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FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT REPUBLIC OF THE MARSHALL No. 15-15636 ISLANDS, a non-nuclear-weapon State party to the Treaty on the Non D.C. No. Proliferation of Nuclear Weapons, 4:14-cv-01885- Plaintiff-Appellant, JSW v. OPINION UNITED STATES OF AMERICA; DONALD J. TRUMP, The President of the United States of America; DEPARTMENT OF DEFENSE; JAMES MATTIS, Secretary, Department of Defense; DEPARTMENT OF ENERGY; RICK PERRY, Secretary, Department of Energy; NATIONAL NUCLEAR SECURITY ADMINISTRATION, Defendants-Appellees. Appeal from the United States District Court for the Northern District of California Jeffrey S. White, District Judge, Presiding Argued and Submitted March 15, 2017 San Francisco, California Filed July 31, 2017 2 REPUBLIC OF THE MARSH. IS. V. UNITED STATES Before: M. Margaret McKeown and Jay S. Bybee, Circuit Judges, and Susan Oki Mollway, * District Judge. Opinion by Judge McKeown SUMMARY ** Marshall Islands / Treaties The panel affirmed the district courtâs dismissal of a suit brought by the Republic of the Marshall Islands seeking a declaration that the United States was in breach of its treaty obligations under Article VI of the Treaty on the Non- Proliferation of Nuclear Weapons, and asking the court to order that the United States engage in good-faith negotiations. The panel held that Article VI was non-self-executing. The panel further held that because non-self-executing treaty provisions were not judicially enforceable, claims seeking to enforce them were nonjusticiable. The panel held that the Marshall Islandsâ asserted injuries were not redressable because Article VI could not be enforced in federal court. The panel also found that the * The Honorable Susan Oki Mollway, United States District Judge for the District of Hawaii, sitting by designation. ** This summary constitutes no part of the opinion of the court. It has been prepared by court staff for the convenience of the reader. REPUBLIC OF THE MARSH. IS. V. UNITED STATES 3 Marshall Islandsâ claims presented inextricable political questions that were nonjusticiable and must be dismissed. COUNSEL Laurie B. Ashton (argued) and Alison Chase, Keller Rohrback LLP, Phoenix, Arizona; Juli E. Farris and Lynn Lincoln Sarko, Keller Rohrback LLP, Seattle, Washington; for Plaintiff-Appellant. Sushma Soni (argued) and Douglas N. Letter, Appellate Staff, Civil Division, United States Department of Justice, Washington, D.C., for Defendants-Appellees. Scott Yundt, Livermore, California, as and for Amicus Curiae Tri-Valley Communities Against a Radioactive Environment. Henry M. Willis, Schwartz Steinsapir Dohrmann & Sommers LLP, Los Angeles, California; Margot Nikitas, Staff Attorney; Joseph Cohen, General Counsel; United Electrical, Radio and Machine Workers of America, Pittsburgh, Pennsylvania; for Amici Curiae United Electrical, Radio and Machine Workers of America (UE), International Commission for Labor Rights, and Labor and Employment Committee of the National Lawyers Guild. Janet Benshoof, New York, New York, as and for Amicus Curiae Global Justice Center. Randy Baker, Seattle, Washington; Anabel Dwyer, Elizabeth Shafer, and John Burroughs, Lawyers Committee on Nuclear Policy, New York, New York, for Amicus Curiae Lawyers Committee on Nuclear Policy. 4 REPUBLIC OF THE MARSH. IS. V. UNITED STATES Daniel U. Smith, Smith & McGinty, San Francisco, California, for Amici Curiae Physicians for Social Responsibility, International Physicians for the Prevention of Nuclear War, and Pax Christi International. Andrea R. St. Julian, San Diego, California, for Amici Curiae Hans M. Kristensen, Robert Alvarez, Dr. James E. Doyle, and Nuclear Watch New Mexico. OPINION McKEOWN, Circuit Judge: Not all treaties are created equal in terms of enforceability. Although the Supremacy Clause guarantees that âall Treaties . . . shall be the supreme Law of the Land,â U.S. Const. art. VI, cl. 2, paradoxically not every treaty provision is enforceable in our domestic courts. Article VI of the Treaty on the Non-Proliferation of Nuclear Weapons (the âTreatyâ or the âNon-Proliferation Treatyâ) is one such provision: it calls on each party to the Treaty âto pursue negotiations in good faith on effective measuresâ to end the nuclear arms race and accomplish nuclear disarmament. 1 Armed with Article VI, one of the treaty parties, the Republic of the Marshall Islands, filed suit, asking the federal court to declare the United States in breach of its treaty obligations and to order the United States to engage in good-faith negotiations. These claims are nonjusticiableâ Article VI is not directly enforceable in federal court, the 1 Treaty on the Non-Proliferation of Nuclear Weapons art. VI, opened for signature July 1, 1968, 21 U.S.T. 483, 729 U.N.T.S. 161. REPUBLIC OF THE MARSH. IS. V. UNITED STATES 5 Marshall Islandsâ asserted injuries are not redressable, and the claims raise nonjusticiable political questions. At bottom, the suit is doomed because diplomatic negotiations among parties to this Treaty fall quintessentially within the realm of the executive, not the judiciary. Parleying a halt to the nuclear arms race and achieving nuclear disarmament involve decision-making delegated to the political branches. We affirm the district courtâs dismissal of the complaint. Asking the federal court to order the United States to negotiate in âgood faithâ on âeffective measuresâ for nuclear disarmament puts the judiciary in the role of nanny to the executive. Under our system of separation of powers, the federal court cannot give the Marshall Islands the judicial relief it seeks. BACKGROUND The Non-Proliferation Treaty entered into force in 1970. After President Johnson signed and the Senate gave its consent, President Nixon ratified the Treaty for the United States. The Marshall Islands acceded to the Treaty in 1995. Over 180 states are now parties. To promote the Treatyâs goal of nuclear disarmament, Article VI provides that â[e]ach of the Parties to the Treaty undertakes to pursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmament, and on a treaty on general and complete disarmament under strict and effective international control.