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UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT ------------------------------X : ALEXANDER ROSA : Civil No. 3:22CV00703(SALM) : v. : : ROLLIN COOK, et al. : December 5, 2022 : ------------------------------X INITIAL REVIEW ORDER OF THE AMENDED COMPLAINT [Doc. #58] Self-represented plaintiff Alexander Rosa (âplaintiffâ) is a sentenced inmate in the custody of the Connecticut Department of Correction (âDOCâ), currently housed at the Garner Correctional Institution (âGarnerâ).1 Plaintiff originally brought this action pursuant to 42 U.S.C. §1983 against ten defendants: Rollin Cook, former Commissioner of Correction; William Mulligan, former District Administrator; Warden Amonda Hannah; Captain/Correctional Officer Tolmie; Correctional 1 The Court may take judicial notice of matters of public record. See, e.g., Mangiafico v. Blumenthal, 471 F.3d 391, 398 (2d Cir. 2006); United States v. Rivera, 466 F. Supp. 3d 310, 313 (D. Conn. 2020) (taking judicial notice of BOP inmate location information); Ligon v. Doherty, 208 F. Supp. 2d 384, 386 (E.D.N.Y. 2002) (taking judicial notice of state prison website inmate location information). The Court takes judicial notice of the Connecticut DOC website, which reports that plaintiff is a sentenced inmate at Garner. See Connecticut State Department of Correction, Inmate Information, http://www.ctinmateinfo.state.ct.us/detailsupv.asp?id_inmt_num=3 81946 (last visited Dec. 1, 2022). Officer (âC.O.â) Vesera; C.O. Blekis; C.O. Pelliteri; Captain/C.O. Hughes; Captain/C.O. Syed; and C.O. Mendez. See Doc. #1 at 1, 2-3. On July 28, 2022, the Court issued an Initial Review Order (âoriginal IROâ) of the original Complaint. See Doc. #35. The original IRO permitted plaintiff to proceed to service on his claims of excessive force in violation of the Eighth Amendment, and state law assault and battery, against Captain Tolmie, in his individual capacity, for damages. See id. at 31-32. The original IRO dismissed all claims against the defendants in their official capacities for damages, with prejudice. See id. at 32. The original IRO also dismissed all First Amendment free exercise claims against Warden Hannah, without prejudice to re- filing in a separate, properly pleaded, lawsuit. See id. All other substantive claims seeking monetary damages against defendants in their individual capacities were dismissed, without prejudice. See id. at 32-33. The original IRO also dismissed plaintiffâs: (1) request for declaratory relief, with prejudice; (2) requests for prospective injunctive relief against defendants in their individual capacities, with prejudice; and (3) requests for prospective injunctive relief against defendants in their official capacities, without prejudice. See id. at 33. The Court permitted plaintiff to respond to the original IRO in one of two ways. See id. Plaintiff could proceed immediately to service on Captain Tolmie, in his individual capacity, for damages, on the excessive force and assault and battery claims, or plaintiff could file an Amended Complaint. See id. at 33-34. Plaintiff filed an Amended Complaint on September 21, 2022. See Doc. #58. The Amended Complaint names 23 defendants: Rollin Cook, âFormer Commissionerâ (âCookâ); William Mulligan, âFormer District Administratorâ (âMulliganâ); Amonda Hannah, âFormer Wardenâ (âWarden Hannahâ); Craig G. Burns, âChief Mental Health Officerâ (âDr. Burnsâ); Dr. Patel; Nurse Ralph; Captain Tolmie; Captain Hughes; Captain F. Syed; C.O. Vescera; C.O. Blekis; C.O. Pelliteri; Lieutenant Deeb; Dr. Kathryn Carhart (âDr. Carhartâ); LCSW Lindsey Dickison (âDickisonâ); C.O. Norton; C.O. Palmieri; C.O. Mendez; Nurse Stedman; C.O. John Doe 1; Lieutenant John Doe 2; Lieutenant John Doe 3; and Lieutenant John Doe 4. Id. at 2. Plaintiff brings claims against â[a]ll defendants ... in their individual capacities for money damages[.]â Id. at 1. Plaintiff also brings claims against â[a]ll defendants ... in their official capacities for injunctive relief[.]â Id. Attached to the Amended Complaint are various Inmate Request Forms, Inmate Administrative Remedy Forms, and Inmate Grievance Appeal Forms. See id. at 25-54. I. LEGAL STANDARD Pursuant to 28 U.S.C. §1915A, the Court must review âa complaint in a civil action in which a prisoner seeks redress from a governmental entity or officer or employee of a governmental entity.â 28 U.S.C. §1915A(a). The Court is directed to dismiss any portion of the operative complaint that is frivolous or malicious, that fails to state a claim upon which relief may be granted, or that seeks monetary relief from a defendant who is immune from such relief. See 28 U.S.C. §1915A(b). In a case such as this one, â[a] district court retains the authority â and indeed the duty â to sua sponte review the pleading sufficiency of [an] amended complaint.â Praileau v. Fischer, 930 F. Supp. 2d 383, 389 (N.D.N.Y. 2013). Although detailed allegations are not required, a complaint must include sufficient facts to afford a defendant fair notice of the claims and demonstrate a right to relief. See Bell Atlantic v. Twombly, 550 U.S. 544, 555-56 (2007). A plaintiff must plead âenough facts to state a claim to relief that is plausible on its face.â Id. at 570. Conclusory allegations are not sufficient. See Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). It is well-established that complaints filed by self- represented litigants ââmust be construed liberally and interpreted to raise the strongest arguments that they suggest.ââ Sykes v. Bank of Am., 723 F.3d 399, 403 (2d Cir. 2013) (quoting Triestman v. Fed. Bureau of Prisons, 470 F.3d 471, 474 (2d Cir. 2006)); see also Tracy v. Freshwater, 623 F.3d 90, 101-02 (2d Cir. 2010) (discussing special rules of solicitude for self-represented litigants). However, even self- represented parties must comply with Rule 8 and the other rules of pleading applicable in all federal cases. See Harnage v. Lightner, 916 F.3d 138, 141 (2d Cir. 2019); see also Wynder v. McMahon, 360 F.3d 73, 79 n.11 (2d Cir. 2004) (â[T]he basic requirements of Rule 8 apply to self-represented and counseled plaintiffs alike.â). II. ALLEGATIONS OF THE AMENDED COMPLAINT The Court accepts the well-pleaded allegations of the Amended Complaint [Doc. #58] as true for purposes of this initial review. On August 14, 2019, plaintiff âwas transferred to Garner Correctional from MacDougall-Walker Correctional as a Level 5 mental health classification inmate[.]â Doc. #58 at 3. After his transfer, plaintiffâs âmental health classification was changed to Level 4â which placed him in the âhotel unitâ -- âthe highest functioning unit for mental health inmates.â Id. On August 16, 2019, Doctor Alim Ramji at âU. Conn Hospitalâ ordered plaintiff â(1) to wear a sling[,] (2) to be cuffed in front[,]â and to be provided â(3) pain relieverâ for plaintiffâs âbroken collarbone[.]â Doc. #58 at 3.2 A. Allegations Related to Excessive Force On August 21, 2019, plaintiff âfiled a PREA claim against MacDougall-Walker Correctional ... for an alleged improper strip searchâ and to challenge a departmental policy regarding strip searches. Id. On that same date, around 8:55 a.m., plaintiff âspoke to defendant Captain Tolmie about how [plaintiff] filed a PREA claim against MacDougall-Walker Correctional[.]â Id. at 3. Plaintiff also told Captain Tolmie that if plaintiff received a disciplinary offense, plaintiff could âbeat the ticket due to non-existent wording in the disciplinary hearing process[.]â Id. On August 21, 2019, at 9:00 a.m., plaintiff âallegedly committed an offenseâ and was instructed to enter his cell, which he did. Id. Plaintiff alleges: âI witnessed defendant Captain Tolmie speak with defendant Lindsey Dickison and upon information and belief defendant Captain Tolmie and Defendant Lindsey Dickison both conspired with each other about how I can beat a ticket and decided to escort me to I.P.M unit[.]â Id. at 2 The Amended Complaint contains allegations related to forced medication and the denial of plaintiffâs First Amendment right to free exercise of religion. The Court addresses those factual allegations within the context of the discussion below. 