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IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF UTAH KATHI A. RIEGLER, individually and as Personal Representative on behalf of the heirs of JOHN C. RIEGLER, deceased, ORDER GRANTING IN PART AND DENYING IN PART FORDâS, EATONâS, Plaintiffs, AND NAVISTARâS MOTIONS TO EXCLUDE v. AND GRANTING FORDâS MOTION FOR SUMMARY JUDGMENT CARLISLE COMPANIES, INCORPORATED; CARLISLE Case No. 2:20-cv-00752-RJS-CMR INDUSTRIAL BRAKE & FRICTION, INC., f/k/a MOTION CONTROL INDUSTRIES, INC.; EATON CORPORATION; FORD Chief Judge Robert J. Shelby MOTOR COMPANY; NAVISTAR, INC., individually and as successor-in-interest to Magistrate Judge Cecilia M. Romero INTERNATIONAL HARVESTER CORPORATION, Defendants. For five months, Decedent John C. Riegler worked at a service station and performed brake services as part of his duties. Decades later he was diagnosed with mesothelioma and brought this action against Defendants Carlisle Companies, Carlisle Industrial Brake & Friction, Eaton Corporation, Ford Motor Company, and Navistar. Plaintiff alleged Defendantsâ automotive-friction products exposed him to asbestos and caused his mesothelioma. Now before the court are three motions to exclude expert testimony and one motion for summary judgment.1 1 Dkt. 83, 84, 88, 90. Defendant Carlisle Industrial Brake & Friction moved for summary judgment (dkt. 89) but withdrew its motion after oral argument (dkt. 175). The court heard oral argument on March 7, 2023, and now resolves the motions.2 BACKGROUND & PROCEDURAL HISTORY Rieglerâs Brake Work Riegler worked at a service station in Salt Lake City, Utah from September 1965 to January 1966.3 Riegler was a gas station attendant, but he also helped the mechanics with brake work.4 During the five months he worked at the service station, he estimated he did two brake inspections and two brake jobs each week.5 A brake job entailed removing and replacing brake shoes.6 When Riegler did a brake inspection, he would put the vehicle on a lift so that the brake drum was at eye level.7 Then he would remove the âbrake drum by tapping it with a hammer around the perimeter to break the drum loose.â8 The tapping caused âa lot of stuff,â like dust, to get in the air and fall at his feet.9 After inspecting the brake assembly, Riegler would âblow off 2 Plaintiff has also filed a motion to exclude expert testimony. See Plaintiffâs Daubert Motion to Preclude Defendantsâ Experts from Referencing and/or Testifying on Certain Matters That Are Based on Inherently Unreliable Studies and Irrelevant Materials (dkt. 85). This Motion was not argued at the March 7, 2023 hearing, so the court defers ruling on it. See Mahon v. Am. Airlines, Inc., 71 F. Appâx 32, 34 (10th Cir. 2003) (unpublished) (âWhether the district court chooses to rule on one pending motion prior to ruling on another pending motion is largely within the courtâs discretion and the exercise of that discretion rests in large part on the ability of the court to manage its own docket.â). 3 Amended Complaint (dkt. 78) ¶ 19; Exhibits A & B to Plaintiffsâ Memorandum in Opposition to Defendant Ford Motor Companyâs Motion for Summary Judgment, or Alternatively, Motion for Partial Summary Judgment (dkt. 116-1 at 1â198) [Riegler Depo.] at 14:13â16. 4 Riegler Depo. at 15:15â21. 5 Id. at 22:4â6, 26:19â21. 6 See id. at 22:19â23. 7 Id. at 17:20â18:6. 8 Id. at 17:20â18:3. 9 Id. at 18:4â19:8. the drumâ with an air hose and sweep up the dust.10 This caused dust to fly in the air Riegler breathed.11 Riegler followed a similar process when he replaced brakes.12 After removing the brake drum, he would remove the brake pads, air hose out the brake assembly and drum, and reinstall the brakes.13 As with brake inspections, removing and replacing brakes caused dust to get in the air Riegler breathed.14 Also, when he opened a box of new brakes, he would breathe in dust from the box.15 While working, Riegler was near two mechanics who were also working on brakes.16 He estimated each mechanic did four to five brake inspections and four to five brake replacements each week.17 The mechanics used the same methods to inspect and replace brakes as Riegler.18 Riegler did brake work on vehicles manufactured by Ford, Chrysler, General Motors, and International Harvester.19 He estimated he did brake jobs on ten to twenty International Harvester vehicles, but he could not give an estimate for the other manufacturers.20 He testified he worked âon a lot ofâ Fords.21 Riegler also inspected, removed, and replaced brake shoes 10 Id. at 18:11â15, 21:4â21. 11 Id. at 19:9â14, 21:4â21. 12 Id. at 23:2â25:19. 13 Id. at 23:5â21. 14 Id. at 24:9â26:14. 15 Id. at 25:10â19. 16 Id. at 17:17â19. 17 Id. at 22:7â18, 27:10â14. 18 Id. at 19:24â20:11, 27:4â8. 19 Id. at 17:2â7. Navistar is the successor-in-interest to International Harvester Corporation. 20 Id. at 193:7â18, 270:2â17. 21 Id. at 193:20â21. manufactured by Eaton and Bendix.22 The parties dispute whether Riegler replaced brakes manufactured by Ford.23 The Complaint In 2019, Riegler was diagnosed with mesothelioma.24 On October 30, 2020, he and his spouse, Kathi A. Riegler, sued the Defendants, alleging their products exposed him to asbestos and caused his mesothelioma.25 They asserted six causes of action: negligence, breach of implied warranty, gross negligence, false representation, inadequate warning, and strict liability.26 They also requested punitive damages and damages for loss of consortium.27 Riegler died from mesothelioma in March 2022.28 Kathi Riegler now prosecutes the case as Plaintiff on behalf of Rieglerâs heirs.29 William M. Ewing, CIH Plaintiff designated William M. Ewing, CIH as an expert. Ewing is an industrial hygienist.30 âIndustrial hygiene is the field of identification, evaluation, and control of occupational and environmental health hazards.â31 In his expert report, Ewing cited published 22 Id. at 32:20â39:6. 23 See Ford Motor Companyâs Motion for Summary Judgment (dkt. 83) ¶ 8; Plaintiffsâ Memorandum in Opposition to Defendant Ford Motor Companyâs Motion for Summary Judgment, or Alternatively, Motion for Partial Summary Judgment (dkt. 116) ¶ 1(i)(f); see also Riegler Depo. at 41:02â42:12, 195:18â24. 24 Dkt. 78 ¶ 2. 25 Complaint (dkt. 2) at 5â20. 26 Id. 27 Id. at 20â21. 28 Dkt. 78 ¶ 2. 29 Id. at 2. The Amended Complaint also added Rieglerâs daughters, Cheryl Giles and April Riegler, as plaintiffs âIndividually and as the statutory Surviving Heirs of Decedent John C. Riegler.â Id. But the parties later stipulated to dismiss Cheryl Giles and April Riegler because of concerns about preserving diversity of citizenship. See Stipulated Motion to Dismiss Dispensable Wrongful Death Heirs (dkt. 172); Order Granting Stipulated Motion to Dismiss Dispensable Wrongful Death Heirs (dkt. 173). 30 Exhibit H to Ford Motor Companyâs Motion for Summary Judgment (dkt. 83-8 at 1â16) [Ewing Report] at 2. 