â Although the Treaty includes no mechanism to address alleged breaches, the United States acknowledges that the Treaty âis a legally binding instrument under international lawâ and that breach âmay give rise to international legal remedies.â 6 REPUBLIC OF THE MARSH. IS. V. UNITED STATES In April 2014, the Marshall Islands sued the United States in federal district court, seeking declaratory and injunctive relief and claiming that the United States breached Article VI by failing to pursue good-faith negotiations. The genesis for this action is what the Marshall Islands describes as âthe grim legacy of the United States nuclear weapons program,â including the detonation of sixty-seven nuclear weapons in the Marshall Islands that resulted in âhorrific and multi-generational consequences from nuclear proliferation.â In Count 1, the Marshall Islands requested a declaration that Article VI imposes obligations on the United States to: (1) âpursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmamentâ; and (2) âbring to a conclusion negotiations leading to nuclear disarmament in all its aspects under strict and effective control.â In Count 2, the Marshall Islands requested a declaration that the United States is âin continuing breachâ of its Article VI obligation to âpursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early dateâ and âto nuclear disarmament.â The Marshall Islands sought to force the United Statesâ âwithin one yearâ following entry of the requested declaratory judgmentâto âtake all steps necessaryâ to comply with its Article VI obligations, âincluding by calling for and convening negotiations for nuclear disarmament in all its aspects.â REPUBLIC OF THE MARSH. IS. V. UNITED STATES 7 The district court granted the United Statesâ motion to dismiss on two grounds. The court concluded that the Marshall Islands lacked standing because the court had no power to bind other state parties not before the court and the asserted injury âcannot be redressed by compelling the specific performance by only one nation to the Treaty.â Republic of the Marshall Islands v. United States, 79 F. Supp. 3d 1068, 1072 (N.D. Cal. 2015). The court also found that the case raised nonjusticiable political questions. Id. at 1073â74. Although the United States also argued that Article VI is not self-executing and therefore not directly enforceable in domestic courts, the district court said that this issue was âirrelevant to the enforcement by a state-party that is a signatory to the Treaty.â Id. at 1074 n.2. ANALYSIS This is not your average treaty case. Unlike the typical treaty-enforcement actions brought by private individuals, this case involves one state party seeking to enforce its treaty rights in the domestic court of another state party. This unorthodox effort fails because the claims are nonjusticiable. Whether examined under the rubric of treaty self- execution, the redressability prong of standing, or the political question doctrine, the analysis stems from the same separation-of-powers principleâenforcement of this treaty provision is not committed to the judicial branch. Although these are distinct doctrines for addressing treaty enforcement, there is significant overlap. For example, considerations applicable to self-execution, such as whether the judiciary is the appropriate branch for direct enforcement, also play out in the standing and political question analysis. See Ann Woolhandler, Treaties, Self- Execution, and the Public Law Litigation Model, 42 Va. J. Intâl L. 757, 761 (2002) (noting âthe problems of 8 REPUBLIC OF THE MARSH. IS. V. UNITED STATES distinguishing among the doctrines of non-self-execution, standing, and political question in the treaty contextâ but concluding that all three âaddress some aspect of whether there exists either a judicially cognizable injury on the part of the plaintiff or a judicially cognizable duty on the part of the defendantâ). As the Supreme Court explained long ago, a treaty will often âdepend[] for the enforcement of its provisions on the interest and the honor of governments which are parties to it.â Head Money Cases, 112 U.S. 580, 598 (1884). If a state party breaches a non-self-executing treaty provision, âits infraction becomes the subject of international negotiations and reclamations,â and âthe judicial courts have nothing to do and can give no redress.â Id. I. Self-Executing Treaties A. The Doctrine of Self-Execution Much ink has been spilled on the question of treaty self- execution, 2 which has been called âone of the most confounding in treaty law.â United States v. Postal, 589 F.2d 862, 876 (5th Cir. 1979). In simple terms, a self- executing treaty is one that is judicially enforceable upon ratification. In contrast, a non-self-executing treaty requires congressional action via implementing legislation or, in some cases, is addressed to the executive branch. 2 E.g., Al-Bihani v. Obama, 619 F.3d 1, 9â53 (D.C. Cir. 2010) (Kavanaugh, J., concurring in the denial of rehâg en banc) (providing extensive review on the implications of self-execution); Oona A. Hathaway et al., International Law at Home: Enforcing Treaties in U.S. Courts, 37 Yale J. Intâl L. 51, 51â52 (2012) (remarking that the self- execution question is a âdeep puzzleâ that is â[o]ne of the great challenges for scholars, judges, and practitioners alikeâ). REPUBLIC OF THE MARSH. IS. V. UNITED STATES 9 Nearly a decade ago, the Supreme Court finally brought some clarity to this issue in MedellĂn v. Texas, noting that the âCourt has long recognized the distinction between treaties that automatically have effect as domestic law, and those thatâwhile they constitute international law commitmentsâdo not by themselves function as binding federal lawâ enforceable in domestic courts. 