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UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF ALABAMA NORTHEASTERN DIVISION JOSHUA PHILLIPS. ) ) Plaintiff, ) ) v. ) Case No. 5:22-cv-987-LCB ) CITY OF HANCEVILLE, ) ALABAMA, et al., ) ) Defendants. ) MEMORANDUM OPINION In 2022, Joshua Phillips sued the City of Hanceville and 3 Hanceville law enforcement officers, Investigator Josh Howell, Sergeant Kyle Duncan, and Deputy Police Chief Adam Hadder. Doc. 1. Phillipsâ complaint alleges that his constitutional rights were violated by his arrest for disorderly conduct. After exchanging discovery, the Defendants moved for summary judgment last year. Because there was probable cause to arrest Phillips and the force used during his arrest was reasonable, the Court WILL GRANT the Defendantsâ motions for summary judgment, Docs. 31, 32, and WILL DISMISS the case WITH PREJUDICE. I. BACKGROUND A. Undisputed Facts On August 26, 2020, Plaintiff Joshua Phillips was stopped at a public safety roadblock conducted by the Hanceville Police Department (HPD). Doc. 34-4 at 58. Phillips was stopped at the roadblock and refused to provide identification. Id. at 64. Phillips does not dispute that although he had a child in the backseat of the car, and a rifle was visible on the passenger seat during the encounter, he was allowed to leave after officers verified that he had a valid driverâs license. See also Roadblock Bodycam Footage, Doc. 34-7 (filed conventionally). Defendants Howell and Duncan were both present at the roadblock. Doc. 34-4 at 60. As often happens in small towns, Phillips encountered Investigator Howell at Daleâs Convenience Store about two weeks later, September 8. Doc. 34-2 at 11. Howell was off duty at the time, Doc. 34-4 at 95, and a tense verbal exchange occurred between Phillips and Howell. Doc. 34-3 at 31-32. Sergeant Duncan, who was on duty, was present inside the store. Doc. 34-4 at 95. The exchange continued inside the convenience store, where Phillips also engaged Duncan. Id. Phillips then left the convenience store and went to the Hanceville Police Department to make a complaint about Howell. Doc. 34-2 at 9. Officers Duncan and Howell responded to the police department after HPD dispatch informed them that Phillips was there. Doc. 34-4 at 101-02. What happened next is not in dispute because the entire incident was captured on the police departmentâs security cameras and Officer Duncanâs body camera. After arriving at the Hanceville police department, Phillips was buzzed into a secured hallway and spoke with someone behind the dispatcher window. Combined Video Footage, at 0:00:02â0:00:34.1 He then paced the hallway briefly before sitting down on a bench. Id. at 0:01:36. A few minutes later, Officers Kyle Duncan and Josh Howell arrived at the station, and Officer Duncan activated his body-worn camera as he walked into the building. Id. at 0:05:04. Although Duncan first greeted Phillips, a conversation between Howell and Phillips escalated into a heated argument within seconds. Id. at 0:05:15. Duncan tried to verbally de-escalate the conflict, instructing both Howell and Phillips to âhold up real quick.â Id. at 0:06:10. Phillips reiterated his demand that someone take a written report about Howell, Id. at 0:06:45, and eventually clarified that his complaint stemmed from Howell telling him to leave convenience store property despite not being in uniform. Id. at 0:07:05. As the argument began to escalate again, Phillips stood up and moved toward Howell. Id. at 0:08:27. Duncan interjected, calling the exchange âa pointless argumentâ and prompting Phillips to sit back down. Id. at 0:08:37. After another minute of belligerent argument between Phillips and Howell, Duncan 1 This footage was conventionally filed by Defendants. See Doc. 34. declared, âAlright, weâre done, go ahead and leaveâ and quickly repeated the command. Id. at 0:09:48. Phillips was then repeatedly instructed to leave the premises. Shortly after the first two warnings, Duncan told Phillips: âYouâre going to leave or Iâm going to arrest you for disorderly conduct.â Id. at 0:09:53. That statement was followed by multiple commands to âGet out of the police department,â id. at 0:09:55, 0:09:58, an emphatic âGet out of the police department,â id. at 0:09:59, and finally, simply âGet out.â Id. at 0:10:01. Phillips ignored these commands, and instead stood up and walked toward the dispatcher window, prompting Duncan to repeat the command three more times: âGet out,â âGet out,â and âOne more time, get out.â Id. at 0:10:01-0:10:06. At the same time, Officer Howell left the hallway through an exit door into the dispatch office. Id. at 0:10:09. A clearly (and understandably) frustrated Officer Duncan then told Phillips to âget out or Iâm gonna snatch you up.