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Full Opinion
IN THE SUPREME COURT OF
CALIFORNIA
THE PEOPLE,
Plaintiff and Respondent,
v.
GILES ALBERT NADEY, JR.,
Defendant and Appellant.
S087560
Alameda County Superior Court
129807
June 17, 2024
(rehearing denied September 13, 2024;
reposted with Supreme Court order and statement)
Justice Corrigan authored the opinion of the Court, in which
Chief Justice Guerrero and Justices Kruger, Groban, and
Jenkins concurred.
Justice Liu filed a dissenting opinion, in which Justice Evans
concurred.
PEOPLE v. NADEY
S087560
Opinion of the Court by Corrigan, J.
Defendant Giles Albert Nadey was convicted of one count
of unlawful sodomy and one count of first degree murder for the
killing of Terena Fermenick. (Pen. Code, §§ 187, 286, former
subd. (c).) 1 The jury found that both offenses were committed
with the use of a knife (§ 12022, subd. (b)) and the murder
occurred during the commission of unlawful sodomy (§ 190.2,
subd. (a)(17)(D)). After the first jury deadlocked on penalty, a
second jury returned a verdict of death. This appeal is
automatic. (§ 1239, subd. (b).) We affirm the judgment.
I. BACKGROUND
A. Guilt Phase
1. Prosecution Evidence
Terena Fermenick was sexually assaulted and killed on
January 18, 1996. Her husband, Donald, had just been named
a minister for the Church of Christ in Alameda.2 The couple
were planning to move from Donald’s parents’ home into the
minister’s residence. On the day of the murder, Terena had
arranged for Skyline Chem-Dry to clean the carpets before the
move. The job was assigned to defendant.
1
All undesignated statutory references are to the Penal
Code.
2
Because they share a surname, we refer to the Fermenicks
by their given names.
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
The cleaning was scheduled to begin between 2:00 and
4:00 p.m. Terena left the parents’ home in Pleasanton around
noon and brought the couple’s five-month-old daughter, Regan,
with her. Terena called Donald’s mother around 1:30 p.m. to
say she had arrived safely but the carpet cleaner was not there.
When she expressed concern about being alone in the house with
a stranger, Donald’s mother suggested she leave while the
cleaner worked and come back later to pay him. Terena went to
browse at a nearby antiques store but left around 2:05 p.m.,
saying she was late to meet with a carpet cleaner. A Skyline
Chem-Dry work order states that the job began at 2:16 p.m. A
check indicated Terena purchased diapers at a nearby grocery
store at 3:32 p.m. The carpet cleaning work order, completed by
defendant and signed by Terena, indicates that the cleaning
concluded at 3:54 p.m.
Donald had worked a night shift at his second job and did
not wake that day until 4:00 p.m. He called the minister’s
residence around 4:30 p.m. but received no response. He called
unsuccessfully several more times that evening. When Terena
had not arrived by 8:45 p.m., Donald borrowed his father’s car
and drove to Alameda, arriving around 9:15 p.m. He saw
Terena’s car parked nearby and found Regan asleep in her car
seat. Regan’s diaper was very soiled, suggesting it had not been
changed for some time. Donald grabbed the baby and walked
around the outside of the house, looking for Terena. He peered
through a window and saw Terena lying on the floor. Having no
key, he kicked in a window to gain entry. He screamed upon
finding Terena’s “cold, lifeless” body and called 911. Police
arrived around 9:30 p.m. They removed the baby, handcuffed
Donald, and secured the scene. Donald was taken to the
2
PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
hospital for a sexual assault examination and then questioned
at the police station.
Terena’s body lay face down on the family room floor. She
was nude except for blue jeans and a pair of underpants
positioned around her ankles. In the primary bedroom, the bed
was stained with human feces and a large amount of blood. The
mattress foam displayed bloody swipe marks, suggesting an
implement had been wiped on it. Terena’s wallet, a credit card,
and a pen lay on top of the bedding. Her nursing bra,
undershirt, and sweatshirt had been removed and left in a heap
on the bed. Her purse, a tennis shoe, and the Skyline Chem-Dry
work order lay on the floor next to the bed. A blood trail led from
the bed, through a hallway, to her body in the family room. A
sheathed hunting knife was found behind a set of blinds in the
primary bedroom. No fingerprints were found on the knife,
which bore no visible bloodstains. Donald testified he had
previously found the knife when he and Terena were cleaning
out the house, and he had placed it on the windowsill. A
serrated paring knife was recovered from a different bedroom,
but it was not tested for fingerprints.
The autopsy revealed one deep incised wound to the left
side of Terena’s neck, as well as seven superficial neck
lacerations, defensive wounds on her fingers and hands, and two
incised wounds to her torso. Her jugular vein had been
completely severed, causing her death. A person generally dies
within three to five minutes after infliction of such an injury.
There were also five lacerations around Terena’s anus
consistent with the insertion of a penis. These injuries were
inflicted before death. There was fecal matter present around
the anus. Its presence could have been caused by sodomy.
3
PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
The prosecution theorized Terena was killed shortly after
3:54 p.m., when she signed the work order. A McDonald’s bag
had been found in Terena’s car, and her stomach contents were
consistent with having eaten a hamburger. The food did not
appear digested and could have been eaten less than half an
hour before her death.
Defendant’s supervisor testified that defendant left for the
Fermenick cleaning job around 1:45 p.m. He was wearing white
canvas shoes, blue pants, a white Skyline Chem-Dry work shirt,
and an old yellow raincoat. A small job of this nature would
typically take an hour to an hour and a half. Skyline employees
were supposed to call the office when a job was finished.
Defendant called around 4:15 or 4:30 p.m. with that report. He
said he had stopped by a Jack-in-the-Box in Oakland and was
calling from the area. The secretary asked him to pick up
cigarettes for her on his way back. Defendant returned with the
cigarettes between 4:30 and 4:50 p.m. and behaved normally.
He turned in the completed work order for the Fermenick job
and a $184 check signed by Terena. Defendant had noted on the
work order that he started the cleaning job at 2:16 p.m. and
completed it at 3:54 p.m. The supervisor noticed that defendant
was missing his raincoat and asked about it. Defendant said he
had left it in the Jack-in-the-Box restroom. Police went there
the next day but found no raincoat.
The day after the murder, the police contacted Skyline
Chem-Dry and asked that the person who had cleaned the
Fermenick house come in for questioning. Defendant went to
the station and gave a tape-recorded statement. The next day,
police obtained a search warrant for defendant’s home and
person.
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
A Plier’s Plus multifunctional tool was found in
defendant’s bedroom. The testifying pathologist opined that
Terena’s wounds could have been produced by the blade on this
tool, though no bloodstains were detected on it. A writing tablet
in defendant’s nightstand contained drawings of male and
female genitalia and a letter describing defendant’s experience
with anal sex. Pornographic magazines, handwritten material,
and videocassettes were also found in defendant’s bedroom,
along with a book of pornographic stories, including one related
to sodomy. Telephone records from the Fermenick residence in
Alameda revealed that calls had been placed from their phone
to two 1-900 numbers at 3:07 and 3:08 p.m., while defendant
was cleaning the carpets. The phone numbers corresponded to
the Real Swingers Hot Line and the Info Service Entertainment
Line. Each call lasted under a minute.
While his house was searched, defendant was taken to the
hospital for a sexual assault examination. His genital area
appeared dirty and encrusted with flaky material. There was a
reddened abrasion on the head of his penis. A DNA expert later
determined from two types of testing that semen present in
swabs taken from Terena’s rectal area and stains on her jeans
matched defendant’s DNA. From restriction fragment length
polymorphism (RFLP) testing, the probability of this match
occurring at random was one in 32 billion Caucasians. 3 Based
on polymerase chain reaction (PCR) testing, the probability of
the match identified was one in 150,000 Caucasians. Sperm was
also recovered from Terena’s vulvar area. Defendant was
identified as the major donor of DNA in this sample, with a
3
It is evident from cross-examination of the DNA expert
that defendant’s ethnic heritage is predominantly Caucasian.
5
PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
match probability of one in 1.6 million Caucasians. DNA
recovered from one vulvar swab indicated an additional minor
donor, who was neither defendant nor Terena’s husband
Donald. Based on the unclean condition of defendant’s genital
region, the prosecution theorized that defendant may have
transferred the foreign DNA onto Terena’s body when he
assaulted her.
After defendant’s sexual assault examination, he was
placed under 24-hour police surveillance. At one point,
defendant initiated a conversation with the officers stationed
outside the home he shared with his mother. Saying he wanted
to cooperate, he remarked, “I must be the lead suspect in the
case because I was the last one at the house.” He asked if police
could arrest him at his workplace, rather than at home, to avoid
embarrassing his mother. He also requested that they handcuff
him in a way that would not strain his shoulders. Later,
defendant told the officers he had spoken to an attorney and
been advised not to talk to them. He went inside the house, then
came back to the police car and said, “I’m starting to feel the
weight of this, all this on my shoulders.”
The prosecutor argued defendant forcibly sodomized and
stabbed Terena in the bedroom shortly after she paid for the
carpet cleaning and signed the work order. After the assault,
she staggered to the family room in an attempt to use the phone
and died there.
2. Defense Evidence
Terena’s father-in-law testified that she was apprehensive
about moving to the house in Alameda because she was worried
about safety. There was a good deal of foot traffic on the
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
sidewalk in front of the house, and people occasionally walked
through the passageway between the house and the church.
A police officer who responded to the scene reported that
Donald appeared “extremely calm considering the
circumstances.” The officer testified that he meant Donald
seemed to be in shock following the traumatic discovery and
subsequent events. Another officer who was present during
Donald’s sexual assault examination described him as “void of
emotion” and “flat lined.” He made an odd joke to the nurse who
took a pubic hair sample about his hair thinning “on top” but not
“down there.”
Finally, an FBI agent testified that an examination of
defendant’s Chem-Dry van found no evidence of blood or semen.
Nor did the van smell like it had recently been cleaned.
In closing, the defense challenged the DNA match
evidence, claiming the expert was biased and the samples had
been mishandled. Counsel argued that an intruder could have
come into the house after defendant left and assaulted Terena,
accounting for the foreign DNA detected. The defense stressed
that defendant was acting normally when he returned to work,
his clothes were not bloody, and no blood traces were found in
his vehicle.
B. Penalty Phase
1. Aggravating Evidence
After the guilt phase jurors were unable to reach a penalty
verdict, a second jury was empaneled to retry the penalty phase.
Because the new jury had not heard testimony from the guilt
phase, several witnesses testified again to establish facts and
circumstances surrounding the crimes. (See § 190.3, subd. (a).)
The evidence was more condensed than that presented in the
7
PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
guilt trial and did not include, for example, evidence of the DNA
matches and defendant’s statements to the officers monitoring
him. We do not repeat this evidence here but discuss any
variations from the guilt phase evidence when they bear on
defendant’s claims of error.
a. Prior Misconduct
The prosecution introduced certified copies of two prior
felony convictions. (See § 190.3, subd. (c).) In 1985, defendant
was convicted of two counts of first degree burglary and served
two years in prison. In 1993, he was convicted of second degree
burglary and petty theft with a prior felony conviction. The
parties stipulated that these felonies were part of a single
incident.
During a January 1990 traffic stop, a three-foot-long club
was found lodged between defendant’s driver’s seat and car door.
He was arrested for possessing a deadly weapon and on
suspicion of receiving stolen property. Defendant was pat-
searched during another traffic stop later that year, and a
concealed dagger was recovered. The knife was in a leather
sheath tucked partly into defendant’s shoe and covered by a
sock. Defendant was again arrested for possessing a deadly
weapon. He was convicted of misdemeanor charges for both
weapons incidents, serving 30 days in county jail for the first
and 19 days for the second.
In 1994, defendant invited 13-year-old Sarah S. to come to
his motel room “to have fun, play cards.” When Sarah arrived
with her younger sister and an 11-year-old friend, they joined
defendant and two of his adult friends in the room. Defendant
took Sarah into the bathroom and offered her
methamphetamine. After they both took the drug, defendant
8
PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
hugged her. Sarah used the drug several more times that night
and drank “[m]ore than five beers.” Eventually, she lay on the
bed and passed out. Defendant lay down next to her.
Defendant’s friend Ricky testified that defendant fondled
Sarah’s breasts and pelvic region while she was unconscious.
Defendant admitted he had unsuccessfully tried to have
intercourse with Sarah then put his fingers into her vagina. A
police report was filed about the incident, but defendant was not
charged.
The next year, defendant was living with his father in
Virginia. On the night of April 17, 1995, while driving his
father’s station wagon, defendant followed closely behind the car
of college student Virginia H. As he passed her on a winding,
two-lane country road, a gunshot was fired from the passenger
window of his vehicle. Ms. H. reported the incident to police,
and the next day defendant’s parole officer was contacted.
Defendant told the parole officer he had fired a gun but was
aiming at a bird sitting on a fence and not Ms. H.’s car. Later
that year, the other occupant of the station wagon pled guilty to
shooting a gun from a moving vehicle. He told his wife that
defendant was the actual gunman but “he was taking the rap
basically to keep Al from getting in trouble[,] or more trouble.”
Probation revocation proceedings were initiated, but defendant
was not charged separately for the shooting.
While defendant was awaiting trial on the present
charges, a plastic razor was found in his jail cell. Possessing the
razor violated jail rules because the blade can be used as a
weapon.
9
PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
b. Victim Impact
Donald could not function or care for his daughter after
Terena’s murder. He left the ministry and quit a series of jobs.
He described the pain of losing his wife and having to watch
Regan grow up without her. Terena’s mother and older sister
testified about their horror at the manner of her death and how
much they missed her, particularly when the family gathered at
Christmas. Terena’s father was angry and unable to sleep even
with prescribed medication. He missed their hunting and
fishing trips and the walks they had enjoyed together.
2. Mitigating Evidence
Several family members testified about defendant’s life
and his continued positive influence on them. His parents
divorced when he was around four years old. He and his
younger brother initially lived in the Bay Area with their mother
but went to live with their father in Sacramento when defendant
was eight. Defendant was sent back to live with his mother at
age 14 because he had been sneaking out at night, disobeying
curfew, and possibly using drugs and alcohol. He played sports
in high school and enjoyed cake decorating but also seemed
depressed and began skipping school.
After obtaining a high school equivalency degree,
defendant left home and began a relationship with a woman,
with whom he had three daughters. Defendant’s parents
testified that he was a caring father and remained in close
contact with his children, aged 14, 11, and nine at the time of
trial. The girls were being raised by defendant’s father in
Virginia. Each testified that they loved their father and stayed
in regular contact with him by letters and phone. They wanted
to continue that contact. Defendant had become a Christian in
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
prison and advised his daughters to go to church. Two of
defendant’s cousins and a childhood friend testified about their
appreciation for defendant’s positive influence in their lives. A
friend described her long correspondence with defendant, which
increased in frequency and intensity after his incarceration.
The defense also called two experts. A psychiatrist
testified that methamphetamine use can cause paranoia and
inappropriate sexual behavior. An expert on prison adjustment
who had interviewed defendant and reviewed his jail and prison
records testified that defendant had a positive attitude and
would likely adjust well to life in prison. There was no evidence
he had ever been assaultive toward staff or involved with a gang.
3. Rebuttal Evidence
A sheriff’s deputy testified about a fight among inmates
involving a razor blade to illustrate the severity of defendant’s
possession of such a blade. The jury also heard evidence that,
in addition to calls made on the day of the murder, defendant
made several calls to phone sex hotlines in November and
December 1995. Finally, witnesses testified about a 1992
incident in which defendant responded to a prank by an 11-year-
old and 12-year-old by exposing his penis and placing it against
their car window.
II. DISCUSSION
A. Pretrial Batson/Wheeler Motions
Defendant contends he was denied his constitutional
rights to equal protection and a representative jury because the
prosecutor exercised peremptory challenges to exclude Black
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
women from the jury. 4 In general, parties may exercise a
peremptory challenge “ ‘for any permissible reason or no reason
at all’ ” (People v. Smith (2018) 4 Cal.5th 1134, 1146 (Smith); see
People v. Armstrong (2019) 6 Cal.5th 735, 765 (Armstrong)), but
the federal and state constitutions prohibit their use to exclude
prospective jurors based on race or gender. (Wheeler, supra, 22
Cal.3d at pp. 276–277; Batson v. Kentucky (1986) 476 U.S. 79,
89.)
Batson/Wheeler claims have been evaluated in the trial
court under a three-step framework. “First, the defendant must
make out a prima facie case ‘by showing that the totality of the
relevant facts gives rise to an inference of discriminatory
purpose.’ [Citation.] Second, once the defendant has made out
a prima facie case, the ‘burden shifts to the State to explain
adequately the racial exclusion’ by offering permissible race-
neutral justifications for the strikes. [Citations.] Third, ‘[i]f a
race-neutral explanation is tendered, the trial court must then
decide . . . whether the opponent of the strike has proved
purposeful racial discrimination.’ ” (Johnson v. California
(2005) 545 U.S. 162, 168, fn. omitted.) “[T]he ultimate burden
of persuasion regarding racial motivation rests with, and never
shifts from, the opponent of the strike.” (Purkett v. Elem (1995)
514 U.S. 765, 768.) To support a Batson/Wheeler motion, a
4
Both defendant and the victim were White. A defendant
need not be a member of the excluded group in order to raise a
Batson/Wheeler claim, but “if he is, and especially if in addition
his alleged victim is a member of the group to which the majority
of the remaining jurors belong, these facts may” be relevant to
the court’s analysis. (People v. Wheeler (1978) 22 Cal.3d 258,
281 (Wheeler); see People v. Clark (2011) 52 Cal.4th 856, 906
(Clark); People v. Farnam (2002) 28 Cal.4th 107, 135–136
(Farnam).)
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
party must prove “it was more likely than not” that a challenge
was motivated by discrimination. (Johnson, at p. 170; see
Armstrong, supra, 6 Cal.5th at p. 766.) 5
Defendant first raised a Batson/Wheeler motion after the
prosecutor had excused two Black panelists. When the court
later paused proceedings to hear the motion, it found a prima
facie case of discrimination because, although one Black female
remained on the panel, the prosecutor had used four out of eight
peremptory challenges to strike Black women. At the court’s
request, the prosecutor provided his reasons for excusing each
panelist in question: Alice S., Victoria E., Harriett D., and
Lorraine D. Defendant’s attorney declined the court’s invitation
to respond and submitted the matter. The court denied the
motion, concluding the reasons given were “facially and racially
neutral.” The court observed, “I don’t believe that any of these
5
A recent enactment provides for a new statutory claim
with a distinct procedure. (Code Civ. Proc., § 231.7, added by
Stats. 2020, ch. 318, § 2.) Effective January 1, 2021, and
scheduled to sunset on January 1, 2026, the new statute does
not require a prima facie showing of discrimination before
reasons for a challenge must be given, and certain reasons are
considered presumptively invalid. (Code Civ. Proc., § 231.7,
subds. (c), (e).) The court must consider only the reasons given,
need not find purposeful discrimination, and must sustain the
objection if it “determines there is a substantial likelihood that
an objectively reasonable person would view race, ethnicity,
gender, gender identity, sexual orientation, national origin, or
religious affiliation, or perceived membership in any of those
groups, as a factor in the use of the peremptory challenge.” (Id.,
subd. (d)(1).) The statute applies only to “jury trials in which
jury selection begins on or after January 1, 2022” (id., subd. (i)),
and no party here contends it could be applied retroactively to
defendant’s trial.
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
jurors are excused because of their race, and there is
justification and cause for the excus[al] of each juror.”
When the prosecutor later struck a fifth Black woman,
Doris C., defendant made a second Batson/Wheeler motion.
Defense counsel argued there had been a systematic exclusion
of Black prospective jurors because none of the seated jurors
appeared to be Black, but the court observed that the defense
had also excused a Black woman from the jury. Noting it had
already found a prima facie case of discrimination, the court
asked the prosecutor to explain his reasons for striking Doris C.
Before he did so, the prosecutor observed that he had retained
another Black female panelist, who was later excused by the
defense, and rated her “very highly” because she worked as a
police dispatcher “and as such had some leanings toward law
enforcement.” He explained that his sole concern in exercising
peremptory challenges was panelists’ “relative strengths or
weaknesses regarding the penalty of death,” and he excused
them “based upon what they would do in the penalty phase.” He
then gave specific reasons for striking Doris C. The court found
these reasons “genuine and facially neutral” and denied the
motion. From the record, it appears no Black juror served on
the guilt phase jury. 6
6
After hardship excusals and cause challenges, 78 qualified
jurors remained in the venire. Only eight of these were
identified in the record as Black or African American. As to
those identified, the prosecutor used his peremptory challenges
to excuse five, the defense excused one, and two were never
called to the jury box.
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Opinion of the Court by Corrigan, J.
1. Legal Principles
Because the trial court found a prima facie case of racial
discrimination and the prosecutor stated reasons for the strikes
at issue, our analysis focuses on the third Batson/Wheeler
prong. (See People v. Lomax (2010) 49 Cal.4th 530, 570
(Lomax).) At the third stage, the question is whether the
defendant has shown it was more likely than not that at least
one of the prosecutor’s strikes was motivated by intentional
discrimination. (People v. Baker (2021) 10 Cal.5th 1044, 1076
(Baker).) “The answer to this factual question will ordinarily
depend ‘on the subjective genuineness of the race-neutral
reasons given for the peremptory challenge.’ [Citation.] A
justification based on a mischaracterization of the record could
reveal a discriminatory motive [citation], but might reflect a
mere error of recollection [citations]. Likewise, a justification
that is ‘implausible or fantastic . . . may (and probably will) be
found to be pretext[ual],’ yet even a ‘silly or superstitious’ reason
may be sincerely held.” (Ibid.) The question for the trial court
is “ ‘ “the subjective genuineness of the race-neutral reasons
given for the peremptory challenge, not . . . the objective
reasonableness of those reasons.” ’ ” (People v. Miles (2020) 9
Cal.5th 513, 539 (Miles); see Armstrong, supra, 6 Cal.5th at
p. 767.)
Comparative juror analysis, comparing questionnaire and
voir dire responses of challenged jurors with those of similar
jurors from a different racial group, must also be considered
upon review of these claims. (People v. Lenix (2008) 44 Cal.4th
602, 607 (Lenix).) While not necessarily dispositive, this
analysis may offer relevant circumstantial evidence bearing on
the genuineness of the prosecutor’s race-neutral justifications.
(Id. at p. 622.) Compared jurors need not be identical to
15
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Opinion of the Court by Corrigan, J.
challenged jurors in all respects. (Flowers v. Mississippi (2019)
588 U.S. 284, 311–312; Miller-El v. Dretke (2005) 545 U.S. 231,
247, fn. 6.) But “[i]f a prosecutor’s proffered reason for striking
a black panelist applies just as well to an otherwise-similar
nonblack who is permitted to serve, that is evidence tending to
prove purposeful discrimination.” (Miller-El, at p. 241.)
Because this case was tried before Miller-El and Lenix
established the relevance of comparative juror analysis, the
parties did not explore these issues in the trial court. Defense
counsel did not raise comparisons to jurors the prosecutor
retained, the prosecutor did not explain why he had retained
jurors with characteristics assertedly similar to those stricken,
and the trial court did not press for any such explanation in
evaluating reasons given for the strikes. Accordingly, in
reviewing defendant’s arguments here, we must be “mindful
that comparative juror analysis on a cold appellate record has
inherent limitations.” (Lenix, supra, 44 Cal.4th at p. 622.)
“ ‘When comparative juror arguments are made for the first time
on appeal, . . . the prosecutor was not asked to explain, and
therefore generally did not explain, the reasons for not
challenging other jurors. In that situation, the reviewing court
must keep in mind that exploring the question at trial might
have shown that the jurors were not really comparable.’ ”
(People v. Hardy (2018) 5 Cal.5th 56, 77 (Hardy).) A
comparative juror analysis conducted on appeal is thus
appropriately limited to the stricken panelists and seated jurors
discussed in defendant’s briefing. (Miles, supra, 9 Cal.5th at
p. 541; Lomax, supra, 49 Cal.4th at p. 572; Lenix, at p. 624.)
A trial court’s ruling on the ultimate question of
discriminatory intent is ordinarily reviewed with restraint,
because that court “is best situated to evaluate both the words
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Opinion of the Court by Corrigan, J.
and the demeanor of jurors who are peremptorily challenged, as
well as the credibility of the prosecutor who exercised those
strikes.” (Davis v. Ayala (2015) 576 U.S. 257, 273–274.) “ ‘We
presume that a prosecutor uses peremptory challenges in a
constitutional manner and give great deference to the trial
court’s ability to distinguish bona fide reasons from sham
excuses.’ ” (Lenix, supra, 44 Cal.4th at pp. 613–614.) A third-
stage ruling is thus entitled to “ ‘great deference,’ ” and is
reviewed for substantial evidence, so long as “the trial court has
made a sincere and reasoned attempt to evaluate each stated
reason as applied to each challenged juror.” (People v. Silva
(2001) 25 Cal.4th 345, 385−386 (Silva); see Baker, supra, 10
Cal.5th at p. 1078; Lenix, at p. 613.)
Defendant contends appellate deference is permissible
only if the trial court has performed “an appropriate on-the-
record analysis of the prosecutor’s stated reasons for the strike
or strikes.” This position is contrary to California precedent.
Although a clear record is always helpful, “[t]he law . . . does not
require a court in all circumstances to articulate and dissect at
length the proffered nondiscriminatory reasons for a strike.”
(Baker, supra, 10 Cal.5th at p. 1080.) 7 On the contrary, we have
recognized that the “court may make a sincere and reasoned
effort to evaluate a peremptory challenge even if it does not
provide a lengthy and detailed explanation for its ruling.”
(Baker, at p. 1077.) “When the prosecutor’s stated reasons are
7
Recently enacted Code of Civil Procedure section 231.7,
subdivision (d)(1) now requires the court to “explain the reasons
for its ruling on the record” when addressing an objection to the
improper use of a peremptory challenge. As noted, however,
there is no claim that this new requirement applied to
defendant’s trial. (See ante, at p. 12, fn. 6.)
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Opinion of the Court by Corrigan, J.
both inherently plausible and supported by the record,” the trial
court’s ruling is accorded deference even if the court did not
question the prosecutor or make detailed findings. (Silva,
supra, 25 Cal.4th at p. 386.) In deciding whether deference is
warranted, our opinions have thus consistently examined
whether the reasons given for a strike are both plausible and
supported by the record. (See, e.g., Miles, supra, 9 Cal.5th at
pp. 539–541; Hardy, supra, 5 Cal.5th at pp. 78–79.)
Here, the trial court did not elaborate on its rulings and
“could have done more to make a fuller record.” (Miles, supra, 9
Cal.5th at p. 540.) Defendant asserts deference is unwarranted
because the court simply ruled that the prosecutor’s reasons
were “facially and racially neutral” and “genuine” and did not
specifically find that these reasons actually motivated the
strikes in question. The dissent similarly argues the court
should have “resolved th[e] inconsistency” when some voir dire
responses were contrary to the reasons given for a panelist’s
excusal. (Dis. opn. of Liu, J., post, at p. 10.) Yet, we have
repeatedly explained that trial courts are “ ‘ “not required to
make specific or detailed comments for the record to justify
every instance” ’ ” in which they have accepted a prosecutor’s
race-neutral reasons for a strike as genuine. (People v. Stanley
(2006) 39 Cal.4th 913, 936; see People v. DeHoyos (2013) 57
Cal.4th 79, 102; People v. Vines (2011) 51 Cal.4th 830, 848
(Vines).) “A court may make a sincere and reasoned effort to
evaluate a peremptory challenge even if it does not provide a
lengthy and detailed explanation for its ruling. [Citations.]
Under our precedent, ‘[w]hen the trial court has inquired into
the basis for an excusal, and a nondiscriminatory explanation
has been provided, we . . . assume the court understands, and
carries out, its duty to subject the proffered reasons to sincere
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
and reasoned analysis, taking into account all the factors that
bear on their credibility.’ ” (Baker, supra, 10 Cal.5th at
pp. 1077–1078.) Although that presumption may be overcome
when the proffered reasons for a strike are implausible or lack
support in the record (see Silva, supra, 25 Cal.4th at
pp. 385−386), or when the rationale behind a prosecutor’s strike
is not self-evident (see People v. Gutierrez (2017) 2 Cal.5th 1150,
1171–1172), the starting point is one of deference. (Baker, at
p. 1078; Armstrong, supra, 6 Cal.5th at p. 777.)8
2. Challenged Jurors
During voir dire, the prosecutor asked all prospective
jurors to gauge their philosophical support for the death penalty
on a ten-point scale. As he explained the scale, a “one” is
“somebody who is never going to give the death penalty to
anyone,” even for the worst crimes. A “ten,” on the other hand,
describes someone who believes death is the appropriate
punishment for any murder. Before addressing individual
challenges, defendant broadly asserts that the prosecutor’s
stated reasons for these strikes must have been pretextual
because the stricken panelists frequently rated themselves at
the same number or higher on this scale than panelists who
ultimately served on the jury. If the prosecutor accepted jurors
8
The dissent urges a different result based on broad
characterizations of the entire Alameda County District
Attorney’s Office filed in a different case and in a different court.
(See dis. opn. of Liu, J., post, at pp. 18–19.) Neither party has
discussed these extra-record materials or sought judicial notice
of them. The materials are not before us in this appeal and thus
cannot properly inform our decision. (See People v. Wilson
(2005) 36 Cal.4th 309, 344 fn. 8; People v. Fairbank (1997) 16
Cal.4th 1223, 1249.)
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Opinion of the Court by Corrigan, J.
who rated themselves a five or a six on his scale, the argument
goes, what reason could he have had other than discrimination
for striking jurors who rated themselves an eight or a ten? The
answer is that, as the record makes clear, the prosecutor did not
exercise challenges based on the numerical scale alone. He
supplemented the court’s voir dire with his own questions
designed to probe each prospective juror’s willingness to impose
the death penalty. While the scale might have offered some
insight, as a starting point, on that issue, additional voir dire
enabled a more nuanced evaluation and a consideration of
whether the panelists’ self-assigned numbers accurately
reflected their views. It is also true that, in selecting individual
panel members, factors other than the initial rating may
reasonably make a given panelist more or less acceptable to one
side or the other.
Because defendant claims all of the five challenges were
improper, we examine the record surrounding each.
“ ‘Excluding even a single prospective juror for reasons
impermissible under Batson and Wheeler requires reversal.’ ”
(Baker, supra, 10 Cal.5th at p. 1071.) We conclude in each
instance the prosecutor’s reasons were inherently plausible and
supported by the juror’s questionnaire responses and voir dire.
Accordingly, our review is deferential, evaluating whether
substantial evidence supports the trial court’s factual findings.
(See Armstrong, supra, 6 Cal.5th at pp. 767–768; Lenix, supra,
44 Cal.4th at p. 613.)
a. Prospective Juror Harriett D.
