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IN THE UNITED STATES DISTRICT COURT DISTRICT OF SOUTH CAROLINA Craig Priester, Civil Action No. 0:19-CV-02103-JFA-MGB Plaintiff, vs. ORDER South Carolina Department of Corrections; Warden Levern Cohen, individually and/or in his official capacity as Warden of Ridgeland Correctional Institution, Defendants. I. INTRODUCTION Craig Priester (âPlaintiffâ) filed this action pursuant to 42 U.S.C. § 1983 and the South Carolina Tort Claims Act (âSCTCAâ), S.C. Code Ann. §§ 15-78-10 et seq. (ECF No. 2). Although this case was originally filed as a multi-Plaintiff action on October 31, 2017, the cases were later severed into separate actions. (ECF No. 1). In accordance with 28 U.S.C. § 636(b) and Local Civil Rule 73.02(B)(2)(c) (D.S.C.), this case was referred to the Magistrate Judge. This matter is before the Court on Defendants South Carolina Department of Correctionsâ (âSCDCâ) and Warden Levern Cohenâs (âCohenâ) (collectively âDefendantsâ) Motion for Summary Judgment which was filed on April 12, 2019. (ECF No. 3). Plaintiff filed a Response in Opposition (ECF No. 4) and Defendants filed a Reply. (ECF No. 5). The Magistrate Judge granted the parties a limited re-opening of discovery to allow Defendants to supplement their responses to certain discovery requests from Plaintiff and to allow Plaintiff to depose an expert witness. (ECF No. 23). Following the deposition of Plaintiffâs expert witness, the parties submitted supplemental briefing on Defendantsâ dispositive motion. (ECF No. 33; 35). The Magistrate Judge assigned to this action1 prepared a thorough Report and Recommendation (âReportâ) (ECF No. 47) and opines that Defendantsâ motion for summary judgment (ECF No. 3) should be granted in part and denied in part. The Report sets forth, in detail, the relevant facts and standards of law on this matter, and the Court incorporates those facts and standards without a recitation. The Court is charged with making a de novo determination of those portions of the Report to which specific objections are made, and the Court may accept, reject, or modify, in whole or in part, the recommendation of the Magistrate Judge, or recommit the matter to the Magistrate Judge with instructions. See 28 U.S.C. § 636(b)(1). However, a district court is only required to conduct a de novo review of the specific portions of the Magistrate Judgeâs Report to which an objection is made. See 28 U.S.C. § 636(b); Fed. R. Civ. P. 72(b); Carniewski v. W. Virginia Bd. of Prob. & Parole, 974 F.2d 1330 (4th Cir. 1992). In the absence of specific objections to portions of the Report of the Magistrate, the Court is not required to give an explanation for adopting the recommendation. See Camby v. Davis, 718 F.2d 198, 199 (4th Cir. 1983). The parties were advised of their right to object to the Report, which was entered on the docket on November 25, 2019. (ECF No. 47). On December 9, 2019, Defendants timely filed Objections (ECF No. 53), and Plaintiff filed a Reply on December 23, 2019. (ECF No. 55). Thus, this matter is ripe for the Courtâs review. 1 The Magistrate Judgeâs review is made in accordance with 28 U.S.C. § 636(b) and Local Civil Rule 73.02(B)(2)(c) (D.S.C.). The Magistrate Judge makes only a recommendation to this Court. The recommendation has no presumptive weight, and the responsibility to make a final determination remains with the Court. Mathews v. Weber, 423 U.S. 261 (1976). The Court is charged with making a de novo determination of those portions of the Report and Recommendation to which specific objection is made, and the Court may accept, reject, or modify, in whole or in part, the recommendation of the Magistrate Judge, or recommit the matter to the Magistrate Judge with instructions. See 28 U.S.C. § 636(b). II. LEGAL STANDARD Under Rule 56 of the Federal Rules of Civil Procedure, summary judgment is proper when there is no genuine dispute as to any material fact and the moving party is entitled to judgment as a matter of law. Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). A material fact is one that âmight affect the outcome of the suit under the governing law.â Spriggs v. Diamond Auto Glass, 242 F.3d 179, 183 (4th Cir. 2001) (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)). A dispute of material fact is âgenuineâ if sufficient evidence favoring the non-moving party exists for the trier of fact to return a verdict for that party. Anderson, 477 U.S. at 248â49. The moving party bears the initial burden of showing the absence of a genuine dispute of material fact. Celotex, 477 U.S. at 323. If the moving party meets that burden and a properly supported motion is before the court, the burden shifts to the non-moving party to âset forth specific facts showing that there is a genuine issue for trial.â See Fed. R. Civ. P. 56(e); Celotex, 477 U.S. at 323. All inferences must be viewed in a light most favorable to the non-moving party, but he âcannot create a genuine issue of material fact through mere speculation or the building of one inference upon another.â Beale v. Hardy, 769 F.2d 213, 214 (4th Cir. 1985). III. DISCUSSION This action rises from an alleged inmate-on-inmate attack that occurred at Ridgeland Correctional Institution (âRidgelandâ). Although the Magistrate Judge provides a thorough recitation of the facts which is incorporated by reference, a brief summary is necessary to address Defendantsâ objections. Plaintiff alleges that on February 11, 2017, he was âstanding in front of the desk used by the correctional officers on the wing talking to another inmate when he was stabbed approximately 23 times âby Gâs gang members.