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1 2 3 4 5 6 7 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON 8 AT SEATTLE 9 10 JAY SCHUYLEMAN, CASE NO. C23-0562JLR 11 Plaintiff, ORDER v. 12 BARNHART CRANE AND 13 RIGGING CO., et al., 14 Defendants. 15 I. INTRODUCTION 16 Before the court are (1) Defendants / Counter-Claimants Barnhart Crane and 17 Rigging Co., and Barnhart Crane and Rigging LLCâs (together, âBarnhartâ) motion for 18 summary judgment on Plaintiff Jay Schuylemanâs direct and induced infringement claims 19 and on Barnhartâs invalidity counterclaim (Barnhart MSJ (Dkt. # 94); Barnhart MSJ 20 Reply (Dkt. # 109)); (2) Mr. Schuylemanâs motion for summary judgment on Barnhartâs 21 22 1 invalidity counterclaim (Schuyleman MSJ (Dkt. # 95))1; and the partiesâ respective 2 motions in limine (Schuyleman Am. MILs (Dkt. # 115); Barnhart MILs (Dkt. # 116).) 3 Both of the summary judgment motions are opposed. (See Schuyleman Resp. (Dkt. 4 # 102); Barnhart Resp. (Dkt. # 104).) The court has considered the partiesâ submissions, 5 the relevant portions of the record, and the applicable law. Being fully advised,2 the 6 court GRANTS Barnhartâs motion for summary judgment with respect to its invalidity 7 counterclaim, DENIES Mr. Schuylemanâs motion for summary judgment, and DENIES 8 the partiesâ motions in limine as moot. 9 II. BACKGROUND 10 This case arises out of Barnhartâs alleged infringement of Mr. Schuylemanâs 11 intellectual property rights. Mr. Schuyleman owns United States Patent No. 8,317,244 12 (the ââ244 Patentâ). (See Third Am. Compl. (Dkt. # 42), Ex. 1.) The â244 Patent claims 13 âan improvement for an offset hoisting apparatus for use with a crane to lift a loadâ that 14 purports to facilitate the safe depositing of a load into an opening of a building during 15 construction. (Id. at col. 2:13-14; see generally id.) The â244 Patent uses an âoffset 16 hoisting apparatusâ with a ârigid boomâ that is capable of being âselectively slid between 17 a refracted position and an extended positionâ through mounts attached to the offset 18 19 20 1 Mr. Schuyleman did not file a reply in support of his motion for summary judgment. (See generally Dkt.) 21 2 Barnhart requested oral argument on its motion for summary judgment. (See Barnhart MSJ at 1.) The court, however, concludes that oral argument would not aid its disposition of the 22 partiesâ motions. See Local Rules W.D. Wash. LCR 7(b)(4). 1 hoisting apparatus. (Id. at col. 4:40-43.) A crane can lift the offset hoisting apparatus 2 and deposit the load several feet inside of an opening in the building. (See id. fig. 1.) 3 Mr. Schuyleman asserts that certain of Barnhartâs products infringe claims 1, 4, 4 16, and 17 of the â244 Patent (the âAsserted Claimsâ),3 specifically: (1) the Moveable 5 Counterweight Cantilever System (âMOCCSâ) (e.g., Standard Movable Counterweight 6 Cantilever System and Movable Counterweight Double Beam)4; (2) the Mini-MOCCS; 7 and (3) the Mega-MOCCS (collectively, the âAccused Productsâ). (Third Am. Compl. 8 ¶ 6.) Mr. Schuyleman asserts that Barnhart directly infringes the Asserted Claims by 9 making and using the Accused Products. (Third Am. Compl. ¶ 36; Schuyleman Resp. to 10 Fourth Set of Interrogatories (Dkt. # 94-19) No. 24.) Mr. Schuyleman further asserts that 11 Barnhart induced infringement of the Asserted Claims because it âha[s] a number of 12 separate subsidiary companies that may use the Accused Products.â (Schuyleman Resp. 13 to Fourth Set of Interrogatories (Dkt. # 94-19) No. 24; see Third Am. Compl. ¶¶ 38, 40.) 14 On January 17, 2024, Mr. Schuyleman served his preliminary disclosure of 15 asserted claims and infringement contentions. (See Prelim. Cont. (Dkt. # 65-1).) Mr. 16 Schuyleman timely served amended infringement contentions on March 22, 2024. (See 17 18 3 At the outset of this case, Mr. Schuyleman asserted claims 1, 2, 4, 12, 13, 16, and 17 against Barnhart. (See Barnhart MSJ, Ex. 2 (âInfringement Contentionsâ).) However, when serving its 19 retained expert Dr. Richard Kloppâs opening report, Mr. Schuyleman informed Barnhart that claims 1, 4, 16, and 17 are âthe claims [he] is pursuing at this time.â (See 10/19/24 Email (Dkt. # 94-4) at 2; 20 see Klopp Op. Report (Dkt. # 94-8) at 12-15 (noting that only claims 1, 4, 16, and 17 are asserted).) 4 Mr. Schuyleman did not accuse a single-beam configuration of the MOCCS in his 21 Infringement Contentions. (See generally Infringement Contentions); see Schuyleman Resp. to Third Set of RFAs (Dkt. # 94-17) Nos. 131-33.) 22 1 Barnhart MSJ, Ex. 2 (âInfringement Contentionsâ).) Barnhart subsequently served its 2 invalidity and non-infringement contentions. (See generally Contention Amend. Motion 3 (Dkt. # 76); 4/25/24 Order (Dkt. # 53) (setting 4/12/24 deadline for service of non- 4 infringement and invalidity contentions).) Following the Markman hearing and the 5 issuance of the courtâs claim construction order (see 10/4/24 Min. Entry (Dkt. # 72); CC 6 Order (Dkt. # 73)), the court granted Barnhart leave to amend its invalidity and non- 7 infringement contentions (11/26/24 Order (Dkt. # 81)). On December 3, 2024, Barnhart 8 filed its amended invalidity and non-infringement contentions, claiming therein, as 9 relevant here, that the â244 Patent is invalid as indefinite under pre-AIA 35 U.S.C. 10 § 112.5 (See Notice Barnhart Am. Cont. (Dkt. # 82) Ex. A at 11-27; see also Am. 11 Answer (Dkt. # 84) ¶¶ 18-27 (asserting invalidity counterclaim).) The parties 12 subsequently filed their respective motions for summary judgment and Daubert motions. 