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[[COURTLISTENER_SUBOPINION {"id":"10820735","type":"010combined","part":"opinion","author":null,"source_field":"html_with_citations"}]]
Filed 3/11/25 P. v. Chagoya CA5
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
THE PEOPLE,
F087422
Plaintiff and Respondent,
(Super. Ct. No. BF183138A)
v.
ALEJANDRO ELIUTH CHAGOYA, OPINION
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Kern County. John R.
Brownlee, Judge.
Kathy Moreno, under appointment by the Court of Appeal, for Defendant and
Appellant.
Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney
General, Kimberley A. Donohue, Assistant Attorney General, Eric L. Christoffersen and
Christina Hitomi Simpson, Deputy Attorneys General, for Plaintiff and Respondent.
-ooOoo-
Defendant and appellant Alejandro Eliuth Chagoya was convicted of robbery and
five counts of assault with a firearm on a peace officer. Chagoya contends: (1) the trial
court erred by not excluding testimony that, while in custody awaiting trial, Chagoya told
a deputy sheriff he had tried to kill multiple police officers and was not afraid to kill a
sheriff; (2) the court erred by refusing his request to instruct the jury on the untimely
disclosure of evidence of his statement while in custody; (3) the court erred by not
excluding expert toolmark testimony not supported by the material relied on by the
expert; and (4) the cumulative effect of the errors prejudiced him.
We affirm.
PROCEDURAL SUMMARY
On February 21, 2023, the Kern County District Attorney filed an amended
information charging Chagoya with: kidnapping in the course of a carjacking (Pen.
Code,1 § 209.5, subd. (a); count 1); carjacking (§ 215, subd. (a); count 2); robbery of a
car or other personal property (§ 212.5, subd. (c); count 3); five counts of attempted
murder of a peace officer (§ 217.1, subd. (b); counts 4, 6, 8, 10 and 12); and five counts
of assault with a firearm on a peace officer (§ 245, subd. (d)(1); counts 5, 7, 9, 11 and
13). The information alleged enhancements for personal use of a firearm (§ 12022.53,
subd. (b)) on counts 1, 2 and 3, and personal and intentional discharge of a firearm
(§ 12022.53, subd. (c)) on counts 4 through 13.
On March 6, 2023, the jury found Chagoya guilty on counts 3, 5, 7, 9, 11, and 13,
but acquitted him on counts 1, 2, 4, 6, 8, 10, and 12. The firearm enhancement was found
true on counts 5, 7, 9, 11 and 13, but not true on count 3.
On December 7, 2023, the trial court sentenced Chagoya to 61 years, 8 months
consisting of: on count 5, the middle term of 6 years plus 20 years for the enhancement;
on count 3, one-third of the middle term of 1 year to be served consecutively; and one-
third of the middle term of 2 years plus 6 years, 8 months for the enhancement each on
counts 7, 9, 11 and 13, all to be served consecutively.
Chagoya filed a timely notice of appeal.
1 Undesignated statutory references are to the Penal Code.
2.
FACTUAL SUMMARY
A. The Robbery and Assaults
On the evening of November 10, 2020, Leonardo C. was at Planz Park in
Bakersfield playing his accordion and drinking.2 Chagoya and his friend, C.J.,3 took
Leonardoâs accordion from him and demanded $250 to return it. C.J. drove Leonardo
and Chagoya from the park to Leonardoâs home in Leonardoâs white Toyota Camry.
Leonardo lived in an apartment on White Lane in Bakersfield with his mother,
Maria, his grandmother, and Mariaâs other child. When Leonardo returned to the
apartment from the park, he went upstairs where Maria had just gotten out of the shower.
Leonardo looked worried and told Maria, âThereâs a guy that wants to kill me.â
Leonardo told Maria the guy was downstairs and had a gun. Maria questioned why this
person wanted to kill Leonardo and Leonardo responded, âBecause he wants money.â
Maria asked, âWhy does he want money?â Leonardo answered, âBecause he took my
accordion and he wants money to return my accordion to me.â Maria asked Leonardo,
âDo you owe him anything?â and Leonardo replied âNo.â Maria told Leonardo to pay
him if Leonardo owed something, but if not, to call the police. Leonardo again denied
owing anything and told Maria they wanted $250 for his accordion.
Leonardo used his cell phone to call 911 from his bedroom. Leonardo told the
911 dispatcher there was a guy at his apartment with a gun trying to kill him. Leonardo
described Chagoya as Hispanic and wearing a red hoodie and black jeans. Chagoya came
upstairs while Leonardo was on the phone. Chagoya was dressed in black, in a hoodie,
and had on a red hat with red letters. Chagoya was polite to Maria, and she was not
afraid of him. Chagoya told Maria that Leonardo owed $250 to Chagoyaâs uncle for a
2 Leonardo did not testify at trial because he died in March 2022. Parts of the
factual background are taken from the recording of Leonardoâs 911 call, which was
admitted as evidence.
3 âC.J.â refers to former codefendant, Cedrick Headspeth, Jr.
3.
flat tire. Chagoya agreed to let Maria get her purse and sweater so she could go to the
bank to get money because Leonardo had no money. Chagoya went back downstairs. As
Maria was coming down the stairs, she heard loud knocking on the apartmentâs front
door with the police announcing their presence and asking to come inside. Chagoya ran
to the back of the apartment and out the back door.
Bakersfield police officers had been dispatched to Leonardoâs apartment with an
alert that a subject inside the apartment was armed with a firearm. Officers Ryan
Maxwell and Sherrel Cobbins arrived at the apartment building in uniform in a marked
patrol car. Officers Rodolfo Diaz and Andres Rangel arrived in uniform in their own
patrol cars at the same time. The officers approached the apartment with guns drawn.
Chagoya opened the apartment door and immediately shut it after Diaz gave a command
like âpolice, let me see your hands.â From outside, the officers yelled something along
the lines of, âBakersfield Police, open the door.â Diaz kicked the door to force entry.
The door opened as Diaz was kicking it and Leonardo was on his knees inside the
entryway. Leonardo told the officers Chagoya had fled out the back door. The officers
began running on White Lane to find Chagoya. Diaz and Rangel continued to pursue
Chagoya while Maxwell and Cobbins returned to Leonardoâs apartment.
