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NOT RECOMMENDED FOR PUBLICATION File Name: 14a0294n.06 No. 12-2363 UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT FILED RANDLE GRIFFIN, ) Apr 21, 2014 ) DEBORAH S. HUNT, Clerk Plaintiff-Appellant, ) ) v. ) ) ON APPEAL FROM THE MARY K. BERGHUIS, Warden; MARK ) UNITED STATES DISTRICT SUTHERBY, Assistant Deputy Warden; ) COURT FOR THE EASTERN CONDON, RUM; DOWNARD, Corrections ) DISTRICT OF MICHIGAN Officer; McMURTRIE, Corrections Officer, ) ) Defendants-Appellees. ) ) ) BEFORE: MERRITT, SUTTON, and GRIFFIN, Circuit Judges. GRIFFIN, Circuit Judge. Michigan state prisoner Randle Griffin appeals the entry of summary judgment in favor of defendants in this 42 U.S.C. § 1983 civil rights action, which asserts two sets of First Amendment retaliation claims against prison officials at two different prisons. The first set of plaintiff Griffinâs claims alleges that he was removed from participation in the Wardenâs Forumâan elected inmate body that liaised with prison officials about inmate interestsâand transferred to a different facility after he wrote a letter to the wardenâs regional supervisor. Plaintiffâs second batch of claims asserts that defendant officers conspired toâand didâfile at least one false misconduct charge against him in retaliation for his participation as a witness in an investigation into the treatment of a fellow prisoner. The magistrate judge recommended No. 12-2363 Griffin v. Berghuis entering summary judgment in favor of defendants on all of plaintiffâs claims. The district court agreed and entered judgment accordingly. We affirm the entry of judgment against plaintiffâs first set of claims, but reverse the entry of judgment regarding his second set of claims. The claims related to Griffinâs letter fail because his letter-writing was not protected by the First Amendment: defendant prison officials asserted that plaintiffâs letter jeopardized prison security, and the record supports this assertion. Regarding Griffinâs second group of claims, the defendant officers concede that he engaged in protected conduct and suffered an adverse action, and their argument that plaintiff failed to demonstrate causation amounts only to a request that this court disbelieve the evidence that he has corralled. Because factual disputes precluded entry of summary judgment against plaintiffâs claims related to his receipt of a false misconduct charge, we reverse and remand regarding these claims. I. Griffin was elected in late July 2010 as an inmate representative to the Wardenâs Forum at Earnest C. Brooks Correctional Facility, where he was then imprisoned. Comprised of inmates elected to serve as representatives of the prison population, the Wardenâs Forum is a feature of Michigan prisons that is intended âto assist the Warden in identifying and resolving problems which exist in the general population of the institution.â See Michigan Department of Corrections (âMDOCâ) Policy Directive No. 04.01.150, ¶ L (March 5, 2007). Because the purpose of the Wardenâs Forum is to facilitate the resolution of inmate complaints about âmatters of concern to the general prisoner population,â elected representatives may not âuse their position to present individual complaints to the administrationâ but must instead pursue individual grievances âthrough the grievance processâ established by other MDOC regulations. -2- No. 12-2363 Griffin v. Berghuis Id. at ¶¶ K, L, O. Representatives who misuse their position on the Wardenâs Forum by threatening disorder are subject to removal: âHousing unit representatives serve solely in an advisory capacity to the administration and shall in no way jeopardize the custody, security, or good order of the institution. A housing unit representative who abuses his/her position by creating a serious threat to the custody, security or good order of the institution may be removed and/or permanently prohibited from serving as a housing unit representative.â Id. at ¶ B. Almost immediately after he was elected to the Wardenâs Forum, Griffin and two other newly-elected representatives wrote letters to the regional prison administrator, expressing their concern that they might suffer retaliation in the future due to their participation in the Wardenâs Forum. Griffinâs letter was as follows: Dear RPA: A newly elected Warden Forum is taking office and many fear retaliation for redressing legitimate complaints, e.g. retaliatory transfers e[tc]. We have a very committed Forum and intend on diligently challenging issues of concern to the population, staying within the boundaries of PD-04-01- 150. Our job [is] to represent the prisoner population regardless if Administrative Staff might want certain issues addressed. Collectively, we are asking that the situation be monitored closely. It is not up to MDOC Staff to conclude what they think is best for the prisoner population, e.g., the curr[e]nt cable contract, improper ventilation in the housing units, food quality, etc. We desire change and plan on achieving such through diligent and professional redress. No LRF Representative should be retaliated against. Griffin sent copies of his letter to several other individuals, including Warden Berghuis and his fellow Wardenâs Forum members. The first meeting of the newly-elected Forum occurred on August 10, 2010, when Assistant Deputy Warden Mark Sutherby met with the new representatives. At that meeting, Griffin and his two fellow lettersmiths were elected to key committee positions on the Forum, including its chairmanship. And they were uncannily prepared for their new positions: -3- No. 12-2363 Griffin v. Berghuis immediately after their election, Griffin and his fellow committee members presented Sutherby with an agenda that had been prepared prior to the meeting. Sutherby was not enthused by the fact that the newly-elected leadership presented him with an agenda that had been prepared before the meeting took place and before they had been selected to head the Forum, but the Forum members âgave supportâ to their new leaders and ultimately received Sutherbyâs permission to submit their agenda items to the warden, Mary Berghuis. Three days after the meeting, Sutherby began preparing transfer orders for Griffin and the two other inmates who had written to the regional prison administrator. On August 17, Griffin received a letter from Warden Berghuis informing him that he had been removed from the Wardenâs Forum. According to Berghuisâ letter, Griffinâs participation on the Forum was ended because your behavior as a member of the Wardenâs Forum has jeopardized the good order of the facility. You, along with other Forum members, sent an inappropriate memo to the Regional Prison Administrator that demeans the character of staff and was clearly an attempt at an organized protest on various issues that have been repeatedly covered by previous Wardenâs Forum members in an appropriate fashion. Griffinâs fellow letter-writers were transferred only days after the Forum meeting. Griffin, who was subject to a medical hold, was transferred to Gus Harrison Correctional Facility in September 2010 and claims that, due to his transfer, he lost his relatively well-paying prison job and his family had difficulty visiting him. At Gus Harrison, Griffin was again elected to the Wardenâs Forum. In February 2011, Griffin served as a witness against Officer Condon in an investigation opened by the Legislative Ombudsman into whether Condon had assaulted another prisoner. According to Griffin, Condon told him on March 2, 2011, that Griffinâs âstatement to the Ombudsman will not change a thing, and would only come back to bite [Griffin] in the Ass!â Immediately thereafter, asserts Griffin, -4- No. 12-2363 Griffin v. Berghuis Condon conspired with two other officersâOfficers Downard and McMurtrieâto lodge false misconduct tickets against Griffin, knowing that he would be removed from his position on the Wardenâs Forum as a result. Two other inmates claim that they heard the three officers exclaiming that âthey were tired of Griffin trying to change thingsâ and agreeing that they would falsely write him up for misconduct so that he would be removed from the Wardenâs Forum. Later that day, Officer Downard wrote Griffin a misconduct ticket, which was eventually upheld on review. The following day, claims Griffin, Officer McMurtrie told him not to report to his work assignment but then wrote him an out-of-place misconduct ticket for failing to report to work. When Griffin appealed the misconduct ticket, his appeal was upheld and the ticket was dismissed. Proceeding pro se, Griffin filed this § 1983 action, alleging that defendants Berghuis, Sutherby, Condon, Downard, and McMurtrie retaliated against him because he exercised his First Amendment rights. Defendants moved for summary judgment. Berghuis and Sutherby claimed that plaintiff was transferred âbecause he was attempting to organize a protest with several other prisoners.â In their view, Griffinâs âattempt to bypass the forumâs chain of command and to organize a protest at that meeting is sufficient grounds for plaintiffâs removal from the Wardenâs Forum and to be transferred away from the prisoners he was attempting to organize.