The prosecutor gave only one reason for striking
Harriett D.: “[G]ranted she said she was a ten philosophically,
but on her questionnaire what she told us was the death penalty
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Opinion of the Court by Corrigan, J.
was a last resort. When somebody tells me that, that tells me
I’m going to have to sit there and, you know, prove something
beyond any possible shadow of a doubt. When they say its’s a
last resort, that means that they will do anything or think
anything of getting away from it.” Reluctance to impose the
death penalty has long been recognized as a legitimate,
nondiscriminatory basis for a peremptory strike. (See, e.g.,
Armstrong, supra, 6 Cal.5th at p. 770; People v. Winbush (2017)
2 Cal.5th 402, 436 (Winbush); Lomax, supra, 49 Cal.4th at
p. 572.) The prosecutor’s reason was plausible (see People v.
Williams (2013) 56 Cal.4th 630, 653 (Williams)), and the record
bears out his characterization of Harriett D.’s questionnaire
response. Asked for her general feelings on the death penalty,
Harriett D. simply wrote, “As the last resort.”
Defendant argues the prosecutor’s reason was pretextual
because Ms. D, described herself as a “10” on the prosecutor’s
scale. It appears from the context of voir dire, however, that she
misunderstood the prosecutor’s question about the scale. He
asked her to rate “how you feel about the death penalty as a
philosophy, as a punishment,” and Harriett D. answered, “It
would have to be at the ten because I mean if you’re going to
pick a death penalty, there is nothing beyond that.” (Italics
added.) This response suggests that Harriett D. was rating how
severe a punishment she believed the death penalty to be, not
how strongly she would be inclined to impose it. Indeed, when
the court interrupted to probe Ms. D.’s response further, she
ultimately placed herself in the middle of the hypothetical scale:
THE COURT: Are you telling us that in every
murder case you feel that the death penalty is the only
appropriate penalty?
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Opinion of the Court by Corrigan, J.
PROSPECTIVE JUROR: No, not in every case.
THE COURT: You want to find out the details
first?
PROSPECTIVE JUROR: Right.
THE COURT: I just wanted to make sure.
PROSPECTIVE JUROR: Yes.
THE COURT: Because when you tell the defense
lawyers you’re a ten, boy, that red flag goes up.
PROSPECTIVE JUROR: Yes.
THE COURT: And they think this lady is going to
pick death every time.
PROSPECTIVE JUROR: No, no, no.
She also told defense counsel her views on the death
penalty were middle-of-the-road, favoring neither punishment:
[DEFENSE COUNSEL]: As I understand what
you’re saying, . . . [¶] [y]ou wouldn’t do that automatically
in every case?
A. No.
Q. Nor would you . . . give life without parole in
every case.
A. Definitely not.
Q. Correct?
A. No. I would — I want to be sure I know what
is going on, what the circumstances are, how they
occurred, and what motivated the person.
Q. Would it be fair to say that — that your
position really is you’re in the middle; it really could be
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
death or life? . . . [¶] If you get to a penalty phase, you are
not starting out favoring death —
A. No.
Q. — any more than you’re favoring life? You’re
really more in the middle waiting to see what it’s all
about?
A. Exactly.
When the prosecutor inquired about her “as a last resort”
questionnaire response, Harriett D. stressed the importance of
being absolutely convinced that the person deserves to die before
the death penalty can be imposed. “Because we’re speaking of
life,” she explained, “to be in the position to have to make a
judgment as to whether a person will live or die, you want to try
to be absolute as far as your decision without any remorse or
any — you can’t have second thoughts, because once a person —
if they’ve been sentenced to death, once they die, you cannot
bring them back.” Concerned about the word “absolute,” the
prosecutor asked, “Is it that kind of absolute whether he did it
or not and maybe you’re executing the wrong guy?” Harriett D.
responded, “No. Does this particular sentence deserve this
person to actually go to the death chamber, [or] whatever.”
In summary, Harriett D. ultimately placed herself in the
middle of the prosecutor’s hypothetical scale measuring
attitudes toward the death penalty. She accepted it in theory
and thought she could impose it, but she also thought deciding
to take a life was very serious and she would want to be
“absolutely” certain defendant deserved death. The dissent
points to several of Harriett D.’s voir dire responses expressing
an ability or willingness to impose the death penalty. Certainly,
such responses demonstrated her qualification to serve as a
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
capital juror and would likely have been sufficient to defeat a
challenge for cause. But we are addressing a peremptory
challenge. “A prosecutor’s reasons for exercising a peremptory
challenge ‘need not rise to the level justifying exercise of a
challenge for cause.’ (Batson[ v. Kentucky], supra, 476 U.S. at
p. 97.)” (People v. Hamilton (2009) 45 Cal.4th 863, 901.)
Considering her questionnaire and voir dire as a whole, Harriett
D.’s responses could have raised a legitimate concern that the
prosecutor would have to present a more compelling case to her
than would be required to persuade other jurors. Sufficient
evidence supports the court’s finding that Harriett D.’s excusal
was legitimate and not racially motivated.
Comparative juror analysis does not undermine this
conclusion. Defendant compares Harriett D. to two seated
jurors, Juror No. 2 and Juror No. 12, but both were notably
stronger for the prosecution, particularly with regard to penalty
phase concerns.9 Like Harriett D., Juror No. 2 wanted certainty
9
Although we have at times focused our comparative juror
analysis on differences among jurors that relate to the
prosecutor’s reasons for excusal (see Miles, supra, 9 Cal.5th at
p. 544), we need not ignore obvious reasons why a prosecutor
would want to retain some jurors and not others. “When asked
to engage in comparative juror analysis for the first time on
appeal, a reviewing court need not, indeed, must not turn a blind
eye to reasons the record discloses for not challenging other
jurors even if those other jurors are similar in some respects to
excused jurors.” (People v. Jones (2011) 51 Cal.4th 346, 365–366
(Jones).) Citing federal circuit court decisions, defendant urges
us to depart from this precedent. We decline to do so.
Nevertheless, because the prosecutor here stressed that his
challenges were exercised based solely on jurors’ apparent
willingness to impose the death penalty, our analysis focuses
primarily on traits and opinions the prosecutor might
reasonably have viewed as bearing upon this question.
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
before she could impose the death penalty, but her concern was
for certainty as to the defendant’s guilt, not over whether death
was warranted. Once the prosecutor and court explained the
difference between guilt and penalty determinations, however,
she affirmed that she would not hold the prosecution to a higher
standard for showing guilt and reiterated her ability to impose
the death penalty. Indeed, her voir dire revealed that she
tended to favor the death penalty for a first degree murder
involving sodomy. While conceding that she “would have to still
be open” to returning a life sentence, she stated that “the death
penalty would still be an overriding factor for me.” And Juror
No. 2 had strong ties to law enforcement, something the
prosecutor rated “very highly.” She had worked for the Internal
Revenue Service’s criminal division, and her significant other
was an Alameda County Deputy Sheriff. These responses
suggested she would look favorably on many of the prosecution’s
witnesses and would be receptive to victim impact evidence in
the penalty phase.
Juror No. 12 was a considerably stronger supporter of the
death penalty than Harriett D. He said on his questionnaire
that it is “warranted” and explained in voir dire his belief that
the death penalty is a deterrent and serves a societal purpose.
When asked during voir dire whether “the death penalty should
be used every time somebody is convicted of murder,” he
responded that “if it’s a first-degree murder where you have
planned and carried out a heinous act and there is some special
circumstance, then — then the death penalty is — I think it
should be done.” He also wrote on the questionnaire that we
cannot “blame all of our ‘wrong doings’ on our past,” which
suggests he would not be overly swayed by mitigation evidence
in the penalty phase. Finally, Juror No. 12 would have been
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
attractive to the prosecutor for reasons not directly related to
the death penalty. As an engineer married to a microbiologist,
the juror was familiar with DNA analysis and would have been
receptive to this evidence of guilt. He was also a gun owner,
which could be viewed as consistent with conservative political
views. Because the prosecutor mentioned “liberal” tendencies
as a reason for excusing Alice S. and Lorraine D., he evidently
preferred to seat jurors with conservative leanings.
b. Prospective Juror Lorraine D.
The prosecutor gave several reasons for excusing
Lorraine D. She seemed “very weak on the death penalty,” and
the prosecutor worried she might have a “liberal bent” because
her husband ran a homeless shelter. He explained that her
views could cause Lorraine D. to be overly sympathetic when
considering mitigation evidence. As noted, reluctance to impose
the death penalty is a valid, race-neutral reason supporting a
challenge. (Armstrong, supra, 6 Cal.5th at p. 770; Vines, supra,
51 Cal.4th at p. 850.) Anticipating the defense would present
evidence of drug abuse as mitigation, the prosecutor also
expressed concern that even though Lorraine D.’s sister had
“died of AIDS and crack and things like that, that didn’t seem to
make a big impact on her.” The prosecutor’s explanation for this
reason is somewhat garbled: “And there is a possibility of drug
use in this particular case which would make her familiar with
some sort of drug abuse and I didn’t want to take a chance when
I have a ton of better jurors qualified coming up in the later
rounds.” 10 Taken as a whole, it appears that the prosecutor was
10
Here, all potential jurors were questioned before the court
moved to the exercise of peremptory challenges. Thus, the
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
concerned Lorraine D. would sympathize with defendant as
someone who, like her sister, had abused drugs.11
These reasons were plausible and are supported by the
record. Lorraine D. stated on the questionnaire that her
husband ran a homeless shelter and she sometimes helped cook
there. She also disclosed her sister’s heroin and crack use and
recent death from AIDS. With regard to general feelings on the
death penalty, she said, “I do not believe taking one’s life is the
answer, but each situation is different[,] depends on the
circumstances.” (Italics added.) Asked in voir dire to elaborate
on the response, Lorraine D. explained that whether “taking a
person’s life” was warranted depended on the nature of the
crime and the defendant’s “upbringing, what caused them to
come to this point in their life.” The prosecutor followed up on
Lorraine’s mention of “the nature of the crime” to ask whether
“the death penalty would be a possibility for you” if defendant
was found guilty of first degree murder during the commission
of criminal sodomy. She responded, “I can’t really answer to
that like to say that the death penalty would do just for that type
of crime. A lot more would have to be established.” To this, the
court interjected to explain, “[W]e all have a sort of a threshold
advocates knew the views of all those panelists who were
available to be called should a challenge be exercised.
11
It is unclear what the prosecutor meant in saying the
sister’s death from AIDS did not seem to “have a big impact” on
Lorraine D. It appears he was referring to the relative absence
of emotion in her responses to the many questions posed in the
questionnaire probing jurors’ attitudes about drugs. Several
jurors expressed strong anti-drug sentiments in response to
these questions, yet Lorraine D., who had lost her sister to a
drug-related illness two years earlier, said simply that drug use
was “stupid.”
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
where we feel that somebody’s conduct would, in your mind, if
he did that, make him eligible for the death penalty. That’s
what he is asking you. [¶] So, if you find the defendant in this
case guilty of assaulting Ms. Fermenick, sodomizing her, and
cutting her throat, without telling us how you would vote, is that
case serious enough in your own mind where the death penalty
could be an option?” Lorraine D. simply responded, “It’s serious”
and did not indicate whether the death penalty was an option in
her mind. Despite these responses, she rated herself an eight
on the prosecutor’s numerical scale, but she refused to agree
that she leaned toward death. Instead, she repeated that any
decision on life versus death would “depend[] on the
circumstances.” She explained that she would need to know how
the crime came about and the circumstances that led the
defendant to murder someone.
Overall, Lorraine D.’s voir dire responses reasonably
support the prosecutor’s view that her support for the death
penalty was not strong and that she would potentially have
sympathy for a mitigation defense. Although she said she was
open to imposing the death penalty in theory, she would not
answer directly when asked twice whether the death penalty
was even an option for her in a case similar to this one.
Substantial evidence supports the court’s ruling that she was
excused for permissible reasons.
Defendant compares Lorraine D. to three seated jurors,
but once again all were objectively stronger for the prosecution.
Although Juror No. 3 also qualified his support for the death
penalty by stating that it is not “a blanket cure for crime,” he
explained in voir dire that he simply meant the penalty should
not be automatic. Whereas Lorraine D. was “not sure” she
would vote to retain the death penalty, Juror No. 3 thought the
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
death penalty should be retained because “[t]here needs to be
some ‘ultimate penalty.’ ” The prosecutor could reasonably
conclude Juror No. 3 would be more inclined to vote for death
than Lorraine D. Juror No. 3 was skeptical of psychiatric
testimony, noting that such experts “merely form opinions. No
better than you or I.” Thus, he might be more resistant to that
evidence if offered in mitigation. Finally, Juror No. 3’s assault
weapon ownership and family support for the “right to keep and
bear arms” reflect a conservative viewpoint that this prosecutor
appeared to favor.
Defendant compares Lorraine D. to Juror No. 4 because
the seated juror was a teacher, had personal experience with
drugs, and had qualified her support for the death penalty by
saying it should be used “in certain circumstances . . . depends
on the case.” The seated juror had previously worked in
restaurant management, however, giving her experience in
supervisory positions that involve evaluating circumstances and
making decisions that affect others. Juror No. 4’s use of
marijuana in high school hardly compares to the years of
addiction and ultimate loss of life suffered by Lorraine D.’s
sister. And although Juror No. 4 wanted to consider individual
circumstances, she “believe[d] in” the death penalty in certain
circumstances and did not express the same degree of reluctance
as Lorraine D. about imposing it. She was also a strong
prosecution juror for other reasons. Equipped with a biology
degree, Juror No. 4 had a solid understanding of DNA and
viewed it as “pretty accurate” evidence, unlike Lorraine D.,
whose knowledge came only from the “OJ Simpson case.” And,
like Juror No. 2, Juror No. 4 had strong law enforcement ties.
Her father was a Mountain View Police Department captain,
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
and her discussions with him had led her to view the criminal
justice system as “fair and very effective.”
Finally, though she shared some surface similarities with
Lorraine D., Juror No. 7 was also objectively more favorable for
the prosecution. She was a retired education administrator who
now ran her own consulting business. She had no connection
with social work. She expressed stronger support for the death
penalty than Lorraine D., noting she “would probably vote in
favor” of it. And, of all the jurors, she had perhaps the strongest
association with law enforcement and the court system. She had
participated in a citizen’s police academy and previously served
on the Alameda County Grand Jury, including two years as its
foreperson. She was acquainted with an Alameda County
superior court judge and deputy district attorney and had
worked with many police officers on student discipline issues.
Given this background, the prosecutor could reasonably expect
Juror No. 7 to look favorably on the state’s witnesses and to take
a more emotionally detached approach to sentencing than
Lorraine D.
c. Prospective Juror Alice S.
Like Lorraine D., the prosecutor gave several reasons for
excusing Alice S., all of which he believed tended to show her
reluctance to vote for death. He observed that, when the court
asked whether Alice S. could personally impose the death
penalty, “there was a 15-second pause before she gave her
answer.” He noted that Alice S. was “a social worker for special
education children” and seemed to be “liberal.” He was
concerned she lacked “family values that would help me out in
the penalty phase” because she was unmarried and seemed
unfazed by her brother’s murder. Finally, he noted that when
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PEOPLE v. NADEY
Opinion of the Court by Corrigan, J.
he asked if the murder of a minister’s wife was significant to her,
she said it was not. There were two errors in this recitation:
Alice S. was a special education teacher, not a social worker, and
it was defense counsel who asked about the significance of a
minister’s wife being murdered. In themselves, these
discrepancies were minor. If misstatements by a prosecutor in
responding to a Batson motion are not consequential, they may
be regarded as simple misrecollection. (See People v. Huggins
(2006) 38 Cal.4th 175, 231.)
Some of the prosecutor’s reasons do not find support in the
record, however. The full question about the murder of a
minister’s wife was: “Since you are active in your church, does
the fact that it is a minister’s wife affect you differently than if
she was the wife of somebody with a different occupation?”
Given the preface to this question and that it was defense
counsel who posed it, Alice S. could simply have intended her
“No” response as a denial that her religious feelings would make
her overly sympathetic to the prosecution. The answer does not
necessarily convey that the murder of a minister’s wife “meant
nothing to her,” as the prosecutor believed. Similarly, the record
of Alice S.’s responses about her family does not clearly indicate
that she lacked “family values” or was unfazed by her brother’s
murder. It is true that Alice S. had never married, and some of
her voir dire responses suggested she was not close to the
brother who had been killed. She knew nothing about the
murder investigation and had only heard about the case
secondhand from a brother who lived in North Carolina, where
the murder occurred. Nevertheless, other answers suggested
she was affected by the murder. Although she and her brother
had “been separated as grown people a long time,” she noted
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Opinion of the Court by Corrigan, J.
that they had been “a pretty close family” and agreed that she
still felt a loss from the murder.
Other reasons offered by the prosecutor find stronger
support in the record. Although Alice S. was not a social worker
per se, she had spent her career working with developmentally
disabled and mentally ill people. We have held that work in
social services is a race-neutral basis for excusal. (See, e.g.,
People v. Streeter (2012) 54 Cal.4th 205, 225 (Streeter).) Perhaps
the strongest support for this panelist’s excusal, however, lies in
her voir dire responses to questions about the death penalty.
When the court asked if she “could ever vote to execute another
human being,” Alice S. said, after a 15-second pause, 12 “I’m not
certain.” She then added, “I’m not absolutely, positively sure”
and explained that “the circumstances would . . . influence me
greatly.” She acknowledged that she did not lean toward the
death penalty even for her brother’s murderer:
[DEFENSE COUNSEL]: Did you have in your
mind if they catch the guy that killed my brother I want
him dead?
[Alice S.] No.
Q. So even then that — you still wanted to know
more about it before you had a feeling?
A. Yes.
12
Defense counsel did not dispute the prosecutor’s
characterization of this pause. When given an opportunity to
respond after the prosecutor stated his reasons for excusing the
panelists, defense counsel simply replied, “Submitted.” (See
Jones, supra, 51 Cal.4th at p. 361.)
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As noted, reluctance to impose the death penalty is a valid non-
discriminatory basis for excusal. (Williams, supra, 56 Cal.4th
at p. 653.) Alice S.’s responses support a finding of genuine and
race-neutral doubts about her ability to impose the death
penalty.
“A prosecutor’s positing of multiple reasons, some of
which, upon examination, prove implausible or unsupported by
the facts, can in some circumstances fatally impair the
prosecutor’s credibility.” (Smith, supra, 4 Cal.5th at pp. 1157–
1158.) In such circumstances, “trial courts should attempt to
evaluate the attorney’s statement of reasons as a whole rather
than focus exclusively on one or two of the reasons offered.” (Id.
at p. 1158.) Here, the court listened to the prosecutor’s reasons,
allowed the defense an opportunity to respond, and denied the
motion after the defense submitted with no comment.
Consistent with the prosecutor’s representation that he was
solely concerned with “what [panelists] would do in the penalty
phase,” he gave reasons for each of the challenged excusals that
were based on the prospective jurors’ reluctance to impose the
death penalty and their work in social services or similar
professions he viewed as indicating “liberal” tendencies. He
cited these race-neutral factors for nearly all of the challenged
panelists, including Alice S., and on these issues his reasons find
clear support in the record. Because the court appeared to judge
the prosecutor’s credibility in light of “the reasons as a whole,”
and did not “focus[] on a single stated reason to the exclusion of
others” (ibid.), and because the court was uniquely positioned to
evaluate the prosecutor’s demeanor in determining his
credibility (id. at p. 1147), its ruling is entitled to deference. (Id.
at p. 1158; see Miles, supra, 9 Cal.5th at pp. 540–541.)
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Comparative juror analysis is in accord. Defendant
compares Alice S. to several other jurors who were educators
(Jurors No. 4 and No. 7), unmarried (Juror No. 9 and Alternate
Juror No. 1), or victimized by crime (Juror No. 1). But, again,
all of these jurors were objectively more favorable for the
prosecution than Alice S. As discussed, Jurors No. 4 and No. 7
believed they could impose the death penalty and had strong law
enforcement ties. Juror No. 9, an insurance network
administrator, also had a connection to law enforcement
because her uncle was a retired policeman, and she had stronger
views than Alice S. in favor of the death penalty. Asked her
general feelings, she stated, “If a person takes another life
intentionally, they don’t deserve to live.” Alternate Juror No. 1,
a bank vice president, similarly described herself as “generally
pro death penalty.” In voir dire she explained, “[S]ometimes I
think that if people kill other people they should be killed, too.”
Given their professions and death penalty views, the prosecutor
could reasonably consider Juror No. 9 and Alternate Juror No. 1
more inclined than Alice S. to dispassionately weigh the
evidence and vote for death.
Defendant’s comparison to Juror No. 1 falters on similar
grounds. Juror No. 1 was a rape victim who chose not to press
charges. But that did not mean she was untroubled by the
crime. On the contrary, she thought her experience might
disqualify her from serving as a juror because she thought it was
a particularly “bad crime” “[w]hen somebody forces themselves
on somebody.” Although she did not expect rape to carry a death
sentence, she said, “it’s a big violation,” so much so that
sometimes she thought being murdered would be better because
then the victim would not have to live with memories of the
assault. Although Juror No. 1 thought she could decide this case
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fairly even though it involved a forcible sodomy, the prosecutor
could reasonably expect her to empathize with the victim and
give substantial weight to the circumstances of the offense.
Indeed, Juror No. 1 supported the death penalty and wrote in
her questionnaire that it “should be used more often.”
d. Prospective Juror Victoria E.
The prosecutor’s reasons for excusing Victoria E. were
similar. He stated that Ms. E. “vacillated between death and
LWOP” (life imprisonment without parole) and had said that the
death penalty does not bring back the murder victim. In his
view, Victoria E. was “a wild card,” and what she might do in
the penalty phase was “anybody’s guess.” He explained he did
not want to “take a chance” on her when there were “tons of
better qualified jurors as far as imposing the death penalty
coming up.” As with Alice S., the prosecutor expressed concern
that Victoria E. was “a welfare worker,” which he equated with
“being very liberal.” Finally, he said, “I suspect there’s a
language barrier,” noting that he and Victoria E. had a difficult
time understanding each other during voir dire.
Once again, the record bears out the stated reasons, which
were plausible and connected to the prosecutor’s overarching
goal of picking a jury inclined to impose the death penalty.
Victoria E. seemed to be of two minds about capital punishment.
In her questionnaire, she wrote that a person who kills someone
intentionally should be killed too, but she also indicated that her
views about the death penalty had changed recently because she
had learned innocent people were in prison, and she believed it
would be unfair for someone to die for a crime he did not commit.
She expressed similarly unsettled views during oral
questioning. The court began voir dire by asking if Ms. E. could
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ever vote to execute someone. She responded that she had
“mixed feelings about it” and said, “I don’t have answer right
now.” She explained that “in one sense, I think if they kill[ed]
somebody, they should be killed but, . . . when I think about it
again, if you kill that person, will it bring the other person
back?” Although the death penalty might help victims’ families
feel closure, she thought death would not “solve the problem” of
murder, and she would be “happier” with a penalty of life
without possibility of parole. After the court described specific
facts about this case, Victoria E. repeated that she “would prefer
life without possibility of parole.” Nevertheless, she also said
she could keep an open mind and could choose either penalty.
At this point, the court observed that both sides might have
cause for concern about Ms. E.’s death penalty views, and it
asked if the attorneys might stipulate to excuse her. No
stipulation was forthcoming, and voir dire continued. In
response to the prosecutor’s questions, Victoria E. repeated the
dual views she had expressed in the questionnaire about death
being the proper punishment for someone who commits murder
but also being futile because it cannot bring back the murder
victim. She reiterated her fear that an innocent person might
be put to death.
This record supports the prosecutor’s stated concern that
Victoria E. would be an unpredictable juror in the penalty
phase. She seemed to alternatively favor and oppose the death
penalty. Defendant protests that Ms. E. repeatedly said she was
open to choosing either penalty, but this argument misconstrues
the nature of our inquiry. “Unlike a for-cause challenge under
Witherspoon[ v. Illinois (1968) 391 U.S. 510] and [Wainwright v.
]Witt [(1985) 469 U.S. 412], the issue here is not whether a juror
held views that would impair his or her ability to follow the law.
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Unimpaired jurors may still be the subject of valid peremptory
strikes. The issue instead is whether the prosecutor held a
genuine race-neutral reason for exercising a strike.”
(Armstrong, supra, 6 Cal.5th at p. 773.) Hesitancy about
imposing the death penalty is a valid race-neutral reason for
striking a prospective juror, and the prosecutor noted it was the
rationale behind all of his challenges.
The record also supports the prosecutor’s additional
reasons for the challenge. For the past 10 years, Victoria E. had
worked as an eligibility technician for the Alameda County
Welfare Department. She explained in voir dire that it was her
job to determine whether applicants were eligible for welfare
benefits. It was not unreasonable for the prosecutor to assume
that Ms. E.’s work with welfare applicants might make her
sympathetic toward defendant or disinclined to impose the
death penalty. “A peremptory challenge based on a juror’s
experience in counseling or social services is a proper race-
neutral reason for excusal.” (Clark, supra, 52 Cal.4th at p. 907;
see Streeter, supra, 54 Cal.4th at p. 225.) As for the prosecutor’s
concern about miscommunication, the record supports the
prosecutor’s observation that they seemed to have had trouble
understanding each other during voir dire. At the close of his
questioning, the prosecutor described his 10-point scale at some
length and asked Victoria E. where she would place herself on
it. She responded, “I don’t think I understand it. Maybe you
need to — how will I — before I can choose, I have to have the
evidence to determine what kind — .” The court interrupted to
clarify that the prosecutor was just asking about her
philosophical views, not in relation to this particular case. She
eventually rated herself a “five” in response to the court’s
focused questions about the scale.
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Defendant claims the prosecutor’s reasons for striking
Victoria E. were pretextual because six seated jurors and two
alternates also rated themselves a “five” on the prosecutor’s
scale and expressed that voting for death would be “difficult”
(Jurors No. 2 and No. 5) or would depend on the specific
circumstances (Jurors No. 6, No. 7, No. 9, No. 10, and Alternate
Jurors No. 1 and No. 5). Yet none of these jurors expressed such
strong or shifting sentiments against the death penalty as Ms.
E.
None of the seated jurors in this comparison said they had
“mixed feelings” about capital punishment or suggested the
death penalty might be futile because it would not “solve the
problem” of murder. None said they would be “happier”
imposing a penalty of life imprisonment without parole.
Perhaps most importantly, none were unable to answer the
court when asked if they could vote to execute someone. Juror
No. 2 said, “It would be difficult for me, but I believe that I could
do it,” and then repeated, “I think I could” and “I don’t think I’d
have a problem with it.” Juror No. 5 repeatedly expressed a
belief that he could return a death vote, despite focused
questioning from the prosecutor about how difficult the decision
might be. Asked the question “could [you] ever vote to execute
any human being,” Juror No. 6 answered: “Given the right
circumstances, yes, I can.” When the prosecutor outlined the
facts of the case, Juror No. 6 affirmed that the death penalty
could be an appropriate punishment here. Juror No. 7 similarly
responded that she could vote to execute someone given “the
proper circumstances,” adding, “I feel there are times when it’s
justified.” When the prosecutor stressed the unpleasantness of
returning a death verdict in open court, with the defendant and
his family present, Juror No. 7 repeatedly affirmed, “I believe I
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could do that.” Juror No. 9 also affirmed, “I believe I could” vote
to execute someone. She had also written in her questionnaire
that “[i]f a person takes another life intentionally, they don’t
deserve to live,” a statement defense counsel voiced concern
about in voir dire. Juror No. 10 stated unequivocally “I could”
vote to execute someone. Alternate Juror No. 1 responded
“Probably” when asked this question, explaining her vote would
depend on the evidence presented. As noted above, Alternate
Juror No. 1 had described herself in the questionnaire as
“generally pro death penalty” and said in voir dire that she
sometimes thought “if people kill other people they should be
killed, too.” Finally, like the other seated jurors, Alternate Juror
No. 5 expressed a more definitive ability to vote for death than
Victoria E. If someone had been found guilty after a trial, voting
for death was “not a problem” for him. Asked to explain why he
supported the death penalty, he said, “there’s laws out there,
and the whole reason why we have laws and punishment is to
keep the world from anarchy.”
As the Attorney General points out, several of these jurors
would have appeared more favorable to the prosecution than
Victoria E. for additional reasons. Many had stronger
connections to law enforcement and the criminal justice system
than Victoria E., whose nearest connection was the occupation
of her husband and brother-in-law as security guards. As noted
above, Juror No. 2’s partner was an Alameda County Deputy
Sheriff, and she herself had worked in the criminal division of
the IRS. Juror No. 6’s neighbor was captain of their local police
department. Juror No. 7 had served as foreperson of the
Alameda County Grand Jury, participated in a citizens police
academy, and was acquainted with a judge, a prosecutor, and
several police officers. Juror No. 9’s uncle was a retired
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policeman. Alternate Juror No. 5 had at least six friends in the
San Leandro Police Department, and his roommate worked for
the FBI.
Relatedly, the prosecutor could have had cause for concern
about Victoria E.’s views of law enforcement because she
reported in the questionnaire that her husband had been
stopped for driving while intoxicated but “he was not drunk.” A
close relative’s negative contact with the criminal justice system
is a race-neutral basis for excusal. (See Farnam, supra, 28
Cal.4th at p. 138.) The seated jurors in defendant’s comparative
juror analysis reported no such negative experiences, and some
affirmatively expressed favorable views. For example, Juror
No. 7 expressed “respect [for] the professional work done,” and
Alternate Juror No. 1 thought the criminal justice system “is
fairly effective.” The prosecution might reasonably have favored
such jurors over Victoria E., who lacked contacts with police
officers or criminal justice employees and whose loved one had
a negative experience with law enforcement. These
characteristics and experiences of jurors who served are
consistent with the prosecutor’s representation that he
exercised some challenges because he believed panelists who
had not yet been considered would be stronger candidates from
his perspective.
Defendant also contends a comparison with Juror No. 7
reveals that the prosecutor’s expressed concern that Victoria E.
was “very liberal” was pretextual. He asserts: “Ms. [E.]’s
employment status as a welfare worker . . . would make her no
more liberal than Juror No. 7, who had a doctorate in education
and worked twenty-five years as an administrator in education.”
The comparison does not withstand scrutiny. As discussed in
regard to Lorraine D., Juror No. 7 would have been an attractive
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Opinion of the Court by Corrigan, J.
prosecution juror for a number of reasons. She ran her own
consulting business and, unlike Victoria E., had no connections
with social work mentioned in her questionnaire or voir dire. In
contrast to Victoria E.’s “mixed feeling[s],” Juror No. 7
expressed support for the death penalty and reaffirmed that she
could impose it. And, as noted above, Juror No. 7 had notably
strong law enforcement ties. Given their very different
backgrounds, the prosecutor’s acceptance of Juror No. 7 does not
suggest that his excusal of Victoria E. was motivated by
discriminatory animus.
e. Prospective Juror Doris C.