4 (sic).3 Dickison told plaintiff that he would âhave to go toâ the I.P.M. unit for âmental health purposes[]â because plaintiff was âgetting a class A offenseâ to which his mental health condition had contributed. Doc. #58 at 4. Plaintiff âwas upset with the decisionâ to send him to the I.P.M. unit. Id. Plaintiff âwas not compliantâ with verbal interventions from staff and he refused âto go to I.P.M unit due to inhumane conditions.â Id. (sic). After âmultiple verbal interventions[,]â Plaintiff âwas maliciously and sadistically sprayed onâ the âgenitals whileâ using the toilet âwithout warning for the purpose of causing pain and not for the purpose of restoring control.â Id. at 4, 5. While plaintiff attempted to wash the chemical agent from his genitals, Captain Tolmie sprayed a âsecond burst ontoâ plaintiffâs âpenis and face[,]â and then a âthird burstâ onto plaintiffâs âbuttocks, testicles, arms, and back.â Id. Plaintiff alleges that Captain Tolmie âsprayed an approximately 6 to 8 times.â Id. (sic). Plaintiff alleges: âCaptain Tolmie retaliated against me for filing a PREA claim against D.O.C. employees, and 3 âI.P.M.â is an initialism for the Inpatient Medical Unit. See Doc. #1 at 4, ¶2. that is why defendant Captain Tolmie sprayed the chemical agents onto my genitals to teach me a lesson.â Id.4 Plaintiffâs right arm was in a sling due to a broken collarbone. See Doc. #58 at 5. Plaintiff alleges: âDefendant Vescera and defendant Blekis maliciously and sadistically yanked my slingâ which injured plaintiffâs right shoulder and caused plaintiff âmore painâ than he had been experiencing. Id. Plaintiff alleges that C.O. Vescera and C.O. Blekis âmaliciously and sadistically cuffed my wrist so tight, it caused nerve damage and cut off the circulation of my wrist this caused permanent damage[.]â Id. at 6 (sic). While he was being escorted to the I.P.M unit, plaintiff âwas in extreme painâ from the chemical agent. Id. Plaintiff was taken âto the shower for about 2 to 4 secondsâ to decontaminate, but he was not properly decontaminated. Id. (sic). When plaintiff arrived at his cell in the I.P.M. unit, C.O. Vescera, C.O. Pelliteri, C.O. Blekis, C.O. Palmieri, and C.O. Mendez âviolently strippedâ plaintiff of his clothing. Id. These defendants also cuffed plaintiff behind his back, despite 4 Plaintiff alleges: âTheir was multiple verbal interventions I spoke with defendant(s) Nurse Stedman, Lindsey Dickison, Psych Doctor Kathryn Carhart, Lieutenant Deeb, Captain F. Syed, Captain Hughes, and Captain Tolmie all defendants stated in this paragraph were physically present and personally involved in this incident and could have prevented Captain Tolmie to use excessive force[.]â Doc. #58 at 4 (sic). plaintiff having âa doctors order to be cuffed in front[.]â Id. (sic). Plaintiff alleges that the cuffing caused him âlots of painâ and âpermanent injuryâ to his âcollarbone and wrist[.]â Id. at 6. Plaintiff alleges that âdefendants Vescera, Pelliteri, Blekis, Mendez, and Palmieri was fully aware of my doctors order to be cuffed in front.â Doc. #58 at 7 (sic). Plaintiff ârequested the camera operator defendant Norton take pictures ofâ plaintiffâs âinjuriesâ âbut the defendant Norton ignored ... and disregarded the request[.]â Id. B. Allegations Related to Conditions of Confinement While in the I.P.M. unit, the mattress in plaintiffâs cell was an âillegal size and depth mattressâ and âwas torn open on the side and smelled like urine, body odor, feces, and mold.â Id. The blanket given to plaintiff âwas also dirtyâ and âsmelled like it was soiled with urine.â Id. Plaintiff requested a new mattress and blanket from âI.P.M Correctional Officer Defendant John Doe 1â who âsaid âNo.ââ Id. at 8 (sic). Plaintiff asked âLieutenant John Doe 2 of 1st shift for a shower to remove the chemical agentsâ but John Doe 2 refused the request. Id. (sic). Plaintiff asked Lieutenant John Doe 2 for a replacement mattress and blanket, but John Doe 2 also refused that request. See id. Lieutenant John Doe 2 told plaintiff to talk to Captain Syed, âwho was the unit manager of I.P.M.â Id. Plaintiff next asked âLieutenant John Doe 3 for hand soapâ so that plaintiff could wash his âhands after bowel movements and urinationâ but John Doe 3 ârefused[.]â Id. Plaintiff also asked Lieutenant John Doe 3 for âa replacement mattress and blanket and a pair of shoesâ but John Doe 3 told plaintiff that he is allowed only one mattress and blanket, and pursuant to âprotocolâ inmates on âQ-15 status are not allowed a shower, no soap, no toothpaste & toothbrush, and no shoes and no socks[.]â Doc. #58 at 8-9 (sic). On the night of August 21, 2019, plaintiff âwas forced to go to sleep burning all over [his] body with soiled handsâ and a soiled mattress and blanket. Id. at 9. Plaintiff alleges that he had âtrouble sleeping for 20 daysâ while he was âin and out ofâ the I.P.M. unit. Id. On August 22, 2019, plaintiff requested that Captain Syed provide various toiletries and a shower. Id. Captain Syed responded that âLevel 5 mental health inmates who are on Q-15 status are not allowedâ those items âper policy[.]â Id. Plaintiff alleges: I then requested a replacement mattress and blanket I complained about how the mattress was torn open on the side and had a ticket showing how old the mattress was which showed it was manufactured 2013 and that it smelled like urine, body odor, and feces and it had mold inside of the mattress and it was not the sure chek mattress it was a grey two inch mattress I also requested a new blanket he stated he will tell the officer to replace the mattress but the I.P.M officers never exchanged it. I requested to Defendant Lieutenant John Doe 4 for a mattress he said ânoâ Doc. #58 at 10 (sic). C. Allegations Related to Administrative Remedies Plaintiff alleges that he filed the following âLevel 1 Administrative Remedyâ forms: ï· September 19, 2019, related to the alleged use of excessive force, which was denied by Warden Hannah. See id. at 11. ï· September 20, 2019, related to the deprivation of toiletries while on Q-15 status, to which plaintiff did not receive a response. See id. at 13. ï· September 20, 2019, related to the alleged âforced medication administered by defendant Nurse Ralph[,]â to which plaintiff did not receive a response. Id. at 13. ï· September 20, 2019, against defendants Katheryn Carhart, Lindsey Dickison, and Nurse Stedman âfor failing to intervene [in] the assault and battery of 8/21/19[.]â Id. at 14. Plaintiff alleges that âthis grievance was not responded or filed.â Id. at 14 (sic). ï· September 21, 2019, âagainst defendants Captain F. Syed, Captain Hughes, Lieutenant Deeb who also failed to intervene, prevent, or curb the amount of force being utilized against me this grievance did not get filed or responded.â Id. (sic). ï· September 21, 2019, related to the condition of plaintiffâs mattress and blanket, which was denied by Warden Hannah. See Doc. #58 at 11-12. ï· Related to plaintiffâs attempt to dry smudge in the I.P.M. unit, which was denied by Warden Hannah. See id. at 13. Plaintiff then filed 3 Level 2 Inmate Grievance Appeal to the defendant William Mulligan for (1) excessive force (2) illegal size and depth mattress that was soiled, molded, and old (3) exercising right to practice religion in I.P.M the defendant District Administrator William Mulligan denied all three grievances stating I have exhausted my remedies Id. at 14 (sic). D. âClaims for Reliefâ Plaintiff asserts seven âClaims for Reliefâ: (1) As to âdefendants Tolmie, Vescera, Blekis, Pelliteri, Mendez, Palmieri, Hughes, Deeb, and F. Syed in using excessive force against the plaintiff without need or in failing to intervene, curb, or prevent the misuse of forceâ which âconstituted cruel and unusual punishment in violation of the Eighth Amendment[.]â Id. at 17-18. (2) Assault and battery against defendants Tolmie, Vescera, Blekis, Pelliteri, Mendez, Palmieri, and Norton. See id. at 18. (3) Failure to intervene in the use of excessive force against defendants Carhart, Dickison, and Stedman âconstituted cruel and unusual punishment in violation of the Eighth Amendment[.]â Doc. #58 at 18. (4) As to each of the four John Doe defendants, violation of âthe Eighth Amendmentâ related to âa replacement mattress and blanket and etc.â Id. (sic). (5) As to defendants Nurse Ralph and Dr. Patel, âviolation of the Eighth and Fourteenth Amendmentâ related to the âforced medication against the plaintiff and allowed the plaintiff to be housed in a degrading in a inhumane setting[.]