â McMurtrie, for his part, claims that he was âunawareâ that Griffin was not required to report for work on the day that he wrote the out-of-place misconduct ticket. The magistrate judge recommended granting defendantsâ summary judgment motion, and the district court agreed. Griffin appealed, and we thereafter appointed counsel to represent him. -5- No. 12-2363 Griffin v. Berghuis II. A summary judgment determination is reviewed de novo. See Keith v. Cnty. of Oakland, 703 F.3d 918, 923 (6th Cir. 2013). Premature entry of summary judgment supplants the role of a fact-finder in adjudicating the issue of liability. See Fed. R. Civ. P. 56(a); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986). Denial of summary judgment where there is no genuine dispute of material fact, on the other hand, improperly permits a claim to go to the fact-finder, despite the fact that there can be only one possible outcome. See Celotex Corp. v. Catrett, 477 U.S. 317, 327 (1986); Anderson, 477 U.S. at 250â52. In determining âwhether the evidence presents a sufficient disagreement to require submission to a jury or whether it is so one-sided that one party must prevail as a matter of law,â Anderson, 477 U.S. at 251â52, the court must view the evidence and draw all reasonable inferences in favor of the nonmoving party. Id. at 255; Shreve v. Franklin Cnty., 743 F.3d 126, 132 (6th Cir. 2014). A. A First Amendment retaliation claim âentails three elements: (1) the plaintiff engaged in protected conduct; (2) an adverse action was taken against the plaintiff that would deter a person of ordinary firmness from continuing to engage in that conduct; and (3) there is a causal connection between elements one and twoâthat is, the adverse action was motivated at least in part by the plaintiffâs protected conduct.â Thaddeus-X v. Blatter, 175 F.3d 378, 394 (6th Cir. 1999) (en banc). 1. Plaintiffâs claims against Berghuis and Sutherby fail on the first element because his letter was not protected by the First Amendment. Griffin does not identify which portion of the First Amendment he relies upon, seeming to argue that his letter was protected under both the -6- No. 12-2363 Griffin v. Berghuis Free Speech Clause and the Petition Clause. But in the end, it does not matter, because the same legal test applies in either circumstance: his letter is unprotected if its prohibition by prison officials is âreasonably related to legitimate penological interests.â Turner v. Safley, 482 U.S. 78, 89 (1987); see Thaddeus-X, 175 F.3d at 395 (â[I]f a prisoner violates a legitimate prison regulation, he is not engaged in âprotected conduct.ââ (internal citation omitted)). Griffin cannot sidestep this rule by citing free speech cases that acknowledge prisonersâ rights to communicate with individuals external to prison administration. See Thornburgh v. Abbott, 490 U.S. 401, 413 (1989) (discussing the viability of Procunier v. Martinez, 416 U.S. 396 (1974)); Bell-Bey v. Williams, 87 F.3d 832, 838 n.7 (6th Cir. 1996). These cases are clearly inapposite. Griffinâs letter was not addressed to a recipient external to prison administration; it was written to Warden Berghuisâ direct supervisor at MDOC, asking that the wardenâs behavior be âmonitored.â Copies of the letter, moreover, were sent to Warden Berghuis and the other inmate members of the Wardenâs Forum. Because it was routed to fellow inmates, Griffinâs missive could be regulated as inter- inmate communication. See Turner, 482 U.S. at 91â93 (upholding prohibition of inter-inmate correspondence). It is, in any event, an entirely internal communication. As a result, the increased scrutiny applied to restrictions on inmatesâ outgoing mail to external parties do not apply in this case. See Thornburgh, 490 U.S. at 412. Instead, to the extent that Griffin invokes the Free Speech Clause, the general ruleâthat a prison inmateâs speech is not protected by the First Amendment if it is âinconsistent with his status as a prisoner or with the legitimate penological objectives of the corrections systemââgoverns his claims. Pell v. Procunier, 417 U.S. 817, 822 (1974); see also Lockett v. Suardini, 526 F.3d 866, 874 (6th Cir. 2008) (prisonerâs -7- No. 12-2363 Griffin v. Berghuis free speech rights outweighed by prisonâs penological interest in punishing inmate insolence to prison authorities). To the extent that Griffin relies upon the Petition Clause, the analysis is not materially different. The Petition Clause guarantees the right to âpetition the Government for a redress of grievances.â U.S. Const. amend. I; see Thaddeus-X, 175 F.3d at 391; Noble v. Schmitt, 87 F.3d 157, 162 (6th Cir. 1996). Claiming that â[a]n inmate has an undisputed First Amendment right to file grievances against prison officials on his own behalf,â Griffin argues that his letter is protected by the First Amendment because it amounts to a grievance. Thomas v. Eby, 481 F.3d 434, 440 (6th Cir. 2007) (internal quotation marks omitted). This characterization is problematic. Members of the Wardenâs Forum are explicitly barred from using the Forum as a substitute for the formal grievance process. See MDOC Policy Directive No. 04.01.150 ¶ K. A prisonerâs constitutional right to assert grievances typically is not violated when prison officials prohibit only âone of several ways in which inmates may voice their complaints to, and seek relief, from prison officialsâ while leaving a formal grievance procedure intact. Jones v. N.C. Prisonersâ Labor Union, Inc., 433 U.S. 119, 130 n.6 (1977). Because there is no suggestion in the record that either Griffin or the prior Forum representatives could not have complied with the appropriate formal grievance process, it is unclear that Griffinâs letter falls within the aegis of the Petition Clause or is potentially protected by the First Amendment for any reason other than that it constitutes speech. But even if Griffinâs letter does implicate the Petition Clause, his case is not exempt from application of the general rule that taking an adverse action against a prisoner âis permissible where it serves a legitimate penological interest.â Ward v. Dyke, 58 F.3d 271, 275 (6th Cir. 1995). In other words, while it is clearly improper for a prisoner to be âsubjected to discipline -8- No. 12-2363 Griffin v. Berghuis merely because he complainedâ about his treatment by prison officials, a prisonerâs right to assert grievances is not unqualified. Wolfel v. Bates, 707 F.2d 932, 934 (6th Cir. 1983). Even though âa prisoner may have a right to file grievances against prison officials, he or she cannot exercise that right in a manner that violates legitimate prison regulations or penological objectives.â Smith v. Campbell, 250 F.3d 1032, 1037 (6th Cir. 2001). âAbusive or manipulative use of a grievance system [is] not . . . protected conduct,â and prison officials may take action in response to the prisonerâs improper use of the grievance process as long as the response aligns with a legitimate penological goal. King v. Zamiara, 680 F.3d 686, 699 (6th Cir. 2012), cert. denied, 133 S. Ct. 985 (2013). See also Freeman v. Tex. Depât of Criminal Justice, 369 F.3d 854, 864 (5th Cir. 2004) (to succeed on a First Amendment retaliation claim, a prisoner must establish that he exercised his rights âin a manner consistent with his status as a prisonerâ). In Smith, for example, we concluded that a prisoner had not demonstrated a First Amendment retaliation claim where he had been terminated from his position as an inmate legal advisor âbecause of his aggressive attitudes in the discharge of his job duties [in assisting inmates in disciplinary hearings] and his attempts to intimidate staff members.â 250 F.3d at 1037. Similarly, we ruled in Ward that a prisoner could legitimately be transferred in order âto give prison staff a respite from his continuous barrage of grievancesâ because by doing so, prison administrators âwere able to maintain the peaceful management of the prison by reducing the tension between the staff and Ward without discouraging him from seeking redress of his grievances.â 58 F.3d at 274. As we observed, â[t]he ability to transfer a prisoner who is interfering with prison administration and staff morale goes to the essence of prison management.â Id. -9- No. 12-2363 Griffin v. Berghuis This principleâthat the First Amendment does not protect a prisonerâs complaint about prison conditions if it is made in a manner incompatible with the institutionâs legitimate penological objectivesâis fatal to Griffinâs claims against Berghuis and Sutherby. See Pell, 417 U.S. at 822; Thaddeus-X, 175 F.3d at 395. Griffin correctly observes that â[p]risons have an interest in keeping the inmates as safe and secure as possible while imprisoned, and truthful speech that describes possible abuses can actually be quite consistent with that objective.â Bridges v. Gilbert, 557 F.3d 541, 551 (7th Cir. 2009). But Griffinâs insistence in this respect misses the point. A prisonerâs First Amendment rights âmay be curtailed whenever the institutionâs officials, in the exercise of their informed discretion, reasonably conclude that [the exercise of those rights] possess[es] the likelihood of disruption to prison order or stability, or otherwise interfere[s] with the legitimate penological objectives of the prison environment.â Jones, 433 U.S. at 132. Berghuis and Sutherby claimed that Griffinâs letter posed a threat to prison security and consequently interfered with the prisonâs legitimate penological objectives. Their invocation of security interests parallels the provisions of MDOC Policy Directive No. 04.01.150, which provides that Forum members âshall in no way jeopardize the custody, security, or good order of the institution.