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PUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 15-1587 PAUL SCINTO, SR., Plaintiff - Appellant, v. WARDEN PATRICIA STANSBERRY, FCI - Butner-Low; SUSAN MCCLINTOCK, Camp Administrator, FPC-Butner; R. HOLT, Senior Officer Specialist; DR. PHILLIPS; OFFICER COORS, Defendants - Appellees, and FEDERAL BUREAU OF PRISONS, a division of the U.S. Department of Justice; HARLEY G. LAPPIN, Director, Bureau of Prisons; KIM WHITE, Mid Atlantic Regional Director, Defendants. Appeal from the United States District Court for the Eastern District of North Carolina, at Raleigh. James C. Dever III, Chief District Judge. (5:10-ct-03165-D) Argued: September 23, 2016 Decided: November 4, 2016 Before NIEMEYER, MOTZ, and WYNN, Circuit Judges. Affirmed in part and reversed in part by published opinion. Judge Wynn wrote the opinion, in which Judge Niemeyer and Judge Motz joined. ARGUED: Adam H. Farra, COHEN MILSTEIN SELLERS & TOLL PLLC, Washington, D.C., for Appellant. Robert J. Dodson, OFFICE OF THE UNITED STATES ATTORNEY, Raleigh, North Carolina, for Appellees. ON BRIEF: Paul J. Zidlicky, SIDLEY AUSTIN LLP, Washington, D.C., for Appellant. John Stuart Bruce, Acting United States Attorney, G. Norman Acker, III, Assistant United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Raleigh, North Carolina, for Appellees. 2 WYNN, Circuit Judge: Plaintiff Paul Scinto, Sr. (âPlaintiffâ), a former federal prisoner, sued several federal prison officials pursuant to Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics, 403 U.S. 388 (1971), alleging a number of violations under the Fourth, Fifth, Eighth, and Fourteenth Amendments. Defendants are Dr. Derick Phillip (âDr. Phillipâ); Patricia Stansberry, former Federal Prison Camp Butner Warden (âWarden Stansberryâ); and Susan McClintock, former Butner Camp Administrator (âAdministrator McClintockâ). Collectively, these Defendants successfully moved for summary judgment on all of Plaintiffâs claims. On appeal, Plaintiff limits his arguments to the district courtâs dismissal of three claims that Defendants were deliberately indifferent to his medical needs, in violation of the Eighth Amendment. Plaintiff argues that, in dismissing these claims, the district court made credibility determinations and weighed the partiesâ evidence, thus violating the summary judgment standard. For the reasons that follow, we reverse the district courtâs disposition of the two Eighth Amendment claims against Dr. Phillip and Administrator McClintock but affirm its resolution of the claim against Warden Stansberry. 3 I. The Eighth Amendment prohibits the infliction of âcruel and unusual punishments.â U.S. Const. amend. VIII. This prohibition âproscribes more than physically barbarous punishments.â Estelle v. Gamble, 429 U.S. 97, 102 (1976). It also encompasses âthe treatment a prisoner receives in prison and the conditions under which he is confined.â Helling v. McKinney, 509 U.S. 25, 31 (1993). In particular, the Eighth Amendment imposes a duty on prison officials to âprovide humane conditions of confinement . . . [and] ensure that inmates receive adequate food, clothing, shelter, and medical care.â Farmer v. Brennan, 511 U.S. 825, 832 (1994). To that end, a prison officialâs âdeliberate indifference to serious medical needs of prisoners constitutes the unnecessary and wanton infliction of pain proscribed by the Eighth Amendment.â Estelle, 429 U.S. at 104 (internal quotation marks and citation omitted). Prisoners alleging that they have been subjected to unconstitutional conditions of confinement must satisfy the Supreme Courtâs two-pronged test set forth in Farmer v. Brennan, 511 U.S. 825 (1994). First, Farmerâs âobjectiveâ prong requires plaintiffs to demonstrate that âthe deprivation alleged [was], objectively, âsufficiently serious.ââ Farmer, 511 U.S. at 834 (quoting Wilson v. Seiter, 501 U.S. 294, 298 (1991)). To be 4 âsufficiently serious,â the deprivation must be âextremeâ-- meaning that it poses âa serious or significant physical or emotional injury resulting from the challenged conditions,â or âa substantial risk of such serious harm resulting from . . . exposure to the challenged conditions.â DeâLonta v. Angelone, 330 F.3d 630, 634 (4th Cir. 2003) (internal quotation marks and citation omitted). In medical needs cases, like the case at bar, the Farmer test requires plaintiffs to demonstrate officialsâ deliberate indifference to a âseriousâ medical need that has either âbeen diagnosed by a physician as mandating treatment or . . . is so obvious that even a lay person would easily recognize the necessity for a doctorâs attention.â Iko v. Shreve, 535 F.3d 225, 241 (4th Cir. 2008). Second, under Farmerâs âsubjectiveâ prong, plaintiffs must show that prison officials acted with a âsufficiently culpable state of mind.â Farmer, 511 U.S. at 834 (internal quotation marks omitted) (quoting Wilson, 501 U.S. at 297). In conditions of confinement cases, the requisite state of mind is deliberate indifference. Id. To prove deliberate indifference, plaintiffs must show that âthe official kn[ew] of and disregard[ed] an excessive risk to inmate health or safety.â Id. at 837. Put differently, the plaintiff must show that the official was âaware of facts from which the inference could be drawn that a substantial risk of serious harm exist[ed], and . . . dr[ew] 5 th[at] inference.â Id. (emphasis added). Deliberate indifference is âmore than mere negligence,â but âless than acts or omissions [done] for the very purpose of causing harm or with knowledge that harm will result.â Id. at 835. It âlies somewhere between negligence and purpose or knowledge: namely, recklessness of the subjective type used in criminal law.