13 (See generally Barnhart MSJ; Schuyleman MSJ; Klopp Mot. (Dkt. # 92); Klopp MTS 14 (Dkt. # 86); Morman Mot. (Dkt. # 91); Perkin Mot. (Dkt. # 93).) 15 The court ruled on the partiesâ Daubert motions in a separate order. The partiesâ 16 summary judgment motions are fully briefed and ripe for consideration. 17 18 19 5 Because the â244 Patent does not contain any claim with an effective filing date on or 20 after September 16, 2012, the applicable version of section 112 is the one preceding the changes made by the America Invents Act. See Leahy-Smith America Invents Act, Pub. L. No. 112-29 § 4(e), 125 Stat. 284, 297 (2011); see also Niazi Licensing Corp. v. St. Jude Med. S.C., Inc., 30 21 F.4th 1339, 1346 n.2 (Fed. Cir. 2022). The parties agree that the â244 Patent is governed by the pre-America Invents Act (âAIAâ) version of 35 U.S.C. § 112. (See Schuyleman MSJ at 1 n.1; 22 see Barnhart MSJ at 1.) 1 III. ANALYSIS 2 Barnhart moves for summary judgment on (1) Mr. Schuylemanâs claims for direct 3 infringement and induced infringement and (2) Barnhartâs counterclaim concerning 4 invalidity of the â244 Patent. (See generally Barnhart MSJ.) Mr. Schuyleman moves for 5 summary judgment on Barnhartâs invalidity counterclaim. (See generally Schuyleman 6 MSJ.) The parties agree that Barnhart is entitled to summary judgment regarding Mr. 7 Schuylemanâs induced infringement claim. (See Barnhart MSJ at 24-26; Schuyleman 8 Resp. at 2 n.2.) The parties dispute, however, whether summary judgment in Barnhartâs 9 favor is appropriate with respect to Mr. Schuylemanâs direct infringement claim and 10 Barnhartâs invalidity counterclaim. (Barnhart MSJ at 26-33; Schuyleman Resp. at 11-16; 11 Schuyleman MSJ at 6-7.) 12 As explained below, the court grants Barnhartâs motion for summary judgment on 13 its invalidity counterclaim, and denies Mr. Schuylemanâs motion for summary judgment. 14 The court therefore need not decide the remaining issues raised in Barnhartâs summary 15 judgment motion. 16 A. Summary Judgment Legal Standard 17 Summary judgment is appropriate if the evidence viewed in the light most 18 favorable to the non-moving party shows âthat there is no genuine dispute as to any 19 material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 20 56(a); see Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). Once the movant has 21 made this showing, the burden shifts to the nonmoving party to identify specific evidence 22 showing that a material factual issue remains for trial. Celotex, 477 U.S. at 323-24. 1 The nonmoving party may not rest on mere allegations or denials from its pleadings, but 2 must âcit[e] to particular parts of materials in the recordâ demonstrating the presence of a 3 material factual dispute. Fed. R. Civ. P. 56(c)(1)(A); see also Anderson v. Liberty Lobby, 4 Inc., 477 U.S. 242, 248 (1986). A fact is âmaterialâ if it might affect the outcome of the 5 case. Anderson, 477 U.S. at 248. A factual dispute is ââgenuineâ only if there is 6 sufficient evidence for a reasonable fact finder to find for the non-moving party.â Far 7 Out Prods., Inc. v. Oskar, 247 F.3d 986, 992 (9th Cir. 2001) (citing Anderson, 477 U.S. 8 at 248-49). 9 In deciding cross-motions for summary judgment, the court must consider each 10 motion âon its own merits.â Fair Hous. Council of Riverside Cnty., Inc. v. Riverside 11 Two, 249 F.3d 1132, 1136 (9th Cir. 2001) (citation omitted). Indeed, it is well-settled in 12 this circuit that âthe filing of cross-motions for summary judgment, both parties asserting 13 that there are no uncontested issues of material fact, does not vitiate the courtâs 14 responsibility to determine whether disputed issues of material fact are present.â Id. 15 (quoting United States v. Fred A. Arnold, Inc., 573 F.2d 605, 606 (9th Cir. 1978)). 16 B. Barnhartâs Invalidity Counterclaim 17 Barnhart contends that it is entitled to summary judgment on its invalidity 18 counterclaim because the â244 Patent is invalid as indefinite. (See Barnhart MSJ at 19 26-33.) Specifically, Barnhart argues that the âdescription and depictions of the âoffset 20 hoisting apparatusâ are internally inconsistent[,]â within the â244 Patent and a person of 21 ordinary skill in the art (âPOSITAâ) therefore could not determine the scope of the claims 22 recited therein. (Id. at 26.) Mr. Schuyleman disagrees and separately moves for 1 summary judgment in his favor on Barnhartâs invalidity counterclaim. (See Schuyleman 2 Resp. at 11-15; Schuyleman MSJ.) Below, the court first discusses the legal standard 3 governing patent indefiniteness, and then addresses the partiesâ respective arguments. 4 1. Indefiniteness Legal Standard 5 Section 112 of the Patent Act requires a patent specification to âconclude with one 6 or more claims particularly and distinctly claiming the subject matter which the applicant 7 regards as his invention.