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ORDER BERMAN, District Judge. I. Introduction Thoroughbred race-horse owner and licensee of the New York State Racing and Wagering Board (âRacing Boardâ) Robert Perez (âPerezâ or âPlaintiffâ) brings this action to challenge a $3,000 fĂne imposed on him by the Racing Board following a profanity-laced verbal and physical outburst by Plaintiff at a meeting he requested, and which was held on August 31, 2000. 1 Plaintiff contends that by upholding the fine, imposed pursuant to N.Y. Comp.Codes R. & Regs. (âNYCRRâ), Title 9, Section 4022.13 (âSection 4022.13â), defendants Michael J. Hoblock, Jr., the Chairman of the Racing Board (âHob-lockâ), Cheryl Buley (âBuleyâ) and Joseph J. Neglia (âNegliaâ), members of the Racing Board, and Edward J. Martin, the Executive Director of the Racing Board (âMartin,â and collectively with Hoblock, Buley and Neglia, âDefendantsâ), improperly penalized him for the exercise of his free speech in violation of the First and Fourteenth Amendments to the United States Constitution. In his Amended Complaint, Plaintiff asks the Court to: (i) declare 9 NYCRR § 4022.13 unconstitutional âon its face and as applied to him in that it is overbroad and unconstitutionally vague;â (ii) âpermanently enjoin Defendants from imposing any penalty or ... collecting any fine from him based upon his alleged violation of 9 NYCRR § 4022.13â; and, (iii) declare that the imposition of a fine pursuant to â9 NYCRR § 4022.13 is a taking of his property without due process of law.â Presently before the Court is Defendantsâ motion for summary judgment pursuant to Federal Rule of Civil Procedure 56(b), filed on November 29, 2001 (âDef.Mem.â). Plaintiff filed his opposition on June 3, 2002 (âPl.Mem.â), and Defendants filed a reply on July 11, 2002 (âDef.Replyâ). By Order dated January 31, 2003, the Court requested further (simultaneous) briefing, namely Plaintiffs Supplemental Memorandum and Defendantsâ Supplemental Memorandum. For the reasons set forth below, Defendantsâ motion is granted. II. Background The facts were established at an administrative appeal hearing held by the Racing Board on January 18, 2001 and are not in meaningful dispute. See PL Mem. at 16 (âBoth Mr. Perez and the defendants rely upon the record made at the Racing Board hearing for their account of the events that ultimately led to this lawsuit.â); Def. Mem. at 4 (relying on âunrefuted testimony at the formal administrative appeal hearingâ); see also Kraft Genâl Foods, Inc. v. Cattell, *191 18 F.Supp.2d 280, 284 (S.D.N.Y.1998) (âit is well settled that a certified transcript of judicial or administrative proceedings may be considered on a motion for summary judgmentâ) (quoting Langston v. Johnson, 478 F.2d 915 , 918 n. 17 (D.C.Cir.1973)). On August 31, 2000, the stewards responsible for managing the Racing Boardâs annual meeting at Saratoga, New York (âStewardsâ) called a special meeting to address a complaint by Plaintiff that the race secretary of the New York Racing Association (âRacing Associationâ), Mike Lakow (âLakowâ), was allegedly acting unfairly in selecting which horses ran in which races. 2 Transcript of Jan. 18, 2001 Hearing (âTr.â) at 6-8, 12. When the Stewards advised Lakow about the meeting Plaintiff had requested, Lakow said that he (also) had a complaint about Plaintiff that he wanted to address, Tr. at 70, namely that the day before, Plaintiff had started âcursing and screaming loudlyâ at him outside the administrative offices at Saratoga. Tr. 113-14. The August 31, 2000 meeting, which was held in the Saratoga racetrack office of Dave Hicks (âHicksâ), the Racing Association Steward who had called the meeting, was attended by Plaintiff, Lakow and the three Stewards. Tr. at 8-10. At the meeting, Perez complained that Lakow was trying to favor certain thoroughbred owners by placing only five or six horses, rather than twelve horses, in some races. Tr. at 28-29 (Perez âwas saying that Mr. Lakow [was] again, fixing races ... and that it wasnât fair and [Lakow] let[ ] races go for certain people. And [Perez] was trying to compare that there were, say, twelve horses in one race and here were only six in another race.â). Shortly after the meeting began, Lakow commented that Plaintiffs complaint was âridiculous.â Tr. at 130. Perez âexplod[ed]â and started âpounding the desk,â saying âfuck this and fuck thatâ and âIâll choke him [Lakow].â Tr. at 32, 130. Lakow sat in place, looking âscared to death.â Tr. at 71-72. Hicks decided that âit was best for me to talk to [Perez] as a friend to get him out of there and talk to him and say, Bobby, you know, relax.â Tr. at 53. Perez, however, refused to go outside the meeting room and, instead, âstarted ... cursing at [La-kow] and threatening, he made remarks and ... then he started raising his voice, cursing and carrying on.â Tr. at 54. An employee working in the office next door heard the escalating âyellingâ and âcommotionâ through the wall, and said to her co-workers, âGod what the heck is going on back there.â Tr. at 102. By then, Hicks decided that the meeting could not continue and the Stewards got up to leave. Tr. at 14. 56-57 (âI couldnât conduct a meeting, no, I couldnât. Not after that kind of display of temper.... It was a washout .... It was too much animosity in the room toward the ... Race Secretary.â) When the Stewards started for the door, Perez âsaid, you know, fuck this and this isnât right.â Tr. at 33. Perez then began âholleringâ at Hicks and (repeatedly) called him a âcoeksucker.