â Brice v. Va. Beach Corr. Ctr., 58 F.3d 101, 105 (4th Cir. 1995) (citing Farmer, 511 U.S. at 835). Under this standard, mere â[d]isagreements between an inmate and a physician over the inmateâs proper medical careâ are not actionable absent exceptional circumstances. Wright v. Collins, 766 F.2d 841, 849 (4th Cir. 1985) (citing Gittlemacker v. Prasse, 428 F.2d 1, 6 (3d Cir. 1970)). In deliberate indifference to medical needs cases, Farmerâs subjective prong requires proof of the officialâs âactual subjective knowledge of both the inmateâs serious medical condition and the excessive risk posed by [the officialâs] action or inaction.â Jackson v. Lightsey, 775 F.3d 170, 178 (4th Cir. 2014) (citing Farmer, 511 U.S. at 837â39). A plaintiff can meet the subjective knowledge requirement through direct evidence of a prison officialâs actual knowledge or circumstantial evidence tending to establish such knowledge, including evidence âthat a prison official knew of a substantial risk from the very fact that the risk was obvious.â Makdessi v. 6 Fields, 789 F.3d 126, 133 (4th Cir. 2015) (quoting Farmer, 511 U.S. at 842). A plaintiff also makes out a prima facie case of deliberate indifference when he demonstrates âthat a substantial risk of [serious harm] was longstanding, pervasive, well-documented, or expressly noted by prison officials in the past, and the circumstances suggest that the defendant-official . . . had been exposed to information concerning the risk and thus must have known about it . . . .â Parrish ex rel. Lee v. Cleveland, 372 F.3d 294, 303 (4th Cir. 2004) (first alteration in original) (internal quotation marks omitted) (quoting Farmer, 511 U.S. at 842). Similarly, a prison officialâs â[f]ailure to respond to an inmateâs known medical needs raises an inference [of] deliberate indifference to those needs.â Miltier v. Beorn, 896 F.2d 848, 853 (4th Cir. 1990), overruled in part on other grounds by Farmer, 511 U.S. at 837. However, even officials who acted with deliberate indifference may be âfree from liability if they responded reasonably to the risk.â Farmer, 511 U.S. at 844. 7 II. Plaintiff entered federal custody at Federal Prison Camp Seymour Johnson in October 2002. 1 At that time, he suffered from myriad medical conditions, including hepatitis C, a knee infection, insulin-dependent diabetes, and high blood pressure. In the years that followed, Plaintiff was confined in various federal prison facilities. In particular, from June 2005 to March 2006, Plaintiff was incarcerated at Federal Prison Camp Butner in Butner, North Carolina. During that time, several incidents purportedly occurred and gave rise to a number of constitutional claims. Following a circuitous journey through the federal judicial system, the present appeal addresses only a subset of these claims. On February 28, 2008, Plaintiff filed a Bivens action pro se in the United States District Court for the District of Columbia. Plaintiffâs original complaint sought relief for alleged violations of his rights under the Fourth, Fifth, Eighth, and Fourteenth Amendments, naming as defendants various federal officials, including the Bureau of Prisons, then-Bureau Director Harley Lappin, Regional Director Kim White, Warden 1After pleading guilty to maintaining a place for the purpose of manufacturing, distributing, or using phencyclidine, Plaintiff was sentenced to 78 monthsâ imprisonment. The nature of his conviction and sentence are irrelevant to this appeal. 8 Stansberry, Administrator McClintock, and Butner Correctional Officer Richard Holt (âOfficer Holtâ). After dismissing a number of these claims on jurisdictional and sovereign immunity grounds, the district court transferred Plaintiffâs remaining claims against Warden Stansberry, Administrator McClintock, and Officer Holt to the United States District Court for the Eastern District of North Carolina. Scinto v. Fed. Bureau of Prisons, 608 F. Supp. 2d 4, 10 (D.D.C.), affâd, 352 F. Appâx 448 (D.C. Cir. 2009). Following a second appeal in this Circuit, Plaintiff successfully amended his complaint to include additional Eighth Amendment claims against defendants Dr. Phillip and Butner Correctional Officer Lawrence Coor (âOfficer Coorâ). Scinto v. Stansberry, 507 F. Appâx 311 (4th Cir. 2013) (per curiam). Cross-motions for summary judgment followed and, on September 9, 2014, the district court denied Plaintiffâs motion for summary judgment and granted summary judgment to the defendants on each of Plaintiffâs claims. Plaintiff appeals only three of the claims dismissed on summary judgment, each arising under the Eighth Amendment. These include: (1) Plaintiffâs claim against Dr. Phillip for allegedly denying Plaintiff insulin to treat his diabetes; (2) Plaintiffâs claims against Dr. Phillip and Administrator McClintock for allegedly failing to provide aid in a medical emergency; and (3) Plaintiffâs claim against Warden Stansberry 9 for her alleged failure to provide Plaintiff with a diabetic diet during Plaintiffâs incarceration in administrative segregation (the âSpecial Housing Unitâ). We address the facts relevant to each claim below. III. âWe review the district courtâs grant of summary judgment de novo, viewing the facts and the reasonable inferences therefrom in the light most favorable to the nonmoving party.â Bonds v. Leavitt, 629 F.3d 369, 380 (4th Cir. 2011). Summary judgment must be granted âif the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a). To survive summary judgment, âthere must be evidence on which the jury could reasonably find for the [nonmovant].