â At the time of the attack, Plaintiff alleges there was no correctional officer on the wing. Plaintiff managed to crawl downstairs and to the outside door where he banged on the door until a correctional officer heard him and came inside. Subsequently, Plaintiff was airlifted to the Medical University of South Carolina where it was determined that Plaintiff had a collapsed lung and required surgery on his left eye. He was hospitalized for three days after which he was transported to Kirkland Correctional Institution infirmary. Later, it was determined that Plaintiff would require an additional surgery on his eye. In the amended complaint, Plaintiff alleges four causes of action: (1) injunctive relief pursuant to S.C. Code Ann. § 15-43-30 and 42 U.S.C. § 1983; (2) deliberate indifference against Defendant Cohen pursuant to § 1983; and (3) failure to implement appropriate policies, customs, and practices against Defendant Cohen pursuant to § 1983; and (4) violation of the SCTCA against Defendants SCDC and Cohen. Additionally, Plaintiff seeks relief under the âthe Fifth, Seventh, Eighth, and Fourteenth Amendments to the United States Constitution.â In the Report, the Magistrate Judge first addresses whether Plaintiff exhausted his administrative remedies and if he did not, whether this failure should bar Plaintiffâs claims. The Magistrate Judge recommends that the Court find Plaintiff exhausted his administrative remedies and the Court proceed to consider the merits of Plaintiffâs claims. Next, the Magistrate Judge proceeds to address the merits of Plaintiffâs claims. The Magistrate Judge recommends that summary judgment should be denied as to Plaintiffâs § 1983 Eighth Amendment claims against Defendant Cohen in his individual capacity, Plaintiffâs § 1983 claim for prospective injunctive relief against Defendant Cohen in his official capacity, his state law claims for negligence and gross negligence against Defendant SCDC, and his state law claim for injunctive relief against Defendant SCDC. The Magistrate Judge recommends that the Court grant Defendantsâ motion for summary judgment on the remainder of Plaintiffâs claims such that they are dismissed with prejudice. For the reasons set forth below, the Court adopts in part and rejects in part the Report and Recommendation and therefore, Defendantsâ motion for summary judgment is granted in part and denied in part. a. Exhaustion of Administrative Remedies The Court will first address the issue of whether Plaintiff exhausted his administrative remedies to determine whether Plaintiff is barred from proceeding with this action before the Court considers the merits of Plaintiffâs claims. The parties dispute whether Plaintiff exhausted his administrative remedies prior to filing this suit as required by the Prison Litigation Reform Act. The Magistrate Judge finds Plaintiffâs filing and the processing of his Step 2 grievance exhausted his administrative remedies with respect to the February 11, 2017 incident. Section 1997e(a) of the Prison Litigation Reform Act (âPLRAâ) provides that â[n]o action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted.â 42 U.S.C. § 1997e(a). The Fourth Circuit has held that âwhether a Plaintiff has properly exhausted all administrative remedies is a pure question of lawâŚâ E.L ex rel. Lorsson v. Chapel Hill-Carrboro Bd. of Educ., 773 F.3d 509, 514 (4th Cir. 2014); Talbot v. Lucy Corr Nursing Home, 118 F.3d 215, 218 (4th Cir. 1997) (holding that whether plaintiff properly exhausted all administrative remedies is a question of law reviewed de novo). Therefore, the Court may resolve the question of exhaustion without the participation of a jury. Woodhouse v. Duncan, 741 Fed. Appâx, 177, 178 (4th Cir. 2018) (âJudges may resolve factual disputes relevant to the exhaustion issue without participation of a jury.â). Plaintiff submitted his Step 1 grievance on March 10, 2017 in which he complains that he was attacked on February 11, 2017 as a result of gang activity, inadequate security, and proliferation of contraband at Ridgeland. On March 17, 2017, Mary Montouth, the Inmate Grievance Coordinator (âMontouthâ) responded that the grievance would be âheld in abeyanceâ pending a review by SCDCâs Division of Police Services. On April 10, 2017, Defendant Cohen denied the grievance stating âit did not meet the criteria for âCriminal ActivityââŚ[c]ell arrangements are not processed through the grievance office. You have not shown that SCDC Staff have performed their job duties inappropriately.â Defendant Cohen instructed Plaintiff to file a Step 2 grievance form if he disagreed with the decision. Plaintiff submitted a Step 2 grievance that same day restating the allegations from his Step 1 grievance. On August 1, 2017, Plaintiff received a response which stated â[i]n your grievance you are alleging you were placed in the wrong dorm with ME inmates when your custody level is MI-2. The allegation was found to be without merit.â2 Further, the response stated the matter was âresolvedâ and instructed Plaintiff to appeal to the Administrative Law Court. In their objections, Defendants argue Plaintiff failed to exhaust his administrative remedies because he failed to file an informal resolution as required by the Inmate Grievance System. However, as the Magistrate Judge correctly points out, it is unclear as to whether an informal resolution was required. The Inmate Grievance System at SCDC requires that inmates initially attempt to resolve grievances informally, however, informal resolution is not required when the matter involves allegations of criminal activity. 2 At the time of the attack, Plaintiff alleges he was classified as an âMI-2â which means minimum custody, but he was purposefully housed in a dorm for those classified as âMEâ which means medium custody. Defendants attempt to argue that an informal resolution was clearly required because Plaintiffâs grievance did not involve criminal activity. Defendantsâ argument is in direct contradiction with Montouthâs testimony at her deposition as she stated âcriminal activityâŚ. doesnât have to [file] an information resolution on that.