Diaz and Rangel saw Chagoya come out of an alley towards them. Diaz shouted
twice, âShow me your hands.â Chagoya turned and ran in the opposite direction down
the alley and then ran northbound into a dirt field. Diaz and Rangel chased after him. As
he pursued Chagoya, Diaz yelled, âStop. Bakersfield Police. Stop.â Rangel also yelled
âPolice.â Chagoya continued running.
Officers Chad Dickson and Kassandra West4 responded in a patrol car to assist the
officers going to a call for a suspect with a firearm making threats. While en route, one
4 Westâs last name was Latham on November 10, 2020, but was subsequently
changed to West. We refer to her throughout as West.
4.
of the units on scene radioed for additional officers to respond. Dickson was driving in
an alley near Leonardoâs apartment complex when he saw Chagoya being chased by Diaz
and Rangel via the carâs mirrors. Dickson stopped the car and he and West jumped out to
join the pursuit.
Diaz was running in front of Rangel and lost sight of Chagoya while illuminating
his flashlight on a dark sedan with a man and a woman in it parked in the dirt field in
Chagoyaâs path. Dickson and West were running behind Diaz and Rangel. The officers
heard a single gunshot in the field. Diaz saw a muzzle flash come from the area near
Chagoya when he heard the gunshot. Diaz yelled âShots fired.â Rangel radioed shots
fired and turned around to run the other way to seek cover in the alley. Diaz believed he
was in danger and took cover behind the sedan. The officers heard more gunshots. Diaz
and Dickson believed Chagoya fired at them because Chagoya turned back towards them,
and more muzzle flashes came from near him. Dickson fired four rounds from his nine-
millimeter Glock 17 handgun at Chagoya. Rangel ran back into the field toward the
sedan. West ran toward the sedanâs passenger side and looked inside. She saw a female
inside screaming but no firearms. Diaz yelled to the sedanâs occupants to get out of the
car.
Officers Keith Schlecht and Brent Thomas were driving close by Leonardoâs
apartment complex in their patrol car and responded to the request for additional units.
Schlecht and Thomas heard over the radio that the suspect was running, and shots had
been fired. A description of Chagoyaâs appearance was given over the radio. Based on
the direction Chagoya was reportedly running, Thomas drove their patrol car into the dirt
field. Thomas turned the carâs spotlight onto the field and began scanning the field to
find Chagoya or the other officers. Thomas drove northbound in the field and saw
Chagoya running in that direction. Thomas drove after Chagoya with the spotlight on
him while Schlecht propped open the door on his side. Schlecht heard gunshots and saw
muzzle flashes as Chagoya turned and fired at the officers and the patrol car. Schlecht
5.
never saw the firearm as it was being fired. Thomas also saw a muzzle flash come from
near Chagoya.
From the open car door, Schlecht fired his nine-millimeter Glock 17 handgun
twice at Chagoya. Thomas stopped the car and got out. Thomas fired approximately six
shots from his own nine-millimeter Glock 17 handgun at Chagoya. Chagoya fell
facedown onto the ground. He had been shot in his right hand. Schlecht and Thomas
yelled at Chagoya to put his hands straight out in front of him and lay flat on the ground.
Schlecht searched Chagoya, then Schlecht and West handcuffed him.5
B. Law Enforcementâs Investigation
After Chagoya was arrested, Thomas backtracked along Chagoyaâs path of travel
to search for a firearm because there was no firearm near Chagoya. Thomas found a
Polymer80 nine-millimeter semiautomatic handgun with an attached extended magazine
on the ground about 20 feet from where Chagoya fell. The gun had one Perfecta nine-
millimeter round in the chamber with four additional Perfecta rounds and one GFL round
in the magazine. The gun had no serial number.
Sergeant Keegan Gavin, the assigned lead detective, conducted a round count6 of
the officers that discharged their firearms. Dicksonâs firearm was missing four rounds,
Thomasâs firearm was missing six rounds, and Schlechtâs firearm was missing two
rounds. Gavin interviewed Diaz, Rangel, West, Maxwell, and Cobbins on November 11,
2020. He also interviewed Dickson, Thomas, and Schlecht on November 18, 2020.
Gavin watched the officersâ body-worn camera footage. Gavin opined that a puff of dust
on the ground directly in front of Diaz shown in his footage was consistent with a bullet
striking the ground.
5 The officersâ body cameras recorded their encounter at Leonardoâs apartment
and their pursuit of Chagoya. Footage from the cameras was admitted as evidence.
6 A round count is an inspection after an officer-involved shooting to count the
remaining number of rounds in the officerâs firearm(s) and magazine(s).
6.
Gavin and another detective interviewed Chagoya at the police station on
November 11, 2020.7 Gavin advised Chagoya of his Miranda8 rights. Chagoya said he
was walking home, got scared when he saw the police and ran. Chagoyaâs friend, C.J.,
was running in front of him. Chagoya told the police he fell to the ground when he heard
âFreeze,â but C.J. turned around and started shooting. Chagoya heard gunshots coming
from behind him before he got hit. He initially denied shooting a gun or being in
Leonardoâs apartment. He then disclosed that Leonardo came to the park looking for
âcokeâ and lost some of the cocaine. Chagoya admitted he met with others outside
Leonardoâs apartment but continued to deny having or shooting a gun. Chagoya claimed
âthe main issueâ was that Leonardo popped a friendâs uncleâs tire. Chagoya told the
police that Leonardo asked his mother for the money right in front of Chagoya and they
were going to go to the bank with her. Chagoya did not want to tell Leonardoâs mother
about the drugs but told her that Leonardo was drinking and driving. Chagoya claimed
someone else pulled out a gun on Leonardo at his apartment. Chagoya confirmed he was
in the car when C.J. drove from the park to Leonardoâs apartment. He later admitted he
was inside the apartment but denied having a gun inside the apartment. He also admitted
he had a gun and shot it while running but said he âkept shooting forward.â He claimed
he would not shoot to kill and âjust shoot[s] to scare.â He said he âjust react[s]â when he
âfreak[s] out.â He admitted he shot first. He later told Gavin, âmaybe yeah I did shoot
on purpose. Maybe I wanted to.â
The police conducted a crime scene investigation of the dirt field, the apartment
complex block, and Leonardoâs apartment. Twelve nine-millimeter Winchester bullet
casings were found. This matched the duty weapon ammunition used by Bakersfield
Police at the time. The police also found six nine-millimeter Perfecta bullet casings, a
7 Chagoyaâs interview was recorded, and the recording admitted as evidence.
8 Miranda v. Arizona (1966)
384 U.S. 436
.