31 Id. studies calculating the range of asbestos a person is exposed to when performing different brake tasks, such as blowing dust out of a brake drum, sweeping up brake dust, and unpacking brake shoes.32 From his review of these studies and Rieglerâs deposition testimony, Ewing reached the following conclusions: âą âIt is likely Mr. Rieglerâs exposure when conducting brake jobs involving compressed air resulted in peak (short-term) exposures of 1-30 f/cc.[33] His exposure when cleaning up after a brake job by sweeping was in the range of <0.1â1.0 f/cc during the activity.â34 âą âIt is likely Mr. Rieglerâs exposure as a bystander to others performing brake jobs with compressed air was in the range of 0.1â5.0 f/cc.â35 âą The âbest estimate for Mr. Rieglerâs exposure when handling asbestos containing brake shoesâ is an âaverage airborne 30-minute asbestos concentration of 0.086â 0.368 f/cc when unpacking and repacking brake pads; and 0.021â0.126 when unpacking and repacking brake shoes.â36 When deposed, Ewing confirmed that his review was limited to assessing âwhat [Rieglerâs] exposures are to asbestos, not necessarily which brands.â37 In other words, he did not âtry and break out how much exposure [Riegler] had from working on a Ford vehicle versus a GM product or a Chrysler.â38 32 Id. at 5â12. 33 f/cc is the abbreviation of fibers per cubic centimeter of air. Id. at 5. 34 Id. at 10. 35 Id. at 11. 36 Id. at 12. 37 Exhibit 4 to Eaton Corporationâs Motion to Exclude Plaintiffsâ Expert Brent C. Staggs, M.D. and William Ewingâs Unreliable Causation Opinions and Memorandum in Support (dkt. 88-4 at 1â27) [Ewing Depo.] at 7:14â18. 38 Id. at 31:1â11; see also id. at 32:9â15 (confirming he was ânot going to provide any opinion testimony as to whether or not Mr. Rieglerâs exposure to original Ford Motor Company products was a substantial factor in causing his diseaseâ); id. at 35:3â18 (confirming he did not attempt âto calculate a dose for Mr. Riegler related to his work with any asbestos-containing friction productsâ); id. at 51:23â54:8 (confirming he had not done âany calculationsâ related to Rieglerâs work specifically on International Harvester trucks); id. at 58:19â59:3 (confirming that he was not âplanning on providing any case-specific testimony with respect to Honeywell and/or Bendix productsâ because âitâs really not about the brand of brake shoesâ). Dr. Brent C. Staggs Plaintiff designated Dr. Brent C. Staggs as an expert to offer a causation opinion. Dr. Staggs is a physician and board-certified pathologist.39 He prepared an expert report detailing his views on the cause of Rieglerâs mesothelioma.40 Dr. Staggs testified he prepared his own report and then later reviewed Ewingâs report.41 Dr. Staggs attached to his report a sworn affidavit,42 which was not prepared for this case but describes his âbasic opinions on asbestos- related disease.â43 In his affidavit, Dr. Staggs outlined âPrinciples of Asbestos Related Diseases.â44 He explained that the term âasbestosâ describes âtwo families of naturally-occurring fibrous minerals, serpentine (chrysotile) and amphibole (actinolite, amosite, anthophyllite, crocidolite and tremolite).â45 He further explained, âThe ability of all types of asbestos . . . to cause cancers and non-malignant disease is overwhelmingly accepted and agreed to by the medical and scientific community.â46 Dr. Staggs included a list of twenty-four publications to support this statement.47 He also stated that the ârelationship between mesothelioma and exposure to 39 Exhibit 1 to Plaintiffâs Daubert Motion to Preclude Defendantsâ Experts from Referencing and/or Testifying on Certain Matters That Are Based on Inherently Unreliable Studies and Irrelevant Materials (dkt. 85-1 at 1â26) [Staggs Report] at 2. 40 See Staggs Report. 41 Staggs Depo. at 5:19â24. 42 Exhibit 1 to Plaintiffâs Daubert Motion to Preclude Defendantsâ Experts from Referencing and/or Testifying on Certain Matters That Are Based on Inherently Unreliable Studies and Irrelevant Materials (dkt. 85-1 at 27â35) [Staggs Affidavit]. 43 Exhibit G to Ford Motor Company and Honeywell Internal Inc.âs Memorandum in Opposition to Plaintiffâs Daubert Motion to Preclude Defendantsâ Experts From Referencing and/or Testifying on Certain Matters That Are Inherently Unreliable Studies and Irrelevant Material (dkt. 105-7 at 1â136) [Staggs Depo.] at 9:21â10:26. 44 Staggs Affidavit at 28â35. 45 Id. at 28. 46 Id. at 29. 47 Id. at 29â31. asbestos is so well established in the scientific community, that mesothelioma is considered a âsignal tumorâ for asbestos exposure.â48 Dr. Staggs stated it is his âopinion that mesothelioma and lung cancer are dose-response diseases that are caused by the cumulative exposures to asbestos that a person receives during their lifetime.â49 He defined âdoseâ as âthe amount of asbestos inhaled over a given time periodâ50 and stated that âall doses (small and large) of asbestos contribute to the cumulative dose.â51 He defined âdose-responseâ to âmean that the more asbestos exposures someone has, the more likely it is that they will have a response (cancer) to the dose.â52 Dr. Staggs concluded his affidavit by stating he âevaluate[s] the relative significance of asbestos exposures on a case by case basis.â53 In his expert report, Dr. Staggs stated he was asked to give his opinion on whether Rieglerâs âdisease was caused by exposure to asbestos.â54 He then explained Rieglerâs medical history and mesothelioma diagnosis.55 He also explained the radiology reports, pathology reports, and pathology materials he relied on.56 Based on these materials, Dr. Staggs diagnosed Riegler with âprimary pleural malignant mesothelioma, epithelioid type.â57 48 Id. at 32. 49 Id. at 34. 50 Id. 51 Id. at 31. 52 Id. at 34. 53 Id. at 35. 54 Staggs Report at 11. 55 Id. at 11â12. 56 Id. at 12â13. 57 Id. at 13. Dr. Staggs also included a summary of Rieglerâs âasbestos exposure history.â58 He first described the service station work Riegler did, as recited above.59 He stated Riegler âestimated conducting approximately forty (40) brake jobs on cars and trucks manufactured by Chrysler, Ford, GM, and International. Each brake job would require removing and installing brake shoes on two or four of the vehicleâs tires.â60 The report then stated Riegler ârecalled removing and replacing brakes from Bendix, Eaton, and original equipment manufacturer (OEM) brake shoes.â61 Dr. Staggs explained he reviewed Rieglerâs deposition testimony and Riegler âwas able to remember many of the specific brand names of products that were used and the relative frequency.â62 Dr. Staggs explained that he does ânot state that any contributor to the cumulative dose, no matter how small, is a significant factor to the development of mesothelioma.â63 Rather, he âreview[s], evaluate[s], and consider[s] the information available to [him] about an individualâs identified exposures to asbestos, and only after that review will [he] consider causation and attribution of the asbestos exposures.