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IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF PENNSYLVANIA ROBERT NICHOLSON, JR., : CIVIL ACTION NO. 1:18-CV-415 : Plaintiff : (Chief Judge Conner) : v. : : PETCO ANIMAL SUPPLIES : STORES, INC., : : Defendant : MEMORANDUM Plaintiff Robert Nicholson, Jr. (âNicholsonâ) filed this age discrimination lawsuit against his employer, defendant Petco Animal Supplies Stores, Inc. (âPetcoâ). Nicholson alleges discrimination and retaliation in violation of the Age Discrimination in Employment Act (âADEAâ), 29 U.S.C. § 621 et seq. Petco moves for summary judgment on both claims. (Doc. 22). I. Factual Background and Procedural History1 Petco is a âleading specialty retailer of premium pet food, supplies, and services,â operating over 1,500 stores in the United States and Puerto Rico. (Doc. 24 1 Local Rule 56.1 requires that a motion for summary judgment pursuant to Federal Rule of Civil Procedure 56 be supported âby a separate, short, and concise statement of the material facts, in numbered paragraphs, as to which the moving party contends there is no genuine issue to be tried.â LOCAL RULE OF COURT 56.1. A party opposing a motion for summary judgment must file a separate statement of material facts, responding to the numbered paragraphs set forth in the moving partyâs statement and identifying genuine issues to be tried. Id. Unless otherwise noted, the factual background herein derives from the partiesâ Rule 56.1 statements of material facts. (See Docs. 24, 28). To the extent the partiesâ statements are undisputed or supported by uncontroverted record evidence, the court cites directly to the Rule 56.1 statements. ¶ 1). Nicholson has been employed by Petco since April 2006. (Id. ¶¶ 8, 11). He currently is a âStore Leader,â supervising one of Petcoâs stores in Harrisburg, Pennsylvania, a position he has held since October 17, 2016. (Id. ¶¶ 11-12). Before that time, Nicholson was a âDistrict Leader,â overseeing and managing 12 to 25 Petco stores in Maryland and Pennsylvania. (Id. ¶¶ 8-9, 11-14). The parties agree that Store Leader is a âlowerâ position than District Leader. (Id. ¶ 11; Doc. 28 ¶ 11). The facts surrounding Nicholsonâs change in position at Petco are as follows. In January 2016, Alan McVey (âMcVeyâ), who is approximately 12 years Nicholsonâs junior, was promoted to Vice President of Regional Operations (âVPROâ). (Doc. 24 ¶¶ 26-27). This promotion was part of Petcoâs âcompany-wide organizational and operationalâ restructuring, which included, inter alia, new executive leadership and elevated standards and expectations for store management. (Id. ¶¶ 24-26). As VPRO, McVey oversaw 18 District Leaders and approximately 400 Petco locations on the East Coast. (Id. ¶¶ 28-29). McVey was expected to spend at least 50 percent of his time making announced and unannounced visits at stores in his region. (Id. ¶ 31). Before becoming VPRO (and concomitantly Nicholsonâs immediate supervisor), McVey had spoken with Nicholson about the heightened performance expectations for Petco stores and employees, including District Leaders. (Id. ¶¶ 34-35). Nicholson alleges that, in 2016, McVey made a series of discriminatory comments regarding Nicholsonâs age. According to Nicholson, McVey (1) repeatedly referred to him as the âseniorâ or âelderâ District Leader during regional conference calls with other District Leaders and Petco management; (2) referred to him as an âelder statesmanâ during one regional conference call; (3) asked Nicholson if he had taken âa napâ or âfall[en] asleepâ due to Nicholson inadvertently muting his phone during a conference call; and (4) questioned if Nicholson was really âup for that kind of thingâ after Nicholson expressed interest in a regional position. (Id. ¶ 37; Doc. 36-1, Nicholson Dep. 76:17-86:192). Nicholson highlights one specific incident that he claims occurred on July 12, 2016. On that date, McVey visited a store in Nicholsonâs district where he met with Nicholson and six or seven of the districtâs Store Leaders. (Doc. 24 ¶¶ 44-45; Doc. 28 ¶ 46). Nicholson alleges that, in front of him and the Store Leaders, McVey made the following âjokeâ: McVey called out to the storeâs dog trainer and said, âI have . . . a dog training question.â The dog trainer responded, âOkay. Whatâs up,â and McVey replied, âI have this really old dog, and I canât teach him any new tricks.â The dog trainer said, âOkay,â and McVey continued, âYeah. His name is Bob.