â Nonetheless, Defendants assert âthe only criminal activity which could be derived from Plaintiffâs grievances regarding his attack was the criminal conduct of a third party, not of SCDC or its agents.â This argument suggests that because Plaintiffâs attack was at the hands of other inmates, third parties, and not SCDC, it was not criminal activity requiring a Step 1 grievance. The Court disagrees because Plaintiff was stabbed 23 times, and this conduct was criminal activityâregardless of the perpetrator. Defendantsâ argument is also in direct contradiction with Defendant Cohenâs response to Plaintiffâs Step 1 grievance. Defendant Cohen processed Plaintiffâs Step 1 grievance and responded by instructing Plaintiff to file a Step 2 grievance if Plaintiff disagreed with Defendant Cohenâs decision. Defendant Cohen never stated that Plaintiff should have attempted informal resolution first or refused to process the Step 1 grievance because an informal resolution was not filed first. Defendant Cohenâs response to Plaintiffâs Step 1 grievance undercuts Defendantsâ argument that informal resolution was required and supports the Magistrate Judgeâs conclusion that Plaintiff was not required to file an informal resolution because his grievance involved criminal activity. Further, Defendants argue that Plaintiffâs Step 1 grievance was unnecessary because SCDC âwas already aware it had occurred and had taken steps to investigate what happened.â This argument also lacks merit. Defendantsâ argument suggests that no inmate should ever file a grievance about an occurrence in the prison when they are investigating the same. This argument assumes that inmates and SCDC personnel discuss ongoing investigations to such an extent that the inmates would have sufficient knowledge of the details to believe that filing a grievance on the same matter would be unnecessary. The Court is unwilling to make this same assumption. Further, Plaintiffâs grievance encompasses more than a complaint about his attack because it also alleges that his wing was unsupervised at the time of his attack. Defendants do not provide any evidence that Plaintiff would have had sufficient knowledge regarding whether SCDC was taking any action to address this concern such that Plaintiff would feel that filing a grievance would be unnecessary. Next, Defendants object that Plaintiffâs Step 1 grievance was untimely. Plaintiff was attacked on February 11, 2017 and filed his Step 1 grievance on March 10, 2017. As the Magistrate Judge recounts, Plaintiff returned from the hospital to SCDC custody at Kirkland Infirmary on February 14, 2017. He was then transferred to Evans Correctional Institution on March 2, 2017. During the time period between February 14, 2017 and March 2, 2017, He was taken to two outside medical appointments for further treatment. Defendants argue that Plaintiffâs grievance was untimely as it was filed twenty-four days after his attack and sixteen days beyond the eight-day deadline to file a grievance regarding this incident. The Magistrate Judge addressed Plaintiffâs untimeliness in the Report as Defendants presented a similar argument in their motion for summary judgment. The Magistrate Judge concluded that an exception could have been made for Plaintiffâs untimely submission. Section 13.10 of the Inmate Grievance System allows exceptions to the eight-day time limit âprovided the inmate can show reasonable cause, i.e., inmate physically unable to initiate grievance due to hospitalization.â Defendants do not address the Magistrate Judgeâs application of this exception in their objections. They argue there is no evidence that Plaintiff was physically incapable of writing and further, there is no reason that Plaintiff would have been unable to submit a grievance while at the Kirkland Infirmary because it accepts grievances like other SCDC institutions. Defendants are correct that there is no evidence in the record, either way, as to whether Plaintiff was physically incapable of filing a grievance after he was released from the hospital. However, the Court recognizes that Plaintiff was stabbed 23 times which resulted in an injury to one of his eyes. An eye injury, apart from Plaintiffâs collapsed lung, would have made writing very difficult. The most persuasive evidence in Plaintiffâs favor regarding his failure to file a timely Step 1 grievance is Defendant Cohenâs response to his grievance. Defendant Cohen responded to Plaintiffâs Step 1 grievance but did not state it was untimely. Instead, Defendant Cohen processed the grievance as normal and instructed Plaintiff to file a Step 2 grievance if he did not agree with Defendant Cohenâs decision which Plaintiff did that same day. By filing this Step 2 grievance, the Magistrate Judge concludes, and the Court agrees, Plaintiff exhausted his administrative remedies. For support, the Magistrate Judge refers to the language on the Step 2 grievance which states âthe decision rendered by the responsible official exhausts the appeal process of the Inmate Grievance Procedure.â Montouth confirms that âour Step 2 is the finalâŚresponse to a grievance process.