â Id. at 0:10:10. Phillips responded, âYouâre going to snatch me up?â to which Duncan replied, âFuck yeah I am, get the fuck out, dude.â (0:10:10â13). After that exchange, Phillips turned in the direction he came fromâpresumably one of the buildingâs exitsâand began to move in that direction, while Duncan followed him, again stating: âLetâs go, man. Come on, dude.â Id. at 0:10:12. While moving away from the camera, Duncan placed his open left hand on Phillipsâ back, prompting Phillips to turn and confront him. Id. at 0:10:15. At that same moment, Officer Howell re-entered the hallway, as seen on Duncanâs bodycam footage. Id. at 0:10:16. With his hand still on Phillipsâ back, Duncan began steering him toward the exit, saying, âLetâs go, letâs go.â Id. at 0:10:16. After a few steps, Phillips planted his feet in front of the dispatcher window and loudly exclaimed, âDonât touch me, donât fucking touch me,â while pivoting around to face Duncan with balled fists. Id. at 0:10:18. Duncan responded by wrapping his right arm around Phillipsâ neck, while Howell moved in from the doorway to restrain Phillipsâ arms. Id. at 0:10:21. As Howell tried to secure Phillipsâ arms, Duncan pulled him to the ground, maintaining a hold around his neck. Id. at 0:10:23. Once on the ground, Phillips shouted, âI ainât done nothinâ, motherfuckers.â Id. at 0:10:25. While Howell was able to maintain his grip, Phillips pushed Duncan off him. Id. at 0:10:31. Duncan quickly reengaged, pinning Phillipsâ right arm behind his back, while Phillips continued shouting: âI ainât done nothinâ,â âYâall want force back? I can give you force back,â and âGet off my back.â Id. at 0:10:33-0:10:42. Phillips was given repeated commands to place his hands behind his back but continued to resist. Id. at 0:10:49-0:11:02. Despite attempts to subdue Phillips by Duncan and Howell, along with a third officer, Phillips got back on his feet. Id. at 0:11:07-0:11:16. Duncan then lifted Phillips off the ground with both arms, at which point his body camera feed cut out. Id. at 0:11:21. After that, it took all three officers another twenty seconds to get Phillipsâ hands behind his back and handcuff him. Id. at 0:11:41-0:12:01. Once handcuffed, Phillips was pushed up against the wall. Id. at 0:12:10. When Phillips turned his head and torso to say something to Howell, Howell responded by placing a hand on his shoulder, shoving him back to face the wall, and then pushing Phillips shoulder forcefully into the wall. Id. at 0:12:27. Phillips was escorted out of the hallway moments later. Id. at 0:13:19. Footage of the incident stops there, because footage of the booking area was erased as part of routine police department procedure. At any rate, there is no dispute that although Deputy Chief Adam Hadder was not present during the initial altercation and arrest, Hadder interacted with Phillips later in the booking area. A few hours after his arrest, Hadder retrieved Phillips from his cell for booking. Doc. 34-2 at 75. While being fingerprinted, Phillips stated: â[T]his ain't right. I can't believe I'm giving yâall all my information, and I haven't even committed a crime.â The parties do not agree about what happened next. Phillips claims Hadder assaulted him, which Hadder denies. Doc. 34-5 at 31-32. Phillips was ultimately charged with disorderly conduct and resisting arrest, but the charges were later nolle prossed. Doc. 48-1. 2 2 The Court notes that a nolle pros or acquittal of charges is irrelevant here because that disposition âis not determinative of the issue of whether [the] arresting officer or officers had probable cause to arrestâ Phillips. Holland v. McDonald, 2007 WL 9751833, at *2 (N.D. Ala.). B. Procedural History On August 7, 2022, Phillips brought this § 1983 claim against the City of Hanceville and the individual defendants, alleging false arrest, excessive force, and retaliatory arrest in violation of his constitutional rights. Doc. 1. One year later, the Court denied Phillipsâ request to file an amended complaint because his motion âma[de] no mention of any good cause that might support his motionâ as required by Fed. R. Civ. P. 16(b). Doc. 22 at 1-2. After discovery concluded, Defendants moved for summary judgment on March 25, 2024, and the Court heard oral arguments on the motions on August 29, 2024. II. SUMMARY JUDGMENT STANDARD The Federal Rules of Civil Procedure dictate that âsummary judgment is appropriate where the pleadings, affidavits, depositions, admissions, and the like âshow that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.