â Id. (sic). (6) As to defendants Hannah and Mulligan, âviolations of the First, Eighth, and Fourteenth Amendmentsâ for failure to âremedy the wrongs of the violations ofâ those amendments. Id. (7) âThe actions of defendants Rollin Cook and Craig G. Burns in placing policy that allows the Warden and District Administer to acknowledge the report but fail to remedy the wrongs as if this policy does not violate inmates constitutional rights all supervising officials are trained under the protocol, regulation, and/or policy of the commissioner and chief mental health officer.â Doc. #58 at 18-19 (sic). Plaintiff seeks various forms of injunctive and monetary relief against all defendants. See generally id. at 19-22. III. DISCUSSION The Amended Complaint asserts numerous claims against the defendants. See generally Doc. #58. Generally, the allegations of the Amended Complaint relate to two overarching issues: (1) the alleged use of excessive force; and (2) the alleged unconstitutional conditions of confinement while plaintiff was held on Q-15 status in the I.P.M. unit. A. Claims against C.O. Norton The Amended Complaint alleges that âcamera operator defendant Nortonâ refused âto take pictures ofâ plaintiffâs injuries resulting from the alleged use of excessive force. Doc. #58 at 7. Plaintiff alleges that C.O. Norton did not follow âprotocol[.]â Id. at 53. It is unclear what claim plaintiff attempts to state against C.O. Norton. Regardless, âallegations that a prison official violated the procedures set forthâ in an administrative or other policy âdo not state a claim of a violation of an inmateâs constitutional rights.â Olivencia v. Pun, No. 3:21CV00739(KAD), 2021 WL 3173137, at *4 (D. Conn. July 27, 2021). Plaintiff does not allege any other way in which defendant Norton allegedly violated plaintiffâs constitutional rights. Accordingly, the Amended Complaint fails to plead sufficient facts to state a claim against C.O. Norton. Accordingly, all claims against C.O. Norton are DISMISSED, without prejudice. B. Retaliation The Amended Complaint reasserts a claim for retaliation in violation of the First Amendment against Captain Tolmie. See Doc. #58 at 5. The original IRO dismissed this claim, without prejudice, because the original Complaint had âfailed to plead sufficient facts to allege that the filing of the PREA claim âwas a substantial or motivating factor for the adverse actions taken byâ Captain Tolmie.â Doc. #35 at 16 (quoting Bennett v. Goord, 343 F.3d 133, 137 (2d Cir. 2003)). The law relevant to the retaliation claim is set forth at some length in the original IRO, and will not be repeated here. See Doc. #35 at 15- 16. The Court will permit the retaliation claim against Captain Tolmie to proceed for further development, based on plaintiffâs claims of Captain Tolmieâs knowledge of plaintiffâs PREA complaint, and the temporal proximity between the alleged filing of the PREA complaint and the adverse action. See Doc. #58 at 3- 4; see also Washington v. Afify, 681 F. Appâx 43, 46 (2d Cir. 2017) (âAlthough ... temporal proximity between protected conduct and an adverse action constitutes circumstantial evidence of retaliation,â the Second Circuit has âconsistently required some further evidence of retaliatory animus before permitting a prisoner to proceed to trial on a retaliation claim.â). The Amended Complaint alleges that Captain Tolmie and Dickison âconspired with each other about how I can beat a ticket and decided to escort me to I.P.M unit[.]â Doc. #58 at 4 (sic). Construing the Amended Complaint liberally, plaintiff seems to allege that Dickison conspired with Captain Tolmie to place plaintiff in the I.P.M. unit. See Doc. #58 at 4. To the extent plaintiff attempts to assert a claim for conspiracy, the Amended Complaint fails to state a claim âbecause [it] contains no specific allegations which, if true, would support [plaintiffâs] theory that a conspiracy existed.â Pugach v. Ventrella, 152 F.3d 920 (2d Cir. 1998). Accordingly, all claims for conspiracy against Captain Tolmie and Dickison are DISMISSED, without prejudice. See Jean-Laurent v. Wilkinson, 540 F. Supp. 2d 501, 508 (S.D.N.Y. 2008) (âComplaints containing only conclusory, vague, or general allegations that the defendants have engaged in a conspiracy to deprive the plaintiff of his constitutional rights are properly dismissed.â (citation and quotation marks omitted)), affâd sub nom. Jean-Laurent v. Wilkerson, 461 F. Appâx 18 (2d Cir. 2012). To the extent that plaintiff attempts to assert a retaliation claim against Dickison, plaintiff has failed to plead sufficient facts to support a claim that Dickison retaliated against plaintiff for any protected speech or conduct. See Shand v. Rodriguez, No. 3:20CV01268(SVN), 2021 WL 5988629, at *6 (D. Conn. Dec. 17, 2021) (âProtected speech or activity includes filing a lawsuit, an administrative complaint, or a prison grievance.â (citation and quotation marks omitted)). Rather, the Amended Complaint merely alleges that Dickison knew plaintiff could âbeat a ticket[.]â Doc. #58 at 4. This is insufficient to support a claim for retaliation, which the Court must approach âwith skepticism and care[.]â Dolan v. Connolly, 794 F.3d 290, 295 (2d Cir. 2015). Accordingly, all claims for retaliation against Dickison are DISMISSED, without prejudice. C. Eighth Amendment Excessive Force The Amended Complaint attempts to reassert three claims for the use of excessive force relating to the: (1) deployment of a chemical agent; (2) tight handcuffing; and (3) strip search. The law relevant to the Eighth Amendment excessive force claim is set forth at some length in the original IRO, and will not be repeated here. See Doc. #35 at 20-21. 1. Chemical Agent The Court previously permitted the claim for excessive force related to the deployment of a chemical agent to proceed for further development against Captain Tolmie in his individual capacity for damages. See Doc. #35 at 21-22, 31-32. The Amended Complaint reasserts that claim, and the Court will again permit it to proceed for further development against Captain Tolmie in his individual capacity for damages. The Amended Complaint also alleges that defendants Nurse Stedman, Dickison, Dr. Carhart, Lieutenant Deeb, Captain Syed, and Captain Hughes âwere physically present and personally involved in this incident and could have prevented Captain Tolmieâ from using excessive force. Doc. #58 at 4. âIt is widely recognized that all law enforcement officials have an affirmative duty to intervene to protect the constitutional rights of citizens from infringement by other law enforcement officers in their presence.â Anderson v. Branen, 17 F.3d 552, 557 (2d Cir. 1994); see also El-Massri v. New Haven Corr. Ctr., No. 3:18CV01249(CSH), 2018 WL 4604308, at *6 (D. Conn. Sept. 25, 2018) (âAn official may ... be liable for failing to intercede where he or she observes excessive force is being used or has reason to know that it will be.â (citation and quotation marks omitted)). Liability for failure to intervene âmay attach only when (1) the officer had a realistic opportunity to intervene and prevent the harm; (2) a reasonable person in the officerâs position would know that the victimâs constitutional rights were being violated; and (3) the officer does not take reasonable steps to intervene.â Jean-Laurent, 540 F. Supp. 2d at 512. For purposes of initial review, the allegations of the Amended Complaint are sufficient to state a claim for failure to intervene against Nurse Stedman, Dickison, Dr. Carhart, Lieutenant Deeb, Captain Syed, and Captain Hughes, each of whom was allegedly present when Captain Tolmie deployed the chemical agent numerous times, and each of whom did nothing to intervene. Accordingly, the Court will permit this claim to proceed for further development against defendants Nurse Stedman, Dickison, Dr. Carhart, Lieutenant Deeb, Captain Syed, and Captain Hughes, in their individual capacities for damages. 2. Handcuffs The Amended Complaint reasserts claims for excessive force based on tight handcuffing. See Doc. #58 at 5-7. The original IRO dismissed these claims, without prejudice, for failure to state a claim. See Doc. #35 at 22-24. As stated in the original IRO: âThere is consensus among courts in this circuit that tight handcuffing does not constitute excessive force unless it causes some injury beyond temporary discomfort.