â Id. at ¶ B. It therefore appears that Griffinâs letter, which posed a disruptive threat to the security of the prison, is not protected by either the Free Speech or Petition clauses of the First Amendment. See Thaddeus-X, 175 F.3d at 395. The only way that this could not be true is if the action that Berghuis and Sutherby took in response to Griffinâs letter was unreasonable or unrelated to legitimate penological objectives. But Griffin makes no attempt to churn through the Turner factors to demonstrate that this is so. See Turner, 482 U.S. at 89â91 (noting that a prison policy is reasonable if (1) it is rationally connected to a legitimate governmental interest, (2) there are readily available alternative means -10- No. 12-2363 Griffin v. Berghuis for the prisoner to exercise his rights, (3) the prisoner cannot be accommodated without burdening fellow inmates or the prisonâs resources, and (4) there are no obvious alternatives available to the prison that would accommodate the prisonerâs conduct at a de minimus cost to legitimate penological interests). The closest Griffin comes to making an argument under Turner is an assertion that his letter was so innocuous that Berghuisâ and Sutherbyâs reaction to it was unreasonable. Id. at 90. But because maintaining prison calm and order clearly is a legitimate penological objective, Griffinâs First Amendment claims fail unless there is âsubstantial evidence in the record to indicate that the officials have exaggerated their responseâ to the perceived security concerns posed by his conduct. Bell v. Wolfish, 441 U.S. 520, 548 (1979) (citation omitted); see Turner, 482 U.S. at 90. This standard is not easily met. â[F]ederal courts ought to afford appropriate deference and flexibility to state officials trying to manage a volatile environment.â Sandin v. Conner, 515 U.S. 472, 482â83 (1995) (internal citations omitted). âIn assessing the seriousness of a threat to institutional security prison administrators necessarily draw on more than the specific facts surrounding a particular incident; instead, they must consider the character of the inmates confined in the institution, recent and longstanding relations between prisoners and guards, prisoners inter se, and the like.â Hewitt v. Helms, 459 U.S. 460, 474 (1983), limited on other grounds by Sandin, 515 U.S. at 483â84. âIn the volatile atmosphere of a prison, an inmate easily may constitute an unacceptable threat to the safety of other prisoners and guards even if he himself has committed no misconduct . . . The judgment of prison officials in this context . . . turns largely on purely subjective evaluations and on predictions of future behavior.â Id. (internal quotation marks omitted). Because âprison administrators . . . , and not the courts, are -11- No. 12-2363 Griffin v. Berghuis to make the difficult judgments concerning institutional operations,â Turner, 482 U.S. at 89 (internal quotations, alteration, and citation omitted), courts afford prison officials âwide-ranging deference in the . . . execution of policies and practices that in their judgment are needed to preserve internal order and discipline and to maintain institutional security.â Bell, 441 U.S. at 547; see also Harbin-Bey v. Rutter, 420 F.3d 571, 578 (6th Cir. 2005) (âCourts generally afford great deference to prison policies, regulations, and practices relating to the preservation of [security] interests.â). Griffin is, of course, correct that deference has its limits. While â[p]rison officials are clearly free to punish inmate conduct that threatens the orderly administration of the prison,â prison rules may not be âused as a backdoor means of punishing inmates for exercising their right to criticize the legality of officialsâ actions.â Brown v. Crowley, 312 F.3d 782, 791 (6th Cir. 2002). Rote invocation of security interests, regardless of how tenuous the potential security threat may actually be, may not be permitted to shield prison officials from liability for impermissible retaliation. See Watkins v. Kasper, 599 F.3d 791, 798 (7th Cir. 2010). But nothing in the record suggests that this is what happened here. Contrary to Griffinâs arguments, his letter provides some support for Berghuisâ and Sutherbyâs assertion that it presented a security concern. Portions of Griffinâs missive could be read as a warning to the regional prison administrator that Griffin and likeminded inmates were about to bring matters with the administration to a head. Although Griffin claimed that his conduct would âstay[] within the boundaries ofâ Policy Directive 04.01.150, his letter simultaneously flouted the Policy Directiveâs provision that inmate representatives âserve solely in an advisory capacity to the administration,â id. at ¶ B, by contending that â[i]t is not up to MDOC Staff to conclude what they think is best for the prisoner population.â In short, Berghuis and Sutherby were not -12- No. 12-2363 Griffin v. Berghuis unreasonable in asserting that Griffinâs letterâcopies of which were sent to all other members of the Wardenâs Forumâevidences Griffinâs and his fellow representativesâ intent to pit themselves against the administration in a manner that would disrupt the legitimate objectives of the institution. See Jones, 433 U.S. at 132 (prisonersâ associational rights âmust give way to the reasonable considerations of penal managementâ); Lockett, 526 F.3d at 874 (disparaging a guard was not protected conduct because it violated an MDOC regulation prohibiting insolence). And even if Griffinâs letter was not the most provocative use of the written word, Berghuis and Sutherby received it against the background of collective inmate action: Griffin and two other inmates had each written such letters, had each been elected to key positions in the newly-constituted Wardenâs Forum, and had evidently planned a unified agenda well in advance, as they were able to present it to Berghuis and Sutherby immediately upon their election to the Forumâs critical leadership positions. It was well within reason for Berghuis and Sutherby to suspect that Griffin and his compatriots had jointly schemed to take control of Forum leadership in order to press a collective and disruptive agenda upon prison officials, and it was likewise reasonable for them to believe that Griffinâs letter, which was disseminated to his fellow Forum representatives, itself contributed to the precarious prison situation. Nor was it improper for prison officials to stymie the inmatesâ group effort at such a nascent stage. This court has recognized âthe general need of corrections officers to maintain order in a prison, which may require acting preemptively based on concerns that have not yet materialized.â King, 680 F.3d at 700. âThe informed discretion of prison officials that there is potential danger may be sufficient for limiting rights even though this showing might be unimpressive if submitted as justification for governmental restriction of personal communication among members of the general public.â Jones, 433 U.S. at 133 n.9 (internal -13- No. 12-2363 Griffin v. Berghuis quotation marks and ellipsis omitted). While prisoners certainly have the right to present their individual grievances to the powers that be, they have no right to effective collective action, for obvious reasons. Id. at 129, 132. We do not fault the prison officials here for attempting to ânip in the budâ the organized inmate action, especially as Griffinâs access to the formal grievance process remained unimpeded. âEntreaties to [collective inmate action], like petitions protesting prison conditions, are not entitled to First Amendment protection where other less disruptive means of airing grievances are available.â Pilgrim v. Luther, 571 F.3d 201, 205 (2d Cir. 2009) (internal alteration and quotation marks omitted). See also Jones, 433 U.S. at 130 n.6 (noting the same principle). On the facts of this case, second-guessing the prison administratorsâ conclusion that Griffinâs letter posed some degree of security concern would contradict the maxim that â[t]he federal courts do not sit to supervise state prisons.â Meachum v. Fano, 427 U.S. 215, 229 (1976). The record does not contain substantial evidence indicating that Berghuisâ and Sutherbyâs invocation of security interests was a smokescreen to cover up impermissible retaliation or that their response to Griffinâs conduct was otherwise unreasonable. Bell, 441 U.S. at 548. Because Griffinâs letter was inconsistent with the prisonâs legitimate penological objectives, it was not protected by the First Amendment. See Thaddeus-X, 175 F.3d at 395. His retaliation claims therefore cannot survive defendantsâ motion for summary judgment. 2. Even if Griffinâs letter had been protected by the First Amendment, summary judgment would still be proper on his claims because Berghuis and Sutherby would be entitled to qualified immunity. âQualified immunity shields government officials from civil damages liability unless the official violated a statutory or constitutional right that was clearly established at the time of -14- No. 12-2363 Griffin v. Berghuis the challenged conduct.â Reichle v. Howards, 132 S. Ct. 2088, 2093 (2012). Such a right is clearly established only if âexisting precedent . . . [has] placed the statutory or constitutional question beyond debate,â such that âevery reasonable official would have understood that what he is doing violates that right.â Ashcroft v. al-Kidd, 131 S. Ct. 2074, 2083 (2011) (internal quotation marks omitted). As a result, the doctrine of qualified immunity protects government officials from liability where they make âreasonable but mistaken judgments about open legal questions.â Id. at 2085. âWhen properly applied,â the doctrine âprotects all but the plainly incompetent or those who knowingly violate the law.