â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252 (1986). A. 1. Plaintiffâs first claim alleges that Dr. Phillip violated Plaintiffâs Eighth Amendment rights by denying Plaintiff insulin to treat his diabetes. Dr. Phillip was Plaintiffâs prison doctor at Federal Prison Camp Butner and treated several of Plaintiffâs medical conditions, including his diabetes. On June 5, 2005, shortly after Plaintiffâs arrival at Butner, Dr. Phillip prescribed Plaintiff morning and evening insulin 10 injections, as well as supplemental insulin injections based upon a âsliding scaleâ keyed to his blood sugar. According to that sliding scale, Plaintiff was prescribed two units of insulin when his blood sugar was between 141 and 150 milligrams (âmgâ) per deciliter (âdLâ), four units when his blood sugar was between 151 and 200mg/dL, and so on. On June 14, 2005, Plaintiff requested from Dr. Phillip and other medical personnel at Federal Medical Camp Butner a supplemental insulin injection because his blood sugar was 200mg/dL. Based on the sliding scale Dr. Phillip prescribed, Plaintiff should have received four units of insulin. At the time of his request, Plaintiff admits that he was âangryâ--at least in part because his blood sugar was high. The parties agree that, rather than providing four units of insulin as dictated by Plaintiffâs prescription, Dr. Phillip terminated Plaintiffâs visit to the medical clinic and declined to provide him with insulin. Instead, Dr. Phillip developed an alternative plan to monitor Plaintiffâs blood sugar levels at mealtimes and to âcover each meal with short acting insulinâ if Plaintiff desired. J.A. 521. 2 2 Citations to âJ.A. __â refer to the Joint Appendix filed by the parties in this appeal. 11 According to Plaintiffâs evidence, the June 14 incident was not the first time Dr. Phillip denied Plaintiff prescribed insulin injections. Nor, according to Plaintiff, was it the last. Although medical records reflect Dr. Phillipâs plan to monitor Plaintiffâs blood sugar and provide supplemental insulin at mealtimes, Plaintiff filed two Inmate Request to Staff forms (âcop-outsâ) that suggest this plan was never followed. First, on June 22, 2005, Plaintiff directed a cop-out to Dr. Phillip ârequest[ing] insulin coverage whenever my blood glucose levels rise above 200mg/dl.â J.A. 88. And on July 27, 2005, Plaintiff addressed another cop-out to Dr. Phillip referencing his June 22 request for supplemental insulin (along with several other, unrelated requests for medical attention) and stating that his conditions âremain untreated [and] uncured.â J.A. 82. Dr. Phillip admits that he did not provide Plaintiff with insulin during the June 14 appointment, but asserts that the denial was justified based on Plaintiffâs threatening behavior and that his treatment of Plaintiffâs diabetes before and after this incident was appropriate. Plaintiff claims that Dr. Phillipâs alleged repeated denials of supplemental insulin resulted in an unhealthy increase in Plaintiffâs blood sugar and his hemoglobin A1C levels, which rose from approximately 7 (within the normal range for diabetics) to 9.8 (an unhealthy level for diabetics) from 12 January to September 2005. More generally, Plaintiff claims that the inadequate treatment of his diabetes resulted in âunnecessary exacerbation of his serious diabetic . . . condition[], causing serious harm to the Plaintiff [that] resulted in damage to the Plaintiffâs kidneyâs [sic], eyesight, nervous system, . . . and psychological well being.â J.A. 165. 2. Contrary to the district courtâs holding, Plaintiff adduced sufficient evidence to establish a genuine dispute of fact as to both Farmerâs objective and subjective prongs. Regarding the objective prong, Plaintiffâs evidence established that he suffers from a serious medical condition: insulin-dependent diabetes. This medical condition was diagnosed by a medical professional, and Dr. Phillip provided treatment for the condition by prescribing Plaintiffâs insulin regimen. Moreover, Plaintiff has created a genuine issue of material fact regarding whether Dr. Phillipâs failure to provide him with insulin was an âextreme deprivationâ resulting in âa serious or significant physical or emotional injuryâ or âa substantial riskâ thereof actionable under the Eighth Amendment. See DeâLonta, 330 F.3d at 634. Dr. Phillip admits that he denied Plaintiff a supplemental dose of insulin on June 14, 2005, at a time when Plaintiffâs blood sugar was 200mg/dL. This may be sufficient alone to meet the objective test set forth in 13 Farmer. See, e.g., Lolli v. Cty. of Orange, 351 F.3d 410, 420 (9th Cir. 2003) (âLeaving a diabetic . . . without proper food or insulin when it is needed creates an objectively, sufficiently serious risk of harm.â (internal quotation marks omitted)). Even without drawing this conclusion, however, Plaintiff raises a genuine dispute of material fact as to whether the deprivation of his prescribed insulin caused serious injury or a substantial risk of serious injury as required by the objective prong. He does so by pointing to his deposition testimony and medical records showing an increase in his blood sugar and hemoglobin A1C values from January to September 2005, which encompasses the period from June to August 2005 during which Dr. Phillip was assigned to treat Plaintiffâs diabetes. Viewing these facts in the light most favorable to Plaintiff, there are genuine disputes of material fact as to whether (1) this increase is itself a serious injury and (2) the act of withholding insulin from an insulin-dependent diabetic alone creates a serious injury or a substantial risk of such injury. Plaintiffâs evidence also created a genuine dispute of material fact as to Farmerâs subjective prong. As Plaintiffâs prison doctor, Dr. Phillip knew of Plaintiffâs serious medical condition. Indeed, Dr. Phillip prescribed the insulin regimen under which Plaintiff was to receive supplemental insulin 14 injections when his blood sugar was above 140mg/dL. This evidence establishes that Dr. Phillip was aware of facts-- Plaintiffâs diabetes and his blood sugar value at the time of his request for insulin--giving rise to an inference that failing to provide insulin could result, at least, in a substantial risk of serious harm. Moreover, viewed in the light most favorable to Plaintiff, Plaintiffâs lengthy prison medical records show that his diabetes diagnosis was âlongstanding, pervasive, well- documented, [and] expressly noted by prison officials,â Parrish, 372 F.3d at 303--including by Dr. Phillip himself. This is sufficient to prove a prima facie case of deliberate indifference. Id. Furthermore, as in Miltier, Dr. Phillip knew of Plaintiffâs medical need for insulin at the time of the request and failed to respond to that known need, raising an inference of deliberate indifference. 