â (Doc. 24 ¶ 46; Doc. 28 ¶ 46; Nicholson Dep. 196:14-23; Doc. 36-3, Barnett Dep. 14:9-16, 89:4-9). Nicholson avers that the Store Leaders remained silent after this exchange and then âwalked awayâ in discomfort. (Nicholson Dep. 196:23-197:4). McVey testified that he does not ârecallâ making the alleged joke or any other age-related comments. (Doc. 36-2, McVey Dep. 34:7-21, 89:4-13). Nicholson contacted his Human Resources Business Partner, Wayne Barnett (âBarnettâ), about the alleged âold dogâ comment shortly after the incident. (Doc. 2 Deposition transcripts or portions thereof have been filed by the parties at separate docket entries. We will cite to the full deposition transcripts only, using the convention â[Name] Dep.,â without repeating the docket entry citation passim. 24 ¶ 50). Nicholson told Barnett that McVeyâs comment made him uncomfortable, but asked Barnett not to tell McVey about this complaint. (Id. ¶ 52). On July 18, 2016, Barnettâwho felt compelled by his job responsibilities to communicate the complaintâspoke with McVey via telephone about Nicholsonâs concerns. (Id. ¶ 54; Barnett Dep. 18:16-22, 19:8-23; Nicholson Dep. 211:22-212:9). According to Barnett, McVey responded that âit was possible that he [McVey] had made commentary that he felt was lighthearted, that may have been . . . similar to the verbiage that [Nicholson] had stated to [Barnett], but [McVey] didnât recall the exact verbiage, and he didnât recall the context.â (Barnett Dep. 20:4-9).3 Barnett counseled McVey that if the comment had been made, âit was certainly ill-advisedâ or âinappropriateâ and that McVey âshould refrain going forward from any kind of commentary like that again.â (Doc. 24 ¶ 56). Barnett then called Nicholson and informed him that he had spoken to McVey about the incident. (Id. ¶ 57). Nicholson attests that, during this phone call, Barnett told Nicholson that McVey had admitted making the âold dogâ comment and felt badly about it. (Nicholson Dep. 212:15-213:6). Nicholson claims that after Barnett spoke with McVey regarding the âold dogâ comment, McVey began to treat Nicholson differently. (Doc. 24 ¶ 61). Nicholson avers that McVey would âdodgeâ his phone calls and ignore his emails, that McVey became âdismissive,â and that their relationship generally turned âicy.â 3 This portion of Barnettâs deposition testimony differs from his declaration, wherein Barnett avers that on the July 18, 2016 phone call, McVey âdid not recall making the joke[.]â (Doc. 25-1 ¶ 18). However, we view the facts in a light most favorable to Nicholson, the nonmovant, at the Rule 56 stage. See Section II, infra. (Id.) Nicholson also contends that McVey performed retaliatory, unannounced store visits in Nicholsonâs district, targeting stores that Nicholson had previously identified as âproblemâ locations. (Id.) In early September 2016, Regional Pet Services Director Ronee Wyatt (âWyattâ) made several unannounced visits to stores in Nicholsonâs district to evaluate each locationâs pet services. (Id. ¶¶ 63-64). Wyatt and Nicholson had previously agreed that such visits should be unannounced so that Wyatt could properly assess the stores. (Id. ¶ 64). Wyatt reported to McVey that some of the stores were in âroughâ or âvery, very roughâ condition, that one of the new stores might not be prepared for its opening day, and that Nicholson had demonstrated a lack of concern about the new store potentially being unprepared for opening. (Id. ¶ 66). McVey performed unannounced visits on approximately eight stores in Nicholsonâs district later that month. (Id. ¶¶ 69, 71). Of those eight stores, four or five needed significant improvement in areas such as âcleanliness, brand standards, inventory, merchandising, animal care, and guest engagement.â (Id. ¶ 71). During a follow-up conference call between McVey, Nicholson, and Barnett on October 4, 2016, McVey identified four stores that needed immediate attention. (Id. ¶ 75). Nicholson agreed that some of the stores had opportunities for improvement but disagreed as to the extent of the deficiencies. (Id. ¶ 76; Nicholson Dep. 291:3-24, 294:10-25, 295:15-296:5). At the end of the call, McVey asked Nicholson to create an âaction planâ detailing how Nicholson would bring the four underperforming stores âup to standard.â (Doc. 24 ¶ 79; Nicholson Dep. 261:16-23). Before this October 4 conference call, Nicholson had contacted Petcoâs Senior Employee Relations Specialist, Kristine Kaswell (âKaswellâ), after he learned of McVeyâs unannounced store visits. (Doc. 24 ¶ 112). Nicholson discussed a host of issues with Kaswell, including the July 12 âold dogâ comment, Nicholsonâs complaint to Barnett about this incident, Barnettâs communication of the complaint to McVey, and McVeyâs unannounced store visits. (Id. ¶ 113; Nicholson Dep. 225:1- 9). He also informed Kaswell that his relationship with McVey had turned âicyâ after the complaint; that McVey was failing to respond promptly to his calls and emails; that McVey did not like him and was âcoming afterâ him, causing Nicholson to âfear for [his] jobâ; and that Nicholson did not feel he was âpart of [Petcoâs] new regime.