â Tr. at 16, 31, 57. Hicks then told Perez that he was *192 going to recommend a fĂne of $500 because of Perezâ abusive behavior. Tr. at 40 (âproblemâ with Perez was â[t]he abusive language and the way he conducted himselfâ). Perez replied, âmake it a thousand,â and he cursed again. Tr. at 57. Hicks obliged and raised the fine to $1000. Id. (âHe swore again, I [made] it a thousand.â). Perez âcursed more,â saying âthatâs a thousand, make it two thousand.â Tr. at 35, 56. Perez kept swearing until Hicks raised the fine to $5,000. Tr. at 57. Finally, Perez said, âFine me ten thousand, I donât really care,â Tr. at 14, to which Hicks replied, âWell, I canât go that far, Bobby.â 3 Tr. at 57; see also Tr. at 60 (â[T]he only way would be the next step, and Iâve done it in the past over the years, was to suspend them for their behavior in that type of situation. And I didnât want to do that.â). Thereafter, a âsecurity guard came out from the [jockey]âs room.â Tr. at 14 The guard had heard the yelling at his post, approximately fifty to seventy-five feet from the Stewardâs office, through a âbig solid wood door.â Tr. at 143. One of the Stewards, Carmine Donofrio (âDonofrioâ), testified that he was âlooking for [the guard] anyway, and all I said was, you know, get him out of here, meaning Mr. Perez. And he left on his own at that point.â Tr. at 14 Following the August 31, 2000 meeting, the record indicates that the Stewards conferred and reviewed Plaintiffs behavior. Donofrio, as the Steward for the Racing Board, proposed a $3,000 fine for violation of Section 4022.13. See Report of Hearing Officer Edward J. Martin, dated Apr. 26, 2001 (âHearing Reportâ) at 1, attached as Exhibit B to Declaration of Alan D. Levine, dated May 30, 2002 (âLevine Declarationâ). Hicks testified that the Stewards fined Perez âfor his display of temper and use of profane language, which he was using, in the presence of the Stewards as well as the Racing Secretary and other people that were listening in nearby offices where the door was wide open.â Tr. at 59. Pursuant to 9 NYCRR § 4022.14 (âSection 4022.14â), Plaintiff appealed the fine to the Racing Board, which held a hearing on January 18, 2001 (âAdministrative Hearingâ) before Martin, the Racing Boardâs hearing officer. 4 Hearing Report *193 at 1. Perez did not testify at the Administrative Hearing but was represented by counsel who actively participated by cross-examining the (six) witnesses who did testify and by arguing that Plaintiffs conduct at the August 31, 2000 meeting was protected by the First and Fourteenth Amendments. 5 Tr. at 145-56. In a seven page written Hearing Report, dated April 26, 2001, Martin rejected Plaintiffs First Amendment argument, finding that in âthis instanceâ Section 4022.13 âas applied is not overly broad or vague.â Hearing Report at 6. Martin also concluded that Plaintiffs behavior âdisruptedâ the Stewardâs meeting; that Perez had lost his temper; âshouted and used profanity;â threatened to choke one of the officials at the meeting; âpounded the desk;â and called the Racing Association Steward âa profane name and, was aware that a continuation of his behavior would result in a sanction,â but âwould not discontinue his disruptive behavior.â Hearing Report at 3^1. Martin also found that Plaintiffs actions âwere detrimental to the best interests of racing generally, in that he demonstrated disrespect to the stewards and disrupted the stewardsâ meeting, to the point that made further investigation into his complaint impossible.â Hearing Report at 4. Martin recommended that the full Racing Board uphold a fine in the amount of $1,000. Hearing Report at 7. At a (further) hearing held on May 1, 2001, the full Racing Board approved Martinâs recommendation to uphold a fine, but ordered that a $3,000 fĂne be imposed (as had been recommended by the Racing Board Steward Donofrio), âbased upon the aggravated, persistent nature of the misconduct and the need to foster respect for racing officials.â In the Matter of Robert Perez, NYRA No. 00-45, Racing Board Findings and Order, dated May 1, 2001, attached as Exhibit C to Levine Declaration (âRacing Board Orderâ). 6 III. Standard of Review Summary judgment may not be granted unless âthe pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show ... that the moving party is entitled to judgment as a matter of law.â Fed.R.Civ.P. 56(c); see also Celotex Corp. v. Catrett, 477 U.S. 317 , 106 S.Ct. 2548 , 91 L.Ed.2d 265 (1986); accord McCullough v. Wyandanch Union Free Sch. Dist., 187 F.3d 272 , 278 (2d Cir.1999). The moving party bears the initial burden of âinforming the district court of the basis for its motionâ and identifying the matters that âit believes demonstrate the absence of a genuine issue of material fact.â Celotex, 477 U.S. at 323, 106 S.Ct. 2548 . The burden then shifts to the non- *194 moving party which âmust set forth specific facts showing that there is a genuine issue for trial.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 , 106 S.Ct. 2505 , 91 L.Ed.2d 202 (1986) (quoting Fed. R.Civ.P. 56(e)); accord Hotel Employees & Restaurant Employees Union v. New York Depât of Parks & Recreation, 311 F.3d 534 , 543 (2d Cir.2002). The substantive law governing the case will identify those facts which are material and â[o]nly disputes over facts that might affect the outcome of the suit under the governing law will properly preclude the entry of summary judgment.