â 35 U.S.C. § 112, ¶ 2. A patent is invalid for indefiniteness, 8 however, âif its claims, read in light of the specification delineating the patent, and the 9 prosecution history, fail to inform, with reasonable certainty, those skilled in the art about 10 the scope of the invention.â Nautilus, Inc. v. Biosig Instruments, Inc., 572 U.S. 898, 901 11 (2014). These principles advance the important policy of enabling âa person of ordinary 12 skill in the art [to] determine whether or not an accused product . . . infringes the claim.â 13 Niazi Licensing Corp. v. St. Jude Med. S.C., Inc., 30 F.4th 1339, 1347 (Fed. Cir. 2022) 14 (citation omitted). 15 The definiteness requirement âmandates clarity, while recognizing that absolute 16 precision is unattainable.â Nautilus, 572 U.S. at 910. The patent, however, must âbe 17 precise enough to afford clear notice of what is claimed.â Id. A claim is accordingly 18 invalid as indefinite âif its language âmight mean several different things and no informed 19 and confident choice is available among the contending definitions.ââ Media Rts Techs., 20 Inc. v. Capital One Fin. Corp., 800 F.3d 1366, 1371 (Fed. Cir. 2015) (quoting Nautilus, 21 572 U.S. at 911 n.8). The moving party must prove invalidity by clear and convincing 22 1 evidence. Cox Commcâns, Inc. v. Sprint Commcân Co. LP, 838 F.3d 1224, 1228 (Fed. 2 Cir. 2016). 3 Whether a patent is invalid for indefiniteness is a question of law. Id. The 4 âindefiniteness analysis involves general claim construction principles[.]â Sonix Tech. 5 Co. v. Publications Intâl, Ltd., 844 F.3d 1370, 1378 (Fed. Cir. 2017). In assessing a term 6 for indefiniteness, the court begins by examining the intrinsic evidenceâincluding âthe 7 [patent] claims, specification, and prosecution history.â Teva Pharms. USA, Inc. v. 8 Sandoz, Inc., 789 F.3d 1335, 1341 (Fed. Cir. 2015). The court may also consider 9 extrinsic evidence, such as expert or patentee testimony, if the intrinsic record is not 10 clear. See Sensor Elec. Tech., Inc. v. Bolb, Inc., No. 18-CV-05194-LHK, 2019 WL 11 4645338 at *3 (N.D. Cal. Sept. 24, 2019). Extrinsic evidence, however, is âgenerally of 12 less significance than the intrinsic recordâ when construing claim terms. Allergan Sales, 13 LLC v. Sandoz, Inc., 935 F.3d 1370, 173 (Fed. Cir. 2019). âIf a claim is indefinite based 14 âonly on intrinsic evidence,ââ then it is ââunnecessary to rely on . . . extrinsic evidence.ââ 15 See Sensor Elec. Tech., 2019 WL 4645338 at *30 (quoting Interval Licensing LLC v. 16 AOL Inc., 766 F.3d 1364, 1370 n.6 (Fed. Cir. 2014)). The court considers these 17 principles in assessing the partiesâ respective indefiniteness arguments. 18 2. Indefiniteness of the Term âOffset Hoisting Apparatusâ 19 The parties dispute whether the term âoffset hoisting apparatusâ is indefinite. (See 20 Barnhart MSJ at 26-33; Schuyleman Resp. at 11-15; Barnhart MSJ Reply at 13-15.) The 21 courtâs indefiniteness inquiry begins with the language of the claims. See Berkheimer v. 22 1 HP Inc., 881 F.3d 1360, 1363 (Fed. Cir. 2018). As relevant here, claim 1 of the â244 2 Patent recites: 3 1. An improvement for an offset hoisting apparatus having at least a top side, a bottom side, a front side, and a rear side, the offset hoisting 4 apparatus for use with a crane apparatus to lift a load, the improvement comprising:6 5 a rigid boom having a distal end and a proximal end, the distal end including 6 a hook means for supporting the load; 7 a front mount having a front boom aperture adapted for confining the boom to slidable movement therethrough, the front mount fixed with the 8 offset hoisting apparatus, the distal end cantilevered from the front mount to extend the load through an opening in a wall; and 9 a rear mount having a rear boom aperture adapted for confining the boom to 10 slidable movement therethrough, the rear mount fixed with the offset hoisting apparatus; 11 whereby the boom may be selectively slid between a retracted and an 12 extended position, or therebetween, and the load may then be secured to the hook means at the distal end of the boom, the crane apparatus 13 then able to lift the load. 14 (â244 Patent, at col. 6:2-23 (emphasis added).) Barnhart asserts that the claim language 15 teaches that the front mount, rear mount, and rigid boom are elements of the improvement 16 to the offset hoisting apparatus, rather than to the offset hoisting apparatus itself. (See 17 Barnhart MSJ at 27.) In support of its argument, Barnhart argues that the claim language 18 describes the front mount, rear mount, and rigid boom as distinct components of the 19 claimed invention. (Id. at 28-29.) Specifically, Barnhart points to the language of claim 20 21 6 The â244 Patent further provides that âthe words âcomprise,â âcomprising,â and the like are to be construed in an inclusive sense as opposed to an exclusive or exhaustive sense: that is 22 to say, in the sense of âincluding, but not limited to.ââ (â244 Patent at col. 3:18-21.) 1 || 1 requiring that the front mount and rear mount (both of which âhav[e] aperture[s] 2 || adapted for confining the [rigid] boomâ) must be âfixed withââ the offset hoisting 3 apparatus. (244 Patent at 6:10-16; Barnhart MSJ at 28-29.) In Barnhartâs view, âfixed 4 || withâ âprescribes an attachment between physically separable components.