7.
single nine-millimeter Blazer bullet casing, and a single nine-millimeter Remington (RP)
bullet casing. A red hooded sweatshirt inside a black jean jacket was found by a
dumpster in the alley near the apartment complex. The police believed Chagoya was
wearing this sweatshirt in Leonardoâs apartment and discarded it while fleeing.
Elizabeth Menees, a Kern Regional Crime Laboratory forensic technician,
conducted three test fires of the recovered Polymer80 handgun. The three test-fire
casings and three test-fire bullets were collected for the labâs criminalist, Apryl Brown.
Brown examined eight of the spent casings collected from the crime scene and concluded
seven of the casings were fired from the same firearm. Brown opined that those seven
casings were fired from the Polymer80 handgun recovered by the police, but one casing
was fired from a different firearm.9
C. Incident at Lerdo Justice Facility
On July 13, 2021, Chagoya was in custody at the Lerdo Justice Facility (Lerdo).
At about 8:00 p.m. that day, three inmates including Chagoya were in the facilityâs
dayroom and refused Senior Deputy Bullockâs order to lock down. In response to the
order, Chagoya said âorâ while standing outside his second tier cell above Bullock and
two other deputies, Roman Samano and Diego Magana. Chagoya saying âorâ was
understood to be a challenge to Bullockâs authority. Chagoya said to Bullock, âI will
slap your bitch ass.â Chagoyaâs cellmate had come out of the shower and heard
Chagoya. The cellmate ran upstairs and convinced Chagoya to return to their cell.
After Chagoya returned to his cell, Bullock asked Sergeant Luevanos that
Chagoya be rehoused. Luevanos ordered Samano and Magana to take Chagoya to a
holding cell. Samano and Magana escorted him in handcuffs. Bullock joined the
deputies as they were escorting Chagoya. Chagoya told Samano and Magana that he was
a respectful person and did not mean to be disrespectful to them. Bullock asked Chagoya
9 Brownâs testimony is discussed in more detail in the discussion section below.
8.
why he was disrespectful to Bullock. Chagoya responded that he tried to kill multiple
BPD10 officers and he was not afraid to kill a sheriff. Chagoya was walking in the
hallway when he made this statement. After he said this, he was placed in the holding
cell. Samano and Magana wrote and submitted incident reports documenting what
occurred. Chagoya was rehoused because of his threats to Bullock.
Lerdo had cameras that record video and audio in the dayroom and the hallway
next to the dayroom. Samano and Magana were unaware if there was video of the
incident although cameras record the areas where it occurred. Neither deputy tried to
watch video of the incident. No one asked either deputy to look at or provide the video.
DISCUSSION
I. Chagoyaâs Statement at Lerdo
A. Additional Background
On February 9, 2023,11 Chagoya filed motions in limine requesting, in relevant
part, the prosecutor to disclose and provide all photographs, witness statements,
potentially exculpatory evidence, and items of physical evidence in advance of opening
statements pursuant to Brady v. Maryland (1963)
373 U.S. 83
(Brady).
A hearing addressing motions in limine was held on February 21. The prosecutor
indicated his intent to introduce evidence of Chagoyaâs statement about killing officers at
Lerdo. The prosecutor stated that reports about the incident had been provided to defense
counsel. The trial court granted defense counselâs request for an Evidence Code
section 40212 hearing (402 hearing) on this evidence.
10 BPD stands for Bakersfield Police Department.
11 Subsequent references to dates are to dates in 2023 unless otherwise stated.
12 Evidence Code section 402, subdivision (b) provides in pertinent part that the
âcourt may hear and determine the question of the admissibility of evidence out of the
presence or hearing of the jury.â
9.
The 402 hearing initially proceeded on February 23. Samano testified about the
Lerdo incident on July 13, 2021, including about Chagoyaâs statement to Bullock that he
tried to kill multiple Bakersfield police officers and was not afraid to kill a sheriff.
Samano was not wearing a body-worn camera at the time and denied the incident was
recorded. Samano wrote a report documenting the incident during his shift that day. On
cross-examination, Samano confirmed there were cameras that record both video and
audio in Lerdoâs dayroom. Samano was unaware if anyone had requested footage of the
incident or how long footage was stored. After Samanoâs testimony, the hearing was not
completed and was continued at a later date.
On February 27, Chagoya filed a motion to dismiss the amended information, or in
the alternative, for a mistrial or other sanctions. He argued the prosecutor had failed to
disclose any audio or video recording of the Lerdo incident although Samano testified at
the 402 hearing that there are cameras in the dayroom. Chagoya argued the prosecutorâs
failure to provide this evidence violated his rights to due process and to confront
witnesses, and further violated his motion in limine for disclosure of Brady evidence.
The trial court held a hearing on Chagoyaâs motion to dismiss the day it was filed.
The prosecutor submitted a memo stating that after the 402 hearing on February 23, the
prosecutor asked his senior investigator to obtain the video footage from Lerdo. The
investigator knew Lerdoâs standard retention period for footage is 13 months. The
investigator tried to obtain the footage from Lerdo and was told the video no longer
existed. The prosecutor had provided Chagoya with the incident reports on February 28,
2022. The prosecutor conceded he was aware of incident reports at Lerdo discussing
video recording of incidents, but said he was unaware there may be video of the incident
involving Chagoya until the 402 hearing. Defense counsel requested a dismissal of the
charges, a mistrial or exclusion of the evidence as a remedy. The court was not inclined
to dismiss the charges or declare a mistrial because the jury had not heard this evidence
yet, but remained undecided about what to do with the evidence. The prosecutor took the
10.
position there was no discovery violation. Defense counsel responded that the prosecutor
had a duty to provide discovery to the defense and the evidence should be excluded. The
court proceeded with the 402 hearing before determining how to rule on Chagoyaâs
motion.
