses to testify for Acklin.
The first four were members of the community who knew Acklin:
Walter Rice, who was a security officer at Acklinâs former em-
ployer, told the jury that Acklin had a ânice personalityâ and got
along with his coworkers; Alphonso Holden, who worked for a lo-
cal ministry and knew Acklin for about fifteen years, testified that
he never knew Acklin to be violent and that âhe ha[d] shown a lot
of remorseâ for his crimes; Robert Rogers, a pastor who knew Ack-
lin âall of his life,â said that he was surprised by Acklinâs crimes,
prayed for everyone involved, and âplead[ed] for mercyâ; and
McKinnley Jones, another pastor who also knew Acklin â[a]ll of his
life,â testified that he was also surprised by Acklinâs crimes because
he knew Acklin to be nonviolent.
The next four witnesses were Acklinâs family members. The
first was Acklinâs aunt, Jo Anne Belt, who told the jury that the
murders were â[o]ut of characterâ for Acklin because he was
âpeaceful.â
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22-13599 Opinion of the Court 15
Ms. Belt was followed by Ted. Ted testified that he was
preaching in Mobile when Ms. Evans called him about Acklinâs ar-
rest. Ms. Evansâs news made him ânot only . . . traumatized for
[Acklin] and [the] family, but as a minister [he] was traumatized for
the family members of the deceased.â When Acklin was growing
up, Ted explained, he was a âtypicalâ but âquietâ teenager; â[h]e
didnât give [his parents] any problems, easily disciplined.â But Ack-
lin âwas never disrespectful to anyone,â so Ted and Ms. Evans
âdidnât have that problem.â During Acklinâs childhood, Ted was
âan overly protective parentâ who just âwanted to be a good fa-
therâ and âto protect [his] children.â
Speaking directly to the victimsâ families, Ted assured them
that he was âsorryâ because he âlove[d his] child and [he] kn[e]w
[they] love[d their] children,â too. He had been praying for the
familiesâhe âask[ed] G-d to help [them] to forgive [his] sonâ just
like he âhad to forgiveâ his son. Ted wondered âwhere did [he] go
wrongâ as a parent because Acklin âwas raised in a G-d-fearing
home,â he tried to maintain the close father-son relationship that
his father denied him, and he regularly took Acklin to church. For
example, about a week before the murders, Ted took Acklin and
Acklinâs children to the church he pastored, encouraging them to
visit more often. Acklin hadnât attended the church for âmaybe a
yearâ and that concerned Ted. As for how often Ted saw Acklin
after the murders, Ted would visit Acklin at the prison âevery other
Sundayâ âif not every Sunday.â Ted also spoke with Acklin âevery
week,â and Acklin would write to Ted about how he âstrayed from
[Tedâs] teaching.â
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16 Opinion of the Court 22-13599
To wrap up his testimony, Ted acknowledged that the case
was âdifficultâ for the jury but he âpray[ed]â they would âhave
mercy,â that they would âempathize with [him] as a parent.â Un-
like the victimsâ families who âdidnât have a chance to plead for
their children[âs] lives,â Ted continued, he had the opportunity and
was âon the stand . . . pleading for [his] sonâs life.â
Finally, Acklin called Louise Vance (his grandmother) and
Ms. Evans, who both told the jury that they couldnât believe what
Acklin had done, they prayed for the victimsâ families, and they
thought Acklin should receive a life sentence.
After deliberating, by a vote of ten to two, the jury recom-
mended that Acklin be sentenced to death.
2. The Sentence
About two weeks after receiving the juryâs recommenda-
tion, the state trial court held a sentencing hearing. The state did
not have any additional testimony to present. But Mr. Rahmati
told the state trial court that Ted âha[d] something that he would
like to tell the [c]ourt.â Mr. Rahmati clarified that Tedâs statement
was ânot going to be testimonyâ and that he was ânot going to ask
[Ted] questions.â
Ted stood up and âplead[ed] for [his] sonâs lifeâ like he did
before the jury. Ted emphasized that Acklin âwas raised in a Chris-
tian home, Protestant ethics, hard work, good values, to love and
respect others.â But, Ted explained, â[s]omehow [Acklin] slippedâ
from âthe teachings that his mother and [Ted] had instilled in him.â
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22-13599 Opinion of the Court 17
Citing his experience as a pastor, Ted âfe[lt] like G-d ha[d] forgiven
[Acklin]â and that Acklin âfelt remorse.â
With all of the evidence presented, the state trial court im-
posed Acklinâs sentence. The state trial court found that the state
had proven two aggravating factorsâ(1) Acklin knowingly created
a great risk of death to many persons, see Ala. Code § 13A-5-49(3),
and (2) the murders were especially heinous, atrocious, or cruel
compared to other capital offenses, see id. § 13A-5-49(8)âbeyond a
reasonable doubt. Acklin caused a great risk of death to many per-
sons, the state trial court explained, because he was âthe âtrigger-
manâ of three of the deceased victims,â shot Mr. Rutherford in the
head, and shot Ms. Hayden âthree times, resulting in an extremely
serious injury.â Acklinâs accomplice, Wilson, âshot [Mr.] Carter six
times in the neck and chest.â Overall, nineteen shots were fired
âinside [a] small room,â and âAcklin actually shot five of the six
people who were either killed or wounded.â
The murders were especially heinous, atrocious, or cruel,
the state trial court found, because Acklin tortured the victims be-
fore shooting five of them, one by one, in an âexecution-style slay-
ingâ that was âcold,â âcalculated,â and âmethodical[].â âPrior to
the discharge of the two weapons,â Acklin and his accomplices
âsubjected [the victims] to threats and intimidation.â They held
the victims captive âat gun point,â ârequired [the victims] to re-
move various portions of their clothing (primarily their pants),â
âkicked and stomped [Mr.] Couch until he was almost uncon-
sciousâ before âcut[ting] off his pony tail with a pair of scissors,â
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18 Opinion of the Court 22-13599
and ârepeatedlyâ beat and spat on the victims. During all of this,
the state trial court continued, Acklin sexually assaulted Ms. Hay-
den and taunted Mr. Rutherford about her performing oral sex alt-
hough â[s]he did not.â Acklin also stole the victimsâ belongings and
shoved the .357 magnum in Mr. Rutherfordâs mouth and under
Mr. Beaudetteâs chin.
The state trial court then turned to the mitigating circum-
stances. It found that Acklin established one statutory mitigating
circumstanceâhe had no significant history of prior criminal activ-
ity, id. § 13A-5-51(1)âand he had proven three non-statutory miti-
gating circumstances: (1) Acklin was a quiet and polite person dur-
ing his formative years without a history of assaultive behavior;
(2) Acklin was in a committed relationship and had two children;
and (3) Acklin attended church and participated in church activities
when he was younger.
The state trial court rejected two other non-statutory miti-
gating circumstances proffered by Acklinâhis remorse and that he
was raised in a good home. The state trial court found that Acklin
â[wa]s clearly not remorsefulâ and Acklin being raised in a good
home was not mitigating. âMost killers,â the state trial court ex-
plained, âare typically the products of poverty, a dysfunctional fam-
ily, physical or sexual abuse[, or] social deprivation.â But, âim-
pressed with the sincerity of the testimony by [Acklinâs] mother
and father,â the state trial court found that Ms. Evans and Ted
â[we]re clearly good people and tried to do the right thing in raising
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22-13599 Opinion of the Court 19
[Acklin].â After being raised in this âloving middle-class family,â
Acklin âmade a conscious choice to become a killer.â
Weighing the aggravating factors against the mitigating cir-
cumstances, and considering the juryâs recommendation, the state
trial court found that the two aggravating factors âsubstantially
outweigh[ed]â the mitigating circumstances. The state trial court
also found, although ânot required by law to make this second anal-
ysis, . . . each of the two aggravating circumstances, even standing
alone, outweigh[ed] all the mitigating circumstances.â Thus, the
state trial court sentenced Acklin to death.
Mr. Rahmati and Mr. Gray withdrew as counsel after the
sentencing hearing. Their final billing to Ms. Evans totaled more
than $75,000.
Acklin appealed his convictions and sentence with new
counsel, but the state appellate court affirmed. Acklin v. State, 790
So. 2d 975, 982 (Ala. Crim. App. 2000). Both the Alabama Supreme
Court and the United States Supreme Court denied his petitions for
a writ of certiorari. Ex parte Acklin, 790 So. 2d 1012 (Ala. 2001); Ack-
lin v. Alabama, 533 U.S. 936 (2001).
D. State Habeas Proceedings
With his direct appeal exhausted, Acklin moved for postcon-
viction relief under Alabama Rule of Criminal Procedure 32. He
alleged that he was denied effective assistance of trial counsel, in
violation of the Sixth Amendment, because his trial counsel had a
financial conflict of interest. Acknowledging he had to show the
conflict resulted in prejudice to obtain relief, Acklin asserted that
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20 Opinion of the Court 22-13599
Sullivanâs presumed prejudice rule applied to his claim. Where Sul-
livan applies, prejudice is presumed if the petitioner shows (1) âan
actual conflict of interestâ (2) that âadversely affected his lawyer[sâ]
performance.â 446 U.S. at 350. Acklin maintained that prejudice
should be presumed under Sullivan because his trial counsel had an
actual, financial conflict once Ted, who âprovided the[ir] primary
financial support,â âthreatened to withdraw [it] if evidence of [the
domestic] abuse was introduced at trial.â And, he added, the con-
flict had an adverse effect because trial counsel chose not to present
the domestic abuse evidence after Ted threatened to stop paying
them.