â (/d. at 28.) 5 || Therefore, according to Barnhart, the front mount, rear mount, and rigid boom must be 6 || physically separate components from the offset hoisting apparatus under the claim 7 |\ language. (/d. at 28.) Barnhartâs invalidity and non-infringement expert, Gregg S. 8 || Perkin, illustrates his understanding of the claimed configuration described in claim 1 as 9 || follows: 10 âOffset hoisting 11 apparatusâ Rigid boom i â\ 12 \ Front Rear 3 mount mount 14 Claimed Configuration 15 at 29 (citing Perkin Op. Report 4 361).) 16 In contrast, Barnhart asserts, the abstract and specificationÂź of the â244 Patent M7 describes the offset hoisting apparatus, rather than the claimed improvement, as 18 19 7 During the claim construction phase, the court construed âfixed withâ to mean âattached 20 |) in some way to.â (CC Order at 12.) 2] 8 Barnhart asserts that the abstract and specification are inconsistent. (See Barnhart MSJ at 27-28.) The court does not read the abstract and specification to be inconsistent; rather, the 0 abstract is simply less descriptive than the abstract. Because the written description in the specification is key to interpreting the claim language, see Vitronics Corp. v. Conceptronic, 1 || âencompassingâ the front mount, rear mount, and rigid boom.â (Barnhart MSJ at 27 2 (citing Perkin Op. Report 64, 357).) To illustrate its argument, Barnhart refers to a 3 || diagram in Mr. Perkinâs opening report depicting his understanding of the claimed 4 ||1mprovement as described in the written description of the â244 Patent: 5 6 âOffset hoisting apparatusâ 7 Rigid boom Front mount 8 Rear mount 9 10 11 ||(Barnhart MSJ at 27 (citing Perkin Op. Report § 361).) Barnhart therefore argues that 12 || reading the claim language and the written description of the â244 Patent together renders 13 || the term âoffset hoisting apparatusâ indefinite. (See Barnhart MSJ at 26-28.) Mr. 14 || Schuyleman responds that the meaning of âoffset hoisting apparatusâ is âclearâ under the 15 ||°244 Patent claims. (See Schuyleman Resp. at 12.) 16 17 18 || Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996), the courtâs analysis relies on the written description in the specification, rather than the abstract. 19 Barnhart also argues that the specification could alternatively be interpreted to mean that the offset hoisting apparatus comprises only the rigid boom and front mountâand not the 20 || rear mountâbecause, in Barnhartâs view, the term âincludesâ is used inconsistently in the cited sections of the specification discussing the front and rear mounts. (Barnhart MSJ at 27-28 (citing 21 ||°244 Patent at col. 3:43-45, 3:49-51).) Barnhart does not explain, however, how âincludesâ is used inconsistently in these portions of the â244 Patent, and the inconsistency 1s not readily 22 || apparent to the court. The court therefore does not address this portion of Barnhartâs argument. 1 In assessing a term for indefiniteness, the court must read the disputed claim 2 language with the written description. See Sonix Tech., 844 F.3d at 1378 (reading the 3 claim language alongside the written description to determine indefiniteness); Vitronics 4 Corp., 90 F.3d at 1582 (âThe language of the asserted claims is âalways read in view of 5 the written description.â). The language of claim 1 provides that â[w]hat is claimed 6 is . . . [a]n improvement for an offset hoisting apparatus . . . , the improvement 7 comprisingâ a rigid boom, a front mount, and rear mount. (â244 Patent at col. 6:1-23 8 (emphasis added).) The front mount and rear mount must be âfixed withâ the offset 9 hoisting apparatus âwith a clamping means.â10 (Id. at cols. 6:10-17, 3:61-62; see id. at 10 col. 6:65-67 (stating that the front and rear mounts are each selectively mounted to the 11 offset hoisting apparatus with a clamping meansâ) (emphasis added).) And the front and 12 rear mounts both have apertures âadapted for confining the [rigid] boom to slidable 13 movement therethrough.â (Id. at col. 6:10-11, 6:15-16.) Claim 4 further recites â[t]he 14 improvement of claim 1 wherein . . . the boom is prevented from slidable movement with 15 respect to the offset hoisting apparatus.â (Id. at 6:30-35 (emphasis added).) 16 Having reviewed the claim language, the court concludes that claim 1 of the â244 17 Patent teaches that the claimed improvement to the offset hoisting apparatus, rather than 18 the offset hoisting apparatus itself, âcomprisesâ the front mount, rear mount, and rigid 19 boom elements. This conclusion is reinforced by the claim language describing the 20 improvement as distinct from the offset hoisting apparatus. More specifically, under the 21 10 The â244 Patent defines âclamping meansâ as âat least one bolt and nut.â (Id. at col. 22 3:62-63.) 1 language of claim 1, the front mount and rear mount could only be âselectively mounted 2 toâ and âfixed withâ the offset hoisting apparatusâand the rigid boom could only be 3 âprevented from slidable movement with respect toâ the offset hoisting apparatus, if 4 those three elements are physically separable from the offset hoisting apparatus. 