Magana then testified substantially similarly to Samano about the incident on
July 13, 2021, with the additional detail that Chagoyaâs cellmate convinced him to return
to his cell. Magana also wrote a report documenting the incident toward the end of his
shift. Magana confirmed there was a camera that recorded video and audio in the area
where Chagoya made this statement to Bullock, but Magana was unaware if there was
video of the incident.
After further argument from both parties, the trial court denied Chagoyaâs motion
to dismiss the amended information or order a mistrial. The court also denied his request
to exclude the evidence because the evidence was relevant to his state of mind, the record
was unclear if there had in fact been video or audio recording of the incident, and both
deputies would be subject to cross-examination.
On March 1, the trial court noted the majority of jury instructions had been
discussed and agreed upon. Defense counsel noted the court had indicated its intention to
deny Chagoyaâs request to instruct the jury with CALCRIM No. 306 on the untimely
disclosure of evidence related to the deputiesâ testimony about the Lerdo incident.
Counsel would however be given wide leeway to argue the issue about the video to the
jury. The prosecutor objected to giving CALCRIM No. 306 because the deputiesâ
incident reports were timely disclosed to Chagoya, defense counsel was able to cross-
examine the deputies about the failure to obtain the footage, and counsel could argue the
issue to the jury. The court noted the incident reports had been given to Chagoya more
than a year ago, the witnesses testified to that, and the footage had been discussed at
length earlier. The jury was not given CALCRIM No. 306.
11.
In closing argument, the prosecutor argued Chagoyaâs statement at Lerdo that he
tried to kill multiple police officers conflicted with his claim in his police interview that
he did not shoot at the police. The prosecutor pointed to Chagoyaâs statement as
evidence that he intended to kill the officers when he shot at them. The prosecutor
argued the jury could not speculate about whether there was video evidence of the
incident and must base its decision on the evidence in the record, specifically, the
deputiesâ testimony about what happened.
In her closing argument, defense counsel questioned why only Samano and
Magana testified about the Lerdo incident although there were other people present
including the person Chagoya supposedly threatened, Bullock. Counsel argued there
were cameras everywhere, but no video of the incident and she wanted that video and
wanted the jury to see that video. She questioned why there was no video of Chagoyaâs
âso-called admission of intent.â Counsel averred that Chagoyaâs statement either did not
happen or did not happen in the way the witnesses testified because there was no video
evidence submitted of his statement.
B. Admission of the Deputiesâ Testimony
Chagoya contends the trial court abused its discretion by not excluding the
deputiesâ testimony about the Lerdo incident. He argues the court should have excluded
the deputiesâ testimony because the prosecutorâs discovery violation was willful and the
prejudice to him was substantial.
Section 1054 et seq. (the reciprocal discovery statute) âgoverns the scope and
process of criminal discovery.â (People v. Tillis (1998)
18 Cal.4th 284, 289
.)
Section 1054.1 requires the prosecutor to disclose to a defendant certain âmaterials and
information,â including â[r]elevant written or recorded statements of witnesses[.]â
12.
(§ 1054.1, subds. (b)â(c), (e)â(f).)13 âThe information named [in section 1054.1] must be
disclosed only âif it is in the possession of the prosecuting attorney or if the prosecuting
attorney knows it to be in the possession of the investigating agencies.â (§ 1054.1.) Case
law has interpreted this requirement to encompass not only information actually
possessed but that â âwithin the possession or controlâ of the prosecutionâ or put another
way, â âreasonably accessibleâ to it.â â (People v. Superior Court (Dominguez) (2018)
28 Cal.App.5th 223, 234
(Dominguez).) â âAbsent good cause, such evidence must be
disclosed at least 30 days before trial, or immediately if discovered or obtained within
30 days of trial.â â (People v. Verdugo (2010)
50 Cal.4th 263, 280
; § 1054.7.)
The trial court has broad discretion to determine whether a party violated the
discovery statute and whether to impose sanctions for any such violation. (People v.
Ayala (2000)
23 Cal.4th 225, 299
(Ayala).) âWhen a party fails to comply with the
statutory disclosure requirements, the trial court âmay make any order necessaryâ to
enforce those provisions, including, but not limited to, â[initiating] contempt proceedings,
delaying or prohibiting the testimony of a witness or the presentation of real evidence,
continu[ing] the matter, or any other lawful order.â â (People v. Hughes (2020)
50 Cal.App.5th 257
, 281, quoting § 1054.5, subd. (b).) âThe court may prohibit the
testimony of a witness pursuant to [section 1054.5] subdivision (b) only if all other
sanctions have been exhausted.â (§ 1054.5, subd. (c).) The âexclusion of testimony is
not an appropriate remedy absent a showing of significant prejudice and willful conduct
motivated by a desire to obtain a tactical advantage at trial.â (People v. Jordan (2003)
108 Cal.App.4th 349, 358
; accord People v. Gonzales (1994)
22 Cal.App.4th 1744,
1758
.)
13 For purposes of section 1054.1, the âwitnessâs words, whether recorded
electronically or by someoneâs writing them down, are the statement.â (Thompson v.
Superior Court (1997)
53 Cal.App.4th 480, 486
.)
13.
We review the trial courtâs ruling on an alleged discovery violation for abuse of
discretion. (Ayala, supra,
23 Cal.4th at p. 299
.) We âwill not disturb [the courtâs] ruling
unless there is a showing the court abused [its] discretion by acting in an arbitrary,
capricious, or patently absurd manner resulting in a miscarriage of justice.â (People v.
Fayed (2020)
9 Cal.5th 147
, 189â190.)14
Here, the record does not show the prosecutor willfully failed to disclose the video
footage to obtain a tactical advantage. The record remains unclear if the facilityâs
cameras in fact captured Chagoyaâs interaction with Bullock. While the facility had
cameras in the relevant area, neither deputy investigated whether those cameras recorded
the exchange. The prosecutor candidly disclosed he was aware of incident reports from
Lerdo discussing video recordings. But the deputiesâ reports regarding the incident
involving Chagoya did not indicate there may be video and the prosecutor represented to
the court he was unaware there may be video until the 402 hearing. Upon learning there
may be video during that hearing, the prosecutor asked his investigator to find out if the
incident was recorded and if so, whether the video still existed. By then, any video that
previously existed was no longer in the facilityâs possession because Lerdo only retained
video for 13 months. We reject Chagoyaâs argument the prosecutorâs claim he had no
duty to obtain the footage shows he willfully failed to comply with his discovery
obligations. The âprosecution has no general duty to seek out, obtain, and disclose all
evidence that might be beneficial to the defense.â (In re Littlefield (1993)
5 Cal.4th 122,
135
.) The record reflects the prosecutor intended to present evidence of Chagoyaâs
statement solely through the deputiesâ testimony and did not consider or investigate if
14 âIndependent of our criminal discovery statutory scheme, the federal
constitution imposes a duty of disclosure on the prosecutionâ of exculpatory evidence
pursuant to
Brady, supra,
and its progeny. (Dominguez, supra,
28 Cal.App.5th at p. 234
.)