â Therefore, the Court adopts the Report and Recommendation. The Court adopts the Magistrate Judgeâs conclusion that Plaintiff exhausted his administrative remedies and finds that Plaintiffâs failure to timely file his Step 1 grievance does not bar this suit. Defendantsâ motion for summary judgment as to non-exhaustion is denied and the Court will now consider the merits of Plaintiffâs claims. b. Eleventh Amendment Immunity The Magistrate Judge finds that Plaintiffâs § 1983 claim for injunctive relief against Defendant SCDC and § 1983 claim for monetary damages against Defendant Cohen in his official capacity are barred by the Eleventh Amendment. Further, the Magistrate Judge concludes that the Eleventh Amendment does not bar Plaintiffâs § 1983 claim for prospective injunctive relief against Defendant Cohen in his official capacity. However, Plaintiff has been released from Defendant SCDCâs custody and as such, Plaintiffâs claim for injunctive relief against Defendant Cohen in his official capacity is moot. Defendants did not file objections on this ground. Accordingly, the Court adopts the Report and Recommendation and grants Defendantsâ motion for summary judgment as to Plaintiffâs § 1983 claim against Defendant Cohen for monetary damages in his official capacity and Plaintiffâs § 1983 claim against Defendant SCDC for injunctive relief as barred by the Eleventh Amendment. Although Plaintiffâs claim for injunctive relief against Defendant Cohen in his official capacity is not barred by the Eleventh Amendment, it is moot for the reasons discussed below. c. Constitutional Claims against Defendant Cohen Plaintiff brings several claims for constitutional violations pursuant to § 1983 against Defendant Cohen. As laid out in the Report and Recommendation, Plaintiff alleges that Defendant Cohen deprived him of his rights, as guaranteed by the Fifth, Eighth, and Fourteenth Amendments of the United States Constitution, due process of law and to be free from cruel and unusual punishment. Additionally, Plaintiff seeks relief under the Seventh Amendment of the United States Constitution. The Court will address each of Plaintiffâs constitutional claims in turn. i. Plaintiffâs Fifth and Fourteenth Amendment Rights The Magistrate Judge recommends granting Defendantsâ motion for summary judgment on Plaintiffâs claims for violation of his Fifth and Fourteenth Amendment rights. Plaintiff alleges that âDefendants failed to protect the Plaintiff from violence in violation of the Plaintiffâs Fifth, Eighth, and Fourteenth Amendments.â Plaintiffâs claims are based on allegations of Defendant Warden Cohenâs deliberate indifference and failure to adequately train and supervise SCDC employees. However, as the Report sets out, Plaintiff is a state prisoner not a pretrial detainee and as such, his claims implicate the Eighth Amendmentâs protection against cruel and unusual punishment, not the Fourteenth Amendmentâs requirement of due process. Defendants did not file objections on this ground and in Plaintiffâs reply to Defendantsâ objections, Plaintiff requests the Court adopt the Report and Recommendation in full. In the absence of specific objections to the Report of the Magistrate Judge, the Court is not required to give any explanation for adopting the recommendation. See Camby v. Davis, 718 F.2d 198, 199 (4th Cir. 1983). Therefore, the Court adopts the Report and Recommendation on this ground and grants Defendantsâ motion for summary judgment based on Plaintiffâs claims for violation of his Fifth and Fourteenth Amendment rights. ii. Plaintiffâs Seventh Amendment Rights The Magistrate Judge recommends granting Defendantsâ motion for summary judgment on Plaintiffâs claims for violation of his Seventh Amendment rights. As the Magistrate Judge correctly points out, the Seventh Amendment guarantees the right to a jury trial and the amended complaint does not allege how Defendant Cohen has violated Plaintiffâs Seventh Amendment right. Defendants did not file objections on this ground and in Plaintiffâs reply to Defendantsâ objections, Plaintiff does not further explain this allegation and simply requests that the Court adopt the Report and Recommendation in full. Therefore, the Court adopts the Report and Recommendation and grants Defendantsâ motion for summary judgment based on Plaintiffâs claim for a violation of his Seventh Amendment right. iii. Plaintiffâs Eighth Amendment Rights The Magistrate Judge recommends that the Court deny Defendantsâ motion for summary judgment based on Plaintiffâs Eighth Amendment claims against Defendant Cohen. The Magistrate Judge also concludes that Defendant Cohen is not entitled to qualified immunity because there is a genuine issue of material fact as to whether Defendant Cohen violated Plaintiffâs clearly established rights. In the amended complaint, Plaintiff alleges that Defendant Cohen acted âin a deliberate indifferent mannerâ by âallowing uncontrolled violence in the correctional institutionâ; âfailing to provide protection and security for the Plaintiffâ; and âallowing inmates to have dangerous weapons.â Additionally, Plaintiff alleges Defendant Cohen failed to adequately train and supervise SCDC employees, and he âimplicitly or explicitly, adopted and implemented careless and reckless policies, customs, and practices, includingâŚfailing to prevent inmates from obtaining and possessing dangerous weapons.â Defendants filed four objections to the Report on this ground which the Court will address in turn. 1. The Magistrate Judge Relies on Inapplicable Authorities In their objections, Defendants argue that the Magistrate Judge relies on two cases to support its finding that a genuine issue of material fact exists as to Plaintiffâs Eighth Amendment and state law claims and both cases are distinguishable from the case at bar. The Court disagrees. The Magistrate Judge cites to Wynn v. Perry to support its recommendation of denying summary judgment as to Plaintiffâs Eighth Amendment claims. No. 3:14-CV-625-FDW, 2018 WL 1077321, at 28 (W.D.N.C. Feb. 27, 2018). In Wynn, the Court found a genuine issue of material fact existed as to the plaintiffâs Eighth Amendment failure to protect claim because the plaintiff was able to show that a âsubstantial risk of serious harm was longstanding, pervasive, and well- documented before the attack on him occurred.