5 Accordingly, the court agrees with Barnhart that, under the claim language, the front 6 mount, the rear mount,11 and the rigid boom must be separate from the offset hoisting 7 apparatus. 8 Portions of the written description of the â244 Patent, however, depart from the 9 teachings of the claim language. Although certain parts of the written description 10 describe the front mount, rear mount, and rigid boom as physically separate from the 11 offset hoisting apparatus (see, e.g., id. at col. 3:45-46, 3:51-52 (describing the front 12 mount and rear mount as âfixed withâ the offset hoisting apparatus); id. at col. 4:37-38 13 (describing the boom as being âprevented from slidable movement with respect to the 14 offset hoisting apparatusâ)), other parts of the written description provide that the offset 15 hoisting apparatusânot the improvement to the offset hoisting apparatusââcomprisesâ 16 the rigid boom and âincludesâ the front mount and rear mount. (Id. at col. 3:38-43, 17 3:49-50.) This description directly conflicts with the language of claim 1 ascribing these 18 claim elements to the improvement, rather than to the offset hoisting apparatus. (See id. 19 20 21 11 For purposes of resolving Barnhartâs motion, the court narrowly concludes that the front and rear mounts must be separate from the offset hoisting apparatus. The court offers no 22 opinion as to whether the front and rear mounts must be individually separate components. 1 || at col. 6:1-23 (stating that âthe improvement compris[es]â a rigid boom, a front mount, 2 || and rear mount) (emphasis added).) 3 The figures in the â244 Patent further compound the apparent discrepancy between 4 || the claim language and the written description. For instance, figure 1 purports to show 5 improvement 10 for an offset hoisting apparatus 20 for use with a crane apparatus 30 6 || to lift a load.â Cd. at col. 3:35-36.) Figure 1, however, identifies the offset hoisting 7 || apparatus as the complete structure including the front mount (60), rear mount (70), and 8 || the rigid boom (40), and the claimed improvement is not separately identified. (See id., 9 || fig. 1.) In figure 2, however, the improvement is identified as the complete structure, and 10 || the offset hoisting apparatus is identified as a discrete structure separate from the other 11 ||claim elements. (See id., fig. 2; see also Barnhart MSJ at 30 (arguing that figure 2 12 || âidentiffies] [the offset hoisting apparatus as] a strut or a bridled barâ).) Figures 1 and 2 13 || from the â244 Patent are reproduced below: 14 20 i 28 16 27 I 208 [NE AC SRN âĄâĄ / ha keg 18 484g | f 202 g9 ââ/â\â, bs 4 0 7 4 ei 20 AH i se ey 27 CH FIG. 1 1 2 ââââ"\ ° E Wm 162 10 ta, 20 re 16. 4 a, os x \ [ete 100 60 â 160 7 eve [3 182 Syed 4? / ao = Pls 7 ween 180 188 A en ie he 10 pe} FIG. 2 11 In his response, Mr. Schuyleman does not address the identified inconsistencies 12 between the claim language, the written description, and the figures. (See generally 13 Schuyleman Resp.) Instead, he asserts that the meaning of the term âoffset hoisting 14 apparatusâ can be derived from the language of claim 1. (Schuyleman Resp. at 12; see 15 id. at 11 (stating that the claim language âmakes clearâ the claimed configuration of the 16 invention).) In support, Mr. Schuyleman cites to Dr. Kloppâs rebuttal report, which 17 posits that âthe term âoffset hoisting apparatusâ is clearâ because claim 1 is written in 18 âJepsonâ format and âthe â244 Patent[] disclos[es] [] prior art such as Wheelerâ? upon 19 20 The meaning of a âJepsonâ claim is discussed below. 71 '3 Tn discussing the Wheeler prior art reference, Dr. Klopp refers to U.S. Patent No. 9 3,675,961. (See Klopp Reb. Report (Dkt. # 102-4) at 22.) That patent is titled âHorizontal Load Positionerâ and describes a âhorizontal load positioner to facilitate depositing a load within or 1 || which the Jepson format claimed improvements are applied[.]â (Ud. at 12.) Mr. 2 || Schuyleman further contends that the following diagram is the correct configuration of 3 || his claimed improvement: (c) 5 âOffset hoisting apparatusâ 6 Rigid boom 4 Front mount Rear mount 8 9 10 (Id. at 13 (citing Klopp Reb. Report at 39).)'* In reply, Barnhart asserts that Mr. Schuyleman improperly â[b]lur[s] the lineâ between the elements of the claimed 12 improvement and the offset hosting apparatus, and that the Jepson format does not render 13 the term âoffset hoisting apparatusâ definite. (See Barnhart MSJ Reply at 13-14.) For 14 the reasons explained below, the court agrees with Barnhart. 15 â[A] Jepson claim is directed to the improvement it makes to the prior art.â Jn re 16 Xencor, Inc., 130 F.4th 1350, 1361 (Fed. Cir. 2025). A âJepsonâ claim contains three M7 parts: 18 19 removing a load from an opening in a building with the aid of a hoist line[.]â (961 Patent at col. 8:70-73.) 20 '4 The court observes that this is the same figure that Barnhart used in support of its 21 || argument that the abstract and specification describe the offset hoisting apparatusârather than the improvementâas âencompassingâ the front mount, rear mount, and rigid boom. (See 22 || Barnhart MSJ at 27.) 