â (Doc. 24 ¶ 113; Nicholson Dep. 225:9-11). Kaswell told Nicholson that this âwas not typically how these things would have been handled,â but because no disciplinary or other adverse action had yet been taken, there was ânothing for her to do.â (Doc. 24 ¶ 114; Nicholson Dep. 225:13-22). She told Nicholson that he should contact her if he did receive formal discipline and she would begin an investigation. (Doc. 24 ¶ 114). On October 7, 2016, Nicholson emailed McVey the requested âaction plan,â which provided a specific course of conduct for the first 30 days of a longer, 90-day plan. (Doc. 24 ¶¶ 82-83; Doc. 25-2 at 193-96). Nicholson also included his notes from his prior visits to the problem stores, as requested by McVey. (Doc. 24 ¶¶ 79, 82). On another conference call three days later, McVey accepted Nicholsonâs action plan but issued him a formal warning. (Id. ¶¶ 86-88). McVey testified that he felt a written warning was necessary due to Nicholsonâs lack of âurgencyâ to correct the identified problems and his failure to appropriately take ownership of the underperforming stores in his district. (Id. ¶ 85; McVey Dep. 73:7-75:11). McVey initially delivered the written warning by reading it over the phone to Nicholson. (Doc. 24 ¶ 89). The warning recited the issues that McVey felt needed to be resolved in the identified stores, and Nicholson largely agreed with McVeyâs assessment. (Id. ¶¶ 90-93, 95; Doc. 25-2 at 198-99). McVey also suggested on this October 10 call that Nicholson could step down to a role as Store Leader at one of Petcoâs locations as an alternative to moving forward with the action plan and meeting its requirements. (Doc. 24 ¶¶ 97, 100). The change in position would result in, among other things, an eight percent salary reduction. (Id. ¶ 100). The parties dispute the nature of this offer and Nicholsonâs eventual acceptance. Petco contends that Nicholson freely and voluntarily chose to move into the Store Leader position, (see Doc. 24 ¶¶ 103, 105); Nicholson asserts that, through subsequent âthinly veiledâ threats from McVey, the âofferâ became an ultimatum: step down to Store Leader or be fired from the position of District Leader, (Doc. 28 ¶¶ 103, 105, 108). Nicholson attempted to contact Kaswell on two separate occasions immediately following the October 10 conference call and warning issuance. (Doc. 24 ¶ 122). Nicholson called Kaswell that day, and again on either October 11 or 12. (Nicholson Dep. 309:3-15, 311:15-21). He left voicemails both times, indicating that he had received a written warning from McVey and that he wanted to talk to Kaswell about it, and also referencing the issue of him âstepping downâ to the Store Leader position. (Doc. 24 ¶¶ 123-24). Kaswell did not return Nicholsonâs phone calls. (Nicholson Dep. 312:17-18). On October 11, McVey provided Nicholson more details about the step-down offer, explaining that the position would be Store Leader of Harrisburg store number 1887 and would offer a salary of approximately $110,000, which was $8,000 less than Nicholsonâs District Leader salary. (Doc. 24 ¶¶ 100, 102; Nicholson Dep. 305:7-14). Nicholson asked McVey for some time to consider the decision and was given until Tuesday, October 17. (Doc. 24 ¶ 104; Nicholson Dep. 301:13-19, 305:16- 25). McVey then called Nicholson back and informed him that Petco needed an answer by Monday, October 16. (Nicholson Dep. 301:20-23, 306:1-8). Nicholson verbally accepted the Store Leader position, which he subsequently confirmed in writing on October 17, 2016. (Doc. 24 ¶ 106; Doc. 25-2 at 200). Several months later, Nicholson filed a charge of age discrimination with the Equal Employment Opportunity Commission (âEEOCâ), and the EEOC issued a right to sue letter in December 2017. (Doc. 24 ¶¶ 125, 134; Doc. 25-6). Nicholson timely filed the instant lawsuit, asserting discrimination (Count 1) and retaliation (Count 2) under the ADEA. Petco moves for summary judgment on both claims. The motion is fully briefed and ripe for disposition. II. Legal Standard Through summary adjudication, the court may dispose of those claims that do not present a âgenuine dispute as to any material factâ and for which a jury trial would be an empty and unnecessary formality. FED. R. CIV. P. 56(a). The burden of proof tasks the non-moving party to come forward with âaffirmative evidence, beyond the allegations of the pleadings,â in support of its right to relief. Pappas v. City of Lebanon, 331 F. Supp. 2d 311, 315 (M.D. Pa. 2004); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986). The court is to view the evidence âin the light most favorable to the non-moving party and draw all reasonable inferences in that partyâs favor.