896 F.2d at 853, overruled in part on other grounds by Farmer, 511 U.S. at 837. The district court erred in failing to apply the Parrish presumption and infer deliberate indifference from Dr. Phillipâs knowledge of Plaintiffâs diabetes and disregard of his own prescription designed to manage that condition. Notwithstanding the factual disputes outlined above, the district court granted Dr. Phillipâs motion for summary judgment for two principal reasons. First, the court found fault with 15 Plaintiffâs failure to offer medical expert testimony (a) that his blood sugar level during the June 14 appointment âcreated a substantial harmâ under the objective prong of Farmer and (b) that Dr. Phillipâs failure to provide insulin during the appointment âresulted in some substantial harmâ sufficient to satisfy the objective prong. 3 J.A. 956. Second, the district court concluded that Dr. Phillip had no obligation under the Eighth Amendment to provide Plaintiff, âan angry and hostile patient,â with the requested insulin. J.A. 956. Accordingly, the district court held, Dr. Phillip satisfied his constitutional burden by ordering staff to monitor Plaintiffâs condition and provide supplemental insulin at mealtimes. We disagree with both conclusions. Regarding the absence of expert medical testimony, plaintiffs alleging deliberate indifference must, â[a]t a 3 We emphasize that the correct standard to apply when considering the objective prong of deliberate indifference claims is whether there is an âextreme deprivationâ and âa serious or significant physical or emotional injury resulting from the challenged conditions or . . . a substantial risk of such serious harm resulting from . . . exposure to the challenged conditions.â DeâLonta, 330 F.3d at 634. The district courtâs reference to a âsubstantial harmâ requirement does not change this analysis substantively, but does alter unnecessarily the language set forth in Fourth Circuit precedent. We caution that the âserious or significantâ injury or âsubstantial riskâ standard, not the district courtâs âsubstantial harmâ standard, should be used when instructing the jury on the objective prong of the Farmer test. 16 minimum, . . . specifically describe not only the injury but also its relation to the allegedly unconstitutional condition.â Strickler v. Waters, 989 F.2d 1375, 1381 n.9 (4th Cir. 1993). There is no requirement, however, that a plaintiff alleging deliberate indifference present expert testimony to support his allegations of serious injury or substantial risk of serious injury. Rather, the Federal Rules of Evidence apply, and expert testimony is necessary--indeed, permissible--only when it will âhelp the trier of fact to understand the evidence or to determine a fact in issue.â Fed. R. Evid. 702(a). When laypersons are just âas capable of comprehending the primary facts and of drawing correct conclusions from themâ as are experts, expert testimony may properly be excluded. Salem v. U.S. Lines Co., 370 U.S. 31, 35 (1962). As a result, when the seriousness of an injury or illness and the risk of leaving that injury or illness untreated would be apparent to a layperson, expert testimony is not necessary to establish a deliberate indifference claim. See, e.g., Blackmore v. Kalamazoo Cty., 390 F.3d 890, 899â900 (6th Cir. 2004); Boring v. Kozakiewicz, 833 F.2d 468, 473 (3d Cir. 1987). Recognizing that it is a â[w]ell-knownâ fact that diabetes is a âcommon yet serious illness that can produce harmful consequences if left untreated for even a short period of time,â several of our Sister Circuits have denied defendants summary 17 judgment on Eighth Amendment claims alleging that prison officials deprived diabetic inmates of insulin, even when those claims were not supported by expert testimony. Lolli, 351 F.3d at 419â20 (concluding, based on the plaintiffâs testimony, that a diabetic person who is âunable to take insulin . . . regularlyâ suffers a sufficiently serious risk of harm); Natale v. Camden Cty. Corr. Facility, 318 F.3d 575, 582â83 (3d Cir. 2003) (holding, in the absence of expert testimony, that a reasonable jury could conclude that prison officials who knew the inmate was diabetic and needed insulin regularly were deliberately indifferent in denying insulin for nonmedical reasons). We agree: a jury is capable of understanding, unaided, the risks of failing to provide insulin to a diabetic and of a trained doctorâs denial of a diabeticâs known need for insulin. Accordingly, we reject the district courtâs contention that Plaintiff was required to adduce expert testimony to demonstrate an objectively serious deprivation giving rise to a claim under the Eighth Amendment. Regarding Dr. Phillipâs response to Plaintiffâs request for insulin, we agree that--even when both Farmer prongs are satisfied--a prison official who responds reasonably in the face of a known, serious risk of harm to an inmate may be âfree from liabilityâ under the Eighth Amendment even if harm is not avoided. Farmer, 511 U.S. at 844. But even assuming arguendo 18 that it was reasonable for Dr. Phillip to decline to provide Plaintiff insulin in the face of his âangryâ demands and, instead, to plan to monitor Plaintiffâs blood sugar and provide supplemental insulin at mealtimes, Plaintiff nonetheless has established a genuine dispute of fact as to whether Dr. Phillip followed through with that plan. In particular, Plaintiffâs June 22 and July 27, 2005, cop-outs raise a reasonable inference that Dr. Phillip failed to provide supplemental insulin as proposed by his alternative plan. Therefore, the district court erred in concluding that there was no genuine dispute of fact as to whether Dr. Phillip reasonably responded to Plaintiffâs medical needs. B. 1. We now turn to Plaintiffâs second Eighth Amendment claim, which arises out of Dr. Phillipâs and Administrator McClintockâs alleged failure to provide aid to Plaintiff during a medical emergency. On August 24, 2005, Plaintiff was locked in his housing unit while prison officials conducted a âcensus count.