â Shehan v. Erfe, No. 3:15CV01315(MPS), 2017 WL 53691, at *10 (D. Conn. Jan. 4, 2017) (citation and quotation marks omitted). â[T]o sufficiently plead an excessive force claim based upon tight handcuffing, the plaintiff must allege more than a temporary injury.â Burroughs v. Mitchell, 325 F. Supp. 3d 249, 270 (N.D.N.Y. 2018). Id. at 22-23. The Amended Complaint alleges: âDefendants Vescera and Blekis maliciously and sadistically cuffed my wrist so tight, it caused nerve damage and cut off the circulation of my wrist this caused permanent damage[.]â Doc. #58 at 6 (sic). Based on these allegations, and for purposes of initial review only, the Court will permit the excessive force claim related to tight handcuffing to proceed for further development against C.O. Vescera and C.O. Blekis, in their individual capacities for damages. The Amended Complaint alleges that during the above- described cuffing, C.O. Vescera and C.O. Blekis âmaliciously and sadistically yankedâ plaintiffâs sling, injuring plaintiffâs right shoulder and causing him pain. Doc. #58 at 5. These conclusory allegations do not cure the deficiencies identified in the original IRO. See Doc. #35 at 23-24. Accordingly, the excessive force claim against C.O. Vescera and C.O. Blekis related to the alleged âyankâ on plaintiffâs sling is DISMISSED, without prejudice. The original Complaint alleged: âDefendants Vesera, Pelliteri, Blekis, Mendez, Palmieri, put my wrist all the way in the back towards the back of my neck of which I have a doctors order to be cuffed in the front this cause lots of pain.â Doc. #1 at 5, ¶9 (sic). The original IRO dismissed the claims relating to these allegations without prejudice because the original Complaint did ânot allege facts from which it could be inferred that Vesera, Pelliteri, Blekis, or Mendez subjected plaintiff to excessive force, and did so maliciously and sadistically. Nor are there any allegations that any defendant was aware of the doctorâs front cuffing order.â Doc. #35 at 24 (sic) (citation and quotation marks omitted). The Amended Complaint now alleges that while conducting the strip search described below, defendants C.O. Vescera, C.O. Pelliteri, C.O. Palmieri, C.O. Blekis, and C.O. Mendez âplaced my wrist in the back of me bending my arms awkwardly to the back of my neckâ despite plaintiff having âa doctors order to be cuffed in front this cause lots of painâ and âpermanent injury to my collarbone and wrist.â Doc. #58 at 6 (sic). The Amended Complaint also now alleges that âdefendants Vescera, Pelliteri, Blekis, Mendez, and Palmieri was fully aware of my doctors order to be cuffed in front.â Id. at 7 (sic). âMerely handcuffing a suspect and requiring h[im] to place h[is] hands behind h[is] back is not a constitutional violation.â Lloyd v. City of New York, 246 F. Supp. 3d 704, 724 (S.D.N.Y. 2017). Here, however, the Amended Complaint alleges that each of these defendants was aware of the doctorâs order to handcuff plaintiff in the front, and that plaintiff suffered permanent injury to his collarbone and wrist because of the handcuffing. For initial review purposes only, the Court will permit the Eighth Amendment claim related to the handcuffing to proceed for further development against C.O. Vescera, C.O. Pelliteri, C.O. Blekis, C.O. Mendez, and C.O. Palmieri in their individual capacities for damages. 3. Strip Search The original Complaint alleged that upon reaching the I.P.M. unit, âdefendants Vesera, Pelliteri, Blekis, Palmieri, Mendez violently strippedâ plaintiff of his clothing and plaintiff felt as though he âwas being raped and violated.â Doc. #1 at 5, ¶8 (sic). The original IRO dismissed, without prejudice, all Eighth Amendment claims related to the strip search for failure to state a claim. See Doc. #35 at 24-25. The Amended Complaint now alleges: âDefendants Vescera, Pelliteri, Blekis, Palmieri, Mendez maliciously and sadistically and violently stripped me of my clothing it felt as if I was being raped and violated while they had physically had their hands on my body[.]â Doc. #58 at 6 (sic). These allegations, like those in the original Complaint, fail to support an Eighth Amendment violation arising from the strip search. The allegations of the Amended Complaint again establish that the strip search was âincidental to legitimate official duties[,]â and was not undertaken âto arouse, or gratify the officer or humiliate the inmate.â Green v. Martin, 224 F. Supp. 3d 154, 168 (D. Conn. 2016). Indeed, an attachment to the Amended Complaint signed by Captain Syed states: âControl strip searches in IPM1 IPM2 RHU is the standard at Garner C.I.â Doc. #58 at 25 (sic). Accordingly, all Eighth Amendment claims related to the strip search are DISMISSED, without prejudice. D. Eighth Amendment Conditions of Confinement â Unsanitary Blanket and Mattress The original Complaint attempted to assert a claim for unconstitutional conditions of confinement with respect to the condition of plaintiffâs mattress and blanket while he was held in the I.P.M. unit. See generally Doc. #1 at 6, ¶¶12-13. The original IRO dismissed that claim, without prejudice, because: (1) the allegations of the original Complaint failed to implicate any named defendant; and (2) there were no allegations satisfying the subjective element of this claim. See generally Doc. #35 at 17-20. The Amended Complaint attempts to reassert this claim against four John Doe defendants and Captain Syed. See generally Doc. #58 at 8-10. The law relevant to the Eighth Amendment conditions of confinement claim is set forth at some length in the original IRO, and will not be repeated here. See Doc. #35 at 18-20. The Amended Complaint alleges that plaintiff was held in the I.P.M. unit for approximately twenty days, during which time he had âtrouble sleeping[.]â Doc. #58 at 9; see also id. at 10. For initial review purposes, the Court will assume, without deciding, that plaintiff has alleged facts sufficient to support the objective element of this claim related to the deprivation of sanitary mattress and blanket. See Doc. #35 at 19. As to the subjective prong, however, âplaintiff must show that the defendant acted with more than mere negligence. To constitute deliberate indifference, the prison official must know of, and disregard, an excessive risk to inmate health or safety.â Walker v. Schult, 717 F.3d 119, 125 (2d Cir. 2013) (citation and quotation marks omitted). Plaintiff alleges that he requested a new blanket and mattress from each of the John Doe defendants during the first two days of his confinement in I.P.M. See generally Doc. #58 at 8-10. Based on the very short time period that plaintiff was exposed to the alleged unsanitary mattress and blanket when he asked these specific defendants for replacements, the Amended Complaint fails to allege that the John Doe defendants knew of, and disregarded, an excessive risk to plaintiffâs health or safety. Similarly, plaintiff alleges that he spoke to Captain Syed about the condition of his mattress and blanket, and Captain Syed stated that âhe will tell the officer to replace the mattress[.]â Id. at 10. Although the replacement mattress did not arrive as stated, the allegations of the Amended Complaint are that Captain Syed took steps to remedy the situation, rather than disregarding it. At most, Captain Syed could be said to have negligently failed to follow up on plaintiffâs request. Accordingly, plaintiffâs Eighth Amendment conditions of confinement claim related to the conditions of his mattress and blanket while he was housed in the I.P.M. unit is DISMISSED, without prejudice, as to the John Doe defendants and Captain Syed. E. Eighth Amendment Conditions of Confinement â Deprivation of Toiletries The Amended Complaint alleges that plaintiff was deprived of various toiletries (hand soap, toothbrush, and toothpaste) while held in the I.P.M. unit. See Doc. #58 at 8-10. Plaintiff alleges that he requested these items from John Doe 3 and from Captain Syed, each of whom declined the request. See id. at 8-9. Plaintiff alleges that John Doe 3 stated that while on Q-15 status, an inmate is ânot allowedâ to have soap, toothpaste, or a toothbrush. Id. at 9. Captain Syed also told plaintiff that âLevel 5 mental health inmates who are on Q-15 status are not allowed handsoap, toothbrush & toothpaste, socks and shoes, nor a shower per policy[.]