â Id. (internal quotation marks omitted). As has been explained, Berghuis and Sutherby reasonably responded to the potential security threats that they perceived in Griffinâs correspondence. Even if in hind-sight their response can be viewed as an over-correction, â[t]he essence of qualified immunity . . . is to give government officials cover when they resolve close calls in reasonable (even if ultimately incorrect) ways.â Hagans v. Franklin Cnty. Sheriffâs Office, 695 F.3d 505, 511 (6th Cir. 2012). Analysis of the second element of Griffinâs retaliation claims against Berghuis and Sutherbyâthe âadverse actionâ prongâyields a similar result. As counsel for Griffin observes, whether Griffinâs transfer and removal from the Wardenâs Forum were sufficiently âadverseâ to support a retaliation claim is an unsettled question in Sixth Circuit jurisprudence. See id. at 509 (explaining that the legal question at issue must be defined at a âreasonably particularizedâ level of generality). Griffinâs transfer may, in the final analysis, have been âan adverse action,â given that an action is adverse as long as it âwould deter a person of ordinary firmness from continuing to engage in [the protected] conduct.â Brown, 312 F.3d at 789. But on the other hand, we have long recognized that, âsince transfers are common among prisons, ordinarily a transfer would not deter a prisoner of ordinary firmness from continuing to engage in protected conduct.â Siggers- -15- No. 12-2363 Griffin v. Berghuis El, 412 F.3d at 701. See also LaFountain v. Harry, 716 F.3d 944, 948 (6th Cir. 2013) (âAs a general matter, a prison officialâs decision to transfer a prisoner from the general population of one prison to the general population of another is not considered adverse.â). We see no reason to decide this question now, because the indeterminacy of pertinent authority on the issue means that neither Berghuis nor Sutherby reasonably could be expected to know that Griffinâs transfer was sufficiently adverse to support a First Amendment retaliation claim. See Pearson v. Callahan, 555 U.S. 223, 236â43 (2009) (observing that a case may be decided on qualified immunity grounds without first reaching the merits of the constitutional claim). The same is true for Griffinâs removal from the Wardenâs Forum. We have not been directed to any case holding that participation in a Wardenâs Forum is so valuable to a prisoner that its denial reasonably would deter the prisoner from engaging in protected conduct. As was true of Griffinâs transfer, even if removal from the Forum could be deemed sufficiently adverse, Berghuis and Sutherby could have reasonably believed that it was not. As a result, even if their conduct could have formed the basis of a First Amendment retaliation claim, Berghuis and Sutherby were entitled to summary judgment on the basis of qualified immunity. B. Although the district court properly entered summary judgment on Griffinâs claims against Berghuis and Sutherby, Griffin fares better on his claims against Officers Condon, Downard, and McMurtrie. The defendant officers concede that Griffinâs participation in the ombudsmanâs investigation of Condon was protected conduct. They also concede that the false misconduct charge that McMurtrie leveled at Griffin is an adverse action. See Brown, 312 F.3d at 789. The partiesâ only dispute, therefore, is on the element of causality, and Griffinâs argument on that issue is the clear winner. -16- No. 12-2363 Griffin v. Berghuis â[T]he causation inquiry centers on the defendantâs motive.â Thomas v. Eby, 481 F.3d 434, 441 (6th Cir. 2007). Because direct evidence of retaliatory intent is rare, circumstantial evidence may be âthe only means of establishing the connection between a defendantâs actions and the plaintiffâs protected conduct.â King, 680 F.3d at 695. A close âtemporal proximity between protected conduct and retaliatory acts . . . creat[es] an inference of retaliatory motive.â Id.; see Hill v. Lappin, 630 F.3d 468, 476 (6th Cir. 2010). Griffin is due such an inference here. If Griffinâs evidence is to be believed, McMurtrie knowingly filed a false misconduct charge against him the day after agreeing with his fellow officers to file false charges against Griffin in retaliation for his efforts to âchangeâ institutional practices. One of those officersâCondonâhad previously warned Griffin that he would suffer for his attempt to âchangeâ things by testifying in the investigation. This confluence of circumstances suggests that the false charge was filed against Griffin âat least in partâ because of his protected conduct. King, 680 F.3d at 694. Griffinâs evidence, to be sure, does not all point the same direction. There is some suggestion, in fact, that the officers were partially motivated by Griffinâs activities as a member of the Wardenâs Forum, rather than by his participation in the ombudsmanâs investigation. Still, the record evidence is that the conspiring officers were âtired of Griffin trying to change things.â Particularly given the close temporal link and Condonâs warning to Griffin that his testimony in the ombudsmanâs investigation would ânot change a thing,â the evidence supports a reasonable inference that the officers were motivated to file false misconduct charges against Griffin âat least in partâ by his participation in the ombudsmanâs investigation, even if his activity on the Forum also contributed to their exasperation. See Shreve, 743 F.3d at 132. And because âa person who sets in motion an adverse action can be liable for retaliation for the reasonably -17- No. 12-2363 Griffin v. Berghuis foreseeable consequences of his actions,â Griffinâs claims against each of the conspiring officers survive summary judgment. King, 680 F.3d at 695. The defendant officers resist this conclusion. They are correct to assert that they are entitled to summary judgment if they can prove âby a preponderance of the evidence that [McMurtrie] would have taken the same action absent the protected conduct.â King, 680 F.3d at 709. But McMurtrie claims that the misconduct charge that he filed against Griffin was only mistakenly erroneous, not intentionally false. In this respect, McMurtrie is fighting the facts: he claims that he did not tell Griffin not to report to work on the day in question, while Griffin says that he did. The officers cannot win summary judgment by arguing that their evidence is more believable than Griffinâs. Anderson, 477 U.S. at 255. Finally, the defendant officers assert that they are entitled to qualified immunity. Griffin claims that they waived such an argument by failing to make it below, but it makes no difference, because the officers are in any event incorrect. âIt seems to us elementary that a prisoner retains a First Amendment right to respond to questions posed to him by a prison investigator.â Cornell v. Woods, 69 F.3d 1383, 1390 (8th Cir. 1995). It was similarly clear at the time of the events here that a false misconduct charge was an adverse action. See, e.g., Thomas, 481 F.3d at 441. It follows that, if Griffinâs story is believed, each of the defendant officers should have known better. al-Kidd, 131 S. Ct. at 2083. Summary judgment was improperly entered on Griffinâs claims against them, and the district courtâs judgment in this respect is reversed. III. For these reasons, we affirm the district courtâs entry of summary judgment on Griffinâs claims against Berghuis and Sutherby. We reverse the entry of summary judgment on Griffinâs -18- No. 12-2363 Griffin v. Berghuis claims against the remaining defendants and remand for further proceedings consistent with this opinion. -19- No. 12-2363 Griffin v. Berghuis MERRITT, Circuit Judge, concurring in part and dissenting in part. I agree with the majorityâs decision in Section II.B to reverse and remand on the prisonerâs claim that the guards filed a false misconduct claim against him in retaliation for plaintiffâs participation in the ombudsman investigation. I would also reverse and remand on plaintiffâs first claim against Wardens Berghuis and Sutherby. The district court and this court have now disposed of the prisonerâs § 1983 claim of retaliatory transfer on summary judgment. I think there is a material dispute of fact on this issue. The warden states that the prisoner was transferred to another Michigan prison facility because as the head of the âWardenâs Forumâ the prisoner was âorganizing a protest movementâ with other prisoners. But where is the proof? The prisoner denies any such behavior. The only thing the Warden cites is a letter the prisoner wrote to the Wardenâs superior at the central corrections office. The prison rules themselves provide that such letters may be written to âThe Director or any other Central Office staff.â P.D. 05.03.118 (effective 6/6/05. See Siggers v. Campbell, 652 F.3d 681, 685 (6th Cir. 2011). I do not understand the explanation that this letter to Central Staff is per se unprotected from retaliation because it was written to the Wardenâs superior and did not follow the âchain of command.