Finally, defendant argues the court erred in denying his
second Batson/Wheeler motion after the excusal of Doris C. The
prosecutor said he excused this prospective juror for several
reasons: (1) she worked for the county welfare department,
which he thought reflected a sympathetic worldview; (2) she
thought childhood trauma can cause future problems, which he
feared would sway her toward the defense in the penalty phase;
(3) her questionnaire showed animosity toward the police; (4)
she had “a rich-versus-poor attitude,” which he thought would
make her more resistant to some prosecution witnesses; (5) “she
misled us on the questionnaire, as far as I’m concerned”; and (6)
he believed “there were tons of better-qualified jurors more
willing to impose the death penalty that were coming up.” 13 The
record is silent about what the prosecutor meant by the
13
When the prosecutor excused Doris C., there remained 48
panelists who had not been called into the jury box. The
prosecutor would have been aware of their death penalty views
from their questionnaires and voir dire.
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“misleading questionnaire” reason, and he was not asked to
clarify.
Doris C. had worked for the Alameda County Welfare to
Work Department for almost 28 years. In her questionnaire,
she agreed that how a child is raised can have a future impact,
explaining “it can determine their outlook on themselves and
how they relate to others.” Without prompting, she also brought
up the mitigating effects of childhood experience when
responding to voir dire questions about the death penalty. She
volunteered that she “would be open to listening” to such
evidence “because I know that things in your childhood or life
can . . . cause you to do certain things. I understand that.” With
respect to the death penalty, she did say on the questionnaire
that “[i]f you do the crime you should pay the price.” However,
during voir dire she stressed mitigation. She explained she
meant that, while “death is a possibility” for murder, “the things
in someone’s life” could make that penalty inappropriate.
“[M]aybe[] they were on drugs or something like that. Then that
would have an effect on their thinking. So at that point, they
weren’t doing it just for themselves.” Asked by defense counsel
whether she’d be willing to consider mitigating evidence about
the defendant’s childhood and drug abuse, Doris C. answered,
“Yes, I would, because I believe that almost everything that’s
happened in your childhood can affect you,” though she also felt
it was possible to “overcome a lot of it.” These responses are
consistent with the prosecutor’s conclusion that Doris C. would
have been focused on mitigation evidence in the penalty phase.
In addition, as the prosecutor noted, the juror’s
questionnaire responses reflected both animosity toward the
police and strong feelings about the criminal justice system.
When asked about her views, Doris C. wrote, “[U]nfair system
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at times — the rich go free and the poor are punished.” Asked
about her experiences with the police, Doris C. replied: “My
grandson’s father . . . was killed in his home by an Oakland
policeman and no one has served time or been charged for this
murder.” 14 Such a traumatic personal experience could lead this
juror to view police officers with distrust or hostility.15 (See
Winbush, supra, 2 Cal.5th at pp. 436–437; Lomax, supra, 49
Cal.4th at p. 574.)
Defendant’s comparative juror analysis for Doris C. is
fairly cursory. He notes that nearly every juror agreed that
childhood experiences can have some impact on people’s adult
lives. However, in none of the responses he identifies did the
juror relate childhood experiences directly to penalty mitigation,
as Doris C. did. As with Victoria E., defendant asserts that
employment with the welfare department is no more “liberal”
than the substitute teaching of Juror No. 4 or the educational
administration of Juror No. 7. Even accepting this premise, as
discussed, the prosecution could reasonably have viewed these
retained jurors as more favorable. (See ante, at pp. 25–26, 33–
34.) As for views on economic status, defendant compares
Doris C. to three jurors (Jurors No. 5 and No. 12, and Alternate
Juror No. 5) who expressed the view that poverty often leads to
criminal behavior. These general assertions differ from a belief
that the criminal justice system is inherently biased in favor of
14
Doris C.’s daughter and five-year-old grandson were living
in her household at the time of jury selection.
15
Although defendant complains the prosecutor asked
nothing about this event in voir dire, questioning on every issue
of concern is not required. (Jones, supra, 51 Cal.4th at p. 363.)
Given the sensitivity of the topic, the parties’ failure to ask more
probing questions about it is understandable.
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the rich. Defendant identifies no seated juror who expressed
such a view. Nor does defendant attempt to compare Ms. C.’s
hostility toward police to attitudes expressed by any seated
juror. Comparative juror analysis does not support a conclusion
that the prosecutor’s stated reasons were disingenuous.
Accordingly, we conclude substantial evidence supports
the trial court’s rejection of the two Batson/Wheeler motions. It
is also notable that, when the court heard defendant’s first
motion, the prosecutor had passed on a panel that included
Cheryl W, a Black woman. The prosecutor accepted the panel a
total of four times before the defense ultimately excused Ms. W.
“While acceptance of one or more black jurors by the prosecution
does not necessarily settle all questions about how the
prosecution used its peremptory challenges, these facts
nonetheless help lessen the strength of any inference of
discrimination that the pattern of the prosecutor’s strikes might
otherwise imply.” (People v. Reed (2018) 4 Cal.5th 989, 1000
(Reed); see Clark, supra, 52 Cal.4th at p. 906; Jones, supra, 51
Cal.4th at pp. 362–363.)
B. Trial Issues
1. Defense DNA Expert
Defendant raises claims of error and prosecutorial
misconduct regarding testimony and argument about a defense-
retained DNA expert who was not called as a witness. He also
contends the court erred in its handling of a juror note related
to this issue. We conclude: (1) the court properly admitted
evidence that DNA testing materials and notes were shared
with the defense expert; (2) the prosecutor committed no
prejudicial misconduct in eliciting this evidence or commenting
on it in closing argument; and (3) any error in the court’s
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response to the juror’s note was harmless. We also reject
defendant’s claim that the asserted errors had the cumulative
effect of denying him due process and a fair trial.
a. Background
Early in the proceedings, defendant filed a Kelly/Frye
motion 16 challenging the results of the DNA testing performed
by Department of Justice criminalist Steven Myers. The
prosecutor explained at a pretrial hearing that he had worked
with one of defendant’s attorneys to send all of Myers’s lab
results and documentation to Dr. Edward Blake, an expert the
defense had retained. The court asked, “[I]s Ed Blake going to
be your expert?” and defense counsel replied, “He will be one of
our experts, yes.” With a view to determining whether an
Evidence Code section 402 hearing on the motion would be
necessary, the court asked if Blake would be preparing a report
with his findings. Defense counsel said they had not asked for
a report and did not “think” they would in the future. Nor would
they definitively commit to whether retained-expert Blake
would be called as a witness. The court eventually held a
Kelly/Frye hearing. After extensive testimony from Myers, the
defense obtained a continuance in order to review the hearing’s
transcript in consultation with Blake. When court resumed,
defendant submitted on the basis of Myers’s testimony and the
motion was denied.
16
A motion pursuant to People v. Kelly (1976) 17 Cal.3d 24
and Frye v. U.S. (D.C. Cir. 1923) 293 F. 1013 seeks to exclude
novel scientific evidence that is not generally accepted as
reliable within the relevant scientific community. (See People v.
Turner (2020) 10 Cal.5th 786, 801.) It should be recalled that
defendant’s trial was conducted in 1999, when DNA evidence
was relatively new.
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At trial, near the close of Myers’s direct examination, the
prosecutor asked if his lab’s testing had consumed all the
available forensic evidence. Myers responded that he had
preserved at least half of every swab “for potential defense
retesting, because really the best way to take care of any risk of
sample mixup is to retest the evidence.” When the prosecutor
asked, “So, if the defense for Mr. Nadey wished to hire another
lab to do their own independent testing, there is enough
evidence remaining so that they can do that,” Myers agreed.
The prosecutor then asked about Dr. Blake in particular:
Q. “Did you as a matter of fact provide your entire work
notes —
[DEFENSE COUNSEL]: Objection. Irrelevant.
THE COURT: Overruled.
[PROSECUTOR]: — entire work notes and copies of
everything you did in this case to a man described as Dr.
Edward Blake, who was hired by the defense in this case?
[DEFENSE COUNSEL]: Your Honor, that is an
improper question. I’d ask that it be stricken.
THE COURT: Overruled. [¶] Go ahead. You can
answer that.
THE WITNESS: Yes. Copies of all of my notes were
provided to Dr. Blake of Forensic Science Associates. It’s
a private forensic firm in Richmond, California. He also
came over to our lab and took his own photographs of
photos in my notes.
[PROSECUTOR]: In fact, was there correspondence
both via the telephone and via the mail with respect to Dr.
Blake to you regarding defense testing in this case?
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A. There was correspondence regarding what notes he
wanted to see. So, for instance, he called to ask to come
over and photograph the photographs in my file because
he felt the photocopies —
At this point, the court sustained a defense objection to
further inquiry into Myers’s thoughts about why Blake wanted
to take the photographs. The prosecutor then presented Myers
with a one-page letter from Blake concerning the Fermenick
case. Defense counsel objected, “Your Honor, isn’t this hearsay
and the subject of the last objection and irrelevant?” The
prosecutor responded that the letter was not offered for its truth,
but “to show the availability of this evidence was there and this
was documentary proof that these two experts conversed with
each other, and the rest, inferences can be drawn therefrom.”
The objection was overruled, and the letter was admitted into
evidence. Myers confirmed that he had received the letter from
Blake “requesting additional pieces of discovery,” and he had
provided Blake with all the items sought.
Defense counsel cross-examined Myers at length
regarding the possibility of contamination and asserted errors
in his testing. He also impugned Myers’s qualifications, noting
that whereas Blake had a doctorate in criminalistics, Myers had
not yet finished a master’s degree.
Although the prosecutor did not refer to Blake by name in
his closing argument, he stressed that the defense had
presented no witness to contradict Myers: “Now, did you hear
anyone for the defense testify to disprove Mr. Myers’ findings or
results? [¶] Not one. Not one. [¶] Here we have the
uncontroverted testimony and unquestioned expert in the field
of DNA . . . .” He then observed: “I rested with Steve Myers’
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testimony. [¶] What was the defense to all this? [¶] None.”
Defense counsel’s closing argument was focused almost entirely
on challenging the state’s DNA evidence. He attacked Myers’s
competence and credibility and explained in laborious detail the
many errors he saw in Myers’s analysis. He also questioned why
none of the “Ph.D.s” in Myers’s laboratory had supervised his
work or reviewed his notes. He observed, “So at best you have
some review by Gary Sims,” another analyst at the state’s
laboratory, “and you know that Gary Sims made big
adjustments when he looked at the work.” Defense counsel did
not mention Blake at any point in his argument, nor did he
explain why the defense was not obliged to present evidence of
its own testing.
When defense counsel concluded his argument, the court
took the luncheon recess. Noting that a juror had handed in a
question, the court remarked, “I do believe that that question
will be answered for you this afternoon.” After the jury left, the
court read the note: “Does the defense have access to a DNA
expert which it could have had as a defense witness, or is there
a limitation of funds to prevent this?” The court observed that
the issue would almost certainly be addressed in the
prosecutor’s rebuttal argument. Defense counsel objected to any
argument about whether the defense had funding for an expert.
The court replied that the issue did not concern funding, but
whether the defense had an expert, and evidence had been
admitted on that subject. He observed that the prosecutor had
“a right to comment on the fact that the defense didn’t call a
particular witness.” Defense counsel again objected and asked
that the prosecutor “be limited to saying that defense hired Ed
Blake to review some records and that’s it, because that’s all
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that’s in evidence.” The court overruled the objection,
remarking “[t]he DA can argue the way he wants.”
Noting that the timing of the juror’s note meant that the
prosecutor alone would have an opportunity to respond, defense
counsel then asked permission “to reopen for just the limited
purpose of explaining to the juror my point of view about hiring
the expert because otherwise it’s an unfair advantage.” The
court refused: “Mr. Horowitz, you argued for five hours and 15
minutes. If you didn’t see fit to cover that issue in your
argument, you’re not going to deal with it now. Denied.” After
the recess but before the jury had returned, defendant’s
attorneys renewed their objections, arguing the court should
have interrupted closing argument to give them an opportunity
to respond to the note. They complained it was fundamentally
unfair that only one side would have the ability to speak to the
issue raised in the note. The court responded: “[I]t’s in the
record that there was a defense expert in this case. It was
addressed by Mr. Myers. [¶] . . . [¶] I can’t believe that the
defense in this case would not anticipate the fact that the
district attorney would address that issue in his argument. I’m
not here to orchestrate the defense argument in this case.
You’re free to argue whatever the record shows. If you left
something out, I don’t think it’s my responsibility to let you
reopen because you left something out of your argument.” The
court later observed that the defense’s failure to call Blake, after
there was evidence of his involvement in the case, was “so
elementary that I felt that you deliberately left that out because
you didn’t want to touch that issue.” The prosecutor said he had
planned to address Blake’s absence all along, beginning when
he learned the defense would not be calling Blake as a witness.
The court denied the defense’s request to reopen.
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As a “compromise” following this ruling, defense counsel
proposed that the court read “one of the appropriate jury
instructions” responsive to the juror’s question. He suggested
CALJIC No. 2.11, which explains that parties need not call
every witness who may have knowledge relevant to the case.
The court responded that this instruction would be given in the
final charge to the jury. It then rejected counsel’s suggestion
that the instruction be read specifically in response to the juror’s
question “so that she doesn’t feel that a question to a Judge is
delegated to the prosecutor.” The court disagreed that would be
the impression given.
The prosecutor discussed Blake in his rebuttal argument.
In response to defense counsel’s attacks on Myers’s credibility
and competence, he reminded the jury of testimony that the
defense’s own expert, “[o]ne Dr. Edward Blake, . . . ha[d] access
to all of Steve Myers’ work, including his notes and the evidence.
If Myers is wrong in anything he has done, then they certainly
would have picked up on it and retested the evidence to exclude
Mr. Nadey. [¶] Wouldn’t they?” He then asked, “Why then
didn’t we see any defense expert here to say that Steve Myers
was wrong or to show by their own expert, the famous Dr.
Blake — not master [sic], as Mr. Myers was, but a doctor — why
didn’t they call him to say that Myers is wrong and that we’ve
got the wrong guy; Nadey is excluded?” He remarked, “You all
know the answer. They can’t.” The prosecutor then directed the
jury’s attention to the relevant testimony about Blake’s
credentials and the materials shared with him. He noted that
Blake’s letter requesting materials bore Blake’s own file number
and concluded there was “no question” the defense had retained
Blake as an expert. He then observed that “for five and a half
hours [defense counsel] is railing on the People’s contaminated
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evidence, on the faulty databases, calling my case garbage in
and garbage out, when they’ve got a D. Crim. sitting there who
has examined this and we don’t see him.”
After reminding the jury that counsel’s arguments
attacking Myers were not evidence, the prosecutor answered his
own question about why the defense had not called Blake as a
witness: “I’m telling you why they refused to hire Ed Blake to
come to court to testify. [¶] One, he found no errors in Steve
Myers’ work, his methods, his samples, his statistical data or his
results; and, [¶] Two, they did not retest because then there
would have been a second finger of DNA evidence of guilt
pointing at Mr. Nadey.” He later summarized his conclusion on
this subject: “The DNA is one in 32 billion. Rectal swabs and
jeans. [¶] If you don’t like it, call your own defense expert to do
it. But, whoops, they don’t want to do that, and they don’t want
to retest it because they know Myers is correct, and they don’t
want another DNA finger of guilt pointing their way. [¶] We
have the now uncontroverted testimony of Steven Myers when
they have hired an expert and refused to call him. That makes
his testimony uncontroverted.” The defense raised no objection
during or after this argument.
In its final charge to the jury, following the prosecutor’s
rebuttal, the court instructed that “[s]tatements made by the
attorneys during the trial are not evidence” (CALJIC No. 1.02)
and that jurors “must decide all questions of fact in this case
from the evidence received in this trial and not from any other
source” (CALJIC No. 1.03). The jury was also given CALJIC
No. 2.11: “Neither side is required to call as witnesses all
persons who may have been present at any of the events
disclosed by the evidence or who may appear to have some
knowledge of these events. [¶] Neither side is required to
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produce all objects or documents mentioned or suggested by the
evidence.” Finally, as relevant here, the jury was instructed
that defendant had a right not to testify (CALJIC No. 2.60) and
that, in making this decision, “the defendant may choose to rely
on the state of the evidence and . . . upon the failure, if any, of
the People to prove beyond a reasonable doubt every essential
element of the charge against him” (CALJIC No. 2.61).
b. Evidence of Defense Expert Involvement
Defendant first asserts the court erred in allowing the jury
to hear evidence that he had retained a DNA expert. He argues
admission of this evidence was so prejudicial that it unfairly
shifted the burden of proof onto him and deprived him of his
rights to due process and the effective assistance of counsel.
(U.S. Const., 5th, 6th, 8th, & 14th Amends.; see Cal. Const., art.
I, §§ 7, 15, 16 & 17.) He further contends the prosecutor
committed misconduct in eliciting the evidence, and in so doing
violated the attorney work-product privilege (Code Civ. Proc.,
§ 2018.010 et seq.) and Penal Code provisions concerning the
disclosure of expert witnesses (§ 1054 et seq.). On the contrary,
the evidence was properly admitted, and the prosecutor did not
commit misconduct in eliciting it.
A criminal defendant’s Sixth Amendment right to counsel
includes the right to have assistance from experts in preparing
his defense. (Alford v. Superior Court (2003) 29 Cal.4th 1033,
1046; see Ake v. Oklahoma (1985) 470 U.S. 68, 83–84.) To
effectuate this right, the defense is also entitled to maintain
confidentiality in communications with its experts. (Alford, at
p. 1046.) But confidentiality can be waived, and a defense
expert’s identity is not necessarily confidential in itself. Here,
defense counsel enlisted the prosecutor’s help in releasing
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Myers’s DNA testing materials to defense expert Blake, and
counsel confirmed in open court that the defense had retained
Blake as an expert. Although Blake did not testify at the
pretrial Kelly/Frye hearing, defense counsel obtained a
continuance of the hearing in order to review Myers’s testimony
with Blake. As a result, the defense’s own disclosures showed it
had retained Blake to review the state’s DNA testing and
results.
Nevertheless, defendant contends it was misconduct for
the prosecutor to call the jury’s attention to Blake’s involvement
by questioning Myers about it at trial, and error for the court to
permit such questioning. His primary theory appears to be that
admission of this evidence violated the work product privilege.
Defense counsel did not object on this ground, however, but
merely objected that questions about Myers’s correspondence
with Blake were irrelevant and “improper.” Failure to object on
the specific ground later asserted, including the work product
privilege, forfeits that ground on appeal. (People v. Zamudio
(2008) 43 Cal.4th 327, 354 (Zamudio); see Evid. Code, § 353.)
But even assuming counsel’s objection to the questions as
“improper” was sufficient to preserve the claim, it fails on the
merits.
Defendant’s argument relies heavily on People v.
Coddington (2000) 23 Cal.4th 529 (Coddington). There, only
some of the psychiatrists who had examined the defendant
testified, and the prosecution learned about examinations
performed by other experts. (Id. at p. 603.) The trial court ruled
that the nontestifying experts’ reports were protected by the
work product privilege, but it allowed the prosecutor to elicit
evidence about their examinations and to comment on that
evidence in closing argument. (Id. at p. 604.) We concluded the
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prosecutor’s questions and commentary violated the work
product privilege, reasoning that the privilege encompassed
counsel’s decisions about whether an expert who has been
consulted is likely to give favorable testimony. (Id. at pp. 605–
606.)
Coddington is distinguishable. There, the prosecutor
discussed experts and reports that had never been disclosed by
the defense; he learned about them “through jail sign-in sheets
and social contacts.” (Coddington, supra, 23 Cal.4th at p. 603.)
Here, defense counsel voluntarily disclosed to the prosecution
that Dr. Blake was their expert. By making this disclosure, and
encouraging their expert to communicate directly with the
prosecution expert about the case, the defense effectively waived
any work product protections applicable to Blake’s identity and
role. (See Wells Fargo Bank v. Superior Court (2000) 22 Cal.4th
201, 214.)
Further, Coddington’s holding has been superseded by
statute. (See Zamudio, supra, 43 Cal.4th at p. 356.) 17 In 1990,
after Coddington’s trial, the electorate enacted Penal Code
section 1054.6, which states in relevant part: “Neither the
defendant nor the prosecuting attorney is required to disclose
any materials or information which are work product as defined
in subdivision (a) of Section 2018.030 of the Code of Civil
Procedure.” The referenced statute establishes two levels of
privilege for different types of attorney work product.
Subdivision (a), relates to written work product, which is
absolutely privileged: “A writing that reflects an attorney’s
17
As in other cases, we express no opinion on Coddington’s
“continuing efficacy.” (Zamudio, supra, 43 Cal.4th at p. 356,
fn. 16.)
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impressions, conclusions, opinions, or legal research or theories
is not discoverable under any circumstances.” (Code Civ. Proc.,
§ 2018.030, subd. (a).) Under subdivision (b), all other attorney
work product that is not contained in such a writing is protected
by a qualified privilege, which may be overcome if the court
concludes denial of discovery would result in unfair prejudice or
injustice. (Code Civ. Proc., § 2018.030, subd. (b).) By
specifically referencing only subdivision (a) of this statute,
Penal Code section 1054.6 “ ‘ “expressly limits the definition of
‘work product’ in criminal cases to ‘core’ work product, that is,
any writing reflecting ‘an attorney’s impressions, conclusions,
opinions, or legal research or theories.’ ” ’ ” (Zamudio, supra, 43
Cal.4th at p. 355; see People v. Bennett (2009) 45 Cal.4th 577,
595 (Bennett).)
Even assuming the defense did not waive work product
protections applicable to Dr. Blake’s involvement, no writing
constituting core work product was disclosed in Myers’s
testimony, which described the sharing of his notes with Blake,
allowing Blake to visit his laboratory and examine photographs,
and corresponding with Blake about the testing notes. Blake’s
letter was admitted into evidence over a hearsay objection, but
it was not received for the truth of any contents, only as evidence
of the cooperation between the two experts. 18 It did not discuss,
reveal, or in any way reflect defense counsel’s “impressions,
conclusions, opinions, or legal research or theories.” (Code Civ.
Proc., § 2018.030, subd. (a).) The fact that the evidence
concerned the potential retesting of samples by a defense expert
is not sufficient to establish a violation of the work product
privilege or Penal Code section 1054.6. (See, e.g., People v. Scott
18
Defendant does not renew the hearsay argument here.
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(2011) 52 Cal.4th 452, 489; Bennett, supra, 45 Cal.4th at p. 595;
Zamudio, supra, 43 Cal.4th at p. 352, 355.) 19 “The mere fact
that a piece of evidence was given to the defense says nothing
about what the defense team did or did not do with the
evidence.” (Scott, at p. 489.) Moreover, testimony establishing
“that forensic evidence was made available to the defense does
not constitute comment on the ‘exercise of’ the work product
privilege.” (People v. Gray (2005) 37 Cal.4th 168, 208.) Because
defendant has failed to establish a statutory violation, his
related constitutional claims fail as well. (Scott, at p. 489;
Zamudio, at p. 355, fn. 15.)
Defendant also contends the evidence was unduly
prejudicial and irrelevant, though only the latter objection was
raised at trial. Again, assuming the claims were sufficiently
preserved, they are unavailing. The DNA match identifying
defendant as the source of semen found on the victim’s body was
critical in establishing his guilt. It was apparent from
defendant’s opening statement, if not before, that a fundamental
part of the defense strategy would be to attack the validity of the
state’s DNA testing, and in particular the credibility of its
expert, Myers. Evidence that a defense expert had reviewed all
notes from Myers’s testing, and that samples had been
preserved to allow retesting, was relevant to show that Myers
19
Nor did admission of the evidence violate the discovery
statute. In People v. Combs (2004) 34 Cal.4th 821, 862, no error
occurred when the prosecutor obtained a nontestifying expert’s
report through the defendant’s own disclosure, rather than the
court’s discovery order. Here, defense counsel themselves
alerted the prosecutor to Blake’s involvement and worked with
the prosecutor to facilitate Blake’s review. Blake’s identification
did not result from any court order. There was no discovery
violation. (See id. at pp. 861–863.)
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had professionally performed the testing and to support his
credibility by showing that the evidence was made available for
defense scrutiny. (See People v. Foster (2010) 50 Cal.4th 1301,
1357 (Foster); People v. Bolden (2002) 29 Cal.4th 515, 552–553.)
Although the defense did not attack Myers specifically until
cross-examination, the court had discretion to permit evidence
related to his credibility during his initial examination. (See
Evid. Code, § 765, subd. (a); People v. Alvarez (1996) 14 Cal.4th
155, 207.) If the jury had been left with the false impression
that the DNA evidence had been kept from the defense, they
may have ignored it, believing the defense had been put at an
unfair disadvantage.
Defendant’s related claims of prosecutorial misconduct,
even assuming they were preserved, fare no better. The
prosecutor’s questions merely sought to elicit relevant evidence
that Myers’s work had been reviewed by an outside expert.
“ ‘ “Although it is misconduct for a prosecutor intentionally to
elicit inadmissible testimony [citation], merely eliciting
evidence is not misconduct.” ’ ” (People v. Mills (2010) 48 Cal.4th
158, 199.) The fact that evidence, or an inference drawn
therefrom, is harmful to the defendant’s case does not mean the
evidence is unfairly prejudicial. “As we have repeatedly
explained: ‘ “In applying section 352, ‘prejudicial’ is not
synonymous with ‘damaging.’ ” ’ [Citation.] ‘ “ ‘[A]ll evidence
which tends to prove guilt is prejudicial or damaging to the
defendant’s case.’ ” ’ [Citation.] The ‘prejudice’ which
section 352 seeks to avoid is that which ‘ “ ‘uniquely tends to
evoke an emotional bias against the defendant as an individual
and which has very little effect on the issues.’ ” ’ ” (People v. Cage
(2015) 62 Cal.4th 256, 275.) Nor are we persuaded that
testimony about a defense expert’s involvement in the case
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improperly shifted the burden of proof onto defendant. (See
Foster, supra, 50 Cal.4th at p. 1357.) The jury was instructed
that the prosecution bore the burden of proving defendant’s guilt
beyond a reasonable doubt (CALJIC Nos. 2.61, 2.90) and that
neither side was required to call all witnesses who might have
relevant knowledge (CALJIC No. 2.11). We presume it followed
those instructions. (Bennett, supra, 45 Cal.4th at p. 596.)
c. Response to Juror Note
Defendant next raises several arguments regarding the
court’s handling of the juror note asking if the defense had
access to a DNA expert. The court indicated that a juror handed
the note to the clerk when returning from a recess. It appears
the court read the note while counsel was arguing. Because the
note was submitted during defense counsel’s summation,
defendant asserts the court should have either interrupted
counsel’s argument and alerted him to the note, allowed counsel
to reopen and present argument addressing the note, or
instructed the jury in response to the note. Defendant contends
that, by denying the defense request to reopen but allowing the
prosecutor to address the issue in rebuttal, the court deprived
him of the opportunity to present a defense and made Blake a
“de facto” witness for the prosecution. He argues these errors
deprived him of due process and a fair trial. Defendant also
takes issue with the court’s statement in response to the note, “I
do believe that that question will be answered for you this
afternoon,” apparently referring to the prosecutor’s rebuttal
argument. Defendant argues this statement evinced judicial
bias and implicitly endorsed the prosecution’s position.
A trial court has not only the power but “the duty . . . to
control all proceedings during the trial,” including the
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arguments of counsel. (§ 1044; see People v. Gonzalez (2006) 38
Cal.4th 932, 951.) It is accordingly given broad inherent and
statutory discretion to limit both the length of argument and the
matters addressed. (People v. Edwards (2013) 57 Cal.4th 658,
743 (Edwards); Gonzalez, at p. 251; see Herring v. New York
(1975) 422 U.S. 853, 862.) We conclude the court’s response was
generally within its discretion, and any error in its statement to
the juror was harmless.
The court indicated that the juror handed the clerk a note
near the end of defense counsel’s argument, when the jurors
returned from a recess. The court did not abuse its discretion in
allowing counsel to finish his argument without interruption.
Interrupting an advocate’s properly conducted closing argument
to raise an unrelated issue would have been irregular and
potentially disruptive to counsel’s effective advocacy. (See
§ 1044.) Nor was the court obligated to allow the defense to
reopen and address the note’s question. Defense counsel
implicitly acknowledged as much when he conceded reopening
would not be required if the juror asked another question. “The
decision to grant or deny a motion to reopen . . . remains in the
discretion of the trial court.” (People v. Monterroso (2004) 34
Cal.4th 743, 779 (Monterroso).) Because the prosecutor had
already commented on the absence of defense testimony
controverting Myers’s results, it was reasonable for the court to
assume defense counsel would be addressing the topic in his
final remarks, or that any failure to do so was a strategic
decision to avoid emphasizing unfavorable evidence. As the
court repeatedly admonished the defense team, they knew
evidence about Blake’s involvement had been admitted, and the
prosecutor’s initial argument had highlighted defendant’s
failure to present evidence undermining the DNA match. The
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juror’s note raised no new issue. It simply reflected the juror’s
awareness of a contrary argument. If the defense chose not to
provide an explanation for Blake’s failure to testify, it was not
the court’s responsibility to interfere with that strategic
decision. Moreover, even when defense counsel asked
permission to reopen his argument, he never described what he
actually intended to say in response to the juror’s note. The
court did not abuse its discretion in declining the request to
reopen so that counsel might express an undisclosed “point of
view” as to the decision to hire an expert. It appears any
assertions along that line would have been improper to the
extent they would not have been based on evidence or
reasonable inferences therefrom but instead counsel’s own
explanation of strategic decisions made by the defense.
For the same reasons, the court acted within its discretion
when it refused to limit the prosecutor’s argument. Evidence
had been properly admitted about Blake’s review of the DNA
testing, and the prosecutor was entitled to comment on this
evidence in final arguments. The defense could have anticipated
that the prosecutor would remark on Blake’s failure to testify,
even without the note. Indeed, the prosecutor observed that he
had planned to address Blake’s absence all along. Although the
court’s refusal to limit the prosecutor’s argument meant that
only one side would be addressing an issue that was of interest
to at least one juror, that difficulty would have arisen for the
defense even absent the note. The court’s rulings were within
its discretion.
It is a closer question, however, whether the court erred in
responding to the note itself. The court did not read the note
aloud in the jury’s presence. Instead, it addressed the juror
directly: “Juror Number 7 handed me a question, and I can tell
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Juror Number 7 that I do believe that that question will be
answered for you this afternoon.” It is possible to construe this
comment as a reference to the final jury instructions, which
were also given that afternoon. However, the juror may well
have thought the court was referring to the prosecutor’s rebuttal
argument. Just before addressing the note, the court had
mentioned that the prosecutor would be presenting a response
to the defense argument in the afternoon.
The court’s comment about the note was problematic.