â64 Dr. Staggs ended with his opinion: âMr. Riegler had significant exposures to asbestos from his frequent and proximate work with and around asbestos containing products, over his working lifetime. It is my opinion to a reasonable degree of medical certainty that Mr. Riegler has a malignant mesothelioma that was caused by these 58 Id. at 13â14. 59 See id. 60 Id. at 13. 61 Id. at 13â14. 62 Id. at 14. 63 Id. at 15. 64 Id. identified and substantial exposures to asbestos.â65 In his report, Dr. Staggs did not assess how much asbestos Riegler was exposed to from products manufactured by each individual Defendant.66 During his deposition, Dr. Staggs explained his method.67 He uses the Helsinki Consensus, which âindicates in a patient with mesothelioma, a history of even brief or low-dose prior asbestos exposure should be ascribed on the whole as the cause of that patientâs mesothelioma.â68 Relying on the Helsinki Consensus, Dr. Staggs concluded Rieglerâs mesothelioma was caused by âfive months of daily exposure to asbestos-containing brake dust.â69 Dr. Staggs also uses an article by Drs. Freeman and Kohles and the Bradford Hill criteria to âassess[] causation and break[] it down into its components.â70 If he is âtrying to compare different exposures inside the context of one overall exposure for one patient,â he assesses âthe proximity and frequency [and] regularity of the exposures.â71 After Dr. Staggs explained this method, Fordâs counsel asked if he did âa qualitative comparison of the exposures from the different [D]efendantsâ products in this case.â72 Dr. Staggs responded, 65 Id. 66 See id. at 11â15. 67 See Staggs Depo. at 39â41. 68 Id. at 39:22â40:5; see also Exhibit 1 to Plaintiffâs Consolidated Opposition to Defendantsâ Motions to Preclude the Causation Opinions of Plaintiffâs Experts Brent Stagg, MD and William Ewing, CIH (dkt. 106-1 at 205â11) (Antti Tossavainen, Asbestos, Asbestosis, and Cancer: The Helsinki Criteria for Diagnosis and Attribution, 23 Scandinavian J. Work Envât Health 311 (1997)). 69 Staggs Depo. at 40:6â10. 70 Id. at 40:11â22; see also Exhibit K to Plaintiffâs Memorandum in Opposition to Defendant Carlisle Industrial Brake & Friction, Inc. f/k/a Motion Control Industries, Inc.âs Motion for Summary Judgment (dkt. 121-1 at 613â21) (Michael D. Freeman & Sean S. Kohles, Assessing Specific Causation of Mesothelioma Following Exposure to Chrysotile Asbestos-Containing Brake Dust, 18 Intâl J. Occupational and Envât Health 329 (2012)). 71 Staggs Depo. at 40:23â41:1. 72 Id. at 41:13â15. Sure, based on Mr. Rieglerâs description. Of course, he doesnât have a lot of great detail. So thereâs no doubt that his overall exposure to friction products for those five or six months is his only exposure that we can identify, that we have facts to talk about. Aside from that, he identifies similar use of the brand names, the Eaton and Bendix and then of the, you know, Ford, GM, Chrysler, International Trucks. He doesnât, you know, give us an idea if one of those is more or less than the other when heâs talking about it, you know. So itâs difficult to say what the relative proportions of those might be because I donât get a good sense from his history about exactly what the frequency and regularity of one brand name of automobile manufacturer is compared to the other.73 Fordâs counsel also asked if Dr. Staggs did a âcomparative analysis of the frequency and regularity of his exposure to Ford as compared to his exposure to International, Chrysler, or GM.â74 Dr. Staggs responded, âWell, sure, but I can only analyze as much as [Riegler] gives me information to analyze.â75 Fordâs counsel continued, âWell, describe for me what the comparative analysis of the frequency and regularity and intensity of the exposure to Ford products is compared to GM.â76 Dr. Staggs replied, He describes them similar. So if you have â he doesnât give us any more detail than that, to my memory. Iâm going to rely on his testimony. Heâs still alive, to my understanding, so if he testifies live at trial, Iâll rely on what he says there. . . . If he doesnât give me any more detail, then I use them in a similar way at similar amounts, then they have similar relative percentages and they all carry similar significance.77 When Fordâs counsel asked what the ârelative percentagesâ were, Dr. Staggs stated, âI canât pick up percentages [] when he has not given me a percentage.â78 73 Id. at 41:16â42:8. 74 Id. at 42:9â12. 75 Id. at 42:14â15. 76 Id. at 42:18â21. 77 Id. at 42:23â43:8. 78 Id. at 43:9â14. At that point, Fordâs counsel asked Dr. Staggs if he was âjust assuming that theyâre all about equal because [he does not] have any information about what the regularity, proximity, or intensity actually is.â79 Dr. Staggs responded that he has âa lot of idea of what the overall proximity, frequency, and regularity is.â80 He then described how many brake inspections and brake replacements Riegler and the mechanics did.81 He finished his answer by stating, [Riegler] just doesnât give us any more detail on the breakdown between the different brand names. He describes Bendix and Eaton as being, you know, both frequently used as far as brake linings and then he describes the four different manufacturers of cars that come through and he doesnât, to my memory, give me an idea of whether one was significantly more than the other. So, right, without him giving me any more detail than that, then I consider them to be all roughly equal because I would assume that he would say if he did all Ford cars and just did one Chrysler to his memory, then he would have said that. I donât remember him saying that.82 Fordâs counsel then posed a hypothetical: âIf Mr. Riegler testifies at trial that he only did one Ford brake and the rest were GM, Chrysler, and International, would you still ascribe causation to that one Ford brake job?â83 Dr. Staggs answered, âProbably not.â84 In response to more hypothetical scenarios, Dr. Staggs explained, âWell, [if] itâs a similar amount to the others, 79 Id. at 43:18â21. 80 Id. at 43:24â25. 81 Id. at 44:1â8. 82 Id. at 44:8â22; see also id. at 55:8â10 (â[Riegler] doesnât define it any further, so at this point I am assuming that they all have similar frequency and regularity.â); id. at 55:25â56:3 (âWhen [Rieglerâs] details are vague, then I have to make some assumptions and itâs really up to the jury to decide if they want to â what set of facts they want to believe.â); id. at 70:16â18 (âIâm assuming the frequency and regularity is roughly equal of the Eaton and the Bendix and then of the four car manufacturers.â); id. at 70:21â22 (âIf it changes from that, that theyâre not roughly equal parts, then my opinions may change . . . .â); id. at 88:25â89:7 (âNow, in this particular case weâre having to assume, when we come to brand names at least, that it is a similar portion[]. . . . And if the facts change or Iâm asked a different hypothetical, then that might change the way I view things, it might change my opinion.