ââ Urquilla-Diaz v. Kaplan Univ., 780 F.3d 1039, 1050 (11th Cir. 2015) (cleaned up and quoting Fed. R. Civ. P. 56(a)). Ordinarily, âa party seeking summary judgment always bears the initial responsibility of informing the ... court of the basis for its motion, and identifying those portions of the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, which it believes demonstrate the absence of a genuine issue of material fact.â Burger King Corp. v. E-Z Eating, 41 Corp., 572 F.3d 1306, 1313 (11th Cir. 2009) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986)). Further, courts must âconstru[e] the evidence and all reasonable inferences therefrom in favor of the nonmoving party.â Urquilla-Diaz, 780 F.3d at 1050. Even so, the nonmovant canât survive summary judgment unless it âoffer[s] more than a mere scintilla of evidence for its position; indeed, the nonmoving party must make a showing sufficient to permit the jury to reasonably find on its behalf.â Id. III. ANALYSIS In broad strokes, the individual Defendants (Duncan, Howell, and Hadder) argue that they are entitled to summary judgment because they have qualified immunity. Specifically, they argue that there was probable cause to arrest Phillips for disorderly conduct, and that the force used during the arrest was objectively reasonable. And the City of Hanceville says summary judgment is appropriate because Phillips has failed to show a policy or custom sufficient to create municipal liability. Phillips disagrees, on the basis that the officers failed to deescalate the arrest. As to the excessive force claim against Deputy Chief Hadder, Phillips says that there is a remaining dispute of material fact as to whether the alleged use of force happened in the first place. The Court is not persuaded. Because video evidence of the arrest shows that the officers had probable cause to arrest Phillips, and Phillips has not alleged any action by Deputy Chief Hadder that rises to the level of excessive force, the individual Defendants are entitled to qualified immunity. The Court also finds that municipal liability cannot exist without an underlying constitutional violation, and that Phillips has failed to show the existence of a policy or custom that would have caused the alleged violations. As a result, the Court WILL GRANT Defendantsâ motions for summary judgment. A. The qualified immunity framework In civil actions brought under § 1983, qualified immunity âoffers complete protectionâ for police officers so long as their conduct âdoes not violate clearly established statutory or constitutional rights of which a reasonable person would have known.â Pearson v. Callahan, 555 U.S. 223, 231 (2009). This doctrine âallow[s] officials to carry out discretionary duties without the chilling fear of personal liability or harrassive litigation, protecting from suit all but the plainly incompetent or one who is knowingly violating the federal law.â Knight through Kerr v. Miami-Dade Cnty., 856 F.3d 795, 821 (11th Cir. 2017) (cleaned up); see Pearson, 555 U.S. at 231 (observing that â[q]ualified immunity balances two important interestsâthe need to hold public officials accountable when they exercise power irresponsibly and the need to shield officials from harassment, distraction, and liability when they perform their duties reasonably.â). To begin, the shield of qualified immunity can be raised only when a police officerâs challenged conduct is a âdiscretionary functionâ performed in his official capacity. See Ashcroft v. al-Kidd, 563 U.S. 731, 743 (2011). Once the discretionary function requirement is satisfied, courts move on to a two-pronged inquiry. Tolan v. Cotton, 572 U.S. 650, 655 (2014). The first prong requires the court to determine whether the facts, âtaken in the light most favorable to the [Plaintiff,] show the officerâs conduct violated a federal right.â Id. If the court finds that the first prong is satisfied, then the court must determine âwhether the right in question was clearly established at the time of the violation.â Id. (citing Hope v. Pelzer, 536 U.S. 730, 739 (2002)). Because Phillips does not dispute that the individual defendants were performing discretionary functions when they arrested and booked him, Phillips bears the burden of satisfying both prongs of the qualified immunity analysis. Ashcroft, 563 U.S. at 743.3 3 Phillips asserts in his response that the individual Defendants are not entitled to âdiscretionary function immunityâ under Alabama law. Doc. 53 at 25-26 (citing Ex parte Cranman, 792 So. 2d 392, 405 (Ala. 2000)). But Defendants have not raised Cranman immunity as a defense. B. Defendants Are Entitled to Summary Judgment on Phillipsâ False Arrest Claim The Complaint alleges that Officers Howell and Duncan âsearched and seized Phillips without reasonable suspicion or probable cause, thereby depriving Phillips of his [constitutional] rights,â and did so âpursuant to a policy or custom of the City.