552 U.S. 491, 504 (2008); see also Bond v. United States, 134 S. Ct. 2077, 2084 (2014) (recognizing that the Convention on Chemical Weapons âcreates obligations only for State Parties and âdoes not by itself give rise to domestically enforceable federal lawââ (quoting MedellĂn, 552 U.S. at 505 n.2)). The Supremacy Clause establishes the legal status of all treaties: they are the supreme law of the land, on equal footing with the Constitution and federal statutes. See U.S. Const. art. VI, cl. 2. But this elevated status does not answer the question whether a treaty may be enforced in domestic courts. See United States v. Alvarez-Machain, 504 U.S. 655, 667 (1992). Indeed, â[t]he key is to recognize that the question whether a treaty is supreme law is separate from the question whether its provisions create a rule of decision (meaning a rule capable of resolving disputes) for U.S. Courts.â Michael D. Ramsey, A Textual Approach to Treaty Non-Self-Execution, 2015 BYU L. Rev. 1639, 1648 (2016). The Marshall Islands conflates these two issues, arguing that âprecedent confirms it âis emphatically the dutyâ of the federal courts to interpret the [Treaty], and, because it is a valid law, the Executive âmustâ be ordered to comply with it.â This approach skims over the fundamental and threshold inquiry of whether the Treaty is self-executing. The very idea of non-self-execution might at first seem inimical to both Article III and the Supremacy Clause, which unite to extend â[t]he judicial Power . . . to all Cases . . . 10 REPUBLIC OF THE MARSH. IS. V. UNITED STATES arising under . . . Treaties,â U.S. Const. art. III, § 2, cl. 1, and to make âall Treaties . . . the supreme Law of the Land,â id. art. VI, cl. 2. â[B]ut the power to enforce the law of the land was constitutionally allocated to the courts only in âcases of a Judiciary nature.ââ Carlos Manuel VĂĄzquez, The Four Doctrines of Self-Executing Treaties, 89 Am. J. Intâl L. 695, 713 (1995) (quoting 2 Records of the Federal Convention of 1787, at 430 (Max Farrand ed., rev. ed. 1966)) (emphasis added). Claims seeking to enforce non-self-executing treaties are thus nonjusticiable precisely because their resolution would exceed the courtâs âjudicial Power.â See U.S. Const. art. III, § 1. At its core, the question of self-execution addresses whether a treaty provision is directly enforceable in domestic courts. Cornejo v. Cty. of San Diego, 504 F.3d 853, 856 (9th Cir. 2007); Restatement (Fourth) of the Foreign Relations Law of the United States: Treaties § 110 cmt. b (Am. Law Inst., Tentative Draft No. 2, 2017) (draft approved at Annual Meeting on May 22, 2017) (âRestatementâ) (âWhen a treaty provision is invoked as a rule of decision in a judicial proceeding, the self-execution inquiry focuses on whether the provision is directly enforceable in court.â). When courts are asked to enforce a treaty provision, they must determine whether the provision âaddresses itself to the political, not the judicial department.â Foster v. Neilson, 27 U.S. (2 Pet.) 253, 314 (1829) (Marshall, C.J.), overruled on other grounds by United States v. Percheman, 32 U.S. (7 Pet.) 51 (1833). Only if the provision serves as a âdirective to domestic courtsâ may the judiciary enter the fray to enforce it. MedellĂn, 552 U.S. at 508. By contrast, â[a] treaty that is not self-executing . . . is not enforceable in the courts at the behest of anyone, presumably including other nations.â Carlos Manuel VĂĄzquez, Laughing at Treaties, 99 Colum. L. Rev. 2154, 2179 n.96 (1999). REPUBLIC OF THE MARSH. IS. V. UNITED STATES 11 Because non-self-executing treaty provisions are not judicially enforceable, claims seeking to enforce them are nonjusticiable. B. Article VI is Non-Self-Executing âThe interpretation of a treaty, like the interpretation of a statute, begins with its text.â MedellĂn, 552 U.S. at 506. We may also look to âthe negotiation and drafting history of the treaty as well as âthe postratification understandingâ of signatory nationsâ as âaids to . . . interpretation.â Id. at 507 (citation omitted). This text-focused approach helps answer the ultimate self-execution question: whether the treaty provision is directly enforceable in domestic courts. Various textual considerations guide our inquiry, depending on the nature of the provision. Apart from the Supreme Courtâs reference to âaids to . . . interpretation,â there is no laundry list of factors to consider. See id. (citation omitted). Rather, courts have gleaned interpretive clues from the text and context of treaties. See Air France v. Saks, 470 U.S. 392, 397 (1985) (examining âthe context in which the written words are usedâ when construing a treaty). In addition, the recently adopted Restatement lays out ârelevant considerationsâ for evaluation. 3 Some treaties reveal their self-execution by expressly calling for direct judicial enforcement. The Warsaw Convention, which addresses international air travel, provides a well-recognized example. See Convention for the 3 Those considerations include â(a) whether the treaty provision is sufficiently precise or obligatory to be suitable for direct application by the judiciary, and (b) whether the provision was designed to have immediate effect, as opposed to contemplating additional measures by the political branches.â Restatement § 110(2). 