â); id. at 93:25â 94:10 (agreeing that he doesnât remember Riegler âdistinguish[ing] between the auto manufacturers suggesting that one was more or one was less than the othersâ); id. at 100:25â101:3 (stating he was ânot provided with any estimate of Mr. Rieglerâs dose of asbestos from working with Bendix brakesâ). 83 Id. at 44:23â45:1. 84 Id. at 45:3. then, yes, it has similar significance, it is significant. If itâs not a similar amount, itâs far and away fewer, then thatâs where I start to consider things could be trivial.â85 When Fordâs counsel asked him to explain when an exposure becomes trivial, Dr. Staggs responded, âWell, Iâve already described it to you as best I can in a case like this. When it has similar significance, it carries significance and it becomes significant.â86 After this response, Fordâs counsel started questioning Dr. Staggs about the objective criteria he uses to decide significance.87 Dr. Staggs referenced the Freeman and Kohles article and explained that he looks at the facts of each case in context.88 He further stated there is no âmathematical formulaâ and he relies on his âtraining and experience and the medical literature.â89 In response to further questioning, Dr. Staggs explained that he considers all exposures as part of the âcumulative exposure.â90 He then uses âproximity and frequency and regularityâ to determine âwhich parts of the cause are significant or trivial.â91 Motions to Exclude Ford, Eaton, and Navistar move individually to exclude certain expert testimony. Ford moves âto exclude all expert opinion that Mr. Rieglerâs alleged exposure to asbestos from Fordâs automotive friction products was a substantial factor in causing his mesothelioma.â92 Fordâs 85 Id. at 47:3â7. 86 Id. at 47:12â15. 87 Id. at 50:16â19. 88 Id. at 51:5â52:10. 89 Id. at 52:20â53:16; see also id. at 66:19â68:20. 90 Id. at 61:1â2. 91 Id. at 61:1â8. 92 Ford Motor Companyâs Motion to Exclude Plaintiffsâ Expertâs Unreliable Causation Opinion and Memorandum in Support (dkt. 84) at 8. motion is limited to Dr. Staggsâs opinion and does not seek to exclude Ewingâs opinion.93 Eaton and Navistar, however, move to exclude Dr. Staggsâs and Ewingâs opinions.94 Navistar did not include its own legal analysis but rather âincorporate[d] the facts and argumentsâ from Fordâs and Eatonâs motions.95 Riegler filed a consolidated opposition to these three motions.96 Ford and Eaton both filed replies.97 Riegler later filed a notice of supplemental authority,98 which Ford responded to.99 Fordâs Motion for Summary Judgment Ford moves for summary judgment.100 It argues it is entitled to summary judgment because Plaintiff âcannot establish that [Riegler] was exposed to a harmful level of Fordâs friction products.â101 In the alternative, it seeks partial summary judgment on Rieglerâs claim for punitive damages.102 Plaintiff opposed the motion,103 and Ford filed a reply.104 93 See id. at 8â14. 94 Eaton Corporationâs Motion to Exclude Plaintiffsâ Experts Brent C. Staggs, M.D. and William Ewingâs Unreliable Causation Opinions and Memorandum in Support (dkt. 88) at 21â22; Defendant Navistar, Inc.âs Motion to Exclude Plaintiffsâ Experts Staggsâ and Ewingâs Unreliable Causation Opinions (dkt. 90) at 1. 95 Dkt. 90 at 2. 96 Plaintiffâs Consolidated Opposition to Defendantsâ Motions to Preclude the Causation Opinions of Plaintiffâs Experts Brent Stagg, MD and William Ewing CIH (dkt. 106). 97 Ford Motor Companyâs Reply Memorandum in Support of Motion to Exclude Plaintiffâs Expertsâ Unreliable Causation Opinion (dkt. 124); Eaton Corporationâs Reply in Support of Its Motion to Exclude Plaintiffsâ Experts Brent C. Staggs, M.D. and William Ewingâs Unreliable Causation Opinions (dkt. 131). 98 Notice of Supplemental Authority (dkt. 163). 99 Ford Motor Companyâs Response to Plaintiffâs Notice of Supplemental Authority (dkt. 164). 100 Dkt. 83. 101 Id. at 7. 102 Id. 103 Plaintiffsâ Memorandum in Opposition to Defendant Ford Motor Companyâs Motion for Summary Judgment, or Alternatively, Motion for Partial Summary Judgment (dkt. 116). 104 Ford Motor Companyâs Reply Memorandum in Support of Motion for Summary Judgment (dkt. 126). ANALYSIS The court first considers and rejects Eatonâs and Navistarâs challenges to Ewingâs expert opinion. Next, the court concludes Dr. Staggsâs general causation opinion is admissible, but his specific causation opinion is inadmissible. The court then considers Fordâs Motion for Summary Judgment and concludes it is entitled to summary judgment on all Plaintiffâs claims. I. Motions to Exclude Ford, Eaton, and Navistar filed motions to exclude expert testimony. The court first outlines the legal standards under Rule 702. It then addresses Ewingâs and Dr. Staggsâs opinions, in turn. A. Rule 702 âBecause this is a diversity case, substantive issues are controlled by state law and procedural issues are controlled by federal law.â105 Accordingly, the Federal Rules of Evidence govern the courtâs evidentiary rulings.106 The motions to exclude challenge expert testimony under Federal Rule of Evidence 702.107 Rule 702 imposes on district courts âa gatekeeper obligation to âensure that any and all scientific testimony or evidence admitted is not only relevant, but reliable.ââ108 Expert opinion is relevant if it âwill help the trier of fact to understand the evidence or to determine a fact in issue.â109 Expert opinion is reliable if it âis based on sufficient facts or data,â it âis the product 105 Burnham v. Humphrey Hosp. Reit Tr., Inc., 403 F.3d 709, 712 (10th Cir. 2005). 106 See Griego v. State Farm Mut. Auto. Ins. Co., 839 F. Appâx 258, 262 (10th Cir. 2020) (unpublished) (âThe Federal Rules of Evidence generally govern the admissibility of evidence in a diversity lawsuit.â). 107 Dkt. 84 at 8; Dkt. 88 at 4; Dkt. 90 at 1. 108 Dodge v. Cotter Corp., 328 F.3d 1212, 1221 (10th Cir. 2003) (quoting Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 589 (1993)). 109 Fed. R. Evid. 702(a). of reliable principles and methods,â and âthe expert has reliably applied the principles and methods to the facts of the case.â110 âThe proponent of expert testimony bears the burden of showing that its proffered expertâs testimony is admissible.â111 The proponent does not need to âprove that the expert is undisputably correct or that the expertâs theory is generally accepted in the scientific community.â112 Rather, the proponent âmust show that the method employed by the expert in reaching the conclusion is scientifically sound and that the opinion is based on facts which satisfy Rule 702âs reliability requirements.â113 B. Motions to Exclude Ewingâs Opinion Eaton and Navistar move to exclude Ewingâs expert opinion.114 They contend Ewingâs opinion is inadmissible under Federal Rules of Evidence 702 and 403. The court concludes Ewingâs opinion is admissible under both rules. 1. Ewingâs Opinion Is Admissible Under Rule 702 Eaton and Navistar argue Ewingâs opinion is inadmissible under Rule 702, but they do not challenge his qualifications or methods. Rather, they argue his opinion is inadmissible because he âdid not attempt to establish specific causation.