Sheon Arnold v. Doug Tulino, and the United States Postal Service
S.D.N.Y.8/5/2025
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[uspcspsyâi(itiâs*@z DOCUMENT UNITED STATES DISTRICT COURT ELECTRONICALLY FILED |} SOUTHERN DISTRICT OF NEW YORK DOC #: âĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄ DATE FILED: 8/5/2025 _| SHEON ARNOLD, ââ Plaintiff, 24-CV-04814 (GHW)(SN) -against- REPORT AND RECOMMENDATION DOUG TULINO, and the UNITED STATES POSTAL SERVICE, Defendants. SARAH NETBURN, United States Magistrate Judge. TO THE HONORABLE GREGORY H. WOODS: Sheon Arnold (âPlaintiffâ), proceeding pro se, brings an employment discrimination action against the Postmaster General and the United States Postal Service (âUSPSâ) (together, the âDefendantsâ). Plaintiff, an African American USPS employee and a veteran, alleges that Defendants violated various employment and civil rights statutes by rejecting his applications for entry-level management positions because of his race, national origin, and status as a veteran. Defendants move to dismiss the complaint, pursuant to Rules 12(b)(1) and 12(b)(6) of the Federal Rules of Civil Procedure. Defendants also move for partial summary judgment, pursuant to Rule 56. I recommend that the Court GRANT the motions. FACTUAL BACKGROUND Plaintiff alleges he was repeatedly denied a promotion during his employment with USPS due to his status as an African American veteran. Plaintiff, who is a mail carrier, claims he applied to 98 entry-level management positions over more than 40 months. See Compl. at 20. Plaintiff believes the âhabits, routine practices, and violation(s) of federal/state laws and statutesâ deprived him of opportunities for professional advancement. Id. at 8. Listing numerous jobs that he applied to and either did not receive an interview for or was not selected for, Plaintiff alleges he was repeatedly prevented from advancement and promotion opportunities. See generally id. Plaintiff believes âthere is potentially a pattern of employment discriminationâ in USPSâs hiring practices. Id. at 8. The alleged pattern or practice is that USPS would post a job opportunity, cancel the opportunity after Plaintiff applied, and repost the opportunity. Id. at 19. Plaintiff also challenges USPSâs interview and selection process. He describes the process as starting with a âtelephonic interviewâ related to an applicantâs qualifications. Compl. at 11. That interview consists of two decision-making questions, one employee focus question, and six operations management questions. Id. In one instance, Plaintiff was invited for a telephone interview, and the interviewer âmentioned that heâd be in touch.â Id. Months passed, Plaintiff received no additional information, and USPS reposted similar advancement opportunities. Id. Plaintiff was thus passed over for a promotion. In another example, he had a âone-on-one interview,â which Plaintiff describes as more employee driven. Compl. at 14. The interviewer asked Plaintiff what he would do if a traffic violation occurred during an on the road evaluation. Plaintiff responded, âstop the driver at a safe point, mention the infraction(s) observed, and continue evaluation.â The interviewer replied, âno one has ever had such response ⊠thatâs rightâ and ended the interview without any questions. Id. The interviewer promised a decision on Plaintiffâs application by close of business. Months later, Plaintiff had not been selected. Id. Plaintiff believes the position went to a candidate âwith lesser ratings.â Id. at 26. Plaintiff says he was âmore capable and availableâ and âpossessed stronger qualificationsâ than other candidates for many of the jobs to which he applied, demonstrating that the agency âmayâve used a selection criterion which has discriminatory tendency, and is not consistent with business necessity.â Compl. at 15. Plaintiff also believes USPS improperly did not consider his status as a veteran and entitlement to veteransâ preferences in hiring. Id. at 7, 15. He has a âgut feeling that some sort of employment discrimination had taken place.