1. The Evidentiary Hearing
The rule 32 court held an evidentiary hearing on Acklinâs
motion for postconviction relief. In support of his Sullivan-based
financial-conflict-of-interest claim, Acklin presented testimony
from Mr. Rahmati, Mr. Gray, Ms. Evans, and one of his brothers,
Steve.
a. Mr. Rahmati
Mr. Rahmati testified about the âmany frontsâ he and
Mr. Gray âfocus[ed] onâ when investigating evidence for the guilt
and penalty phases, including Acklinâs history of substance abuse
and his diabetes. Mr. Rahmati knew soon after taking the case that,
âdue to the facts of th[e] case, . . . there was a high probabilityâ of
a penalty phase. The high probability of a penalty phase was why
he and Mr. Gray âlooked at any and all mitigation avenues that
[they] hadâ throughout their investigation. For example, âfrom the
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22-13599 Opinion of the Court 21
very beginningâ of the case, Mr. Rahmati asked Acklin and his par-
ents for the contact information of character witnesses who could
speak to Acklinâs âgood character, demeanor[, and] all positive
events that [they] could possibly get in as evidence.â â[He] would
have asked [Acklin], [he] would have asked [Acklinâs] mom, [he]
would have asked [Acklinâs] father.â The witnesses that testified
during the penalty phase were the ones that the family told trial
counsel to look into.
As part of this investigation, Mr. Rahmati had âabsolutelyâ
asked Acklin and Ms. Evans whether there had been abuse in the
family. Mr. Rahmati was only told about âminor spats,â â[n]othing
to the extent that was disclosed to [Mr. Rahmati] by Ms. Evansâ
two days before the trial. Thatâs why Mr. Rahmati was âvery sur-
prisedâ when Ms. Evans finally told him about Tedâs abuse; the
family had ânever disclosed those details to [Mr. Rahmati or Mr.
Gray] even though [they] had discussed [it], with the whole family
that [they] could talk to, with the exception of [Acklinâs] brothersâ
who were incarcerated. But, although surprised by Ms. Evansâs al-
legations, âall [Mr. Rahmati] wanted[] was the truth, so [he] could
figure out how to truly help [his] client.â He wasnât sure â[h]ow
much impactâ the domestic abuse evidence wouldâve had when he
approached Ted and Acklin, but Mr. Rahmati âfelt certainly that
[he] would need to try to introduce it.â And because he âfelt so
strong about the need to try to introduce [the domestic abuse] ev-
idence,â he âfelt the needâ to memorialize Acklinâs instruction not
to present the evidence in the written acknowledgment.
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22 Opinion of the Court 22-13599
Overall, Mr. Rahmati thought that he and Mr. Gray âdid
everything [they] absolutely, positively could do, and then some,â
when preparing for Acklinâs trial because he âgave [his] wordâ to
Ms. Evans that he would. It was Mr. Rahmatiâs understanding that
Ms. Evans would be legally responsible for paying the fees and
costs of the representation because Ted did not sign the retainer
agreement. But Mr. Rahmati âknew that the family was having a
hard time financially, or Ms. Evans specifically.â Her financial dis-
tress âwas obvious from Day 1,â and Mr. Rahmati âsuspected
stronglyâ that he and Mr. Gray âwere never going to get paid from
Day 1.â
Once Ms. Evans started paying trial counsel, Mr. Rahmati
viewed the money as â[n]ot reallyâ a lot for work on a capital mur-
der case. Still, Mr. Rahmati ârespect[ed] Ms. Evans for at least try-
ingâ to contribute to her sonâs defense, even though her contribu-
tions averaged only $100 or $200 a month. That the payments av-
eraged â$100- or $200-a-monthâ was âa very strong signalâ that the
family did not âhave the means to pay for attorneyâs fees.â
Ms. Evansâs hard time paying for the representation was
why Mr. Rahmati approached Ted in March 1998 about pitching
in. Mr. Rahmati wasnât sure that Ted was âreally trying as hard as
Ms. Evansâ and âassumed, as any parent, that [Ted] would contrib-
ute as a father.â But, â[a]t that pointâ in March 1998, the money
âwasnât important to [Mr. Rahmati].â
Mr. Rahmati acknowledged that, on June 1, 1998, he re-
quested that the state trial court appoint him to the case because
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22-13599 Opinion of the Court 23
Acklin was indigent. If appointed to the case, he wouldâve made
statutory fees of $40 an hour for in-court services and $20 an hour
for out-of-court services, subject to a $1,000 cap for the guilt phase
and a $1,000 cap for the penalty phase. That couldâve meant mak-
ing more money for âthree hours in courtâ ($120) than what Ms.
Evans and Ted were, on average, âpaying in a month.â
But Mr. Rahmati withdrew his request for court-appoint-
ment four days later. Mr. Gray didnât have enough experience to
be appointed to capital cases, and both Mr. Rahmati and Acklin
wanted Mr. Gray to stay on the case. Although Mr. Rahmati âob-
viously knewâ the statutory fees wouldâve helped because âthe
family could not financially afford paying [his hourly] fee,â he
reemphasized that, âat that point[,] it wasnât necessarily about the
money anymore.â âIf you see somebody trying,â Mr. Rahmati tes-
tified, âthatâs all you can ask for; and Ms. Evans . . . seemed to be
trying, even though it was $100 a month.â
b. Mr. Gray
Mr. Gray explained that he was essentially Mr. Rahmatiâs
âfirst-year associate.â He didnât take the lead on defense strategy.
Instead, he âwould handle a lot of the research[ and] a lot of the
initial draftingâ of motions, which Mr. Rahmati would review and
revise. Mr. Gray would also join Mr. Rahmati to interview wit-
nesses or talk to the prosecutors, âmainly taking notes.â
Mr. Gray âremember[ed], in getting ready for trial,â how he
and Mr. Rahmati âmet with numerous of the witnesses in [their]
office.â They also met with Acklin â[m]any timesâ before trial and
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24 Opinion of the Court 22-13599
talked âextensivelyâ with him. During these meetings, trial coun-
sel would advise Acklin, âTell us everything you possibly canââ
trying to âget[] as much information about his background, his his-
tory, who he was.â
Mr. Gray couldnât speak in detail about whether Ms. Evans
was keeping up with her payments as required by the retainer
agreement, but he did recall âreceiv[ing] very little in terms of pay-
ments.â
c. Ms. Evans
When Ms. Evans testified at the rule 32 hearing, she
acknowledged that trial counsel asked her and Ted for the names
of character witnesses to contact. She didnât remember Mr. Rah-
mati asking about abuse in the family or Acklinâs childhood, but
she admitted he couldâve asked. She also admitted that she didnât
bring up Tedâs abuse until âright before [the] trial.â
Besides the examples of Tedâs abuse she gave Mr. Rahmati,
Ms. Evans described how, one night when she was pregnant with
Acklin, she and Ted got in an argument before Ted chased her out
of the house. Ted continued chasing Ms. Evans in his car before
she fell, and he brought her back home instead of to the emergency
room. Another time, when Acklin was a young child, Ms. Evans
and Acklin were in a car with Ted when he shoved Ms. Evansâs
head into the gear shift, bruising her face. When the family got
home, Ted pushed Ms. Evans into a closet.
Ted was particularly abusive in the lead-up to the coupleâs
divorce. That was when âthings [had] changedâ because Ms. Evans
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22-13599 Opinion of the Court 25
confessed to Ted that she was having an affair. â[F]rom that time
on, when [Ted] would come home from work[] and [Ms. Evans]
and the boys would be at the house, he would just come in . . . and
jump[] right in on [her],â threatening to kill her. Acklin and his
brothers would âscream[]â for their father to stop.
Ms. Evans finally left Ted âfor goodâ after another time
where he chased her out of the house, as â[t]he boysâ were âstand-
ing in the yard . . . and they were crying.â Ted was given primary
custody of the kids after the divorce.
All of this, as Ms. Evans perceived it, changed Acklin from a
happy child into an angry one. But she added that Tedâs abuse
didnât stop Acklin from growing up to graduate high school, main-
tain employment, and have a committed relationship and two chil-
dren of his own. And although Ms. Evans regularly took Acklin
and his brothers to church before her divorce with Ted, Ted took
the kids to the church he pastored after the divorce, where Acklin
participated in the youth choir. It was âpossibleâ that Ted abused
the kids after the divorce, but Ted mostly directed his abuse âto-
ward [Ms. Evans].â There was one incident after the divorce when
Acklin locked himself in a bathroom because Ted was threatening
him with a gun.
d. Steve Acklin
Steve provided more details about how Ted abused his sons
by beating them and threatening them with a gun. Like Ms. Evans,
Steve added that Acklin âalways had a jobâ when they were grow-
ing up; for example, Acklin worked at a supermarket before
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26 Opinion of the Court 22-13599
graduating high school. But Tedâs past abuse still affected Steve
â[a] little bitâ although he grew up to own and run a business.
Steve had talked to trial counsel âduring th[e] trial periodâ but
could not remember what they discussed.
e. Other Evidence
Besides the witness testimony, Acklin introduced four cate-
gories of documents at the rule 32 hearing: (1) letters from
Mr. Rahmati to Acklinâs parents about money owed under the re-
tainer agreement; (2) letters between Mr. Rahmati and Acklin and
Ms. Evans about trial preparation; (3) Ms. Evansâs medical records;
and (4) trial counselâs billing statement.
In the first categoryâthe letters from Mr. Rahmati to Ack-
linâs parents about money owed under the retainer agreementâ
there were a total of twenty-one letters. Mr. Rahmati sent Ms. Ev-
ans and Ted eight letters between December 15, 1997, and October
15, 1998, thanking them for particular payments. Six additional let-
ters from Mr. Rahmati, which predated Acklinâs trial, informed
Ms. Evans of the more than $20,000 due on the retainer. And
Mr. Rahmati sent Ted seven letters, dated after Acklinâs trial, in-
forming him of the balance due and asking him to set up a payment
plan.