â If the letter had been written to complain about being beaten by guards acting on instructions of the Warden or the prisonâs âdeliberate indifferenceâ to a broken leg or heart attack, surely the letter could not justify the Wardenâs immediate retaliation by transferring him. It would have been protected by the First Amendment and the Eighth Amendment, as well as his grievance rights under the Prison Litigation Reform Act, 42 U.S.C. § 1997. I would not shut off the prisonerâs right to his day in court by summary judgment when there is a clear dispute of fact on a constitutional issue. -20- [by Griffin] GRIFFIN, Circuit Judge. Michigan state prisoner Randle Griffin appeals the entry of summary judgment in favor of defendants in this 42 U.S.C. § 1988 civil rights action, which asserts two sets of First Amendment retaliation claims against prison officials at two different prisons. The first set of plaintiff Griffinâs claims alleges that he was removed from participation in the Wardenâs Forum â an elected inmate body that liaised with prison officials about inmate interests â and transferred to a different facility after he wrote a letter to the wardenâs regional supervisor. Plaintiffs second batch of claims asserts that defendant officers conspired to â and did â file at least one false misconduct charge against him in retaliation for his participation as a witness in an investigation into the treatment of a fellow prisoner. The magistrate judge recommended entering summary judgment in favor of defendants on all of plaintiffs claims. The district court agreed and entered judgment accordingly. We affirm the entry of judgment against plaintiffs first set of claims, but reverse the entry of judgment regarding his second set of claims. The claims related to Griffinâs letter fail because his letter-writing was not protected by the First Amendment: defendant prison officials asserted that plaintiffs letter jeopardized prison security, and the record supports this assertion. Regarding Griffinâs second group of claims, the defendant officers concede that he engaged in protected conduct and suffered an adverse action, and their argument that plaintiff failed to demonstrate causation amounts only to a request that this court disbelieve the evidence that he has corralled. Because factual disputes precluded entry of summary judgment against plaintiffs claims related to his receipt of a false misconduct charge, we reverse and remand regarding these claims. I. Griffin was elected in late July 2010 as an inmate representative to the Wardenâs Forum at Earnest C. Brooks Correctional Facility, where he was then imprisoned. Comprised of inmates elected to serve as representatives of the prison population, the Wardenâs Forum is a feature of Michigan prisons that is intended âto assist the Warden in identifying and resolving problems which exist in the general population of the institution.â See Michigan Department of Corrections (âMDOCâ) Policy Directive No. 04.01.150, ¶ L (March 5, 2007). Because the purpose of the Wardenâs Forum is to facilitate the resolution of inmate complaints about âmatters of concern to the general prisoner population,â elected representatives may not âuse their position to present individual complaints to the administrationâ but must instead pursue individual grievances âthrough the grievance processâ established by other MDOC regulations. Id. at ¶¶ K, L, O. Representatives who misuse their position on the Wardenâs Forum by threatening disorder are subject to removal: âHousing unit representatives serve solely in an advisory capacity to the administration and shall in no way jeopardize the custody, security, or good order of the institution. A housing unit representative who abuses his/her position by creating a serious threat to the custody, security or good order of the institution may be removed and/or permanently prohibited from serving as a housing unit representative.â Id. at ¶ B. Almost immediately after he was elected to the Wardenâs Forum, Griffin and two other newly-elected representatives wrote letters to the regional prison administrator, expressing their concern that they *413 might suffer retaliation in the future due to their participation in the Wardenâs Forum. Griffinâs letter was as follows: Dear RPA: A newly elected Warden Forum is taking office and many fear retaliation for redressing legitimate complaints, e.g. retaliatory transfers e[tc]. We have a very committed Forum and intend on diligently challenging issues of concern to the population, staying within the boundaries of PD-04-01-150. Our job [is] to represent the prisoner population regardless if Administrative Staff might want certain issues addressed. Collectively, we are asking that the situation be monitored closely. It is not up to MDOC Staff to conclude what they think is best for the prisoner population, e.g., the curr[e]nt cable contract, improper ventilation in the housing units, food quality, etc. We desire change and plan on achieving such through diligent and professional redress. No LRF Representative should be retaliated against. Griffin sent copies of his letter to several other individuals, including Warden Ber-ghuis and his fellow Wardenâs Forum members. The first meeting of the newly-elected Forum occurred on August 10, 2010, when Assistant Deputy Warden Mark Sutherby met with the new representatives. At that meeting, Griffin and his two fellow lettersmiths were elected to key committee positions on the Forum, including its chairmanship. And they were uncannily prepared for their new positions: immediately after their election, Griffin and his fellow committee members presented Sutherby with an agenda that had been prepared prior to the meeting. Sutherby was not enthused by the fact that the newly-elected leadership presented him with an agenda that had been prepared before the meeting took place and before they had been selected to head the Forum, but the Forum members âgave supportâ to their new leaders and ultimately received Sutherbyâs permission to submit their agenda items to the warden, Mary Ber-ghuis. Three days after the meeting, Sutherby began preparing transfer orders for Griffin and the two other inmates who had written to the regional prison administrator. On August 17, Griffin received a letter from Warden Berghuis informing him that he had been removed from the Wardenâs Forum. According to Berghuisâ letter, Griffinâs participation on the Forum was ended because your behavior as a member of the Wardenâs Forum has jeopardized the good order of the facility. You, along with other Forum members, sent an inappropriate memo to the Regional Prison Administrator that demeans the character of staff and was clearly an attempt at an organized protest on various issues that have been repeatedly covered by previous Wardenâs Forum members in an appropriate fashion. Griffinâs fellow letter-writers were transferred only days after the Forum meeting. Griffin, who was subject to a medical hold, was transferred to Gus Harrison Correctional Facility in September 2010 and claims that, due to his transfer, he lost his relatively well-paying prison job and his family had difficulty visiting him. At Gus Harrison, Griffin was again elected to the Wardenâs Forum. In February 2011, Griffin served as a witness against Officer Condon in an investigation opened by the Legislative Ombudsman into whether Condon had assaulted another prisoner. According to Griffin, Condon told him on March 2, 2011, that Griffinâs âstatement to the Ombudsman will not change a thing, and would only come back *414 to bite [Griffin] in the Ass!â Immediately thereafter, asserts Griffin, Condon conspired with two other officers â Officers Downard and McMurtrie â to lodge false misconduct tickets against Griffin, knowing that he would be removed from his position on the Wardenâs Forum as a result. Two other inmates claim that they heard the three officers exclaiming that âthey were tired of Griffin trying to change thingsâ and agreeing that they would falsely write him up for misconduct so that he would be removed from the Wardenâs Forum. Later that day, Officer Downard wrote Griffin a misconduct ticket, which was eventually upheld on review. The following day, claims Griffin, Officer McMurtrie told him not to report to his work assignment but then wrote him an out-of-place misconduct ticket for failing to report to work. When Griffin appealed the misconduct ticket, his appeal was upheld and the ticket was dismissed. Proceeding pro se, Griffin filed this § 1983 action, alleging that defendants Berghuis, Sutherby, Condon, Downard, and McMurtrie retaliated against him because he exercised his First Amendment rights. Defendants moved for summary judgment. Berghuis and Sutherby claimed that plaintiff was transferred âbecause he was attempting to organize a protest with several other prisoners.â In their view, Griffinâs âattempt to bypass the forumâs chain of command and to organize a protest at that meeting is sufficient grounds for plaintiffs removal from the Wardenâs Forum and to be transferred away from the prisoners he was attempting to organize.