12 REPUBLIC OF THE MARSH. IS. V. UNITED STATES Unification of Certain Rules Relating to International Carriage by Air art. 28, opened for signature Oct. 12, 1929, 49 Stat. 3000, 137 L.N.T.S. 11 (specifying how and where an âaction for damagesâ may be brought against air carriers). Because self-execution is not always so explicit, we also assess whether the treatyâs text indicates that the provision would have immediate effect or instead anticipates future action by a political branch. See Doe v. Holder, 763 F.3d 251, 255 (2d Cir. 2014). Future-oriented provisions are often non-self-executing because they require another branch to take action within its discretion to implement or honor the treaty obligation. See, e.g., Sanjaa v. Sessions, â F.3d â, â (9th Cir. 2017); Diggs v. Richardson, 555 F.2d 848, 851 (D.C. Cir. 1976). 4 Another consideration is whether the 4 Although courts often frame this analysis as concerning future legislative steps by Congress, this approach is equally applicable to impending executive action by the President or the agencies charged with fulfilling a treatyâs objectives. See Ware v. Hylton, 3 U.S. (3 Dall.) 199, 272â73 (1796) (Iredell, J.) (distinguishing among classes of treaty provisions requiring âexecutionâ by the legislative, executive, and judicial branches). Despite the relative scarcity of cases implicating executive action, there is widespread acknowledgement of this doctrinal parity. See, e.g., Ramsey, supra, at 1653 (âAlthough non-self-execution in this sense is often discussed in connection with directions to Congress, treaty provisions also may be, and commonly are, addressed to the executive branch.â); see also Curtis A. Bradley, Intent, Presumptions, and Non-Self-Executing Treaties, 102 Am. J. Intâl L. 540, 542 (2008) (âThere is nothing new about treating future-oriented treaty language that is directed generically at the states parties rather than at their courts as suggestive of non-self-execution.â); David Sloss, Non-Self-Executing Treaties: Exposing a Constitutional Fallacy, 36 U.C. Davis L. Rev. 1, 21 (2002) (explaining that a treaty provision is non-self-executing if it âobligates a party to accomplish a result in the future, some time after entry into force of the treatyâ); Restatement § 110(1) (âEven when a treaty provision is not self-executing, compliance with the provision may be achieved through . . . legislative, executive, administrative, or other action outside the courts.â). REPUBLIC OF THE MARSH. IS. V. UNITED STATES 13 treaty provision fails to provide a rule of decision for courts because it contains indeterminate, vague, or aspirational language. See Doe, 763 F.3d at 255. Lastly, we must be wary of textual interpretations that would have the judiciary exercise powers constitutionally assigned to another branch; thus, we look for indications of the Presidentâs and the Senateâs intentions regarding self-execution. See MedellĂn, 552 U.S. at 517, 519, 521. To assist with this textual analysis, we may look to evidence of how the treatyâs enforceability was understood both before and after ratification. Id. at 507. Article VI has all the trappings of a non-self-executing treaty provision. The Treatyâs text does not explicitly call for direct judicial enforcement of Article VI, and nothing in Article VI suggests that it âwas designed to have immediate effectâ in domestic courts. See Restatement § 110(2). Under Article VI, the United States âundertakes to pursueâ future negotiations on âeffective measuresâ to end âthe nuclear arms race at an early dateâ and ultimately âon a treaty on general and complete disarmament.â This provision is a prime example of language that offers no âdirective to domestic courtsâ and instead calls for future action by a political branch. See MedellĂn, 552 U.S. at 508. Foremost, Article VI is addressed to the executive, urging further steps only the executive can takeâ negotiation with other nations. Even the Marshall Islands appears to recognize as much, admitting that â[t]he text of Article VI placed a legal obligation upon the Executive running toâ other Treaty parties. Article VI is also addressed implicitly to the Senate because it calls for âa treaty on general and complete disarmament,â which would, under the Constitution, require both the Presidentâs signature and the Senateâs consent. See U.S. Const. art. II, § 2, cl. 2 (providing 14 REPUBLIC OF THE MARSH. IS. V. UNITED STATES that the President âshall have Power, by and with the Advice and Consent of the Senate, to make Treaties, provided two thirds of the Senators present concurâ). In context, Article VIâs use of the phrase âundertakes to pursue,â like the phrase âundertakes to complyâ in MedellĂn, is âa commitment on the part of [the Treaty parties] to take future action through their political branches.â See 552 U.S. at 508 (citation omitted). Even if Article VI in some sense created an imminent obligation to negotiate in good faith, the essential details of the negotiationsâtheir time, their place, their natureâwas unspecified upon ratification. Thus, the provision is âframed as a promise of future action by the member nations.â Fujii v. California, 242 P.2d 617, 622 (Cal. 1952). That Article VI also calls for satisfactory results âat an early dateââ textbook âlanguage of futurity,â see Robertson v. Gen. Elec. Co., 32 F.2d 495, 500 (4th Cir. 1929)âonly underscores that it is a non-self-executing provision. See also Sloss, supra, at 24 (â[I]f a treaty obligates the United States to take unspecified steps toward achieving an agreed objective at an unspecified future time . . . then action by the political branches is necessary to execute the treaty.