â Doc. 1 at 12. Officers Howell and Duncan argue that they are entitled to summary judgment on that claim because they had probable cause to arrest Phillips for multiple offenses. Phillips disagrees, contending that the officers lacked probable cause to arrest him because Officers âDuncan and Howell caused the events to transpire by not deescalating the incident.â Doc. 53 at 16. But failure to deescalate is not a per se constitutional violation, and video footage of the arrest shows that the officers had probable cause to arrest Phillips for violating Alabamaâs disorderly conduct statute. As a result, the individual officers and the City of Hanceville are entitled to summary judgment as a matter of law on Phillipsâ false arrest claim. 1. Officers Howell and Duncan had probable cause to arrest Phillips for disorderly conduct. The Fourth Amendment guarantees the right to be free from âunreasonable searches and seizures.â U.S. CONST. AMEND. IV. One such unreasonable seizure is false arrest, in which â[a]n officer violates a personâs Fourth Amendment right against unreasonable seizuresâ by âarrest[ing] that person without probable cause to make the arrest.â Garcia v. Casey, 75 F.4th 1176, 1186 (11th Cir. 2023). Probable cause comes in two flavors: actual and arguable. Actual probable cause exists where âa reasonable officer could conclude . . . that there was a substantial chance of criminal activity.â Id. (citation omitted). Arguable probable cause exists where âa reasonable officer, looking at the entire legal landscape at the time of the arrests, could have interpreted the law as permitting the arrests.â Id. (citation omitted). Either way, Officers Howell and Duncan had probable cause to arrest Phillips. First, the evidence shows that there was probable cause to arrest Phillips for violating Alabamaâs disorderly conduct law. In Alabama, â[a] person commits the crime of disorderly conduct if, with the intent to cause public inconvenience, annoyance, or alarm, or recklessly creating a risk thereof, he: (1) Engages in fighting or in violent tumultuous or threatening behavior. (2) Makes unreasonable noise. (3) In a public place uses abusive or obscene language or makes an obscene gesture. (4) Without lawful authority, disturbs any lawful assembly or meeting of persons. (5) Obstructs vehicular or pedestrian traffic, or a transportation facility. (6) Congregates with other persons in a public place and refuses to comply with a lawful order of law enforcement to disperse. Ala. Code § 13A-11-7 (1975). Plaintiffs have âthe burden of demonstrating the absence of probable cause.â Davis v. City of Apopka, 78 F.4th 1326, 1339 (11th Cir. 2023). But Phillips has failed to do so here, mainly because the video footage of Phillipsâ arrest directly supports the officersâ claim that Phillips violated numerous provisions of the disorderly conduct statute: ⢠Phillips âengag[ed] in . . . threatening behavior,â § 13A-11-7(1), when he turned aggressively towards Officer Duncan with closed fists while being escorted out of the building. See Zann v. Whidby, 904 F. Supp. 2d 1229, 1242 (N.D. Ala. 2012), affâd, 525 F. Appâx 924 (11th Cir. 2013) (holding that probable cause existed under § 13A-11-7(1) where plaintiff âpushed away fromâ deputy attempting a search or arrest); Davis v. Purcell, 2014 WL 988596, at *10 (N.D. Ala.) (finding that officers had probable cause where plaintiff âentered the [emergency room] without being cleared through the metal detector, a knife was produced,â and raised his hand towards the officer who confronted him). ⢠Phillips âma[de] unreasonable noise,â § 13A-11-7(2) by loudly shouting at Duncan and Howell. The Alabama Court of Criminal Appeals has affirmed a conviction under this provision in nearly identical circumstances. Hutchins v. City of Alexander City, 822 So. 2d 459, 462 (Ala. Crim. App. 2000) (defendant charged with disorderly conduct for loud screaming inside a police station); see also Windham v. City of Fairhope, 597 F. Appâx 1068, 1072 (11th Cir. 2015) (finding arguable probable cause where plaintiff ârepeatedly yelled at the officers . . . on a busy roadâ); Fuqua v. Hess, 2019 WL 450835, at *8 (N.D. Ala.) (collecting cases). ⢠Phillips âuse[d] abusive or obscene languageâ in public, § 13A-11-7(3), when he âcursed loudly and used abusive language in the presence of several police officers at [a] police station. â Powell v. State, 796 So. 2d 404, 425 (Ala. Crim. App. 1999), affâd sub nom. Ex parte Powell, 796 So. 2d 434 (Ala. 2001) (affirming the existence of probable cause for arrest under § 13A-11-7(3) where arrestee called police âmotherfuckersâ and âpunk-assâ). Defendants also argue that Phillips ârefuse[d] to comply with a lawful order of law enforcement to disperse,â § 13A-11-7(6), when he disobeyed repeated orders to exit the police station. But that provision of the statute requires both refusal to comply and âcongregat[ing] with other person[s] in a public place,â which does not describe the circumstances of Phillipsâ arrest. Alternatively, the officers had probable cause to arrest Phillips for second- degree trespassing. Under Alabama law, â[a] person is guilty of criminal trespass in the second degree if he knowingly enters or remains unlawfully in a building or upon real property which is fenced or enclosed in a manner designed to exclude intruders.