â Id. According to Defendants, Wynn can be distinguished from the case at hand because in Wynn, that court noted that the defendant prison administrator âhad access to tools for reducing the danger in the housing units and there is a genuine dispute with regards to whether he took reasonable actions to reduce the threat to inmatesâ safety.â Id. Whereas, here, Defendants assert Plaintiff has failed to offer evidence that Defendant Cohen had access to tools for reducing any potential danger to Plaintiff. The Magistrate Judge points out that the Roth Report3 âmakes a number of recommendations for an âeffective prevention and detection planâ to decrease the number of contraband related incidents and incidents of assault.â However, âthere is no evidence in the record that Defendant Cohen ever took steps such as those recommended in the Roth ReportâŚâ Additionally, Plaintiff has alleged that there was no correctional officer on his wing to help him at the time of the attack. Officer Osbee Belton (âBeltonâ) confirms Plaintiffâs allegation in his affidavit which states he was assigned to Plaintiffâs housing unit on the day of the attack, but he was outside the wing when the attack occurred inside the wing. Despite Defendant Cohen testifying that if a correctional officer must leave their assigned wing, they should first secure the wing by locking all the cell doors, there is no evidence that he addressed Beltonâs violation after Plaintiffâs attack. Viewing the facts in the light most favorable to Plaintiff, the Court finds there is a genuine issue of material fact with regards to whether Defendant Cohen had access to tools for reducing potential danger to inmates. Moreover, like the defendant prison administrator in Wynn, there is a genuine dispute with regards to whether Defendant Cohen took reasonable action to reduce any threat to inmatesâ safety. Therefore, the Court finds the Magistrate Judgeâs reliance on Wynn v. Perry is proper and overrules Defendantsâ objection. 3 The âRoth Reportâ was drafted by Tom Roth in March of 2018 in connection with a settlement of another case against SCDC (the âMental Health Settlementâ). It analyzes 13 SCDC institutions, including Ridgeland where Plaintiff was located when he was attacked. The report provides a âsecurity staffing assessmentâ based on documentation reviews, staff interviews, and on-site assessments. Defendants next argue that Plaintiff has failed to establish that Defendant Cohen was aware of a âsubstantial risk of serious harm that was longstanding, pervasive, and well documented before the alleged assault on him occurred.â In Wynn, the court concluded that the defendant prison administrator was sufficiently aware of a substantial risk of harm when he learned âvia PA announcements, emails, phone calls, and incident reports, that inmate-on-inmate attacks with contraband weapons frequently occurred in the prison.â Id. Similarly, Defendant Cohen testified that he reviews contraband reports, has weekly briefing regarding the ongoing issues of security in his facility, reviews inmateâs grievances regarding assaults and criminal activity, and reviews the compliance audits. The Court finds that the circumstantial evidence in the instant action is sufficiently similar to the evidence presented in Wynn to overrule Defendant Cohenâs objection on this ground. There is a genuine dispute with regards to whether Defendant Cohen was aware of a substantial risk of serious harm that was longstanding, pervasive, and well documented before Plaintiffâs assault occurred. Therefore, the Court finds the Magistrate Judgeâs reliance on Wynn v. Perry is proper and overrules Defendantsâ objection. The Magistrate Judge also cites to Hollabaugh v. Cartledge to further support the recommendation of denying summary judgment as to Plaintiffâs Eighth Amendment claims. No. 9:14-CV-1324-BHH-BM, 2016 WL 11423538 (D.S.C. May 7, 2016). In Hollabaugh v. Cartledge, that court found a genuine issue of material fact as to the plaintiffâs Eighth Amendment failure to protect claim against the defendant warden and defendant associate warden where the plaintiff alleged he was beaten and stabbed by other inmates after his cell door was left unlocked and unsecured in violation of SCDC policy. Id. In their objections, Defendants argue that Hollabaugh is distinguishable from the case at hand because here there is not an SCDC policy or procedure at issue. Rather, Defendants argue this case presents the question of supervisory liability and there is no evidence in the record to establish the requisite elements for this claim. However, the Court finds these concepts are not mutually exclusive. The instant case presents the question of supervisory liability based on an alleged violation of Ridgeland policy which may have led to Plaintiffâs attack. The Magistrate Judge cites to the Post Orders which indicate that housing unit officers at Ridgeland are to âremain on assigned wing at all times to maintain sight and sound of inmates.â In Beltonâs affidavit, he avers that he was outside of Plaintiffâs wing at the time of the attack. As pointed out by the Magistrate Judge, per the Post Order, Belton should have never left the wing and by doing so, he violated Ridgeland policy. Moreover, the Magistrate Judge argues that there is no evidence in the record that Defendant Cohen ever addressed this policy violation. The Court finds that this case involves a specific policy or procedure at issue and supervisory liability because of a genuine dispute as to whether Defendant Cohen took any steps to address the alleged policy violations by the employees. Therefore, the Magistrate Judgeâs reliance on Hollabaugh is proper and overrules Defendantsâ objection. 