â Thomas v. Cumberland County, 749 F.3d 217, 222 (3d Cir. 2014). This evidence must be adequate, as a matter of law, to sustain a judgment in favor of the non-moving party on the claims. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 250-57 (1986); Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587-89 (1986). Only if this threshold is met may the cause of action proceed. See Pappas, 331 F. Supp. 2d at 315. III. Discussion The ADEA makes it unlawful for an employer to âdiscriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individualâs age[.]â 29 U.S.C. § 623(a)(1). The ADEA also explicitly prohibits retaliation against an employee who opposes, complains about, or aids in the investigation of a claim of age discrimination. Id. § 623(d). Nicholson alleges that Petco both discriminated and retaliated against him. We examine each claim in turn. A. Age Discrimination Nicholson has not adduced direct evidence of discrimination. Age discrimination claims based on circumstantial evidence follow the familiar McDonnell Douglas three-step burden-shifting framework. Willis v. UPMC Childrenâs Hosp. of Pittsburgh, 808 F.3d 638, 644 (3d Cir. 2015); see generally McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). To establish a prima facie case of age discrimination, a plaintiff must prove: (1) he is a member of the protected class, i.e., he is at least 40 years old; (2) he is qualified for the position in question; (3) he suffered an adverse employment action; and (4) the circumstances surrounding the adverse action âcould give rise to an inference of intentional discrimination.â Burton v. Teleflex Inc., 707 F.3d 417, 426 (3d Cir. 2013) (quoting Makky v. Chertoff, 541 F.3d 205, 214 (3d Cir. 2008)). The burden of establishing a prima facie case âis not onerous,â Doe v. C.A.R.S. Prot. Plus, Inc., 527 F.3d 358, 365 (3d Cir. 2008) (quoting Tex. Depât of Cmty. Affairs v. Burdine, 450 U.S. 248, 253 (1981)), and presents a âlow barâ for employment discrimination plaintiffs, Scheidemantle v. Slippery Rock Univ. State Sys. of Higher Educ., 470 F.3d 535, 539 (3d Cir. 2006) (citation omitted). If a plaintiff can demonstrate a prima facie case of age discrimination, the burden then shifts to the employer to offer a âlegitimate nondiscriminatory reasonâ for the adverse employment action. Willis, 808 F.3d at 644 (citation omitted); McDonnell Douglas Corp., 411 U.S. at 802. After the defendant has come forth with such evidence, the burden rebounds to the plaintiff to show that the proffered reason is pretext. Willis, 808 F.3d at 644 (citing Burton, 707 F.3d at 426-27). To ultimately prevail on an age discrimination claim, the plaintiff âmust establish, by a preponderance of the evidence, that age was the âbut-forâ cause of the adverse employment action.â Id. (citing Gross v. FBL Fin. Servs., Inc., 557 U.S. 167, 177-78 (2009)). 1. Prima Facie Case Petco first argues that summary judgment must be granted in its favor because Nicholson has not established an adverse employment action or an inference of discrimination for his prima facie case of age discrimination. We disagree. a. Adverse Employment Action An âadverse employment actionâ is one that is âserious and tangible enough to alter an employeeâs compensation, terms, conditions, or privileges of employment.â Jones v. SEPTA, 796 F.3d 323, 327 (3d Cir. 2015) (discussing adverse employment action under Title VII) (quoting Storey v. Burns Intâl Sec. Servs., 390 F.3d 760, 764 (3d Cir. 2004)). Courts have held, in the Title VII context, that actionable adverse decisions include denial of a raise or promotion, failure to rehire, discharge, demotion, suspension without pay, and transfer with detrimental collateral consequences. See Burlington Indus., Inc. v. Ellerth, 524 U.S. 742, 761 (1998) (discussing âtangible employment actionâ affecting employment terms or conditions for hostile work environment claim); Connelly v. Lane Constr. Corp., 809 F.3d 780, 791-92 (3d Cir. 2016); Jones v. Sch. Dist. of Phila., 198 F.3d 403, 411-12 (3d Cir. 1999). We see no reason to delineate between Title VII and the ADEA as to the contours of an adverse employment action. The relevant portions of both statutes are identical and protect against invidious discrimination âwith respect to [an employeeâs] compensation, terms, conditions, or privileges of employment.â See 29 U.S.C. § 623(a)(1); 42 U.S.C. § 2000e-2(a)(1). The Third Circuit Court of Appeals, moreover, has explained that its definition of adverse employment action under Title VII âstems from the language of Title VII itself.