â Ala. Code § 13A-7-3 (1975). The video evidence shows that Phillips repeatedly refused to obey lawful orders to exit a restricted area, which gave Officers Duncan and Howell actual probable cause to arrest him for trespassing. Because the evidence shows that âa reasonable officer could conclude . . . that there was a substantial chanceâ Phillips was violating either Alabamaâs disorderly conduct or second-degree trespassing statutes, Officers Duncan and Howell are entitled to qualified immunity from Phillipsâ false arrest claim. Garcia, 75 F.4th at 1186. 2. The City of Hanceville is not subject to municipal liability. Phillipsâ false arrest claim also contains a municipal liability claim against the City of Hanceville, but the City is entitled to summary judgment on that claim because there was no underlying constitutional violation. A municipality may be sued under § 1983 for constitutional violations committed by its employees. Monell v. Dept. of Soc. Servs., 436 U.S. 658, 692 (1978). But a municipality is not liable solely because it employs a tortfeasor. Pembaur v. Cincinnati, 475 U.S. 469, 479 (1986). Indeed, the fact that a plaintiff may have suffered a deprivation of constitutional rights as the result of a municipal employeeâs actions is not enough to create municipal liability. Bd. of Cnty. Comârs v. Brown, 520 U.S. 397, 403 (1997). Rather, for a plaintiff âto impose municipal liability under § 1983, a plaintiff must allege facts showing: â(1) that his constitutional rights were violated; (2) that the municipality had a custom or policy that constituted deliberate indifference to that constitutional right; and (3) that the policy or custom caused the violation.ââ Gurrera v. Palm Beach Cnty. Sheriffâs Off., 657 F. Appâx 886, 893 (11th Cir. 2016) (quoting McDowell v. Brown, 392 F.3d 1283, 1289 (11th Cir. 2004)). That first requirement is crucialâmunicipal liability cannot exist without âan underlying constitutional violation.â Id. The City is entitled to summary judgment on Phillipsâ false arrest claim because â[t]here can be no policy-based liability or supervisory liability when there is no underlying constitutional violation.â Knight, 856 F.3d at 821. Further, Phillips has failed to satisfy Monellâs policy or custom requirement. A plaintiff seeking municipal liability under § 1983 must show either (1) a formal policy or (2) a ââcustomâ that has not been formally approved by an appropriate decisionmaker . . . so widespread [within the municipality] as to have the force of law.â Bd. of Cnty. Commârs of Bryan Cnty., Okl. v. Brown, 520 U.S. 397, 404 (1997) (citing Monell, 436 U.S. at 690-91). Yet Phillips has provided no evidence of a formal unconstitutional policy or widespread informal custom supported by âevidence of prior constitutional violations or false arrests involving [Alabamaâs] disorderly conduct statute.â Gold v. City of Miami, 151 F.3d 1346, 1351 (11th Cir. 1998). And the City would still prevail even if Phillips had provided sufficient evidence of a custom or policy, because when âa person has suffered no constitutional injury at the hands of the individual police officer[s], the fact that the departmental regulations might have authorized the use of constitutionally excessive force is quite beside the point.â City of Los Angeles v. Heller, 475 U.S. 796, 799 (1986). C. Defendants Are Entitled to Summary Judgment on Phillipsâ Retaliatory Arrest Claim The Court next addresses Phillipsâ retaliatory arrest claim in Count III, since itâs derivative of Count Iâs false arrest claim. Phillips alleges that âDuncan, Howell, and Hadder . . . assaulted and seized Phillips without reasonable suspicion or probable cause, in retaliation for Phillipsâs exercise of his First Amendment rights (his statement that he was going to file a complaint) thereby depriving Phillips of his rights under the First Amendment,â and did so âpursuant to a policy or custom of the City.â Doc. 1 at 13-14. There are three requirements to show a First Amendment retaliation claim: â(1) [plaintiff] engaged in constitutionally protected speech . . . (2) the defendantâs retaliatory conduct adversely affected that protected speech . . . and (3) a causal connection exists between the defendantâs retaliatory conduct and the adverse effect on the plaintiffâs speech.