â McMurtrie, for his part, claims that he was âunawareâ that Griffin was not required to report for work on the day that he wrote the out-of-place misconduct ticket. The magistrate judge recommended granting defendantsâ summary judgment motion, and the district court agreed. Griffin appealed, and we thereafter appointed counsel to represent him. II. A summary judgment determination is reviewed de novo. See Keith v. Cnty. of Oakland, 703 F.3d 918, 923 (6th Cir.2013). Premature entry of summary judgment supplants the role of a fact-finder in adjudicating the issue of liability. See Fed.R.Civ.P. 56(a); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249 , 106 S.Ct. 2505 , 91 L.Ed.2d 202 (1986). Denial of summary judgment where there is no genuine dispute of material fact, on the other hand, improperly permits a claim to go to the fact-finder, despite the fact that there can be only one possible outcome. See Celotex Corp. v. Catrett, 477 U.S. 317, 327 , 106 S.Ct. 2548 , 91 L.Ed.2d 265 (1986); Anderson, 477 U.S. at 250-52 , 106 S.Ct. 2505 . In determining âwhether the evidence presents a sufficient disagreement to require submission to a jury or whether it is so one-sided that one party must prevail as a matter of law,â Anderson, 477 U.S. at 251-52 , 106 S.Ct. 2505 , the court must view the evidence and draw all reasonable inferences in favor of the nonmoving party. Id. at 255 , 106 S.Ct. 2505 ; Shreve v. Franklin Cnty., 743 F.3d 126, 132 (6th Cir.2014). A. A First Amendment retaliation claim âentails three elements: (1) the plaintiff engaged in protected conduct; (2) an adverse action was taken against the plaintiff that would deter a person of ordinary firmness from continuing to engage in that conduct; and (3) there is a causal connection between elements one and two â that is, the adverse action was motivated at *415 least in part by the plaintiffs protected conduct.â Thaddeus-X v. Blatter, 175 F.3d 378, 394 (6th Cir.1999) (en banc). 1. Plaintiffâs claims against Berghuis and Sutherby fail on the first element because his letter was not protected by the First Amendment. Griffin does not identify which portion of the First Amendment he relies upon, seeming to argue that his letter was protected under both the Free Speech Clause and the Petition Clause. But in the end, it does not matter, because the same legal test applies in either circumstance: his letter is unprotected if its prohibition by prison officials is âreasonably related to legitimate penological interests.â Turner v. Safley, 482 U.S. 78, 89 , 107 S.Ct. 2254 , 96 L.Ed.2d 64 (1987); see Thaddeus-X, 175 F.3d at 395 (â[I]f a prisoner violates a legitimate prison regulation, he is not engaged in âprotected conduct.â â (internal citation omitted)). Griffin cannot sidestep this rule by citing free speech cases that acknowledge prisonersâ rights to communicate with individuals external to prison administration. See Thornburgh v. Abbott, 490 U.S. 401, 413 , 109 S.Ct. 1874 , 104 L.Ed.2d 459 (1989) (discussing the viability of Procunier v. Martinez, 416 U.S. 396 , 94 S.Ct. 1800 , 40 L.Ed.2d 224 (1974)); Bell-Bey v. Williams, 87 F.3d 832 , 838 n. 7 (6th Cir.1996). These cases are clearly inapposite. Griffinâs letter was not addressed to a recipient external to prison administration; it was written to Warden Berghuisâ direct supervisor at MDOC, asking that the wardenâs behavior be âmonitored.â Copies of the letter, moreover, were sent to Warden Berghuis and the other inmate members of the Wardenâs Forum. Because it was routed to fellow inmates, Griffinâs missive could be regulated as inter-inmate communication. See Turner, 482 U.S. at 91-93 , 107 S.Ct. 2254 (upholding prohibition of inter-inmate correspondence). It is, in any. event, an entirely internal communication. As a result, the increased scrutiny applied to restrictions on inmatesâ outgoing mail to external parties do not apply in this case. See Thornburgh, 490 U.S. at 412 , 109 S.Ct. 1874 . Instead, to the extent that Griffin invokes the Free Speech Clause, the general rule â that a prison inmateâs speech is not protected by the First Amendment if it is âinconsistent with his status as a prisoner or with the legitimate penological objectives of the corrections systemââgoverns his claims. Pell v. Procunier, 417 U.S. 817, 822 , 94 S.Ct. 2800 , 41 L.Ed.2d 495 (1974); see also Lockett v. Suardini, 526 F.3d 866, 874 (6th Cir.2008) (prisonerâs free speech rights outweighed by prisonâs penological interest in punishing inmate insolence to prison authorities). To the extent that Griffin relies upon the Petition Clause, the analysis is not materially different. The Petition Clause guarantees the right to âpetition the Government for a redress of grievances.â U.S. Const. amend. I; see Thaddeus-X, 175 F.3d at 391 ; Noble v. Schmitt, 87 F.3d 157, 162 (6th Cir.1996). Claiming that â[a]n inmate has an undisputed First Amendment right to file grievances against prison officials on his own behalf,â Griffin argues that his letter is protected by the First Amendment because it amounts to a grievance. Thomas v. Eby, 481 F.3d 434, 440 (6th Cir.2007) (internal quotation marks omitted). This characterization is problematic. Members of the Wardenâs Forum are explicitly barred from using the Forum as a substitute for the formal grievance process. See MDOC Policy Directive No. 04.01.150 ¶& A prisonerâs constitutional right to assert grievances typically is not violated when prison officials prohibit only *416 âone of several ways in which inmates may voice their complaints to, and seek relief, from prison officialsâ while leaving a formal grievance procedure intact. Jones v. N.C. Prisonersâ Labor Union, Inc., 433 U.S. 119 , 130 n. 6, 97 S.Ct. 2532 , 53 L.Ed.2d 629 (1977). Because there is no suggestion in the record that either Griffin or the prior Forum representatives could not have complied with the appropriate formal grievance process, it is unclear that Griffinâs letter falls within the aegis of the Petition Clause or is potentially protected by the First Amendment for any reason other than that it constitutes speech. But even if Griffinâs letter does implicate the Petition Clause, his case is not exempt from application of the general rule that taking an adverse action against a prisoner âis permissible where it serves a legitimate penological interest.â Ward v. Dyke, 58 F.3d 271, 275 (6th Cir.1995). In other words, while it is clearly improper for a prisoner to be âsubjected to discipline merely because he complainedâ about his treatment by prison officials, a prisonerâs right to assert grievances is not unqualified. Wolfel v. Bates, 707 F.2d 932, 934 (6th Cir.1983). Even though âa prisoner may have a right to file grievances against prison officials, he or she cannot exercise that right in a manner that violates legitimate prison regulations or penological objectives.â Smith v. Campbell, 250 F.3d 1032, 1037 (6th Cir.2001). âAbusive or manipulative use of a grievance system [is] not ... protected conduct,â and prison officials may take action in response to the prisonerâs improper use of the grievance process as long as the response aligns with a legitimate penological goal. King v. Zamiara, 680 F.3d 686, 699 (6th Cir.2012), cert. denied, â U.S. -, 133 S.Ct. 985 , 184 L.Ed.2d 773 (2013). See also Freeman v. Tex. Depât of Criminal Justice, 369 F.3d 854, 864 (5th Cir.2004) (to succeed on a First Amendment retaliation claim, a prisoner must establish that he exercised his rights âin a manner consistent with his status as a prisonerâ). In Smith , for example, we concluded that a prisoner had not demonstrated a First Amendment retaliation claim where he had been terminated from his position as an inmate legal advisor âbecause of his aggressive attitudes in the discharge of his job duties [in assisting inmates in disciplinary hearings] and his attempts to intimidate staff members.â 250 F.3d at 1037 . Similarly, we ruled in Ward that a prisoner could legitimately be transferred in order âto give prison staff a respite from his continuous barrage of grievancesâ because by doing so, prison administrators âwere able to maintain the peaceful management of the prison by reducing the tension between the staff and Ward without discouraging him from seeking redress of his grievances.â 58 F.3d at 274 . As we observed, â[t]he ability to transfer a prisoner who is interfering with prison administration and staff morale goes to the essence of prison management.â Id. This principle â that the First Amendment does not protect a prisonerâs complaint about prison conditions if it is made in a manner incompatible with the institutionâs legitimate penological objectives â is fatal to Griffinâs claims against Berghuis and Sutherby. See Pell, 417 U.S. at 822 , 94 S.Ct. 2800 ; Thaddeus-X, 175 F.3d at 395 . Griffin correctly observes that â[p]risons have an interest in keeping the inmates as safe and secure as possible while imprisoned, and truthful speech that describes possible abuses can actually be quite consistent with that objective.â Bridges v. Gilbert, 557 F.3d 541, 551 (7th Cir.2009). But Griffinâs insistence in this respect misses the point. A prisonerâs First Amendment rights âmay be curtailed whenever the institutionâs officials, in the exercise of their informed discretion, rea *417 sonably conclude that [the exercise of those rights] possesses] the likelihood of disruption to prison order or stability, or otherwise interfere[s] with the legitimate penological objectives of the prison environment.â Jones, 433 U.S. at 132 , 97 S.Ct. 2532 . Berghuis and Sutherby claimed that Griffinâs letter posed a threat to prison security and consequently interfered with the prisonâs legitimate penological objectives. Their invocation of security interests parallels the provisions of MDOC Policy Directive No. 04.01.150, which provides that Forum members âshall in no way jeopardize the custody, security, or good order of the institution.