â Storey, 390 F.3d at 764. Petco argues that neither the written warning nor the change in position from District Leader to Store Leader qualifies as an adverse employment action. Nicholson appears to concede that the written warning is not an adverse action. (See Doc. 27 at 6-8). We agree, primarily because the warning was not accompanied by any materially adverse effect on Nicholsonâs compensation, terms, conditions, or privileges of employment. See Reynolds v. Depât of Army, 439 F. Appâx 150, 153-54 (3d Cir. 2011) (nonprecedential); Cole v. Illinois, 562 F.3d 812, 816-17 (7th Cir. 2009); Givens v. Cingular Wireless, 396 F.3d 998, 998 (8th Cir. 2005). Nevertheless, we find that Nicholson has identified and supported a prima facie adverse employment action in the form of constructive demotion. The Third Circuit has not explicitly held that âconstructive demotionâ is a viable adverse employment action. But other circuits have. See Fenney v. Dakota, Minn. & E. R.R. Co., 327 F.3d 707, 717-18 (8th Cir. 2003); Simpson v. Borg-Warner Auto. Inc., 196 F.3d 873, 876 (7th Cir. 1999); Sharp v. City of Houston, 164 F.3d 923, 933-34 (5th Cir. 1999). And the Third Circuit has intimated that constructive demotion could be cognizable in the employment discrimination context. See Clark v. Township of Falls, 890 F.2d 611, 618-19 (3d Cir. 1989). We find the reasoning of Fenney, Simpson, and Sharp sound. Constructive demotion is no less adverse than actual demotion, and employers should not be permitted to create conditions that force an employee to accept a lower position when they are barred from creating conditions that cause an employee to involuntarily âresignââi.e., constructive discharge. Nicholson maintains that his move from District Leader to Store Leader was an involuntary demotion. He claims that McVeyâlike Don Vito Corleone, Marlon Brandoâs iconic character in The Godfatherâforced the step down by making Nicholson âan offer he c[ould]nât refuse.â Nicholson, in fact, used this language to describe the demotion in an email he sent to a coworker. (See Nicholson Dep. 318:8-22; Doc. 25-2 at 201). Nicholson testified that when McVey called him back to request an earlier decision and Nicholson again hesitated, McVey stated, âListen, you know, before you say no, just understand that people could be coming to visit your district within a very short period of time, and those visits might not go well, so, you know, you just donât know what your position is going to be if you refused.â (Nicholson Dep. 301:22-302:4). When Nicholson directly questioned McVey if store visits were imminent, McVey purportedly responded, âWell, all Iâm telling you is thatâIâm not telling you somebody is coming or somebody isnât coming. Iâm telling you that somebody could show up, could visit those stores. It could go bad, and who knows what your position will be following that.â (Id. at 302:5-13). Nicholson interpreted these statements as âthinly veiled threatsâ that, if he did not accept the âone-timeâ step-down offer, he would be fired from his District Leader position. (Id. at 302:13- 15, 304:14-24, 318:19-22, 319:13-17). After calling Kaswell twice about the situation, leaving two voicemails, and receiving no response, Nicholson claims he accepted the Store Leader position because âworking [as Store Leader] was better than being unemployed.â (Id. at 319:13-17). We find that Nicholson has adduced evidence tending to show that his change in position was not âtruly voluntary.â See Fenney, 327 F.3d at 717. Viewing the facts in a light most favorable to Nicholson, a reasonable juror could infer from McVeyâs alleged threats, Kaswellâs silence, and other circumstances that Nicholsonâs only options were demotion or unemployment. Petcoâs arguments to the contrary are unavailing. Petco points to evidence demonstrating that (1) Nicholson was experiencing high levels of stress and anxiety in the District Leader position; (2) he believed a Store Leader position would be less stressful; (3) the step down involved only a small reduction in salary; and (4) Nicholson expressed interest in, and negotiated some of the terms of, the position change. (See Doc. 23 at 8-9). This evidence, rather than completely undermining Nicholsonâs claim, demonstrates a genuine dispute of material fact regarding the voluntariness of the step-down decision. b. Inference of Discrimination We also disagree with Petco that Nicholson has not established the fourth element of a prima facie case: circumstances that raise an inference of age-based discrimination. To satisfy this element, a plaintiff must demonstrate âsome causal nexus between his membership in a protected classâ and the adverse employment action. Sarullo v. U.S. Postal Serv., 352 F.3d 789, 798 (3d Cir. 2003). Ageist comments made by a decisionmaker, especially when directed at the