â115 It is true Ewing did not opine on specific causation, but that does not mean his opinion is inadmissible. 110 Id. at R. 702(b)â(d). 111 United State v. Nacchio, 555 F.3d 1234, 1241 (10th Cir. 2009). 112 Dodge, 328 F.3d at 1222 (10th Cir. 2003) (internal quotations and citation omitted). 113 Id. 114 Dkt. 88 at 17, 21â22; Dkt. 90 at 1â2. As noted above, Navistar incorporated Eatonâs arguments without making its own separate arguments. See Dkt. 90 at 2. For that reason, the court will cite only Eatonâs motion when explaining the arguments. 115 Dkt. 88 at 17. Under Rule 702, an expertâs opinion must âhelp the trier of fact to understand the evidence or to determine a fact in issue.â116 A fact at issue in this case is whether automotive- friction products caused Rieglerâs mesothelioma. Ewingâs testimony about Rieglerâs likely asbestos exposure while performing different brake tasks will certainly help the jury determine whether asbestos-containing automotive friction products caused Rieglerâs mesothelioma. To be sure, Ewingâs testimony cannot prove all elements of Rieglerâs claims, but it does not have to. Rule 702 requires only that the opinion is helpful to understanding the evidence or determining âa fact in issue.â Ewingâs opinion satisfies that requirement. Eaton and Navistar also contend Ewingâs opinion is inadmissible because he does not âhave the data to support the âcumulative exposureâ theory.â117 But Ewing never purported to apply that theory. He estimated Rieglerâs likely asbestos exposure and testified he was not âqualified to answerâ questions about âmedical causation.â118 So it is immaterial that Ewingâs opinion cannot support a theory he does not use. For these reasons, the court declines to exclude Ewingâs opinion under Rule 702. 2. Ewingâs Opinion Is Admissible Under Rule 403 Eaton and Navistar also argue Ewingâs opinion is inadmissible under Rule 403.119 Rule 403 permits courts to âexclude relevant evidence if its probative value is substantially outweighed by a danger of one or more of the following: unfair prejudice, confusing the issues, misleading the jury, undue delay, wasting time, or needlessly presenting cumulative 116 Fed. R. Evid. 702(a). 117 Dkt. 88 at 17. 118 Ewing Depo. at 32:9â15. 119 Dkt. 88 at 21â22; Dkt. 90 at 1â2. evidence.â120 If evidence is otherwise admissible, exclusion under Rule 403 âis an extraordinary remedy and should be used sparingly.â121 At oral argument, Eaton contended Ewingâs testimony is prejudicial because if Dr. Staggsâs opinion is excluded, the jury would assume causation and allocate fault based on Ewingâs testimony, even though Ewing did not assess which Defendants were responsible for which exposures.122 But Ewing was clear in his deposition that he is not going to provide Defendant-specific opinions and âmedical causationâ opinions.123 And Defendants would be able to cross-examine Ewing about the limitations of his opinion. For that reason, the court is not persuaded that the probative value of Ewingâs testimony is âsubstantially outweighed by a danger of . . . unfair prejudice,â124 and it declines to exclude his testimony under Rule 403. C. Motions to Exclude Dr. Staggsâs Causation Opinion Ford, Eaton, and Navistar move to exclude Dr. Staggsâs opinion under Rule 702.125 At issue are two of Dr. Staggsâs opinions: (1) asbestos-containing automotive friction products can cause mesothelioma (general causation opinion),126 and (2) each Defendantsâ products were individually a cause of Rieglerâs mesothelioma (specific causation opinion).127 120 Fed. R. Evid. 403. 121 United States v. Durham, 902 F.3d 1180, 1224 (10th Cir. 2018) (quoting United States v. Silva, 889 F.3d 704, 712 (10th Cir. 2018)). 122 March 7, 2023 ZOOM Hearing at 1:17â1:19. 123 Ewing Depo. at 32:9â15. 124 See Fed. R. Evid. 403. 125 Dkt. 84; Dkt. 88; Dkt. 90. Eaton and Navistar also argue Dr. Staggsâs opinion is inadmissible under Federal Rule of Evidence 403. Dkt. 88 at 21â22; Dkt. 90 at 1â2. Because the court concludes his opinion is inadmissible under Rule 702, it does not address this additional ground. 126 Dkt. 84 at 22â30; Dkt. 106 at 56â59; Dkt. 124 at 20â22; see also Taylor v. Univ. of Utah, 2020 UT 21, ¶ 49 n.9, 466 P.3d 124 (âGeneral causation is whether a substance is capable of causing a particular injury or condition in the general population, while specific causation is whether that substance caused the particular individualâs injury.â (quoting Nelson v. Enid Med. Assocs., Inc., 2016 OK 69, ¶ 30, 376 P.3d 212)). 127 Dkt. 84 at 16â22; Dkt. 88 at 8â16; Dkt. 106 at 63â65. The court first considers and rejects Fordâs argument that Dr. Staggsâs general causation opinion is inadmissible. The court then explains why Dr. Staggsâs specific causation opinion is inadmissible. 1. Dr. Staggsâs General Causation Opinion Is Admissible Ford challenges Dr. Staggsâs opinion that there is a link between asbestos-containing automotive friction products and mesothelioma.128 Specifically, Ford argues Dr. Staggsâs opinion is flawed because chrysotile asbestos, the form of asbestos used in automotive friction products, âis physically and chemically distinct from the other forms of asbestos involved in many of the studies employed by Plaintiffsâ experts.â129 Ford then cites studies indicating the chrysotile in brake linings is not harmful.130 Staggs, however, cited studies indicating a connection between automotive friction products and mesothelioma.131 For example, the National Institute for Occupational Safety and Health conducted âindustrial hygiene surveys to characterize airborne asbestos exposures and work practices for brake mechanics.â132 This included collecting air samples when mechanics used compressed air to clean brake assemblies.133 At one facility, two of the four samples 128 Dkt. 84 at 22â30. For purposes of its Motion to Exclude, Eaton admitted that Rieglerâs mesothelioma was caused by asbestos exposure from automotive friction products. Dkt. 88 at 8; Dkt. 131 at 3. Accordingly, the courtâs analysis of this argument is limited to Fordâs arguments. 129 Dkt. 84 at 22â25. Ford does not identify the studies it believes are unreliable, so the court does not attempt to assess each study cited by Dr. Staggs and Plaintiff. See id. 130 Id. at 23â24. 131 See Staggs Report at 4, 8â9; Dkt. 106 at 50â57. 132 Exhibit 7 to Plaintiffâs Consolidated Opposition to Defendantsâ Motions to Preclude the Causation Opinions of Plaintiffâs Experts Brent Stagg, MD and William Ewing, CIH (dkt. 106-7 at 21â64) at 24 (Dennis R. Roberts & Ralph D. Zumwalde, Industrial Hygiene Summary Report of Asbestos Exposure Assessment for Brake Mechanics, Report #32.4 (1982)). 133 Id. collected showed asbestos âfiber levels that exceeded the OSHA ceiling of 10 fibers/cc.