â Id. (sic). The law relevant to the Eighth Amendment conditions of confinement claim is set forth at some length in the original IRO, and will not be repeated here. See Doc. #35 at 18. The Second Circuit has ârecognized that deprivation of toiletries, and especially toilet paper, can rise to the level of unconstitutional conditions of confinement[.]â Trammell v. Keane, 338 F.3d 155, 165 (2d Cir. 2003). The allegations of the Amended Complaint, however, do not rise to such a level. Deprivation of other toiletries [not toilet paper] for approximately two weeks â while perhaps uncomfortable â does not pose such an obvious risk to an inmateâs health or safety to suggest that the defendants were aware of facts from which the inference could be drawn that a substantial risk of serious harm existed, and that they also drew the inference. Id. (citation and quotation marks omitted). The allegations of the Amended Complaint in fact suggest that John Doe 3 and Captain Syed were acting according to policy and did not have the authority to provide plaintiff with the toiletries as requested. There is no indication that either John Doe 3 or Captain Syed disregarded an âobvious riskâ to plaintiffâs health from the denial of soap, toothpaste, and a toothbrush. Accordingly, plaintiffâs Eighth Amendment conditions of confinement claim related to the deprivation of toiletries while he was housed in the I.P.M. unit is DISMISSED, without prejudice. F. Eighth Amendment Conditions of Confinement â Denial of Shower Construing the Amended Complaint liberally, plaintiff appears to assert a claim related to the alleged failure to properly decontaminate him after the deployment of the chemical agent. See Doc. #58 at 6-7. The Amended Complaint alleges that although plaintiff âwas escorted to the shower for about 2 to 4 secondsâ to decontaminate, plaintiff was not properly decontaminated because his clothes remained on. Id. at 6 (sic). The Amended Complaint alleges that plaintiff asked John Doe 2 for permission to properly decontaminate, but John Doe 2 refused the request. See id. at 8. Plaintiff also asked John Doe 3 for permission to shower, but John Doe 3 stated that while on Q-15 status, an inmate is ânot allowedâ to shower. Id. at 9. The Amended Complaint alleges that on August 21, 2019, plaintiff âwas forced to go to sleep burning all over my body[.]â Id. The next day, on August 22, 2019, plaintiff asked Captain Syed for permission to shower; Captain Syed also told plaintiff that âLevel 5 mental health inmates who are on Q-15 status are not allowed ... a shower per policy[.]â Id. The Amended Complaint fails to state a claim for unconstitutional conditions of confinement related to the denial of a shower. The Amended Complaint does not adequately allege the subjective component of the claim. First, there are no allegations that plaintiff requested permission to shower from John Doe 3 or Captain Syed for decontamination purposes, or that plaintiff informed either defendant that he was in pain from prolonged exposure to the chemical agent. Second, although plaintiff requested permission to shower from John Doe 2 for decontamination purposes, there are no allegations that John Doe 2 was aware that the prior effort to decontaminate plaintiff was unsuccessful or that plaintiff was in pain from continued exposure to the chemical agent. On the facts alleged, there is no indication that John Doe 2, John Doe 3, or Captain Syed knew of, and disregarded, an excessive risk to plaintiffâs health or safety. See Walker, 717 F.3d at 125; see also Deegan v. Doe #1, No. 3:19CV01356(MPS), 2019 WL 5964816, at *5 (D. Conn. Nov. 13, 2019) (âThe plaintiff alleges that he suffered pain due to the inadequate attempts to decontaminate him. There are no allegations that the plaintiff made Lieutenant #3 aware that the other employeesâ attempts were inadequate or informed Lieutenant #3 that he continued to suffer from pain as a result of the chemical agent. Thus, as alleged, the facts do not state a claim that after the initial attempt to decontaminate the plaintiff, Lieutenant #3 was aware of and disregarded a substantial risk of harm to his health.â). Accordingly, all Eighth Amendment claims against John Doe 2, John Doe 3, and Captain Syed related to the denial of a shower are DISMISSED, without prejudice. G. Forced Medication Sometime during the above-referenced events, Nurse Ralph, at the direction of Dr. Patel, allegedly âforcedâ plaintiff âto take medicationâ by means of â3 intra-muscular shots Thorazine, Benadryl, and Haldolâ without a âpanel hearingâ and âpossibly for disciplinary purposes[.]â Doc. #58 at 7 (sic). Inmates have âa significant liberty interest in avoiding the unwanted administration of antipsychotic drugs under the Due Process Clause of the Fourteenth Amendment.â Washington v. Harper, 494 U.S. 210, 221â22 (1990). âThat right, however, is not absolute. The Due Process Clause permits the State to treat a prison inmate who has a serious mental illness with antipsychotic drugs against his will, if the inmate is dangerous to himself or others and the treatment is in the inmateâs medical interest.â Riddick v. Chevalier, No. 3:11CV01555(SRU), 2013 WL 4823153, at *3 (D. Conn. Sept. 9, 2013). âCourts applying Harper in the context of a single administration of antipsychotic medication in response to an emergency situation have relied on the opinion of the doctor administering the medication. ... Several district courts also have held that isolated emergency administration of antipsychotic medication without a hearing does not violate due process.â Id. The allegations of the Amended Complaint indicate that the administration of these medications was an âisolated emergency administrationâ in response to plaintiff presenting a danger to himself and/or correctional facility staff. Id. The Amended Complaint alleges that plaintiff was transferred to Garner âas a level 5 mental health classification inmate due to mental health purposes.â Doc. #58 at 3. Plaintiff was âupsetâ with the decision to place him in the I.P.M. unit. Id. at 3, 4. Plaintiff concedes that he âwas not compliant and refuse[d] to goâ to the I.P.M. unit, and that there were âmultiple verbal interventionsâ before Captain Tolmie deployed the chemical agent. Id. at 4. Plaintiff explained on an Inmate Request Form that he was in the I.P.M. for âacting âunsafeâ[.]â Id. at 25; see also id. at 43 (âInmates are not arbitrarily placed on Mental Health Observation Status; this is done for the inmateâs safety whom has demonstrated a threat to their own wellbeing.â (sic)). Based on the allegations of the Amended Complaint, Dr. Patelâs decision âto administer a single dose of antipsychotic medication was an appropriate response to an emergency situation where [plaintiff] was a danger to himself[]â or to others. Riddick, 2013 WL 4823153, at *3; see also Batts v. Boganoff, No. 3:04CV01191(MRK)(WIG), 2005 WL 3543774, at *6 (D. Conn. Dec. 8, 2005) (âAn inmateâs interests are adequately protected, and perhaps better served, by allowing the decision to medicate to be made by medical professionals rather than a judge.â (citation and quotation marks omitted)). Accordingly, plaintiff has failed to state claim for a violation of his Fourteenth Amendment rights based on the forced administration of anti-psychotic medication. Therefore, this claim is DISMISSED, without prejudice.5 H. Assault and Battery âTo establish a claim for assault and battery, plaintiff must prove that defendants applied force or violence to h[im] and that the application of force or violence was unlawful.â Williams v. Lopes, 64 F. Supp. 2d 37, 47 (D. Conn. 1999). At this stage, and based on the excessive force claims permitted to go forward, the Court will permit the assault and battery claim to proceed against Captain Tolmie, C.O. Vescera, C.O. Pelliteri, 5 Plaintiff alleges that he was forcibly medicated âpossibly for disciplinary purposes[.]â Doc. #58 at 7. This conclusory and speculative allegation is insufficient to state a claim for a constitutional violation as to Nurse Ralph or Dr. Patel. C.O. Blekis, C.O. Palmieri, and C.O. Mendez for further development of the record. See Outlaw v. City of Hartford, No. 3:07CV01769(GWC), 2015 WL 13646918, at *1 (D. Conn. May 5, 2015) (âThe essential elements of a Fourth Amendment excessive-force claim and a state-law assault-and-battery claim are substantially identical.