plaintiff, can raise an inference of discriminatory animus. See Willis, 808 F.3d at 646; Keller v. Orix Credit All., Inc., 130 F.3d 1101, 1111-12 (3d Cir. 1997); Ryder v. Westinghouse Elec. Corp., 128 F.3d 128, 133 (3d Cir. 1997); Abrams v. Lightolier Inc., 50 F.3d 1204, 1215 (3d Cir. 1995). In the case sub judice, we need look no further than McVeyâs purported comments. As detailed above, McVey allegedly made ageist remarks directed at Nicholson in front other Petco employees in the months leading up to the change in position. Petco assumesâfor purposes of summary judgmentâthat these comments were made. A reasonable juror could easily infer intentional discrimination from McVeyâs overt, age-based commentary. See Keller, 130 F.3d at 1112. We reject Petcoâs contention that McVeyâs comments were âstray remarksâ unrelated to the decisionmaking process and thus cannot support an inference of discrimination.4 On the contrary, âdiscriminatory comments by an executive connected with the decisionmaking process will often be the plaintiffâs strongest circumstantial evidence of discrimination[.]â Abrams, 50 F.3d at 1215. We likewise reject Petcoâs assertion that the âseniorâ and âelderâ comments are age-neutral. McVey used those terms to refer to Nicholson even though Nicholson was not the 4 The cases on which Petco relies for this proposition all involve the final step in the McDonnell Douglas burden-shifting paradigmâestablishing pretextânot the prima facie showing. See Keller, 130 F.3d at 1112 (noting that employerâs ageist comments âcertainly constitute evidence from which a reasonable factfinderâ could infer age-based discrimination, but were insufficient alone to prove, by a preponderance of evidence, that age was determinative cause of adverse action); Connolly v. Pepsi Bottling Grp., LLC, 347 F. Appâx 757, 758-61 (3d Cir. 2009) (nonprecedential); Parker v. Verizon Pa., Inc., 309 F. Appâx 551, 555-59 (3d Cir. 2009) (nonprecedential); Shade v. Alfa Laval Inc., No. 1:14-CV-813, 2017 WL 839456, at *12-13 (M.D. Pa. Mar. 3, 2017). The discussions in these cases about the probative value of certain stray remarks, therefore, are inapposite to the case at bar. most experienced or tenured District Leader on the regional conference calls. (See Nicholson Dep. 78:22-79:16, 82:8-17). We therefore conclude that Nicholson has established a prima facie case of age discrimination. 2. Pretext Petco has satisfied its ârelatively light burdenâ of providing a legitimate, nondiscriminatory reason for its actions. See Fuentes v. Perskie, 32 F.3d 759, 763 (3d Cir. 1994). McVey avers that he offered Nicholson the step-down option because he respected Nicholsonâs tenure with the company but was concerned that Nicholson may be unwilling or unable to keep pace with Petcoâs ânew operational expectations and accountability.â (See Doc. 24 ¶¶ 23-26, 34-35, 97-98; McVey Dep. 93:8-25). McVey asserts that he based these concerns primarily on Nicholsonâs âdemeanorâ in response to the unannounced store visits. (McVey Dep. 93:8-25). The burden therefore rebounds to Nicholson to offer evidence sufficient for a reasonable factfinder to infer âthat [Petco]âs proffered justification is merely a pretext for discrimination.â See Burton, 707 F.3d at 426 (citation omitted). A plaintiff can show pretext by pointing to direct or circumstantial evidence from which a reasonable factfinder could either (1) disbelieve the employerâs proffered justification or (2) âbelieve that an invidious discriminatory reason was more likely than notâ the âdeterminative cause of the employerâs action.â Id. at 427 (quoting Fuentes, 32 F.3d at 764). Under the first prong, a plaintiff can discredit an employerâs explanation by showing âweaknesses, implausibilities, inconsistencies, incoherencies, or contradictionsâ in the proffered legitimate reason. Id. Under the second prong, a plaintiff may satisfy his burden by offering sufficiently probative evidence that the employer previously discriminated against the plaintiff or others within the plaintiffâs protected class or within another protected class, or treated similarly situated persons outside the plaintiffâs protected class more favorably. Simpson v. Kay Jewelers, Div. of Sterling, Inc., 142 F.3d 639, 645 (3d Cir. 1998) (citing Fuentes, 32 F.3d at 765). Nicholson relies on the first prong to show pretext, marshalling the following evidence. First, he contends that some of McVeyâs reasons for the written warning, which precipitated the demotion, are false or exaggerated. Nicholson attested that although McVey claimed that he was not properly greeted or approached in any of the eight stores he visited, video and other evidence from three of McVeyâs visits shows that store employees either spoke with McVey or attempted to do so. (Nicholson Dep. 293:13-294:25). More saliently, Nicholson points to the inconsistency in McVeyâs outward âacceptanceâ of the 30-day action plan and his private ultimatum, issued a day later, to take the demotion or face termination. In his deposition, McVey attested that after he delivered the written warning, Nicholson had a positive demeanor and âsaid he would get it done,â that McVey âfelt comfortable [Nicholson] understood the expectation and was going to go ahead and close those gapsâ identified in the warning, and that McVey âfelt confident that [Nicholson] was going after it.