â134 And one review of relevant studies states, âFiber release studies of actual brake repair and replacement and the laboratory simulation studies both demonstrate the ability of encapsulated asbestos containing brake products[] to release respirable asbestos fibers at concentrations capable of causing asbestos related disease.â135 Ford, however, contends Dr. Staggsâs cited studies are unreliable because they are case studies and not epidemiological studies.136 But Rule 702 does not impose such strict guidelines. Rather, a Rule 702 inquiry should be flexible and focused on assessing the relevance and reliability of evidence, not whether the evidence is the most correct.137 The court declines to impose a bright line rule about what categories of studies are sufficient under Rule 702.138 Arguments about the appropriate weight given to studies are best presented to a jury.139 134 Id. at 24, 41, 50. See also id. at 24 (âThe data show excessive asbestos fiber exposures during brake servicing, especially brake assembly cleaning; therefore, vacuum cleaning systems and NIOSH approved respiratory protection are recommended to reduce asbestos exposure levels within NIOSH limits.â). 135 Exhibit 6 to Plaintiffâs Consolidated Opposition to Defendantsâ Motions to Preclude the Causation Opinions of Plaintiffâs Experts Brent Stagg, MD and William Ewing, CIH (dkt. 106-6 at 127â36) at 131 (Richard A. Lemen, Asbestos in Brakes: Exposure and Risk of Disease, 45 Am. J. Indus. Med. 229, 232 (2004)). 136 Dkt. 84 at 25â30; Dkt. 124 at 20â21. 137 Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 594â95 (1993); see also Fed. R. Civ. P. 702 advisory committeeâs note to 2000 amendments (âAs the court stated in In re Paoli R.R. Yard PCB Litigation, 35 F.3d 717, 744 (3d Cir. 1994), proponents âdo not have to demonstrate to the judge by a preponderance of the evidence that the assessments of their experts are correct, they only have to demonstrate by a preponderance of the evidence that their opinions are reliable.ââ). 138 See Benedi v. McNeil-P.P.C., Inc., 66 F.3d 1378, 1384 (4th Cir. 1995) (â[E]xpert testimony need not be based upon identical case studies or epidemiological data.â); id. (âUnder the Daubert standard, epidemiological studies are not necessarily required to prove causation, as long as the methodology employed by the expert in reaching his or her conclusion is sound.â); Yates v. Ford Motor Co., No. 5:12-CV-752-FL, 2015 WL 3463559, at *4 (E.D.N.C. May 30, 2015) (declining âto adopt a general rule excluding case reports or anecdotal evidence as a source of evidence regarding causationâ). 139 Daubert, 509 U.S. at 596 (stating âpresentation of contrary evidenceâ is one of the âtraditional and appropriate means of attacking shaky but admissible evidenceâ). See also In re Urethane Antitrust Litig., 768 F.3d 1245, 1263 (10th Cir. 2014) (âIt is then for the jury to evaluate the reliability of the underlying data, assumptions, and conclusions.â); Dugger v. Union Carbide Corp., No. CCB-16-3912, 2019 WL 4750568, at *5 (D. Md. Sept. 30, 2019) (âHoneywellâs argument that chrysotile in brake dust form has different properties than chrysotile asbestos generally goes to the weight of Dr. Maddoxâs conclusion, but not its admissibility.â). The court concludes Dr. Staggsâs opinion about the causal relationship between asbestos- containing automotive frictions products and mesothelioma is sufficiently reliable to be admissible. 2. Dr. Staggsâs Specific Causation Opinion Is Inadmissible Ford, Eaton, and Navistar individually challenge Dr. Staggsâs opinion that their products caused Rieglerâs mesothelioma.140 The court concludes Dr. Staggsâs opinion is inadmissible because it is not âbased on sufficient facts or dataâ and because Dr. Staggs did not âreliably appl[y] the principles and methods to the facts of the case.â141 a. Dr. Staggsâs Opinion Is Not Based on Sufficient Facts or Data Under Rule 702, an expertâs opinion must be âbased on sufficient facts or data.â142 For that reason, expert testimony based on unsupported assumptions may be inadmissible.143 Afterall, if experts were permitted to rely on any assumptions, then the sufficient-facts-or-data requirement would be meaningless. And ânothing in either Daubert or the Federal Rules of Evidence requires a district court to admit opinion evidence that is connected to existing data only by the ipse dixit of the expert. A court may conclude that there is simply too great an analytical gap between the data and the opinion proffered.â144 In this case, the court concludes there is âtoo great an analytical gapâ between the existing facts and Dr. Staggsâs opinion. 140 Dkt. 84 at 16â22, 30â31; Dkt. 88 at 9â21. 141 See Fed. R. Evid. 702(b), (d). 142 Id. at R. 702(b). 143 Aspen Highlands Skiing Corp. v. Aspen Skiing Co., 738 F.2d 1509, 1524 (10th Cir. 1984) (holding it was not an abuse of discretion to admit expert testimony relying on assumptions which âwere not without supportâ); see also Stecyk v. Bell Helicopter Textron, Inc., 295 F.3d 408, 414 (3d Cir. 2002) (âIt is an abuse of discretion to admit expert testimony which is based on assumptions lacking any factual foundation in the record.â); Tyger Constr. Co. v. Pensacola Constr. Co., 29 F.3d 137, 142 (4th Cir. 1994) (âAn expertâs opinion should be excluded when it is based on assumptions which are speculative and are not supported by the record.â). 144 Gen. Elec. Co. v. Joiner, 522 U.S. 136, 146 (1997). Dr. Staggs testified he determines the significance of an exposure by assessing proximity, frequency, and regularity.145 He also testified he assumed the frequency and regularity of Rieglerâs exposures were equal because Rieglerâs testimony on this point was vague.146 This assumption, however, is neither scientific nor supported by Rieglerâs sworn testimony. Riegler testified he replaced brakes on ten to twenty International Harvester trucks147 and worked on âa lot of Ford vehicles.â148 But when asked to estimate how many of his brake replacements were âFords versus Chevys, Chryslers, Dodges, Internationals, or any other manufacturer,â Riegler said he could not.149 Because Riegler could not estimate the breakdown of his exposures, Dr. Staggsâs assumption that they were all equal has no evidentiary support. Moreover, Dr. Staggsâs assumption is contrary to Rieglerâs testimony about Carlisle. Riegler testified he knew the name Carlisle but could not âapply it to any specific product.â150 He also did not have âany information with or around any product or service associated with the name Carlisleâ and was unaware of anyone he could âtalk to to refresh [his] recollection of whether [he] worked with or around Carlisleâ products.151 Plaintiff argues this is immaterial because Carlisleâs products were packaged and labeled in a way that would have made it impossible for Riegler to identify them.152 But regardless of how Carlisleâs products were labeled, the point remains the same: Dr. Staggs assumed Rieglerâs exposures to Carlisle products 145 Staggs Depo. at 61:1â7. 146 Id. at 55:8â10, 55:25â56:3, 70:16â18, 93:25â94:10. 