â). Quite apart from Article VIâs prospective focus, the provisionâs indeterminate language does not provide a rule of decision for courts. See Marbury v. Madison, 5 U.S. (1 Cranch) 137, 170 (1803) (Marshall, C.J.) (distinguishing between rules of decision for courts and political questions that involve the exercise of nonjudicial discretion). â[A]s the Supreme Court explained in MedellĂn v. Texas, the absence of mandatory language (i.e., âmustâ or âshallâ) indicates that a particular provision is not a self-executing directive.â United States v. Bahel, 662 F.3d 610, 629â30 (2d REPUBLIC OF THE MARSH. IS. V. UNITED STATES 15 Cir. 2011) (citation omitted). 5 In context, the state partiesâ meek agreement that they âundertake[] to pursueâ good-faith negotiations is at most a hortatory directive, much like the provision at issue in MedellĂn. See 552 U.S. at 500 (interpreting Article 94 of the United Nations Charter, which provides that each state âundertakes to comply with the decision[s]â of the International Court of Justice). Article VI is also chock-full of vague terms that do not âprovide specific standardsâ for courts to apply. See Diggs, 555 F.2d at 851. For example, it calls for negotiations on âeffective measuresâ to cease the nuclear arms race and achieve disarmament, yet what constitutes âeffectiveâ is in the eyes of nuclear experts and negotiators. â[T]he use of the nebulous term âeffectiveââwhich is never defined in the treatyâfurther demonstrates that Article [VI] is not a âdirective to domestic courtsâ that âby itself give[s] rise to domestically enforceable federal law.ââ Sanjaa, â F.3d at â (third alteration in original) (quoting MedellĂn, 552 U.S. at 505 n.2, 508). Although the Treatyâs goal of universal nuclear disarmament may be clear, the path to achieving it is perilously uncertain. See Carlos Manuel VĂĄzquez, Four Problems with the Draft Restatementâs Treatment of Treaty Self-Execution, 2015 BYU L. Rev. 1747, 1750 (2016) (pointing to âtreaties that require parties to use their best 5 A provision that is âabsolute and mandatoryâ is more likely self- executing, Smith v. Canadian Pac. Airways, Ltd., 452 F.2d 798, 801 (2d Cir. 1971), because there is no need for precise and obligatory treaty language âto be supplemented by legislative or executive action,â Commonwealth v. Hawes, 76 Ky. (13 Bush) 697, 702â03 (1878). But when a treaty provision is âphrased in broad generalities,â Frolova v. Union of Soviet Socialist Republics, 761 F.2d 370, 374 (7th Cir. 1985) (per curiam), it often leaves the political branches with discretion that is not the courtâs to exercise. 16 REPUBLIC OF THE MARSH. IS. V. UNITED STATES efforts to accomplish certain goalsâ as examples of those âtoo vague for judicial enforcementâ). Likewise, Article VIâs hopeful plea for successful negotiations to culminate âat an early dateâ is not indicative of self-execution. Nor is the Marshall Islandsâ position bolstered by the Treatyâs preamble, in which the state parties â[d]eclar[e]â their âintentionâ to end the arms race âat the earliest possible dateâ and to move âin the direction of nuclear disarmament.â âAspirational language is the hallmark of a non-self-executing treaty . . . .â Doe, 763 F.3d at 255. Article 34 of the Refugee Convention, for example, provides that state parties âshall as far as possible facilitate the assimilation and naturalization of refugees.â INS v. Stevic, 467 U.S. 407, 417 (1984) (citation omitted). The Supreme Court had no trouble concluding that this provision was âprecatory and not self-executing.â Id. at 429 n.22.6 The same can be said about Article VI. Indeed, the provisionâs wishful tenor reflects the reality of the Treaty 6 See also IgartĂșa-De La Rosa v. United States, 417 F.3d 145, 150 (1st Cir. 2005) (en banc) (explaining that treaties often âcontain[] highly general and ramifying statementsâ that are âmerely aspirational and not law in any senseâ); Tel-Oren v. Libyan Arab Republic, 726 F.2d 774, 809 (D.C. Cir. 1984) (Bork, J., concurring) (explaining that Articles 1 and 2 of the U.N. Charter âcontain general âpurposes and principles,â some of which state mere aspirations and none of which can sensibly be thought to have been intended to be judicially enforceableâ); Michael P. Van Alstine, The Judicial Power and Treaty Delegation, 90 Cal. L. Rev. 1263, 1273 (2002) (âSome non-self-executing treaties, for example, may be merely precatory or otherwise too vague for judicial enforcement.â); VĂĄzquez, The Four Doctrines of Self-Executing Treaties, supra, at 712 (ââPrecatoryâ treaty provisions are deemed judicially unenforceable . . . because what the parties agreed to do is considered, in our system of separated powers, a âpoliticalâ task not for the courts to perform.â). REPUBLIC OF THE MARSH. IS. V. UNITED STATES 17 itself: the state parties could agree only that they hoped to usher in a nuclear-free future. Article VI also has a key hallmark of non-self-execution because the âconsequencesâ of permitting enforcement by domestic courts, especially in the manner urged by the Marshall Islands, would implicate grave constitutional concerns that should âgive [us] pause.â See MedellĂn, 552 U.S. at 517. A provision cannot be judicially enforced if doing so would compel the courts to assume a role constitutionally assigned to the executive or the legislature. 7 There is perhaps nothing more prototypically political than the negotiation of a multilateral international instrument. Deciding when, where, and whether to negotiate with foreign nations is within the exclusive authority of the executive. See generally U.S. Const. art. II, §§ 2, 3 (assigning the President powers over foreign affairs). Granting the Marshall Islandsâ requested relief would essentially appoint the district court as a Special Master overseeing the United Statesâ nuclear treaty negotiations. To construe Article VI as self-executing and approve the 7 See Restatement § 110(3) (âCourts will also regard a treaty provision as non-self-executing to the extent that implementing legislation is constitutionally required.