The second category were letters updating Acklin and his
mother about case developments and asking them to assist with
trial preparation. For example, in a November 6, 1997, letter,
Mr. Rahmati updated Acklin on Wilsonâs case, explained that he
was reviewing the âextensiveâ discovery in Acklinâs case so that
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22-13599 Opinion of the Court 27
they could discuss the âmost importantâ items, noted that he was
preparing motions, and stressed that he needed to speak with
Ms. Evans and Ted about âcharacter witnesses [to] use at th[e]
trial.â In two letters dated January 14 and 22, 1998, Mr. Rahmati
asked Acklin to identify witnesses to subpoena. He followed those
two letters with another one on April 3, 1998, assuring Acklin he
was âcontinuing to work on [the] case as [wa]s everyone in [his]
office.â Mr. Rahmati was reviewing the forensic evidence, but he
requested that Acklin respond with âanything else that . . . may be
beneficial to [the] case.â Acklin responded to Mr. Rahmatiâs April 3
letter with a list of nine potential character witnesses, whom
Mr. Rahmati promised to contact.
Besides these letters to Acklin, on May 28, 1997, Mr. Rah-
mati wrote to Ms. Evans. He updated her that the state trial court
denied the motions to suppress evidence and change venue. And
he assured her that he would âcontinue work on [the] case,â advis-
ing that âa poll of Madison County residentsâ would be Acklinâs
âbest chanceâ for a change of venue.
The third category was Ms. Evansâs medical records, which
documented how she was admitted to the hospital for her injuries
from Ted pushing her out of a window. And the fourth category
was the billing statement. It listed each of the payments Ms. Evans
and Ted made over trial counselâs two years working on the case,
in addition to the tasks trial counsel completed. By the time of Ack-
linâs trial, Ms. Evans was billed for more than four hundred hours
of work.
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28 Opinion of the Court 22-13599
2. The Rule 32 Court Denied Acklinâs
Motion for Postconviction Relief
After the evidentiary hearing, the rule 32 court denied Ack-
linâs motion for postconviction relief. Because Acklinâs financial-
conflict-of-interest claim was based on Sullivan, the rule 32 court
began by setting out the Sullivan test. Under Sullivan, the rule 32
court explained, Acklin had the burden to show (1) âan actual con-
flict of interestâ that (2) âadversely affected his lawyer[sâ] perfor-
mance.â â[S]how[ing] bothâ meant that âprejudice may be pre-
sumed.â
Although Acklin argued that he met both parts of the Sulli-
van test and was entitled to a presumption of prejudice, the rule 32
court disagreed. It decided that he fell short because he failed to
prove that there was an actual conflict of interest, and, even if there
was, any conflict did not have an adverse effect on his trial counselâs
performance. Because Acklin didnât meet his burden, the rule 32
court concluded, he wasnât entitled to relief on his Sullivan-based
claim that a financial conflict of interest presumptively prejudiced
the result in his case.
3. The State Appellate Court Affirmed the Denial of
Acklinâs Motion for Postconviction Relief
Acklin appealed the rule 32 courtâs order, again asserting
that he was entitled to relief under Sullivan because â(1) his attor-
ney[s] had an actual conflict of interest, and (2) the conflict of inter-
est adversely affected the attorney[sâ] representation.â But the
state appellate court affirmed the rule 32 courtâs denial of Acklinâs
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22-13599 Opinion of the Court 29
Sullivan-based financial-conflict-of-interest claim. Acklin v. State,
266 So. 3d 89, 100â13, 121 (Ala. Crim. App. 2017).
The state appellate court began by outlining the Sullivan
test. See id. at 106â07. Sullivanâs first factorâan actual conflict of
interestârequired Acklin to show that his trial counsel âactively
represented conflicting interestsâ or âplace[d themselves] in a situ-
ation inherently conducive to divided loyalties.â Id. at 106 (marks
and citations omitted). If he could show an actual conflict of inter-
est, the state appellate court explained, Sullivanâs second factorâ
the conflict had an adverse effect on his trial counselâs perfor-
manceârequired him to show that trial counsel âmade a choice
between possible alternative courses of actionâ because of the con-
flict. Id. (marks and citation omitted).
Applying the Sullivan test, the state appellate court con-
cluded that (1) there was no actual conflict, and (2) even if there
was, any conflict did not have an adverse effect on trial counselâs
performance. Id. at 107â13. As to the actual-conflict-of-interest fac-
tor, the state appellate court explained that there was no actual con-
flict because Tedâs threat when Mr. Rahmati confronted him about
Ms. Evansâs abuse allegationsâthat he was âdoneâ with Acklin and
âhelping with th[e] caseââwasnât necessarily a threat to stop pay-
ing trial counsel if they presented evidence of the abuse. Id. at 108.
And there was no actual conflict of interest because, by the time
Ted made the threat two days before trial, Acklinâs trial counsel
had no expectation that they would be paid what they were owed
for representing him. Id.
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30 Opinion of the Court 22-13599
As to whether any conflict of interest had an adverse effect
on trial counselâs performance, the state appellate court explained
that there was no adverse effect because the evidence showed
Mr. Rahmati and Mr. Gray worked diligently to help Acklin avoid
a death sentence despite not being paid what they were owed from
the beginning of their representation. Id. at 107â08. And there was
no adverse effect on his trial counselâs performance because the
only reason trial counsel didnât present evidence of Tedâs abuse
was that Acklin forbade them from mentioning it, and not because
of any financial conflict of interest. Id. at 108â09, 113.
E. Federal Habeas Petition
Acklin petitioned the district court for a writ of habeas cor-
pus under 28 U.S.C. section 2254, alleging that Sullivan clearly es-
tablished he was entitled to relief on his financial-conflict-of-inter-
est claim. According to Acklin, the state appellate courtâs decision
that Acklin wasnât entitled to relief because he failed to satisfy ei-
ther part of the Sullivan testâwas based on two unreasonable con-
clusions. First, Acklin argued, the state appellate court unreasona-
bly found that there was no actual conflict of interest. And second,
the state appellate court unreasonably found that any conflict had
no adverse effect on his trial counselâs performance.
The district court denied Acklinâs petition. First, the district
court concluded that Acklinâs petition failed because Sullivan â[wa]s
not clearly established federal lawâ that applied to his financial-con-
flict-of-interest claim. Sullivan, the district court explained, was
limited to conflicts caused by trial counselâs concurrent
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22-13599 Opinion of the Court 31
representation of multiple defendants. It did not clearly establish
federal law on financial conflicts of interest. Because Sullivan did
not clearly establish federal law on financial conflicts, âthe [state
appellate court] could not have erred in applying it.â
âEven if [the Sullivan] test applie[d]â outside the multiple
concurrent representation context, the district court concluded,
âAcklinâs claim still fail[ed]â because the state appellate court didnât
unreasonably hold (1) there was no actual conflict, and (2) any con-
flict did not have an adverse effect on his trial counselâs perfor-
mance. As to the first Sullivan factor, the district court explained,
the state appellate courtâs conclusion that there was no actual con-
flict wasnât based on an unreasonable determination of the facts, as
Acklin argued, because Ted ânever unambiguously issued . . . a
threatâ to stop paying trial counsel. â[N]either [Mr.] Rahmati nor
Acklin ever testified that they understood the comments in that
manner.â Given the context of Tedâs conversation with Mr. Rah-
mati, there were multiple explanations for Tedâs statement âthat
ha[d] nothing to do with financial supportâe.g., that [Ted] would
withdraw emotional or moral support for Acklin, that he would
avoid seeing or speaking with Acklin again, or that he would no
longer voluntarily . . . plea for mercyâ like he did âat the judicial
sentencing phase.â
As to the second Sullivan factor, the district court concluded
that the state appellate courtâs holding that any conflict had no ad-
verse effect on trial counselâs performance also wasnât unreasona-
ble. The district court explained that, despite any conflict: (1) trial
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32 Opinion of the Court 22-13599
counselâs testimony and billing statement showed they did every-
thing they could to save Acklin from a death sentence; and (2) the
reason trial counsel didnât present evidence of Tedâs abuse was be-
cause Acklin forbade them from mentioning it.
The district court denied a certificate of appealability. But
we granted one on Acklinâs Sullivan-based financial-conflict-of-in-
terest claim.
II. STANDARD OF REVIEW
We review de novo a district courtâs denial of a section 2254
petition. Smith v. Commâr, Ala. Depât of Corr., 924 F.3d 1330, 1336
(11th Cir. 2019).
III. DISCUSSION
Because Acklinâs habeas claim was adjudicated on the merits
by the state appellate court, the Antiterrorism and Effective Death
Penalty Act of 1996 (AEDPA) âerects a formidable barrierâ to his
request for federal habeas relief. Downs v. Secây, Fla. Depât of Corr.,
738 F.3d 240, 256 (11th Cir. 2013) (quoting Burt v. Titlow, 571 U.S.
12, 19 (2013)); see Sears v. Warden GDCP, 73 F.4th 1269, 1280 (11th
Cir. 2023) (noting how âwe review âthe last state-court decision on
the meritsââ (quoting Greene v. Fisher, 565 U.S. 34, 40 (2011))).
âAEDPA permits federal courts to grant habeas relief in only two
circumstances after a state court has denied relief.â Downs, 738 F.3d
at 256.
First, AEDPA allows a federal court to grant habeas relief if
the state court decision was âcontrary to, or involved an
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22-13599 Opinion of the Court 33
unreasonable application of, clearly established [f]ederal law, as de-
termined by the Supreme Court of the United States.â 28 U.S.C.
§ 2254(d)(1). A state court decision is âcontrary toâ clearly estab-
lished federal law if it âcontradicts the United States Supreme
Court on a settled question of law or holds differently than did that
Court on a set of materially indistinguishable facts.â Downs, 738
F.3d at 257 (citation omitted). And it is âan âunreasonable applica-
tionâ of clearly established federal law if it identifie[d] the correct
legal rule from Supreme Court case law but unreasonably applie[d]
that rule to the facts of the petitionerâs case.â Putman v. Head, 268
F.3d 1223, 1241 (11th Cir. 2001).
Under either of these âhighly deferentialâ standards, it is not
enough to show that the state court decision was âmerely wrong
or even clear error.â Pye v. Warden, Ga. Diagnostic Prison, 50 F.4th
1025, 1034 (11th Cir. 2022) (en banc) (first quoting Davis v. Ayala,
576 U.S. 257, 269 (2015); then quoting Shinn v. Kayer, 592 U.S. 111,
118 (2020)). Rather, the state court âdecision must be âso obviously
wrong that its error lies beyond any possibility for fairminded disa-
greement.ââ Id. (quoting Shinn, 592 U.S. at 118).