â Anderson, 477 U.S. at 248 , 106 S.Ct. 2505 . âThe trial court must, in considering the motion, view the evidence in the light most favorable to the non-moving party and draw all reasonable inferences in its favor, and may grant summary judgment only when âno reasonable trier of fact could find in favor of the nonmoving party.â â Allen v. Coughlin, 64 F.3d 77, 79 (2d Cir.1995) (quoting Lundâs, Inc. v. Chemical Bank, 870 F.2d 840 , 844 (2d Cir.1989)). III. Analysis The crux of Plaintiffs claim is that Section 4022.13, which allows the Racing Board Steward to impose a fĂne of up to $5,000 for âany action detrimental to the best interests of racing,â is unconstitutional as applied to his behavior at the August 31, 2000 meeting. See PL Mem. at 1 (âthe rule pursuant to which defendants seek to penalize [Perez] is unconstitutional as applied to him under the facts hereinâ) (emphasis added). Plaintiff also contends that Section 4022.13 is unconstitutionally vague, see Amended Complaint at ¶ 26 (â9 NYCRR § 4022.13 is ... unconstitutionally vagueâ), and that the Racing Board is âwithout [statutory] authority to levy a monetary penalty against [him].â PL Mem. at 1. Defendants argue: (i) that Plaintiffs claims are premised upon the mistaken contention that, although a licensee of the Racing Board, âhe has an inviolable First Amendment right to impede a Stewardsâ meeting by screaming obscenities at them,â see Def. Mem. at 9; (ii) that Section 4022.13 is not overly broad or unconstitutionally vague, see id.; and (iii) that the Racing Board was clearly authorized to impose of a fine against Plaintiff for âfor any action detrimental to the best interests of racing.â See Def. Supp. at 3 (âSince plaintiff is already a licensed by the Board as a participant under RWBL § 213, the Board already has the power under RWBL § 243 to impose a monetary penalty on him.â). 7 A. âAs-Appliedâ Challenge Plaintiff contends that â[t]here can be no doubt that Mr. Perez was engaging in activity protected by the first amendment when, in a loud voice, he directed epithets at the other participants in the [August 31, 2000] meeting,â PL Mem. at 4, and that the Defendants could not penalize him for the content of his speech unless it was ânecessary to serve a compelling state interest, and ... narrowly tailored to achieve that end.â PL Mem. at 12 (quoting Distribution Sys. of Am., Inc. v. Village of Old Westbury, 862 F.Supp. 950, 957 (E.D.N.Y.1994)). Defendants respond, inter alia, that the fine was imposed within a framework âanalogous to the supervision of ... employees by a public employer,â Def. Mem. at 15, and it was a constitution *195 ally permissible action because Plaintiff was not discussing a matter of public concern and because the Stewards reasonably believed that âthe potential disruption would outweigh the First Amendment value of that speech.â Def. Mem. at 16; see also Def. Mem. at 14 (âFor Stewardsâ meetings, which are not public forums, there is no constitutional requirement that compels the Government to conduct its business in the midst of abusive, disruptive, behavior.â). âUnder our Constitutional doctrines, few values are more carefully and thoroughly protected than the citizenâs right to speak his mind on matters of public concern without interference by government. Nonetheless, the right is not absolute. At times, the right of free speech conflicts with other important governmental values, posing the problem which interest should prevail.â Pappas v. Giuliani, 290 F.3d 143, 146 (2d Cir.2002). Where, on the facts presented here, the Plaintiff is a licensee in âan industry closely regulated by defendants,â PI. Mem. 12 n. 4, disruptive and threatening behavior need not be countenanced. See, e.g., Heil v. Santoro, 147 F.3d 103, 109 (2d Cir.1998) (âthe government can prevail if it can show that it reasonably believed that the speech would potentially interfere with or disrupt the governmentâs activities, and can persuade the court that the potential disruptiveness was sufficient to outweigh the First Amendment value of that speechâ) (internal citations omitted). In a case (very) similar to the case at bar, LeRoy v. Illinois Racing Bd., 39 F.3d 711 (7th Cir.1994), the United States Court of Appeals for the Seventh Circuit upheld Rule 20.1, established by the Illinois Racing Board (âIRBâ) and which prohibited âimproper languageâ or âimproper conductâ by licensees towards regulators, in the face of a claim that Rule 20.1 was unconstitutionally âvague and overbroad.â 39 F.3d at 715 . 8 The plaintiff in LeRoy was a licensed owner, driver and trainer of standardbred race horses who was suspended and fined $500 for displaying âimproper conduct by using offensive and profane language towards an Illinois Racing Board official.â 9 LeRoy v. Illinois Racing Bd., 89-C-3433, 1990 WL 7072 at *4 (N.D.Ill. Jan.18, 1990). The Seventh Cir *196 cuit Court of Appeals, upholding the district courtâs dismissal of the plaintiffs complaint, found that Rule 20.1 was not overbroad because there was no indication that a âsignificant fraction of its applications would forbid or deter protected speech.â LeRoy, 39 F.3d at 715 (âWhatever deficiencies Rule 20.1 may display in application to others are not salient, for the rule is not âsubstantially overbroadâ in the sense that a significant fraction of its applications would forbid or deter protected speech.