â DeMartini v. Town of Gulf Stream, 942 F.3d 1277, 1289 (11th Cir. 2019). But thereâs also threshold requirement for First Amendment retaliatory arrest claimsâa plaintiff âmust [also] plead and prove the absence of probable cause for the arrest.â Nieves v. Bartlett, 587 U.S. 391, 402 (2019). Because there was probable cause to arrest Phillips, that requirement is fatal to Phillipsâ retaliatory arrest claim. Furthermore, the video evidence shows, and Phillips does not contest, that Deputy Chief Hadder was not present at his arrest, so the retaliatory arrest claim against Hadder fails as a matter of fact. And just as with Count I, the City is entitled to summary judgment because â[t]here can be no policy-based liability or supervisory liability when there is no underlying constitutional violation.â Knight, 856 F.3d at 821. As a result, all Defendants are entitled to summary judgment on Count III. D. Defendants Are Entitled to Summary Judgment on Phillipsâ Excessive Force Claim Finally, Count II of Phillipsâ Complaint alleges that âDuncan, Howell and Hadder, acting under color of law . . . assaulted and battered Phillips, thereby depriving Phillips of his [constitutional] right . . . to be free from excessive force,â and did so âpursuant to a policy or custom of the City.â Doc. 1 at 13. First, the City argues that they are entitled to summary judgment on Phillipsâ excessive force claim because he did not address their defenses in his response. Indeed, Phillipsâ response to the motions for summary judgment contains no legal or factual arguments against the Cityâs qualified immunity defense.4 For that reason alone, the City is entitled to summary judgment on Count II. See Ajomale v. Quicken Loans, Inc., 860 F. Appâx 670, 671 (11th Cir. 2021) (holding that â[i]f a party fails to adequately brief a claim in responding to a motion for summary judgment, [courts] will consider that claim to have been abandoned.â); Case v. Eslinger, 555 F.3d 1317, 1329 (11th Cir. 2009) (holding that â[f]ailure toâ raise 4 Phillips suggests an alternate theory of municipal liability under Ala. Code § 11-47-190, which allows recovery for injuries resulting from the âneglect, carelessness, or unskillfulnessâ of a municipal employee. That statute is irrelevant to the Cityâs Monell liability. Even if it were relevant, cities are immune from liability for intentional conduct under that statute. Fowler v. Meeks, 569 F. Appâx 705, 708 (11th Cir. 2014). That includes âdeliberate actions akin to intentional tortsâ like those alleged here. Id. genuine issues of material fact to counter an assertion of qualified immunity âmay result in waiver or abandonment of the issue.â) But even if that were not the case, the City (and all other Defendants) would still be entitled to summary judgment. There is no evidence that Duncan and Howellâs use of force rose to the level of a constitutional violation. Nor do Phillipsâ allegations that Deputy Chief Hadder shouted at, spit on, and grabbed him by the neck during the booking processâif trueârise to the level of a constitutional violation. And without an underlying constitutional violation, the City cannot be held liable. The Fourth Amendmentâs protections from âunreasonable . . . seizuresâ include a right to be free from excessive force during an arrest. Graham, 490 U.S. at 394. As in most Fourth Amendment analyses, the keystone of any inquiry into a use of force is âwhether the officersâ actions are âobjectively reasonableâ in light of the facts and circumstances confronting them, without regard to their underlying intent or motivation.â Graham v. Connor, 490 U.S. 386, 397 (1989) (citation omitted). As a result, an objectively reasonable use of force is not excessive, and therefore does not violate the Constitution. Id. But courts âcannot apply [the reasonableness] standard mechanically.â Kingsley v. Hendrickson, 576 U.S. 389, 397 (2015). Rather, the reasonableness of the force depends on âthe facts and circumstances of each particular case,â and requires analyzing the âtotality of the circumstances,â with a particular focus on âthe severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight.â Graham, 490 U.S. at 396. 1. Officers Duncan and Howell did not use excessive force. Phillips has submitted an affidavit in which he swears that Officers Duncan and Howell âput [him] in a choke hold,â âpull[ed] him to the ground very aggressively,â and âforcefully grabb[ed] his neck and on top of his back.â Doc. 41- 1 at 4. Phillips then alleges that the officers âshoved [him] back and forwardâ before they âchoked and slammed [him] to the ground.â Id. Phillips also says the officers then âforcefully jump[ed] on his backâ and âslamm[ed his] face to the ground with their knees in [Phillipsâ] groin whileâ Officer Duncan âwas holding [Phillipsâ] neck with his arm.