â[T]he appropriate âmeasuring stickââ when assessing the
state courtâs decision âis âclearly established federal law,â which
means âthe holdings, as opposed to the dicta, of the Supreme
Courtâs decisions as of the time of the relevant state court deci-
sion.ââ Schwab v. Crosby, 451 F.3d 1308, 1323 (11th Cir. 2006) (marks
omitted) (quoting Putnam, 268 F.3d at 1241). The Supreme âCourt
has held on numerous occasions that it is not âan unreasonable
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34 Opinion of the Court 22-13599
application ofâ âclearly established [f]ederal lawâ for a state court to
decline to apply a specific legal rule that has not been squarely es-
tablished by th[e] Court.â Knowles v. Mirzayance, 556 U.S. 111, 122
(2009) (citations omitted).
Second, a federal court may grant habeas relief if the state
court âdecision . . . was based on an unreasonable determination of
the facts in light of the evidence presented in the [s]tate court pro-
ceeding.â 28 U.S.C. § 2254(d)(2). If a petitioner takes this path to
federal habeas review, âhe must overcome two hurdles.â Presnell
v. Warden, 975 F.3d 1199, 1205 (11th Cir. 2020). Oneâbecause the
state courtâs determinations of fact âshall be presumed to be cor-
rectâ under AEDPA, 28 U.S.C. § 2254(e)(1)âthe petitioner must
ârebut the presumption . . . with âclear and convincing evidenceââ
if he contests specific factual findings, Presnell, 975 F.3d at 1205
(quoting 28 U.S.C. § 2254(e)(1)). Two, âhe must overcome the def-
erence that we give to the state courtâs adjudication under [sec-
tion] 2254(d).â Id.; see Pye, 50 F.4th at 1035 (â[E]ven if a petitioner
successfully carries his burden under [section] 2254(e)(1)âshowing
by clear and convincing evidence that a particular state-court fac-
tual determination was wrongâhe does not necessarily meet his
burden under [section] 2254(d)(2) . . . .â); Titlow, 571 U.S. at 18 (âre-
iterat[ing] âthat a state-court factual determination is not unreason-
able merely because the federal habeas court would have reached
a different conclusion in the first instanceââ (quoting Wood v. Allen,
558 U.S. 290, 301 (2010)).
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22-13599 Opinion of the Court 35
With the AEDPA framework in mind, we turn to Acklinâs
arguments for why heâs entitled to federal habeas relief. As he did
in the district court, Acklin contends that heâs entitled to relief on
his Sullivan-based financial-conflict-of-interest claim because the
state appellate court unreasonably concluded that there was no ac-
tual conflict of interest, and it unreasonably found that any conflict
had no adverse effect on trial counselâs performance.
We disagree. Sullivan was not clearly established federal law
on Acklinâs financial-conflict-of-interest claim. And even if it was,
Acklin has not shown that the state appellate court unreasonably
decided that there was no actual conflict and that any conflict had
no adverse effect on trial counselâs performance.
A. Sullivan Was Not Clearly Established Federal Law
on Acklinâs Financial-Conflict-of-Interest Claim
Acklin is not entitled to federal habeas relief under AEDPA
because Sullivan was not clearly established federal law on his fi-
nancial-conflict-of-interest claim. Our starting point is Sullivan,
which addressed a different type of conflict of interestâone caused
by multiple concurrent representation.
There, the habeas petitioner was indicted with two code-
fendants. Sullivan, 446 U.S. at 337â38. The petitioner was tried
first, and his trial counselâthe same attorneys who represented his
codefendantsâchose not to present a defense case because they
didnât want to âexpos[e]â their âwitnesses for the other two trials
that were coming up.â Id. at 338â39; see also id. at 350. After his
conviction, the petitioner sought federal habeas relief, alleging that
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36 Opinion of the Court 22-13599
his trial counsel were ineffective because of the multiple concur-
rent representation. Id. at 339â40, 345. The Third Circuit agreed
with him because he made a âshowing of a possible conflict of in-
terest.â Id. at 340 (citation omitted).
The Supreme Court reversed because, instead of showing
the mere âpossibilityâ of a conflict of interest, âa defendant must
establish that an actual conflict of interest adversely affected his
lawyerâs performance.â Id. at 350. The Court explained that satis-
fying this test entitles the petitioner to a presumption that the con-
flict of interest prejudiced the outcome of his trial. Id. at 349â50
(â[A] defendant who shows that a conflict of interest actually af-
fected the adequacy of his representation need not demonstrate
prejudice in order to obtain relief.â). The presumption was neces-
sary because conflicts caused by multiple concurrent representa-
tion are especially likely to prejudice the outcome, even though
proving prejudice may be difficult. See id. at 349 (â[U]nconstitu-
tional multiple [concurrent] representation is never harmless er-
ror. . . . [The Court has] refused âto indulge in nice calculations as
to the amount of prejudiceâ attributable to the conflict.â (quoting
Glasser v. United States, 315 U.S. 60, 76 (1942), superseded on other
grounds as stated in Bourjaily v. United States, 483 U.S. 171, 181
(1987))).
But while Sullivan clearly established federal law for conflicts
caused by multiple concurrent representation, the Supreme Court
later cautioned in Mickens âthat Sullivan does not expressly apply to
counselâs personal conflicts of interests outside the multiple
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22-13599 Opinion of the Court 37
[concurrent] representation context.â Downs, 738 F.3d at 265 (cit-
ing Mickens v. Taylor, 535 U.S. 162, 174â75 (2002)). In Mickens, the
petitioner alleged a successive representation conflictâhe was
tried for murder by lead counsel who had previously represented
the victim in a different matter. 535 U.S. at 164â65. Like in Ack-
linâs case, the state and the Mickens petitioner litigated the habeas
petition âon the assumption that . . . Sullivan would be applicableâ
to his successive-representation-conflict claim. Id. at 174.
The partiesâ assumption âwas not unreasonable,â the Su-
preme Court acknowledged, in light of some decisions by the cir-
cuit courts that extended âSullivan âunblinkinglyâ to âall kinds of al-
leged attorney ethical conflictsâââincluding âwhen representation
of the defendant somehow implicates counselâs personal or finan-
cial interests.â Id. (emphasis added and citations omitted). But â[i]t
must be said,â the Mickens Court emphasized, âthat the language
of Sullivan itself does not clearly establish, or indeed even support,
such expansive application.â Id. at 175. Sullivan âstressed the high
probability of prejudice arising from multiple concurrent representa-
tion,â yet â[n]ot all attorney conflicts present comparable difficul-
ties.â Id. (emphasis added). âWhether Sullivan should be extended
to [other] cases remain[ed], as far as the jurisprudence of th[e]
Court [wa]s concerned, an open question.â Id. at 176 (noting how
âthe grounds on which [Mickens] was presented to [the Court]â
made it unnecessary to delineate Sullivanâs scope).
Although Mickensâs caution that Sullivan does not apply to
conflicts (like financial conflicts) outside the multiple concurrent
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38 Opinion of the Court 22-13599
representation context was dicta, âthis [c]ourt has expressly agreed
with Mickensâ twice. Downs, 738 F.3d at 265. We first expressly
agreed with Mickens in Schwab, where the petitionerâs public de-
fender âinsisted that he could not cross-examineâ his coworkers
about an evidentiary chain-of-custody issue. Schwab, 451 F.3d at
1318â19. The petitioner argued that the state habeas court unrea-
sonably applied Sullivan in denying his claim that he lacked effec-
tive, conflict-free trial counsel because his counselâs loyalties were
divided between him and counselâs coworkers. Id. at 1319â20,
1322.
But we rejected the Schwab petitionerâs Sullivan-based con-
flict claim, concluding that the state habeas courtâs âfailure to ex-
tend the Sullivan rule to th[e] new contextâ wasnât unreasonable.
Id. at 1328. âIf, as the Supreme Court has told us [in Mickens], Sul-
livan does not hold that a presumed prejudice rule applies outside
multiple [concurrent] representation circumstances, . . . it cannot
be that Supreme Court precedent dictate[d] or clearly establishe[d]
that the Sullivan rule applies in other conflict situations.â Id. at 1325
(acknowledging Mickensâs discussion of Sullivan was dicta, but
adopting it because the Supreme Court dicta was âwell thought
out, thoroughly reasoned, and carefully articulated analysis,â and
ânot [the] subordinate clause, negative pregnant, devoid-of-analy-
sis, throw-away kind of dictaâ). â[E]ven if the Mickens opinion had
never been issued, we would [have] reach[ed] the same resultâ be-
cause Sullivan, on its face, âdid not involve any other contextâ be-
yond multiple concurrent representation. Id. at 1327â28 (âTake
away the statements in Mickens and the fact remains that there is
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22-13599 Opinion of the Court 39
no Supreme Court decision holding that any kind of presumed
prejudice rule applies outside the multiple [concurrent] representa-
tion context.â).
We agreed with Mickens a second time in Downs, where the
habeas petitioner alleged that his trial counselâs contingency fee
agreement created a financial conflict of interest. Downs, 738 F.3d
at 247, 264â65. Like the Schwab petitionerâand Acklinâthe
Downs petitioner alleged that his claim was âgoverned byâ Sullivan.
Id. at 265. And, like in Schwab, we explained that âSullivan dealt
with a conflict of interest in the context of counselâs [multiple] con-
current representation.â Id. Thus, âit was far from clearly estab-
lished that Sullivan applied to [the petitioner]âs contingency fee
claim.â Id.