â) (citation omitted). The court of appeals noted that Rule 20.1 was only âaddressed to ... licensees, [and] governs only their relations with regulators concerning âthe administration of the course, or of any race thereonâ .... â Id. Such a relationship is akin to the Stateâs relationship with public employees. See LeRoy, 1990 WL 7072 at *4 (âThere is no reason apparent to the Court why the disciplinary concerns governing the public employment cases would not be applicable to the stateâs interests in regulating the behavior of its licensed horsemen.â). 10 As in the case of Illinois, New York State has vested its Racing Board with âgeneral jurisdiction over all horse racing activities and all pari-mutuel betting activities, both on-track and off-track, in the state and over the corporations, associations, and persons engaged therein.â RWBL § 101; see also Lasky v. Van Lindt, 115 Misc.2d 259 , 453 N.Y.S.2d 983, 986 (1982) (âIt is important to remember that as a sporting event, horse racing occupies a unique position among the professional sports activities which take place in this state; it is the only sport in which wagering is legal. As such, the state has a vital interest in protecting the integrity of the sport and preventing any potential for abuse.â). In applying the Pickering balancing test, a court must first determine whether an employeeâs speech touches on a matter of public concern. Pappas, 290 F.3d at 146 . âWhen employee expression cannot be fairly considered as relating to any matter of political, social, or other concern to the community, government officials should enjoy wide latitude in managing their offices, without intrusive oversight by the judiciary in the name of the First Amendment.â Connick v. Myers, 461 U.S. 138, 146 , 103 S.Ct. 1684 , 75 L.Ed.2d 708 (1983); see also Garcia v. SUNY Health Sciences Ctr. of Brooklyn, 280 F.3d 98 , 106 (2d Cir.2001) (âIf every speech-related personnel decision were subjected to âintrusive oversight by the judiciary in the name of the First Amendment,â effective government administration would be threatened and, in turn, the efficient provision of services and benefits would be jeopardized.â). And, even if an employeeâs speech touches on a matter of public concern, (in some circumstances) the State may, neverthe *197 less, impose restrictions on that speech if it can demonstrate âthat the speech threatens to interfere with government operations.â Lewis, 165 F.3d at 162. âFor example, the Pickering balance is more likely to favor the government when an employee directly confronts his supervisor with objectionable language than when an employee engages in equivalent speech on his own time and not in front of co-workers.â Id. 11 Plaintiff acknowledges that he âis a participant in an industry closely regulated by defendants.â PL Mem. at 12 n. 4. And it cannot reasonably be said that he was penalized for commenting on a matter of public concern. See Def. Mem. at 15. Indeed, the (undisputed) record established that Perez was fined for disrupting a meeting which he requested and for âshowing of total disrespect,â to the Stewards. Tr. at 40. (The fine was not imposed âbecause Mr. Perez had the same opinions that he had when he came in the room,â but âbecause just kept showing total disrespect.â). See, e.g., Mishk v. Destefano, 5 F.Supp.2d 194, 200 (S.D.N.Y.1998) (âThe fundamental question is whether the employee is seeking to vindicate personal interests or bring to light a matter of political, social, or other concern to the community.â); LeRoy, 1992 WL 168528 at *3 (âIf plaintiff registered a purely personal complaint as to the disciplinary actions taken against him, the tenets of the first amendment may not be at issue.â). Even if Plaintiffs complaint at the August 31, 2000 meeting had merit, his âharsh and vulgarâ speech and behavior interfered with and disrupted the meeting â precluding the airing of his alleged grievance. Perezâ outburst undermined the Stewardsâ âability to perform [their] legitimate functions.â Lewis, 165 F.3d at 161. Indeed, one of the Stewards testified that âif the Stewards donât have respect they certainly couldnât handle the racetrack and what goes on and licensees. And we were there to hear his complaint, not to be abused.â Tr. at 22. Plaintiffs behavior:© âdisruptedâ the meeting, Hearing Report at 3; (ii) prevented the Stewards from considering his complaint, Hearing Report at 4; (iii) disturbed employees in the area, Tr. at 102; and (iv) brought a security guard running from the jockeyâs room, Tr. at 143. See, e.g., Jeffries v. Harleston, 52 F.3d 9, 13 (2d Cir.1995) (âdefendants were motivated by a reasonable prediction of disruption, they did not demote him for an improper retaliatory motive .... as a matter of law, this potential disruptiveness was enough to outweigh whatever First Amendment value [plaintiffs] speech might have hadâ). B. Facial Overbreadth Challenge While Plaintiff alleges that Section 4022.13 is also âvoid ... on its face ... in that it is overbroad,â Amended Complaint at ¶ 26, Defendants correctly point out that *198 âthe Rule [Section 4022.13] on its face does not purport to restrict speech ... and it is not the duty of the court to imagine remote ways in which a rule might restrict speech.â PL Reply at 3. A facial overbreadth challenge is a âdeparture from traditional rules of standingâ that allows a plaintiff to assert the constitutional rights of third parties. Broadrick v. Oklahoma, 413 U.S. 601, 612 , 93 S.Ct. 2908 , 37 L.Ed.2d 830 (1973); see also Universal City Studios, Inc. v. Reimerdes, 111 F.Supp.2d 294 , 336 n. 235 (S.D.N.Y.2000) (âThe overbreadth doctrine ... enables litigants to challenge a statute not merely because their own First Amendment rights are violated, but because the statute may cause others to abstain from constitutionally protected expression.