â) (citations and quotation marks omitted)). The Court will also permit this claim to proceed against Nurse Ralph related to the alleged forcible medication. See Washington v. Glucksberg, 521 U.S. 702, 725 (1997) (acknowledging the âcommon-law rule that forced medication was a batteryâ); Doe v. Town of W. Hartford, No. HHD-X-04-CV- 106012130-S, 2012 WL 1292589, at *4 (Conn. Super. Ct. Mar. 21, 2012) (allegations of forced medication stated claim for assault and battery under Connecticut law). To the extent plaintiff attempts to assert any state law claims for assault and battery against the other named defendants, those claims are DISMISSED, without prejudice. I. Free Exercise Claim The original IRO construed the original Complaint as attempting to assert a First Amendment free exercise claim. See Doc. #35 at 8. The original IRO dismissed this claim, without prejudice to filing in a separate, properly pleaded lawsuit, because it was misjoined with plaintiffâs Eighth Amendment claims. See id. at 9-11. The original Complaint did ânot contend that the denial of [plaintiffâs] ability to engage in ... religious activity occurred while he was subject to the conditions of confinement complained of in the I.P.M.â Id. at 10. The Amended Complaint, however, now alleges that plaintiff asked Captain Syed and Captain Hughes if he could dry smudge in the I.P.M. unit but âthey both said âNoâ and statedâ plaintiff could ânot practiceâ his âparticular religionâ in the I.P.M. unit. Doc. #58 at 10 (sic). Plaintiff alleges that he filed an administrative remedy form directed to this deprivation, which Warden Hannah denied âstating mental health 5 inmates are unable to access religious artifacts in I.P.M[.]â Id. at 13 (sic). Because the allegations of the Amended Complaint appear to cure the previously identified misjoinder, the Court considers whether the Amended Complaint alleges sufficient facts to state a First Amendment free exercise claim. Prisoners have long been understood to retain some measure of the constitutional protection afforded by the First Amendmentâs Free Exercise Clause. Balanced against the constitutional protections afforded prison inmates, including the right to free exercise of religion, however, are the interests of prison officials charged with complex duties arising from administration of the penal system. Ford v. McGinnis, 352 F.3d 582, 588 (2d Cir. 2003) (citations and quotation marks omitted). âUnder the First Amendment, a prison policy that burdens the free exercise of religion passes constitutional muster if it is reasonably related to legitimate penological interests.â Kole v. Lappin, 551 F. Supp. 2d 149, 154 (D. Conn. 2008) (citation and quotation marks omitted). âTo prevail on a First Amendment claim, a plaintiff must show that he has a sincerely held religious belief, that it was substantially burdened, and that defendantsâ conduct was not reasonably related to some legitimate penological interest.â Barnes v. Furman, 629 F. Appâx 52, 55 (2d Cir. 2015).6 The Court first considers âwhether the practice asserted is religious in the personâs scheme of beliefs, and whether the belief is sincerely held[.]â Farid v. Smith, 850 F.2d 917, 926 (2d Cir. 1988). âOur scrutiny extends only to whether a claimant sincerely holds a particular belief and whether 6 It is unclear whether the âsubstantial burdenâ element remains viable. See Holland v. Goord, 758 F.3d 215, 220 (2d Cir. 2014) (âIt has not been decided in this Circuit whether, to state a claim under the First Amendmentâs Free Exercise Clause, a prisoner must show at the threshold that the disputed conduct substantially burdens his sincerely held religious beliefs.â (citation and quotation marks omitted)); see also Brandon v. Kinter, 938 F.3d 21, 32 n.7 (2d Cir. 2019) (âOur Circuit has not yet decided whether the substantial burden requirement remains good law after the Supreme Courtâs decision in Employment Division v. Smith, 494 U.S. 872, 887 (1990).â). The Court does not reach this issue because plaintiff has not alleged any facts establishing his religious beliefs. the belief is religious in nature.â Jolly v. Coughlin, 76 F.3d 468, 476 (2d Cir. 1996). The Amended Complaint contains no allegations concerning what religion plaintiff was attempting to practice, whether his religious beliefs are sincerely held, or why the actions of defendants burdened his religious exercise. Plaintiff merely alleges that he requested to âdry smudgeâ while in the I.P.M. unit, and his request was denied. Doc. #58 at 10. Based on these bare facts, plaintiff has failed to state a First Amendment free exercise claim. Accordingly, this claim is DISMISSED, without prejudice, as to Captain Syed and Captain Hughes. J. Supervisory Defendants and Policies The original IRO dismissed all individual capacity claims against defendants Warden Hannah, Mulligan, and Cook, for failure to adequately allege their personal involvement in the alleged Eighth Amendment violations. See Doc. #35 at 11-15. The law relevant to personal involvement is set forth at some length in the original IRO, and will not be repeated here. See id. at 11-12. 1. Warden Hannah and Mulligan The Amended Complaint again alleges that Warden Hannah denied several of plaintiffâs grievances related to the events described in the Amended Complaint. See Doc. #58 at 11-14. Similarly, the Amended Complaint again alleges that Mulligan denied plaintiffâs administrative appeals related to: (1) the use of excessive force; (2) the condition of plaintiffâs mattress and blanket while in the I.P.M. unit; and (3) the denial of plaintiffâs request to dry smudge while in the I.P.M. unit. See id. at 14. As explained in the original IRO, such allegations are generally insufficient to allege personal involvement for purposes of a section 1983 claim. See Doc. #35 at 13-14. The Amended Complaint now alleges that Warden Hannah and Mulligan âfailed to remedy the wrongâ as to: (1) the use of excessive force; (2) the condition of his mattress and blanket while in the I.P.M. unit; and (3) the denial of plaintiffâs request to dry smudge while in the I.P.M. unit. Id. at 11-13; see also id. at 14-15 (Mulligan âfailed to remedy the wrong as this facility still utilize inappropiate excessive force of chemical agents against mentally ill inmates this facility still has illegal size and depth mattress that are old, molded, and soiled and this facility still does not allow a I.P.M inmate to practice religion.â (sic)). âA supervisory official who reviews a grievance is personally involved in an ongoing constitutional violation if he is confronted with a situation that he can remedy directly.â Gawlik v. Quiros, No. 3:21CV01549(SALM), 2022 WL 2065042, at *8 (D. Conn. June 8, 2022) (citations and quotation marks omitted). The Amended Complaint fails to state a claim against Warden Hannah and Mulligan because there are no allegations that either defendant participated in the alleged constitutional violations, or that the alleged constitutional violations were ongoing as to plaintiff specifically. See Burton v. Lynch, 664 F. Supp. 2d 349, 360 (S.D.N.Y. 2009) (â[A]n alleged constitutional violation complained of in a grievance must be ongoing in order to find personal involvement, such that the supervisory official who reviews the grievance can remedy it directly.