147 Riegler Depo. at 270:2â17. 148 Id. at 193:20â21. 149 Id. at 193:13â21. 150 Id. at 320:20â24. 151 Id. at 321:2â9. 152 See Dkt. 121 at 5, 28. were equal to his exposures to other Defendantâs products, even though Riegler could not identify any exposures to Carlisleâs products. And although Carlisle did not move to exclude Dr. Staggsâs opinion, Dr. Staggsâs assumptions about Rieglerâs exposures to Carlisleâs products are still relevant because they demonstrate the flaw in Dr. Staggsâs method. Dr. Staggs nevertheless attempted to justify his assumptions by explaining that he assumed Riegler would have said if the exposures were not âroughly equal.â153 But, as Plaintiffâs counsel conceded,154 Dr. Staggsâs assumption about how Riegler explained his exposures is not âscientific, technical, or other specialized knowledge.â155 It is just Dr. Staggsâs non-expert opinion about Rieglerâs testimony. This is not the proper role of an expert. For that reason, it is not sufficient to support Dr. Staggsâs opinion. Finally, the court notes other decisions from this court excluding testimony like Dr. Staggsâs that is based on âa lack of facts and data.â156 In Smith v. Ford Motor Co., for example, a plaintiff with mesothelioma alleged he was âexposed to asbestos-containing Ford brake partsâ while working as a service station attendant.157 He was uncertain how many times he had been exposed to Ford products but estimated he âmay have changed brake pads on Ford vehicles on as many as seven occasions.â158 Ford moved to exclude expert testimony that all exposures played a contributing role in his mesothelioma.159 153 Staggs Depo. at 44:17â22. 154 March 7, 2023 ZOOM Hearing at 46:30â47:00. 155 See Fed. R. Evid. 702(a). 156 Smith v. Ford Motor Co., No. 2:08-cv-630, 2013 WL 214378, at *1 (D. Utah Jan. 18, 2013); see also Anderson v. Ford Motor Co., 950 F. Supp. 2d 1217, 1224 (D. Utah 2013) (excluding expert testimony based on a âlack of information sufficient to show the level of exposure which does not create a risk of mesotheliomaâ). 157 2013 WL 214378, at *1. 158 Id. 159 Id. at *1â3. The court concluded the expertâs opinion was inadmissible because, among other reasons, it was based on âa lack of facts and data.â160 The data was lacking because when the expert was unable to ârule out any asbestos exposure as a possible cause,â he assumed all exposures were contributing causes.161 So too here. When Dr. Staggs was unable to determine how frequent or regular the exposures were, he assumed all exposures were equal and thus significant.162 In sum, the âanalytical gapâ163 between the existing facts and Dr. Staggsâs opinion is too great because Dr. Staggs relied on an assumptionâmade without evidentiary supportâthat Riegler was exposed to each Defendantâs products equally. For that reason, his opinion is unreliable under Rule 702.164 b. Dr. Staggs Did Not Reliably Apply the Principles He Identifies Expert testimony must also be âthe product of reliable principles and methodsâ and the expert must âreliably appl[y] the principles and methods to the facts of the case.â165 Here, even assuming Dr. Staggs described âreliable principles and methodsâ underlying his opinion, the court concludes he did not reliably apply those principles and methods. 160 Id. at *2. 161 Id. at *2â3. 162 Staggs Depo. at 70:11â71:1. Plaintiff argues Smith v. Ford Motor Co., 2013 WL 214378, is inapplicable because the expert in that case relied on the every exposure theory, a theory Dr. Staggs testified he does not apply. Dkt. 106 at 9â10. But regardless of what theory Dr. Staggs claimed to apply, he still relied on unsupported assumptions about the data, which was the problem in Smith. See Smith, 2013 WL 214378, at *2â3. 163 Gen. Elec. Co., 522 U.S. at 146. 164 After oral argument, Plaintiff submitted supplemental authority to support her argument that Dr. Staggsâs opinion is based on sufficient facts. Dkt. 176 (citing Gooding v. Liberty Mut. Ins. Co., No. 20-1133 (E.D. La. Feb. 28, 2023); Crossland v. Huntington Ingalls, Inc., No. 20-3470, 2023 WL 2072566 (E.D. La. Feb. 17, 2023); Michel v. Ford Motor Co., No. 18-4738, 2019 WL 118008 (E.D. La. Jan. 7, 2019)). The court is not persuaded by the reasoning of these courts, for the reasons explained above. 165 Fed. R. Evid. 702(c), (d). Dr. Staggs testified that his method is to consider all exposures, no matter how small, as contributing to the cumulative exposure.166 He then uses âproximity and frequency and regularity . . . to determine which parts of the cause are significant or trivial.â167 But from his report and deposition, it is unclear whether or how he applied those principles to the facts of this case. For example, Riegler stated he did brake replacements on ten to twenty International Harvester trucks, but nowhere does Dr. Staggs take that number, assess the proximity, frequency, and regularity, and then explain why ten to twenty replacements is enough to be significant. Nor does he do that for products manufactured by any of the other Defendants. At oral argument, however, Plaintiffâs counsel asserted Dr. Staggs reliably applied peer- reviewed scientific literature.168 To be sure, Dr. Staggs identified several academic articles and standards he purportedly relied on, including the Helsinki Consensus, the Bradford Hill criteria, and the Freeman and Kohles article. But Dr. Staggs did not explain those standards, how he applied them to each Defendant in this case, and how he reached his conclusion. Put differently, he did not show his work. Rather, he cited academic articles and principles and then stated his conclusion. In response to these points, Plaintiffâs counsel argued Dr. Staggs did not apply the literature to each Defendant because he was not asked to on cross-examination.169 But Plaintiff has the burden of showing Dr. Staggsâs opinion is admissible.170 Moreover, Defendantsâ counsel asked Dr. Staggs multiple times to explain how he reached his conclusion, and each time Dr. 166 Staggs Depo. at 60:12â61:8. 167 Id. 168 March 7, 2023 ZOOM Hearing at 54:45â57:00. 169 Id. at 57:00â59:17, 1:01:15â1:01:54, 1:37:07â1:41:30. 170 See United States v. Nacchio, 555 F.3d 1234, 1241 (10th Cir. 2009). Staggs merely referred to articles or principles without explaining how he applied them in this case.171 Although Dr. Staggs cited methods that may be reliable, he did not adequately explain his application of those methods here. Because an expertâs ipse dixit is not sufficient under Rule 702, the court concludes Dr. Staggsâs opinion is inadmissible for this additional reason.172 II. Fordâs Motion for Summary Judgment Ford moves for summary judgment on all Plaintiffâs claims and, in the alternative, for partial summary judgment.173 The court will first outline the relevant legal standards. It will then explain why Ford is entitled to summary judgment on all Plaintiffâs claims. A. Legal Standards Summary judgment is appropriate âif the movant shows there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.174 âA genuine issue of material fact exists when âthe evidence, construed in the light most favorable to the non- moving party, is such that a reasonable jury could return a verdict for the non-moving party.