â Id. at ¶ B. It therefore appears that Griffinâs letter, which posed a disruptive threat to the security of the prison, is not protected by either the Free Speech or Petition clauses of the First Amendment. See Thaddeus-X, 175 F.3d at 395 . The only way that this could not be true is if the action that Berghuis and Sutherby took in response to Griffinâs letter was unreasonable or unrelated to legitimate penological objectives. But Griffin makes no attempt to churn through the Turner factors to demonstrate that this is so. See Turner, 482 U.S. at 89-91 , 107 S.Ct. 2254 (noting that a prison policy is reasonable if (1) it is rationally connected to a legitimate governmental interest, (2) there are readily available alternative means for the prisoner to exercise his rights, (3) the prisoner cannot be accommodated without burdening fellow inmates or the prisonâs resources, and (4) there are no obvious alternatives available to the prison that would accommodate the prisonerâs conduct at a de minimus cost to legitimate penological interests). The closest Griffin comes to making an argument under Turner is an assertion that his letter was so innocuous that Berghuisâ and Sutherbyâs reaction to it was unreasonable. Id. at 90 , 107 S.Ct. 2254 . But because maintaining prison calm and order clearly is a legitimate penological objective, Griffinâs First Amendment claims fail unless there is âsubstantial evidence in the record to indicate that the officials have exaggerated their responseâ to the perceived security concerns posed by his conduct. Bell v. Wolfish, 441 U.S. 520, 548 , 99 S.Ct. 1861 , 60 L.Ed.2d 447 (1979) (citation omitted); see Turner, 482 U.S. at 90 , 107 S.Ct. 2254 . This standard is not easily met. â[Federal courts ought to afford appropriate deference and flexibility to state officials trying to manage a volatile environment.â Sandin v. Conner, 515 U.S. 472, 482-83 , 115 S.Ct. 2293 , 132 L.Ed.2d 418 (1995) (internal citations omitted). âIn assessing the seriousness of a threat to institutional security prison administrators necessarily draw on more than the specific facts surrounding a particular incident; instead, they must consider the character of the inmates confined in the institution, recent and longstanding relations between prisoners and guards, prisoners inter se, and the like.â Hewitt v. Helms, 459 U.S. 460, 474 , 103 S.Ct. 864 , 74 L.Ed.2d 675 (1983), limited on other grounds by Sandin, 515 U.S. at 483-84 , 115 S.Ct. 2293 . âIn the volatile atmosphere of a prison, an inmate easily may constitute an unacceptable threat to the safety of other prisoners and guards even if he himself has committed no misconduct ... The judgment of prison officials in this context ... turns largely on purely subjective evaluations and on predictions of future behavior.â Id. (internal quotation marks omitted). Because âprison administrators ..., and not the courts; are to make the difficult judgments concerning institutional operations,â Turner, 482 U.S. at 89 , 107 S.Ct. 2254 (internal quotations, alteration, and citation omitted), courts afford prison officials âwide-ranging deference in the ... execution of *418 policies and practices that in their judgment are needed to preserve internal order and discipline and to maintain institutional security.â Bell, 441 U.S. at 547 , 99 S.Ct. 1861 ; see also Harbin-Bey v. Rutter, 420 F.3d 571, 578 (6th Cir.2005) (âCourts generally afford great deference to prison policies, regulations, and practices relating to the preservation of [security] interests.â). Griffin is, of course, correct that deference has its limits. While â[pjrison officials are clearly free to punish inmate conduct that threatens the orderly administration of the prison,â prison rules may not be âused as a backdoor means of punishing inmates for exercising their right to criticize the legality of officialsâ actions.â Brown v. Crowley, 312 F.3d 782, 791 (6th Cir.2002). Rote invocation of security interests, regardless of how tenuous the potential security threat may actually be, may not be permitted to shield prison officials from liability for impermissible retaliation. See Watkins v. Kasper, 599 F.3d 791, 798 (7th Cir.2010). But nothing in the record suggests that this is what happened here. Contrary to Griffinâs arguments, his letter provides some support for Berghuisâ and Suther-byâs assertion that it presented a security concern. Portions of Griffinâs missive could be read as a warning to the regional prison administrator that Griffin and like-minded inmates were about to bring matters with the administration to a head. Although Griffin claimed that his conduct would âstay[] within the boundaries ofâ Policy Directive 04.01.150, his letter simultaneously flouted the Policy Directiveâs provision that inmate representatives âserve solely in an advisory capacity to the administration,â id. at ¶ B, by contending that â[i]t is not up to MDOC Staff to conclude what they think is best for the prisoner population.â In short, Berghuis and Sutherby were not unreasonable in asserting that Griffinâs letter â copies of which were sent to Âż11 other members of the Wardenâs Forum â evidences Griffinâs and his fellow representativesâ intent to pit themselves against the administration in a manner that would disrupt the legitimate objectives of the institution. See Jones, 433 U.S. at 132 , 97 S.Ct. 2532 (prisonersâ associational rights âmust give way to the reasonable considerations of penal managementâ); Lockett, 526 F.3d at 874 (disparaging a guard was not protected conduct because it violated an MDOC regulation prohibiting insolence). And even if Griffinâs letter was not the most provocative use of the written word, Berghuis and Sutherby received it against the background of collective inmate action: Griffin and two other inmates had each written such letters, had each been elected to key positions in the newly-constituted Wardenâs Forum, and had evidently planned a unified agenda well in advance, as they were able to present it to Berghuis and Sutherby immediately upon their election to the Forumâs critical leadership positions. It was well within reason for Ber-ghuis and Sutherby to suspect that Griffin and his compatriots had jointly schemed to take control of Forum leadership in order to press a collective and disruptive agenda upon prison officials, and it was likewise reasonable for them to believe that Griffinâs letter, which was disseminated to his fellow Forum representatives, itself contributed to the precarious prison situation. Nor was it improper for prison officials to stymie the inmatesâ group effort at such a nascent stage. This court has recognized âthe general need of corrections officers to maintain order in a prison, which may require acting preemptively based on concerns that have not yet materialized.â King, 680 F.3d at 700 . âThe informed discretion of prison officials that there is *419 potential danger may be sufficient for limiting rights even though this showing might be unimpressive if submitted as justification for governmental restriction of personal communication among members of the general public.â Jones, 433 U.S. at 133 n. 9, 97 S.Ct. 2532 (internal quotation marks and ellipsis omitted). While prisoners certainly have the right to present their individual grievances to the powers that be, they have no right to effective collective action, for obvious reasons. Id. at 129, 132 , 97 S.Ct. 2532 . We do not fault the prison officials here for attempting to ânip in the budâ the organized inmate action, especially as Griffinâs access to the formal grievance process remained unimpeded. âEntreaties to [collective inmate action], like petitions protesting prison conditions, are not entitled to First Amendment protection where other less disruptive means of airing grievances are available.â Pilgrim v. Luther, 571 F.3d 201, 205 (2d Cir.2009) (internal alteration and quotation marks omitted). See also Jones, 433 U.S. at 130 n. 6, 97 S.Ct. 2532 (noting the same principle). On the facts of this case, second-guessing the prison administratorsâ conclusion that Griffinâs letter posed some degree of security concern would contradict the maxim that â[t]he federal courts do not sit to supervise state prisons.â Meachum v. Fano, 427 U.S. 215, 229 , 96 S.Ct. 2532 , 49 L.Ed.2d 451 (1976). The record does not contain substantial evidence indicating that Berghuisâ and Sutherbyâs invocation of security interests was a smokescreen to cover up impermissible retaliation or that their response to Griffinâs conduct was otherwise unreasonable. Bell, 441 U.S. at 548 , 99 S.Ct. 1861 . Because Griffinâs letter was inconsistent with the prisonâs legitimate penological objectives, it was not protected by the First Amendment. See Thaddeus-X, 175 F.3d at 395 . His retaliation claims therefore cannot survive defendantsâ motion for summary judgment. 2. Even if Griffinâs letter had been protected by the First Amendment, summary judgment would still be proper on his claims because Berghuis and Sutherby would be entitled to qualified immunity. âQualified immunity shields government officials from civil damages liability unless the official violated a statutory or constitutional right that was clearly established at the time of the challenged conduct.â Reichle v. Howards, â U.S. -, 132 S.Ct. 2088, 2093 , 182 L.Ed.2d 985 (2012). Such a right is clearly established only if âexisting precedent ... [has] placed the statutory or constitutional question beyond debate,â such that âevery reasonable official would have understood that what he is doing violates that right.â Ashcroft v. alKidd, â U.S. -, 131 S.Ct. 2074 , 2083, 179 L.Ed.2d 1149 (2011) (internal quotation marks omitted). As a result, the doctrine of qualified immunity protects government officials from liability where they make âreasonable but mistaken judgments about open legal questions.â Id. at 2085. âWhen properly applied,â the doctrine âprotects all but the plainly incompetent or those who knowingly violate the law.