â (citation and quotation marks omitted)). Rather, plaintiff alleges generally that there were ongoing, systemic issues in the facility, that were not affecting him directly at the time he wrote the grievances. Indeed, plaintiff submitted his grievances and appeals related to these issues after he was released from the I.P.M. unit. See, e.g., Doc. #58 at 27, 40, 43, 47, 51 (grievances and appeals submitted by plaintiff regarding the alleged constitutional violations that occurred while plaintiff was held in I.P.M., all of which are dated after his release from I.P.M.). Thus, the violations plaintiff complained of regarding the I.P.M. conditions were no longer ongoing as to plaintiff specifically when he complained to Warden Hannah and Mulligan. Accordingly, all claims asserted against Warden Hannah and Mulligan in their individual capacities for monetary damages are DISMISSED, for lack of personal involvement. See Muniz v. Cook, No. 3:20CV01533(MPS), 2021 WL 5919818, at *6 (D. Conn. Dec. 15, 2021) (collecting cases).7 2. Former Commissioner Cook and Dr. Burns The Amended Complaint attempts to personally implicate Former Commissioner Cook and Dr. Burns in the alleged constitutional violations based on their purported involvement in enacting certain protocols or policies. See Doc. #58 at 15- 16. The allegations of the Amended Complaint reiterate the allegations of the original Complaint, albeit in a more sophisticated manner: Former Commissioner Cook â and, now, Dr. Burns as well -- should be held liable merely because of their supervisory roles. This fails for several reasons. First, the Amended Complaint repeatedly alleges the existence of the policies âupon information and belief.â Id. at 7 The Amended Complaint alleges, â[u]pon information and belief[,]â that âthere is a discriminatory practiceâ that does not allow an inmate to press charges against a correctional officer for assault, but does allow a correctional officer to press charges against an inmate for assault. Doc. #58 at 12. The Court does not construe these allegations as asserting any cognizable civil claim. 58. This is not a magic phrase that can transform pure speculation into actionable fact. For example, the Amended Complaint alleges: âUpon information and belief defendants Rollin Cook and Craig G. Burns made protocol to allow lieutenants and captains to use inappropriate use of chemical agents against an inmate until he submit to restraintsâ and to âuse inappropriate use of chemical agents and physical force against a mentally ill inmate who is unaware of his actions while mentally incapacitated.â Id. at 15 (sic). These allegations are in direct conflict with Administrative Directive 6.5, which sets âforth the circumstances under which correctional staff are authorized to use physical and/or deadly force in the performance of their duties.â8 Additionally, it bears noting that this Administrative Directive was promulgated before Cook was sworn into office as Commissioner of the D.O.C. on January 1, 2019. Accordingly, the Amended Complaint fails to state a claim against either Cook or Dr. Burns related to the deployment of the chemical agent. 8 State of Connecticut Department of Correction, Administrative Directive 6.5, (Oct. 10, 2018) https://portal.ct.gov/- /media/DOC/Pdf/Ad/AD06/AD0605.pdf. âThe Court can take judicial notice of the State of Connecticut Administrative Directives on the Department of Correctionâs website.â Chambers v. Johnpierre, No. 3:14CV01802(VAB), 2016 WL 5745083, at *3 n.4 (D. Conn. Sept. 30, 2016). The Amended Complaint also alleges that Cook permitted Warden Hannah and Mulligan âto allow Garner Correctional to have old mattressesâ and Dr. Burns permitted âonly one blanket to cover the body and no blanket to cover the mattress[.]â Doc. #58 at 15. Plaintiff alleges that Cook and Dr. Burns âwere personally involved by in placing policy to allow the warden and district administrator to deny the grievance as if it is protocol.â Id. (sic) (emphasis added); see also id. at 15-16. By alleging that these defendants âallow[ed]â Warden Hannah and Mulligan to take certain actions, plaintiff seeks to hold Cook and Dr. Burns liable simply because they are supervisory officials, which is insufficient to give rise to a section 1983 claim. See Smart v. Annucci, No. 19CV07908(CS), 2021 WL 260105, at *5 (S.D.N.Y. Jan. 26, 2021) (âMerely being in the chain of command is not enough to satisfy [the personal involvement] standard. ... Failing to correct another officerâs violation does not suffice.â (citations omitted)). In sum, the Amended Complaintâs conclusory allegations fail to establish that Cook or Dr. Burns âpromulgated an unconstitutional policy with a culpable mental stateâ in regard to the alleged insufficient mattress and blanket. Stone #1 v. Annucci, No. 20CV01326(RA), 2021 WL 4463033, at *8 (S.D.N.Y. Sept. 28, 2021). The Amended Complaint next alleges: Upon information and belief defendants Rollin Cook and Craig G. Burns to allow Warden Amonda Hannah and District Administrator William Mulligan to systematically deny grievances and trained them to refuse to remedy the wrong on a inmate rights to practice religion and has been personally involved by in placing policy to deny the inmates rights to practice religion in I.P.M[.] Doc. #58 at 15-16 (sic). For reasons previously stated, these conclusory allegations fail to establish that Cook or Dr. Burns, through their âown individual actions,â have âviolated the Constitution.â Iqbal, 556 U.S. at 676. âPlaintiff has not alleged facts indicating thatâ either Cook or Dr. Burns âcreated, or allowed the continuance of a policy, while conscious that such policy posed a substantial risk of serious harm to Plaintiff.â Sosa v. Richeson, No. 3:21CV00927(VLB), 2022 WL 462410, at *10 (D. Conn. Feb. 15, 2022). Accordingly, all claims asserted against Cook and Dr. Burns in their individual capacities for monetary damages are DISMISSED, without prejudice, for lack of personal involvement and for failure to state a claim. K. Requests for Injunctive Relief Plaintiff requests that the Court issue the following injunctive relief against defendants in their official capacities: 1. This Complaint and lawsuit not only affects the plaintiff but the entire mental health population, to allow injunctive relief for the entire mental health population. 2. To reprimand and suspend Tolmie, Vescera, Pelliteri, Blekis, Mendez, and Palmieri, and Norton for 7 to 14 days without pay[.] 3. To provide the mental health population and entire facility new mattresses for Garner Correctional new mattresses that is in accordance of law[.] 4. To allow I.P.M Q-15 status to take showers, to access liquid soap, to be monitored to use a toothbrush, and to give them shoes as this affects the entire mental health population who will get on Q-15 status in I.P.M unit the future and presently[.] 5. To allow I.P.M inmates to practice their religion whether Muslim, Native American, or whatever religion as they should possess a praying rug or some type of religious artifact as this affects the entire mental health population who will get on Q-15 status in I.P.M unit in the future, and presently[.] 6. To limit the amount of force against a mental health inmate as some or all inmates may be mentally incapacitated or have abnormal thinking, limiting the amount of chemical agents or physical force to a submissive inmate who is unaware of his actions or possibly change policy for the use of chemical agents being used on a mental health inmate. 7. To do a panel hearing on all mentally ill inmates before forcing medication[.] 8. To allow inmates to press criminal charges against an officer or staff for assault & battery as this affects the entire population for incarcerated individuals. 9. To allow inmates to shower to remove chemical agents from their body as this affects the entire population for incarcerated individuals. Doc. #58 at 19-20 (sic). Plaintiff brings the Amended Complaint only on his own behalf. âProspective relief in any civil action with respect to prison conditions shall extend no further than necessary to correct the violation of the Federal right of a particular plaintiff or plaintiffs.â 18 U.S.C. §3626(a)(1)(A) (emphases added). âThe PLRA provides that the Court shall not grant any prospective relief unless it finds that âsuch relief is narrowly drawn, extends no further than necessary to correct the violation of [the] Federal right, and is the least intrusive means necessary to correct the violation of the federal right.ââ Webb v. Goord, 197 F.R.D. 98, 103 (S.D.N.Y. 2000) (quoting 18 U.S.C. §3626(a)(1)(A)). The injunctive relief sought by plaintiff is overbroad because it âextends ... further than necessary to correctâ the alleged violation of plaintiffâs constitutional rights. Id. Plaintiff seeks injunctive relief that would require systemic changes across the Department of Correction. This is not âthe least intrusive means necessary to correctâ the alleged violations of plaintiffâs constitutional rights. 18 U.S.C. §3626(a)(1)(A). Plaintiffâs âproposed remedy is far broader than necessary to correct the alleged violation of his rights.