â Id. at 7. In his complaint, Plaintiff alleges violations of Title VII of the Civil Rights Act; 42 U.S.C. §§ 1981, 1983; New York Constitution, Article V; Veteransâ Preference Act of 1944; 38 U.S.C. §§ 4214, 11521; Title XIII of the Homeland Security Act; and Jobs for Veterans Act; 5 U.S.C. §§ 2301(b)(2), 2302(b)(1)(A), 2302(2)(A)(ii), 2302(1)(a), 2302(4), 2302(11)(a)(b). Plaintiff also broadly references violations of âNew York State Human Rights Lawâ and âNYC Human Rights Lawâ without delineating which sections of those laws he believes have been violated. He mentions the âRule of Threeâ and âveteran Passovers,â without citing specific laws, constitutional provisions, or precedent. Plaintiff seeks an order directing Defendants to hire and/or promote him and awarding him retroactive pay and backpay in the amount of $328,000 (his approximation of the amount of loss and benefits due), punitive damages, compensatory damages, and back pay for lost opportunities and benefits. PROCEDURAL BACKGROUND Plaintiff filed a complaint alleging discrimination based on his race and national origin with the U.S. Equal Employment Opportunity Commission (âEEOCâ or âCommissionâ) on August 17, 2022.1 Compl. at 31. His EEOC complaint alleged that, between March and May 2022, Plaintiff was not selected for 17 positions. Id. at 32. His complaint listed 17 positions, but the Commission determined that his contact with an EEO counselor was untimely with respect to 1 Plaintiff did not provide a copy of his EEO complaint. He attached to his federal complaint the EEOCâs decision on Plaintiffâs appeal, which details the procedural background of the EEOC process. Compl. at 31-38. The Court relies on this decision to recount the applicable factual and procedural history. Goel v. Bunge, Ltd., 820 F.3d 554, 559 (2d Cir. 2016) (courts may consider documents and exhibits attached to the complaint or incorporated by reference). all but three of those positions. Id. An investigation took place, and Plaintiff was provided a copy of the report of investigation and notice of his right to request a hearing before an EEOC Administrative Judge. Plaintiff requested a hearing, but the Administrative Judge issued a decision without holding a hearing. Id. According to the decision on appeal, the Administrative Judge found that USPS articulated legitimate, nondiscriminatory reasons for not interviewing Plaintiff because he consistently scored â0â when answering questions about his Knowledge, Skills, and Abilities (âKSAsâ). Id. Nobody who was ultimately selected for the positions scored â0â on their KSAs test. Id. Selecting officials stated that they chose people whose qualifications were deemed to be superior to Plaintiffâs. Other applicants who also scored â0â on their KSAs were not given interviews, either. Id. Plaintiff had not provided evidence showing that his qualifications were âplainly superiorâ to the individuals who were ultimately selected for the position. Id. The Administrative Judge issued a decision in favor of the Defendants by summary judgment on September 18, 2023. On appeal, the Commission applied the same standard applied in federal court on a motion for summary judgment. Compl. at 33 (citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986), and Celotex v. Catrett, 477 U.S. 317, 322-23 (1986)). The Commission found that Plaintiff had not established any material fact in dispute and affirmed the Administrative Judge. Id. Specifically, the Commission applied the McDonnell Douglas framework to conclude that Plaintiff had not set forth any evidence to establish that the agencyâs non-discriminatory reasons for its actions were pretextual. Instead, Plaintiff alleged a âgut feelingâ of discrimination and referenced âinstitutional discriminationâ and âsystemic racism.â Id. 34-35. âHowever, beyond these bare assertions, the Complainant has not established that his race or national origin played any role whatsoever in the decisions made.â Id. at 35. Thus, the Commission issued its final order on March 19, 2024, which notified Plaintiff of his right to sue. Plaintiff timely filed his complaint on June 21, 2024. Defendants move for summary judgment on Plaintiffâs Title VII non-selection claims for 58 postings because Plaintiff failed to administratively exhaust these claims. Defendants further move to dismiss the entire complaint. DISCUSSION I. Employment Discrimination under Title VII The thrust of Plaintiffâs complaint is an employment discrimination claim under Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e et seq. âTitle VII is the exclusive remedy for [employment] discrimination by the federal government on the basis of race, religion, sex or national origin.