Chagoyaâs claim rests entirely on state law and does not implicate his constitutional
rights under Brady. The sole issue before us is thus whether the trial court abused its
discretion under state law.
14.
there was video of the incident until the 402 hearing. Nothing in the record supports
Chagoyaâs speculative assertions the video probably contained impeachment evidence.
Any video recording of the incident may just as likely have bolstered the deputiesâ
testimony.
To prevail on a claim for violation of the discovery statute, Chagoya must show
prejudice under the Watson standard applicable to state law error, i.e., by showing it is
reasonably probable he would have received a more favorable outcome absent the
violation. (People v. Mora and Rangel (2018)
5 Cal.5th 442, 470
; People v. Watson
(1956)
46 Cal.2d 818, 836
.) Chagoya focuses predominantly on the prosecutorâs closing
argument to contend it is reasonably probable a result more favorable to him would have
resulted had the trial court excluded the deputiesâ testimony. Chagoya argues the
prosecutorâs emphasis on the importance of his statement at Lerdo mandates this court
treat the significance of this evidence as similarly crucial. We are not persuaded.
Notwithstanding the prosecutorâs arguments to the jury that Chagoyaâs statement at
Lerdo evinced his intent to kill the police officers, the jury acquitted him on all five
counts of attempted murder. The jury however convicted him on the five counts of
assault with a firearm on a peace officer. Unlike criminal attempt, the âcrime of assault
has always focused on the nature of the act and not on the perpetratorâs specific intent.â
(People v. Chance (2008)
44 Cal.4th 1164, 1170
(Chance).) Accordingly, while
attempted murder requires the defendant has the specific intent to kill (People v.
Canizales (2019)
7 Cal.5th 591, 602
), assault is a general intent crime that âdoes not
require a specific intent to cause injury or a subjective awareness of the risk that an injury
might occur.â (People v. Williams (2001)
26 Cal.4th 779, 790
(Williams).) Because
assault does not require showing Chagoya intended to kill or even injure the police
officers, his statement to Bullock was immaterial to his guilt for assault. Moreover, even
had the trial court excluded the deputiesâ testimony, compelling evidence supported
Chagoyaâs guilt for the assault convictions. Diaz, Dickson, and Schlecht all testified
15.
Chagoya turned and shot in the direction of the officers and the patrol car while he was
fleeing.15 There were visible muzzle flashes from Chagoyaâs location and Diazâs body-
worn camera captured a puff of dust on the ground directly in front of Diaz indicating
Chagoya shot in the officersâ direction.
Additionally, the trial court took measures to reduce the potential prejudice to
Chagoya for the lack of video footage by giving defense counsel wide leeway to argue
the issue before the jury. Counsel took full advantage of this latitude in closing argument
by emphasizing the lack of video evidence of the interaction, questioning the reliability of
the deputiesâ testimony, and pointing to the failure of the threatâs target, Bullock, to
testify. Given the juryâs verdict, these arguments were presumably persuasive.
In sum, the record did not support the extreme remedy of excluding the deputiesâ
testimony about Chagoyaâs statement while in custody at Lerdo. Because there is no
reasonable probability of a different outcome if the evidence had been excluded, Chagoya
has not shown prejudice from admission of the deputiesâ testimony.
C. CALCRIM No. 306
Chagoya argues the trial court erred by refusing his request to instruct the jury on
the untimely disclosure of evidence using CALCRIM No. 306. He claims this error
prejudiced him and requires reversal of his convictions.
The trial court has the discretion to advise the jury of the untimely disclosure of
evidence. Section 1054.5, subdivision (b) states the court âmay advise the jury of any
failure or refusal to disclose and of any untimely disclosure.â CALCRIM No. 306
provides: âBoth the People and the defense must disclose their evidence to the other side
15 The offense of assault with a firearm on a peace officer requires the additional
element that the defendant âknows or reasonably should know that the victim is a peace
officer.â (§ 245, subd. (d)(1).) Diaz and Rangel identified themselves as police before
Chagoya shot at the officers. Schlecht and Thomas pursued Chagoya in a marked patrol
vehicle and all the officers who pursued him were in uniform.
16.
before trial, within the time limits set by law. Failure to follow this rule may deny the
other side the chance to produce all relevant evidence, to counter opposing evidence, or
to receive a fair trial. [¶] An attorney for the (People/defense) failed to disclose:
[within the legal time period]. [¶] In
evaluating the weight and significance of that evidence, you may consider the effect, if
any, of that late disclosure.â The Bench Notes to CALCRIM No. 306 state in relevant
part that the âcourt should not give this instruction unless there is evidence of a
prejudicial violation of the discovery statute.â (Judicial Council of Cal., Criminal Jury
Instns. (2024) at p. 82.)
Here, the trial court reasonably could have concluded the record was inconclusive
as to whether the prosecutor violated the discovery statute. The prosecutor timely
provided Chagoya with the deputiesâ incident reports. The court apparently found that
the prosecutorâs failure to obtain video of the Lerdo incident was inadvertent. We will
not second guess the courtâs credibility determination on appeal. The court reasonably
declined Chagoyaâs request to instruct the jury with CALCRIM No. 306 where there was
insufficient evidence the prosecution violated the discovery statute.
Even if it was error not to give CALCRIM No. 306, the error was harmless. In
determining whether the failure to instruct requires reversal, we again apply the Watson
standard to determine â âwhether it is reasonably probable the jury would have reached a
result more favorable to defendant had the instruction been given.â â (People v.
McKinnon (2011)
52 Cal.4th 610, 679
.)