After consultation with counsel, the court should have provided
a neutral response to the juror’s question or advised the juror it
was unable to respond. By leaving the impression, even if
unintended, that the juror would find her answer in the
prosecutor’s argument, the court could be viewed as deferring to
the prosecution or even aligning itself with that party. 20
Assuming the court erred in its response to the note,
however, defendant suffered no prejudice. In assessing
prejudice, a reviewing court’s “ ‘ “role . . . is not to determine
20
The comment was not so clearly erroneous as the one we
encountered in People v. Serrato (1973) 9 Cal.3d 753, however,
despite defendant’s attempt to equate the two. In Serrato, the
trial court prefaced its final instructions by telling the jury,
“ ‘what you have to decide is, I suppose, fundamentally, whether
there is enough of an explanation given by the defense case with
reference to these particular contraband items. Is it enough for
you, as citizens, to feel satisfied?’ ” (Id. at p. 766.) We held the
“thrust” of that comment “was to reverse the burden of proof on
the only contested factual issue in the case.” (Ibid.) The same
is not true here. The court’s oblique statement that a juror’s
question would be addressed in the afternoon could not
reasonably have been construed as shifting the burden of proof
or in any way lightening the prosecution’s obligation to prove
guilt beyond a reasonable doubt.
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whether the trial judge’s conduct left something to be desired,
or even whether some comments would have been better left
unsaid. Rather, we must determine whether the judge’s
behavior was so prejudicial that it denied [the defendant] a fair,
as opposed to a perfect, trial.” ’ ” (People v. Abel (2012) 53
Cal.4th 891, 914.) The court’s comment here was limited and
fleeting, and would have had meaning for only one juror. Only
Juror No. 7 knew the question she had asked, and only Juror
No. 7 may have interpreted the court’s response in one of the
problematic ways discussed. But any prejudice that may have
resulted from the court’s comment would have been dispelled by
the final instructions read that same afternoon. In addition to
CALJIC No. 2.11’s admonition that neither side is required to
call all relevant witnesses, jurors were instructed pursuant to
CALJIC No. 17.30 that they should form their own conclusions
and disregard any statements suggesting the court’s assessment
of the facts or witness credibility. (See Abel, at p. 916.) “That
instruction reminded the jury of the trial judge’s role as an
impartial presiding officer” whose function was not to comment
upon evidence or draw conclusions from it. (People v. Cook
(2006) 39 Cal.4th 566, 598.) “Defendant offers no reason to
believe the jury failed to follow this instruction.” (Monterroso,
supra, 34 Cal.4th at p. 784.) Finally, even if the juror
understood the comment to be an endorsement of the
prosecutor’s argument, that would simply mean the court
agreed that the defense had access to an expert witness. But
this fact was clearly established by the evidence in the case. At
its worst, the court’s comment would have merely confirmed
what the evidence showed. Furthermore, because the
prosecutor’s argument did not respond to the note’s question
about whether the defense was provided funding for an expert,
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the juror may well have been left with a lingering concern for
unfairness, a concern that would have benefited the defense.
d. Prosecutor’s Rebuttal Argument
Defendant next asserts the prosecutor committed
prejudicial misconduct by commenting in rebuttal argument on
Blake’s failure to testify. As noted, the prosecutor questioned in
rebuttal why the defense had not called Blake to describe the
claimed shortcomings in Myers’s work or to present his own
contrary findings. The prosecutor suggested no such testimony
had been offered because Blake had found no errors and any
retesting of the evidence would have confirmed the DNA match.
Defendant now asserts these arguments improperly shifted the
burden of proof by implying he had a duty to produce evidence,
deprived him of the presumption of innocence, infringed his
Fifth Amendment right to silence and his Sixth Amendment
right to effective assistance of counsel, and violated both the
attorney work-product privilege and Penal Code provisions
governing the disclosure of expert witnesses. (U.S. Const., 5th,
6th, 8th, & 14th Amends.; Cal. Const., art. I, §§ 7, 15, 16 & 17;
Code Civ. Proc., § 2018.010 et seq.; § 1054 et seq.)
A prosecutor’s conduct violates the federal Constitution
when it “ ‘so infect[s] the trial with unfairness as to make the
resulting conviction a denial of due process.’ ” (Darden v.
Wainwright (1986) 477 U.S. 168, 181 (Darden).) “Conduct that
does not render a trial fundamentally unfair is error under state
law only when it involves ‘ “ ‘the use of deceptive or
reprehensible methods to attempt to persuade either the court
or the jury.’ ” ’ ” (Bennett, supra, 45 Cal.4th at p. 595; see People
v. Friend (2009) 47 Cal.4th 1, 29 (Friend).) When a misconduct
claim “focuses on the prosecutor’s comments to the jury, we
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determine whether there was a reasonable likelihood that the
jury construed or applied any of the remarks in an objectionable
fashion.” (People v. Booker (2011) 51 Cal.4th 141, 184–185
(Booker).)
Although the prosecutor’s arguments were vigorously
presented, they were fair comment on the state of the evidence
in the case. The primary defense offered at the guilt phase was
that the state’s DNA collection and testing were flawed and led
to a misidentification of defendant as the perpetrator of the
sodomy and murder. Defense counsel spent nearly the entirety
of his lengthy closing argument discussing these alleged flaws.
Yet, although there was evidence that the defense had retained
an expert to review the DNA testing, neither this expert, nor
any other, was called to testify on the topic. “We have long held
that a prosecutor may make ‘ “comments based upon the state
of the evidence or upon the failure of the defense to introduce
material evidence or to call anticipated witnesses.” ’ ” (People v.
Steskal (2021) 11 Cal.5th 332, 351 (Steskal); see People v.
Gonzales (2012) 54 Cal.4th 1234, 1275 (Gonzales); People v.
Stevens (2007) 41 Cal.4th 182, 210; People v. Lewis (2001) 25
Cal.4th 610, 670.) Such comments do not invade the attorney
work product privilege. (See Zamudio, supra, 43 Cal.4th at
pp. 352, 355.) The prosecutor did not argue that defendant had
a duty to produce evidence, nor did he attempt to shift or lighten
the state’s burden of proof. (See Bennett, supra, 45 Cal.4th at
p. 596.) But he was entitled to point out that the defense had
presented arguments only regarding its theory of DNA
mishandling, and the logical witness who might have presented
evidence to support this contention had not been called. (See
Stevens, at p. 210.) While it is true that neither side is required
to produce certain evidence, it is common for both sides to
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comment on the absence of potentially available evidence. Both
parties will often, and legitimately, note that certain testimony
is uncorroborated by any other witness, or that no fingerprint,
photo, document, or forensic evidence supports the other side’s
theory.
People v. Kaurish (1990) 52 Cal.3d 648 applied these
principles to argument about an absent expert witness. Kaurish
initially intended to call a serologist who was a consulting
expert. He changed his mind when the prosecutor sought leave
to explore certain topics on cross-examination. (Id. at pp. 679–
680.) At Kaurish’s request, the court later barred the prosecutor
from commenting in argument about the serologist’s failure to
testify. (Id. at p. 680.) “Nevertheless the prosecutor, while not
mentioning [the expert] by name, referred to the absence of a
defense serologist” using a female pronoun. (Ibid.) We rejected
Kaurish’s claim of prejudicial error, explaining that the
prosecutor was “entitled to comment on the state of the
evidence, including the lack of conflicting serological evidence.”
(Ibid.) Because the record indicated the jury already knew of
the specific person the defense had retained as an expert
serologist, we concluded no prejudice could have resulted from
the prosecutor’s allusion to her by pronoun. (Ibid.)
Case law has also firmly established that prosecutorial
argument about absent witnesses does not infringe a
defendant’s rights under Griffin v. California (1965) 380 U.S.
609. Interpreting the Fifth Amendment privilege against self-
incrimination, “Griffin held that ‘the prosecution may not
comment upon a defendant’s failure to testify on his or her own
behalf. Its holding does not, however, extend to bar prosecution
comments based upon the state of the evidence or upon the
failure of the defense to introduce material evidence or to call
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anticipated witnesses.’ ” (People v. Gomez (2018) 6 Cal.5th 243,
299; see People v. Thomas (2012) 54 Cal.4th 908, 945; People v.
Szeto (1981) 29 Cal.3d 20, 34 (Szeto).) Here, the prosecutor’s
rebuttal argument “did not refer to the defendant’s failure to
testify, but to the failure of the defense to call witnesses to
contradict the testimony of the prosecution’s witnesses or to
offer any evidence in opposition to the prosecution’s case.
Griffin . . . does not prohibit the prosecution from emphasizing
the defense’s failure to call logically anticipated witnesses or the
absence of evidence controverting the prosecution’s evidence.”
(People v. Mitcham (1992) 1 Cal.4th 1027, 1051.)
A prosecutor’s ability to comment on absent witnesses is
not unbounded, however. In People v. Wash (1993) 6 Cal.4th
215, the defense called Wash’s friend and an aunt. The
prosecutor cross-examined them about the statements they had
made to defense-retained experts. (Id. at pp. 250–251.) In
closing, the prosecutor criticized the defendant’s failure to offer
expert psychiatric testimony in support of his mental state
defense. Similar to the argument here, the prosecutor in Wash
observed, “ ‘[W]e’ve had a couple of guys lurking around in the
background on this case, Dr. Rosenthal and Dr. Seligman. They
were out talking to people, and then we never heard from
them.’ ” (Id. at p. 262.) We observed without further
explanation or citation that, because “neither expert testified at
trial, their names should not have been invoked by the
prosecutor during closing argument.” (Ibid.) 21 Yet, based on the
21
It is not completely clear from the opinion whether the
names of Doctors Rosenthal and Seligman were mentioned in
prior testimony. Here, by contrast, Dr. Blake’s name was used
repeatedly during Dr. Rogers’s examination.
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authorities permitting prosecutorial comment on the state of the
evidence, we concluded in Wash that the remarks did not
constitute error or misconduct. (Wash, at pp. 262–263, citing
Szeto, supra, 29 Cal.3d at p. 34 & People v. Ratliff (1986) 41
Cal.3d 675, 691.) The same is true here. The prosecution was
permitted to comment on the state of the evidence as presented
to the jury. Unlike Wash, the jury here heard evidence, not
simply that Blake had been retained by the defense, but also
about his credentials, his review of Myers’s results, and his
opportunity to retest the evidentiary samples. The defense
attacked Myers’s credibility as an expert by emphasizing his
lesser academic credentials as compared to Blake’s doctorate.
The prosecutor was not required to ignore the evidence about
Blake, or tiptoe around it in his argument, simply because the
defense chose not to call Blake to testify.
Steskal, supra, 11 Cal.5th 332 sounded a related note of
caution. Steskal did not call his wife to testify about why he
“ ‘all of a sudden . . . decided to act out’ ” on the day of the
murder. (Id. at p. 350.) In closing argument, the prosecutor
pointed out the lack of evidence supporting the defense on this
issue, noting “ ‘the person that was perhaps the best witness to
talk about the defendant before the murder and after the
murder, who I can’t call because of the marital privilege, they
don’t call. They don’t call Nannette Steskal.’ ” (Ibid.) We
rejected the defendant’s prosecutorial misconduct claim based
on long-standing case law allowing such commentary on the
defense’s failure to introduce material evidence or call logical
witnesses. (Id. at p. 351.) However, we also made clear that
argument is improper if it invites speculation, suggests the
defense has the burden to prove innocence, lightens the
prosecution’s burden, or suggests a defendant may not “ ‘simply
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stand[] on his right to have the state prove his guilt.’ ” (Id. at
p. 352.)
After asking why the defense would have failed to call
Blake, the prosecutor answered his own rhetorical question. He
posited that Blake could have offered no helpful testimony for
the defense because Blake found no errors in Myers’s work and
because any retesting of the forensic evidence would have
produced a second set of DNA results confirming defendant’s
guilt. The arguments were forcefully presented and close to the
line in specifying particular conclusions to be drawn from
Blake’s failure to testify. However, defendant failed to object
and therefore forfeited his misconduct claim.
“To preserve a misconduct claim for appellate review, a
defendant must make a timely objection and ask the trial court
to admonish the jury to disregard the remark (or conduct) unless
such an admonition would not have cured the harm.” (Booker,
supra, 51 Cal.4th at p. 184.) At no point, either during the
argument itself or during earlier proceedings, did the defense
object that the prosecutor’s presentation was improper.
Defendant asserts his misconduct claim was not forfeited,
however, because any objection would have been futile. (See
People v. Hill (1998) 17 Cal.4th 800, 820 (Hill).) He relies on the
court’s refusal to limit the prosecutor’s rebuttal argument and
its accompanying comment that “[t]he DA can argue the way he
wants.” But in this same exchange, the court reminded defense
counsel of his right and obligation to object if the argument was
improper: “He can say whatever he wants. You can’t tell him
what he is going to say. If he says something, you don’t like it,
object.” Moreover, defense counsel’s objections did not touch on
whether it would be permissible for the prosecutor to speculate
about why the defense had not called Dr. Blake. As a result, the
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court had no opportunity to rule on that issue, and the claim is
forfeited on appeal. (See People v. Lucas (1995) 12 Cal.4th 415,
473 (Lucas).)
On the merits, although the question is closer for these
remarks than for other aspects of defendant’s prosecutorial
misconduct claim, we conclude the argument was not
misconduct. “Prosecutors have wide latitude to discuss and
draw inferences from the evidence at trial.” (Lucas, supra, 12
Cal.4th at p. 473.) Defense counsel had spent considerable
effort trying to discredit the DNA evidence, both in Myers’s
cross-examination and in closing argument. There was evidence
that a defense expert with superior credentials had reviewed
Myers’s work, yet that expert did not testify. The prosecutor
was entitled to remark upon this state of evidence. The
proposed inferences about Blake’s absence were logical given the
evidence of this expert’s prior involvement. “Whether the
inferences drawn by the prosecutor were reasonable was a
question for the jury to decide.” (Id. at p. 474.) We rejected a
prosecutorial misconduct claim for similar reasons in Gonzales,
supra, 54 Cal.4th 1234. There, the prosecutor argued the
defense could have presented testimony from a child witness’s
advocate or psychologist, asserting its failure to do so meant the
jury should conclude those experts would have contradicted the
defense claim that the child’s testimony had been influenced.
(Id. at p. 1274.) That speculation was even more questionable
than what occurred here, particularly given the potential
privileges involved. Nevertheless, we concluded the defendant
fell “well short of showing the sort of deceptive, reprehensible,
and prejudicial argument that would constitute misconduct.”
(Id. at p. 1275.) So too here, the prosecutor’s argument was not
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deceptive or reprehensible, rendering the trial fundamentally
unfair. (See Bennett, supra, 45 Cal.4th at p. 595.)
Nor is it reasonably likely the jury construed the
prosecutor’s remarks in an improper fashion. (See Booker,
supra, 51 Cal.4th at pp. 184–185.) The jury was instructed both
before and after closing argument that attorney statements are
not evidence (CALJIC No. 1.02), a point the prosecutor also
stressed in his own argument. Jurors were specifically told to
disregard an attorney’s interpretation of the evidence if it
differed from theirs. And, as noted, they were instructed that
the prosecution bore the burden of proving defendant’s guilt
beyond a reasonable doubt (CALJIC No. 2.90), that neither side
was obligated to call all witnesses who might have relevant
knowledge (CALJIC No. 2.11), and that defendant was entitled
to rely on the state of the evidence as well as the People’s failure,
if any, to prove the charges beyond a reasonable doubt (CALJIC
No. 2.61). Thus, even assuming the comments were improper,
defendant has not shown they were prejudicial.
e. Cumulative Prejudice
Finally, defendant asserts that, taken together, the
admission of evidence about Blake’s involvement, the court’s
response to the juror note, and the prosecutor’s rebuttal
argument about Blake had such a cumulative effect of
unfairness that he was deprived of a fair trial. Defendant did
not raise this argument or assert any constitutional objections
below, including in his post-verdict motion for new trial.
Assuming the claim was not forfeited, it fails on the merits.
Having reviewed each of defendant’s contentions in detail, and
in the context of the trial as a whole, we conclude the admission
of evidence and argument about Blake’s involvement did not
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render defendant’s trial so fundamentally unfair that he was
denied due process. (See Bennett, supra, 45 Cal.4th at pp. 594–
596.)
2. Confrontation Issues
Defendant next claims his Sixth Amendment right to
confrontation was violated when a pathologist who did not
conduct the autopsy related the report’s findings to the jury. We
conclude that much of the examination was proper, and any
error in admitting other testimony was harmless beyond a
reasonable doubt. (See Chapman v. California (1967) 386 U.S.
18, 24 (Chapman).)
Dr. Paul Herrmann, the pathologist who performed
Terena’s autopsy, was out of the country at the time of trial. The
prosecution called Dr. Thomas Rogers to testify in his place. Dr.
Rogers had worked with Dr. Herrmann for 20 years at a forensic
medical group that performed autopsies for the Alameda County
Coroner’s Office. Dr. Rogers was present for some of the autopsy
and had a “vague recollection” of it when he reviewed the case
for trial.
Without objection on hearsay or confrontation grounds,
Dr. Rogers testified about the autopsy, as well as the autopsy
report and its accompanying photographs. He described all of
the significant wounds shown in the pictures, including
lacerations around the rectum and the stab wound that
completely severed Terena’s jugular vein. When shown a
multipurpose tool taken from defendant, Dr. Rogers opined that
it was consistent with the implement used in the stabbing.
Based on photographs that showed hemorrhaging from the
rectal lacerations, Dr. Rogers concluded these wounds were
inflicted before death. He did not express an opinion as to why
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fecal matter was found to be present in that area but agreed that
sodomy was a possible explanation. A photograph of stomach
contents showing nondigested food indicated Terena could have
been killed within half an hour after eating. Dr. Rogers also
identified evidence samples taken in the autopsy. He described
the process by which swabs would have been collected from
different areas of the body and preserved in sealed evidence
envelopes. Based on his knowledge of office procedures and his
knowledge of Dr. Herrmann’s practices, he explained that all
tissue samples would have been dried, packaged, and then
refrigerated before being transmitted to the coroner’s office. At
the close of trial, the court admitted the autopsy photos and
swabs into evidence. The court refused to admit the autopsy
report itself, however, noting it contained a large amount of
material not covered in Dr. Rogers’s testimony.
The federal confrontation clause guarantees criminal
defendants the right to confront adverse witnesses. (U.S.
Const., 6th Amend.) In Crawford v. Washington (2004) 541 U.S.
36, 53–54, 68 (Crawford), the United States Supreme Court
departed from its previous precedent (Ohio v. Roberts (1980) 448
U.S. 56) to hold that the admission of “testimonial” hearsay
against a criminal defendant violates the Sixth Amendment
right to confrontation unless the declarant is unavailable and
the defendant had a prior opportunity for cross-examination.22
Based on Crawford and cases following it, defendant asserts his
confrontation rights were violated by portions of Dr. Rogers’s
22
Because the prosecution proceeded by way of grand jury
indictment rather than a preliminary hearing, defendant would
have had no opportunity to cross-examine Dr. Herrmann at a
preliminary hearing.
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testimony. Although defendant did not raise a hearsay or
confrontation objection below, the claim is not forfeited because
his trial occurred five years before Crawford was decided. (See
People v. Garton (2018) 4 Cal.5th 485, 505 (Garton); People v.
Pearson (2013) 56 Cal.4th 393, 461–462 (Pearson).)
Setting aside testimony about Dr. Rogers’s background
and expert qualifications, the topics covered in his examination
can be grouped into four different categories (see Garton, supra,
4 Cal.5th at p. 505): (1) statements in Dr. Herrmann’s autopsy
report relating his observations and opinions; (2) testimony
describing or explaining photographs from the autopsy;
(3) testimony conveying Dr. Rogers’s own opinions based on
information conveyed in the autopsy report or his examination
of accompanying photographs; and (4) testimony describing the
custom and practice Dr. Herrmann would have followed in
collecting and preserving evidence samples for forensic analysis.
As we explain, only the first category of statements raises a
potential confrontation clause issue.
“Whether a challenged statement is hearsay is always the
threshold question” in analysis of a Crawford claim. (People v.
Turner, supra, 10 Cal.5th at p. 820, fn. 19.) Hearsay is defined
as “a statement that was made other than by a witness while
testifying at the hearing and that is offered to prove the truth of
the matter stated.” (Evid Code, § 1200, subd. (a).) Documents
such as letters or reports are very often hearsay because they
are prepared out of court and generally offered to prove the truth
of their contents. (See People v. Sanchez (2016) 63 Cal.4th 665,
674 (Sanchez).) The same is not true of photographs, however.
A “statement” for hearsay purposes is defined as the “oral or
written verbal expression or . . . nonverbal conduct of a person.”
(Evid. Code, § 225, italics added.) “Only people can make
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hearsay statements; machines cannot.” (People v. Leon (2015)
61 Cal.4th 569, 603 (Leon).) Accordingly, “[i]t is clear that the
admission of autopsy photographs, and competent testimony
based on such photographs, does not violate the confrontation
clause.” (Ibid.; see Garton, supra, 4 Cal.5th at p. 506.) A
significant portion of Dr. Rogers’s testimony was explicitly
based on autopsy photographs, explaining what they depicted
and his opinion as to what those depictions signified. He
referred to photographs in evidence, using them to discuss many
of Terena’s wounds, including lacerations to the rectal opening
indicative of penetration, and his own estimate of her time of
death in relation to food consumption. The photographs were
not hearsay, nor was Dr. Rogers’s testimony based on his
examination of them.
It was also permissible for Dr. Rogers to testify about his
own independently conceived opinions, even if those opinions
were based on inadmissible hearsay. (See Leon, supra, 61
Cal.4th at p. 603; see also People v. Perez (2018) 4 Cal.5th 421,
457 (Perez).) “Any expert may still rely on hearsay in forming
an opinion, and may tell the jury in general terms that he did so.
Because the jury must independently evaluate the probative
value of an expert’s testimony, Evidence Code section 802
properly allows an expert to relate generally the kind and source
of the ‘matter’ upon which his opinion rests.” (Sanchez, supra,
63 Cal.4th at pp. 685–686; see Garton, supra, 4 Cal.5th at
p. 506.) Dr. Rogers gave several of his own opinions, including
how soon Terena would have died after the severing of her
jugular vein, whether defendant’s multipurpose tool could have
been used to inflict the stab wounds, whether rectal injuries
were inflicted before death, and how soon death occurred after
she had eaten. These opinions were Dr. Rogers’s own; they are
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not contained in the autopsy report. Although they may have
been based, to varying extents, on hearsay statements in the
report, it was permissible for Dr. Rogers to rely on this material
in forming his own opinions. (See Evid. Code, § 802; Sanchez,
at pp. 685–686.)
Portions of Dr. Rogers’s testimony were potentially
problematic, however. A “hearsay problem arises when an
expert simply recites portions of a report prepared by someone
else, or when such a report is itself admitted into evidence. In
that case, out-of-court statements in the report are being offered
for their truth.” (Leon, supra, 61 Cal.4th at p. 603.) Here, Dr.
Herrmann’s autopsy report was marked for identification but
not admitted into evidence. However, it is evident from Dr.
Rogers’s testimony that, in response to some questions, he
referred to the autopsy report, and he may have relayed some
details from the report in giving his answers. 23 To the extent
23
Defendant notes that, when asked about the cause of
Terena’s death, Dr. Rogers replied: “Incised wound to the neck.”
Defendant then refers to Dr. Herrmann’s report, which reads:
“CAUSE OF DEATH: INCISED WOUND OF THE NECK.” He
urges that Dr. Rogers must have simply reported Dr.
Herrmann’s opinion, rather than giving his own. This
conclusion is not supported by the record. It is not surprising
that two forensic pathologists would conclude an incised wound
to the jugular vein caused the decedent’s death and would
describe the cause using that professional nomenclature. It is
clear from this record, however, that Dr. Rogers examined
photos showing the severed vein. He described one of the
autopsy photographs as showing the left side of the body, blood
covering the body, and “an incised defect on the left side of the
neck.” A fair reading of the record is that, in recounting the
cause of death, Dr. Rogers was giving his own opinion, rather
than simply repeating Dr. Herrmann’s statement. This reading
is consistent with Dr. Roger’s later testimony. Asked “how long
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Dr. Rogers was simply relaying the contents of the report to the
jury, his testimony constituted hearsay. Under the United
States Supreme Court’s Crawford jurisprudence, admission of
this hearsay violated the confrontation clause if it was
“testimonial.” (Crawford, supra, 541 U.S. at p. 53; see id. at
pp. 53–54; Bullcoming v. New Mexico (2011) 564 U.S. 647, 657.)
Although the high court has discussed the topic in a number of
decisions (see, e.g., Bullcoming, at pp. 658–659; Davis v.
Washington (2006) 547 U.S. 813, 822), it has yet to articulate a
comprehensive definition of the term “testimonial.” (See People
v. Amezcua and Flores (2019) 6 Cal.5th 886, 912.)
Primarily because the trial here occurred before
Crawford’s newly adopted approach to analyzing the
admissibility of testimonial hearsay, the parties did not parse
precisely when Dr. Rogers was giving his own conclusions or
simply relating statements from Dr. Herrmann’s report. In an
abundance of caution, because the record is sometimes unclear
on the distinction, we assume for purposes of this review that
Dr. Rogers’s testimony conveyed some testimonial hearsay from
the report. However, any confrontation error was harmless
beyond a reasonable doubt. (Chapman, supra, 386 U.S. at p. 24;
see Pearson, supra, 56 Cal.4th at p. 463.) The jury received
ample evidence of Terena’s wounds and sexual assault from non-
hearsay sources, including the autopsy and crime scene
photographs and police testimony. Moreover, the condition of
her body and the cause of her death were undisputed. (See
would a person survive after having suffered the injury to the
neck that you previously described?” Dr. Rogers answered, “I
can’t say exactly; however, it would be my opinion that most
people are going to die within a three- to a five-minute period
after sustaining an injury of that nature.”
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Garton, supra, 4 Cal.5th at p. 507; Perez, supra, 4 Cal.5th at
p. 457.) The defense did not contest the manner of Terena’s
death. Instead, it challenged who had caused it.
In an attempt to establish prejudice, defendant points to
Dr. Rogers’s testimony about how Dr. Herrmann would have
collected evidence swabs from Terena’s body. Defendant
stresses that the evidence obtained in these swabs was critical
in establishing the DNA match that linked defendant to the
present crimes. The forensic evidence was manifestly
important. However, Dr. Rogers’s testimony about the evidence
collection was not hearsay. He did not recite facts from the
autopsy report about how tissue samples were obtained and
preserved. In fact, the autopsy report includes no description
whatsoever of the swabs in question. The report only mentions
evidence collection in two places, where it notes that fibers
adhering to blood on Terena’s fingers were “removed and placed
into evidence.” Sergeant James Taranto testified that he was
present and observed the collection and preservation of evidence
swabs from Terena’s autopsy, and Dr. Rogers testified about his
office’s general custom and practice of collecting, marking, and
preserving swabs for forensic examination and memorializing
the chain of custody. He then gave opinions about how he
believed, based on these standard practices, Dr. Herrmann
would likely have obtained the samples here. This testimony
related no out-of-court statements. Accordingly, it was not
hearsay and did not violate the confrontation clause. 24 The
24
In Melendez-Diaz v. Massachusetts (2009) 557 U.S. 305,
308, the high court held that “ ‘certificates of analysis’ ”
reporting the results of drug testing were testimonial hearsay.
The majority took pains, however, to stress that the
confrontation clause does not demand live testimony for each
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testimony was also admissible under Evidence Code
section 1105, which expressly authorizes the admission of habit
or custom evidence. To the extent testimony about how Dr.
Hermann may have collected the samples lacked foundation,
defendant forfeited any such claim by failing to raise this
objection. (See People v. Jackson (2016) 1 Cal.5th 269, 366–367
(Jackson).) Nor would defendant have been prejudiced by any
error in the admission of this testimony. The defense never
suggested there was any problem with Dr. Herrmann’s
collection of the swabs. On the contrary, defense counsel argued
vigorously that Herrmann’s slides were “so good” but criminalist
Sharon Smith had hopelessly contaminated them, resulting in
inaccurate DNA results. Given this defense theory of the case,
any error in admitting testimony about Dr. Herrmann’s
procedures was harmless under any standard.
3. Juror Misconduct
Defendant claims the court conducted an “inadequate and
improper” investigation of juror misconduct and that this
misconduct infringed his constitutional rights to a fair trial by
an impartial jury. We conclude the court’s inquiry was adequate
and there was no prejudicial misconduct.
link in the evidentiary chain of custody: “[W]e do not hold, and
it is not the case, that anyone whose testimony may be relevant
in establishing the chain of custody, authenticity of the sample,
or accuracy of the testing device, must appear in person as part
of the prosecution’s case. While the dissent is correct that ‘[i]t is
the obligation of the prosecution to establish the chain of
custody,’ [citation] this does not mean that everyone who laid
hands on the evidence must be called. As stated in the dissent’s
own quotation [citation], ‘gaps in the chain [of custody] normally
go to the weight of the evidence rather than its admissibility.’ ”
(Id. at p. 311, fn. 1.)
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a. Background
After the jury deliberated and returned guilty verdicts, a
bailiff found what appeared to be two typewritten poems in the
jury room, both signed by Juror No. 1. The court read them into
the record, and we quote them in full. The first reads:
JUROR # 1
What kind of person could do such a crime?
This is the thought that runs through my mind.
The brutality and nature of this attack —
Surely was a vicious act.
The day seems so long, focusing on facts;
I start to get pains in my neck and my back.
The details are very long and graphic,
My mind seems like it’s weaving in traffic.
Both sides arguing to prove their points,
Listening so hard you feel it in your joints.
The Jury enters and leaves in a row,
Emotions and feelings unable to show.
You’re instructed not to talk about the case;
Your insides churn; the tension in your face.
For someone to hold all of this in
Really should be considered a sin.
A part of you has to stop living
While on the jury you are sitting.
Some of the evidence I have seen
Are in my thoughts and in my dreams.
No one said it was going to be easy,
Talking about blood and samples of feces.
I can’t wait ’til the end of this trial
So I can release my soul of this bile.
The second poem reads:
JUROR RESPONSIBILITY
The responsibility of someone’s life in your hand —
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Only a juror would understand.
Is he guilty? Or is he not?
In your mind this battle’s fought.
If there is a reasonable doubt,
“Not guilty,” the jury will shout.
If the evidence is so compelling,
“Guilty,” is what they’ll be yelling.
Justice certainly will prevail
If a guilty man is put in jail.
An innocent man shall be free.
These decisions are up to WE.
WE as a jury need to find
If — or if not — he did the crime.
Clear up any of your confusion
Before you come to your conclusion.
Remember WE all must agree
Whether or not he’s guilty!
At defense counsel’s request, the court questioned Juror
No. 1 about the poems. She said she had written them at home
after hearing all the guilt phase evidence. Although she initially
thought she had given the poems to the other jurors after they
returned guilty verdicts, she later corrected herself and said
they had been shared during deliberations. She explained that
another juror had typed up the poems, “brought them in,” and
gave them to the other jurors. When the court asked if anything
about the poems had affected her ability to be a fair juror in the
guilt phase, Juror No. 1 replied to the contrary and explained
the poems were simply meant to express her feelings about the
difficulty of serving as a juror. She affirmed that she had
followed the court’s instructions and had not spoken to anyone
about the case.