2. The Roth Report is Misconstrued and Taken without Context In their objections, Defendants argue that the Magistrate Judge simply accepts Plaintiffâs presentation of the Roth Report as evidence and improperly uses it as support in denying Defendantsâ motion for summary judgment. Defendants assert that the Magistrate Judge uses the Roth Report to conclude that Defendants should have been aware of the understaffing issues at Ridgeland and that those issues would result in Plaintiff being assaulted. Defendants contend this conclusion is improper because Plaintiffâs attack occurred in February of 2017, and Mr. Roth did not visit Ridgeland until September 2017. The Court disagrees with Defendantsâ arguments. The Magistrate Judge does not use the Roth Report as conclusive evidence but rather, uses it as support in denying Defendantsâ motion because it creates a genuine dispute as to whether Defendants were aware of the alleged understaffing issues and whether those issues contributed to Plaintiffâs attack. Additionally, while Mr. Roth may not have physically visited Ridgeland until September 2017, his report includes a chart of security staff levels at Ridgeland from 2011 to 2018. As the Magistrate Judge pointed out, the chart shows a â24% decrease in available staff from January 1, 2013 to January 1, 2018.â Further, the Roth Report concludes that there is a correlation between the decrease in staffing and increase in contraband related incidents and incidents of assaults. Viewing the facts in the light most favorable to Plaintiff, a site visit does not appear to have been necessary for Mr. Roth to perform his analysis or come to his conclusions. The Magistrate Judge properly used these conclusions to find a genuine issue of material fact for summary judgment. Therefore, the Court finds the Magistrate Judgeâs reliance on the Roth Report is proper and overrules Defendantsâ objections. 3. Prior Inmate-on-Inmate Assaults are Inadequate to give Rise to Supervisory Liability In their objections, Defendants argue that the notice of understaffing issues is insufficient to constitute notice in a gross negligence or deliberate indifference analysis. Defendants assert that the application of âgeneral noticeâ on a correctional institution is imposing a strict liability standard which is improper. Defendants argue Plaintiff has failed to establish Defendant Cohen was aware of specific facts which would give rise to an inference that Plaintiff would be subject to an attack. Finally, Defendants argue there is no evidence supporting the contention that the prior number of assaults and contraband violations correlate to inmate-on-inmate violence. Defendants argue the Magistrate Judge imposed an improper âgeneral noticeâ standard on Plaintiffâs claims of gross negligence and deliberate indifference. The Court first notes that Defendantsâ objection fails to cite or otherwise reference where in the Report the Magistrate Judge imposes this standard. States v. Midgette, 478 F.3d 616, 621 (4th Cir. 2007) (objections must be specific and particularized in order to direct the attention of the district court to âonly those issues that remain in dispute after the magistrate judge has made findings and recommendations.â). Tyler v. Wates, 84 Fed. Appâx 289, 290 (4th Cir. 2003) (âa general objection to the entirety of the magistrate judgeâs report is tantamount to a failure to objection.â). The Court finds that Defendantsâ objection is improper and does not warrant de novo review. However, to the extent that Defendantsâ objection is considered, Defendantsâ argument misses the mark. The Magistrate Judge never imposed a general notice standard or strict liability upon Defendant SCDC. In fact, the Magistrate Judge made clear that âthe Supreme Court has outlined two requirements for an Eighth Amendment Failure to protect claimâŚâ âFirst, a prison officialâs act or omission must result in the denial of âthe minimal civilized measure of lifeâs necessities.â âSecond, the prison official must have a âsufficiently culpable state of mind,â âŚ. which means the officialâŚacted with âdeliberate indifference.ââ âA prison official demonstrates deliberate indifference if he âknows of and disregards an excessive risk to inmate health or safety.ââ Further, the Magistrate Judge explained that Plaintiff could establish a genuine issue of material fact as to Defendant Cohenâs deliberate indifference by showing that a âsubstantial risk of serious harm was longstanding, pervasive, and well-documented before the attack on him occurred.â Wynn v. Perry, No. 3:14-CV-625-FDW, 2018 WL 1077321, at 28 (W.D.N.C. Feb. 27, 2018). Here, Plaintiff has sufficiently demonstrated that he was subject to a substantial risk of serious harm that was longstanding, pervasive, and well documented before his attack on February 11, 2017. The Magistrate Judge takes special care to walk through the evidence Plaintiff presented in order to demonstrate that there is a genuine dispute of material fact as to Defendant Cohenâs deliberate indifference to a threat to Plaintiffâs safety. Specifically, the Magistrate Judge refers to the Roth Report which revealed âRidgeland was severely understaffed during the time period relevant to this case; that the staffing levels directly impacted the number of contraband related incidents and incidents of assault; and that Ridgeland experienced a higher than average number of contraband related incidents and incidents of inmate-on-inmate assault.â Additionally, the Roth Report stated, âthe number of inmate-on- inmate assaults at Ridgeland were higher than that reported by other male level 2 facilities reviewed.