The same goes for Acklinâs Sullivan-based financial-conflict-
of-interest claim. Although âSullivan dealt with a conflict of inter-
est in the context of counselâs [multiple] concurrent representa-
tion,â id., Acklin alleged that a financial conflict divided his trial
counselâs loyalties. But âthe language of Sullivan itself does not
clearly establish, or indeed even support,â Sullivanâs application to
a claim that a third-party payer forced trial counsel to choose be-
tween their client and their âfinancial interests.â See Mickens, 535
U.S. at 174â75. Indeed, the Downs petitioner also alleged a financial
conflict of interestâthat a contingency fee forced counsel to
choose between the client and moneyâand we concluded âit was
far from clearly established that Sullivan applied to [the] claim.â
Downs, 738 F.3d at 264â65; see also Reynolds v. Hepp, 902 F.3d 699,
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40 Opinion of the Court 22-13599
708 (7th Cir. 2018) (âThe Supreme Court itself simply has not ex-
tended Sullivan, or any constitutional analysis of conflicts of inter-
est, to financial conflicts between attorney and client.â).
To be sure, we are not saying that Sullivan can never be ap-
plied to financial-conflict-of-interest claims. Instead, our conclu-
sion is that whether the Supreme Court will apply Sullivan to con-
flict-of-interest claims outside the multiple concurrent representa-
tion contextâincluding to financial-conflict-of-interest claimsâis
âan open question.â See Mickens, 535 U.S. at 176. And because itâs
an open question, âit cannot be that Supreme Court precedent dic-
tate[d] or clearly establishe[d] that the Sullivan rule applies in other
conflict situationsââincluding the financial conflict of interest Ack-
lin has alleged. See Schwab, 451 F.3d at 1325. As the Supreme Court
has repeatedly explained, âit is not âan unreasonable application ofâ
âclearly established [f]ederal lawâ for a state court to decline to ap-
ply a specific legal rule that has not been squarely established by
th[e] Court.â Knowles, 556 U.S. at 122 (citations omitted); see also
Reese v. Secây, Fla. Depât of Corr., 675 F.3d 1277, 1288 (11th Cir. 2012)
(âThe Supreme Court has reiterated, time and again, that, in the
absence of a clear answerâthat is, a holding by the Supreme
Courtâabout an issue of federal law, we cannot say that a decision
of a state court about that unsettled issue was an unreasonable ap-
plication of clearly established federal law.â (citations omitted)).
In response, Acklin cites to Wood v. Georgia, 450 U.S. 261
(1981), as clearly established federal law that Sullivan applies to fi-
nancial conflicts of interest caused by third-party payer
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22-13599 Opinion of the Court 41
arrangements. True, Wood involved a possible financial conflict
caused by a third-party payer arrangement. See id. at 268â71. But,
as we explained in Schwab and Downs (decided more than twenty
years after Sullivan and Wood), âthere [wa]s no Supreme Court deci-
sion holding that any kind of presumed prejudice rule applies out-
side the multiple [concurrent] representation context.â Schwab,
451 F.3d at 1327â28 (emphasis added); see Downs, 738 F.3d at 265.
And Mickens (also decided more than twenty years after Sullivan
and Wood), expressly considered Wood before cautioning that Sul-
livan hasnât been extended beyond the multiple concurrent repre-
sentation context. See Mickens, 535 U.S. at 169â70 (discussing
Wood); id. at 174â76 (emphasizing that Sullivan doesnât expressly
apply outside the multiple concurrent representation context).
The Supreme Court certainly understands its own cases better than
we do.
We read Wood the same way the Supreme Court did in Mick-
ens, and the same way we did in Schwab and DownsâWood does
not extend Sullivanâs presumed prejudice rule outside the multiple
concurrent representation context. Instead, Wood merely âre-
mand[ed] . . . for further findings concerning a possible due process
violationâ caused by the âpossibility of a conflict.â 450 U.S. at 262â
63, 269â74. Thatâs not a holding from the Supreme Court that Sul-
livan applies to financial-conflict-of-interest claims.
Besides Wood, Acklin directs us to three of our casesâDallas
v. Warden, 964 F.3d 1285 (11th Cir. 2020), Freund v. Butterworth, 165
F.3d 839 (11th Cir. 1999) (en banc), and Buenoano v. Singletary, 963
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42 Opinion of the Court 22-13599
F.2d 1433 (11th Cir. 1992)âas examples of where weâve applied
Sullivan outside the multiple concurrent representation context.
But to the extent these cases applied Sullivan outside the multiple
concurrent representation context, they cannot clearly establish
federal law under AEDPA. â[C]ircuit precedent may not be used
âto refine or sharpen a general principle of Supreme Court jurispru-
dence into a specific legal rule that [the Supreme Court] has not
announced.ââ Downs, 738 F.3d at 256â57 (second alteration in orig-
inal) (quoting Marshall v. Rodgers, 569 U.S. 58, 64 (2013)). In any
event, even if Dallas, Freund, and Buenoano could clearly establish
federal law for AEDPA purposes, these cases did not involve a fi-
nancial conflict of interest caused by a third-party payer arrange-
ment, much less recognize that the Supreme Court has extended
Sullivan to conflicts like the one Acklin alleged here. See Dallas, 964
F.3d at 1302â04 (where trial counsel represented a state agency in
an âunrelatedâ civil suit); Freund, 165 F.3d at 860 (âa successive rep-
resentation caseâ); Buenoano, 963 F.2d at 1438 (where trial counsel
entered into âa book and movie contractâ about the case during
the penalty phase).
In the end, Acklin brought a Sullivan claim based on his trial
counselâs financial conflict of interest. But Sullivan wasnât clearly
established federal law on conflicts of interest (like financial ones)
outside the multiple concurrent representation context. âBecause
it was far from clearly established that Sullivan applied to [Acklinâs
financial-conflict-of-interest] claim,â Acklin is not entitled to relief
on his Sullivan-based claim under AEDPA. See Downs, 738 F.3d at
265.
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22-13599 Opinion of the Court 43
B. Even if Sullivan Was Clearly Established Federal Law on Finan-
cial-Conflict-of-Interest Claims, the State Appellate Court Didnât
Unreasonably Apply Sullivan or Base its Decision on an Unrea-
sonable Determination of the Facts
Even if Sullivan was clearly established federal law on finan-
cial-conflict-of-interest claims, Sullivan required Acklin to show
(1) âan actual conflict of interestâ (2) that âadversely affected his
lawyer[sâ] performanceâ in order to presume prejudice. 446 U.S. at
350. The first factor required Acklin to ââmake a factual showing
of inconsistent interestsâ or point to âspecific instances in the recordâ
to suggest an actual impairment of his . . . interests.â Freund, 165
F.3d at 859 (quoting Smith v. White, 815 F.2d 1401, 1404 (11th Cir.
1987)); see Tuomi v. Secây, Fla. Depât of Corr., 980 F.3d 787, 796 (11th
Cir. 2020) (âThe âmere possibility of conflict of interest does not
rise to the level of a Sixth Amendment violation.ââ (quoting
Buenoano v. Singletary, 74 F.3d 1078, 1086 (11th Cir. 1996))). And
the second factor required Acklin to âdemonstrate that [the] con-
flict of interest had an effect upon the representation that he re-
ceived.â Downs, 738 F.3d at 265 (citation omitted); see Freund, 165
F.3d at 860 (explaining that the petitioner âmust show some linkâ
between the conflict of interest and a reasonable, but foregone, de-
fense strategy (citation omitted)).
Applying Sullivan, the state appellate court decided that Ack-
lin fell short on both factors: (1) there was no actual conflict, and
(2) any conflict did not have an adverse effect on his trial counselâs
performance. See Acklin, 266 So. 3d at 106â13. Acklin argues that
the state appellate courtâs decision was based on an unreasonable
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44 Opinion of the Court 22-13599
determination of the facts under section 2254(d)(2)âand that
AEDPA deference therefore does not apply to his Sullivan claim.
See Jones v. Walker, 540 F.3d 1277, 1288â89 n.5 (11th Cir. 2008) (en
banc). We disagree.
1. The State Appellate Court Didnât Unreasonably Conclude
That There Was No Actual Conflict of Interest
Weâll start with the state appellate courtâs conclusion that
there was no actual conflict of interest. The state appellate court
explained that there was no actual conflict because, as the rule 32
court found: (1) Tedâs threat, when Mr. Rahmati confronted him
about Ms. Evansâs abuse allegations, wasnât an explicit threat to
stop paying trial counsel if they presented evidence of the abuse;
and (2) by the time of Tedâs threat, trial counsel had no expectation
that theyâd be paid what they were owed for the representation.
See id. at 107â08. Acklin has not presented clear and convincing
evidence that these factual findings were wrong, and he has not
shown that the state appellate courtâs conclusion that no actual
conflict of interest existed was based on an unreasonable determi-
nation of the facts overall.
a. Acklin Did Not Present Clear and Convincing Evidence That
Tedâs Threat Was About Paying Trial Counsel
First, the state appellate court concluded there was no actual
conflict because Tedâs statement to Mr. Rahmati when confronted
about Ms. Evansâs abuse allegations two days before the trialâ
âYou tell Nick if he wants to go down this road, Iâm done with himâ
and âdone helping with th[e] caseââwasnât an explicit threat by
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22-13599 Opinion of the Court 45
Ted to stop paying trial counsel. See id. at 108. After reviewing the
record, we agree with the district court that the state courtâs finding
wasnât clearly and convincingly wrong. See Pye, 50 F.4th at 1034â
35 (explaining that overcoming AEDPAâs presumption of correct-
ness, with clear and convincing evidence, is the petitionerâs initial
burden when challenging a state courtâs factual findings). By the
time of trial, Ted was helping Acklin in ways that had nothing to
do with paying for the representation. Ted helped Acklin emotion-
allyâvisiting Acklin in prison âevery other Sundayâ âif not every
Sunday,â speaking with Acklin âevery week,â trying to maintain
the type of father-son relationship that he didnât have with his fa-
ther, and praying for âG-d to helpâ the victimsâ families âforgive
[his] son.â Ted also helped Acklin build a mitigation case by iden-
tifying character witnesses and by twice volunteering to plead for
2
his sonâs life during the penalty phase. It was plausible for the state
appellate court to read Tedâs threat directed to Acklin as withdraw-
ing his emotional support and help with the mitigation case, rather
than his help with paying trial counsel. Cf. id. at 1043â44 (conclud-
ing that the state habeas courtâs âplausibleâ interpretation of three
affidavits, â[w]hether or not the best readingâ or âmost naturalâ
one, wasnât clearly and convincingly wrong).