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The court announced its intention to ask all jurors three
questions: (1) whether they had read the poems; (2) whether the
poems had affected their guilt phase verdicts; and (3) whether
the poems would compromise their ability to be fair in the
penalty phase. Juror No. 1 apologized and offered that she had
written one of the poems “because the one lady was struggling.
You know, I mean it wasn’t — nobody was pressuring her. I felt
for her, to tell the truth.” After the juror left, defense counsel
expressed concern that Juror No. 1 might have collaborated
with another juror to type up the poems in order to persuade a
holdout juror to return a guilty verdict. The court believed its
proposed questioning would reveal if any such misconduct
occurred. Defense counsel objected, however, and urged the
court to explore all the factual circumstances surrounding how
the poems were used. The court refused, noting that jurors
would have an opportunity to say whether the poems had any
influence on their verdicts.
The court then examined each juror individually, apart
from the others, and posed its three questions. Juror No. 2
confirmed that the poems were handed out during deliberations.
She said she had read the poems, although she did not say when,
and stated they did not in any way affect her decision. Defense
counsel protested that the questioning was insufficient and
urged the court to explore why the poems were distributed. The
court declined to do so.
Juror No. 6 had read the poems before voting but said they
did not influence his decision in any way. Juror No. 7 could not
remember exactly when she read the poems but was certain they
had “[a]bsolutely” no effect on her verdict. She believed the
poems were simply an expression of the author’s feelings and
conveyed the responsibility jurors felt. Likewise, Juror No. 8
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and Juror No. 10 were uncertain when they had read the poetry
but said it had not affected their verdicts. Juror No. 3, Juror
No. 5, and Juror No. 9 each reported that they had not read the
poems until after the guilt phase verdicts were returned. Juror
No. 3 observed, “I think it was just one person’s way of
expressing the whole feeling of the whole trial.” Juror No. 4 had
not read the poems at all and was waiting until trial was over.
Juror No. 11 said he had not yet read the poems. As
background, he offered that Juror No. 1 had written them in her
juror notebook, and it was noted “during the deliberative
process, that she likes to write poetry.” Another juror, whom he
believed was Juror No. 7, took the pages home to be typed, and
she did not distribute them until the first day of the penalty
phase. Based on this sequence of events, Juror No. 11 opined
that “probably not all of the jurors even heard or had access to
[the poetry] until [the guilt phase] was over.” Juror No. 12, the
foreperson, could not recall whether he had read the poems
before voting. He thought the poetry was not distributed until
“the very end of the deliberations.” It did not affect his verdict,
and he reported that no one referred to the poetry at any time
during deliberations. “As a matter of fact,” he said, “I think if
you poll most of the people, probably half of them don’t even
remember what was in there.” In his opinion as foreperson, the
poems “in no way affected any of the deliberations.” 25 All jurors
25
At defense counsel’s request, the court also questioned the
alternate jurors about their exposure to the poems. Apparently,
once the penalty phase began, the alternates joined jurors in the
jury room when court was not in session. Because the alternates
did not participate in guilt phase deliberations, the questioning
focused on whether, even if they had seen the poems, they could
remain fair and unbiased should they serve during the penalty
phase. Like all of the seated jurors, all averred that they could.
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also confirmed their ability to remain fair in the penalty phase.
Because this jury was ultimately unable to reach a penalty
verdict, those responses are not repeated. The only question
here is the impact of the poems, if any, on the guilt verdicts.
After this questioning, defense counsel requested a further
inquiry and moved for a mistrial on the ground that two jurors
had “conspire[ed]” to use the poems to pressure a holdout juror.
He also argued Juror No. 7 had lied in saying she was uncertain
when she read the poems, given that Juror No. 11 surmised she
was the juror who had typed them. The court denied the request
for further inquiry and denied the mistrial motion.
b. Discussion
Defendant does not directly challenge the court’s ruling on
his mistrial motion. Rather, he contends the court failed to
undertake an adequate or appropriate investigation of the
alleged juror misconduct. He also contends the juror misconduct
was so prejudicial that he was denied his constitutional rights
to a fair trial by an impartial jury. (U.S. Const., 5th, 6th, 8th, &
14th Amends.)
When a court has become aware of potential juror
misconduct, it must conduct a sufficient inquiry to determine
the facts reasonably necessary to resolve the matter. (Clark,
supra, 52 Cal.4th at p. 971; People v. Prieto (2003) 30 Cal.4th
226, 274.) However, the court enjoys broad discretion in
determining whether and how to investigate potential
misconduct, and we review the adequacy of its inquiry with
deference. (People v. Johnsen (2021) 10 Cal.5th 1116, 1170;
People v. Allen and Johnson (2011) 53 Cal.4th 60, 69–70 (Allen
and Johnson); Clark, at p. 971.) Moreover, “failure to conduct a
sufficient inquiry is ordinarily viewed as an abuse of discretion,
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rather than as constitutional error.” (People v. Pinholster (1992)
1 Cal.4th 865, 928 (Pinholster); see People v. Burgener (1986) 41
Cal.3d 505, 519–520.)
The court’s inquiry here was sufficient, especially
considering the innocuous content of the poems. 26 Immediately
upon learning that poems had been found in the jury room, the
court notified the attorneys, questioned Juror No. 1 about the
circumstances under which she wrote and distributed the
poems, then questioned each juror individually to discern any
impact the poems may have had on their verdicts. Defendant
argues the court should have probed more deeply into the
circumstances surrounding how the poems might have been
used to coerce a holdout juror into changing her vote, but we
have cautioned that a trial court’s inquiry into jury misconduct
“ ‘ “should be as limited in scope as possible, to avoid intruding
unnecessarily upon the sanctity of the jury’s deliberations.” ’ ”
(People v. Maciel (2013) 57 Cal.4th 482, 547; see People v.
Thompson (2010) 49 Cal.4th 79, 137; People v. Wilson (2008) 44
Cal.4th 758, 829 (Wilson).) “ ‘The hearing should not be used as
a “fishing expedition” to search for possible misconduct, but
should be held only when the defense has come forward with
evidence demonstrating a strong possibility that prejudicial
misconduct has occurred.’ ” (People v. Avila (2006) 38 Cal.4th
491, 604.) The court questioned each juror separately and
determined that only one specifically recalled having read the
26
As the Attorney General points out, it is clear the poems
would have been unobjectionable if the juror had read them
aloud to fellow jurors during deliberations.
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poems before a verdict was decided upon.27 All others read the
poems after the verdicts, did not recall when they read them, or
had yet to read them. And all jurors unequivocally affirmed that
the poems had no impact on their decisions. No juror said they
felt coerced. “We have long recognized that, except when bias is
apparent from the record, the trial judge is in the best position
to assess the juror’s state of mind during questioning.” (Clark,
supra, 52 Cal.4th at p. 971.) Given the jurors’ responses, which
the court was entitled to credit, and the speculative nature of
counsel’s assertion that the poems had been used for coercive
purposes, the court did not abuse its discretion in denying
defendant’s request for further inquiry. (See ibid.)
Defendant also contends the court’s inquiry improperly
intruded on the jurors’ deliberative process. Evidence Code
section 1150, subdivision (a) provides that, while a verdict’s
validity may be challenged by evidence of “statements made, or
conduct, conditions, or events occurring, either within or
without the jury room, of such a character as is likely to have
influenced the verdict improperly,” evidence may not be
admitted “to show the effect of such statement, conduct,
condition, or event upon a juror either in influencing him to
assent or dissent from the verdict or concerning the mental
processes by which it was determined.” “Thus, where a verdict
is attacked for juror taint, the focus is on whether there is any
overt event or circumstance, ‘open to [corroboration by] sight,
hearing, and the other senses’ [citation], which suggests a
likelihood that one or more members of the jury were influenced
27
Precisely when Juror No. 2 read the poems is unclear. She
affirmed that she had read them but did not mention whether
she did so before or after returning a verdict.
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by improper bias.” (In re Hamilton (1999) 20 Cal.4th 273, 294.)
Defendant argues the court’s second question, asking whether
the poems had an impact on jurors’ verdicts, violated Evidence
Code section 1150 by attempting to probe the effect of the
asserted misconduct on jurors’ mental processes. (See In re
Carpenter (1995) 9 Cal.4th 634, 651–652 (Carpenter).)
The procedural posture in which the inquiry here was
conducted bears upon defendant’s argument. Juror No. 1’s
poems were discovered after the jury had returned guilt phase
verdicts but before it was discharged. At that time, the jury was
in the process of receiving penalty phase evidence. Thus, the
court’s inquiry needed to serve a twofold purpose. The court had
to investigate whether the poetry influenced any juror’s guilt
phase verdict, which would render that verdict invalid, but it
also had to determine whether the poetry affected any juror’s
ability to remain fair, which would require the juror’s discharge
from the penalty phase. Defendant’s argument concerns only
the first aspect of the court’s inquiry. “Evidence Code
section 1150 applies only to postverdict challenges.” (Allen and
Johnson, supra, 53 Cal.4th at p. 72, fn. 10; see People v.
Cleveland (2001) 25 Cal.4th 466, 485.) It governs the evidence
that may be received from a party seeking to impeach a verdict.
Indeed, defendant cites no case holding that a court’s inquiry
into jury misconduct was improper based on Evidence Code
section 1150.
In any event, we need not decide the extent to which
Evidence Code section 1150 applies here because defendant
forfeited this claim of error. Although defense counsel urged the
court to conduct a broader inquiry into circumstances
surrounding the poems’ creation and distribution, they did not
object to the court’s proposed questions and, in particular, did
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not assert that any question would invade the jury’s deliberative
processes in violation of Evidence Code section 1150. Defendant
has not established that an objection on this ground would have
been futile or would have failed to alleviate existing prejudice.
(See, e.g., People v. Woodruff (2018) 5 Cal.5th 697, 769.) “It is
essential that if a party deems prejudicial an act or statement of
the presiding judge that he call the matter to the attention of
the judge when the matter occurs so that the error may be
corrected.” (People v. Archerd (1970) 3 Cal.3d 615, 636.) Here,
a timely objection would have allowed the court to consider
whether it was advisable to limit or change its questions to avoid
intruding upon the deliberative processes. (See Monterroso,
supra, 34 Cal.4th at p. 761; People v. Boyette (2002) 29 Cal.4th
381, 424 (Boyette); see also People v. Peterson (2020) 10 Cal.5th
409, 476–477.) Because defendant raised no such objection, but
indeed sought to delve even further into the jury’s deliberations,
he cannot now assert Evidence Code section 1150 as a ground
for reversal.
Finally, defendant urges he was denied a fair trial due to
prejudicial juror misconduct. He maintains: “There is no
question that . . . two jurors committed jury misconduct by
meeting privately and discussing the case. . . . Juror No. 1 wrote
the poems at home and Juror No. 7 typed the poems at home
and distributed them to the jury during guilt phase
deliberations and, obviously, Juror No. 1 and Juror No. 7 talked
about the poems and the struggling juror.” The record does not
support defendant’s characterization of the evidence or his claim
of prejudicial misconduct.
The trial court has a duty to instruct the jury on “its basic
functions, duties, and conduct,” including that jurors “shall not
converse among themselves, or with anyone else, . . . on any
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subject connected with the trial” (§ 1122, subd. (a)) and may not
“form or express any opinion about the case until the cause is
finally submitted to them” (§ 1122, subd. (b)). Consistent with
this obligation, the court instructed jurors at the beginning of
defendant’s trial not to discuss the case with anyone “or form or
express any opinion” about the case before it was submitted to
them for decision. Then, at the close of trial, it instructed them
to decide the case based only on the evidence received and to
discuss the case only with other jurors “when all twelve jurors
are present in the jury room.” (CALJIC No. 1.03.) “A juror who
violates his or her oath and the trial court’s instructions is guilty
of misconduct.” (People v. Linton (2013) 56 Cal.4th 1146, 1194
(Linton).) Thus, misconduct occurred below if: (1) Juror No. 1
formed or expressed an opinion about the case when she wrote
the poems; (2) the poems brought outside information, not
received into evidence, into the jury room; or (3) conversations
about the case occurred apart from the other jurors when
arrangements were made for a juror to type the poems. (See
Wilson, supra, 44 Cal.4th at p. 829.)
“ ‘In determining whether juror misconduct occurred,
“[w]e accept the trial court’s credibility determinations and
findings on questions of historical fact if supported by
substantial evidence.” ’ ” (Linton, supra, 56 Cal.4th at p. 1194.)
Whether any such misconduct was prejudicial, however, “ ‘is a
mixed question of law and fact subject to an appellate court’s
independent determination.’ ” (People v. Danks (2004) 32
Cal.4th 269, 303 (Danks).)
The record contains no suggestion that Juror No. 1
prejudged the case. She explained that she wrote the poems at
home after all evidence in the guilt phase had been received.
The poems do not discuss particular evidence or express any
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conclusions on factual questions or defendant’s guilt or
innocence. Rather, they reflect on the physical, mental, and
emotional challenges of serving as a juror in a death penalty
trial. Nor is it of concern that the juror wrote the poems at
home. “Jurors are allowed to reflect about the case during the
trial and at home.” (Linton, supra, 56 Cal.4th at p. 1195.) They
are “not limited to thinking about the case in the deliberation
room.” (People v. Collins (2010) 49 Cal.4th 175, 253 (Collins).)
In Linton, during trial, a juror told her husband she was
confused about something in the prosecutor’s opening statement
and remarked that she would not have reacted in a certain way
under the same circumstances. (Linton, at pp. 1192–1193.) We
upheld a finding that this was not misconduct. (Id. at p. 1195.)
We observed that it would be unrealistic to expect jurors not to
think about the case before deliberations, and the juror’s
comment did not indicate she would be unwilling to deliberate
fairly once the case was submitted. (Id. at pp. 1195–1196.)
We expect a great deal of jurors, most particularly in death
penalty cases, as the poems reveal. It cannot, nor should it, be
the rule that jurors commit misconduct when they simply note
with solicitude the obligations and constraints that jury service
imposes upon all of them. Indeed, we require that they bear
those burdens and honor their obligations to follow the
requirements of their role, no matter how onerous it may be.
That said, jurors should generally be discouraged from sharing
materials with other jurors outside of deliberations. Such
behavior may create an appearance of misconduct, triggering an
inquiry that must be conducted with care to avoid intruding
upon the jury’s deliberative processes.
We further conclude the poems did not introduce extrinsic
evidence into the jury’s deliberations. As noted, the poems do
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not discuss particular evidence or advocate for any outcome.
(Compare Danks, supra, 32 Cal.4th at p. 304 [bringing Bible
verses to jury room was misconduct].) They simply represent
one juror’s ancillary thoughts about the difficulties of jury
service. They indicate an awareness of the weighty import of
the task, the need to consider all the evidence and reach any
verdict unanimously, and the important question of state of
mind. In this sense they are completely in concert with the
court’s instructions.
A variety of comments and approaches to stress-
management “is probably unavoidable when 12 persons of
widely varied backgrounds, experiences, and life views join in
the give-and-take of deliberations. Not all comments by all
jurors at all times will be logical, or even rational, or, strictly
speaking, correct. . . . ‘The jury system is an institution that is
legally fundamental but also fundamentally human. Jurors
bring to their deliberations knowledge and beliefs about general
matters of law and fact that find their source in everyday life
and experience. That they do so is one of the strengths of the
jury system. It is also one of its weaknesses: it has the potential
to undermine determinations that should be made exclusively
on the evidence introduced by the parties and the instructions
given by the court. Such a weakness, however, must be
tolerated. “[I]t is an impossible standard to require . . . [the jury]
to be a laboratory, completely sterilized and freed from any
external factors.” [Citation.] Moreover, under that “standard”
few verdicts would be proof against challenge.’ (People v.
Marshall [(1990)] 50 Cal.3d [907,] 950; see also People v. Cox
(1991) 53 Cal.3d 618, 696.)” (People v. Riel (2000) 22 Cal.4th
1153, 1219.)
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A similar misconduct claim was raised in Collins when a
juror drew a scale diagram for himself based on expert ballistics
testimony. (Collins, supra, 49 Cal.4th at pp. 237, 253.)
Although he did not bring the diagram itself into the jury room,
he used it in deliberations to conduct a demonstration of how he
believed the shooting had occurred. (Id. at pp. 238–239.) We
concluded the diagram did not introduce new evidence into the
case and the juror’s creation of it was not “improper because it
occurred outside the presence of other jurors.” (Id. at p. 253.)
Similarly, in Bormann v. Chevron USA, Inc. (1997) 56
Cal.App.4th 260, it was not misconduct for a juror to prepare a
typewritten statement at home summarizing her view of the
evidence, nor to share that statement with other jurors when
they resumed deliberations. (Id. at pp. 262–264.) Likewise
here, Juror No. 1 did not commit misconduct by writing poems
reflecting on the challenges of serving as a capital juror. Her
poetry on that subject did not introduce new evidence, and
sharing it with other jurors during deliberations “did not exceed
the boundaries of proper conduct.” (Collins, at p. 255.)
Nor does the record support defendant’s claim that Juror
No. 1 discussed the case with another juror outside of
deliberations. He suggests such a conversation must have
occurred when arrangements were made for a juror to type the
poems. Yet Juror No. 1 simply said that another juror had typed
the poems. She did not say where their conversation about the
poems took place, and the record contains no indication it was
elsewhere than in the jury room, in the presence of all
deliberating jurors. She did not recount any conversation on
that topic or whether the other juror simply took that task upon
herself. Absent such a predicate showing, the claim of
misconduct fails. (See People v. Loker (2008) 44 Cal.4th 691, 754
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(Loker).) Nor is there evidence that any discussions about the
poetry concerned the case itself. “ ‘[W]hen jurors are observed
to be talking among themselves it will not be presumed that the
act involves impropriety, but in order to predicate misconduct of
the fact it must be made to appear that the conversation had
improper reference to the evidence, or the merits of the case.’ ”
(People v. Majors (1998) 18 Cal.4th 385, 425.) Here the poems
alluded to the difficulty of jury service. They properly described
many of the principles and procedures jurors are instructed to
employ. They made no reference to “ ‘the evidence, or the merits
of the case.’ ” (Ibid.) There is also no evidence that the poems
were aimed at changing the mind of a holdout juror. As the trial
court noted before questioning jurors about the poems, Juror
No. 1 simply stated that one juror “was having some trouble.”
She did not indicate what type of trouble was involved, and, as
the court observed, “[i]t could have been emotional troubles.”
Finally, even assuming a juror committed misconduct in
creating or sharing the poems, there is no reasonable likelihood
of prejudice. Although juror misconduct generally raises a
presumption of prejudice, any such presumption is rebutted if a
review of the entire record fails to show a “substantial likelihood
that one or more jurors were actually biased against the
defendant.” (In re Hamilton, supra, 20 Cal.4th at p. 296; see
Carpenter, supra, 9 Cal.4th. at pp. 651–653.) “We will find such
bias if the misconduct is inherently and substantially likely to
have influenced the jury. Alternatively, even if the misconduct
is not inherently prejudicial, we will nonetheless find such bias
if, after a review of the totality of the circumstances, a
substantial likelihood of bias arose.” (Bennett, supra, 45 Cal.4th
at pp. 626–627; see People v. Nesler (1997) 16 Cal.4th 561, 578–
579.) In determining whether there is a substantial likelihood
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of bias, we may not consider evidence of jurors’ mental
processes, including how they reached a particular verdict.
(Boyette, supra, 29 Cal.4th at p. 436; see Evid. Code, § 1150,
subd. (a).) Accordingly, we do not rely on jurors’ conclusory
responses indicating the poems did not affect their verdicts.
Apart from these statements, however, there is ample evidence
rebutting the presumption of prejudice.
Under the first test for prejudice, the poems were not so
inherently prejudicial that they were substantially likely to
influence the jurors’ proper deliberations. “This is not a case in
which the jury received inadmissible evidence relating to guilt
or innocence, or received improper legal information from
outside sources.” (Pinholster, supra, 1 Cal.4th at p. 927.) The
poems did not discuss the evidence or assert conclusions about
defendant’s guilt; they merely reflected on the jury’s role. Nor
does a review of the totality of the circumstances indicate the
poems created a substantial likelihood of bias. Deliberations
lasted four court days, from the afternoon of February 17, 1999,
until the afternoon of February 23, 1999. Juror No. 1 told the
court she wrote the poems after the guilt phase evidence had
concluded. Another juror took the poems home, typed them,
brought them back, and gave copies to the other jurors. The
majority of jurors reported the copies were distributed after the
jury had decided on defendant’s guilt. Juror No. 1 said, “I didn’t
show anybody those poems until after we decided.” The court
asked, “That he was guilty?” and Juror No. 1 responded, “Right.”
Similarly, Juror No. 11 reported that the poems had not been
distributed until just before the penalty phase began, and the
foreperson said, “I think it was at the very end of deliberations
that that thing came out.” Thus, it appears the seated jurors
first received copies of the poems at some point after they had
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reached a decision on guilt but before they announced their
verdicts. This timeline accords with jurors’ individual
recollections about when they read the poems. Of the 11 jurors
polled, only one specifically recalled reading the poems before
the verdicts were returned. Based on this record it is not
substantially likely the poems could have biased any juror’s
verdict.
C. Issues at the Second Penalty Phase
1. Lingering Doubt
To establish a “lingering doubt” in mitigation of penalty,
defendant sought to introduce evidence challenging his DNA
identification as the perpetrator of Terena’s sodomy and
murder. Specifically, he sought to present the finding of an
unknown party’s DNA and alleged contamination in the DNA
testing. The court ruled any such evidence inadmissible and
declined to instruct the jury on lingering doubt. Defendant
contends these rulings violate his state and federal
constitutional rights to due process and compulsory process,
equal protection, and a reliable penalty determination. We
disagree. The court did not abuse its discretion in excluding the
evidence, nor was there a reasonable possibility its exclusion
could have affected the verdict.
a. Background
In the guilt phase, defendant focused on challenging the
DNA evidence linking him to the crimes. Through cross-
examination and argument, defense counsel suggested evidence
swabs had been contaminated. The defense also stressed that
DNA from a third party had been found on one evidence swab.
To recap, RFLP, PCR, and short tandem repeat (STR) testing all
showed that DNA extracted from semen on Terena’s rectal area
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and jeans matched defendant’s DNA. PCR testing further
indicated that defendant was the major donor of sperm found in
a vulvar swab. However, this testing also detected a minor
amount of sperm on the vulvar swab from an additional donor.
The court declined to give a lingering doubt instruction at
the close of the first penalty phase trial but noted counsel were
free to address the point in argument. Defense counsel did so
but mentioned the DNA evidence only briefly. In discussing the
circumstances of the crime (§ 190.3, subd. (a)), he argued the
sodomy and murder appeared to be spontaneous and may have
been drug-induced. He then added: “The unanswered question
that was never ferreted out here, was there a third donor. And
the authorities had an opportunity to try to determine who that
was, but they never did. But there is no evidence that that third
donor would have committed this crime, and so I just leave you
with that thought.” (Italics added.) Thus, although counsel’s
first penalty phase argument alluded to lingering doubt, counsel
conceded there was “no evidence” that a third party had
committed the charged offenses.
The first penalty trial ended in deadlock, with jurors split
“7, 4, [and] 1.” The court declared a mistrial. Shortly thereafter,
defendant moved for “a new unitary trial on guilt/innocence and
penalty or alternatively for a ruling allowing lingering doubt
evidence to be permitted at the retrial of the penalty phase.”
The motion cited no authority for conducting a new guilt trial
because the penalty phase did not result in a verdict, and
defendant does not renew that argument here. The motion also
did not specify what evidence defendant wanted to present. The
court denied the motion. Because the defense sought to
introduce DNA evidence for the sole purpose of creating a doubt
as to defendant’s guilt, the court ruled it was beyond the scope
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of permissible evidence in the penalty phase. 28 Defense counsel
then asked the court “to bar the prosecution or any of their
witnesses from mentioning anything about the DNA evidence
whatsoever.” The prosecutor affirmed that the People did not
intend to mention DNA in the penalty retrial.
Several months later, while the penalty retrial was
pending, a new attorney representing defendant asked the court
to revisit its ruling. The defense wanted to introduce PCR
testing that showed the presence of a third party’s sperm and
lab results that could indicate contamination. Counsel argued
the evidence was relevant to show the circumstances of the
crime and that another person may have been involved. When
pressed by the court, defense counsel confirmed his intention
either to call Myers, the prosecution’s DNA expert, or to cross-
examine Myers to elicit evidence of the third party donor. The
defense planned to argue lingering doubt from this evidence and
would not be offering its own expert to contradict the DNA
findings. The prosecutor argued DNA evidence went solely to
the issue of the killer’s identity and was not a circumstance of
the crime, having been generated close to a year after the
murder. He averred that the state would present no evidence
on the issue of identity beyond the jury verdict from the first
trial.
The court acknowledged that the defense had a right to
present lingering doubt evidence and tended to agree that
samples taken from the victim’s body related to circumstances
of the offense. However, considering the overall strength of the
DNA evidence against defendant, the court did not believe
28
Defendant’s petition for writ of mandate challenging this
order was denied.
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revisiting the DNA evidence could raise an issue of lingering
doubt. It recalled that both PCR and RFLP testing showed
matches to defendant’s DNA, and the probability of a random
match under RFLP testing was one in 32 billion. In the face of
this evidence, the finding of a third party donor on one PCR test
would not suffice to raise a doubt about defendant’s guilt. The
court excluded the proffered evidence under Evidence Code
section 352 because it would confuse the issues, would require
an undue consumption of time, and would not be “useful
evidence” to raise an issue of lingering doubt.
During the penalty retrial, the prosecution presented the
circumstances of the crime without offering any DNA-related
evidence. The court again denied defendant’s request for an
instruction on lingering doubt. Counsel was not precluded from
arguing lingering doubt in his summation, however. First,
regarding circumstances of the crime, he pointed out that the
prosecutor “never introduced evidence to show [the jury] . . .
who, in fact, did the killing.” Later, counsel told the jury it could
consider lingering doubt as an extenuating circumstance under
section 190.3, subdivision (k). He explained that in an ordinary
trial, the same jury decides both guilt and penalty, but here
jurors did not “hear the first part of the case.” “So there’s got to
be in your mind some question about not only how it happened
but who exactly was involved with what happened.” He
acknowledged that a previous jury had found defendant guilty
of special circumstance murder beyond a reasonable doubt, and
the present jury was required to accept that verdict. Then he
continued: “But the thing you don’t know — because you can’t,
you haven’t heard — is the certainness of this particular verdict
and what arises under these particular circumstances. And it’s
not your fault. [¶] Is there any kind of a lingering or residual
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doubt that you may have in terms of the certainty of this verdict,
the kind that you may want to, you know, give a person the
death penalty?” He argued the jury was “caught in this bind”
because the prosecutor had chosen not to “present the entire
case” to them. “But the question still remains, the certainty of
someone else’s verdict — not the certainty for his guilt, but the
certainty to send the man to death, to death, that’s what we are
talking about.”
The second jury returned a verdict fixing the penalty at
death. The court denied defendant’s motion for new trial, which
challenged, among other rulings, the court’s exclusion from the
penalty retrial of “forensic evidence to raise the possibility of
lingering doubt.”
b. Discussion
A capital defendant has no state or federal constitutional
right to have a penalty phase jury consider lingering doubt
evidence. (People v. Gay (2008) 42 Cal.4th 1195, 1220 (Gay);
Oregon v. Guzek (2006) 546 U.S. 517, 523 (Guzek).) Admission
of this evidence is instead governed by statute. (People v.
Mataele (2022) 13 Cal.5th 372, 424 (Mataele).) Under
section 190.3, “evidence of the circumstances of the offense,
including evidence that may create a lingering doubt as to the
defendant’s guilt of the offense, is admissible at a penalty retrial
as a factor in mitigation.” (People v. Hamilton, supra, 45 Cal.4th
at p. 912; see Gay, at p. 1221.) “But this does not mean that the
defendant may introduce evidence, not otherwise admissible at
the penalty phase, for the purpose of creating a doubt as to the
defendant’s guilt.” (People v. Zapien (1993) 4 Cal.4th 929, 989.)
“ ‘ “The test for admissibility is not whether the evidence tends
to prove the defendant did not commit the crime, but, whether
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it relates to the circumstances of the crime or the aggravating
or mitigating circumstances.” [Citation.]’ [Citation.] The
evidence must not be unreliable [citation], incompetent,
irrelevant, lack probative value, or solely attack the legality of
the prior adjudication.” (People v. Hamilton, at p. 912; see
People v. Holmes, McClain and Newborn (2022) 12 Cal.5th 719,
814 (Holmes, McClain and Newborn); Linton, supra, 56 Cal.4th
at p. 1198.)
The court below was aware of defendant’s right to present
lingering doubt evidence within these constraints, and it
accepted defendant’s assertion that DNA evidence was relevant
to circumstances of the crime because it was derived from
samples taken from the victim’s body and clothing. 29
Nevertheless, the court concluded the evidence had little to no
probative value on the issue of lingering doubt, risked confusing
the jury, and would require an undue consumption of time. Its
exclusion of the evidence on these grounds was not an abuse of
discretion.
First, as the Attorney General points out, defendant made
no offer of proof as to the specific evidence he intended to
present. (See Holmes, McClain and Newborn, supra, 12 Cal.5th
at p. 814.) In order to argue that DNA evidence linking him to
the crime was tainted, defendant would have had to call both
Myers and criminalist Sharon Smith to the stand, and possibly
additional witnesses, to establish chain of custody. Yet defense
counsel did not indicate he had spoken with these witnesses or
taken any steps to secure their testimony. Nor had the defense
retained its own expert to testify about potential contamination
29
Like the trial court, we accept the defense’s assertion but
make no independent holding as to whether it is correct.
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or the collection of a third party’s DNA. Without an offer of proof
describing the specific evidence the defense intended to present,
the court was left to guess about what might be offered and how
that evidence might be relevant in the penalty trial.
In any event, the court did not err in excluding the
evidence under Evidence Code section 352. The evidence did
concern the condition of the victim’s body, and so was relevant
as a circumstance of the offense. (§ 190.3, subd. (a).) It may also
have been marginally relevant to show fallibility in the DNA
testing that led to defendant’s identification. But, overall, the
probative value of this evidence to raise a lingering doubt about
defendant’s guilt was minimal. Contrary to defendant’s
suggestion on appeal, the proffered evidence would not have
shown that a different person committed the crimes. “Evidence
that a third person actually committed a crime for which the
defendant has been charged is relevant but, like all evidence,
subject to exclusion at the court’s discretion under Evidence
Code section 352 if its probative value is substantially
outweighed by the risk of undue delay, prejudice or confusion.”
(People v. Yeoman (2003) 31 Cal.4th 93, 140.) Although such
evidence need not show definitively that a third party
committed the act, for it to be admissible the evidence must at
least “ ‘be capable of raising a reasonable doubt of defendant’s
guilt. At the same time, we do not require that any evidence,
however remote, must be admitted to show a third party’s
possible culpability.’ ” (People v. Hamilton, supra, 45 Cal.4th at
p. 914.) Rather, “ ‘there must be direct or circumstantial
evidence linking the third person to the actual perpetration of
the crime.’ ” (Ibid., quoting People v. Hall (1986) 41 Cal.3d 826,
833.)