Here, it is not reasonably probable Chagoya would have received a more favorable
result had the jury been given CALCRIM No. 306. The instruction would merely have
informed the jury that the prosecution failed to provide Chagoya with video of the Lerdo
incident. The jury effectively already knew this information from the testimony of
Samano and Magana that they did not try to obtain and were not asked to provide video
of Chagoyaâs exchange with Bullock. Chagoya inaccurately asserts the failure to provide
17.
the instruction prevented defense counsel from arguing about the late discovery. On the
contrary, counsel specifically argued to the jury about the failure to produce video
footage of the incident despite âcameras everywhereâ in Lerdo and invited the jury to
reject the deputiesâ testimony due to the lack of video footage.
The circumstances in People v. Zamora (1980)
28 Cal.3d 88
, on which Chagoya
relies, are inapposite. In that case, the prosecution had destroyed records of citizen
complaints against police officers about two weeks before the defendantâs arrest. (Id. at
pp. 94â95.) The destroyed records were critical given the case came down to a
credibility contest between the police officers and the defendant. The Supreme Court
found the trial court prejudicially erred by failing to impose the sanction of a jury
instruction with an adverse finding against the prosecution because the recordsâ
destruction deprived the defendant of the opportunity to discover favorable evidence
about the officersâ past use of force. (Id. at pp. 103â104.) Unlike in Zamora, the
destruction of any video footage from Lerdo appears inadvertent rather than willful and
the lack of footage caused minimal prejudice to Chagoya given he was able to cross-
examine the deputies about the incident. As discussed above, the trial court gave defense
counsel wide leeway to argue the issue to the jury and the verdict indicates those
arguments were effective. Even if it was error for the court to refuse Chagoyaâs request
to instruct the jury with CALCRIM No. 306, the error was harmless.
II. Expert Toolmark Testimony
Chagoya argues the trial court erred by not excluding expert toolmark testimony
not supported by the material relied on by the expert. Chagoya contends matching bullets
to guns is subjective and lacks established quantitative standards. He argues the court
must act as a gatekeeper to exclude speculative expert testimony and admission of the
toolmark evidence prejudiced him.
18.
A. Additional Background
1. Motion in Limine
Chagoya moved in limine to exclude testimony and any other evidence about
toolmark analysis as inadmissible pursuant to Kelly-Frye.16 On February 14, the trial
court held a 402 hearing to address whether the prosecutionâs toolmark evidence should
be admitted. At the hearing, defense counsel augmented the basis for the exclusion
request as supported by Evidence Code sections 801 and 802, Sargon Enterprises, Inc. v.
University of Southern California (2012)
55 Cal.4th 747
(Sargon), and People v. Azcona
(2020)
58 Cal.App.5th 504
(Azcona). The prosecution argued the toolmark analysis that
would be presented was not a new or novel science based on People v. Cowan (2010)
50 Cal.4th 401
(Cowan) and Azcona.
The criminalist, Apryl Brown, testified during the 402 hearing. Brown has been a
criminalist for more than 17 years. She concluded the group of bullet casings recovered
at the scene were fired from the Polymer80 handgun recovered by the police and test-
fired by the laboratory. Brown confirmed there are three possible categories of markings
for casings: class, subclass, and individual characteristics. Subclass characteristics can
be imparted during the manufacturing process and leave gross marks across an entire
production run of weapons. Brown confirmed there was no reference file for subclass
characteristics for any particular weapon. If a weapon has something unique about it and
produces a particular mark on a casing, that is an individual characteristic.
Brown testified that she assesses whether a marking that is not a class
characteristic has the potential for subclass. This assessment is made based on research
material and training that assist in determining whether a marking is subclass. Brown
confirmed there was no way for an analyst to confirm his or her opinion on whether a
16 People v. Kelly (1976)
17 Cal.3d 24
and Frye v. United States (D.C. Cir. 1923)
293 F. 1013
.
19.
marking is individual or subclass beyond training, experience, classes, and articles.
There have been no organized studies on subclass marks associated with different
firearms or different subclass marks associated with different manufacturing methods.
There has also been no organized study on what types of marks on a casing are individual
marks as opposed to subclass marks.
Brown agreed that when comparing a test-fired casing and an evidence casing,
there may be a marking on the test-fired casing that is not on the evidence casing. Brown
testified she looks at the overall pattern matchings to determine the level of agreement
between casings based on her training, but conceded there is no specificity or numerical
value that must be met. She confirmed it was possible two analysts could come to
different conclusions with one making an identification and another finding the markings
inconclusive. The lab has a verification process, but no other analyst looked at the
evidence without knowing Brownâs conclusions to see if they came to the same
conclusions. Brown has never had a blind, independent verification of her work.
There have been two studies generally discussing the accuracy and validity of
toolmark examination. One study was specific to Beretta firearm barrels. The Ames
study in 2014 looked at cartridge case comparisons and found a false positive rate of 1.01
percent among 218 firearm examiners.
According to Brownâs training, no minimum number of points of similarity are
needed to call something an identification. When Brown refers to an overall pattern of
agreement, she is not talking about any particular number of points of agreement. What
Brown considers a lot of agreement may differ from what another analyst considers a lot
of agreement. Brown is not required to find any particular minimum number of points of
agreement from case to case. The Kern County Criminal Laboratory has no policy there
be a certain minimum number of points of agreement.
Brown disagreed there have not been sufficient studies to understand the reliability
and repeatability of the methods used in toolmark analysis. In addition to the Beretta and
20.
Ames studies, Brown cited a second Ames study with the FBI in 2022 and the Keisler
study. The 2022 Ames study found a false-positive error rate of 0.66 percent for bullets
and 0.93 percent for cartridge cases. Brown testified there have been more studies
beyond those four but did not specifically name the additional studies.
When Brown writes a report saying she has identified something as fired from a
lab item, she expresses no degree of certainty regarding that conclusion. Brown agreed
that when she finds there is sufficient agreement to call something an identification, there
is no level of certainty associated with that result.
The trial court denied Chagoyaâs request to exclude the evidence of toolmark
analysis. The court found the evidence was not subject to Kelly-Frye because it was not
new or novel, was widely used and accepted, and generally accepted in the scientific
community. The court concluded the âfact that thereâs no degree of certainty ⊠does not
make it inadmissible,â but found that the information brought out by defense counsel was
âripe for cross-examination and bringing up to the jury,â which the court would allow
counsel to do.