2
The concurring opinion says that we have misrepresented the facts about
Tedâs assistance in building a mitigation case. We have not. When Ms. Evans
was asked if Ted âalso g[a]ve some names of character witnessesâ to Mr. Rah-
mati, she testified, âYes, he did.â
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46 Opinion of the Court 22-13599
The state appellate courtâs reading of Tedâs threat as not
about payment to trial counsel was consistent with the context of
Tedâs conversation with Mr. Rahmati. Rather than wanting to talk
about his fees or what was owed under the retainer agreement,
Mr. Rahmati had just discovered potential mitigating evidenceâ
that Ted abused his wife and kidsâand invited Ted to his office to
ask him to testify about it. At no point when Mr. Rahmati was plead-
ing with Ted to testify did he or Ted talk about trial counselâs re-
tainer, fees, or costs. Tedâs threat was directed to Mr. Rahmatiâs
request that he testify about the abuse, and not about other topics
outside Acklinâs mitigation case.
Acklin insists that Tedâs âdone withâ statement was neces-
sarily a threat to stop paying trial counsel because the word âdoneâ
is âcategorical,â âmean[ing] that [Ted] would be done helping Ack-
lin and the case in all ways.â But Acklin puts words in Tedâs mouth
that he never said. Ted did not threaten trial counsel that heâd stop
helping with the case âin all ways.â Ted limited the threat to Ack-
linâsaying âtell Nickâ and âIâm done with himââand he made the
threat during a meeting about mitigating evidence. It was not
clearly and convincingly wrong for the state appellate court to read
3
Tedâs threat the way he said it.
3
The concurring opinion oddly reads this section as us explaining âthat be-
cause Acklinâs father, Ted, told [Mr.] Rahmati . . . to tell Acklin âIâm done with
him,â the âthreatâ was aimed at Acklinânot at his trial counsel.â But weâve
said no such thing.
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22-13599 Opinion of the Court 47
b. The State Court Did Not Unreasonably Find That, by the Time of
Tedâs Threat, Trial Counsel Didnât Expect to Be Paid
Second, the state appellate court also based its conclusion
that there was no actual conflict of interests on the rule 32 courtâs
finding that when Ted made the threat just before trial, trial coun-
sel knew they would not get paid what they were owed for the
representation. See Acklin, 266 So. 3d at 107â08. We cannot say
this finding was clearly and convincingly wrong, either. See Pye, 50
F.4th at 1034â35.
Mr. Rahmati testified that he and Mr. Gray had no expecta-
tion of being paid for the representation by the time he confronted
Ted about the abuse. To Mr. Rahmati, it âwas obvious from
Day 1â that Ms. Evans was in financial distress, and he âsuspected
stronglyâ that he and Mr. Gray âwere never going to get paid.â
Ms. Evansâdespite the retainer agreement requiring the $25,000
payment to be made before Mr. Rahmati completed any work on
the caseâdidnât pay Mr. Rahmati up front during the initial Sep-
tember 30, 1996, consultation. Ted didnât pay Mr. Rahmati any-
thing up front either, or even sign the retainer agreement.
But Mr. Rahmati started working on Acklinâs case the day
after being retained despite his strong suspicion that heâd lose
money. Then, when Ms. Evansâs payments towards the $25,000
retainer finally trickled in, they were far short of what she owed:
$500 in October 1996, $200 in November 1996 and February 1997,
and ten payments of $150 or less through the October 1998 trial.
Ted, for his part, rarely chipped in over the two years Mr. Rahmati
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48 Opinion of the Court 22-13599
and Mr. Gray worked on the case: $700 in March 1998, $2,000 in
September 1998, and $200 in October 1998. This pattern of mostly
â$100- or $200-a-monthâ payments was âa very strong signalâ to
Mr. Rahmati that Acklinâs parents couldnât afford the retainer.
Meanwhile, Acklin wasnât paying trial counsel anything. Because
the family was barely paying any of trial counselâs fees and costs,
more than $50,000 remained unpaid by the time of trial.
Still, despite expecting to lose tens of thousands of dollars
from representing Acklin, trial counsel persisted, researching, draft-
ing motions, and following evidentiary leads. Trial counsel knew
that they were not getting paid nearly what they should, but
Mr. Rahmati emphasized that he and Mr. Gray werenât represent-
ing Acklin for the money. The money âwasnât importantâ and âit
wasnât necessarily about the money.â Instead, trial counsel stuck
it out for over two years because Mr. Rahmati âgave [his] wordâ to
Ms. Evans that heâd defend her son. It was enough, Mr. Rahmati
explained, that âMs. Evans . . . seemed to be trying, even though it
was $100 a month.â Her trying was âall [he] c[ould] ask for.â
True, as Acklin emphasizes, there was also evidence from
the rule 32 hearing that Mr. Rahmati asked Ted to pitch in for his
sonâs defense both before and after trial. But the question AEDPA
requires us to answer is not whether there was evidence that
wouldâve supported a different finding by the state appellate court.
Rather, under AEDPA, we must ask if what the state appellate
court actually foundâthat, by the time of trial, trial counsel didnât
expect to be paidâwas clearly and convincingly wrong. See 28
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22-13599 Opinion of the Court 49
U.S.C. 2254(e)(1); Pye, 50 F.4th at 1034. Based on Mr. Rahmatiâs
testimony and the other evidence, the answer is no.
* * *
In short, Acklin hasnât shown by clear and convincing evi-
dence that the state courtâs key factual findings (that Ted didnât ex-
plicitly threaten to stop paying and that counsel had already given
up on full payment by that time anyway) were wrongâor that the
state appellate courtâs conclusion that no actual conflict of interest
existed was based on an unreasonable determination of the facts.
So even if Sullivan was clearly established federal law on Acklinâs
financial-conflict-of-interest claim, Acklin has not met his burden
of showing that he is entitled to habeas relief under Sullivan. See 28
U.S.C. § 2254(d)(2), (e)(1); Sullivan, 446 U.S. at 350; see also Pye, 50
F.4th at 1035.
2. The State Appellate Court Didnât Unreasonably Conclude
That Any Conflict Had No Adverse Effect on
Trial Counselâs Performance
The state appellate court also held that Acklin failed to sat-
isfy Sullivanâs second factor because any conflict did not have an
adverse effect on his trial counselâs performance. See Acklin, 266
So. 3d at 107â13. The state appellate court found no adverse effect
on trial counselâs performance because: (1) despite any conflict,
trial counsel never let a lack of payment deter them from diligently
representing Acklin; and (2) the only reason they didnât present ev-
idence of Tedâs abuse was because Acklin forbade them from pre-
senting it. See id.
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50 Opinion of the Court 22-13599
a. The State Court Did Not Unreasonably Find That,
Despite A Lack of Payment, Trial Counsel Worked Diligently to
Defend Acklin
First, the state court found that any conflict had no adverse
effect on trial counselâs performance because, from the beginning
of their representation, the âlack of payment did not curtail their
effortsâ to defend Acklin. See id. at 107. Considering the evidence
of trial counselâs exhaustive work on Acklinâs case and preparation
for his trial--despite never receiving more than a fraction of the
amount due for their servicesâthis finding wasnât clearly and con-
vincingly wrong. See Pye, 50 F.4th at 1034â35.
Evidence from the rule 32 hearing showed that, throughout
the case, trial counsel researched case law and prepared a variety
of motionsâincluding for discovery, to suppress or exclude evi-
dence, to dismiss the indictment, and for a change of venue based
on pretrial publicityâaimed at bettering Acklinâs chances of avoid-
ing a conviction or death sentence. Trial counsel even subpoenaed
local news sources for records they could use to support the venue
motion. Mr. Rahmati sent Ms. Evans and Acklin multiple letters
updating them on these motions and other case developments, as-
suring them that heâd keep working on the case.
Trial counsel also focused on âmany frontsâ when investi-
gating evidence for trial. Not only did trial counsel subpoena the
stateâs witnesses, for example, but they also investigated whether
Acklinâs marijuana and alcohol use before the murders, combined
with his diabetes, could be used to show that he lacked the intent
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22-13599 Opinion of the Court 51
to murder. To that end, trial counsel obtained Acklinâs medical
records, and they obtained and reviewed Dr. Maierâs report, eval-
uating whether substance abuse significantly impaired Acklinâs
judgment during the murders. And Mr. Rahmati separately con-
sulted another expertâDr. Noggleâabout Acklinâs diabetes and
substance abuse.
Besides the substance-abuse front, trial counsel âlooked at
any and all mitigation avenues that [they] had.â â[F]rom the very
beginningâ of the case, Mr. Rahmati explained, the mitigation in-
vestigation included looking into Acklinâs background and poten-
tial character witnesses. For example, Mr. Rahmatiâs letters asked
Acklin and his parents to identify character witnesses that he
should contact or subpoena. Trial counsel contacted the witnesses
Acklin and his parents identified, interviewed them, and ultimately
presented six of them at the penalty phase.
Both Mr. Rahmati and Mr. Gray also described how they
met with Acklin or his parents many times, as Mr. Gray put it, to
âget[] as much information about his background, his history, [and]
who he wasâ as they could. During these meetings, Mr. Rahmati
âwould have asked [Acklin], [he] would have asked [Acklinâs]
mom, [and he] would have asked [Acklinâs] fatherâ for any infor-
mation that would be helpful. One question Mr. Rahmati âabso-
lutelyâ asked was whether there had been any abuse in the family.