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Although defendant makes much of the fact that a third
party’s DNA was detected on one vulvar swab, this evidence
does not tend to show that someone else committed the sodomy
and murder. Semen stains on Terena’s jeans and in rectal and
vulvar slides matched defendant’s DNA in all three forms of
testing conducted. The probability of this match occurring at
random ranged from one in 1.6 million using the PCR test to one
in 32 billion using the RFLP method. The only anomalous
finding, based on one slide and reflected in only one of three
forms of testing, was a small amount of DNA from someone
other than defendant or Terena’s husband. The source of that
third-party DNA was questionable, and evidence in the guilt
phase suggested that, due to his lack of hygiene, it could have
come from defendant himself. That finding on one slide
notwithstanding, defendant was consistently identified as the
major donor of all DNA found in the samples. Evidence of the
foreign DNA did not exonerate defendant. Indeed, defense
counsel conceded this point in the first penalty trial when he
told the jury, “there is no evidence that that third donor would
have committed this crime.” At most, the evidence might have
suggested that a third party had sexual contact, although not
anal intercourse, with the decedent. Because the defense did
not claim that an accomplice committed the crimes, the
relevance of the evidence is far from apparent. “ ‘The court is
not required to admit evidence that merely makes the victim of
a crime look bad.’ ” (People v. Stitely (2005) 35 Cal.4th 514, 548
(Stitely).) 30
30
In the trial court, defense counsel suggested DNA
contamination evidence could additionally be used to raise a
lingering doubt about the truth of the sodomy special
circumstance, because sperm was present in the criminalist’s
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The facts here distinguish this case from others in which
we have found the exclusion of lingering doubt evidence
erroneous. Defendant relies heavily on Gay, supra, 42 Cal.4th
1195, in which we reversed a penalty judgment due to the
erroneous exclusion of lingering doubt evidence. The evidence
at issue in Gay was markedly different, however. It included
four statements from Gay’s crime partner admitting that he,
and not Gay, was the shooter. (Id. at pp. 1214–1215.) Unlike
the anomalous forensic finding here, the evidence in Gay clearly
and directly implicated a third party in commission of the
charged crimes. Moreover, the error in excluding the evidence
was compounded by the trial court’s instruction that the jury
disregard portions of the defense opening statement contending
Gay was not the shooter and by an instruction stating Gay’s
“responsibility for the shooting had been conclusively proven
and that there would be no evidence presented in this case to
the contrary.” (Id. at p. 1224.) The court here gave no
comparable instruction that would have prevented the jury’s
consideration of lingering doubt. (See Reed, supra, 4 Cal.5th at
p. 1014.) 31
rectal slide even though no sperm had been found on the
coroner’s rectal slide. Defendant does not renew this argument
in his briefing on appeal, however, and it is unclear whether he
has abandoned it. In any event, a disparity over sperm in the
various slides would have had little probative value in light of
the significant other evidence that Terena had been sodomized
and that defendant’s sperm was present in other samples.
31
The jury was instructed pursuant to CALJIC No. 8.84 that
defendant had been found guilty of murder and that a special
circumstance allegation had been found true. Defendant does
not claim the giving of this instruction was error.
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The proffered evidence was similarly compelling in other
cases in which we have held the exclusion of lingering doubt
evidence to be error. For example, in People v. Banks (2014) 59
Cal.4th 1113, 1194 (Banks), the court precluded the defense
from asking eyewitnesses any questions regarding their
identifications of the defendant. And in Mataele, supra, 13
Cal.5th at page 423, the court excluded testimony from a newly
located eyewitness whose description of the shooter differed
markedly from the defendant’s appearance. Because the
evidence in both cases was relevant and would have been
admissible in the guilt phase, we concluded its exclusion was
error, albeit harmless. (See id. at p. 426; Banks, at pp. 1195–
1196; see also Holmes, McClain and Newborn, supra, 12 Cal.5th
at pp. 814–815 [exclusion of eyewitness expert was harmless
error].)
While evidence of DNA contamination and the minimal
presence of third party DNA was admitted in the guilt phase of
defendant’s trial, the court reasonably found its probative value
minimal at the penalty phase on the issue of lingering doubt.
Moreover, even relevant evidence may be excluded “ ‘if it creates
a substantial danger of prejudicing, confusing, or misleading the
jury, or would consume an undue amount of time. (See Evid.
Code, § 352.)’ ” (Linton, supra, 56 Cal.4th at p. 1202; see People
v. Fauber (1992) 2 Cal.4th 792, 856.) Under that aspect of the
Evidence Code section 352 balancing test, the court was well
within its discretion to conclude that relitigation of DNA issues
posed a substantial risk for confusion and undue time
consumption. This jury had heard nothing of the DNA evidence
linking defendant to the crimes. The presentation of defendant’s
proposed evidence would have required explanatory evidence
about the science of DNA analysis and matching, how forensic
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samples from the crime scene were collected and preserved, how
DNA was extracted from these samples for comparison with
defendant’s DNA, how different methods of DNA testing are
performed, and how the statistical significance of a match is
determined for the different testing methods. Setting aside the
evidence presented by necessary chain-of-custody witnesses,
testimony on these issues from criminalist Sharon Smith, DNA
expert Steven Myers, and supervisor of the DNA lab Gary Sims
consumed the better part of five days in the guilt phase trial.
This highly technical evidence also risked distracting the jury
from its task of determining the appropriate penalty for the
crimes of which the defendant stood convicted. On balance, the
court did not abuse its discretion in excluding the evidence
under Evidence Code section 352.
Even assuming error, there is no reasonable possibility it
affected the verdict. (See Gay, supra, 42 Cal.4th at p. 1223.)
Had the defense opened the door to DNA evidence, the
prosecution would have been free to present proof that semen
found on the victim’s body and clothing matched defendant’s
DNA profile with odds of one in 32 billion that the DNA could
have come from someone else. Although lingering doubt may
often be an effective defense strategy in the penalty phase (see
Gay, at p. 1227), “here, the evidence of defendant’s innocence
was so weak as to be nearly nonexistent.” (Banks, supra, 59
Cal.4th at p. 1196.) It is notable that defense counsel spent very
little time arguing lingering doubt in the first penalty trial.
Even after an intense focus in the guilt phase trial on the
possibility of contamination and the presence of third party
DNA, defense counsel simply argued that the possibility of a
third party donor was an “unanswered question” and expressly
acknowledged there was “no evidence that that third donor
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would have committed this crime.” (Italics added.) Defendant
argues prejudice must be inferred from the different outcomes
of the two penalty trials, because the first jury was unable to
reach a penalty verdict after it heard all the guilt phase DNA
evidence whereas the second jury who did not hear this evidence
returned a death verdict without difficulty. But this argument
ignores the myriad considerations that affect the penalty
decision and the new viewpoints brought to bear on the question
by a different set of jurors. “All that can reasonably be inferred
from the first jury’s failure to agree on a penalty is that the
jurors differed as to defendant’s moral culpability for any
number of reasons.” (People v. Hawkins (1995) 10 Cal.4th 920,
968 (Hawkins).) In addition, as the Attorney General points out,
the second jury heard aggravating evidence not presented in the
first trial regarding defendant’s 1990 possession of a billy club,
his possession of a razor blade while in custody, the dramatic
injuries that could be inflicted by such a weapon, his phone calls
to sex hotlines in the weeks before the murder, and an incident
in which he exposed his penis to two children. Standing alone,
the fact the two penalty trials had different outcomes is not
sufficient to establish prejudice. A contrary ruling would
eliminate harmless error review of any penalty phase retrial.
Finally, defendant asserts constitutional error, despite
settled law holding there is no federal constitutional right to
present lingering doubt evidence. (See, e.g., Mataele, supra, 13
Cal.5th at p. 423; Gay, supra, 42 Cal.4th at p. 1220; Stitely,
supra, 35 Cal.4th at p. 566; Guzek, supra, 546 U.S. at p. 523.)
He seeks to distinguish these authorities because his claim
involves a penalty retrial, and the evidence he sought to
introduce was not “new” but had previously been admitted in
the guilt trial. The argument is unpersuasive. Neither our
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holdings, nor the high court’s, are premised on whether the
evidence in question was presented in a previous trial, and we
have frequently applied these principles in the context of
penalty retrials. (See, e.g., Holmes, McClain and Newborn,
supra, 12 Cal.5th at pp. 813–814; Banks, supra, 59 Cal.4th at
p. 1196; Streeter, supra, 54 Cal.4th at p. 265; People v. Hamilton,
supra, 45 Cal.4th at pp. 911–912; Gay, at p. 1220; Hawkins,
supra, 10 Cal.4th at p. 967.) Moreover, defendant fails to
explain why the Eighth Amendment would demand admission
of the evidence in one context but not the other. If evidence
offered on lingering doubt is truly mitigating, the constitutional
case for its admission might seem even more compelling if the
evidence is newly discovered than if it was presented before and
did not produce an acquittal. Defendant has cited no authority
recognizing a constitutional right to present lingering doubt
evidence under the circumstances here, and we adhere to our
decisions holding there is none.
2. Legality of Retrial
Defendant next contends state and federal constitutional
bans on cruel and unusual punishment prohibit retrial of the
penalty phase after a jury deadlock. Citing laws of other states,
he argues national consensus supports limiting the prosecution
to a single opportunity to obtain a death sentence. He
acknowledges, however, that we have previously rejected this
claim. (See People v. Taylor (2010) 48 Cal.4th 574, 633–634.)
“We have said the fact that California stands ‘among the
“handful” of states that allows a penalty retrial following jury
deadlock on penalty does not, in and of itself, establish a
violation of the Eighth Amendment or “evolving standards of
decency that mark the progress of a maturing society.”
[Citation.]’ (Taylor, at p. 634.) Further, we have held that a
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penalty retrial following jury deadlock does not violate the
constitutional proscription against double jeopardy or cruel and
unusual punishment. (Ibid.)” (Jackson, supra, 1 Cal.5th at
p. 356.) Recent decisions have reaffirmed these holdings (see
ibid.; see also People v. Rhoades (2019) 8 Cal.5th 393, 441–443
(Rhoades); People v. Young (2019) 7 Cal.5th 905, 939; People v.
Peoples (2016) 62 Cal.4th 718, 751 (Peoples).) We decline to
depart from this precedent. “That a rule barring retrial of
penalty on jury deadlock would benefit the defense does not
demonstrate that the opposite rule, allowing retrial in order to
provide the People a full opportunity to prove their case for the
death penalty, deprives defendants of any right to which they
are constitutionally entitled.” (Rhoades, at p. 443.)
3. Prosecutorial Misconduct
Defendant claims the prosecutor committed prejudicial
misconduct in closing argument by referring to him with
derogatory epithets and by displaying publications that were
not in evidence. He maintains the alleged misconduct violated
his constitutional rights to due process, confrontation, and a
reliable penalty verdict.
As discussed (see ante, at pp. 53–54), a prosecutor’s
“misbehavior ‘violates the federal Constitution when it
comprises a pattern of conduct “so egregious that it infects the
trial with such unfairness as to make the conviction a denial of
due process.” ’ ” (Rhoades, supra, 8 Cal.5th at p. 418; see
Darden, supra, 477 U.S. at p. 181.) “Conduct by a prosecutor
that does not reach that level nevertheless constitutes
misconduct under state law, but only if it involves the use of
deceptive or reprehensible methods to persuade the court or
jury.’ ” (Armstrong, supra, 6 Cal.5th at p. 795.) When, as here,
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misconduct is asserted “based on the prosecutor’s comments
before the jury, ‘ “the question is whether there is a reasonable
likelihood that the jury construed or applied any of the
complained-of remarks in an objectionable fashion.” ’ ” (Friend,
supra, 47 Cal.4th at p. 29.) To the extent any of the prosecutor’s
argument rose to the level of misconduct, no prejudice warrants
reversal of the judgment.
a. Epithets
Defendant complains of 10 instances in which the
prosecutor referred to him using vigorous, derogatory language.
Near the start of his argument, the prosecutor asked the jury to
return a death verdict “for this depraved aberration of
humanity, Giles Nadey.” After describing details of the crimes,
he similarly argued that death was the only appropriate penalty
“for this depraved cancer.” The prosecutor also repeatedly used
epithets referring to defendant’s tattoos. He called defendant a
“tattooed pervert,” a “tattooed predator,” a “tattooed barbarian,”
and, sarcastically, “our tattooed hero.” On three occasions, he
referred to defendant as a “tattooed hyena.” Finally, in
anticipated rebuttal of a defense argument for sympathy, the
prosecutor described defendant as a “vile, nasty predator.”
Defendant objected to none of these characterizations. To
preserve a prosecutorial misconduct claim for appeal, a
defendant must ordinarily make “a timely and specific objection
at trial” and request an admonition that the jury disregard the
improper argument. (People v. Seumanu (2015) 61 Cal.4th
1293, 1328; see People v. Ghobrial (2018) 5 Cal.5th 250, 289–290
(Ghobrial).) “ ‘ “The reason for this rule, of course, is that ‘the
trial court should be given an opportunity to correct the abuse
and thus, if possible, prevent by suitable instructions the
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harmful effect upon the minds of the jury.’ ” ’ ” (Peoples, supra,
62 Cal.4th at p. 801.) Failure to raise a timely objection and
request an admonition will be excused only “ ‘if doing either
would have been futile, or if an admonition would not have cured
the harm.’ ” (Ghobrial, at p. 290.) However, “ ‘[a] defendant
claiming that one of these exceptions applies must find support
for his or her claim in the record. [Citation.] The ritual
incantation that an exception applies is not enough.’ ” (People
v. Daveggio and Michaud (2018) 4 Cal.5th 790, 853.)
Defendant contends the prosecutor’s misconduct was so
pervasive that an objection would have been futile, but the
challenged remarks were allowed to continue because they were
never met with an objection. “The problem is that defendant
made no objections whatever to the various instances of asserted
misconduct,” even though “ ‘a timely objection and admonition
by the court at the outset might have tempered the prosecutor’s
aggressiveness before it became so extreme.’ ” (People v. Dennis
(1998) 17 Cal.4th 468, 521.) Moreover, nothing in the record of
the trial court’s rulings suggests that an objection to the
derogatory references would have been futile. “Although it is
theoretically possible a trial court could be so biased against a
defendant — as evidenced by prior rulings — that an appellate
court might reasonably conclude further objections would have
been futile, such is not the case here. An objection and a request
for admonition would have allowed the trial court to remedy any
unfairness occasioned by the prosecutor’s argument, avoiding
any potential harm.” (Boyette, supra, 29 Cal.4th at p. 432.)
Defendant’s complaint that an objection “would have only
reinforced the damaging force of the challenged remarks” is
similarly unavailing. As we have explained, reliance on such an
exception “would swallow the rule requiring a timely objection
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and request for admonition, for one always runs the risk of
drawing the jury’s attention to an improper line of argument by
registering an objection.” (Ibid.) Accordingly, defendant’s claim
of misconduct based on derogatory epithets has been forfeited.
It also lacks merit.
“For a prosecutor’s remarks to constitute misconduct, it
must appear reasonably likely in the context of the whole
argument and instructions that ‘ “the jury understood or applied
the complained-of comments in an improper or erroneous
manner.” ’ ” (Winbush, supra, 2 Cal.5th at p. 480.) “ ‘ “Closing
argument may be vigorous and may include opprobrious
epithets when they are reasonably warranted by the
evidence.” ’ ” (People v. Fayed (2020) 9 Cal.5th 147, 207 (Fayed);
see People v. Rivera (2019) 7 Cal.5th 306, 337 (Rivera).)
The evidence showed that defendant committed a brutal
crime in the victim’s future home. He had used his employment
to gain access to the residence, called a sex hotline from the
scene, committed a particularly violent sexual assault and
murder, and appeared unmoved by the impact of his offenses in
their immediate aftermath. This evidence supported the use of
harsh and pointed language in argument to describe defendant’s
conduct and character. That is particularly so when the central
issue at a penalty phase trial turns on the appropriate
punishment for a defendant whose guilt has previously been
established. The prosecution is permitted to use language to
support a penalty that reflects the highest degree of social
opprobrium. The descriptions of defendant’s behavior as
depraved, inhumane, perverted, or vile are fair comment on the
trial evidence. When the use of such language is supported by
evidence of heinous crimes, the prosecution is not required to
describe the defendant in terms more apt for a church choir
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member or charitable aid worker. (See Edwards, supra, 57
Cal.4th at pp. 764–765.) Phrases that liken a defendant to an
animal or dreaded disease are closer to the line, however, and
we do not endorse them. Advocates may argue their cases with
vigor, but they are also expected to remain mindful of their
obligations to uphold professional decorum.
Although forceful epithets carry a risk of irrationally
inflaming the jury or prejudicing it against the defendant, the
epithets here do not rise to that level. The People were entitled
to comment on the brutality of Terena’s sodomy and murder, as
well as section 190.3, factor (b) evidence of defendant’s other
misconduct suggestive of sexual deviancy. The use of “colorful
or hyperbolic language will not generally establish prosecutorial
misconduct.” (Peoples, supra, 62 Cal.4th at p. 793.) Indeed, we
have previously rejected misconduct claims based on very
similar epithets to those here. In People v. Thomas, supra, 54
Cal.4th at page 943, the prosecutor called the defendant “a
‘predator of the women of Alameda County,’ a ‘predator,’ a
‘depraved predator,’ a ‘vile, nasty predator of women,’ a ‘hyena,’
a ‘sociopath,’ and a ‘walking cancer’ that should be culled from
society by imposition of the death penalty.” We rejected
Thomas’s misconduct claim because the descriptions
“constituted permissible ‘opprobrious epithets warranted by the
evidence.’ ” (Ibid.; see People v. Zambrano (2007) 41 Cal.4th
1082, 1172 [collecting cases].) Similarly, the prosecutor’s
argument here amounted to more than name-calling; it
permissibly attacked the defense’s mitigating evidence and
focused strongly on details of the aggravating evidence.
Considered “in the context of the argument as a whole” (People
v. Covarrubias (2016) 1 Cal.5th 838, 894), the epithets would not
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have diverted the jury’s attention from its proper role or invited
an irrational response.
Defendant additionally complains that the prosecutor’s
repeated references to his tattoos constituted misconduct
because “tattooed is a code word for gang membership.” But a
prosecutor has “wide latitude” to present an assertive closing
argument, “as long as it is a fair comment on the evidence, which
can include reasonable inferences or deductions to be drawn
therefrom.” (People v. Harrison (2005) 35 Cal.4th 208, 244.)
Here, a photograph of defendant’s hands showed multiple
tattoos, including a double lightning bolt. These tattoos would
have been plainly visible to the jury. “Tattooed” was thus an
accurate description of defendant’s appearance.
b. Display of Publications
Defendant next contends the prosecutor improperly
referred to facts not in evidence during closing argument when
he displayed two publications on Nazi party symbols. This
portion of the argument was offered to rebut testimony from
defense expert James Park that defendant would adjust well to
prison life and would be a “good prisoner.”
During Park’s cross-examination, the prosecutor raised
the subject of defendant’s tattoos and asked if Park was familiar
with the Nazi party’s use of “SS runes.” Park seemed confused
by the word “runes.” After clarification, Park admitted he had
seen such tattoos but asserted he paid little attention to them.
The prosecutor showed Park a photograph of defendant’s hands
and asked if he had seen “those little SS marks” before. Park
disputed the characterization, saying the tattoo looked “more
like a double lightning bolt,” but eventually said he had
“probably” seen similar tattoos before. The prosecutor then
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asked about Park’s familiarity with the Aryan Brotherhood, and
Park described it as “a white supremacist group who sometimes
identify themselves as Nazis.” He agreed that “very often”
Aryan Brotherhood members announce their membership in
that gang by tattooing their affiliation on their bodies. He then
added, “Especially when they are young. It depends on how long
he’s had these.” At this point, defense counsel objected that
there had been no evidence of any gang involvement. The court
overruled the objection, explaining the subject was proper
impeachment of the expert’s opinion. It observed that if
defendant “has these runes tattooed on his fingers, the jury can
draw their own inferences whether or not this man would be a
gang member with a likelihood of violence.”
The prosecutor reminded the jury of this exchange in
closing argument. He criticized Park as an “avid opponent of
the death penalty” whose “bias toward the side that hired him
was blatantly shown when it came to the issue of the defendant’s
tattoos.” The prosecutor then read back his cross-examination
on the issue. He displayed a photograph of defendant’s right
hand showing the double lightning bolt tattoo and criticized
Park for refusing to answer what the marks might signify. He
then showed the jury a picture from “a little book about the
Gestapo” and asked, “See these runes? Don’t they look
familiar?” Defendant objected that the picture was not in
evidence and the argument was “far afield” of evidence the jury
had received. The court ruled the argument was permissible in
light of Park’s testimony, so long as the prosecutor did not
attempt to portray defendant “as a Nazi.” He admonished the
jury that the argument “goes to the issue of gang membership,”
in the context of defense evidence that defendant would adjust
well to prison life.
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The prosecutor continued by displaying images from
another book, called SS Regalia. He argued: “Look, even the
uniformed people of the SS, the pictures in here of their news
magazine, their newspaper, what do you see? Runes, lightning
bolts, whatever you want to call them. Okay? [¶] And to show
that these were not just something I made up, here is a Panzer
SS uniform with runes on the collar patch.” He asked, “Gee, why
didn’t this 31-year expert in the prison system give me that?
[¶] Because he doesn’t want to anger the side who hired him.
That’s why.” He then directed the jury’s attention to another
image of “an SS vehicle pennant, SS runes, okay, or thunder
bolts, the identical thing we have on Nadey’s hands.” Referring
again to Park’s testimony, he commented, “Now, if he can’t recall
those as matching these, I question his expertise. I question his
opinion. [¶] Is he biased? Draw your own conclusions.”
It is misconduct for a prosecuting attorney to argue beyond
the record by stating facts not in evidence. (Fayed, supra, 9
Cal.5th at p. 204; Rivera, supra, 7 Cal.5th at p. 335; Hill, supra,
17 Cal.4th at pp. 827–828.) An advocate who does so is
essentially offering unsworn testimony not subject to cross-
examination. (People v. Bolton (1979) 23 Cal.3d 208, 213.)
“However, the prosecution ‘enjoys wide latitude in commenting
on the evidence, including the reasonable inferences and
deductions that can be drawn therefrom.’ ” (Fayed, at p. 204;
see Ghobrial, supra, 5 Cal.5th at p. 289.) Thus, “comments
drawn from common experience, history, or literature” are
generally permissible (Loker, supra, 44 Cal.4th at p. 742), as are
quotations from books or other sources presented for illustrative
purposes (see People v. Riggs (2008) 44 Cal.4th 248, 325 (Riggs);
People v. Hines (1997) 15 Cal.4th 997, 1063).
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It is certainly permissible for a party to challenge the
credibility of an opposing expert. The existence of bias, interest,
or motive of any witness bears on the credibility question. (Evid.
Code, § 780, subd. (f).) Here the prosecutor argued that Park
had a bias against the death penalty and sought to please the
party that hired him to testify. In support of that assertion, he
pointed to Park’s reluctance to concede the significance of
defendant’s tattoos and challenged whether an expert with
Park’s years of experience truly had such a limited exposure to,
or inattention to, the symbols on defendant’s hand when he was
evaluating how defendant would conduct himself in prison.
The Attorney General contends the symbolism of SS runes
is a subject of common knowledge. That may be true. He also
contends it was permissible for the prosecutor to attack Park’s
credibility in closing argument. That is also true. But the
prosecutor here did more. He did not simply argue that
symbolism of the runes is common knowledge or use the printed
material for illustration. Instead, he displayed pictures from
two books that were not in evidence. These extra-record
materials were not shown simply to illustrate a general
principle related to the jury’s sentencing decision. They were
presented as substantive proof that, despite Park’s refusal to
acknowledge as much, the double lightning bolt was, in fact, a
part of Nazi symbolism. Indeed, the prosecutor expressly told
the jury he was displaying the images “to show that these were
not just something I made up.” Had the prosecution chosen to
rely on this fact, it could have called an expert of its own. A
party is allowed to appeal to common knowledge and let the
jurors conclude for themselves whether an argued conclusion is
supported by generally available knowledge. It cannot,
however, argue beyond the evidence to factually augment the
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record. This use of extra-record materials in closing argument
was misconduct. (See, e.g., Riggs, supra, 44 Cal.4th at p. 326.)
This transgression notwithstanding, there was no
prejudice under any standard. Although Park quibbled over
whether defendant’s tattoos depicted SS runes or thunderbolts,
he did not dispute that the Nazis had used a similar symbol, and
he conceded he had “probably” seen the symbol used by
“members of the Aryan Brotherhood or white supremacist
groups.” The jury would therefore have been aware of these
facts from the trial evidence. Moreover, the jury was instructed
repeatedly that attorneys’ arguments were not evidence and
their decision could be based only on the evidence presented.
(See Peoples, supra, 62 Cal.4th at p. 798.) The prosecutor
emphasized these instructions at the beginning of his argument,
reminding jurors “what we say is not evidence,” and “[t]he only
evidence that you can consider are the statements you heard on
the witness stand as testimony and any tangible items . . .
produced as various exhibits.” We presume the jury followed the
court’s instructions. (People v. Potts (2019) 6 Cal.5th 1012,
1037.)
Furthermore, both sides’ arguments discouraged jurors
from relying on the extra-record materials as evidence of gang
membership. The prosecutor did not explicitly argue that
defendant belonged to a gang. His argument based on the extra-
record materials was specifically directed at showing a defense
expert’s bias, which was permissible commentary on the trial
evidence. And defense counsel’s argument thoroughly rebutted
any suggestion that defendant was a gang member. He argued:
“Ladies and Gentlemen, . . . there’s been absolutely no evidence
that [defendant] is a gang member. Nothing in the records that
we’ve seen, prison records or the jail records, indicate that he is
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a gang member. [¶] Let me tell you something: If he were a
gang member, the gentleman here, the deputy, . . . would have
a file, and on his file . . . stamped would be ‘gang member’ so
that he knows and the rest of the world knows that this man is
a gang member and should be kept apart from other gang
members . . . . [¶] No such evidence has been introduced
because there isn’t any. No deputy sheriffs came and told you
he is a gang member because he is not.” 32 Counsel then directly
addressed the tattoos: “Does he have tattoos? [¶] Yes, he has
tattoos. [¶] Do those tattoos stand for something? [¶] Maybe.
Maybe not. [¶] Could they resemble some other tattoos?
[¶] Certainly, they can. [¶] Are they wannabes? [¶] They are
wannabes. [¶] But there is no evidence that he is a gang
member.” He closed by urging that this subject was not a proper
consideration under section 190.3, factor (b).
Considering the court’s instructions and these arguments,
there is no reasonable likelihood the jury construed the
prosecutor’s argument “ ‘ “ ‘in an objectionable fashion.’ ” ’ ”
(Linton, supra, 56 Cal.4th at p. 1205.) The display of extra-
record materials was relatively brief and “ ‘did not comprise a
pattern of egregious misbehavior making the trial
fundamentally unfair.’ ” (Winbush, supra, 2 Cal.5th at p. 484;
see Donnelly v. DeChristoforo (1974) 416 U.S. 637, 642–643.)
Nor is it reasonably possible the jury would have rendered a
different verdict absent the misconduct. (See Ghobrial, supra,
5 Cal.5th at p. 289; People v. Brown (1988) 46 Cal.3d 432, 448.)
Park’s testimony on cross-examination ultimately conceded that
32
It appears this portion of the defense argument relating to
the custodial deputy’s file and the significance of its possible
contents strayed beyond the trial evidence as well.
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tattoos were a possible signifier of gang membership. The
display in closing argument of images depicting the symbol’s use
in Nazi propaganda, while misconduct, was not so prejudicial
that it could have realistically altered the trial’s outcome, in
light of all the other evidence.
Finally, as with his claim related to lingering doubt
evidence, defendant infers prejudice from the fact that the
retrial jury returned a death verdict after hearing the
objectionable argument, whereas his first jury was unable to
reach a penalty verdict. But, as discussed, jurors are not
fungible. New jurors necessarily bring different experiences and
viewpoints to questions bearing on the penalty decision. (See
Hawkins, supra, 10 Cal.4th at p. 968.) New aggravating
evidence was also presented in the second trial, including a
significant new incident of sexual misconduct when defendant
exposed his penis to an 11-year-old boy and his 12-year-old
sister. The different outcomes do not establish prejudice.
4. Challenges to Death Penalty Law
Defendant acknowledges that we have previously rejected
all of his challenges to the constitutionality of California’s death
penalty statute and instructions. He presents these claims
again to urge reconsideration and preserve the issues for federal
review. (See People v. Schmeck (2005) 37 Cal.4th 240, 303–304.)
We decline to depart from our settled precedents.
Because the jury’s penalty choice is a normative decision,
not a factual one (People v. Beck and Cruz (2019) 8 Cal.5th 548,
670), California’s death penalty scheme does not violate the
federal Constitution for failing to require written findings
(People v. Camacho (2022) 14 Cal.5th 77, 150 (Camacho)) or
unanimous findings as to the existence of aggravating factors,
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prior convictions, or unadjudicated criminal activity (People v.
Tran (2022) 13 Cal.5th 1169, 1235 (Tran); People v. McDaniel
(2021) 12 Cal.5th 97, 142–145, 156 (McDaniel)). Nor is the
scheme deficient because it does not require findings be made
beyond a reasonable doubt as to the existence of aggravating
factors (other than section 190.3 factor (b) or (c) evidence), that
aggravating factors outweigh mitigating factors, or that death
is the appropriate penalty (People v. Thomas (2023) 14 Cal.5th
327, 408; Mataele, supra, 13 Cal.5th at p. 435). The high court’s
decisions in Apprendi v. New Jersey (2000) 530 U.S. 466, Ring v.
Arizona (2002) 536 U.S. 584, and Hurst v. Florida (2016) 577
U.S. 92 do not alter these conclusions. (Thomas, at p. 408;
People v. Ng (2022) 13 Cal.5th 448, 572.)
The class of death-eligible offenders is not impermissibly
broad, and special circumstances are not so numerous or
expansive as to defeat their constitutionally required narrowing
function. (People v. Parker (2022) 13 Cal.5th 1, 89–90 (Parker);
People v. Pineda (2022) 13 Cal.5th 186, 257 (Pineda).)
Section 190.3, factor (a), which permits aggravation based
on the circumstances of the crime, does not result in arbitrary
and capricious imposition of the death penalty. (Mataele, supra,
13 Cal.5th at pp. 434–435; Pineda, supra, 13 Cal.5th at p. 257.)
A defendant’s constitutional rights are not violated when the
same jury that decided guilt also decides under section 190.3,
factor (b) whether the defendant committed unadjudicated
criminal conduct. (Tran, supra, 13 Cal.5th at p. 1235; People v.