â Briones v. Runyon, 101 F.3d 287, 289 (2d Cir. 1996). The Court liberally interprets Plaintiffâs complaint to assert 98 separate claims under Title VII for each of the positions he references in the complaint. The evidence demonstrates, however, that Plaintiff applied for only 61 positions. Def. R. 56.1 Statement ¶ 3. Additionally, Plaintiff did not exhaust his administrative remedies for 58 of those 61 positions. As to those 58 positions, Defendants move for summary judgment; as to the remaining three positions, Defendants move to dismiss under Rule 12(b)(6) for failure to state a claim. A. Summary Judgment on Title VII Claims as to 58 Job Postings Under Federal Rule of Civil Procedure 56, the Court âshall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a). A dispute is genuine âif the evidence is such that a reasonable jury could return a verdict for the nonmoving party.â Anderson, 477 U.S. at 248. The moving party bears the initial burden of establishing that no genuine issue of material fact exists. Id. at 256-57; see also Celotex, 477 U.S. at 325. âIn moving for summary judgment against a party who will bear the ultimate burden of proof at trial, the movantâs burden will be satisfied if he can point to an absence of evidence to support an essential element of the nonmoving partyâs claim.â Goenaga v. March of Dimes Birth Defects Found., 51 F.3d 14, 18 (2d Cir. 1995) (citing Celotex, 477 U.S. at 322-23). Then, âthe nonmoving party must come forward with admissible evidence sufficient to raise a genuine issue of fact for trial in order to avoid summary judgment.â Simsbury-Avon Pres. Club, Inc. v. Metacon Gun Club, Inc., 575 F.3d 199, 204 (2d Cir. 2009). âWhen a motion for summary judgment is properly supported by documents or other evidentiary materials, the party opposing summary judgment may not merely rest on the allegations or denials of his pleading . . . .â Wright v. Goord, 554 F.3d 255, 266 (2d Cir. 2009). The non-moving party must produce more than a âscintilla of evidence,â Anderson, 477 U.S. at 252, and âmay not rely simply on conclusory statements or on contentions that the affidavits supporting the motion are not credible.â Ying Jing Gan v. City of New York, 996 F.2d 522, 532 (2d Cir. 1993); see also Flores v. United States, 885 F.3d 119, 122 (2d Cir. 2018) (â[C]onclusory statements, conjecture, or speculation by the party resisting the motion will not defeat summary judgment.â (quoting Kulak v. City of New York, 88 F.3d 63, 71 (2d Cir. 1996))). In ruling on a motion for summary judgment, the Court must âresolve all ambiguities and draw all permissible factual inferences in favor of the party against whom summary judgment is sought.â Sec. Ins. Co. of Hartford v. Old Dominion Freight Line, Inc., 391 F.3d 77, 83 (2d Cir. 2004). The court must afford âspecial solicitude to pro se litigants,â especially in the summary judgment context. Fredricks v. Shaheen, No. 22-2480, 2025 WL 1949898, at *1 (2d Cir. July 16, 2025) (quoting Rosa v. Doe, 86 F.4th 1001, 1007 (2d Cir. 2023)). Because it may not be obvious to a layman that a motion for summary judgment should be opposed with affidavits contradicting the movantâs facts, the Court of Appeals requires district courts to âapprise pro se litigants of the consequences of failing to respond to a motion for summary judgment.â Id. (quoting Vital v. Interfaith Med. Ctr., 168 F.3d 615, 620 (2d Cir. 1999)). Southern District of New York Local Rule 56.2 requires that a represented party moving for summary judgment against a pro se party must serve and file a âNotice to Pro Se Litigant Who Opposes a Motion for Summary Judgment.â S.D.N.Y. Loc. Civ. R. 56.2. 1. Administrative Exhaustion under Title VII To bring a lawsuit under Title VII, a plaintiff must first exhaust available administrative remedies by filing a timely complaint with the EEOC. 42 U.S.C. § 2000e-5(f)(1); Duplan v. City of New York, 888 F.3d 612, 621 (2d Cir. 2018). Administrative exhaustion of Title VII claims requires that an aggrieved employee comply with EEO regulations. See Lucenti v. Potter, 432 F. Supp. 2d 347, 356 (S.D.N.Y. 2006). EEO regulations mandate that a federal employee who believes he has suffered discrimination must consult an EEO counselor within 45 days of the alleged discriminatory acts. 29 C.F.R. § 1614.105(a)(1). The employee may file a formal