â The Magistrate Judge specifically points out Defendant Cohenâs deposition testimony which established that he would have been notified of any contraband related incidents and inmate- on-inmate assaults at Ridgeland. While the Roth Report âmakes a number of recommendations for an âeffective prevention and detection planâ to decrease the number of contraband related incidents and incidents of assault,â there is âno evidence in the record that [Defendant ] Cohen ever took steps such as those recommended in the Roth Report to address the staffing issues.â Defendantsâ final argument on this point is that the Magistrate Judgeâs reasoning implies that Defendants would be found grossly negligent/deliberately indifferent any time an inmate was assaulted, and Ridgeland was not fully staffed. The Court finds that this argument is unpersuasive. The argument suggests that Plaintiffâs attack was a one-off incident that occurred when Ridgeland happened to be lacking a full complement of correctional officers. However, Plaintiffâs evidence indicates otherwise. As the Magistrate Judge states, there were at least five other alleged incidents of inmate-on-inmate stabbings that occurred prior to Plaintiffâs attack and four of them are alleged to have occurred when the correctional officer was not on their assigned wing. Plaintiff also presented evidence that in the same year of his attack, there were 41 incidents of inmate-on-inmate assaults and 98 contraband incidents. Further, the Roth Report stated that from 2011 to 2018 Ridgeland was consistently operating at extremely deficient staffing levels. Defendantsâ argument that Defendants would be found grossly negligent/deliberately indifferent any time an assault occurred is inconsistent with the facts of this case. Next, Defendants argue that âthere is no evidence that Warden Cohen was aware of specific facts from which an inference could be drawn that Plaintiff was subject to a substantial risk of harm.â However, in Wynn v. Perry, the Court found âno issue with the plaintiffâs failure to establish that the prison administrator knew âof a specific riskâ to the plaintiff posed by a specific inmate.â Id. (emphasis added). Contrary to Defendantsâ assertion, Plaintiff was not required to establish Defendant Cohen was aware of specific facts because the Court in Wynn held that it was sufficient to find a genuine dispute of material fact when Plaintiff was able to show a âsubstantial risk of serious harm was longstanding, pervasive, and well-documented before the attack on him occurred.â Id. As discussed previously, Plaintiff has produced evidence sufficient to make this showing. Additionally, Defendantsâ argument that there is no evidence supporting the contention that the prior number of assaults and contraband violations correlate to inmate-on-inmate violence seems to boil down to their disagreement with the Roth Report and Mr. Aikenâs4 expert opinion. Whether or not a correlation exists between prior assaults, contraband violations, and inmate-on- 4 Plaintiff submitted three expert reports drafted by his expert witness, James Aiken, a former Warden, Deputy Warden, and Deputy Regional Administrator in South Carolina. inmate violence is an issue for Defendants to take up at trial during cross examination, but it is not a reason to overrule the Magistrate Judgeâs findings. Therefore, the Court finds that the Magistrate Judge does not impose an improper standard, Plaintiff was not required to establish Defendant Cohen was aware of specific facts for a finding of deliberate indifference, and whether there is a correlation between the prior number of assaults, contraband violations, and inmate-on-inmate violence is an issue for the jury. Defendantsâ objection is overruled. 4. Plaintiffâs Expert Witness is Given Undue Weight In their objections, Defendants argues that the Magistrate Judge improperly relies on Plaintiffâs expert witnessâ conclusion that the number of contraband related incidents and staffing levels at Ridgeland should have put Defendant Cohen on requisite notice of a threat to Plaintiffâs safety. Defendant Cohen contends that there is no correlation between contraband weapons and an assault by one inmate on another. Further, Defendant Cohen suggests that he was not on notice of a threat to Plaintiffâs safety simply because another inmate-on-inmate assault occurred at Ridgeland prior to Plaintiffâs attack. As to this ground, the Court overrules Defendantsâ objection. At trial, the jury will be tasked with evaluating the Plaintiffâs expertâs credibility and deciding what weight, if any, to give to his testimony, in light of the Courtâs instructions on the law. United States v. Dorsey, 45 F.3d 809, 815 (4th Cir. 1999); Samuel v. Ford Motor Co., 112 F. Supp.2d 460, 469 (D. Md. September 1, 2000). At this stage, Plaintiff is entitled to have the credibility of all his evidence presumed. Miller v. Leathers, 913 F.2d 1085, 1087 (4th Cir. 1990). The Court finds that the Magistrate Judgeâs reliance on Plaintiffâs expert opinion is proper and overrules Defendantsâ objection. d. Plaintiffâs State Law Claims for Violation of SCTCA The Magistrate Judge recommends that Defendant SCDC is the proper Defendant with respect to Plaintiffâs state law claims for negligence and gross negligence and that there is a genuine issue of material fact as to whether Defendant SCDC is liable for the alleged negligence and gross negligence of Belton and Cohen. Although Plaintiff has brought these state law claims against Defendant SCDC and Defendant Cohen, the SCTCA makes clear that an employee of a governmental entity âis not liable except for actual fraud, actual malice, intent to harm, or a crime involving moral turpitude. S.C. Code Ann. 15-78-70(a). Plaintiff has only alleged negligence and gross negligence against Defendant Cohen in his official capacity and these claims do not involve actual fraud, actual malice, intent to harm, or a crime involving moral turpitude. As the Magistrate Judge has correctly concluded, Defendant SCDC is the only proper Defendant with respect to Plaintiffâs state law claims. The SCTCA provides that a governmental entity can be held liable for a loss resulting from a âresponsibility or duty including but not limited to supervision, protection, control, confinement, or custody of anyâŚprisoner [or] inmateâŚof any governmental entityâŚwhen the responsibility or duty is exercised in a grossly negligent manner.