â) âApplication of the overbreadth doctrine in this manner is, manifestly, strong medicine. It has only been employed as a last resort.â Broadrick , 458 at 613, 93 S.Ct. 2908 . 12 Clearly, the rights Plaintiff is seeking to vindicate are his own. In his opposition to Defendantsâ motion. Plaintiff argues that Section 4022.13 is unconstitutional as it applies to his unique circumstances. Perez does not identify, or seek to vindicate, the rights of third parties. See, e.g., PI. Mem. at 1 (âthe rule pursuant to which defendants seek to penalize him is unconstitutional as applied to him under the facts herein because it is both overbroad and void for vaguenessâ). Plaintiff âmakes no attempt to assert the rights of third parties not before us. Instead, his claim, made quite explicit by his briefs, is that the statute is overbroad precisely because it applies to him â the plaintiff who is before us.â Moore v. City of Kilgore, 877 F.2d 364, 390 (5th Cir.1989); see also; Reimerdes, 111 F.Supp.2d at 336 n. 235 (âThis aspect of defendantsâ argument, which in any case is an overstatement, therefore does not refer to overbreadth in the sense relevant here.â); Rent Stabilization Assân v. Dinkins, 5 F.3d 591, 595 (2d Cir.1993) (âBecause the challenges described above are not facial, we will treat them as âas applied.â â) (emphasis added). There are no grounds for a facial overbreadth challenge here. See, e.g., Members of the City Council of the City of Los Angeles v. Taxpayers for Vincent, 466 U.S. 789, 801 , 104 S.Ct. 2118 , 80 L.Ed.2d 772 (1984) (âThis is not, however, an appropriate case to entertain a facial challenge based on overbreadth. For we have found nothing in the record to indicate that the ordinance will have any different impact on any third partiesâ interests in free speech .... â); Krukowski v. Swords, 15 F.Supp.2d 188 , 197 n. 17 (D.Conn.1998) (âcourts will not entertain a facial over-breadth challenge âwhere the parties challenging the statute are those who desire to engage in protected speech that the statute purports to punishâ â) (citation omitted). Were the Court to consider a facial overbreadth challenge to Section 4022.13 on these facts, it would soon be âimmersed in inquiries so speculative as to border upon the metaphysical.â Moore, 877 F.2d at 390 . C. Vagueness Challenge Plaintiff argues that Section 4022.13 âas applied in this particular situationâ is void for vagueness because âno matter how objectionable plaintiffs speech might have been, defendants were incor *199 rect in finding that it was somehow detrimental to the best interests of racing generally.â PI. Mem. at 11. 13 Defendants argue that âan ordinary person exercising common sense can anticipate that he would breach the âusages of the turf and act contrary to âthe best interests of racingâ if he spends several minutes during an official Stewardsâ meeting shouting that the Stewards are âcoeksuckersâ and refusing to comply with reasonable requests.â Def. Mem. at 18. âThe Due Process Clause requires that laws be crafted with sufficient clarity to âgive the person of ordinary intelligence a reasonable opportunity to know what is prohibited,â and to âprovide explicit standards for those who apply them.â â General Media Communications v. Cohen, 131 F.3d 273 , 286 (2d Cir.1997) (quoting Grayned v. City of Rockford, 408 U.S. 104, 108 , 92 S.Ct. 2294 , 33 L.Ed.2d 222 (1972)). The level of specificity required âdepends in part on the nature of the enactment at issue.â Hoffman Estates v. Flipside, 455 U.S. 489, 498 , 102 S.Ct. 1186 , 71 L.Ed.2d 362 (1982). Courts are generally more tolerant of âenactments with civil rather than criminal penalties because the consequences of imprecision are qualitatively less severe.â Id. at 498-99 , 102 S.Ct. 1186 . âAt the same time, statutes that implicate constitutionally protected rights, including the freedoms protected by the First Amendment, are subject to âmore stringentâ vagueness analysis.â General Media, 131 F.3d at 286 (quoting Hoffman, 455 U.S. at 499 , 102 S.Ct. 1186 ). Section 4022.13 is not impermissibly vague simply because it ârequires a person to conform his conduct to an imprecise but comprehensible normative standard.â Hoffman, 455 U.S. at 495 n. 7, 102 S.Ct. 1186 . In LeRoy, the Seventh Circuit held that Rule 20.1 â prohibiting âimproper languageâ and âimproper conductâ â was not unconstitutionally vague. 39 F.3d at 714 . The court found that the Illinois racing industry had âmuch in common with civil service laws, which despite their many vague terms were sustained in Broadrick v. Oklahoma, 413 U.S. 601, 607-15 , 93 S.Ct. 2908 , 37 L.Ed.2d 830 (1973), and CSC v. Letter Carriers, 413 U.S. 548, 568-81 , 93 S.Ct. 2880 , 37 L.Ed.2d 796 (1973), and with the Uniform Code of Military Justice, whose prohibitions against âconduct unbecoming an officer and a gentlemanâ and âdisorders and neglects to the prejudice of good orderâ met approval in Parker v. Levy, 417 U.S. 733 , 94 S.Ct. 2547 , 41 L.Ed.2d 439 (1974).