1 (1) a preamble comprising a general description of all the elements or steps of the claimed combination which are conventional or known, (2) a phrase 2 such as âwherein the improvement comprises,â and (3) those elements, steps and/or relationships which constitute that portion of the claimed 3 combination which the applicant considers as the new or improved portion. 4 37 C.F.R. § 1.75(e). The parties agreeâand the court has heldâthat claim 1 is written in 5 âJepsonâ format. (5/6/25 Min. Order (Dkt. # 117); see Barnhart Supp. Br. (Dkt. # 118); 6 Schuyleman Supp. Br. (Dkt. # 119).) The parties dispute, however, whether the âJepsonâ 7 format of claim 1 renders the term âoffset hoisting apparatusâ sufficiently definite such 8 that a POSITA would understand the scope of the claimed invention. (See Barnhart MSJ; 9 Schuyleman Resp.) 10 The term âoffset hoisting apparatusâ appears in the preamble of independent claim 11 1, and each of claims 4, 16, and 17âthe dependent claims asserted by Mr. Schuylemanâ 12 contain that term. (See â244 Patent at cols. 6:1-5, 6:30-37, 8:1-10.) During the claim 13 construction phase of this case, the court held that the preamble of claim 1 is limiting. 14 (See Markman Hrâg Tr. (Dkt. # 75) at 6:2-5, 6:13-19; see also CC Order at 5.) This 15 means that the preamble ârecites limitations of [] claim [1], or . . . is necessary to give 16 life, meaning, and vitality to th[at] claim.â See Xencor, 130 F.4th at 1357 (citation and 17 internal quotations omitted). Moreover, when the âJepsonâ format is used in a claim, as 18 it is in claim 1 of the â244 Patent, the preamble of that claim ârecites prior art which 19 forms no part of the inventorâs patentable contributionâ and âdefines, in part, structural 20 limitations of the claimed inventionâ described in the prior art. Boston Sci. Corp. v. 21 Micrus Corp., 556 F. Supp. 2d 1045, 1059-60 (N.D. Cal. 2008) (citing Epcon Gas Sys. 22 Inc. v. Baur Compressors, Inc., 279 F.3d 1022, 1029 (Fed. Cir. 2002)); see also Dali 1 Wireless, Inc. v. Corning Optical Commcâns LLC, No. 20-CV-06469-EMC, 2021 WL 2 3037700, at *3 n.2 (N.D. Cal. July 19, 2021) (â[t]he preamble in a Jepson claim 3 constitutes a limitationâ). Said differently, the preamble in a Jepson claim âdescrib[es] 4 the conventional or known elementsâ of the claimed invention, and the language 5 following the transition phrase, âthe improvement compris[ing],â identifies the elements 6 the inventor considers âthe new or improved portionâ of the claimed invention. 37 7 C.F.R. § 1.75; see Arctic Cat Inc. v. GEP Power Prods, Inc., 919 F.3d 1320, 1330 (Fed. 8 Cir. 2019) (discussing the Jepson claim format). Accordingly, because the term âoffset 9 hoisting apparatusâ appears in the preamble of the Jepson claim, that term functions to 10 define the âconventional or knownâ structural limitations on Mr. Schuylemanâs claimed 11 invention, and the body of the claim recites the limitations constituting the improvement 12 over the prior art. See Arctic Cat, 919 F.3d at 1330; Boston Sci. Corp., 556 F. Supp. 2d at 13 1060. Logically speaking, therefore, the âoffset hoisting apparatusâ cannot 14 simultaneously comprise the prior art and the ânew and improved portionâ of Mr. 15 Schuylemanâs invention. See Boston Sci. Corp., 556 F. Supp. 2d at 1060; Arctic Cat Inc, 16 919 F.3d at 1330.15 17 18 19 15 Indeed, in the context of deciding whether the preamble in a Jepson claim had a 20 sufficient written description, the Federal Circuit affirmed that the preamble of a Jepson claim recites limitations that are distinct from the claimed improvement: âA patentee cannot be permitted to use a Jepson claim to avoid the requirement that []he be in possession of the claimed 21 invention simply by asserting something is well-known in the prior art. For example, a patentee cannot obtain a Jepson claim with a preamble that says that a time machine is well-known in the 22 art without describing a time machine.â Xencor, 130 F.4th at 1362. 1 Mr. Schuyleman agrees that the âoffset hoisting apparatusâ is the prior art. (See 2 Schuyleman Resp. at 12 (citing Klopp Reb. Report at 38 (âThus, the prior art is an offset 3 hoisting apparatus.â).) And he does not dispute that âthe improvement [he] claimed in 4 the [â244 P]atent is different from an offset hoisting apparatus.â (See 11/8/24 Dep. of J. 5 Schuyleman (Dkt. # 94-21) at 41:3-6.) Rather, Mr. Schuyleman is âjust [claiming] the 6 improvement toâ an offset hoisting apparatus. (Id. at 40:3-19.) Yet, the â244 Patent 7 vacillates between describing the offset hoisting apparatus and the improvement as 8 distinct structures and as one and the same. (Compare â244 Patent at col. 6:5-23 (reciting 9 that the improvement âcomprisesâ a rigid boom, front mount, and rear mount), with id. at 10 col. 3:38-50 (reciting that the offset hoisting apparatus âcomprisesâ a rigid boom and 11 âincludesâ a front mount, and rear mount).) Mr. Schuyleman makes no attempt to 12 reconcile these inconsistencies in the intrinsic evidence in his response. (See generally 13 Schuyleman Resp.) 14 Instead, relying on extrinsic evidence, Mr. Schuyleman posits that the term âoffset 15 hoisting apparatusâ is âclearâ because â[c]laim 1 adds improvements to the prior art 16 offset hoisting apparatusâ and the âimproved offset hoisting apparatus . . . includes, 17 among other improvements, a rigid boom, a front mount, and a rear mount.