â (McVey Dep. 79:2-3, 18-23, 80:1-3, 81:17-23). Barnett similarly testified that McVey âhad every expectation that [Nicholson] could . . . achieve what was written in th[e] warning.â (Barnett Dep. 32:9-13). Nicholson posits that if McVey believed that Nicholson could and would execute the action plan and bring the stores in his district up to standard, there was no legitimate reason to force a demotion. Petco maintains that there is no inconsistency or contradiction because Nicholsonâs opportunity to implement the 30-day action plan was obviated by his voluntary acceptance of the step-down offer. In Petcoâs view, McVey fully believed that Nicholson could successfully implement the action plan, but also felt that Nicholson might not be willing to âclose those operational gaps and keep pace with Petcoâ and instead would want to move to Store Leader and âprotect his pay as close to what it was.â (McVey Dep: 93:20-23). Petco asserts that Nicholson simply chose the less demanding Store Manager option. Petcoâs argument, however, presupposes belief in its version of the facts, viz., that Nicholsonâs move to Store Leader was entirely voluntary. As discussed supra, Nicholson has adduced evidence that he was constructively demoted. Because Nicholson is the nonmovant, we must view the facts in a light most favorable to him. Thomas, 749 F.3d at 222. Through this Rule 56 lens, we find that Nicholson has sufficiently put forward inconsistencies or contradictions in Petcoâs legitimate reason such that âa reasonable factfinder could rationally find [it] unworthy of credence.â Kautz v. Met-Pro Corp., 412 F.3d 463, 467 (3d Cir. 2005) (quoting Fuentes, 32 F.3d at 765). Specifically, if jurors believe the demotion was involuntary, they could logically disbelieve McVeyâs proffered explanationâthat he was confident that Nicholson could implement the action plan and comply with Petcoâs heightened standards but that Nicholson may be âunwillingâ to do so and thus opt for the Store Leader position. After all, if McVey had âevery expectationâ that Nicholson could execute the action plan, which was explicitly crafted to address McVeyâs concerns regarding Nicholsonâs performance, there would be no need to force Nicholson out of his long-held District Leader position. This disbelief, coupled with Nicholsonâs prima facie evidence of age discrimination, would permit a reasonable factfinder to conclude that McVeyâs actions were instead driven by discriminatory animus. See Burton, 707 F.3d at 427; Fasold v. Justice, 409 F.3d 178, 185 (3d Cir. 2005); Fuentes, 32 F.3d at 764 (citing St. Maryâs Honor Ctr. v. Hicks, 509 U.S. 502, 511 (1993)). We will therefore deny Petcoâs motion for summary judgment as to Nicholsonâs claim of age discrimination. B. Retaliation A prima facie case of retaliation under the ADEA requires a plaintiff to show that (1) he engaged in a âprotected employee activityâ; (2) he suffered an adverse employment action either contemporaneous with or following the protected activity; and (3) a causal link exists between the protected activity and the adverse action. E.E.O.C. v. Allstate Ins. Co., 778 F.3d 444, 449 (3d Cir. 2015). The third element has also been described as requiring the plaintiff to provide evidence âsufficient to raise the inferenceâ that the protected activity was the âlikely reasonâ for the adverse action. Carvalho-Grevious v. Del. State Univ., 851 F.3d 249, 259 (3d Cir. 2017) (quoting Kachmar v. SunGard Data Sys., Inc., 109 F.3d 173, 177 (3d Cir. 1997)). Petco challenges the second and third elements. Because we have little difficulty finding that McVeyâs purported demotion of Nicholson qualifies as an âadverse employment actionâ for a retaliation claim,5 we need only address causation. Whether there is a causal nexus between the protected activity and the adverse action is a totality-of-the-circumstances inquiry. Daniels, 776 F.3d at 196. A plaintiff asserting retaliation may rely solely on temporal proximity between the protected conduct and the adverse action to create an inference of causation, but only if the timing is âunusually suggestiveâ of a retaliatory