â S.C. Code Ann. § 15-78-60(25) (2005). Gross negligence is a mixed question of law and fact and should be presented to the jury unless the evidence supports only one reasonable inference. Bass v. S.C. Depât of Soc. Servs., 414 S.C. 558, 571, 780 S.E.2d 252, 259 (2015). Additionally, the Magistrate Judge concluded that the Eleventh Amendment does not bar Plaintiffâs state law claims against Defendant SCDC. The Magistrate Judge explained that âby voluntarily removing a case to federal court, a defendant waives any immunity from suit in federal court with respect to any claims it otherwise would have been subject to in state court.â Lapides v. Board of Regents of the University System of Georgia, 535 U.S 613, 619 (2002). In other words, the Eleventh Amendment does not provide Defendant SCDC with immunity because it could be subject to the same claims in state court pursuant to the SCTCA. The Court agrees with the Magistrate Judgeâs conclusion and finds the Eleventh Amendment does not bar Plaintiffâs state law claims against Defendant SCDC. However, as will be explained, this finding does not extend to the merits of Plaintiffâs state law claim for injunctive relief against Defendant SCDC. The Court finds that there is a genuine issue of material fact as to whether Defendant SCDC is liable for the negligence or gross negligence of Defendant Cohen and Belton. Defendants did not file objections on this ground and in his reply to Defendantsâ objections, Plaintiff requests the Court adopt the Report and Recommendation in full. In the absence of specific objections to the Report of the Magistrate Judge, the Court is not required to give any explanation for adopting the recommendation. See Camby v. Davis, 718 F.2d 198, 199 (4th Cir. 1983). Therefore, the Court adopts the Report and Recommendation and denies Defendantsâ motion for summary judgment as to Plaintiffâs state law claims for violation of the SCTCA. e. Injunctive Relief On November 25, 2019, the Magistrate Judge filed the Report and Recommendation which recommended the Court deny Defendantsâ motion for summary judgment as to Plaintiffâs claim for injunctive relief against Defendant Cohen in his official capacity and his state law claim for injunctive relief against Defendant SCDC. On December 9, 2019, Defendants filed their objections in which they argue Plaintiffâs claim for injunctive relief is moot because of his transfer from Ridgeland to Manning Correctional Institution (âManningâ). At the time the Report and objections were filed, Plaintiff was incarcerated at Manning and his projected release date was February 26, 2020. After conducting an âinmate searchâ on Defendant SCDCâs website, it appears that Plaintiff has been released from custody. SCDC Incarcerated Inmate Search, https://public.doc.state.sc.us/scdc/public/. As such, the Court concludes Plaintiffâs claim for injunctive relief is moot. See Moneyhan v. Keller, 563 F. Appâx 256, 258 (4th Cir. 2014) (âWe conclude that the district court correctly determined that Moneyhanâs claim for injunctive relief was rendered moot by his releaseâ from prison â[d]uring the pendency of his case.â). Therefore, the Court rejects the Report and Recommendation and grants Defendantsâ motion for summary judgment as to Plaintiffâs § 1983 claim for prospective injunctive relief against Defendant Cohen in his official capacity and his state law claim for injunctive relief against Defendant SCDC as moot. IV. CONCLUSION After carefully reviewing the applicable laws, the record in this case, the thorough Report and Recommendation, and the objections thereto, the Court adopts in part and rejects in part the Report and Recommendation. (ECF No. 47). Defendantsâ Motion for Summary Judgment is granted in part and denied in part. (ECF No. 3). Specifically, the Court adopts the Report and denies Defendantsâ Motion for Summary Judgment on the following grounds: (1) Plaintiffâs claims on the issue of exhaustion; (2) Plaintiffâs § 1983 Eighth Amendment claims against Defendant Cohen in his individual capacity; (3) Plaintiffâs state law claims for negligence and gross negligence against Defendant SCDC. Additionally, the Court adopts the Report and grants Defendantsâ Motion for Summary Judgment as to the remainder of Plaintiffâs claims which are dismissed with prejudice. However, the Court declines to adopt the Report and grants Defendantsâ Motion for Summary Judgment as to Plaintiffâs § 1983 claim for prospective injunctive relief against Defendant Cohen in his official capacity and his state law claim for injunctive relief against Defendant SCDC. This case will be set for trial for the January/February 2021 term of court with jury selection on January 5, 2021 and trial beginning on January 25, 2021. The Court will issue a scheduling order setting forth the pretrial obligations of the parties for matters such as exhibits, witness lists, and motions in limine. The deadlines in the forthcoming trial schedule are all required in the Local Rules for the district and will not be extended. IT IS SO ORDERED. Cptogh Cader April 6, 2020 Joseph F. Anderson, Jr. Columbia, South Carolina United States District Judge 24
Case Information
- Court
- D.S.C.
- Decision Date
- April 6, 2020
- Status
- Precedential