â Barrington v. New York, 806 F. Supp. 2d 730, 750 (S.D.N.Y. 2011). Plaintiff has failed to establish sufficient grounds for the injunctive relief sought, which includes systemic changes not directly related to plaintiffâs needs. Finally, â[a] claim for injunctive relief against a defendant in his or her official capacity may proceed only to the extent that the defendant named has the authority to remedy the alleged ongoing constitutional violation.â Germano v. Quiros, No. 3:22CV00600(SALM), 2022 WL 3027864, at *8 (D. Conn. Aug. 1, 2022). The majority of the defendants named are line correctional staff and do not have the authority to remedy any alleged systemic constitutional violations, none of which are alleged to be ongoing as to plaintiff specifically. Accordingly, all claims against defendants in their official capacities for injunctive relief are DISMISSED, without prejudice. IV. CONCLUSION AND ORDERS The Court enters the following orders: The Court finds that this case may proceed to service of process on the claims for (1) excessive force in violation of the Eighth Amendment related to the deployment of chemical agent, against Captain Tolmie, in his individual capacity for damages; (2) retaliation in violation of the First Amendment, against Captain Tolmie, in his individual capacity, for damages; (3) failure to intervene to prevent the use of excessive force, against Nurse Stedman, Dickison, Dr. Carhart, Lieutenant Deeb, Captain F. Syed, and Captain Hughes, in their individual capacities for damages; (4) excessive force in violation of the Eighth Amendment related to tight handcuffing, against C.O. Vescera and C.O. Blekis; (5) excessive force in violation of the Eighth Amendment related to handcuffing behind the back, against C.O. Vescera, C.O. Pelliteri, C.O. Blekis, C.O. Mendez, and C.O. Palmieri in their individual capacities for damages; and (6) state law assault and battery claims against Captain Tolmie, C.O. Vescera, C.O. Pelliteri, C.O. Blekis, C.O. Palmieri, C.O. Mendez, and Nurse Ralph, in their individual capacities for damages. All claims asserted against C.O. Norton are DISMISSED, without prejudice. All First Amendment retaliation claims against Dickison are DISMISSED, without prejudice. All conspiracy claims against Dickison and Captain Tolmie are DISMISSED, without prejudice. All Eighth Amendment excessive force claims related to the strip search are DISMISSED, without prejudice. All Eighth Amendment conditions of confinement claims related to plaintiffâs soiled mattress and blanket, the deprivation of toiletries, and the denial of a shower are DISMISSED, without prejudice. All Fourteenth Amendment claims related to forcible medication are DISMISSED, without prejudice. All claims for assault and battery against defendants Cook, Mulligan, Hannah, Dr. Burns, Dr. Patel, Captain Syed, Lieutenant Deeb, Dr. Carhart, Dickison, Norton, John Doe 1, John Doe 2, John Doe 3, and John Doe 4 are DISMISSED, without prejudice. All First Amendment claims related to plaintiffâs free exercise of religion are DISMISSED, without prejudice. All claims against Warden Hannah, Mulligan, Cook, and Dr. Burns, are DISMISSED, without prejudice, for lack of personal involvement and/or for failure to state a claim. All claims for injunctive relief against defendants in their official capacities are DISMISSED, without prejudice. Plaintiff may respond to this Order in one of two ways: OPTION 1: Plaintiff may proceed immediately to service of process on the claims for (1) excessive force in violation of the Eighth Amendment related to the deployment of chemical agent, against Captain Tolmie, in his individual capacity for damages; (2) retaliation in violation of the First Amendment, against Captain Tolmie, in his individual capacity, for damages; (3) failure to intervene to prevent the use of excessive force, against Nurse Stedman, Dickison, Dr. Carhart, Lieutenant Deeb, Captain F. Syed, and Captain Hughes, in their individual capacities for damages; (4) excessive force in violation of the Eighth Amendment related to tight handcuffing, against C.O. Vescera and C.O. Blekis; (5) excessive force in violation of the Eighth Amendment related to handcuffing behind the back, against C.O. Vescera, C.O. Pelliteri, C.O. Blekis, C.O. Mendez, and C.O. Palmieri in their individual capacities for damages; and (6) state law assault and battery claims against Captain Tolmie, C.O. Vescera, C.O. Pelliteri, C.O. Blekis, C.O. Palmieri, C.O. Mendez, and Nurse Ralph, in their individual capacities for damages. If plaintiff selects this option, he shall file a Notice on the docket on or before January 13, 2023, informing the Court that he elects to proceed with service as to the remaining defendants. The Court will then immediately begin the effort to serve process on the remaining defendants in their individual capacities. Or, in the alternative: OPTION 2: Plaintiff may file a Second Amended Complaint, correcting the deficiencies identified in this Order. Plaintiff is advised that any Second Amended Complaint will completely replace the prior Amended Complaint in the action. No portion of the Amended Complaint [Doc. #58] will be incorporated into the Second Amended Complaint by reference, or considered by the Court. Plaintiff must identify all defendants against whom he asserts his claims in the caption of the Second Amended Complaint, and indicate as to each defendant whether the claims are brought against him or her in his or her official or individual capacity, or both. He must also specifically describe the factual allegations against any defendant in the body of the Second Amended Complaint. The Second Amended Complaint may not assert any claim that has already been dismissed with prejudice. Any such Second Amended Complaint must be filed by January 13, 2023. Plaintiff is cautioned that any Second Amended Complaint must comply with the Federal and Local Rules of Civil Procedure, with special attention to Rule 8. The Amended Complaint will not be served on any defendant and will have no effect if a Second Amended Complaint is filed. If a Second Amended Complaint is filed, the Court will review it pursuant to 28 U.S.C. §1915A to determine whether it is sufficient to proceed to service on any defendant. If the Second Amended Complaint asserts claims that the Court has already explained are not cognizable, such claims will be summarily dismissed. The Court may not grant further leave to amend if the Second Amended Complaint fails to state a cognizable claim. The Clerk shall send a courtesy copy of the Amended Complaint and this Order to the Connecticut Attorney General and the Department of Correction Office of Legal Affairs. A detailed case management and scheduling order will be entered after counsel appears for any defendant. This Initial Review Order does not preclude the filing of a Motion to Dismiss pursuant to Rule 12. Defendants are encouraged to carefully evaluate the claims that have been permitted to proceed to service, and respond by Answer or Motion, as appropriate. If plaintiff changes his address at any time during the litigation of this case, he MUST notify the Court. Failure to do so may result in the dismissal of the case. Plaintiff must give notice of a new mailing address even if he remains incarcerated. Plaintiff should write PLEASE NOTE MY NEW ADDRESS on the notice. It is not enough to just put the new address on a letter without indicating that it is a new address. If plaintiff has more than one pending case, he should indicate all the case numbers in the notification of change of address. Plaintiff should also notify the defendants or the attorney for the defendants of his new address. Plaintiff shall utilize the Prisoner E-filing Program when filing documents with the Court. Plaintiff is advised that the Program may be used only to file documents with the Court. The Local Rules provide that discovery materials are not filed with the court; therefore, discovery requests and responses must be served on defendantsâ counsel by regular mail. It is so Ordered at Bridgeport, Connecticut, this 5th day of December, 2022. _____/s/___________________ Hon. Sarah A. L. Merriam United States Circuit Judge Sitting by Designation
Case Information
- Court
- D. Conn.
- Decision Date
- December 5, 2022
- Status
- Precedential