â Id. Finally, Phillips alleges that Officer Howell âpush[ed]â Phillipsâ âhead against the wall forcefully.â Id. at 4-5. Even so, Officers Duncan and Howell are entitled to summary judgment on this claim, because the video footage shows that the officers use of force was reasonable. See Scott v. Harris, 707 F.3d 1276, 1284 (11th Cir. 2013) (âWhen opposing parties tell two different stories, one of which is blatantly contradicted by the record, so that no reasonable jury could believe it, a court should not adopt that version of the facts for purposes of ruling on a motion for summary judgment.â). First, neither the force described by Phillips or visible in the security footage automatically rises to an excessive level, since âthe right to make an arrest or investigatory stop necessarily carries with it the right to use some degree of physical coercion or threat thereof to effect it,â and even a âtypical arrest involves some force and injury.â Rodriguez v. Farrell, 280 F.3d 1341, 1351 (11th Cir. 2002) (citing Graham, 390 U.S. at 394). Second, the force used during Phillipsâ arrest was de minimis, and therefore did not violate the Fourth Amendment. An excessive force claim cannot survive based on âthe application of de minimis force, without more.â Nolin v. Isbell, 207 F.3d 1253, 1257 (11th Cir. 2000). For one, Phillips claims his âneck and back were severely injuredâ by the arrest but provides no medical evidence supporting that claim. Doc. 41-1 at 5. Given that, the Court can only conclude that Phillipsâ injuries were minimal, and thus that the use of force was not excessive. See Rodriguez, 280 F.3d at 1352 (holding that painful handcuffing âis not excessive force . . . where the resulting injuries are minimalâ and collecting cases). More importantly, the video evidence shows that Phillips was resisting arrest so effectively that he managed to get back on his feet despite the best efforts of three police officers. Given Phillipsâ active resistance and the fact that he was not handcuffed for most of the arrest, none of the force deployed during the arrest rose to the level of excessive force. Gomez v. United States, 601 F. Appâx 841, 850 (11th Cir. 2015). Indeed, constitutionally acceptable, de minimis uses of force on an unhandcuffed suspect include âgrabb[ing] an unhandcuffed plaintiff from behind by the shoulder and wrist, thr[owing] the plaintiff against a van,â and âpush[ing] the plaintiffâs head into the side of [a] van,â as well as âslamm[ing]â an âunhandcuffed plaintiff against a wall,â and âplac[ing] the unhandcuffed plaintiff in a chokehold.â Id. Finally, although disorderly conduct and trespassing are not severe crimes, Phillips combativeness posed a threat to the safety of the officers, and he was resisting arrest. Graham, 490 U.S. at 396. As a result, Duncan and Howellâs use of force during Phillipsâ arrest was objectively reasonable. 2. Even taking Phillipsâ allegations as true, Deputy Chief Hadderâs actions did not constitute excessive force. While Deputy Chief Hadder argues that summary judgment is proper because there is no evidence that any force was used, let alone excessive force, Phillips uses the âhe-said, he-saidâ nature of the evidence on this claim to make the opposite legal argument. In Phillipsâ view, Hadder is not entitled to summary judgment because thereâs a dispute of material fact: whether the alleged use of force even happened. Id. at 20. To be sure, there is no video evidence of what happened during the booking process, only warring declarations and testimony. And âwhere the plaintiff and officers submit conflicting affidavits as to the facts surrounding the arrest, the court must the credit the plaintiffâs version as truthful when the officers move for summary judgment on qualified immunity grounds.â Brown v. Head, 228 F. Supp. 2d 1324, 1329 (M.D. Ala. 2002) (summarizing the holding of Webb v. Ethridge, 849 F.2d 546, 549-50 (11th Cir.1988)). In any event, the mere existence of these disputed facts is not enough for Phillips to overcome summary judgment in Hadderâs favor. Although a dispute of material fact is usually sufficient to deny summary judgment, âfactual disputesâ in § 1983 cases âdo not preclude a grant of summary judgment premised on a defendant's qualified immunity if the legal norms allegedly violated were not clearly established at the time of the challenged actions.â Rich v. Dollar, 841 F.2d 1558, 1564 (11th Cir. 1988). In such cases, summary judgment is âappropriate as a matter of lawâ despite âfactual disputes . . . regarding the defendantâs conduct.