â); VĂĄzquez, Laughing at Treaties, supra, at 2180 (â[P]erhaps a court could legitimately construe the Constitution to place treaties concerning certain subjectsâarms control, for exampleâbeyond the enforcement power of the courts.â); VĂĄzquez, The Four Doctrines of Self-Executing Treaties, supra, at 717 (âIt may even be that certain treaties are not judicially enforceable under our Constitution because they bear too closely on national security or are otherwise too sensitive for judicial involvement. A claim that an arms control agreement requires the United States to dismantle weapons, for example, might be nonjusticiable on this ground even if the agreement is neither precatory nor vague.â). 18 REPUBLIC OF THE MARSH. IS. V. UNITED STATES Marshall Islandsâ claims would thus violate core separation- of-powers principles. Last but not least, nothing about Article VI suggests that the President and the Senate intended it to be enforceable in domestic courts. A âtreaty that does not evince such executory intentions is non-self-executing.â Cardenas v. Stephens, 820 F.3d 197, 202 n.5 (5th Cir. 2016); see also MedellĂn, 552 U.S. at 519, 521. Even if we look beyond the text of Article VI itself, there is no hint that domestic enforcement was envisioned. The Treatyâs preamble notes the âintentionâ of the parties to accomplish nuclear disarmament, towards which the âcooperation of all Statesâ is â[u]rg[ed].â But the Treaty is âsilent as to any enforcement mechanismâ in the event of noncompliance. See MedellĂn, 552 U.S. at 508. That silence is significant in the context of this treaty and this lawsuit, not least because, in the absence of a specific treaty directive, having states open their domestic courts to other treaty parties would be extraordinary. See Woolhandler, supra, at 765 (â[F]oreign nations were generally unable to sue in United States courts to enforce general treaty obligations. Indeed, they rarely if ever tried.â (footnote omitted)); cf. The Schooner Exchange v. McFaddon, 11 U.S. (7 Cranch) 116, 137 (1812) (Marshall, C.J.) (âOne sovereign being in no respect amenable to another; and being bound by obligations of the highest character not to degrade the dignity of his nation, by placing himself or its sovereign rights within the jurisdiction of another . . . .â). Preratification evidence confirms our interpretation of the text. Although the parties have not enlightened us to any specific intentions of President Johnson or President Nixon, contemporaneous testimony tells us something about the Senateâs views on the subject. Senator Fulbright, then- REPUBLIC OF THE MARSH. IS. V. UNITED STATES 19 Chairman of the Senate Foreign Relations Committee, implied that the entire Treaty was unenforceable as he exhorted his colleagues to give their consent during the ratification debate. See 115 Cong. Rec. 6198, 6199â6200, 6204â05 (1969). When pressed on what might happen if the United States breached the Treaty, he replied that, âsince we do not belong to a world of law but only of the jungle law, the effect of [breach] would be the same as withdrawalâ from the Treaty âbecause nobody is going to be able to enforce the [T]reaty against us.â Id. at 6199. He continued to reassure his fellow senators: âA treaty may create certain obligations in the mind of a foreign country, but domestically it does not.â Id. at 6204. 8 Senator Fulbrightâs testimony does not âconvey[] an intentionâ that either the Treaty generally, or Article VI specifically, are self-executing or were âratified on these terms.â See MedellĂn, 552 U.S. at 505 (quoting IgartĂșa-De La Rosa, 417 F.3d at 150). The postratification history is consistent with these contemporaneous comments on the Treaty. Following the Treatyâs ratification, Congress explicitly provided that â[t]he Secretary of State, under the direction of the President, shall have primary responsibility for the preparation, conduct, and 8 Senator Fulbrightâs colloquy with his colleague, Senator Tower, continued in quite amusing terms. When Senator Tower pushed on whether the Treaty would prevent the United States from acting in a crisis to transfer nuclear weapons to an ally, Senator Fulbright again placated him: âThen, we just violate the [T]reaty.â 115 Cong. Rec. at 6199. This led Senator Tower to ask whether Senator Fulbright â[wa]s proposing that if we think it necessary, we should treat the [T]reaty as a scrap of paper?â Id. Senator Fulbright conceded that he was. See id. After further questioning, he concluded that the Treaty âdoes not impose any real restrictions on the nuclear powersâ like the United States. Id. This dismissive view of the Treaty, which strongly supports the principle that its provisions are non-self-executing, is, of course, legally incorrect vis-Ă -vis the Supremacy Clause. 20 REPUBLIC OF THE MARSH. IS. V. UNITED STATES management of United States participation in all international negotiations and implementation fora in the field of arms control, nonproliferation, and disarmament.â See 22 U.S.C. § 2574(a). âIn furtherance of these responsibilities,â Congress granted the President power to appoint representatives to conferences and activities ârelat[ed] to the field of nonproliferation, such as the preparations for and conduct of the review relating to the Treaty on the Non-Proliferation of Nuclear Weapons.â Id. In short, the political branches have worked hand in hand to fulfill the United Statesâ obligations under Article VIâand they have done so without giving the slightest hint that the judiciary should play a Big Brother role by supervising negotiations. That same legislation requires the President and the Secretary of State to submit a report to Congress that details the United Statesâ âadherence . . . to obligations undertaken in arms control, nonproliferation, and disarmament agreementsâ and âany ongoing . . . negotiations.