Dement (2011) 53 Cal.4th 1, 56.) Moreover, the predicate for this
claim fails here because a different jury set defendant’s penalty
after a retrial. The use of prior convictions in aggravation under
section 190.3, factor (c) does not place a capital defendant in
double jeopardy. (People v. Williams (2016) 1 Cal.5th 1166,
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Opinion of the Court by Corrigan, J.
1204; People v. Williams (2013) 56 Cal.4th 165, 201.) The trial
court is not constitutionally required to instruct on whether a
sentencing factor, including consideration of the defendant’s age
under section 190.3, factor (i), is aggravating or mitigating.
(Camacho, supra, 14 Cal.5th at p. 149; Tran, at p. 1235.)
The sentencing factors listed in CALJIC No. 8.85 are not
unconstitutionally vague, and the trial court is not required to
delete inapplicable factors. (Mataele, supra, 13 Cal.5th at
p. 435; Pineda, supra, 13 Cal.5th at p. 258.) The instruction’s
use of the words “extreme” and “substantial” does not unduly
constrain the jury’s consideration of mitigating circumstances.
(Parker, supra, 13 Cal.5th at p. 91.) CALJIC No. 8.88’s
instruction that death may be imposed only if the jury finds
aggravating factors “so substantial” compared to mitigating
factors that death is warranted is not unconstitutionally vague.
(Mataele, at p. 435; Pineda, at pp. 257–258.) The court was not
required to instruct the jury to return a sentence of life
imprisonment without parole if it found mitigation outweighed
aggravation. (People v. Thomas, supra, 14 Cal.5th at p. 409;
Camacho, supra, 14 Cal.5th at p. 149.)
The federal Constitution does not require intercase
proportionality review. (Mataele, supra, 13 Cal.5th at p. 436;
McDaniel, supra, 12 Cal.5th at p. 157.) Nor does the death
penalty law violate equal protection for failing to provide the
disparate sentence review afforded other felons. (People v.
Ramirez (2022) 13 Cal.5th 997, 1161; Parker, supra, 13 Cal.5th
at p. 91.) California’s capital sentencing scheme does not violate
international law or the Eighth Amendment. (Camacho, supra,
14 Cal.5th at p. 150; McDaniel, at p. 157.)
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Opinion of the Court by Corrigan, J.
Finally, “considering the arguments in combination, and
viewing the death penalty law as a whole, it is not
constitutionally defective. Defendant’s challenges to
California’s death penalty scheme ‘are no more persuasive when
considered together,’ than when considered separately.
[Citation.] ‘California’s capital sentencing scheme as a whole
provides adequate safeguards against the imposition of
arbitrary or unreliable death judgments.’ ” (People v. Anderson
(2018) 5 Cal.5th 372, 426; see Mataele, supra, 13 Cal.5th at
p. 436.)
D. Cumulative Error
Defendant asserts that cumulative prejudice resulting
from errors in the guilt and penalty phases requires reversal of
the judgment. We have concluded the prosecutor committed
misconduct in penalty phase closing argument by displaying
extra-record materials and have assumed error regarding the
court’s response to a juror note concerning defense access to a
DNA expert and testimony from a pathologist who did not
conduct the victim’s autopsy. Considering these errors together,
we conclude their cumulative effect does not warrant reversal.
(See Tran, supra, 13 Cal.5th at pp. 1236–1237; Pineda, supra,
13 Cal.5th at pp. 259–260.)
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Opinion of the Court by Corrigan, J.
III. DISPOSITION
The judgment is affirmed.
CORRIGAN, J.
We Concur:
GUERRERO, C. J.
KRUGER, J.
GROBAN, J.
JENKINS, J.
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S087560
Dissenting Opinion by Justice Liu
Defendant Giles Nadey was convicted of murder by an
Alameda County jury that included no Black jurors. During jury
selection, six Black prospective jurors, all women, were called to
the jury box; the prosecutor struck five of them. The trial court
denied Nadey’s motions under Batson v. Kentucky (1986) 476
U.S. 79 (Batson) and People v. Wheeler (1978) 22 Cal.3d 258
(Wheeler) even though several of the prosecutor’s reasons for
striking the Black jurors were inconsistent with the record and
the court made no effort to resolve those inconsistencies.
Today’s opinion defers to those rulings even though there is no
reasoning or analysis to defer to. As a result, no court, either
trial or appellate, has properly evaluated Nadey’s Batson
claims.
Today’s application of Batson extends this court’s record of
lax enforcement and provides further confirmation of the
Legislature’s recent finding that existing law “has failed to
eliminate [racial] discrimination” in jury selection. (Stats. 2020,
ch. 318, § 1, subd. (b).) In 2020, the Legislature responded to
deficiencies in our Batson jurisprudence by overhauling the
legal framework for peremptory strikes in order “to put into
place an effective procedure for eliminating the unfair exclusion
of potential jurors based on race” or other categories. (Stats.
2020, ch. 318, § 1 subd. (a); see Assem. Com. on Judiciary,
Analysis of Assem. Bill No. 3070 (2019–2020 Reg. Sess.), as
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Liu, J., dissenting
amended May 4, 2020, pp. 8–9; see Code Civ. Proc., § 231.7 [all
undesignated statutory references are to this code].) Especially
in light of this legislative reform, I continue to believe that our
decisions, including today’s, do not demonstrate the vigilance
necessary to eradicate the constitutional “evil” of “[e]xclusion of
black citizens from service as jurors.” (Batson, supra, 476 U.S.
at p. 85.) This court should not lag behind the Legislature when
it comes to ensuring the fairness of our justice system.
Today’s decision is particularly jarring given what has
come to light in federal court regarding capital jury selection in
Alameda County around the time that Nadey was tried. (See
Office of the Alameda County District Attorney, Alameda
County Death Penalty Cases Are Reviewed After Prosecutors
Discover Evidence of Prosecutorial Misconduct Excluding
Jewish and Black Residents from Jury Service in Death Penalty
Cases (Apr. 22, 2024) Press Release, [as of June 17, 2024]; all Internet citations in this
opinion are archived by year, docket number, and case name at
.) Depending on what
the District Attorney finds in her review of the county’s death
penalty cases, this may not be the last we hear of Nadey’s Batson
claim.
Today’s decision also condones the prosecutor’s use of
derogatory language — including likening Nadey to a “hyena,”
a “cancer,” and a “barbarian” — to convince the capital jury to
sentence him to death. I do not agree that these opprobrious
terms were “fair comment on the trial evidence.” (Maj. opn.,
ante, at p. 111.) Those who appear in our courts, no matter what
crimes they stand accused or convicted of, are not animals or
savages or worse. They are persons before the law. Such blatant
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Liu, J., dissenting
efforts to dehumanize and denigrate a criminal defendant in
order to achieve a death sentence should be reproved.
I.
The trial court heard Nadey’s first Batson/Wheeler motion
after the prosecutor had struck four Black women from the
venire: Alice S., Victoria E., Harriett D., and Lorraine D.
Observing that the full venire included eight Black prospective
jurors, the trial court found that “50 percent ha[d] been excused
by the prosecution” and concluded this constituted a prima facie
case of discrimination. The prosecutor provided his reasons for
challenging each of the Black women, and Nadey’s counsel
submitted the matter. The court denied the motion, explaining
in full: “[A]fter hearing the district attorney’s reasons, I think
that these are — these excuses are facially and racially neutral.
I don’t believe that any of these jurors are excused because of
their race, and there is justification and cause for the excuse [sic]
of each juror. [¶] In the Court’s opinion, there is no showing of
any exclusion of these jurors because they were black females.
[¶] So the Wheeler motion is denied.”
Shortly thereafter, the prosecutor struck a fifth Black
woman from the panel, Doris C. Then Nadey made a second
Batson/Wheeler motion, arguing that the “record speaks for
itself that there is an institutional bias here and a systematic
exclusion of African-Americans.” Defense counsel pointed out
that the prosecutor had the opportunity to strike a total of six
Black jurors, all of whom were women, and had struck five of
them. Defense counsel struck the sixth Black woman on the
panel. The court acknowledged that Nadey had already
established a prima facie case of discrimination and then asked
the prosecutor to explain why he challenged Doris C.
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PEOPLE v. NADEY
Liu, J., dissenting
The prosecutor said that “the only reason why any
challenges were exercised by [him]” was the “relative strengths
or weaknesses regarding the penalty of death.” According to the
prosecutor, prospective jurors were stricken “based upon what
they would do in the penalty phase. It’s got nothing to do with
race.” The prosecutor then gave reasons for striking Doris C.
The court denied Nadey’s second Batson/Wheeler motion,
explaining in full that “with respect to the last juror, [Doris C.],
the Court finds that the excuses as put forth by the defense —
the prosecution — I beg your pardon — are genuine and facially
neutral. [¶] I will consider that as a Wheeler motion, and that
will also be denied for the reasons stated, and the record will so
reflect.” The trial court provided no further commentary on the
Batson/Wheeler motions. In total, six of eight Black prospective
jurors were called to the jury box, the prosecutor struck five, and
no Black juror served on Nadey’s guilt phase jury.
A.
Today’s opinion acknowledges that “the trial court did not
elaborate on its rulings” (maj. opn., ante, at p. 18) but defers to
those rulings on the ground that the prosecutor’s reasons for
challenging all five prospective Black women jurors were
“inherently plausible” and supported by the record (id. at p. 20).
In reaching this conclusion, the court overlooks parts of the
record that contradict several of the prosecutor’s stated reasons.
Given these inconsistencies, the trial court’s ruling would be
entitled to deference only if there were some indication in the
record that it “made a ‘sincere and reasoned effort to evaluate
the nondiscriminatory justifications offered.’ ” (People v.
Gutierrez (2017) 2 Cal.5th 1150, 1159 (Gutierrez).) Without
such evidence, today’s opinion improperly defers to the trial
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PEOPLE v. NADEY
Liu, J., dissenting
court’s rulings and denies Nadey an adequate evaluation of his
Batson claims.
At Batson’s third step, “all of the circumstances that bear
upon the issue of racial animosity must be consulted” (Snyder v.
Louisiana (2008) 552 U.S. 472, 478) to determine whether “it
was more likely than not that the challenge was improperly
motivated” (Johnson v. California (2005) 545 U.S. 162, 170
(Johnson)). This requires the prosecutor “to come forward with
explanation to the court that demonstrates other bases for the
challenges, and that the court satisfy itself that the explanation
is genuine.” (People v. Hall (1983) 35 Cal.3d 161, 167.) “Some
neutral reasons for a challenge are sufficiently self-evident, if
honestly held, such that they require little additional
explication” — for instance, “excusing a panelist because she
has previously been victim to the same crime at issue in the case
to be tried.” (Gutierrez, supra, 2 Cal.5th at p. 1171.) But “when
the prosecutor’s stated reasons are either unsupported by the
record, inherently implausible, or both, more is required of the
trial court than a global finding that the reasons appear
sufficient.” (People v. Silva (2001) 25 Cal.4th 345, 386 (Silva);
accord, Gutierrez, at p. 1171.) In such circumstances, the trial
court’s ruling is entitled to deference “only when” it makes “a
sincere and reasoned attempt to evaluate each stated reason as
applied to each challenged juror.” (Silva, at p. 386; see
Gutierrez, at p. 1159.)
The prosecutor gave the following explanation for striking
Harriett D., referring to a ten-point scale with ten being most
supportive of the death penalty: “And granted she said she was
a ten philosophically, but on her questionnaire what she told us
was the death penalty was a last resort. When somebody tells
me that, that tells me I’m going to have to sit there and, you
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PEOPLE v. NADEY
Liu, J., dissenting
know, prove something beyond any possible shadow of a doubt.
When they say it’s a last resort, that means that they will do
anything or think anything of getting away from it.” Today’s
opinion observes that although Harriett D. initially said she was
a “ten” in favor of the death penalty, she may have
misunderstood the prosecutor’s scale, and she ultimately placed
herself in the middle. (Maj. opn., ante, at pp. 21–23.) The court
says Harriett D. “accepted” the death penalty “in theory and
thought she could impose it, but she also thought deciding to
take a life was very serious and she would want to be ‘absolutely’
certain defendant deserved death.” (Id. at p. 23.) On this basis,
the court concludes that “Harriett D.’s responses could have
raised a legitimate concern that the prosecutor would have to
present a more compelling case to her than would be required to
persuade other jurors.” (Id. at p. 24.)
Absent from the court’s analysis is any discussion of
Harriett D.’s other voir dire responses, which contradict the
prosecutor’s claims that Harriett D. would “do anything or think
anything” to avoid imposing the death penalty or that he would
have to “prove something beyond any possible shadow of a
doubt.” For example, the court asked, “[I]f you convicted the
defendant of those crimes that we just mentioned to you, the
death penalty would be an option for you because this crime is
so terrible, so serious?” Harriett D. responded, “I have no
problem with having to make that decision.” Moments later, she
reaffirmed this view when the court asked, “[I]f [Nadey] gets
found guilty . . . is this case serious enough that it lives up to
your expectations as to the kind of case where the death penalty
might be appropriate?” Harriett D. responded unequivocally,
“Yes.” The prosecutor then explained that if a unanimous jury
agreed to impose the death penalty, “[E]ach of the 12 jurors at
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PEOPLE v. NADEY
Liu, J., dissenting
that point in time is going to have to announce in open court that
they have returned a death verdict right in front of the very man
that you’re going to be condemning to die.” He asked Harriett
D., “Could you do it?” She responded, “Yes, I can.” And when
the prosecutor went on to describe the act of announcing a death
penalty verdict as “downright ugly” and “one of the most
unpleasant things that you probably ever will have to do,” and
asked if she could do it “amid the tension and, you know, just
the unpleasant dealing you’re going to have to do,” Harriet D.
responded, “Yes.” Harriett D. further explained that she could
impose the death penalty because “we’re part of the society, and
that’s the way it’s set up.” She also confirmed there was nothing
about her “work experiences” that “might influence [her] ability
to pick either the death penalty or life without parole in this
case.” And when asked, “[S]hould California have the death
penalty, keep it, or should we dump it,” Harriet D. said, “I
believe in it.”
Nothing about these responses shows that Harriett D.
would “do anything or think anything of getting away from”
imposing the death penalty or that the prosecutor would have to
“prove something beyond any possible shadow of a doubt.”
Instead, they demonstrate that Harriett D. would impartially
evaluate whether to impose the death penalty in this case, as
required by Penal Code section 190.3. Though she also said that
the death penalty was “a last resort” — meaning she would “try
to be absolute as far as [her] decision without any remorse” —
that comment simply reflects an understandable desire for
certainty in making such a grave decision and, in any event, is
hardly enough in light of all that Harriett D. said in voir dire to
make the prosecutor’s reason for striking her self-evident.
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PEOPLE v. NADEY
Liu, J., dissenting
Silva is instructive. In that case, defense counsel made a
Batson/Wheeler motion after the prosecutor had exercised
peremptory challenges against three Latino prospective jurors.
(Silva, supra, 25 Cal.4th at p. 376.) The prosecutor explained
that he challenged one prospective juror, Jose M., in part
because when he “ ‘asked [M.] could he exercise his discretion to
impose the death penalty,’ ” “M. ‘indicated that he thought it
was the toughest penalty, and he would look for other options.’ ”
(Ibid.) The trial court denied the Batson/Wheeler motion and
“said only that the prosecutor ‘did provide an explanation with
regard to’ the three peremptory challenges and that ‘I think that
there was a good excuse with regard to all of these people.’ ”
(Silva, at p. 382.)
Upon reviewing the jury selection transcript, we
concluded the trial court’s ruling was not entitled to deference.
We explained: “When defense counsel asked M. for his opinion
on the death penalty, M. answered: ‘Well, I guess I have an
opinion on it. I mean, it’s the most — the hardest — oh, what’s
the word I’m looking for — punishment you can give.’ When
defense counsel asked M. to clarify whether he was for or
against the death penalty, he replied: ‘I would say I’m mixed. I
would, you know, consider it and I would consider opposition to
it.’ Defense counsel then explained how a jury is supposed to
decide the penalty in a capital case, and M. said he could do that.
Defense counsel asked: ‘So you’re saying you don’t think you
would have a problem returning either verdict?’ M. replied:
‘No.’ ” (Silva, supra, 25 Cal.4th at p. 377.)
“The prosecutor then asked: ‘Do you lean one way or the
other on the death penalty, do you think?’ [¶] M. answered:
‘Possibly slightly for it.’ [¶] Finally, the prosecutor asked M.
whether he could return a death verdict against defendant ‘if
8
PEOPLE v. NADEY
Liu, J., dissenting
he’s earned the death penalty.’ M. answered ‘Yes.’ ” (Silva,
supra, 25 Cal.4th at p. 377.)
We concluded: “Nothing in the transcript of voir dire
supports the prosecutor’s assertions that M. would be reluctant to
return a death verdict . . . . ” (Silva, supra, 25 Cal.4th at p. 385.)
“[W]hen the prosecutor gave reasons that misrepresented the
record of voir dire, the trial court erred in failing to point out
inconsistencies and to ask probing questions. ‘The trial court has
a duty to determine the credibility of the prosecutor’s proffered
explanations’ (McClain v. Prunty (9th Cir. 2000) 217 F.3d 1209,
1220), and it should be suspicious when presented with reasons
that are unsupported or otherwise implausible (see Purkett v. Elem
[(1995)] 514 U.S. 765, 768 [stating that at step three ‘implausible
or fantastic justifications may (and probably will) be found to be
pretexts for purposeful discrimination’]; McClain v. Prunty, supra,
at p. 1221 [‘Where the facts in the record are objectively contrary
to the prosecutor’s statements, serious questions about the
legitimacy of a prosecutor’s reasons for exercising peremptory
challenges are raised.’]).” (Silva, at p. 385.) Because we found
“nothing in the trial court’s remarks indicating it was aware of, or
attached any significance to, the obvious gap between the
prosecutor’s claimed reasons for exercising a peremptory challenge
against M. and the facts as disclosed by the transcripts,” we were
“unable to conclude that the trial court met its obligations to make
‘a sincere and reasoned attempt to evaluate the prosecutor’s
explanation’ [citation] and to clearly express its findings.” (Silva,
at p. 385.)
Just as Jose M.’s view that the death penalty was the
“hardest . . . punishment,” in context with his other responses,
did not support the prosecutor’s claim that “ ‘he would look for
other options’ ” (Silva, supra, 25 Cal.4th at p. 376), Harriett D.’s
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PEOPLE v. NADEY
Liu, J., dissenting
comment that the death penalty was “a last resort,” in context
with her other responses, does not demonstrate that she would
“do anything or think anything of getting away from it” or that
the prosecutor would have to “prove something beyond any
possible shadow of a doubt.” Before crediting the prosecutor’s
reasons for striking Harriett D., the trial court should have
resolved this inconsistency. But, as in Silva, “nothing in the
trial court’s remarks indicat[es] it was aware of, or attached any
significance to, th[is] obvious gap.” (Id. at p. 385.)
Some of the prosecutor’s reasons for striking other Black
women were also inconsistent with the record. For example, the
prosecutor claimed Lorraine D. was “very weak on the death
penalty.” But Lorraine D. rated herself an eight out of ten in
favor of the death penalty and confirmed during voir dire that
she could “vote to execute another human being.” While she said
her decision would “ ‘depend[] on the circumstances’ ” (maj. opn.,
ante, at p. 27), she confirmed that she had no “feelings about
either the death penalty or life without parole that . . . might
prevent [her] from making a choice between those two penalties
in this case.” Like Harriett D., Lorraine D. also confirmed that
she would be able to deliver a death sentence in open court in
front of the defendant and his loved ones, despite the prosecutor
having described such a task as “one of the most disagreeable,
unpleasant, gut-wrenching, just miserable, ugly things that
anybody is going to have to do. No question about it.”
In addition, the prosecutor said one of the reasons he
struck Doris C. was because “there were tons of better-qualified
jurors more willing to impose the death penalty that were
coming up later on.” But prospective jurors were pulled at
random from a group of qualified jurors, so the prosecutor could
not have known which juror would replace Doris C. or if that
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PEOPLE v. NADEY
Liu, J., dissenting
juror would be more inclined to impose the death penalty. In
addition, Doris C. said on the juror questionnaire that her
“general feelings” regarding the death penalty were, “If you do
the crime — you should pay the price!” Though she was open to
mitigating evidence (maj. opn., ante, at p. 42), she repeatedly
expressed support for the death penalty: “I believe if you commit
a crime — I believe in capital punishment — that you should
die, also.” “And I believe that if you go out and kill someone and
you’re found guilty, then death is a possibility for you, also.” “I
think if you take another’s life, that you should expect that yours
is taken, too.”
None of these inconsistencies elicited any response from
the trial court. As noted, the court provided no explanation for
its conclusion that all of the prosecutor’s reasons were “facially
and racially neutral” or “genuine and facially neutral.” “[W]hen
a trial court fails to make explicit findings or to provide any on-
the-record analysis of the prosecution’s stated reasons for a
strike, a reviewing court has no assurance that the trial court
has properly examined ‘all of the circumstances that bear upon
the issue’ of purposeful discrimination.” (People v. Williams
(2013) 56 Cal.4th 630, 717 (dis. opn. of Liu, J.) (Williams).) By
affirming the trial court’s rulings without such assurance,
today’s opinion “erodes the incentive for trial courts to articulate
their findings and analysis.” (People v. Mai (2013) 57 Cal.4th
986, 1075 (conc. opn. of Liu, J.) (Mai).)
Since Nadey’s trial, the Legislature has concluded that
existing law “has failed to eliminate [racial] discrimination.”
(Stats. 2020, ch. 318, § 1, subd. (b).) In response, it enacted a
new procedure for evaluating peremptory challenges. (§ 231.7.)
Among other things, the new law requires the trial court to
“evaluate the reasons given to justify the peremptory challenge
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PEOPLE v. NADEY
Liu, J., dissenting
in light of the totality of the circumstances” and “explain the
reasons for its ruling on the record.” (Id., subd. (d)(1).) This
means that a reviewing court may no longer “ ‘assume’ ” the
basis of a trial court’s ruling (maj. opn., ante, at p. 18); it will
instead evaluate the reasons actually given. According to the
Legislature, an explained ruling contributes to “an effective
procedure for eliminating the unfair exclusion of potential
jurors.” (Stats. 2020, ch. 318, § 1, subd. (a).) Although the
statute does not apply retroactively to Nadey’s claims, it
supports the view that appellate deference to unexplained
Batson rulings adopted by today’s opinion is ineffective at
rooting out racial discrimination. (Cf. Pena-Rodriguez v.
Colorado (2017) 580 U.S. 206, 222 [“The duty to confront racial
animus in the justice system is not the legislature’s alone.”].)
Even without the new statute, there is ample basis in our
case law and the record to conclude that deference is unwarranted
here. “In deciding whether deference is warranted, our opinions
have . . . consistently examined whether the reasons given for a
strike are both plausible and supported by the record.” (Maj. opn.,
ante, at p. 18, italics added.) Several of the prosecutor’s reasons
are contradicted by the record, yet they elicited no response from
the trial court. On this record, I am “unable to conclude that the
trial court met its obligations to make ‘a sincere and reasoned
attempt to evaluate the prosecutor’s explanation.’ ” (Silva, supra,
25 Cal.4th at p. 385.)
B.
An independent evaluation of the record is necessary to
determine whether it was more likely than not that one or more of
the prosecutor’s strikes were motivated by race. (Johnson, supra,
545 U.S. at 170.) Based on that review, I find it more likely than
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Liu, J., dissenting
not that the exclusion of at least one Black woman, Harriett D.,
was racially motivated.
The prosecutor struck all Black women except one when
presented with the opportunity. The jury venire included eight
Black jurors; six were called to the jury box, and all six were
women. The prosecutor struck five of them, and defense counsel
struck one. The trial court concluded the prosecutor’s pattern of
strikes supported an inference of purposeful discrimination, and
I agree. “ ‘Happenstance is unlikely to produce this disparity.’ ”
(Miller-El v. Dretke (2005) 545 U.S. 231, 241 (Miller-El).)
Black women are “well known to be a frequent target of
prosecutors’ peremptory strikes in capital jury selection.”
(People v. Holmes, McClain and Newborn (2022) 12 Cal.5th 719,
835 (dis. opn. of Liu, J.) (Holmes); see id. at pp. 840–841
[collecting empirical studies demonstrating that Black women
are struck disproportionately compared to other groups]; People
v. Harris (2013) 57 Cal.4th 804, 887–889 (conc. opn. of Liu, J.)
[discussing additional research on the disparate strikes of Black
jurors].) This court has repeatedly upheld the exclusion of Black
women from capital juries based on the same reason the
prosecutor gave here: “weakness[] regarding the penalty of
death.” (See, e.g., Williams, supra, 56 Cal.4th at p. 652
[prosecutor struck five Black women based on their alleged
reluctance to impose the death penalty; trial judge said “ ‘black
women are very reluctant to impose the death penalty’ ”]; Mai,
supra, 57 Cal.4th at pp. 1050–1053 [prosecutor struck three
Black women based on their attitudes toward the death
penalty]; People v. Elliott (2012) 53 Cal.4th 535, 560 [prosecutor
struck Black woman because she was “ ‘weak on death’ ”]; People
v. Taylor (2010) 48 Cal.4th 574, 612 [prosecutor’s “ ‘main
reason’ ” for excusing Black woman was that she was
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PEOPLE v. NADEY
Liu, J., dissenting
“ ‘undecided on death’ ”]; People v. Boyette (2002) 29 Cal.4th 381,
420–423 [prosecutor struck four Black women for being “ ‘lifers,’
that is, they could not vote for the death penalty”]; see also
Holmes, at pp. 841–842 (dis. opn. of Liu, J.) [collecting capital
cases in which Black women were struck from the jury].)
Although “[r]eluctance to impose the death penalty” is a race-
neutral reason for a peremptory challenge (maj. opn., ante, at
p. 21), there is an obvious risk that it operates more as a
stereotype than an individualized, record-based observation
when applied to Black women.
That appears to be the case with Harriett D. As noted, the
prosecutor’s sole basis for striking Harriett D. was her
questionnaire response that the death penalty was “a last
resort.” Despite her repeated statements that she could impose
the death penalty and that she “believe[d] in it,” the prosecutor
claimed she would “do anything or think anything of getting
away from it.” In addition, several non-Black prospective jurors
expressed reluctance to impose the death penalty but were not
struck by the prosecutor. “If a prosecutor’s proffered reason for
striking a black panelist applies just as well to an otherwise-
similar nonblack [panelist] who is permitted to serve, that is
evidence tending to prove purposeful discrimination to be
considered at Batson’s third step.” (Miller-El, supra, 545 U.S.
at p. 241.)
Paralleling Harriett D.’s “last resort” comment, Juror No.
12, a non-Black man, wrote on his questionnaire that the death
penalty should be an option when “all options to redeem and
rehabilitate an individual ha[ve] not worked.” He reiterated
this view during voir dire, explaining that the death penalty
“should be retained as an option” when “it’s proven that there is
no rehabilitation for the person of any kind.” He also
14
PEOPLE v. NADEY
Liu, J., dissenting
characterized the death penalty as the “highest . . . punishment
you can administer to somebody.” Yet none of these statements
elicited any follow-up from the prosecutor, as they “probably
would have” had these views “actually mattered” to him.
(Miller-El, supra, 545 U.S., at p. 246.)
Today’s opinion claims that “Juror No. 12 was a
considerably stronger supporter of the death penalty than
Harriett D.” based on several statements he made on his
questionnaire and during voir dire. (Maj. opn., ante, at p. 25.)
But all those statements are consistent with views expressed by
Harriett D. First, the court says Juror No. 12 “said on his
questionnaire that [the death penalty] is ‘warranted’ and
explained in voir dire his belief that the death penalty is a
deterrent and serves a societal purpose.” (Ibid.) But the court
omits the part of this explanation in which Juror No. 12 clarified
that what he meant by “warranted” “is if I had a choice to say
this law should exist or not, the death penalty law, my choice
would be that it should exist.” The trial court then confirmed,
“You think it serves a purpose in our society?” And Juror No. 12
responded, “Right.” Recall that when Harriett D. was asked
“should California have the death penalty, keep it, or should we
dump it,” she said, “I believe in it.” She also said she could
impose the death penalty “in the right case” because “we’re part
of the society, and that’s the way it’s set up.” How are these
views meaningfully different from Juror No. 12’s?
Today’s opinion also says Juror No. 12 was “a considerably
stronger supporter of the death penalty” because he said during
voir dire that the death penalty “ ‘should be done’ ” “ ‘if it’s a
first-degree murder where you have planned and carried out a
heinous act and there is some special circumstance.’ ” (Maj.
opn., ante, at p. 25.) Harriett D. likewise confirmed that the
15
PEOPLE v. NADEY
Liu, J., dissenting
death penalty “might be appropriate” if the case is “serious
enough” and that the allegations against Nadey were “so
terrible, so serious” that, if proven, the death penalty would be
an option.
Today’s opinion further claims that Juror No. 12 was
stronger on the death penalty because “[h]e also wrote on the
questionnaire that we cannot ‘blame all of our “wrong doings”
on our past,’ which suggests he would not be overly swayed by
mitigation evidence in the penalty phase.” (Maj. opn., ante, at
p. 25.) But the court neglects to mention that Juror No. 12
prefaced that comment by saying, “We are all products of the
way we were raised.” The totality of his comment indicates that
Juror No. 12 had a neutral (neither favorable nor unfavorable)
predisposition toward mitigation evidence. Harriett D.
expressed similar neutrality by confirming that nothing would
“influence [her] ability to pick either the death penalty or life
without parole in this case.”
The prosecutor also did not challenge Juror No. 2, who was
not Black and repeatedly stated she would have difficulty
imposing the death penalty. For example, when asked if she
“could impose the death penalty,” she explained, “I just don’t
think it would be an easy situation or an easy task for me to
handle. I think it would be difficult for — I don’t know. I just
think it would be difficult for me to do. I could do it if it was
proven to me, but, yes, it would still be draining and difficult for
me.” She reiterated this view five additional times throughout
voir dire. By contrast, Harriett D. said she had “no problem”
with having to choose whether to impose the death penalty or
life without parole. Though at one point Juror No. 2 said “ ‘the
death penalty would still be an overriding factor for me’ ” (maj.
opn., ante, at p. 25), she also said, “I think either/or is just. I
16
PEOPLE v. NADEY
Liu, J., dissenting
wouldn’t like to live my life in prison.” She further confirmed
that “both penalties [were] open to [her],” she did not “favor one
punishment over the other,” and she “could pick either one.”
Consistent with these statements, Juror No. 2 rated herself a
five out of ten in favor of the death penalty, just as Harriett D.
placed herself “in the middle.”
Today’s opinion says Juror No. 2’s “voir dire revealed that
she tended to favor the death penalty for a first degree murder
involving sodomy.” (Maj. opn., ante, at p. 25.) Presumably the
court is referring to her response when asked if she viewed the
death penalty as a “just punishment for certain types of crimes.”
To that she answered, “I think it’s a just punishment but, I’m —
I asked my significant other why this would be a death penalty
or life without parole, and he expressed to me because of
sodomy. That’s why.” Then the court asked, “Because of the
special circumstances?” Juror No. 2 confirmed, “That’s correct.