2. Expert Witness Testimony at Trial
At trial, Brown testified as an expert in the field of firearm analysis and toolmark
analysis. For this case, Brown received eight spent nine-millimeter casings (one Blazer,
six Perfecta and one Remington or RP), the recovered Polymer80 nine-millimeter
firearm, and a spent bullet projectile. Brown did a preliminary examination of the eight
casings under the stereo microscope to document class characteristics and different
features of each cartridge case. She then looked at each cartridge case amongst each
other by doing a microscopic comparison. Based on her analysis, Brown determined
there were two firearms involved in firing the eight casings. She concluded seven of the
casings were fired by one firearm, but the Remington casing was fired by a different
firearm.
21.
Brown took photographs with the comparison microscope showing the eight spent
casings (items 001.A through 008.A). The Blazer brand casing was item 001.A, the
Remington brand17 casing was item 007.A, and the other items were the Perfecta casings
(items 002.A through 006.A and 008.A). Based on her training and experience, Brown
compared item 003.A to the rest of the spent casings because it had âgood marksâ to
work with in her comparison. In comparing item 003.A with item 005.A, there was a
double angled mark on one, but not the other. Brown testified there can be variation from
firing to firing so âsometimes marks will reproduce on one that wonât be present on the
other.â Brown still concluded the two casings were fired from the same firearm. She
based her opinion on the overall comparisons and the other areas of agreement she saw.
Brown does not document every single point of agreement or disagreement she finds, just
enough for the technical review and visual that can be shown in court. Brown found that
all the spent casings except the Remington casing had an elliptical-shaped firing pin
impression.
Brown examined the three test-fired casings and three test-fired bullets from the
Polymer80 firearm. Based on her examination under the comparison microscope, the
firearm was leaving reproducible marks that could be compared with item 003.A. After
comparing the test-fired casings to item 003.A, Brown concluded the seven evidence
casings that had been fired from the same firearm were all fired from the Polymer80.
Brown also examined the bullet projectile recovered as evidence and opined it was
inconclusive whether it was fired from the Polymer80.
17 Chagoya inaccurately states the criminalist did not test any Remington spent
casings. Because he made this statement in discussing the officersâ use of their guns, we
infer he intended to state Brown did not test any of the Winchester spent casings. These
casings were presumed to be from the officersâ guns as the type of ammunition used by
Bakersfield Police at the time.
22.
B. Applicable Law
Even where proffered expert testimony does not require a Kelly18 analysis, the trial
court âhas the duty to act as a âgatekeeperâ to exclude speculative expert testimonyâ
under Evidence Code sections 801 and 802.19 (Sargon, supra,
55 Cal.4th at p. 753
.)
Under Evidence Code section 801, the trial court in its gatekeeping role may âexclude
speculative or irrelevant expert opinion.â (Sargon, at p. 770.) Evidence Code
section 802 furthers that gatekeeping role and âindicates the court may inquire into the
expertâs reasons for an opinion. It expressly permits the court to examine experts
concerning the matter on which they base their opinion before admitting their testimony.â
(Sargon, at p. 771.) Under Evidence Code section 802, âa court may inquire into, not
only the type of material on which an expert relies, but also whether that material actually
18 The âKelly rule provides that the âadmissibility of expert testimony based on a
ânew scientific techniqueâ requires proof of its reliabilityâi.e., that the technique is
â âsufficiently established to have gained general acceptance in the particular field to
which it belongs.â â â â (Cowan, supra,
50 Cal.4th at p. 469
.) âKelly applies only to
â âthat limited class of expert testimony which is based, in whole or in part, on a
technique, process, or theory which is new to science and, even more so, to the law.â â â
(Id. at p. 470.)
19 Evidence Code section 801 provides: âIf a witness is testifying as an expert, his
testimony in the form of an opinion is limited to such an opinion as is: [¶] (a) Related to
a subject that is sufficiently beyond common experience that the opinion of an expert
would assist the trier of fact; and [¶] (b) Based on matter (including his special
knowledge, skill, experience, training, and education) perceived by or personally known
to the witness or made known to him at or before the hearing, whether or not admissible,
that is of a type that reasonably may be relied upon by an expert in forming an opinion
upon the subject to which his testimony relates, unless an expert is precluded by law from
using such matter as a basis for his opinion.â
Evidence Code section 802 provides: âA witness testifying in the form of an
opinion may state on direct examination the reasons for his opinion and the matter
(including, in the case of an expert, his special knowledge, skill, experience, training, and
education) upon which it is based, unless he is precluded by law from using such reasons
or matter as a basis for his opinion. The court in its discretion may require that a witness
before testifying in the form of an opinion be first examined concerning the matter upon
which his opinion is based.â
23.
supports the expertâs reasoning. âA court may conclude that there is simply too great an
analytical gap between the data and the opinion proffered.â â (Sargon, at p. 771.) âThus,
under Evidence Code sections 801, subdivision (b), and 802, the trial court acts as a
gatekeeper to exclude expert opinion testimony that is (1) based on matter of a type on
which an expert may not reasonably rely, (2) based on reasons unsupported by the
material on which the expert relies, or 3) speculative.â (Sargon, at pp. 771â772.)
âThe trial courtâs preliminary determination whether the expert opinion is founded
on sound logic is not a decision on its persuasiveness. The court must not weigh an
opinionâs probative value or substitute its own opinion for the expertâs opinion. Rather,
the court must simply determine whether the matter relied on can provide a reasonable
basis for the opinion or whether that opinion is based on a leap of logic or conjecture.â
(Sargon, supra,
55 Cal.4th at p. 772
.)
We review a trial courtâs ruling to exclude or admit expert testimony for abuse of
discretion. (Sargon, supra,
55 Cal.4th at p. 773
.) A trial court abuses its discretion when
its ruling âis so irrational or arbitrary that no reasonable person could agree with it.â
(People v. Carmony (2004)
33 Cal.4th 367, 377
.)
C. Analysis
Chagoya contends the trial court erred in considering his objection to the toolmark
evidence because Brownâs testimony confirmed she used subjective methods and there
were no fixed guidelines for matching a casing to a particular gun.