â Id. (internal quotation marks omitted). As has been explained, Berghuis and Sutherby reasonably responded to the potential security threats that they perceived in Griffinâs correspondence. Even if in hind-sight their response can be viewed as an over-correction, â[t]he essence of qualified immunity ... is to give government officials cover when they resolve close calls in reasonable (even if ultimately incorrect) ways.â Hagans v. Franklin Cnty. Sheriffs Office, 695 F.3d 505, 511 (6th Cir.2012). *420 Analysis of the second element of Griffinâs retaliation claims against Berghuis and Sutherby â the âadverse actionâ prong â yields a similar result. As counsel for Griffin observes, whether Griffinâs transfer and removal from the Wardenâs Forum were sufficiently âadverseâ to support a retaliation claim is an unsettled question in Sixth Circuit jurisprudence. See id. at 509 (explaining that the legal question at issue must be defined at a âreasonably particularizedâ level of generality). Griffinâs transfer may, in the final analysis, have been âan adverse action,â given that an action is adverse as long as it âwould deter a person of ordinary firmness from continuing to engage in [the protected] conduct.â Brown, 312 F.3d at 789 . But on the other hand, we have long recognized that, âsince transfers are common among prisons, ordinarily a transfer would not deter a prisoner of ordinary firmness from continuing to engage in protected conduct.â Siggers-El, 412 F.3d at 701. See also LaFountain v. Harry, 716 F.3d 944, 948 (6th Cir.2013) (âAs a general matter, a prison officialâs decision to transfer a prisoner from the general population of one prison to the general population of another is not considered adverse.â). We see no reason to decide this question now, because the indeterminacy of pertinent authority on the issue means that neither Berghuis nor Sutherby reasonably could be expected to know that Griffinâs transfer was sufficiently adverse to support a First Amendment retaliation claim. See Pearson v. Callahan, 555 U.S. 223, 236-43 , 129 S.Ct. 808 , 172 L.Ed.2d 565 (2009) (observing that a case may be decided on qualified immunity grounds without first reaching the merits of the constitutional claim). The same is true for Griffinâs removal from the Wardenâs Forum. We have not been directed to any ease holding that participation in a Wardenâs Forum is so valuable to a prisoner that its denial reasonably would deter the prisoner from engaging in protected conduct. As was true of Griffinâs transfer, even if removal from the Forum could be deemed sufficiently adverse, Berghuis and Sutherby could have reasonably believed that it was not. As a result, even if their conduct could have formed the basis of a First Amendment retaliation claim, Berghuis and Suth-erby were entitled to summary judgment on the basis of qualified immunity. B. Although the district court properly entered summary judgment on Griffinâs claims against Berghuis and Sutherby, Griffin fares better on his claims against Officers Condon, Downard, and McMur-trie. The defendant officers concede that Griffinâs participation in the ombudsmanâs investigation of Condon was protected conduct. They also concede that the false misconduct charge that McMurtrie leveled at Griffin is an adverse action. See Brown, 312 F.3d at 789 . The partiesâ only dispute, therefore, is on the element of causality, and Griffinâs argument on that issue is the clear winner. â[T]he causation inquiry centers on the defendantâs motive.â Thomas v. Eby, 481 F.3d 434, 441 (6th Cir.2007). Because direct evidence of retaliatory intent is rare, circumstantial evidence may be âthe only means of establishing the connection between a defendantâs actions and the plaintiffs protected conduct.â King, 680 F.3d at 695 . A close âtemporal proximity between protected conduct and retaliatory acts .,. creat[es] an inference of retaliatory motive.â Id.; see Hill v. Lappin, 630 F.3d 468, 476 (6th Cir.2010). Griffin is due such an inference here. If Griffinâs evidence is to be believed, McMurtrie knowingly filed a false misconduct charge against him the day after agreeing with his fellow officers to *421 file false charges against Griffin in retaliation for his efforts to âchangeâ institutional practices. One of those officers â Con-don â had previously warned Griffin that he would suffer for his attempt to âchangeâ things by testifying in the investigation. This confluence of circumstances suggests that the false charge was filed against Griffin âat least in partâ because of his protected conduct. King, 680 F.3d at 694 . Griffinâs evidence, to be sure, does not all point the same direction. There is some suggestion, in fact, that the officers were partially motivated by Griffinâs activities as a member of the Wardenâs Forum, rather than by his participation in the ombudsmanâs investigation. Still, the record evidence is that the conspiring officers were âtired of Griffin trying to change things.â Particularly given the close temporal link and Condonâs warning to Griffin that his testimony in the ombudsmanâs investigation would ânot change a thing,â the evidence supports a reasonable inference that the officers were motivated to file false misconduct charges against Griffin âat least in partâ by his participation in the ombudsmanâs investigation, even if his activity on the Forum also contributed to their exasperation. See Shreve, 743 F.3d at 132 . And because âa person who sets in motion an adverse action can be liable for retaliation for the reasonably foreseeable consequences of his actions,â Griffinâs claims against each of the conspiring officers survive summary judgment. King, 680 F.3d at 695 . The defendant officers resist this conclusion. They are correct to assert that they are entitled to summary judgment if they can prove âby a preponderance of the evidence that [McMurtrie] would have taken the same action absent the protected conduct.â King, 680 F.3d at 709 . But McMurtrie claims that the misconduct charge that he filed against Griffin was only mistakenly erroneous, not intentionally false. In this respect, McMurtrie is fighting the facts: he claims that he did not tell Griffin not to report to work on the day in question, while Griffin says that he did. The officers cannot win summary judgment by arguing that their evidence is more believable than Griffinâs. Anderson, 477 U.S. at 255 , 106 S.Ct. 2505 . Finally, the defendant officers assert that they are entitled to qualified immunity. Griffin claims that they waived such an argument by failing to make it below, but it makes no difference, because the officers are in any event incorrect. âIt seems to us elementary that a prisoner retains a First Amendment right to respond to questions posed to him by a prison investigator.â Cornell v. Woods, 69 F.3d 1383, 1390 (8th Cir.1995). It was similarly clear at the time of the events here that a false misconduct charge was an adverse action. See, e.g., Thomas, 481 F.3d at 441 . It follows that, if Griffinâs story is believed, each of the defendant officers should have known better, alKidd, 131 S.Ct. at 2083. Summary judgment was improperly entered on Griffinâs claims against them, and the district courtâs judgment in this respect is reversed. III. For these reasons, we affirm the district courtâs entry of summary judgment on Griffinâs claims against Berghuis and Suth-erby. We reverse the entry of summary judgment on Griffinâs claims against the remaining defendants and remand for further proceedings consistent with this opinion. [Concurrence in Part by Merritt] MERRITT, Circuit Judge, concurring in part and dissenting in part. I agree with the majorityâs decision in Section II.B to reverse and remand on the prisonerâs claim that the guards filed a false misconduct claim against him in re *422 taliation for plaintiffs participation in the ombudsman investigation. I would also reverse and remand on plaintiffs first claim against Wardens Berghuis and Suth-erby. The district court and this court have now disposed of the prisonerâs § 1983 claim of retaliatory transfer on summary judgment. I think there is a material dispute of fact on this issue. The warden states that the prisoner was transferred to another Michigan prison facility because as the head of the âWardenâs Forumâ the prisoner was âorganizing a protest movementâ with other prisoners. But where is the proof? The prisoner denies any such behavior. The only thing the Warden cites is a letter the prisoner wrote to the Wardenâs superior at the central corrections office. The prison rules themselves provide that such letters may be written to âThe Director or any other Central Office staff.â P.D. 05.03.118 (effective 6/6/05. See Siggers v. Campbell, 652 F.3d 681, 685 (6th Cir.2011)). I do not understand the explanation that this letter to Central Staff is per se unprotected from retaliation because it was written to the Wardenâs superior and did not follow the âchain of command.â If the letter had been written to complain about being beaten by guards acting on instructions of the Warden or the prisonâs âdeliberate indifferenceâ to a broken leg or heart attack, surely the letter could not justify the Wardenâs immediate retaliation by transferring him. It would have been protected by the First Amendment and the Eighth Amendment, as well as his grievance rights under the Prison Litigation Reform Act, 42 U.S.C. § 1997 . I would not shut off the prisonerâs right to his day in court by summary judgment when there is a clear dispute of fact on a constitutional issue.
Case Information
- Court
- 6th Cir.
- Decision Date
- April 21, 2014
- Status
- Precedential