I didn’t know the law, so to speak.” Rather than showing that
“she tended to favor the death penalty,” this passage simply
demonstrates that Juror No. 2 (in her own words) learned from
her significant other that the law authorizes the “death penalty
or life without parole” (italics added) as punishment for first
degree murder with a special circumstance. As noted, she
confirmed multiple times that she did not “favor one
punishment over the other.”
In sum, neither Juror No. 12 nor Juror No. 2 appeared to
be a “stronger supporter of the death penalty than Harriett D.”
(Maj. opn., ante, at p. 25.) Today’s opinion identifies other
characteristics of these jurors that may have been attractive to
a prosecutor. But the prosecutor said “the only reason” he
struck any of the Black women was their “relative strengths or
weaknesses regarding the penalty of death.” There is no
17
PEOPLE v. NADEY
Liu, J., dissenting
apparent race-neutral explanation for why the prosecutor with
an avowed focus on death penalty views would strike Harriett
D. but not Juror No. 12 or Juror No. 2.
Based on these circumstances — including the facts that
the prosecutor challenged five of six Black women jurors, that
several of the prosecutor’s reasons for exercising those strikes
were inconsistent with the record, and that he accepted several
non-Black jurors who expressed reservations about imposing
the death penalty — I find it more likely than not that at least
the strike of Harriett D. was racially motivated. Exclusion of a
“single juror on the basis of race or ethnicity is an error of
constitutional magnitude requiring reversal.” (Silva, supra, 25
Cal.4th at p. 386.)
If the circumstances above were not enough, a recent
investigation into the Alameda County District Attorney’s
Office, which prosecuted Nadey, revealed “strong evidence that,
in prior decades, prosecutors from the office were engaged in a
pattern of serious misconduct, automatically excluding Jewish
and African American jurors in death penalty cases.” (Dykes v.
Martel (N.D.Cal. Apr. 22, 2024, No. 11-cv-04454) Order Lifting
Confidentiality of Jury Selection Files, Dock. No. 164.) During
that investigation, the District Attorney’s Office disclosed
prosecutors’ jury selection notes from the capital trial of Ernest
Dykes in 1995, four years before Nadey’s trial. (See People v.
Dykes (2009) 46 Cal.4th 731.) “Some of those notes . . . included
the initials ‘FB’ in reference to Black women (‘female, Black’)”;
another note said a Black woman “ ‘seemed put out’ by the
prosecutor’s questions about the death penalty”; a third note,
referencing Jewish heritage, said “Pro D/P [death penalty] but
no way.” (Raguso, Alameda County Death Penalty Cases Under
Review Over Alleged Misconduct, The Berkeley Scanner (Apr.
18
PEOPLE v. NADEY
Liu, J., dissenting
23, 2024) [as of June 17,
2024].) According to the District Attorney, this “ ‘serious
misconduct’ ” is “ ‘not limited to one or two prosecutors, but a
variety of prosecutors.’ ” (Federal Judge Orders Alameda
County District Attorney to Review 35 Capital Cases Following
Disclosure of Prosecutorial Misconduct in Jury Selection, Death
Penalty Information Center (Apr. 26, 2024)
[as of June 17, 2024].)
These findings are inconvenient for today’s holding, and
the court refuses to consider them, saying this evidence “cannot
properly inform our decision” because it is “not before us in this
appeal.” (Maj. opn., ante, at p. 19, fn. 8.) But records of a
matter pending in federal court are judicially noticeable. (Evid.
Code, § 452, subd. (d) [“Judicial notice may be taken of” records
of “any court of record of the United States”]; id., § 459.) And
the contemporaneous practices of the Alameda County District
Attorney’s office are directly relevant to the Batson analysis in
this case. (See Miller-El, supra, 545 U.S. at pp. 263–264.)
Although I have no doubt that most prosecutors do their
utmost to follow the law, it is undeniable that racial
discrimination in jury selection occurs, and there is no reason to
think Alameda County is exceptional. Yet despite scores of
Batson claims in our capital docket, “ ‘it has been more than [36]
years since this court has found any type of Batson error
involving the removal of a Black juror. (See People v. Snow
(1987) 44 Cal.3d 216.)’ ” (Holmes, supra, 12 Cal.5th at p. 844
(dis. opn. of Liu, J.).) More than 36 years. (But cf. Batson, supra,
476 U.S. at p. 85 [“Exclusion of black citizens from service as
jurors constitutes a primary example of the evil the Fourteenth
Amendment was designed to cure”].)
19
PEOPLE v. NADEY
Liu, J., dissenting
Dissatisfied with this court’s Batson jurisprudence, the
Legislature enacted section 231.7 to address the fact that
“unconscious bias, in addition to purposeful discrimination,
have resulted in the unfair exclusion of potential jurors in the
State of California.” (§ 231.7, subd. (d)(2)(A).) In addition to
requiring the trial court to state the basis of its ruling on the
record, the statute designates several justifications for
peremptory strikes presumptively invalid. As the Legislature
explained, “[M]any of the reasons routinely advanced to justify
the exclusion of jurors from protected groups are in fact
associated with stereotypes about those groups or otherwise
based on unlawful discrimination.” (Stats. 2020, ch. 318, § 1,
subd. (b).)
Several of those presumptively invalid reasons were
advanced by the prosecutor here. The prosecutor believed that
being politically “liberal” signaled reluctance to impose the
death penalty and said that people who work in social services
tend to be “liberal.” (Maj. opn., ante, at p. 33.) He struck Alice
S. because she “works as a social worker for special education
children,” Victoria E. because she “is also a welfare worker,” and
Doris C. because she “works for the welfare department.” Under
section 231.7, “employment in a field” “that serves a population
disproportionately comprised of members” of a certain “race,
ethnicity, gender, gender identity, sexual orientation, national
origin, or religious affiliation” (§ 231.7, subds. (a), (e)(10)) is a
presumptively invalid justification for a peremptory strike.
Welfare and social services are examples of fields that
predominantly serve racial and ethnic minority groups.
The prosecutor also explained that he struck Doris C. in
part because “she has animosity towards the police
department.” He made no attempt to connect this justification
20
PEOPLE v. NADEY
Liu, J., dissenting
to his stated focus on death penalty views. Section 231.7
identifies “distrust of or having a negative experience with law
enforcement or the criminal legal system” as a presumptively
invalid justification. (§ 231.7, subd. (e)(1); see People v. Bryant
(2019) 40 Cal.App.5th 525, 546 (conc. opn. of Humes, P. J.)
[discussing “the undeniable evidence that some minority
groups — particularly black men — have been overpoliced and
subjected to harsher sentences than others”].)
Further, when the trial court asked the prosecutor to
explain why he struck Victoria E. “from Nigeria,” he said, among
other things, “I suspect there’s a language barrier there because
we had a hard time getting to understand each other.” This
justification has no relationship to the prosecutor’s claimed
focus on prospective jurors’ death penalty views and has only a
tenuous basis in the record. Although Victoria E. said she did
not understand one of the prosecutor’s questions, the record does
not reveal any further “miscommunication.” (Maj. opn., ante, at
p. 37.) Moreover, Victoria E. had resided in Alameda County for
17 years, had worked for Alameda County for 10 years, and had
an associate degree from the College of Alameda in business. In
light of circumstances such as these, it is little wonder that the
Legislature has deemed “[n]ot being a native English speaker”
(§ 231.7, subd. (e)(7)) a presumptively invalid reason for
exercising a peremptory strike. (Stats. 2020, ch. 318, § 1,
subd. (b).)
Although section 231.7 does not apply to Nadey’s claims,
the core premise of the new law is that the analytical approach
exemplified by today’s opinion has failed to effectively combat
racial bias in jury selection and has “disproportionately harmed
African Americans, Latinos, and other people of color.”
(Stats. 2020, ch. 318, § 1, subd. (b).) The considered judgment
21
PEOPLE v. NADEY
Liu, J., dissenting
of the Legislature on this matter of constitutional importance
provides sound reason for reexamining how we apply Batson
going forward. (See Frontiero v. Richardson (1973) 411 U.S.
677, 687–688 (plur. opn.) [the “conclusion of a coequal branch of
Government is not without significance to the question
presently under consideration”]; In re Marriage Cases (2008) 43
Cal.4th 757, 822 [“[O]ur reference to numerous statutes
demonstrating California’s current recognition that gay
individuals are entitled to equal and nondiscriminatory legal
treatment [citation] does not suggest that an individual’s
entitlement to equal treatment under the law” depends on any
“legislative measure . . . . [T]hese measures simply provide
explicit official recognition of, and affirmative support for, that
equal legal status.”].)
It is notable that our elected officials, no longer willing to
tolerate judicial inaction, are the ones taking the lead in
protecting prospective jurors and criminal defendants from
unlawful discrimination. This court is ultimately responsible
for the fairness of our justice system, and we can do better. In
the alternative, or in addition, the Legislature may wish to
consider whether to make the reforms of section 231.7
retroactive to cases pending on appeal.
II.
Today’s opinion rejects Nadey’s claim of prosecutorial
misconduct based on the prosecutor’s use of derogatory language
during his penalty phase closing argument. In calling on the
jury to sentence Nadey to death, the prosecutor referred to him
as a “depraved aberration of humanity,” “[d]epraved aberration
of mankind,” “this depraved aberration of mankind,” “this
sexual psychopath,” “that tattooed hyena,” “depraved cancer,”
22
PEOPLE v. NADEY
Liu, J., dissenting
“that tattooed pervert,” “some beast,” “you tattooed hyena,” “our
tattooed hero,” “the tattooed hyena,” “that tattooed predator,” “a
vile, nasty predator,” and “this tattooed barbarian.” The court
says this language was “supported,” “fair,” and “accurate” in
light of the evidence in this case. (Maj. opn., ante, at pp. 111,
112.)
No one disputes that Nadey’s offenses were heinous and
reprehensible. But no court should permit a prosecutor to
portray a defendant in these terms. During the penalty phase
of a capital trial, it is the jury’s role to “express the conscience of
the community.” (Witherspoon v. Illinois (1968) 391 U.S. 510,
519.) The jury “render[s] an individualized, normative
determination about the penalty appropriate for the particular
defendant — i.e., whether he should live or die.” (People v.
Brown (1988) 46 Cal.3d 432, 448, italics omitted.) This entails
“treating each defendant in a capital case with that degree of
respect due the uniqueness of the individual.” (Lockett v. Ohio
(1978) 438 U.S. 586, 605.) It should go without saying that to
assign punishment based on individual culpability, the jury
must assess the defendant as a human being — i.e., one capable
of being held accountable — rather than an animal or
subhuman. In other words, to “ ‘maintain a link between
contemporary community values and the penal system’ ”
(Woodson v. North Carolina (1976) 428 U.S. 280, 295), jurors
who sit in judgment of the defendant must treat him as a fellow
member of their community; otherwise, the defendant would not
be judged by a jury of his peers. By calling Nadey a “hyena,”
“beast,” “cancer,” “barbarian,” and an “aberration of mankind,”
the prosecutor invited jurors to disregard this essential feature
of their role.
23
PEOPLE v. NADEY
Liu, J., dissenting
Today’s opinion also endorses the prosecutor’s use of the
term “tattooed” on the ground that it was “an accurate
description of defendant’s appearance.” (Maj. opn., ante, at
p. 112.) But Nadey’s appearance had no bearing on whether he
deserved the death penalty, and the court does not say
otherwise. According to Nadey, the prosecutor described him as
“tattooed” to suggest he was a gang member even though that
suggestion had essentially no basis in the record. Today’s
opinion agrees that Nadey’s alleged gang membership was not
at issue. (Maj. opn., ante, at pp. 116–117 [“The prosecutor did
not explicitly argue that defendant belonged to a gang.”]; ibid.
[“And defense counsel’s argument thoroughly rebutted any
suggestion that defendant was a gang member.”].) The only
reason for calling Nadey “tattooed” would have been to insinuate
a fact not in evidence or to otherwise prejudice Nadey. Although
a prosecutor may “ ‘make vigorous arguments,’ ” they must be
“ ‘warranted by the evidence’ ” and may not be “ ‘principally
aimed at arousing the passion or prejudice of the jury.’ ” (People
v. Rivera (2019) 7 Cal.5th 306, 337.)
We have repeatedly said “we do not condone the use of
opprobrious terms” to appeal to the jury’s sense of morality.
(People v. Yeoman (2003) 31 Cal.4th 93, 149; People v.
McDermott (2002) 28 Cal.4th 946, 1002; see People v. Hawkins
(1995) 10 Cal.4th 920, 961.) By approving the prosecutor’s
language and adding that “the prosecution is not required to
describe the defendant in terms more apt for a church choir
member or charitable aid worker” (maj. opn., ante, at p. 111),
today’s opinion does not just condone this behavior but will, I
fear, encourage it. A prosecutor need not portray a capital
defendant favorably. But the prosecutor’s argument must
respect the principle that those who appear in our courts,
24
PEOPLE v. NADEY
Liu, J., dissenting
whatever crimes they stand accused or convicted of, are persons
before the law.
I respectfully dissent.
LIU, J.
I Concur:
EVANS, J.
25
See next page for addresses and telephone numbers for counsel who
argued in Supreme Court.
Name of Opinion People v. Nadey
__________________________________________________________
Procedural Posture (see XX below)
Original Appeal XX
Original Proceeding
Review Granted (published)
Review Granted (unpublished)
Rehearing Granted
__________________________________________________________
Opinion No. S087560
Date Filed: June 17, 2023
__________________________________________________________
Court: Superior
County: Alameda
Judge: Alfred A. Delucchi
__________________________________________________________
Counsel:
Christopher Johns, under appointment by the Supreme Court, for
Defendant and Appellant.
Kamala D. Harris and Rob Bonta, Attorneys General, Dane R. Gillette,
Chief Assistant Attorney General, Gerald A. Engler, Assistant
Attorney General, Alice B. Lustre, Jeffrey M. Bryant and Christen
Somerville, Deputy Attorneys General, for Plaintiff and Respondent.
Counsel who argued in Supreme Court (not intended for
publication with opinion):
Christopher Johns
Attorney at Law
4380 Redwood Highway, Suite C-17
San Rafael, CA 94901
(415) 785-7439
Christen Somerville
Deputy Attorney General
455 Golden Gate Avenue, Suite 11000
San Francisco, CA 94102
(415) 510-3856
Filed 9/13/24
S087560
IN THE SUPREME COURT OF CALIFORNIA
En Banc
________________________________________________________________________
THE PEOPLE, Plaintiff and Respondent,
v.
GILES ALBERT NADEY, JR., Defendant and Appellant.
________________________________________________________________________
Defendant Giles Albert Nadey, Jr., has petitioned for rehearing of this matter and
filed a request for judicial notice in support. In large part, the petition merely repeats
arguments based on Batson v. Kentucky (1986) 476 U.S. 79 (Batson) and People v.
Wheeler (1978) 22 Cal.3d 258 (Wheeler) that have already been rejected by a majority of
this court. To that extent, defendant provides no basis for rehearing, and his petition
warrants no further comment.
However, as our dissenting colleagues note, defendant goes further. He refers to a
pending federal court investigation into potential Batson/Wheeler violations and
discriminatory jury selection practices by prosecutors in the Alameda County District
Attorney’s Office, and he requests judicial notice of a document produced in related
federal court litigation that purports to reflect a prosecutor’s notes regarding jury
selection in a different case.
We emphasize that defendant’s allegations of racial bias, if true, are profoundly
troubling. Racial discrimination in jury selection affects not only the defendant, but the
integrity of the justice system itself. “When the government’s choice of jurors is tainted
with racial bias, that ‘overt wrong . . . casts doubt over the obligation of the parties, the
jury, and indeed the court to adhere to the law throughout the trial . . . .’ [Citation.] That
is, the very integrity of the courts is jeopardized when a prosecutor’s discrimination
‘invites cynicism respecting the jury’s neutrality,’ [citation], and undermines public
confidence in adjudication.” (Miller-El v. Dretke (2005) 545 U.S. 231, 238 (Miller-El);
accord, People v. Armstrong (2019) 6 Cal.5th 735, 782.)
But the only potential evidence defendant offers to support these serious
allegations is contained in his request for judicial notice. It consists of a single
document that, according to a supporting declaration, was produced in federal court
litigation and reflects jury selection notes in a different capital case by the same
prosecutor who handled defendant’s trial. Although this document will presumably
receive thorough examination and consideration in the federal court, we deny defendant’s
request for judicial notice here because the document does not fall within any category of
judicially noticeable materials in Evidence Code section 452. Defendant observes that
we may judicially notice court records (id., subd. (d)), as do our dissenting colleagues,
but the document at issue was produced in discovery. Defendant has not shown it was
filed in any court. And, even if it had been, we may judicially notice only its existence in
the court file, not the truth of its hearsay contents. (In re Vicks (2013) 56 Cal.4th 274,
314.)
Moreover, to the extent defendant would like to pursue his allegations based on
extra-record evidence of discrimination in jury selection, this appeal is not the proper
vehicle to do so. “Appellate jurisdiction is limited to the four corners of the record on
appeal . . . .” (In re Carpenter (1995) 9 Cal.4th 634, 646.) “[W]e cannot consider on
appeal evidence that is not in the record.” (People v. Fairbank (1997) 16 Cal.4th 1223,
1249.) Thus, even if defendant had established a basis for judicial notice, it would
properly be denied “because it is ‘in contravention of the general rule that an appellate
court generally is not the forum in which to develop an additional factual record . . . .’ ”
(People v. Jenkins (2000) 22 Cal.4th 900, 952–953.) Instead, the proper forum is a
petition for writ of habeas corpus, which allows for the presentation and development of
extra-record evidence. (Id. at p. 953; cf. People v. Ramirez (2022) 13 Cal.5th 997, 1145
[“Nothing we say here precludes defendant from developing extra-record evidence
bearing on these factors in support of a petition for writ of habeas corpus”].) The limited
and specific examples of judicial notice cited by our dissenting colleagues do not suggest
otherwise. (See People v. Hayes (1990) 52 Cal.3d 577, 611, fn. 3 [taking judicial notice
of amended criminal complaint]; People v. Belcher (1974) 11 Cal.3d 91, 94, fn. 2 [taking
judicial notice of federal indictment and judgment presented to the trial court; rejecting
judicial notice of affidavit of federal public defender].)
Our dissenting colleagues’ proposal — to essentially stay the present action in
order to allow separate proceedings to develop and then invite updates on the status of
those proceedings — seems destined to run afoul of these fundamental principles. It
would encourage defendant to present extra-record evidence in support of his claim so
that we might weigh its evidentiary value. And the Attorney General then would likely
be compelled to respond with extra-record evidence of his own, which we would be
asked to weigh as well. That is not how direct appellate review works. It is, instead,
precisely what habeas corpus proceedings are designed to accommodate. In fact, in
Miller-El, supra, 545 U.S. 231, also cited by our dissenting colleagues, the United States
Supreme Court was not reviewing a judgment on direct appeal, but instead was reviewing
the denial of a writ of habeas corpus. While our dissenting colleagues see no harm in
“hit[ting] ‘pause’ ” on defendant’s direct appeal (dis. statement of Liu, J., at p. 6), the
passage of time will not change what is possible in this proceeding. Our dissenting
colleagues’ proposal to essentially stay proceedings in this court, while well-intentioned,
will only delay finality of defendant’s direct appeal and thereby slow the litigation of the
very habeas corpus proceedings that are essential to resolving the issues raised here.
Moreover, we are not persuaded by our dissenting colleagues’ suggestion that we wait
and see if more information can be presented in the future. As described above,
defendant’s petition for rehearing relies on jury selection notes, which he admits are not
part of the record — thus, extra-record evidence. The dissenting statement relies heavily
on these notes and contends (incorrectly in our view) that we can take judicial notice of
them. But then the dissenting statement pivots (perhaps recognizing that extra-record
evidence is not the proper subject of judicial notice) and states that we can rely on these
notes to grant rehearing in the hope that defendant may be able to procure evidence at
some unspecified future date that is the proper subject of judicial notice. Needless to say,
a petition for rehearing must be evaluated based upon the evidence that can be
appropriately considered at the time the petition is made, not upon an ill-defined hope
that admissible evidence may be produced at some later date.
In sum, we agree with our dissenting colleagues that the exploration of these
serious allegations is critically important, but direct appeal does not provide the proper
forum by which we can give these rapidly evolving claims the consideration they
deserve. Defendant’s petition for rehearing is denied without prejudice to his ability to
“present[] such information on a fuller record in connection with a petition for habeas
corpus if he so chooses.” (People v. McDaniel (2021) 12 Cal.5th 97, 128.)
Liu and Evans, JJ., are of the opinion the request for judicial notice should be
granted and the petition for rehearing should be conditionally granted.
Kruger, J., is of the opinion the petition for rehearing should be conditionally
granted.
(See Dissenting Statement by Liu, J., joined by Evans, J.)
___________/s/___________________
Chief Justice
PEOPLE v. NADEY
S087560
Dissenting Statement by Justice Liu
Defendant Giles Albert Nadey, Jr. petitions for rehearing
of this court’s decision affirming the death judgment against
him and requests that we take judicial notice of jury selection
notes produced in Lynch v. Davis (N.D.Cal. No. 3:18-cv-00444)
(Lynch), a capital habeas matter pending in federal court. The
notes show that Alameda County Deputy District Attorney
James Anderson, who also prosecuted Nadey’s case, marked two
prospective jurors with the letter “B” and wrote by hand in the
top left margin, “NOTE FOR WHEELER.” These notes, Nadey
argues, further bolster his claim of racial discrimination in jury
selection under Batson v. Kentucky (1986) 476 U.S. 79 (Batson)
and People v. Wheeler (1978) 22 Cal.3d 258.
This petition presents unusual circumstances, to say the
least. Over the past five months, an investigation by the
Alameda County District Attorney’s Office in connection with a
capital habeas proceeding in the United States District Court
for the Northern District of California has revealed “strong
evidence that, in prior decades, prosecutors from the office were
engaged in a pattern of serious misconduct, automatically
excluding Jewish and African American jurors in death penalty
cases.” (Dykes v. Martel (N.D.Cal. Apr. 22, 2024, No. 11-cv-
04454) Order Lifting Confidentiality of Jury Selection Files,
Dock. No. 164 (Dykes Order).) In the case of Ernest Dykes, who
was tried in 1995, jury selection documents show that the same
prosecutor, Anderson, made notes about prospective jurors that
included the letters “FB” next to a Black female juror, the words
1
PEOPLE v. NADEY
Liu, J., dissenting statement upon denial of petition for rehearing
“Must go” next to a Black male juror described as “MB,” and the
underscoring of the word “Jewish” on another juror’s
questionnaire along with a handwritten note that said, “I liked
him better than any other Jew. But no way.” As a result of this
prosecutorial misconduct, Dykes was resentenced in July and
may be released next year.
Then, in August, the federal district court vacated the
capital conviction of Curtis Lee Ervin, who was sentenced to
death in 1991, after the Alameda County District Attorney
conducted a thorough review of his trial and found “serious
prosecutorial misconduct.” (Office of the Alameda County
District Attorney, DA Pamela Price Announces Death Penalty
Conviction of Curtis Ervin Overturned Due to Prosecutorial
Misconduct (Aug. 7, 2024).) According to the District Attorney,
the same prosecutor, Anderson, had removed nine out of 11
Black prospective jurors, and “[t]he use of strikes could not be
explained without reference to the race of the jurors or the
defendant. There was also evidence that Anderson used
disparate questioning and investigation of Black and White
prospective jurors and misrepresented information to the Court
about one of the jurors.” (Ibid.)
Now we are presented with jury selection notes in the case
of Franklin Lynch, who was also prosecuted by Anderson and
sentenced to death in 1992. Again, the notes appear to show a
list of prospective jurors with the letter “B” next to two jurors
and the handwritten words “NOTE FOR WHEELER” in the top
left corner. I would grant Nadey’s request for judicial notice of
this document. The accompanying declaration of Lynch’s
federal habeas counsel states that he received the notes through
discovery in the investigation occurring in federal court. Court
records are judicially noticeable pursuant to Evidence Code
2
PEOPLE v. NADEY
Liu, J., dissenting statement upon denial of petition for rehearing
section 452, subdivision (d). And the District Attorney’s official
act of reviewing capital cases for discrimination in jury
selection — including producing related jury selection
documents such as the notes in Lynch — is also subject to
judicial notice under Evidence Code section 452, subdivision (c).
Ervin was prosecuted by Anderson in 1991, Lynch in 1992,
and Dykes in 1995. The defendant here, Nadey, was prosecuted
by Anderson in 1999, in a trial where Anderson struck five of six
Black prospective jurors, all women, and no Black juror served
on the guilt-phase jury. (People v. Nadey (2024) 16 Cal.5th 102,
125 (Nadey).) Under controlling precedent, the practices of the
same prosecutorial office in other cases — indeed, the practices
of the same prosecutor — are relevant in evaluating a claim of
racial discrimination in jury selection. (Miller-El v. Dretke
(2005) 545 U.S. 231, 240–241 (Miller-El).)
In Miller-El, the high court found that the prosecution’s
peremptory strikes of ten Black venire members were racially
motivated. “[T]he appearance of discrimination [was] confirmed
by widely known evidence of the general policy of the Dallas
County District Attorney’s Office to exclude black venire
members from juries at the time Miller-El’s jury was selected.”
(Miller-El, supra, 545 U.S. at p. 253.) Relying on evidence
developed in a prior proceeding, the high court observed that
prosecutors in Miller-El’s case employed tactics commonly
associated with race-based jury selection, such as jury shuffling
and disparate questioning. (Id. at pp. 253–262.) The high court
said, “We know that for decades leading up to the time this case
was tried prosecutors in the Dallas County office had followed a
specific policy of systematically excluding blacks from juries
. . . .” (Id. at p. 263.) Testimony from former Dallas assistant
district attorneys and a jury selection manual presented as
3
PEOPLE v. NADEY
Liu, J., dissenting statement upon denial of petition for rehearing
evidence in an earlier proceeding showed that the office “ ‘had a
systematic policy of excluding African-Americans from juries.’ ”
(Id. at p. 264.) Miller-El concluded, “It is true, of course, that at
some points the significance of Miller-El’s evidence is open to
judgment calls, but when this evidence on the issues raised is
viewed cumulatively its direction is too powerful to conclude
anything but discrimination.” (Id. at p. 265.)
The Alameda County District Attorney’s investigation into
the county’s death penalty cases is ongoing, and we do not know
what more it will reveal. What we do know, from Miller-El, is
that the practices of the District Attorney’s office in other cases
are relevant to evaluating Nadey’s Batson claim. And we know
that the federal court in the Dykes proceeding has already found
“strong evidence that, in prior decades, prosecutors from the
office were engaged in a pattern of serious misconduct,
automatically excluding Jewish and African American jurors in
death penalty cases.” (Dykes Order, supra, italics added.)
Given these circumstances, I would conditionally grant
Nadey’s petition for rehearing in order to preserve our
jurisdiction (Cal. Rules of Court, rule 8.532(b)(1)(B)) and then
defer action on the matter and await any further results from
the federal proceedings. The court says there is no point in
waiting because any extra-record evidence submitted by the
parties would not be properly cognizable on direct appeal.
(People v. Nadey, S087560, Supreme Ct. Mins., Sept. 13, 2024,
at pp. 2–3.) But, given what has already come to light that is
properly subject to judicial notice, including the notes in Lynch
and federal court findings in Dykes (Nadey, supra, 16 Cal.5th at
pp. 204–205 (dis. opn. of Liu, J.)), I suggest we wait to see if the
ongoing investigation yields more information that is relevant
to Nadey’s Batson claim. To the extent such information is
4
PEOPLE v. NADEY
Liu, J., dissenting statement upon denial of petition for rehearing
forthcoming, it would inform our consideration of “ ‘all relevant
circumstances’ ” bearing on his claim (Miller-El, supra, 545 U.S.
at p. 240) and is properly cognizable on direct appeal. Such
information is properly cognizable on direct appeal. (People v.
Collie (1981) 30 Cal.3d 43, 57, fn. 10 [scope of appellate review
is limited “to matters either preserved in the record or properly
subject to judicial notice”]; see, e.g., People v. Hayes (1990) 52
Cal.3d 577, 611, fn. 3 [giving consideration to exhibit appended
to defendant’s appellate brief that was “a proper subject of
judicial notice and pertinent to an issue raised on appeal”];
People v. Belcher (1974) 11 Cal.3d 91, 94, fn. 2 [same].)
Today’s order says “the proper forum” for presenting and
developing evidence of racial discrimination from the ongoing
investigation “is a petition for writ of habeas corpus.” (People v.
Nadey, S087560, Supreme Ct. Mins., Sept. 13, 2024, at p. 2.)
But “[t]here are 363 death-sentenced people awaiting initial
appointment of counsel for state habeas litigation, more than
half of all people sentenced to death in California. Eighty-five
people on death row have been waiting for appointment of
habeas counsel for more than 20 years.” (Com. on Revision of
the Pen. Code, Death Penalty Report (Nov. 2021) p. 32, fns.
omitted.) If the District Attorney’s investigation results in
additional judicial findings that bolster Nadey’s Batson claim,
why should Nadey be relegated to the years-long wait for
appointment of habeas counsel instead of having his claim
adjudicated properly on direct appeal? The latter approach
would not “slow the litigation” of habeas corpus proceedings
(People v. Nadey, S087560, Supreme Ct. Mins., Sept. 13, 2024,
at p. 2) since Nadey is and has long been entitled to the
appointment of habeas counsel. Moreover, even if counsel were
appointed, that would merely initiate the lengthy process of
5
PEOPLE v. NADEY
Liu, J., dissenting statement upon denial of petition for rehearing
preparing and filing a petition, the Attorney General’s return,
and the traverse. By contrast, there is no reason to think that a
rehearing of this direct appeal, if warranted by circumstances
arising from the investigation, would require such a protracted
period of time.
I do not know whether the inquiry in the federal
proceeding will surface evidence of racial discrimination in
Nadey’s case or “ ‘a systematic policy of excluding African-
Americans from [capital] juries’ ” in Alameda County during the
relevant time period. (Miller-El, supra, 545 U.S. at p. 264.) But
there is every sign that the District Attorney is proceeding
expeditiously in her investigation, and any judicial findings will
be subject to judicial notice in this court. I do not see why we
need to close out Nadey’s direct appeal right now and effectively
kick the can down the long road to habeas. We should hit
“pause” on this matter and allow a serious and relevant
investigation to run its course. If the investigation does not
yield any information that changes the court’s mind about
Nadey’s Batson claim, the court can then say so and reinstate
its previous decision affirming the judgment. But if the
investigation yields additional findings that are judicially
noticeable and supportive of the Batson claim, then a rehearing
of this direct appeal is the proper forum for reconsideration of
Nadey’s claim.
LIU, J.
I Concur:
EVANS, J.
6
Case Information
- Court
- Cal.
- Decision Date
- September 16, 2024
- Status
- Precedential