complaint with the agency within 15 days after he receives an EEO counselorâs notice of final interview and right to file a complaint. Mathirampuzha v. Potter, 548 F.3d 70, 75 (2d Cir. 2008). If and when an employee receives a final agency decision on his EEO complaint, the employee may file an action in federal court within 90 days of notice of the final agency decision, or after 180 days from the filing of the EEO complaint if the agency has not yet rendered a decision. Id. A federal âemployee may not file in federal court until the administrative EEO process has been completed,â and â[c]ourts must strictly adhere to such procedural requirements for gaining access to the federal courts,â Lucenti, 432 F. Supp. 2d at 357. âThe administrative exhaustion requirement applies to pro se and counseled plaintiffs alike.â Fowlkes v. Ironworkers Loc. 40, 790 F.3d 378, 384 (2d Cir. 2015). Failure to exhaust administrative remedies is an affirmative defense properly considered on a motion for summary judgment. See Hardaway v. Hartford Pub. Works Depât, 879 F.3d 486, 491 (2d Cir. 2018). While Title VII requires administrative exhaustion, the requirement is âa mandatory but nonjurisdictional prerequisite to suit.â Fowlkes, 790 F.3d at 385-86. 2. Application Partial summary judgment is proper on the Title VII claims as to 58 job postings. Defendants filed and served the Notice to Pro Se Litigant Who Opposes a Motion for Summary Judgment on Plaintiff the same day they filed their motion for partial summary judgment. ECF Nos. 37, 38. Plaintiff was apprised of the consequences of failing to properly respond to Defendantsâ motion. He titled his opposition brief âObjection to Summary Judgment,â cited language from Rule 56, and cited case law about the appropriateness of summary judgment. Therefore, Plaintiff had sufficient notice of the summary judgment motion and has demonstrated an understanding of Rule 56âs requirements. Defendants moved for summary judgment on the basis that Plaintiff did not exhaust his Title VII claims by failing to timely contact his EEO counselor. Defendants provided undisputed evidence showing that Plaintiff applied for only 61 of the 98 positions listed. Def. R. 56.1 Statement ¶ 3. Plaintiff did not initiate contact with an EEO counselor within 45 days of the allegedly discriminatory acts for 58 of those 61 job postings. Id. For the three remaining job postings, Plaintiff contacted his EEO counselor and exhausted his administrative remedies. Id.; Compl. at 32 (indicating that the EEOC found that EEO counselor contact was timely as to only three of the seventeen positions listed in Plaintiffâs EEO complaint). This evidence is sufficient to meet Defendantsâ burden of showing the absence of a genuine issue of material fact for 58 of the 61 job postings. See, e.g., Khaleel v. Potter, 307 F. Appâx 527, 528 (2d Cir. 2009) (affirming the district courtâs grant of summary judgment of a pro se postal service employeeâs race-based discrimination and failure-to-hire lawsuit because the employee had not demonstrated administrative exhaustion). Plaintiffâs opposition does not dispute that he applied to only 61 of the 98 job postings listed in his complaint. He explains that he referenced all of the postings to show a âsystemic routine practiceâ of listing jobs, removing them, and relisting them, which Plaintiff believes is a discriminatory practice. Opp. at 1. Plaintiff also does not dispute his failure to exhaust. He in fact admits that âsome listing[s] were outside statutory limits,â but he claims that his failure to be selected as to those listings would still serve as âbackground evidenceâ that tends to prove certain claims. Id. Plaintiff bore the burden of âcom[ing] forward with admissible evidence sufficient to raise a genuine issue of factâ to avoid summary judgment. Simsbury-Avon Pres. Club, Inc., 575 F.3d at 204. Instead of providing such evidence, Plaintiff merely rested on the allegations in his pleadings. Because Plaintiff cannot provide evidence that he has exhausted his administrative remedies, partial summary judgment is appropriate on his Title VII claims for the 58 job postings to which he applied but did not timely contact an EEO counselor. See Morales v. Brann, No. 20-CV-10126 (VEC)(SDA), 2022 WL 18108561, at *6 (S.D.N.Y. Dec. 15, 2022), report and recommendation adopted, 2023 WL 35255 (S.D.N.Y. Jan. 4, 2023) (granting summary judgment where âPlaintiff has not presented any evidence that he exhausted his administrative remedies or that such remedies were unavailableâ). Further discovery on the issue of administrative exhaustion is not appropriate because there are no additional facts Plaintiff can discover to overcome his failure to exhaust. See Richard v. LeClaire, No. 9:15-CV-00006 (BKS)(TWD), 2019 WL 5197041, at *1 n.2 (N.D.N.Y. May 6, 2019) (â[Because] the Court is recommending summary judgment in Defendantsâ favor for failure to exhaust administrative remedies, additional discovery would be of no benefit to Plaintiff.