â LeRoy, 39 F.3d at 714 (citations shortened). The prohibition in Section 4022.13 against âaction detrimental to the best interests of racingâ is equally as definite as lawful prohibitions against âconduct unbecoming an officer and a gentlemanâ or use of âimproper language,â â and as IRB Rule 20.1 in LeRoy. See id.; see also Padberg v. McGrath-McKechnie, 203 F.Supp.2d 261, 287 (E.D.N.Y.2002) (rule providing that âa taxicab driver, shall not commit or attempt to commit ... any willful act of omission or commission which is against the best interests of the publicâ not unconstitutionally vague as applied to drivers who impermissibly refuse service). âWhile these standards are undoubtedly flexible, and the officials implementing them will exercise considerable discretion, perfect clarity and precise guidance have never been required even of regulations that restrict expressive activity.â Ward v. Rock Against Racism, 491 U.S. 781, 794 , 109 S.Ct. 2746 , 105 L.Ed.2d 661 (1989); see *200 also Hadges v. Corbisiero, 739 F.Supp. 792, 793 (S.D.N.Y.1989) (finding that 9 NYCRR § 4119.9, which prohibits a licensee of the New York State Harness Racing Commission from committing any act that âconstitutes conduct detrimental to the best interests of racing,â was not unconstitutionally vague as applied to a licensee who instructed someone to bet on a horse other than his own â âplaintiff, as an experienced horseman, needs no clarification of Rule 4119.9(a)â); Fox v. Philadelphia Turf Club, Inc., Civ. A. No. 86-6346, 1987 WL 17751 at *3 (E.D.Pa. Sept. 30, 1987) (holding that a rule of the Pennsylvania Racing Board that allowed the Board to âsuspend any person who has acted to the detriment of racingâ was constitutional and no more vague than laws prohibiting âdisturbing the peaceâ or âobnoxious behavior on the grounds of association,â which were standards that âa person of ordinary intelligence can understandâ). Section 4022.13 pertains to the conduct of racing âlicensees,â and âis administered by an agency that, through a series of decisions, can add detail.â 14 LeRoy, 39 F.3d at 715 . And, its implementation is effected through a series of administrative hearings and appeals. See Ward, 491 U.S. at 795-96 , 109 S.Ct. 2746 (âAdministrative interpretation and implementation of a regulation are, of course, highly relevant to our analysis, for â[i]n evaluating a facial challenge to a state law, a federal court must ... consider any limiting construction that a state court or enforcement agency has proffered.ââ); see also Fox, 1987 WL 17751 at *3 (âThese sections which provide for appeals will ensure that the Board properly and constitutionally exercises its discretionary power.â). At the Administrative Hearing, Martin concluded that the âbest interests of racingâ was not overly vague in Plaintiffs case because â[tjhere can be no misunderstanding by anyone that engaging in conduct that would impede the investigation of the Stewards would be âdetrimental to the best interests of racing generally.â â Hearing Report at 6. 15 D. Authority to Impose Fine Plaintiff argues that his fine should be overturned because âDefendants were completely without power to levy a fine upon Mr. Perez ... defendants [including the Racing Board] were acting beyond the scope of their authority.â PI. Mem. at 12-13. Defendantsâ reply that the Racing Board clearly has statutory authority to impose a fine on a licensee such as Perez *201 under Section 243 of the RWBL and Section 4022.13 promulgated thereunder. Def. Supp. at 3 (âSince plaintiff is already-licensed by the Board as a participant under RWBL § 213, the Board already has the power under RWBL § 243 to impose a monetary penalty on him.â). Defendants are correct. Section 243 of the New York State Racing, Pari-Mutuel Wagering and Breeding Law explicitly provides that: âthe state racing and wagering board is hereby authorized to impose civil penalties upon any such licensee for a violation of any provision of sections two hundred twenty-two through seven hundred five of this chapter or the rules and regulations promulgated pursuant thereto, not exceeding five thousand dollars for each violation .... â RWBL § 243. 16 Plaintiff belatedly argues in his Supplemental Memorandum of February 14, 2003, that Section 243 is âextremely, vague, overbroad and illogical statute.â PI. Supp. at 1. Plaintiffs eleventh hour argument is rejected for the reasons (already) discussed throughout this Order. E. Permanent Injunction Because Plaintiffs underlying claim is denied he is not entitled to a permanent injunction. See New York State Society of Certified Public Accountants v. Eric Louis Assocs., 79 F.Supp.2d 331, 340 (S.D.N.Y.1999) (âthe standard for granting a permanent injunction is actual success on the meritsâ). IV. Decision and Order For the foregoing reasons, the Defendantsâ motion for summary judgment is granted in its entirety and the case is dismissed. The Clerk of the Court is respectfully directed to close this case. 1 . Plaintiff's amended complaint, dated July 11, 2001 ("Amended Complaint"), alleges that the Racing Board fined him $1,500. See Amended Complaint at ¶ 23 ("At a meeting of the Board held April 30, 2001, defendants Hoblock, Buley and Neglia ... imposed a fine of $1,500.00 on plaintiff.â) The parties have recently agreed that the fine imposed was $3,000. See Plaintiff's Supplemental Memorandum, dated February 14, 2003 ("PI. Supp.â) ("The final fine imposed by the Board was .... 'three thousand dollars' ") (citation omitted); Defendants Supplemental Memorandum, dated February 18, 2003 ("Def.Supp.") ("the New York State Racing and Wagering Board ... allowed the $3,000 fine to stand."). 2 . New York State law provides that three Stewards are responsible for. supervising all thoroughbred races in New York, 9 NYCRR § 4022.3. One Steward is designated by the Racing Board, another by the Racing Association, and the third by the Jockey Club. See 9 NYCRR § 4022.3. âSpecifically, Stewards are responsible to supervise every race meeting, to determine all race questions, to investigate complaints against race officials, and to regulate and control the conduct of all officials and participants in racing.