â 4 During that time, the flow of water to Plaintiffâs unit was discontinued because maintenance workers were repairing the 4 During a census count, inmates must remain in place while prison officials conduct a count to ensure that all inmates are in their assigned locations. 19 unitâs showers. While locked down and unable to access water, Plaintiff began experiencing âextreme [stomach] pain . . . was throwing up vomit and blood . . . [and] became incontinent.â J.A. 846. In this state, Plaintiff used an emergency phone in the unit to call for help by dialing a âdeuces alarmâ (2-2-2). The parties dispute Plaintiffâs reason for using the emergency phone. Plaintiff claims that he used the phone to report his illness, saying âIâm sick. The water is off. I canât get anything to drink. I canât wash up. Iâve got blood all over me.â J.A. 848â49. By contrast, in a now-expunged incident report arising from the phone use, prison officials recorded that Plaintiff used the phone to complain about the lack of water. According to prison officials, Plaintiff complained that he âha[d] to get a showerâ before reporting to his work shift that afternoon. J.A. 327. Plaintiff asserts that the officialsâ explanation is unfounded since prison records show that he worked only the morning shift on the day in question. When prison officials responded to Plaintiffâs emergency call, they offered no assistance even though Plaintiff points to several âoutward signsâ of his need for medical attention, including that his cell âreeked to high heavenâ and that his 20 face was covered with partially wiped-up vomit and blood. 5 J.A. 867â68. Despite his distressed state, Plaintiff claims that Dr. Phillip simply âlooked at [Plaintiff] in disgust and turned his head and started to walk away,â providing no medical aid. J.A. 858. According to Plaintiffâs evidence, Administrator McClintock also failed to provide Plaintiff with treatment or call for medical assistance, instead ordering prison guards to âlock him upâ in the Special Housing Unit. J.A. 858â59. Thereafter, prison officials removed Plaintiff to the Special Housing Unit, where he was confined for six months. Plaintiffâs evidence indicates he did not receive medical attention until at least two days after the August 24 incident, with the only related entry in his medical record appearing on August 29, 2005--five days after the purported emergency. In court documents, Plaintiff attributes his emergency to acute cholelithiasis (gallstones), signs of which were first documented in his medical record on July 20, 2005, over one month prior to the incident. 5 In recounting their version of events, prison officials make no mention of Plaintiffâs physical appearance or medical condition. 21 2. Again, Plaintiffâs evidence establishes genuine disputes of material fact as to both Farmer prongs. First, there is a genuine dispute regarding whether Dr. Phillipâs and Administrator McClintockâs failure to provide aid to Plaintiff after he used the emergency phone constituted an âobjectively, sufficiently seriousâ deprivation. Viewing the facts in the light most favorable to Plaintiff, as we must, Plaintiff was suffering from a serious, visible medical need at the time Dr. Phillip and Administrator McClintock responded to his emergency call. In particular, Plaintiff was experiencing âextreme pain in [his] stomach, . . . throwing up vomit and blood[, and] became incontinent.â J.A. 846. This is the sort of serious medical condition âso obvious that even a lay person would easily recognize the necessity for a doctorâs attention.â Iko, 535 F.3d at 241 (internal quotation marks omitted) (quoting Henderson v. Sheahan, 196 F.3d 839, 846 (7th Cir. 1999)). Further, Plaintiffâs evidence creates a genuine dispute of fact as to whether the denial of medical attention during this emergency resulted in serious injury or a substantial risk of serious injury. A juror could reasonably infer that failing to treat, for two to five days, an inmate who is vomiting blood and experiencing evident physical distress creates a substantial risk that serious bodily injury will result or has already 22 occurred. This conclusion is supported by Plaintiffâs medical records, which indicate that, at the time of the alleged emergency, he may have been experiencing complications arising from an earlier gallstone diagnosis. Plaintiff also has raised a genuine issue of material fact on the subjective prong of Farmer--whether Dr. Phillip and Administrator McClintock acted with deliberate indifference in failing to provide assistance in the face of Plaintiffâs alleged medical emergency. In particular, there is sufficient circumstantial evidence to suggest that Defendants were aware of facts giving rise to an inference that their decision to send Plaintiff to the Special Housing Unit without providing medical aid created a substantial risk of serious injury. Plaintiffâs testimony that his cell âreekedâ and his face exhibited visible signs of illness, as well as his contemporaneous account of his symptoms create a genuine factual dispute about whether his need for medical attention was so obvious that an official observing the scene would have both known of the facts giving rise to a risk of serious harm resulting from failure to provide medical attention and inferred that such a substantial risk was present. In addition, these outward signs of Plaintiffâs need for medical attention and Defendantsâ contemporaneous failure to offer aid give rise to an inference of deliberate indifference sufficient for Plaintiffâs 23 claim to survive summary judgment. See Miltier, 896 F.3d at 853 (âFailure to respond to an inmateâs known medical needs raises an inference [of] deliberate indifference to those needs.