â). Deferring a decision on the motion for summary judgment to allow discovery into administrative exhaustion is especially inappropriate where Plaintiff does not contest that he failed to exhaust. Therefore, I recommend granting the motion for partial summary judgment on the Title VII claims relating to 58 job postings. B. Dismissal of All Other Title VII Claims âA pleading that states a claim for relief must contain . . . a short and plain statement of the claim showing that the pleader is entitled to relief.â Fed. R. Civ. P. 8(a)(2). A complaint must be dismissed if it fails âto state a claim upon which relief can be granted.â Fed. R. Civ. P. 12(b)(6). To state a legally sufficient claim, a complaint must plead âenough facts to state a claim to relief that is plausible on its face.â Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). In evaluating a complaint under this standard, a court must accept as true the well- pleaded factual allegations set forth in the complaint and draw all reasonable inferences in favor of the plaintiff. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009); Twombly, 550 U.S. at 556. While the plausibility standard âdoes not require detailed factual allegations,â it âdemands more than an unadorned, the-defendant-unlawfully-harmed-me accusation.â Iqbal, 556 U.S. at 678 (internal quotation marks omitted); see also Cantor Fitzgerald Inc. v. Lutnick, 313 F.3d 704, 709 (2d Cir. 2002) (stating that a court need not give âcredence to [a] plaintiffâs conclusory allegationsâ). âThreadbare recitals of the elements of a cause of action, supported by mere conclusory statements, do not suffice.â Iqbal, 556 U.S. at 678 (citing Twombly, 550 U.S. at 555). âA pleading that offers labels and conclusions or a formulaic recitation of the elements of a cause of actionâ is insufficient to survive a motion to dismiss under Rule 12(b)(6). Id. (internal quotation marks omitted). âNor does a complaint suffice if it tenders ânaked assertion[s]â devoid of âfurther factual enhancement.ââ Iqbal, 556 U.S. at 678 (quoting Twombly, 550 U.S. at 557). Where a plaintiff proceeds pro se, their complaint âmust be held to less stringent standards than formal pleadings drafted by lawyers.â Erickson v. Pardus, 551 U.S. 89, 94 (2007) (quoting Estelle v. Gamble, 429 U.S. 97, 106 (1976)). When addressing a motion to dismiss, âcourts must construe [a pro se complaint] broadly, and interpret [it] to raise the strongest arguments that [it] suggest[s].â Weixel v. Bd. of Educ. of City of New York, 287 F.3d 138, 145- 46 (2d Cir. 2002). Courts âare obligated to draw the most favorable inferences that [a pro se] complaint supports,â but âcannot invent factual allegations that [the plaintiff] has not pled.â Chavis v. Chappius, 618 F.3d 162, 170 (2d Cir. 2010). 1. Discrimination under Title VII To state a claim of discrimination under Title VII, âa plaintiff must plausibly allege that (1) the employer took adverse employment action against him and (2) his race, color, religion, sex, or national origin was a motivating factor in the employment decision.â Vega v. Hempstead Union Free Sch. Dist., 801 F.3d 72, 86 (2d Cir. 2015). The plaintiff âmay do so by alleging facts that directly show discrimination or facts that indirectly show discrimination by giving rise to a plausible inference of discrimination.â Id. at 87. There must be âat least minimal support for the proposition that the employer was motivated by discriminatory intent.