â 22 U.S.C. § 2593a(a)(2)â(3). Similarly, ongoing Treaty review conferences have given no indication that the United States or other state parties contemplate any domestic enforcement mechanism for alleged Article VI violations. In fact, state parties have specifically indicated that âresponses to concerns over compliance with any obligation under the Treaty by any State party should be pursued by diplomatic means.â 2010 Review Conference of the Parties to the Treaty on the Non- Proliferation of Nuclear Weapons, Final Document, pt. I, p. 3 ¶ 7, available at https://www.nonproliferation.org/wp- content/uploads/2015/04/2010_fd_part_i.pdf (emphasis added). And in conjunction with a 1990 Treaty review conference, the Senate agreed to a concurrent resolution to reaffirm support for the Treatyâs objectives only after Senator Boschwitz, the resolutionâs sponsor, affirmed that REPUBLIC OF THE MARSH. IS. V. UNITED STATES 21 the Treaty âis not self-executing.â 136 Cong. Rec. 12,723 (1990). Although this congressional interpretation reflects the view of only a single member of Congress, it accords with the executiveâs present position, to which we give âgreat weight.â See Sumitomo Shoji Am., Inc. v. Avagliano, 457 U.S. 176, 184â85 (1982). The Marshall Islands would have us ignore the self- execution question entirely, asserting that it is â[i]rrelevantâ because Article VI creates âdirect rightsâ that run from one treaty party to another and does not âconcern[] alleged third- party treaty rights.â Standing alone, this statement is partially trueâthe Treaty lays out obligations that run between treaty parties. But this approach evades the threshold issue of where and how these asserted ârightsââ direct or otherwiseâmay be enforced. Article VI, as a treaty provision for which no domestic enforcement was explicitly or implicitly contemplated, does not provide a basis for justiciable claims in federal court. 9 II. Redressability Having done the analytical heavy-lifting in addressing Article VIâs status as a non-self-executing provision, we turn briefly to a related reason that the Marshall Islandsâ claims 9 We mention two issues that we need not address. First, though some courts have observed âan emerging presumption against finding treaties to be self-executing,â ESAB Grp., Inc. v. Zurich Ins. PLC, 685 F.3d 376, 387 (4th Cir. 2012), we express no view on such a presumption here. Second, we note that the questions whether a treaty provision is self-executing, creates private rights, or provides a private right of action are distinct, see generally Hathaway, supra, at 56â57 (âdisentangl[ing]â the three concepts); MedellĂn, 552 U.S. at 506 n.3 (distinguishing the issue of self-execution and private rights of action), and we need answer only the first one here. 22 REPUBLIC OF THE MARSH. IS. V. UNITED STATES are nonjusticiable: under standing analysis, the asserted injuries are not redressable. Like the concept of self- execution, the standing requirement springs â[f]rom Article IIIâs limitation of the judicial power to resolving âCasesâ and âControversies,â and the separation-of-powers principles underlying that limitation.â Lexmark Intâl, Inc. v. Static Control Components, Inc., 134 S. Ct. 1377, 1386 (2014). To establish standing, a plaintiff must show injury in fact, causation, and redressability. See id. Although the parties and amici devote much attention to whether the Marshall Islands established injury in fact, we need not go down that road. Lack of redressability alone deprives the Marshall Islands of standing. Simply put, the asserted injuries are not redressable because Article VI may not be enforced in federal court. âRedressability requires an analysis of whether the court has the power to right or to prevent the claimed injury.â Gonzales v. Gorsuch, 688 F.2d 1263, 1267 (9th Cir. 1982) (Kennedy, J.). Even assuming that the Marshall Islands has suffered injury in fact, the federal courts have no power to right or to prevent that injury. See id. When a state party violates a non-self-executing treaty provision, âthe judicial courts have nothing to do and can give no redress.â Head Money Cases, 112 U.S. at 598. 10 10 The Marshall Islands bemoans the district courtâs failure to analyze its claims for declaratory relief separately for standing purposes. Because the Declaratory Judgment Act does not create new substantive rights but instead âpresupposes the existence of a judicially remediable right,â invocation of the Act does not permit the Marshall Islands to dodge the redressability question. See Schilling v. Rogers, 363 U.S. 666, 677 (1960); see also IgartĂșa-De La Rosa, 417 F.3d at 149 (denying declaratory relief because treaty provisions were not self-executing). REPUBLIC OF THE MARSH. IS. V. UNITED STATES 23 III. Political Question Doctrine As with self-execution and redressability in the context of treaty enforcement, â[t]he nonjusticiability of a political question is primarily a function of the separation of powers.â Baker v. Carr, 369 U.S. 186, 210 (1962). The Marshall Islandsâ claims present inextricable political questions that are nonjusticiable and must be dismissed. See Corrie v. Caterpillar, Inc., 503 F.3d 974, 977 (9th Cir. 2007). It is well settled that not all cases involving foreign relations raise political questions. See Japan Whaling Assân v. Am. Cetacean Socây, 478 U.S. 221, 229â30 (1986). However, the Supreme Court has recognized that decisions concerning foreign relations are often inherently political: âNot only does resolution of such issues frequently turn on standards that defy judicial application, or involve the exercise of a discretion demonstrably committed to the executive or legislature; but many such questions uniquely demand single-voiced statement of the Governmentâs views.