â Id. at 1564-65. Thatâs the case here. The âlegal norms allegedly violatedâ cannot have been âclearly established at the timeâ for the simple reason that even if Phillipsâ allegations are true, they donât rise to the level of excessive force. Id. at 1564; see Nolin, 207 F.3d at 1257 (holding that de minimis force is not excessive). According to Phillips, he stated that his arrest was ânot rightâ during the booking process, and that Deputy Chief Hadder then âscream[ed]â in his face, âspit[] dip in his face/eyes,â and âdragg[edâ Phillips âby the neck from the booking office . . . into [his jail cell.â Doc. 41-1 at 5-6. But spitting in an arresteeâs face is not excessive force. See Hilton v. Secây for Dept. of Corr., 2005 WL 3802979, at *4 (11th Cir. Nov. 1, 2005) (affirming district courtâs dismissal of excessive force claim against officer for spitting tobacco in plaintiffâs face). Neither is dragging an arrestee by the neckâin fact, the Eleventh Circuit has ârepeatedly held that a push or shove that causes pain and necessitates no or merely minor medical treatment is not a violation of the Fourth Amendment, even where the arrestee was handcuffed and no further force was necessary.â McCall v. Crosthwait, 336 F. Appâx 871, 872-73 (11th Cir. 2009) (affirming district courtâs grant of qualified immunity to officer who âpushedâ the plaintiff âout of the jailâs elevator, causing him to hit the partially open steel cell door and fall against the plexiglass window.â); see also Gomez v. United States, 601 F. Appâx 841, 843 (11th Cir. 2015) (finding de minimis force where officer âgrabbedâ an unhandcuffed individual âby the neck, choked him, and slammed him against the passenger side of the vehicle.â); Ashley v. Bennett, 2022 WL 15174840, at *3 (11th Cir.) (finding that âroughly seizingâ plaintiffâs elbow, yanking him into the air, and dragging him to the patrol vehicle, was only de minimis force.â). Because the facts alleged by Phillips do not rise to the level of excessive force, Hadder is entitled to summary judgment as a matter of law. 3. The City is not liable for the alleged use of excessive force. The City is entitled to summary judgment on Phillipsâ excessive force claim in Count II for the same reason it is entitled to summary judgment on Counts I and IIIâbecause there is no underlying constitutional violation, there can be no municipal liability. IV. OTHER PENDING MOTIONS First, Phillips has moved for the sanction of an adverse inferenceâthat footage of the interaction between Deputy Chief Hadder during booking âif produced, would have been adverse to Defendants and favorable to Plaintiff[âs] claims.â Doc. 59-1 at 1. But there is no evidence that Defendants improperly hid or destroyed such footage. More importantly, even if the video matched Phillipsâ allegations, this Court has already ruled that those allegations do not rise to the level of excessive force, and therefore such an inference would be improper. Furthermore, the sanctions motion must be denied because Phillipsâ counsel failed to comply with the partiesâ own discovery plan. According to Defendants, âthe City was prepared to put up a rule 30(b)(6) witness who could have explained at deposition that (a) the [recording] system plaintiffâs counsel observed was not the system which would have recorded plaintiffâs booking; and (b) the system actually recorded plaintiffâs booking writes-over footage not otherwise preserved each month.â Doc. 60 at 4-5. But Phillipsâ counsel cancelled the 30(b)(6) deposition 15 minutes before it was scheduled to begin âdue to âunforeseen circumstances.ââ Doc. 60 at 5. After that, âplaintiff failed to provide written questions to defendantsâ 30(b)(6) witness prior to the extended discovery cut-off periodâwhich, again, was requested by plaintiffâs counsel, in part, so they could depose a City representative about the system.â Id. Phillipsâ counsel did not dispute this version of events in his reply. Doc. 63. As a result, the Court WILL DENY Phillipsâ Motion for Sanctions. Second, because the Court has determined that Defendantsâ motions for summary judgment are due to be granted and did not consider any of the contested evidence in its decision, the Court will DENY AS MOOT Defendantsâ Joint Motion to Strike, Doc. 78. V. CONCLUSION Because there are no remaining disputes of material fact and Defendants are entitled to summary judgment as a matter of law, the Court GRANTS Defendantsâ motions for summary judgment, Docs. 31, 32. As a result, the case is DISMISSED WITH PREJUDICE, and the Clerk is ORDERED to close the case. Further, Phillipsâ Motion for Sanctions, Doc. 59, is DENIED, and Defendantsâ Motion to Strike is DENIED AS MOOT. Doc. 78. A final judgment will be entered separately. DONE and ORDERED this July 8, 2025. SESE LILES C. BURKE UNITED STATES DISTRICT JUDGE 27
Case Information
- Court
- N.D. Ala.
- Decision Date
- July 8, 2025
- Status
- Precedential