â Littlejohn v. City of New York, 795 F.3d 297, 311 (2d Cir. 2015). A Title VII failure to promote claim follows the Supreme Courtâs McDonnell Douglas framework for establishing a prima facie case: plaintiff must allege that (1) he is a member of a protected class, (2) he âapplied and was qualified for a job for which the employer was seeking applicants,â (3) he was rejected for the position, and (4) the position remained open and the employer continued seeking applicants that had plaintiffâs same qualifications. Brown v. Coach Stores, Inc., 163 F.3d 706, 709 (2d Cir. 1998) (quoting McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802 (1973)). Plaintiff bears the burden of making out a prima facie case. Beyer v. Cnty. of Nassau, 524 F.3d 160, 163 (2d Cir. 2008). 2. Application Plaintiff has not alleged sufficient facts to establish a prima facie case of discrimination under Title VII. He provides no direct evidence of discrimination. There are no allegations that anyone involved in the interview or hiring process made any commentsâlet alone disparaging commentsâto Plaintiff about his race or national origin. Plaintiff has provided only indirect evidence. By his own words, Plaintiff merely has a âgut feelingâ that discrimination has occurred and believes there is âpotentially a pattern of employment discrimination.â Compl. at 7-8. He says he is ânot certainâ but the feeling that he has been discriminated against âneeds to be b[r]ought up and not fester.â Id. at 7. Gut feelings and potential patterns of discrimination are insufficient. See Moore v. City of New York, 745 F. Appâx 407, 409 (2d Cir. 2018) (âA mere mention of feeling âdiscriminated againstâ is not enoughâ to establish discrimination). For the 98 job postings Plaintiff included in his complaint, he did not describe if and when he applied to each job, whether he was interviewed, and whether there is evidence of discrimination in each instance. He has not set forth the requisite facts to plead a prima facie case. Walking through the McDonnell Douglas framework, Plaintiff has established the first requirement, that he is a member of a protected class. As an African American, he has established membership in a protected class based on his race (and possibly national origin). But he has not established that he applied for and was qualified for a job for which Defendants were seeking applicants. From the documents Plaintiff submitted along with his complaint, Defendants did not promote him despite his many applications because his qualifications did not suffice. On a series of knowledge, skills, and abilities questions, Plaintiff âconsistently scored â0.ââ Compl. at 34. No other applicant who scored a â0â for any question was considered for an interview. Id. There is not even âminimal supportâ that the failure to interview or hire Plaintiff was because of his race. Littlejohn, 795 F.3d at 311; see also Mitchell v. New York City Depât of Educ., No. 20-CV-1555 (PGG), 2022 WL 621956, at *5 (S.D.N.Y. Mar. 3, 2022) (a complaint that âmerely describes adverse employment actions ⊠without linking those adverse employment actionsâ to membership in a protected class is insufficient to establish a prima facie case). The facts Plaintiff provided suggest that he was not selected because he lacked the proper qualifications, not because of his race. Plaintiffâs most specific examples concern a few interviews that he believed went well but did not result in selection. Plaintiff cited statements from his interviewers that tend to indicate the interviewers enjoyed speaking with him, believed he answered questions well, and did not raise specific concerns in the interviews. See Compl. at 11, 14. His subjective feelings about his interview, however, are insufficient to make out a prima facie case. In Sellick v. Agency-Castle Point, a plaintiff similarly believed her interview had gone well, so she assumed the reason she was not chosen must have been discrimination. No. 09-CV-6616 (DLC), 2010 WL 2813431, at *7 (S.D.N.Y. July 16, 2010). But such âspeculation and conjectureâ was insufficient to establish a prima facie case of discrimination. Id. In a few parts of his complaint, Plaintiff alleges that some positions to which he applied went to candidates with âlesser ratings.