â). C. 1. Plaintiffâs final Eighth Amendment claim is against Warden Stansberry and alleges a denial of a proper diabetic diet during his six-month confinement in the Special Housing Unit. According to Plaintiffâs evidence, the only meals available to Plaintiff in the Special Housing Unit were those served to every other inmate in the unit--meals high in sugar and accompanied by a sugary drink. Plaintiff used several channels of communication to complain to Warden Stansberry about the unavailability of a diabetic diet. First, Plaintiff complained to the Warden during her weekly rounds in the unit. Second, Plaintiff submitted cop- outs to Warden Stansberry seeking redress for his complaints. Third, Plaintiff wrote to his congressman, asking him to inquire with prison officials about the deficiencies in his diet. After the congressman forwarded this correspondence to the Bureau of Prisons, Warden Stansberry addressed the allegations in a reply letter. She acknowledged that inmates in the Special Housing Unit did not receive special diets but maintained that inmates 24 were educated about how to select foods appropriate for their medical conditions. Because of the alleged deficiencies in the diet offered in the Special Housing Unit, Plaintiff claims to have suffered an increase in his blood sugar and A1C levels. Prison medical officials sought to combat these symptoms by increasing his insulin dosage. This treatment purportedly âresulted in the loss of . . . diabetic control . . . and severe painful and destructive episodes of diabetic hypoglycemia and . . . hyperglycemia.â J.A. 626. The district court assumed without deciding that Plaintiff raised a genuine issue of material fact on Farmerâs objective prong: that the lack of a diabetic diet constituted a sufficiently serious deprivation. The court went on to conclude, however, that there was no genuine dispute regarding whether Warden Stansberry knew of and disregarded Plaintiffâs need for a special diet. The court based its conclusion on Plaintiffâs log of interactions with prison officials, which revealed that Plaintiff was âmainly focused on pursuing a collateral attack on his criminal conviction and on defending against his disciplinary charge, rather than on informing Stansberry of the conditionsâ he considered unconstitutional. J.A. 964. The court went on to note that even if there were a genuine dispute of material fact on this subjective prong, 25 Plaintiffâs acknowledgement that he otherwise received adequate medical treatment for his diabetes while confined in the Special Housing Unit rendered a finding of deliberate indifference untenable. 2. We affirm the district courtâs award of summary judgment in favor of Warden Stansberry on this claim, but for a different reason. Viewing the record in the light most favorable to Plaintiff, we conclude that Plaintiff failed to raise a genuine dispute of material fact regarding whether, in this case, the lack of a diabetic diet was a sufficiently serious deprivation to be actionable under the Eighth Amendment. Warden Stansberry conceded in her deposition and in her letter to Plaintiffâs congressman that there was no diabetic diet provided to inmates in the Special Housing Unit. Even so, Warden Stansberry stated on at least two occasions that all inmates were educated about how to select from the available meals foods appropriate for their medical conditions. In Farmer, the Supreme Court stated that the Eighth Amendment imposes a duty on prison officials to provide inmates with âadequate food.â Farmer, 511 U.S. at 832. Several of our Sister Circuits have reasoned, albeit in unpublished decisions, that this duty includes an obligation to provide a medically appropriate diet when necessary. For instance, the Tenth 26 Circuit has stated that the Eighth Amendment ârequires officials to provide inmates with a special diet if such an accommodation is medically necessary.â Frazier v. Depât of Corr., No. 97- 2086, 1997 WL 603773, at *1 (10th Cir. Oct. 1, 1997) (citing Byrd v. Wilson, 701 F.2d 592, 595 (6th Cir. 1983)). Similarly, the Seventh Circuit has noted that the Amendment âassures prisoners a medically and nutritionally sound diet.â Jackson v. Hanlon, Nos. 89-2144, 89-2368, 1991 WL 3056, at *1 (7th Cir. Jan. 14, 1991). Likewise, the Sixth Circuit has concluded that âofficials must provide inmates with a special diet if such an accommodation is obviously medically necessary.â Miller v. Cleek, No. 99-5145, 1999 WL 1045156, at *2 (6th Cir. Nov. 9, 1999) (citing Byrd, 701 F.2d at 594â95). We agree. Yet the Eighth Amendmentâs requirement that prisoners receive special diets when medically appropriate is not without limit. Courts have consistently held that prison officials comply with this mandate when they provide some food that the complaining prisoner is able to eat without compromising his health. For instance, in Frazier, the Tenth Circuit rejected a prisonerâs deliberate indifference claim when he âd[id] not contend that he [wa]s unable to eat any of the food provided by the correctional facilityâ and conceded that he was âable to eat certain items on the facilityâs menu.