â (Id. at 12-13 18 (quoting Klopp Reb. Report at 38-39).) This circular argument, however, merely 19 describes what a Jepson claim isâan improvement over the prior artâand fails to 20 distinguish the offset hoisting apparatus from Mr. Schuylemanâs claimed improvement. 21 22 1 See Boston Sci. Corp., 556 F. Supp. 2d at 1059-60 (stating that the preamble of a Jepson 2 claim ârecites prior art which forms no part of the inventorâs patentable contributionâ).16 3 The court gains no clarity from reviewing other portions of Dr. Kloppâs report. 4 Indeed, Dr. Klopp similarly blends the claim limitations together, opining that âthe 5 improved offset hoisting apparatus comprises a front mount having a front boom aperture 6 and a rear mount having a rear boom aperture.â (Klopp Reb. Report at 16 (emphasis 7 added).) Dr. Klopp advances that â[a] POSITA would knowâ what an âoffset hoisting 8 apparatusâ is because, in his view, the Wheeler patent teaches âan offset hoisting 9 apparatus without the improvements claimed in the â244 Patent[.]â (Id. at 22.) But 10 conclusory statements about what a POSITA would understand are insufficient to create a 11 genuine dispute of material fact to survive summary judgment. Horizon Pharm., Inc. v. 12 Dr. Reddyâs Labs. Inc., 839 F. Appâx 500, 505 (Fed. Cir. 2021); see also Imperial 13 Tobacco Ltd. v. Philip Morris, Inc., 899 F.2d 1575, 1581 (Fed. Cir. 1990) (â[A] 14 conclusory statement on the ultimate issue does not create a genuine issue of fact.â) 15 (emphasis in original).) Dr. Klopp further opines that the Wheeler patent âdescribes the 16 application of placing a load into an opening in a building using a crane.â (Klopp Reb. 17 Report at 38.) But this opinion not only fails to describe what an offset hoisting 18 apparatus is, it also fails to differentiate between the prior art and Mr. Schuylemanâs 19 claimed invention over that prior art. More importantly, even assuming that a POSITA 20 21 16 At deposition, Mr. Schuyleman testified that he âd[id]nât know how to describeâ an âoffset hoisting apparatusâ and that âputting [it] in words [wa]s difficult.â (12/9/24 Dep. of J. 22 Schuyleman (Dkt. # 94-3) at 52:22-24, 53:1-2.) 1 could determine the meaning of an âoffset hoisting apparatusâ by reviewing the prior art, 2 such fact would not resolve the inconsistencies in the claim language, the written 3 description, and the figures.17 4 The issue here is that the â244 Patent simultaneously ascribes the front mount, rear 5 mount, and rigid boom as elements of the âoffset hoisting apparatusââthe âprior art 6 which forms no part of [Mr. Schuylemanâs] patentable contribution,â Boston Sci. Corp., 7 556 F. Supp. 2d at 1059-60âand of the âimprovementâ to the offset hoisting apparatusâ 8 the ânew or improved portionâ of the claimed invention. See Arctic Cat, 919 F.3d at 9 1330. But under the Jepson claim format, and as taught by the â244 Patent, the âoffset 10 hoisting apparatusâ and the elements of the improvement function as separate structural 11 limitations. See id. Mr. Schuyleman asserts that a POSITA would understand the scope 12 of the claimed invention from the claim language, but he does not cite any evidence 13 resolving the discrepancy between the claim language and the written description and 14 figures in the specification. (See generally Schuyleman Resp.) Indeed, in construing 15 claim terms, a POSITA is âdeemed to read the [disputed] claim term not only in the 16 context of the particular claim in which the disputed term appears, but in the context of 17 the entire patent, including the specification.â Phillips v. AWH Corp., 415 F.3d 1303, 18 1313 (Fed. Cir. 2005). Consequently, the court concludes that, in reviewing the claim 19 20 17 At deposition, Dr. Klopp agreed that there was a âdisconnect between whatâs happening in Figure 1 and the 20 in Figure 2[.]â (Dep. of R. Klopp (Dkt. # 94-10) at 72:4-12.) 21 In Dr. Kloppâs opinion, however, that disconnect was ânot relevant because when you look at the broad claim and specification of figures in toto, you do understand whatâwhat an offset hoisting 22 apparatus is.â (Id. at 72:10-12.) 1 language, the written description, and the figures of the â244 Patent, a POSITA could not 2 with âreasonable certaintyâ determine the scope of the claimed invention. Nautilus, 572 3 U.S. at 910; see VLSI Tech. LLC v. Intel Corp., 706 F. Supp. 3d 953, 988 (N.D. Cal. 4 2023) (reaching the same conclusion). 5 Mr. Schuyleman argues that Barnhartâs indefiniteness argument is âundercutâ by 6 Mr. Perkinâs report because he opines that the term âoffset hoisting apparatusâ is 7 indefinite, but, in the alternative, identifies an âoffset hoisting apparatusâ in his prior art 8 analyses. (See Schuyleman Resp. at 13 (citing Perkin Op. Report (Dkt. # 94-13) ¶ 82); 9 id. at 14-15.)18 Mr. Schuyleman asserts that Barnhartâs indefiniteness argument is 10 meritless because Mr. Perkin can âidentify, define and describe an âoffset hoisting 11 apparatusâ in every circumstance but for that required to . . . find that the claims of the 12 â244 Patent are definite.