â Def. Mem. at 2. The Racing Association is distinct from the Racing Board, and is a private, non-profit organization that owns and operates the three largest racetracks in New York â Aqueduct, Belmont Park and Saratoga. See Jacobson v. New York Racing Ass'n, Inc., 33 N.Y.2d 144 , 350 N.Y.S.2d 639, 640 , 305 N.E.2d 765 (1973). 3 . Section 4022.13, "Imposition of Civil Penalty,â provides that: In place of or in addition to the actions recited in section 4022.12 of this Part [regarding suspension of license], the steward of the board is hereby authorized to impose a civil penalty in an amount not to exceed $5,000 for each violation of any of the sections of this Subchapter or for any action detrimental to the best interests of racing generally; and each day upon which such violation continues may be considered by the steward as a separate violation in assessing the amount of such civil penalty. Before imposing such civil penalty, the steward of the board shall give the other two stewards of the meeting a reasonable opportunity to submit recommendations relative to such penalty. 9 NYCRR § 4022.13. Section 4022.13 is one of the "rules and regulationsâ promulgated pursuant to the New York Racing, Pari-Mutuel Wagering and Breeding Law ("RWBLâ). See, e.g., Saumell v. New York Racing Assân, Inc., 58 N.Y.2d 231 , 460 N.Y.S.2d 763, 772, 447 N.E.2d 706 (1983) ("Pursuant to its authority, the Board has promulgated regulations ... empowering* the Board's individual stewards to exclude or suspend persons from track grounds.â) (citing 9 NYCRR § 4022.12) (Cooke, C.J., Dissenting). Section 243 of the RWBL authorizes the Racing Board "to impose civil penalties upon any such licensee for a violation of any provision of sections two hundred twenty-two through seven hundred five of this chapter or the rules and regulations promulgated pursuant thereto, not exceeding five thousand dollars for each violation.â RWBL § 243 (McKinney 2000). 4 . Section 4022.14, "Appeal from Penalty,â provides: Any person so penalized [under Section 4022.13] shall have the right to appeal to *193 the commission by filing with the commission within 30 days after the imposition of such civil penally, a written notice of such appeal; and the commission in determining the appeal may increase or decrease the amount of such civil penalty, or it may suspend or revoke or otherwise act with respect to the license or the licensing of the appellant; and the determination of the commission on such appeal shall be final. 9 NYCRR§ 4022.14. 5 . Present at the Administrative Hearing were Perez, Joseph Faraldo, counsel to Perez, and Rick Goodell, counsel to the Racing Board. Tr. at 2. Perez was provided with a "Notice of Hearing,â which was entered into evidence, along with proof of service, a copy of the Order of Reference, and a copy of Perez' "historyâ with the Racing Board. Tr. at 4. During his closing arguments, Plaintiff's counsel stated that "this [hearing] seems to be a First Amendment case,â Tr. at 145, and that the "best interests of racingâ could not "sustain constitutional muster.â Tr. at 154. 6 . The Racing Board also determined that the $3,000 fine could be reduced to $1,250 if Perez "demonstrates his remorse and desire not to repeat such conduct, by an apology to the Stewards.â Racing Board Order at 1. 7 . Defendants also argue that Plaintiff's claim for monetary damages must fail because they are protected by qualified immunity. Def. Mem. at 7-8. Plaintiff does not, however, appear to seek monetary damages. See New York State Assoc. of Realtors v. Shaffer, 833 F.Supp. 165, 187 (E.D.N.Y.) ("Here, the plaintiff is not seeking monetary damages and therefore the defense of qualified immunity is not available to the defendant."), revâd on other grounds, 27 F.3d 834 (1994). 8 . Under Rule 20.1 of the IRB: No owner, trainer, driver, attendant of a horse, or any other person shall use improper language to an official, or be guilty of any improper conduct toward such officers or judges or persons serving under their orders, such improper language or conduct having reference to the administration of the course, or of any race thereon. 11 Ill. Admin. Code 1320.10. 9 . LeRoy was initially fined and suspended by the IRB after a (prohibited) hypodermic needle was discovered in his pickup truck. LeRoy, 39 F.3d at 712 . That suspension âbarred LeRoy from entering any racetrack in Illinois. He did not comply, was caught, and was suspended for 30 additional days. In the process, he swore at an official of the Board, which led to a fine plus a suspension.â Id. (citation omitted). Thereafter, a âdisciplinary board found that, while on probation, LeRoy had used 'threatening and profane language towards the Association Steward at Maywood Park.' â Id. Although LeRoy (apparently) did not appeal his suspension, IRB rules provide that "to the extent that a party believes that his license has been unfairly suspended or revoked due to an alleged violation of Rule 20.1, he may request a hearing in front of the IRB within five days of receiving notice of the suspension of his license.â LeRoy v. Illinois Racing Bd., 89-C-3433, 1992 WL 168528 at *4 (N.D.Ill. July 13, 1992). Instead, LeRoy filed suit in federal district court under 42 U.S.C. § 1983 , arguing, among other things, that Rule 20.1 was unconstitutionally âvague and overbroad.