Trial counselâs testimony about these diligent effortsâre-
searching case law, drafting and filing motions, reviewing discov-
ery, issuing subpoenas, consulting Acklin and his family,
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52 Opinion of the Court 22-13599
interviewing witnesses, and investigating exculpatory and mitigat-
ing evidenceâwas corroborated by their billing statement. The
billing statement showed that trial counsel spent more than four
hundred hours on Acklinâs case before the October 19, 1998 trial
started. Mr. Rahmati testified that the billing statement âcertainlyâ
reflected the minimum amount of time he and Mr. Gray worked
on Acklinâs case, and he doubted that the billing âreflect[ed] . . . all
the time.â
Even when Ted threatened to be âdone withâ Acklin and
âdone helping withâ Acklinâs case if they introduced evidence of
Tedâs abuse, counsel did not allow those threats to interfere with
their representation of Acklin. Mr. Rahmati met with Acklin, con-
firmed Ms. Evansâs allegations of abuse, informed Acklin of the
confrontation with Ted, and tried to persuade him to introduce ev-
idence about Tedâs abuse at the penalty phase. Based on trial coun-
selâs testimony and their billing statement, the state court wasnât
clearly and convincingly wrong that a lack of payment did not af-
fect counselâs efforts to diligently represent Acklin. Mr. Rahmati
and Mr. Gray âdid everything [they] absolutely, positively could
do, and then someââeven with Tedâs threat.
b. The State Court Did Not Unreasonably Find That
Acklin Was the Only Reason Trial Counsel Didnât
Present the Domestic Abuse Evidence
Second, the state appellate courtâs conclusion that any con-
flict had no adverse effect on trial counselâs performance was also
based on the lower courtâs finding that Acklinâby forbidding trial
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22-13599 Opinion of the Court 53
counsel from presenting evidence of Tedâs abuseâwas the only
reason they didnât present it. See Acklin, 266 So. 3d at 108, 113. Like
the other findings, this one too is not clearly and convincingly
wrong. See Pye, 50 F.4th at 1034â35.
Trial counselâs testimony and the written acknowledgment
both supported the state courtâs finding that trial counsel wouldâve
readily presented the domestic abuse evidence but for Acklinâs ex-
press instruction not to. After confronting Ted about Ms. Evansâs
abuse allegations, Mr. Rahmati testified, he told Ted that he would
âdo whatever [he] need[ed] to, to get [Ted] to th[e] sentencing
phase.â He meant it. Mr. Rahmati went to Acklin, told Acklin eve-
rything Ms. Evans disclosed about the domestic abuse, and told
Acklin everything Ted said when confronted about it. Then, once
Acklin confirmed that Ms. Evansâs allegations were true, Mr. Rah-
mati explained to Acklin that the evidence was âimportantâ and
âfelt certainly that [he] would need to try to introduce it.â
But despite Mr. Rahmatiâs insistence that Acklin let him pre-
sent the domestic abuse evidence, Acklin wouldnât have it. He in-
structed Mr. Rahmati not to subpoena Ted or introduce evidence
of his abuse. Mr. Rahmati informed Acklin that he could call other
witnesses with knowledge of the abuse, including his mother or his
brothers. But Acklin instructed Mr. Rahmati not to introduce evi-
dence of Tedâs abuse under any circumstances. And Acklin gave
that instruction because Tedâs domestic abuse âdidnât cause [him]
to be hereâ and he didnât âwant to ruin [his parentsâ] lives or have
anything like this to come out on them.â Indeed, Mr. Rahmati âfelt
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54 Opinion of the Court 22-13599
so strong[ly]â that he âneed[ed] to try to introduce th[e] evidenceâ
that he drafted a written acknowledgment memorializing Acklinâs
instruction. That acknowledgmentâsigned by Acklinâconfirmed
trial counsel were âprepared to offer [the domestic abuse evidence]
on [Acklinâs] behalfâ because it could be âconsidered by a jury in
mitigation,â but Acklin had âexpressly forbidden them to mention
or present such evidence.â
Acklin maintains that it was unreasonable for the state ap-
pellate court to rely on the written acknowledgment. In his view,
the written acknowledgment did not effectively âwaiveâ the con-
flict of interest because Mr. Rahmati didnât disclose that one existed
before having him sign it. Rather than âcuringâ the conflict, the
argument goes, the acknowledgment âsimply state[d] that Acklin
d[id] not want evidence of the abuse presented.â
But Acklin misses the point. The state appellate court didnât
find that Acklin âwaivedâ or âcuredâ the conflict. Instead, the state
appellate court found that any financial conflict had no adverse ef-
fect on trial counselâs performance because Acklin wouldnât have
let them present the abuse evidence under any circumstances. See
Acklin, 266 So. 3d at 113 (âAcklin voluntarily signed a statement ac-
knowledging that he had prohibited his attorneys from introducing
evidence of the alleged abuse.â). The written acknowledgment
supported that finding because, as Acklin admits, it expressly
âstate[d] that Acklin d[id] not want evidence of the abuse pre-
sented.â In any event, even if the state court couldnât consider the
written acknowledgment, its finding was still supported by
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22-13599 Opinion of the Court 55
Mr. Rahmatiâs undisputed testimony confirming that Acklin di-
rected trial counsel not to introduce evidence of Tedâs abuse, de-
spite Mr. Rahmati imploring Acklin to let it in because it was miti-
gating evidence that could help his case.
* * *
Acklin hasnât shown the state courtâs factual findings sup-
porting its conclusion that any conflict had no adverse effect on
trial counselâs performance were clearly and convincingly wrong.
And he does not otherwise argue that the state appellate court un-
reasonably applied Sullivan or based its conclusion on Sullivanâs sec-
ond factor on an unreasonable determination of the facts. So, even
if Sullivan was clearly established federal law on Acklinâs financial-
conflict-of-interest claim, he failed to meet his burden of showing
the state appellate courtâs conclusion on Sullivanâs second factor
4
was unreasonable.
4
As a fallback, Acklin argues that even if his Sullivan claim fails, he can still
show ineffective assistance of counsel under Strickland. But we agree with the
concurring opinion that the state appellate courtâs finding that there was no
reasonable probability of a different result if trial counsel presented evidence
of Tedâs abuse was not unreasonable. See Acklin, 266 So. 3d at 112â13 (deter-
mining there was no reasonable probability of a different result because the
state trial court found significant aggravating factors and evidence of Tedâs
abuse wouldâve been entitled to little mitigating weight, considering Acklinâs
age at the time of the murders); see also Tompkins v. Moore, 193 F.3d 1327, 1337
(11th Cir. 1999) (â[W]here there are significant aggravating circumstances and
the petitioner was not young at the time of the capital offense, evidence of a
deprived and abusive childhood is entitled to little, if any, mitigating weight.â
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56 Opinion of the Court 22-13599
IV. CONCLUSION
The district court correctly concluded that AEDPA pre-
cludes federal habeas relief on Acklinâs Sullivan claim. Sullivan was
not clearly established federal law on his financial-conflict-of-inter-
est claim. And even if it was, the state appellate court still did not
unreasonably conclude there was no actual conflict that had an ad-
verse effect on trial counselâs performance.
The district courtâs order denying Acklinâs federal habeas pe-
tition is AFFIRMED.
(marks and citation omitted)); Mills v. Singletary, 63 F.3d 999, 1025â26 (11th
Cir. 1995) (reasoning similarly).
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22-13599 WILSON, J., Concurring 1
WILSON, Circuit Judge, Concurring:
I concur with the majority that the law is not clearly estab-
lished about whether Cuyler v. Sullivan, 446 U.S. 335 (1980), applies
to conflicts involving third-party payors. I also agree that Nicholas
Acklin has not provided clear and convincing evidence required to
overcome our deference to the state appellate courtâs factual deter-
minations 1 under 28 U.S.C. § 2254(d)(2).
I write separately to address two issues. First, I address why
I would find that the conflict of interest created by the third-party
payor arrangement with Acklinâs father, Theodis (Ted) Acklin,
caused Acklinâs counsel to be deficient under Strickland v.
1 Even though Acklin does not overcome the high standard to show the state
appellate courtâs factual determinations were unreasonable, I have a few con-
cerns with the majorityâs framing of those facts. First, the majority explains
that because Acklinâs father, Ted, told Behrouz Rahmati, Acklinâs counsel, to
tell Acklin âIâm done with him,â the âthreatâ was aimed at Acklin. Although
the majority does not say Tedâs threat was aimed at trial counsel, that can be
inferred from the state appellate courtâs decision given that Tedâs payments to
Rahmati were his main contribution to and involvement with Acklin at the
time. The majority states, âTed helped Acklin emotionally,â with weekly vis-
its in prison, but this is based on Tedâs own testimony. There is little to no
other evidence that speaks to the emotional support that Ted provided from
anyone other than Ted himself.
Second, the majority misrepresents the facts about Tedâs assistance in building
a mitigating case. When Rahmati was asked whether the witnesses called at
the penalty phase were people that Ted and Velma suggested as character wit-
nesses, Rahmati responded: âEither Ted or Velma or Nick.â Velma later tes-
tified that Acklinâs father had given the name of one person, before the attor-
ney conducting the cross-examination was asked to rephrase his line of ques-
tioning to avoid hearsay.
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2 WILSON, J., Concurring 22-13599
Washington, 466 U.S. 668 (1984), but that deficiency did not preju-
dice the outcome of Acklinâs case. Second, I explain why the Su-
preme Court should concretely address whether a presumption of
prejudice applies to conflicts other than multi-defendant represen-
tationâincluding conflicts involving third-party payors.
I.
To prevail on a Strickland claim, Acklin must show: (1) his
counselâs performance was deïŹcient because of the conïŹict, and
(2) that deïŹcient performance proved prejudicial. See 466 U.S. at
687. I would ïŹnd that the conïŹict resulted in deïŹcient performance
by Acklinâs counsel, but the deïŹcient performance was not prejudi-
cial.
A.
Acklin argues that his counsel was ineffective because a con-
flict of interest arose from his fatherâs role as a third-party payor
and subsequent threat to withhold further payment if Acklinâs
counsel, Behrouz Rahmati, presented evidence of Tedâs abuse.
The facts of this case concern me. A third-party payor
(Ted)âwith whom counsel had not entered into a formal agree-
mentâhad significant access to counsel, influenced what evidence
was presented at trial, and was relied on during crucial moments of
the trial and sentencing, despite multiple allegations that Ted (the
payor) abused Acklin and his family members.