Chagoya analogizes this case to Azcona. In Azcona, the prosecutionâs expert
witness testified that he compared a bullet casing found at one crime scene with a casing
found at another crime scene and concluded the two casings were fired from the same
gun. The expert explained that he needed to see six individual marks in a row to meet his
identification criteria. He opined the casings from the two crime scenes were fired from
the same gun â âto the practical exclusion of all other guns.â â (Azcona, supra,
58 Cal.App.5th at p. 510.) At a hearing on the defendantâs in limine motion, the
24.
defendant presented evidence criticizing visual analysis of firearm toolmarks as
unreliable. (Id. at p. 512.) The Azcona court concluded the defendant presented
âlegitimate criticism from credible sourcesâ undermining the reliability of visual
toolmark comparison as a scientific method but fell short of showing âthat firearm
toolmark comparison testimony is no longer admissible in California.â (Id. at pp. 512â
513.) The Court of Appeal nonetheless concluded the trial court erred by âallowing
unfettered expert testimony that went far beyond what the underlying material
supported.â (Id. at p. 513.) Specifically, the trial court erroneously allowed the expert to
present his opinion âin language suggesting scientific certaintyâ (id. at p. 512) by giving
âa purportedly infallible conclusionâ that was unsupported by the material the expert
relied upon (id. at p. 514).
The expert testimony in this case is readily distinguishable from the testimony
deemed objectionable in Azcona. Unlike the expert in Azcona, Brown conceded there
was no level of certainty associated with her finding a sufficient level of agreement
between casings to make an identification. Brown confirmed that when she reaches a
conclusion about an identification, she expresses no degree of certainty as to that
conclusion. She also testified there was no specificity or numerical value that must be
met for her to find agreement between casings. Specifically, there are no minimum
number of points of similarity needed for Brown to make an identification.
Chagoya does not argue Brownâs testimony was inadmissible under Kelly, but
instead claims the trial court was obligated by its gatekeeping role to consider whether
the evidence was inadmissible as based on âsubjective and non-quantitative methods,
unfettered by consistent evidence-based standards.â We need not determine if the court
erred by admitting Brownâs expert testimony because we conclude any error was
harmless under the applicable Watson standard. (People v. Prieto (2003)
30 Cal.4th 226,
247
[erroneous admission of expert evidence is state law error subject to Watson
standard].)
25.
Chagoya claims that without the ballistics testimony, there would have been a
reasonable chance one or more jurors would have rejected the theory that he acted
willfully and with realization of probable harm when he shot the gun in the field, and
instead credited his statement to police that he just âfreaked outâ and reacted. We
disagree. Preliminarily, Chagoya made conflicting statements to police about his intent
because he initially claimed he shot âto scareâ and ânot to kill,â but later said, âmaybe
[he] did shoot on purpose.â This is also not a case where Chagoyaâs conviction depended
on tying him to the crime scene by connecting bullet casings with a particular firearm.
Brownâs testimony matching the spent casings to the Polymer80 firearm was not
dispositive evidence of Chagoyaâs guilt. As previously discussed, no specific intent to
cause injury is required for assault, but rather, the âfocus is on the âoffensive or
dangerous character of the defendantâs conduct.â â (People v. Cruz-Partida (2022)
79 Cal.App.5th 197
, 207.) For Chagoya to be guilty of assault, he must have
intentionally performed an act with âactual knowledge of those facts sufficient to
establish that the act by its nature will probably and directly result in the application of
physical force against another.â (Williams, supra,
26 Cal.4th at p. 790
; § 240 [âassault is
an unlawful attempt, coupled with a present ability, to commit a violent injury on the
person of anotherâ].) Even excluding Brownâs testimony, three officers testified
Chagoya turned and shot in their direction after at least two officers had identified
themselves as police. No plausible argument can be made that shooting a gun at a person
does not satisfy the general intent requirement for assault. If a defendant aiming a gun
away from a pursuing police officer without firing the gun suffices for the actus reus of
assault, then certainly firing a gun at multiple officers is more than sufficient. (E.g.,
Chance, supra,
44 Cal.4th at pp. 1173â1176 [sufficient evidence supported § 245,
subd. (d)(1) conviction where the fleeing defendant aimed his gun in the opposite
direction of the pursuing officer but did not fire the gun]; see also People v. Raviart
(2001)
93 Cal.App.4th 258
, 264â267 [substantial evidence supported assault with a
26.
deadly weapon on two peace officers where the defendant only managed to point the gun
at one officer before the officers shot the defendant].)20 Therefore, even assuming error
in the admission of Brownâs testimony, it is not reasonably probable Chagoya would
have received a more favorable verdict in the absence of the ballistics testimony.
III. Cumulative Error
Lastly, we reject Chagoyaâs claim of cumulative error because there are no errors
to accumulate. We have determined there was no error in admitting the deputiesâ
testimony or refusing to instruct the jury with CALCRIM No. 306, and concluded any
error in admitting Brownâs testimony was not prejudicial. Therefore, âthere was no
prejudicial error to accumulate.â (People v. Hensley (2014)
59 Cal.4th 788, 818
.)
20 Chagoya also argues the location of the spent casings was likely used by the
jury to find guilt on the assault counts as evidence of a realization that his act would
directly and probably result in the application of force to a person. He does not
adequately explain this speculative assertion or how the location of the casings evinced
his understanding of the dangerousness of his conduct. In the absence of cogent legal
argument, we need not and do not address this assertion. (People v. Stanley (1995)
10 Cal.4th 764, 793
[a general assertion unsupported by specific argument permits the
court to treat the claim as waived].) We further reject as meritless Chagoyaâs last claim
that prosecutorial argument based on inadmissible evidence is clear indicia of prejudice.
Because Brownâs testimony was admitted into evidence, it was permissible for the
prosecutor to argue her testimonyâs relevance to the jury.
27.
DISPOSITION
The judgment is affirmed.
FAIN, J.*
WE CONCUR:
HILL, P. J.
FRANSON, J.
* Judge of the Fresno Superior Court, assigned by the Chief Justice pursuant to
article VI, section 6 of the California Constitution.
28.
Case Information
- Court
- Cal. Ct. App.
- Decision Date
- March 11, 2025
- Status
- Precedential