â LeRoy, 39 F.3d at 712, 715 . The district court "issued a series of opinionsâ granting âdefendants judgment on the pleadings on one issue after another, finally dismissing the suit altogether,â in 1993. Id. at 712-13 . 10 . In the public employment context relied upon in LeRoy, "a balance between the interests of the [employee], as a citizen, in commenting upon matters of public concern and the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees,'' must be struck. Pickering v. Board of Education, 391 U.S. 563, 568 , 88 S.Ct. 1731 , 20 L.Ed.2d 811 (1968). "This weighing, commonly referred to as the Pickering balancing test, is necessitated by the Stateâs dual role as employer and sovereign. As sovereign, a State's ability to regulate speech is severely limited by the First Amendment, which protects the free and open discourse concerning public affairs that 'is the essence of self-government.â â Lewis v. Cowen, 165 F.3d 154, 161 (2d Cir.1999) (quoting Garrison v. Louisiana, 379 U.S. 64, 75 , 85 S.Ct. 209 , 13 L.Ed.2d 125 , (1964)). "Yet, as an employer charged with providing such essential services as public safety and education, the Constitution provides a State with greater leeway to control employeesâ speech that threatens to undermine its ability to perform its legitimate functions.â Lewis, 165 F.3d at 161 . 11 . In addition, where the State regulates speech in a non-public forum, such as the Stewards' meeting in the case at bar, the government may impose restrictions which are " 'reasonably relatedâ to maintaining the environment that the government has deliberately created." Hotel Employees, 311 F.3d at 554 (2d Cir.2002); see also Morris v. Off-Track Betting Corp., No. 92-CV-0320E(M), 1994 WL 721374 at *4 (W.D.N.Y. Dec.29, 1994) (finding that an Off-Track Betting parlor was not a public forum, and that "the defendants had the power to preserve the property under their control for the use to which it is lawfully dedicated"); Devine v. Village of Port Jefferson, 849 F.Supp. 185, 190 (E.D.N.Y.1994) ("[T]he Mayor's action was in response to Devineâs disruptive behavior as opposed to the content or viewpoint of his speech .... the Village had a significant interest in conducting its meeting in an orderly and effective fashion. Moreover, any threat of arrest was a reasonable response to De-vineâs failure to follow the Mayorâs directive and cease interrupting the public meeting.â). 12 . The United States Supreme Court has "insisted that the overbreadth involved be 'substantial' before the statue involved will be invalidated on its face.â New York v. Ferber, 458 U.S. 747, 769 , 102 S.Ct. 3348 , 73 L.Ed.2d 1113 (1982); see also Sanitation & Recycling Indus. v. City of N.Y., 107 F.3d 985 , 997 (2d Cir.1997) ("For an overbreadth challenge to succeed, it must be demonstrated that the government has significantly interfered with the right of individuals to associate together.â). 13 . Plaintiff also argues that "the real purposeâ Section 4022.13 is to punish activities that "impugn the integrity or endanger the financial structure of thoroughbred racing,â PI. Mem. at 11, and that the Section 4022.13 "provides no guidance to those charged with enforcing it.â Pi. Mem. at 7. 14 . "[0]ther licensees who have been abusive of the Stewardsâ have received penalties in the form of monetary fines. Tr. at 41-42. E.g., Donofrio testified that he imposed a fine on a jockey for displaying "temper toward a racing official.â Tr. at 42. "He was raising his voice and screaming at us. We were trying to listen to his complaint.â Tr. at 43. That jockey was fined for "language which was demonstrative of a temper,â but did not use words like "fuck you, cocksucker.â Tr. at 44. Donofrio also described fining a licensee for raising "his voice in front of the press .... Not hollering. He just got very sarcastic on the phone, questioning a judgment call.â Tr. at 45. 15 . Prior to the (initial) fine Perez was warned about his language and knew that he would be fined for his behavior. Tr. at 33; see also Tr. at 101 ("if you keep yelling and you keep cursing, I'm going to fine youâ). Plaintiff continued to swear and yell at the Stewards, telling Hicks: to "make it a thousand;â Tr. at 57; "that's a thousand, make it two thousand,â Tr. at 35; "make it ten thousand I don't care.â Tr. 35; see also Janusaitis v. Middlebury Volunteer Fire Depât, 607 F.2d 17, 27 (2d Cir.1979) (phrase "unbecoming conduct detrimental to the welfare or good name of the Departmentâ not unconstitutionally vague where "appellant received specific warning from the Chief before he embarked upon further conduct that he must have realized would have been considered contumacious of expected decorumâ). 16 . Plaintiff bases his argument on the fact that in the Spring of 2002, the New York State Assembly was considering an amendment to the Racing, Pari-Mutual Wagering and Breeding Law. PI. Mem. at 13 (citing New York State Assembly Memorandum of Introduction, A. 8578, 225th Sess., 2001-2002 Reg. Sess.). Defendants argue (convincingly) that the proposed amendment would allow the Racing Board to impose a fine on a âparticipantâ in thoroughbred racing "for a violation of any provision of this chapter or the rules promulgated by the Board pursuant thereto,â whether the participant is âlicensed by the Board or not.â New York State Assembly Bill, A. 8578, 225th Sess., 2001-2002 Reg. Sess. Case Information
- Court
- S.D.N.Y.
- Decision Date
- February 28, 2002
- Status
- Precedential