Two days before trial, Velma, Acklinâs mother, disclosed to
Rahmati that Ted had severely abused her and their children,
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22-13599 WILSON, J., Concurring 3
including Acklin. She shared that âif [Ted] was mad at the kids, he
would hold them down, put a gun to them, threaten to shoot them,
threaten to kill them.â She recounted that Ted once âshoved her
out of the windowâ of their house, leaving her to â[fall] to the
ground.â2 Following his meeting with Velma, Rahmati met Ted
and asked him about the abuse. Rahmati first told Ted about his
conversation with Velma and how Velma had described that Ted
had physically abused Velma, Acklin, and his siblings. According
to Rahmati, Ted âwasnât happy.â Ted âdidnât appreciate the idea
that his ex-spouse had disclosed these facts toâ Rahmati. Rahmati
explained to Acklin that Ted was visibly angry, saying âYou tell
[Acklin] if he wants to go down this road, Iâm done with him.â
The next day, Rahmati met with Acklin to debrief the con-
versations with Velma and Ted. Rahmati shared that he had
learned about the abuse and explained that this information could
be used as mitigating evidence at the potential sentencing phase.
Acklin, however, hesitated to introduce the evidence. He ex-
plained to Rahmati that he did not âwant to ruin [his family mem-
bersâ] lives or have anything like this to come out on them.â
âThe effective assistance of counsel demands not only a min-
imally competent lawyer, but also counsel unburdened by a
2 Additional evidence, discovered in the post-conviction proceedings, illus-
trates the abuse Acklin and his siblings experienced. Records from the Ala-
bama Department of Human Resources describe an incident in which Ted ad-
mitted pulling a gun on his sons while stating, âI brought you into the world,
and I can take you out of it.â
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4 WILSON, J., Concurring 22-13599
conflict of interest that impedes zealous representation.â Dallas v.
Warden, 964 F.3d 1285, 1302 (11th Cir. 2020). A defendant âmust
establish that no competent counsel would have taken the action
that his counsel did take.â Newland v. Hall, 527 F.3d 1162, 1184
(11th Cir. 2008) (quotation marks omitted).
I agree with Acklin that a conflict emerged, and the conflict
caused his counsel to be deficient. See Zuck v. Alabama, 588 F.2d
436, 439 (5th Cir. 1979) (explaining that actual conflict may emerge
where a defense attorney engages or works with non-parties whose
interests are adverse to the client).3 The meeting between Rahmati
and Acklin strongly suggests that Rahmati placed not only his own
interests, but Tedâs interests, before the interests of his clientâAck-
lin. Rahmati should have recognized that Ted expressed an interest
conflicting with Acklinâs.
The evidence of abuse suggested the need for further inves-
tigation, but Rahmati did not investigate. Instead, Rahmatiâs inves-
tigation following the disclosure was non-existent. Rahmati did
not investigate Velmaâs allegations, which were later confirmed by
Acklin, beyond speaking with Ted, the alleged perpetrator. Find-
ing Rahmatiâs representation sufficient, the state appellate court
noted the hours Rahmati and his co-counsel, Kevin Gray, spent pre-
paring for trial, as well as the interviews conducted with Acklinâs
family, character witnesses, and experts before the abuse
3 In Bonner v. City of Prichard, we adopted all decisions of the former Fifth Cir-
cuit handed down before October 1, 1981, as binding precedent. 661 F.2d
1206, 1209 (11th Cir. 1981) (en banc).
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22-13599 WILSON, J., Concurring 5
disclosure. But these actions do not make up for the deficiency of
not introducing this piece of mitigating evidenceâevidence di-
rectly affected by the conflict.4 The limitations on the investigation
did not stem from reasonable professional judgment.
Rahmati should have at least disclosed the conflict and then
obtained a valid waiver of Acklinâs right to conflict-free counsel.
Rahmati did neither.5 Instead, Rahmati took an alarming action
4 The state appellate court relied on Schriro v. Landrigan, (as does the Commis-
sioner), in finding that a defendant may not bring an ineffective assistance of
counsel claim for failing to present mitigating evidence when that failure to
do so was at the defendantâs request. 550 U.S. 465 (2007). But the facts in
Landrigan differ significantly from the facts here. In Landrigan, the defendant
waived the introduction of mitigating evidence in the presence of the trial
court. Id. at 478â80. The trial court questioned the defendant directly about
his desire to introduce mitigating evidence and the defendant refused. Id.
Here, the waiver was drafted outside the purview of the court, with only Ack-
lin and Rahmati present.
5 The state appellate courtâs treatment of the waiver is problematic for two
key reasons. First, while Rahmati testified that Acklin consented to the third-
party payor arrangement, there are few details illuminating what this consent
entailed. Consenting to a third-party payor arrangement and waiving oneâs
right to conflict free counsel are not synonymous. The state appellate court
did not address this distinction. A waiver should only be considered valid
where it was âknowing, intelligent, and voluntary.â United States v. Valois, 915
F.3d 717, 727 (11th Cir. 2019) (quotation marks omitted). A waiver is knowing
and intelligent if it meets the three-part test outlined in United States v. Garcia,
447 F.3d 1327, 1337 (11th Cir. 2006). The record does not support finding that
Acklin: (1) knew that Tedâs involvement and statement constituted a conflict;
(2) realized the potential consequences of this conflict; or (3) was aware of his
right to obtain other counsel in face of the conflict. Second, despite not en-
gaging in an analysis under Valois or Garcia, the state appellate court relied on
the waiver to foreclose a full analysis of Acklinâs ineffective assistance of
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6 WILSON, J., Concurring 22-13599
after securing the waiver. Despite his knowledge of the abuseâ
which Velma, Acklin, and Acklinâs brother had corroboratedâ
Rahmati relied heavily on Ted, the alleged abuser, during both the
trial and at sentencing. In fact, Ted was the only witness to testify
at sentencing. Despite having corroborating evidence of Tedâs
abuse, Rahmatiâs decision to put Ted on the stand, shows Rah-
matiâs deficient representation.
Based on these facts, I would find that Rahmati was deficient
because of the conflict. Rahmatiâs representation of Acklin fell out-
side the âwide range of professionally competent assistance.â
Strickland, 466 U.S. at 690. His actions do not support a finding that
he acted as competent counsel would. See Newland, 527 F.3d at
1184.
B.
To establish prejudice, a criminal defendant must show that
âthere is a reasonable probability that, but for counselâs unprofes-
sional errors, the result of the proceeding would have been differ-
ent.â Strickland, 466 U.S. at 694. âIn the capital sentencing context,
the prejudice inquiry asks whether there is a reasonable probability
that, absent the errors, the sentencer would have concluded that
the balance of aggravating and mitigating circumstances did not
counsel claim. According to the state appellate court, because âthere was un-
contradicted evidence that counselâs decision not to introduce evidence of the
abuse was at the express direction of Acklin,â Acklin could not later try to hold
counsel accountable for doing as he wished. This conclusion draws from in-
complete analysis.
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22-13599 WILSON, J., Concurring 7
warrant death.â Pye v. Warden, Ga. Diagnostic Prison, 50 F.4th 1025,
1041 (11th Cir. 2022) (en banc) (quotation marks omitted and alter-
ation adopted). Pye instructs this court to consider the totality of
available mitigation evidenceâboth from trial and the habeas pro-
ceedingâand reweigh it against the aggravating evidence. Id. at
1042.
All the state courts that heard Acklinâs case asserted that the
aggravating circumstances would be particularly difficult to over-
come, stressing the violent nature of the underlying offense.6 In-
deed, the state appellate court reviewed the evidence of Tedâs
abuse and was not convinced that Acklinâs sentence would have
been different. In making its decision, the state appellate court re-
lied on the trial courtâs determination that â[t]he abuse Acklin en-
dured at the hands of his father clearly had no effect on Acklinâs
ability to work, maintain relationships, or to function in society.â
The state appellate court concluded that Acklin did not meet Strick-
landâs requirement of demonstrating any reasonable probability
that the abuse would have altered the weighing of the evidence. I
agree. Given the nature of this capital offense, I do not believe the
evidence of abuse in this case would alter the courtâs weighing of
the evidence of each aggravating factor.
6 The aggravating circumstances here included: (1) that the defendant know-
ingly created a great risk of death to many persons; and (2) that the capital
offense was especially heinous, atrocious, or cruel compared to other capital
offenses.
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8 WILSON, J., Concurring 22-13599
II.
As noted by the majority, in Sullivan, the Supreme Court
held that where a defendant has identified a conflict of interest that
âactually affected the adequacy of his representation,â the defend-
ant is entitled to a presumption of prejudice. 446 U.S at 349â50.
But the Court has not yet concretely extended this rule to third-
party payor situations. The closest the Court has come is in Wood
v. Georgia, 450 U.S. 261 (1981). In Wood, the âpetitioners were rep-
resented by their employerâs lawyer, who may not have pursued
their interests single-mindedly.â Id. at 271â72. Instead, counsel ap-
peared to be advancing arguments that conflicted with the argu-
ments in the petitionersâ best interest for the benefit of the third-
party payor (the employer). Id. The Court noted the petitionersâ
constitutional rights would be implicated if âcounsel was influ-
enced in his basic strategic decisionsâ by the interests of the third-
party payor. Id. at 272. Because the parties did not argue the pos-
sibility of an actual conflict, the Court sidestepped the issue, re-
manding for a hearing to determine whether, because of the in-
volvement of a third-party payor, the attorney âmay not have pur-
sued [the clientsâ] interests single-mindedly.â Id. at 271â73.
This case provides an opportunity for the Court to address
whether Sullivanâs presumption of prejudice applies when a third-
party payor agreement creates a conflict that adversely affected
counselâs performance. Defendants like Acklin, along with the cir-
cuits, would benefit from the Supreme Courtâs guidance.
Case Information
- Court
- 11th Cir.
- Decision Date
- December 12, 2024
- Status
- Precedential