â Frazier, 1997 WL 603773, at *1. The same was true in Miller, where the Sixth Circuit 27 affirmed dismissal of an inmateâs inadequate diet claim based in part on the lack of âevidence that [he] could not maintain his health based on the diet provided and [the fact that he] d[id] not contend that he was unable to eat any of the food provided by the jail.â Miller, 1999 WL 1045156, at *2. Likewise, courts have found that inmates who are denied special diets suffer no constitutional harm so long as they are instead given instruction on how to eat the available meals in a way that satisfies their medical needs. For example, the Tenth Circuit has found that an inmate who was served a universal, cafeteria-style diet but could use ânutritional break down cardsâ to determine what foods were amenable to his medical condition could not claim deliberate indifference based on the lack of a special diet. Moore v. Perrill, No. 94-1377, 1995 WL 139407, at *1 (10th Cir. Mar. 31, 1995); see also Williams v. Hartz, 43 F. Appâx 964, 966 (7th Cir. 2002) (affirming the district courtâs award of summary judgment when the complaining prisoner was not given a special diet, but was âinstructedâ on medically appropriate food choices and given âsnacksâ when necessary to raise his blood sugar). And a California district court held that a prisoner who received the âHeart Healthyâ diet provided to all inmates in the state prison system and failed to present evidence that he could not eat certain menu items or that the âoverall percentageâ of 28 such items in each meal was significant could not survive summary judgment on his deliberate indifference claim. Baird v. Alameida, 407 F. Supp. 2d 1134, 1140â41 (C.D. Cal. 2005). We find these decisions persuasive. Only an âextreme deprivationâ is actionable under the Eighth Amendment. According to Plaintiff, the meals in the Special Housing Unit included âa bread, a meat product[,] a vegetable[,] and a sweet dessert.â J.A. 279. Plaintiff has not offered evidence that there was no combination of foods in each meal that would have provided him with adequate sustenance without causing adverse medical consequences, instead asserting only that the meals were high in sugar and accompanied by a sugary drink. Plaintiff also does not contradict prison officialsâ claims that he was educated on how to eat the available meals (which were from the ânational dietâ âapproved for allâ inmates, J.A. 462, 539) in a way that would not exacerbate his diabetic condition. 6 Accordingly, the district court properly awarded Warden 6 Because Plaintiff has not raised a genuine issue of material fact as to whether there was a sufficiently serious deprivation, we need not consider whether he has sufficiently established the subjective, deliberate indifference prong. See Celotex Corp. v. Catrett, 477 U.S. 317, 322â23 (1986) (requiring the nonmovant to âmake a sufficient showing onâ every essential element to survive summary judgment). 29 Stansberry summary judgment on Plaintiffâs diet and nutrition claim. 7 IV. Having determined that Plaintiffâs claims against Dr. Phillip and Administrator McClintock should go forward, we must address Defendantsâ argument that they are entitled to qualified immunity. Defendants raised qualified immunity before the district court, but because the court ruled for Defendants on the merits, it did not reach the question of Defendantsâ entitlement to qualified immunity. Qualified immunity may provide a basis for affirming the district court. R.R. ex rel. R. v. Fairfax Cty. Sch. Bd., 338 F.3d 325, 332 (4th Cir. 2003) (â[W]e may affirm the district courtâs judgment on any ground properly raised below.â) (citing Nw. Airlines, Inc. v. Cty. of Kent, 510 U.S. 355, 364 (1994)). Qualified immunity shields âgovernment officials performing discretionary functions . . . from liability for civil damages 7Though we affirm the district courtâs award of summary judgment on Plaintiffâs diet and nutrition claim, we reject the district courtâs reasoning that because Plaintiff received some adequate treatment for his diabetes while in the Special Housing Unit he cannot complain about other aspects of that treatment. To the contrary, this court has held that âjust because [prison officials] have provided [an inmate] with some treatment . . . it does not follow that they have necessarily provided h[im] with constitutionally adequate treatment.â See Deâlonta v. Johnson, 708 F.3d 520, 526 (4th Cir. 2013). 30 insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.â Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982). In determining whether defendant government officials are protected by qualified immunity, the court considers both âwhether a constitutional right [was] violated on the facts allegedâ and âwhether the right was clearly establishedâ at the time of the conduct in question. Saucier v. Katz, 533 U.S. 194, 200 (2001), overruled in part by Pearson v. Callahan, 555 U.S. 223 (2009). As explained previously, Plaintiff has alleged facts sufficient for a reasonable jury to conclude that his constitutional rights were violated when Dr. Phillip denied Plaintiff his prescribed insulin and when Dr. Phillip and Administrator McClintock failed to aid Plaintiff during a medical emergency. See supra Parts III.A, B. Although a jury may ultimately decide that Defendantsâ version of events is more credible, we are barred from making such a determination when deciding whether to grant summary judgment based on qualified immunity. See Meyers v. Balt. Cty., 713 F.3d 723, 733 (4th Cir. 2013). To determine whether the right was clearly established, we first must define the right at issue. Occupy Columbia v. Haley, 738 F.3d 107, 118 (4th Cir. 2013). Dr. Phillip maintains that 31 we should frame our analysis of qualified immunity as to Plaintiffâs insulin claim as whether it is âclearly established that a prison medical provider runs afoul of the Eighth Amendment when he does not give one single dose of insulin to a federal inmate, after the inmate becomes angry and hostile . . ., and the doctor implements a plan to monitor the inmate thereafter.