ââ175 171 See Staggs Depo. at 50:16â54:8, 66:19â73:15. 172 Ford also argues Dr. Staggsâs opinion would ânot help the jury understand causation in terms of Utah law.â Dkt. 84 at 31. The parties agree that Utah law âemploy[s] a âsubstantial factorâ test to determine causation.â See Smith v. Volkswagen SouthTowne, Inc., 2022 UT 29, ¶ 47 n.12, 513 P.3d 729; see also Dkt. 84 at 14; Dkt. 88 at 8; Dkt. 106 at 15. But the parties disagree about what the substantial factor test requires Plaintiff to show. Ford, for example, argues it requires Plaintiff to show but-for causation. Dkt. 84 at 14â15. At oral argument, however, Plaintiffâs counsel argued all Riegler had to do was âidentify the brake.â March 7, 2023 ZOOM Hearing at 32:00â33:00. The Utah Supreme Courtâs latest toxic-tort decision, see Smith v. Volkswagen SouthTowne, 2022 UT 29, does not clearly answer this question, particularly because it was not a case with multiple defendants and exposures. But regardless of what Utah law would require Plaintiff to show, the court concludes Dr. Staggsâs opinion is unreliable under Rule 702 because it is not âbased on sufficient facts or dataâ and because he has not âreliably applied the principles and methods to the facts of the case.â Fed. R. Evid. 702(b), (d). 173 Dkt. 83. Because the court grants summary judgment on all Plaintiffâs claims, it need not address Fordâs alternative argument for partial summary judgment. 174 Fed. R. Civ. P. 56(a). 175 Zwygart v. Bd. of Cnty. Commârs, 483 F.3d 1086, 1090 (10th Cir. 2007) (quoting Bones v. Honeywell Intâl, Inc., 366 F.3d 869, 875 (10th Cir. 2004)). Under this framework, summary judgment is proper âagainst a party who fails to make a showing sufficient to establish the existence of an essential element to that partyâs case, and on which that party will bear the burden of proof at trial.â176 Accordingly, if a court excludes a plaintiffâs expert and that expertâs testimony is essential to proving the plaintiffâs claims, the defendant is entitled to summary judgment.177 B. Ford Is Entitled to Summary Judgment Ford argues it is entitled to summary judgment because Plaintiff has failed to make a sufficient showing of causation,178 an essential element of each of the claims.179 Because the court has excluded Dr. Staggsâs specific causation opinion, the question before the court is whether expert testimony is essential to proving causation in this case. The court concludes it is. âUtah courts generally require expert testimony to prove causation in all but the most obvious cases.â180 Expert testimony is not required, however, if assessing causation is âwithin the common knowledge of the average layperson.â181 176 Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). 177 See Harris v. Remington Arms Co., LLC, 997 F.3d 1107, 1115 (10th Cir. 2021) (holding that exclusion of a partyâs expert left that party âwithout a basis to avoid summary judgmentâ). 178 Dkt. 83 at 18. 179 Plaintiff asserted the following claims: negligence, breach of implied warranty, gross negligence, false representation, inadequate warning, and strict liability. Dkt. 78 at 6â21. Each of these claims requires Plaintiff to show causation. See Gonzalez v. Russell Sorenson Constr., 2012 UT App 154, ¶ 20, 279 P.3d 422 (stating plaintiff must establish âproximate causeâ to show negligence); Ernest W. Hahn, Inc. v. Armco Steel Co., 601 P.2d 152, 159 (Utah 1979) (indicating cause is an element of both strict liability and breach of the implied warranty of merchantability); Callister v. Snowbird Corp., 2014 UT App 243, ¶ 16, 337 P.3d 1044 (explaining gross negligence includes same elements as negligence); House v. Armour of Am., Inc., 929 P.2d 340, 346 (Utah 1996) (stating causation is an element of failure to warn claim). As Ford noted, âfalse representationâ does not appear to be a cause of action in Utah, but a similar cause of actionâfraudulent misrepresentationârequires proof of causation. Dkt. 83 at 19 n.3; see also Pace v. Parrish, 247 P.2d 273, 274â75 (Utah 1952) (listing the elements of fraudulent misrepresentation, including that the false representation âinducedâ the listener to act to their injury). 180 Blank v. Garff Enters. Inc., 2021 UT App 6, ¶ 30, 482 P.3d 258 (quoting Ladd v. Bowers Trucking, Inc., 2011 UT App 355, ¶ 10, 264 P.3d 752). 181 Id. ¶ 32. This is not an obvious case. For one, Riegler was not diagnosed until decades after he was allegedly exposed to the Defendantsâ products. This temporal gap means there is not an obvious cause-and-effect relationship. Moreover, there are multiple Defendants in this case, so the jury would need to assess how much Riegler was exposed to each Defendantâs products, if at all, and determine whether the exposures from each Defendant were significant contributors to his illness. This analysis is not âwithin the common knowledge of the average layperson.â182 Thus, Plaintiff needed expert opinion on causation to defeat Fordâs Motion for Summary Judgment. But the court has excluded Dr. Staggsâs specific causation opinion. And other than Dr. Staggs, the only expert Plaintiff argues can establish specific causation is Ewing.183 But he did not offer an opinion on whether an individual Defendantâsuch as Fordâmanufactured products that were a substantial factor in Rieglerâs development of mesothelioma. Rather, his opinion was limited to assessing Rieglerâs asbestos exposure from specific tasks, and ânot necessarily which brandsâ he was exposed to.184 So Ewingâs opinion cannot establish specific causation. Because Plaintiff does not have expert testimony to establish a causal connection between Fordâs products and Rieglerâs mesothelioma, Ford is entitled to summary judgment on all Plaintiffâs claims. 182 See id. 183 See Dkt. 116 at 38â39 (â[B]ased upon the expert opinions of Mr. Ewing and Dr. Staggs, his exposures to asbestos from Fordâs brakes was a substantial factor in his development of mesothelioma.â). 184 Ewing Depo. at 7:14â18. CONCLUSION For the reasons articulated, Fordâs Motion for Summary Judgment!* is GRANTED. The following motions are GRANTED IN PART and DENIED IN PART: e Ford Motor Companyâs Motion to Exclude Plaintiffsâ Expertâs Unreliable Causation Opinion and Memorandum in Support!*° e Eaton Corporationâs Motion to Exclude Plaintiffsâ Experts Brent C. Staggs, M.D. and William Ewingâs Unreliable Causation Opinions and Memorandum in Support!Âź7 e Defendant Navistar, Inc.âs Motion to Exclude Plaintiffsâ Experts Staggsâ and Ewingâs Unreliable Causation Opinions!** SO ORDERED this 23rd day of March 2023. BY THE COURT: ape United Stes Chief District Judge 185 Dkt. 83. 186 Dkt. 84. Dkt. 88. 188 Dkt. 90. 28
Case Information
- Court
- D. Utah
- Decision Date
- March 23, 2023
- Status
- Precedential