motive. Id. (quoting Leboon v. Lancaster Jewish Cmty. Ctr. Assân, 503 F.3d 217, 232 (3d Cir. 2007)). Absent such suggestive timing, courts consider âany intervening antagonism by the employer, inconsistencies in the reasons the employer gives for its adverse action, and any other evidence suggestingâ a retaliatory animus. Id. (citations omitted). Nicholson has proffered sufficient evidence to carry his prima facie burden of demonstrating causation. First, Nicholson points to Barnettâs reporting of Nicholsonâs complaint about the âold dogâ comment to McVey on July 10, 2016, and McVeyâs constructive demotion of Nicholson approximately three months later. A three-month gap between protected activity and an adverse action, without more, is not âunusually suggestiveâ so as to defeat summary judgment. See Leboon, 503 5 An adverse action for the second prong of a prima facie retaliation claim is one that a reasonable employee would find âmaterially adverseâ; i.e., the action âmight well [dissuade] a reasonable worker from making or supporting a charge of discrimination.â Daniels v. Sch. Dist. of Phila., 776 F.3d 181, 195 (3d Cir. 2015) (alteration in original) (citation omitted). A demotion clearly fits within these parameters. F.3d at 233.6 But Nicholson provides other evidence of retaliatory animus. He testified that, after the complaint was reported to McVey, McVeyâs treatment of him changed. Nicholson avers that McVey became dismissive and ignored or delayed responding to Nicholsonâs calls and emails, and that their relationship generally turned âicy.â According to Nicholson, McVey also intentionally selected troubled stores in Nicholsonâs district to visit unannounced in retaliation for Nicholsonâs complaint. Finally, as noted above, Nicholson has put forth evidence thatâif believedâtends to undermine Petcoâs legitimate reason for the alleged demotion. Taken together, this evidence is sufficient to raise an inference that retaliation was the likely reason for the adverse action. We need not repeat our analysis for the second and third steps of the McDonnell Douglas framework for Nicholsonâs retaliation claim. Petcoâs legitimate, nondiscriminatory (and nonretaliatory) reason for its alleged adverse action naturally remains unchanged from the discrimination claim. So does the discussion regarding whether Nicholson can show pretext by demonstrably undercutting 6 We reject Nicholsonâs contention that the temporal proximity is much closer because he engaged in two protected activities: reporting the âold dogâ comment in July 2016 and reporting McVeyâs ageist conduct to Kaswell in late September 2016. Nicholson provides no evidence whatsoever that McVey knew about Nicholsonâs late September phone call with Kaswell or any of its contents. Logic dictates that a plaintiff alleging retaliation cannot show a causal connection âwithout some evidence that the individual[] responsible for the adverse action knew of the plaintiffâs protected conduct at the time [the individual] acted.â Daniels, 776 F.3d at 196-97 (citations omitted). Petcoâs proffered legitimate reason. Consequently, we will deny Petcoâs motion for summary judgment on Nicholsonâs ADEA retaliation claim.7 IV. Conclusion Nicholsonâs claims of age discrimination and retaliation withstand Rule 56 scrutiny. We will therefore deny Petcoâs motion (Doc. 22) for summary judgment. An appropriate order shall issue. /S/ CHRISTOPHER C. CONNER Christopher C. Conner, Chief Judge United States District Court Middle District of Pennsylvania Dated: September 6, 2019 7 We note that, although Nicholsonâs claims for discrimination and retaliation under the ADEA both require âbut-forâ causation, there may be more than one âbut-forâ cause of a single adverse employment action. See Bellissimo v. Westing- house Elec. Corp., 764 F.2d 175, 179 n.1 (3d Cir. 1985), abrogated on other grounds, Price Waterhouse v. Hopkins, 490 U.S. 228 (1989); Malin v. Hospira, Inc., 762 F.3d 552, 562 n.3 (7th Cir. 2014) (assuming FMLA retaliation requires but-for causation and permitting claims of retaliation under FMLA and Title VII to go to jury despite existence of only one adverse employment decision); Briggs v. Temple Univ., 339 F. Supp. 3d 466, 500-02 & n.8 (E.D. Pa. 2018) (finding jury verdict in plaintiffâs favor on ADEA discrimination and retaliation claims for same underlying adverse action not internally inconsistent). The âbut-for causationâ standard does not require discrimination or retaliation to be the sole cause, only a necessary one. A jury, therefore, reasonably could find in Nicholsonâs favor on both claims without being irreconcilably inconsistent.
Case Information
- Court
- M.D. Penn.
- Decision Date
- September 6, 2019
- Status
- Precedential