â Baker, 369 U.S. at 211 (footnotes omitted). It should be no surprise that the self-execution inquiry in treaty cases will frequently track the analysis of whether the claims raise political questions. To determine if a particular claim raises a political question, courts generally consider whether the claim involves: [1] a textually demonstrable constitutional commitment of the issue to a coordinate political department; or [2] a lack of judicially discoverable and manageable standards for resolving it; or [3] the impossibility of deciding without an initial policy determination of a kind clearly for 24 REPUBLIC OF THE MARSH. IS. V. UNITED STATES nonjudicial discretion; or [4] the impossibility of a courtâs undertaking independent resolution without expressing lack of the respect due coordinate branches of government; or [5] an unusual need for unquestioning adherence to a political decision already made; or [6] the potentiality of embarrassment from multifarious pronouncements by various departments on one question. Id. at 217 (listing the âBaker factorsâ). We have characterized the first three factors as âconstitutional limitations of a courtâs jurisdictionâ and the other three factors as âprudential considerations.â Corrie, 503 F.3d at 981 (citation omitted). The inquiry requires a âcase-by-case analysisâ in which the various Baker factors âoften collaps[e] into one another.â Alperin v. Vatican Bank, 410 F.3d 532, 544â45 (9th Cir. 2005). Still, â[t]o find a political question, we need only conclude that one factor is present, not all.â Schneider v. Kissinger, 412 F.3d 190, 194 (D.C. Cir. 2005). The district court relied on the first two Baker factors, and we primarily do the same. Indeed, we have recognized that the first two are likely the most important. See Alperin, 410 F.3d at 545. Under the first factor, the Marshall Islandsâ claims involve âa textually demonstrable constitutional commitment of the issue to a coordinate political department,â Baker, 369 U.S. at 217ânamely, the decision of when, where, whether, and how the United States will negotiate with foreign nations to end the nuclear arms race and accomplish nuclear disarmament. See U.S. Const. art. REPUBLIC OF THE MARSH. IS. V. UNITED STATES 25 II, §§ 2, 3. 11 âThe conduct of the foreign relations of our government is committed by the Constitution to the executive and legislativeââthe politicalââdepartments of the government, and the propriety of what may be done in the exercise of this political power is not subject to judicial inquiry or decision.â Oetjen v. Cent. Leather Co., 246 U.S. 297, 302 (1918). We simply cannot square âthe âprimacy of the Executive in the conduct of foreign relationsâ and the Executive Branchâs lead role in foreign policy,â Taiwan v. U.S. Dist. Court for the N. Dist. of Cal., 128 F.3d 712, 718 (9th Cir. 1997) (citation omitted), with an injunction that compels the United States to âcall[] for and conven[e] negotiations for nuclear disarmament in all its aspects.â The second Baker factor offers an additional impediment: the âlack of judicially discoverable and manageable standards for resolvingâ key issues inextricably intertwined with the relief the Marshall Islands seeks. See Baker, 369 U.S. at 217. As we have said, Article VI contains an array of vague terms and a dearth of applicable standards. Our self-execution analysis applies with equal force under this Baker factor. See generally Carlos Manuel VĂĄzquez, Treaties as Law of the Land: The Supremacy Clause and the Judicial Enforcement of Treaties, 122 Harv. L. Rev. 599, 631 (2008) (explaining that treaties that are non-self- executing because they are âtoo vague for judicial enforcementâ are âno different from constitutional and 11 These foreign-relations judgments also implicate the third Baker factor, because they require âan initial policy determination of a kind clearly for nonjudicial discretion.â See Baker, 369 U.S. at 217; see also Bancoult v. McNamara, 445 F.3d 427, 437 (D.C. Cir. 2006) (âThe courts may not bind the executiveâs hands on [political questions], whether directlyâby restricting what may be doneâor indirectlyâby restricting how the executive may do it.â). 26 REPUBLIC OF THE MARSH. IS. V. UNITED STATES statutory provisions that are regarded as nonjusticiableâ under the political question doctrine). The Marshall Islands and amici seek to narrow the scope of our inquiry by focusing only on the part of the complaint that concerns the United Statesâ obligation to negotiate in âgood faith,â a term they argue is frequently applied by courts in other contexts, such as labor negotiations. This surgical attempt would read that term in isolation and out of context. The question is not just what constitutes âgood faith,â but also what measures are âeffective,â what qualifies as the âcessationâ of the nuclear arms race, what counts as âan early date,â and even what it means to âpursueâ these kinds of complex and multilateral negotiations. See El-Shifa Pharm. Indus. Co. v. United States, 607 F.3d 836, 842 (D.C. Cir. 2010) (en banc) (âThe political question doctrine bars our review of claims that, regardless of how they are styled, call into question the prudence of the political branches in matters of foreign policy or national security constitutionally committed to their discretion.â). Here, only a secondâs thought brings embedded political questions to the surface, and the remaining Baker factors also counsel in favor of demurring. AFFIRMED.
Case Information
- Court
- 9th Cir.
- Decision Date
- July 31, 2017
- Status
- Precedential