â Appelleesâ Br. at 44. Similarly, Dr. Phillip and Administrator McClintock assert that we should consider their qualified immunity as to Plaintiffâs medical emergency claim based on whether a reasonable official would have known it violated a clearly established constitutional right to follow protocol by placing an inmate in administrative detention after he receives an incident report. But â[f]or a constitutional right to be clearly established, its contours âmust be sufficiently clear that a reasonable official would understand that what he is doing violates that right.ââ Hope v. Pelzer, 536 U.S. 730, 739 (2002) (quoting Anderson v. Creighton, 483 U.S. 635, 640 (1987)). There is no requirement that the âvery action in question [must have] previously been held unlawfulâ for a reasonable official to have notice that his conduct violated that right. Id. Accordingly, we reject Dr. Phillipâs and Administrator 32 McClintockâs invitations to define the rights at issue in accordance with the âvery action[s] in question.â 8 Rather, we define the right in question as the right of prisoners to receive adequate medical care and to be free from officialsâ deliberate indifference to their known medical needs. This definition is consistent with previous deliberate indifference cases from this Circuit. For example, in Iko v. Shreve--a case in which a prisoner alleged government officials failed to conduct a medical evaluation after pepper-spraying him to compel compliance during a cell removal--this Court defined the right at issue as âthe right to adequate medical care.â 535 F.3d at 243 n.12. This definition also accords with Supreme Court jurisprudence, which has long dictated that the Eighth Amendment confers a duty upon prison officials to ensure that prisoners âreceive adequate . . . medical care.â Farmer, 511 U.S. at 832. A prisonerâs right to adequate medical care and freedom from deliberate indifference to medical needs has been clearly established by the Supreme Court and this Circuit since at least 1976 and, thus, was clearly established at the time of the 8We reject Dr. Phillipâs and Administrator McClintockâs framing of the right at issue in Plaintiffâs medical emergency claim for the additional reason that it would require us to make a credibility determination inappropriate at the summary judgment stage of litigation. 33 events in question. See, e.g., Estelle, 429 U.S. at 104â05 (âWe therefore conclude that deliberate indifference to serious medical needs of prisoners constitutes the âunnecessary and wanton infliction of painâ proscribed by the Eighth Amendment.â (citation omitted) (quoting Gregg v. Georgia, 428 U.S. 153, 182â 83 (1976))); Farmer, 511 U.S. at 832 (â[P]rison officials must ensure that inmates receive adequate food, clothing, shelter, and medical care.â); Bowring v. Godwin, 551 F.2d 44, 47 (4th Cir. 1977) (âThis circuit has consistently adhered to the prevailing view in requiring reasonable medical treatment [for inmates].â) (citing authorities). Because we conclude that there is sufficient evidence that Plaintiffâs Eighth Amendment right to adequate medical care and freedom from officialsâ deliberate indifference to his medical needs was violated and that the right was clearly established, Dr. Phillip and Administrator McClintock are not entitled to qualified immunity. 9 9 Although we need not reach the issue here, we note once again the âspecial problemâ of ââapplying an objective qualified immunity standard in the context of an Eighth Amendment claim that is satisfied only by a showing of deliberate indifferenceâ- -that is, a knowing violation of the law.â Cox v. Quinn, 828 F.3d 227, 238 n.4 (4th Cir. 2016) (quoting Rish v. Johnson, 131 F.3d 1092, 1098 n.6 (4th Cir. 1997)). Some Circuits have resolved this problem by concluding that qualified immunity is unavailable when the plaintiff presents a genuine dispute of material fact regarding the defendantâs (Continued) 34 V. For the foregoing reasons, we affirm the district courtâs disposition of Plaintiffâs deliberate indifference claim against Warden Stansberry, reverse its resolution of the claims against Dr. Phillip and Administrator McClintock, and reject Dr. Phillipâs and Administrator McClintockâs invocations of qualified immunity. AFFIRMED IN PART AND REVERSED IN PART deliberate indifference. The Seventh Circuit, for example, has held that the subjective prong of the Farmer test and the objective, clearly established prong of the qualified immunity test âeffectively collapse into oneâ when the plaintiff raises genuine factual disputes regarding the defendantâs deliberate indifference. Walker v. Benjamin, 293 F.3d 1030, 1037 (7th Cir. 2002). That court explained that when a plaintiff raises genuine disputes of fact on Farmerâs subjective prong, âa defendant may not avoid trial on the grounds of qualified immunityâ even though qualified immunity protects covered government officials from suit, not merely from liability. Id.; see also, e.g., Beers-Capitol v. Whetzel, 256 F.3d 120, 142 n.15 (3d Cir. 2001) (â[T]o the extent that the plaintiffs have made a showing sufficient to overcome summary judgment on the merits [of their deliberate indifference claim], they have also made a showing sufficient to overcome any claim to qualified immunity.â). But see Estate of Ford v. Ramirez-Palmer, 301 F.3d 1043, 1049â50 (9th Cir. 2002) (rejecting the view that the deliberate indifference and clearly established inquiries merge). 35
Case Information
- Court
- 4th Cir.
- Decision Date
- November 4, 2016
- Status
- Precedential