â (See id. at 15-16.) The court is not persuaded. As discussed in 13 the courtâs Daubert order, Mr. Schuyleman provides no authority holding that Mr. Perkin 14 cannot advance alternative arguments in his expert reports. Indeed, the Federal Circuit 15 has held that even indefinite claims can be compared to the prior art for purposes of an 16 anticipation or obviousness analysis. See Cochlear Bone Anchored Sols. AB v. Oticon 17 Med. AB, 958 F.3d 1348, 1360 (Fed. Cir. 2020); cf. Sonix Tech. Co. v. Publications Intâl, 18 Ltd., 844 F.3d 1370, 1381 (Fed. Cir. 2017) (âNeither does the fact that an expert has 19 20 18 Specifically, in paragraph 82 of his opening report, Mr. Perkin opines that â[f]or the purpose of analyzing the term with respect to the prior art, the term âoffset hoisting apparatusâ 21 constitutes an umbrella term for a suspended lifting device designed to lift a load which is not positioned directly under the suspension point.â (Perkin Op. Report ¶ 82; see also id. ¶ 60 22 (describing an offset hoisting apparatus as an âoffset lifting deviceâ).) 1 applied a contested claim term without difficulty render a claim immune from an 2 indefiniteness challenge.â). 3 Barnhart has set forth intrinsic and extrinsic evidence from the â244 Patent 4 demonstrating that the term âoffset hoisting apparatusâ is indefinite. (See Barnhart MSJ 5 at 26-33; Barnhart MSJ Reply.) Mr. Schuyleman has not provided intrinsic or extrinsic 6 evidence sufficient to raise a genuine dispute of material fact regarding the indefiniteness 7 of that term. (See generally Schuyleman Resp.) In reading the claim language in tandem 8 with the written description and figures, the â244 Patent lacks the precision required to 9 âafford clear notice of what is claimed.â Nautilus, 572 U.S. at 910. Accordingly, the 10 court concludes that Barnhart has provided clear and convincing evidence that the term 11 âoffset hoisting apparatusâ is indefinite and that claim 1 is therefore invalid. See Cox 12 Commcâns, 838 F.3d at 1228; see also MyMedicalRecords, Inc. v. Walgreen Co., Nos. 13 2:13-CV-00631 ODW (SHx), 2:13-cv-02538-ODW (SHx), 2:13-cv-03560-ODW (SHx), 14 2:13-cv-07285-ODW (SHx), 2014 WL 7338822, at *1 (C.D. Cal. Dec. 22, 2014) 15 (granting defendantsâ summary judgment motion and holding that âa claim that includes 16 an indefinite limitation is invalid pursuant to 35 U.S.C. § 112â). 17 Because Asserted Claims 4, 16, and 17 are dependent claims that incorporate 18 claim 1 and the term âoffset hoisting apparatus,â those claims are also invalid as 19 indefinite. (See â244 Patent at cols. 6:30-37, 8:1-10); see also Interval Licensing, 766 20 F.3d at 1374 (finding âthe [phrase] âunobtrusive manner that does not distract a userââ to 21 be indefinite and that â[t]he claims that depend on that phrase are thus invalid for 22 indefinitenessâ); Fargo Elecs., Inc. v. Iris, Ltd., Inc., 287 F. Appâx 96, 99 (Fed. Cir. 1 2008) (holding that âindependent claim 8 is invalid as indefiniteâ and â[b]ecause 2 dependent claims 9 through 15 depend from claim 8 . . . they are also invalid as 3 indefiniteâ). Thus, the court concludes that Barnhart is entitled to summary judgment 4 with respect to its invalidity counterclaim. See VLSI Tech., 706 F. Supp. 3d at 988 5 (granting summary judgment after concluding patent was invalid as indefinite). Because 6 the court concludes that the â244 Patent is invalid as indefinite, the court does not reach 7 the remaining arguments in Barnhartâs motion for summary judgment. Richdel, Inc. v. 8 Sunspool Corp., 714 F.2d 1573, 1580 (Fed. Cir. 1983) (âThe claim being invalid there is 9 nothing to be infringed.â). 10 3. Mr. Schuylemanâs Motion for Summary Judgment 11 The court independently considers the merits of Mr. Schuylemanâs summary 12 judgment motion. Fair Hous. Council of Riverside Cnty., 249 F.3d at 1136. Mr. 13 Schuyleman asserts that he is entitled to summary judgment on Barnhartâs invalidity 14 counterclaim. (See generally Schuyleman MSJ.) He does not, however, provide any 15 evidence in support of his motion. Rather, Mr. Schuyleman asserts that â[s]hould the 16 [c]ourt exclude the testimony of Mr. Perkin, Barnhart will be without evidence to support 17 its claim of invalidity and [Mr.] Schuyleman would be entitled to summary judgment of 18 no invalidity.â (Id. at 2.) As further detailed in the courtâs Daubert order, the court did 19 not exclude the portions of Mr. Perkinâs testimony or report bearing on the partiesâ 20 indefiniteness dispute. Furthermore, the court has reviewed Mr. Schuylemanâs summary 21 judgment motion and concludes that none of the arguments raised in his motion 22 1 undermine the conclusion that Barnhart is entitled to summary judgment on its invalidity 2 counterclaim. Accordingly, Mr. Schuylemanâs summary judgment motion is denied. 3 IV. CONCLUSION 4 For the foregoing reasons, the court GRANTS Barnhartâs motion for summary 5 judgment with respect to its invalidity counterclaim and Mr. Schuylemanâs direct and 6 induced infringement claims (Dkt. # 94). Mr. Schuylemanâs motion for summary 7 judgment is DENIED (Dkt. # 95). The partiesâ respective motions in limine are DENIED 8 as moot (Dkt. ## 115, 116). The court DISMISSES this action with prejudice. 9 Dated this 15th day of May, 2025. A 10 JAMES L. ROBART 11 United States District Judge 12 13 14 15 16 17 18 19 20 21 22
Case Information
- Court
- W.D. Wash.
- Decision Date
- May 15, 2025
- Status
- Precedential