â Compl. at 26. But he provides no factual support for these claims. He does not list the qualifications of the people who were promoted over him or describe whether they were of different races. Plaintiff provides no facts about the people who were selected for the jobs to which he applied. Indeed, the Commissionâs decision on Plaintiffâs appeal indicates that he was not qualified for the job, and no candidate who scored a â0â on their KSAs, like Plaintiff, received interviews. Compl. at 34. Because Plaintiff has not alleged any evidence that he was not promoted because of his membership in a protected class, he has not established a prima facie case of discrimination under Title VII. The Title VII claim should be dismissed for failure to state a claim. II. Dismissal of All Other Claims for Failure to State a Claim Defendants move to dismiss all other claims for lack of subject matter jurisdiction under Rule 12(b)(1). Defendants argue that certain statutes cannot be asserted against federal employers, and others do not provide a private right to sue. The Court agrees with Defendants that these claims should be dismissed but believes the proper basis for doing so is for failure to state a claim under Rule 12(b)(6), rather than for lack of subject matter jurisdiction under Rule 12(b)(1).2 The Supreme Court has clarified that âthe absence of a valid . . . cause of action does not implicate subject-matter jurisdiction, i.e., the courtâs statutory or constitutional power to adjudicate the case.â Lexmark Intâl, Inc. v. Static Control Components, Inc., 572 U.S. 118, 128 n.4 (2014) (emphasis in original) (internal quotation marks omitted). Because Defendants do not claim that the Court lacks the power to adjudicate the case but rather that the claims cannot be asserted against the federal government, the Court considers Defendantsâ arguments under the rubric of Rule 12(b)(6). See also Sung v. DeJoy, No. 22-CV-07682 (HG)(LB), 2024 WL 4107212, at *6 (E.D.N.Y. Sept. 5, 2024) (collecting cases). 2 Defendants do not move to dismiss these claims on sovereign immunity grounds, which would be a dismissal for lack of subject matter jurisdiction. See Cangemi v. United States, 13 F.4th 115, 134 (2d Cir. 2021). A. Claims that Do Not Apply to Federal Employers Plaintiff cannot assert a claim for employment discrimination under 42 U.S.C. § 1981. Section 1981 prohibits racial discrimination in contracting and applies to only private employers. See Nghiem v. U.S. Depât of Veterans Affs., 451 F. Supp. 2d 599, 603-04 (S.D.N.Y. 2006), affâd, 323 F. Appâx 16 (2d Cir. 2009) (dismissing federal employeeâs § 1981 claim). âCourts in this circuit consistently dismiss claims under § 1981 brought by federal employees alleging employment discrimination against their federal employers . . . .â Id.; see e.g., King v. U.S. Postal Serv., No. 01-CV-8876 (GEL), 2002 WL 1067825, at *3 (S.D.N.Y. May 29, 2002) (dismissing a § 1981 claim against the USPS because the statute does not protect against discrimination under federal law); Hughes v. U.S. Postal Serv., 700 F. Supp. 779, 783 (S.D.N.Y. 1988) (same). Section 1983 allows individuals to sue state and local officials, acting under color of state law, for violating the U.S. Constitution or federal law. 42 U.S.C § 1983. Courts have âlong construed the phrase âunder color of state lawâ as used in . . . 42 U.S.C. § 1983, to apply only to state actors, not federal officials.â Dotson v. Grisea, 398 F.3d 156, 162 (2d Cir. 2005). See also Kingsley v. Bureau of Prisons, 937 F.2d 26, 30 n.4 (2d Cir. 1991) (âAn action brought pursuant to 42 U.S.C. § 1983 cannot lie against federal officers.â) (internal citations omitted); Nghiem, 451 F. Supp. 2d at 605 (âActions of the federal government or its officers are exempt from the proscriptions of § 1983.â). Accordingly, Plaintiff fails to state a § 1983 claim against Defendants. Plaintiff cannot assert claims against his federal employers under the New York Constitution or New York State law. The New York State Constitution permits actions against only state actors who are acting under color of state law, not against federal officials acting under federal law.3 Hightower v. United States, 205 F. Supp. 2d 146, 154 n.4 (S.D.N.Y. 2002). The New York State Human Rights Law (âNYSHRLâ) prohibits discrimination based on race, national origin, military status, and other protected grounds. N.Y. Exec. Law § 296(1)(a). The New York City Human Rights Law (âNYCHRLâ) is the city analogue, which prohibits discrimination on the basis of race, national origin, status as a veteran, and other protected grounds. N.Y.C. Admin. Code § 8-107(1)(a). The claims under NYSHRL and NYCHRL, like the claims under 42 U.S.C. §§ 1981 and 1983, are âunavailable to persons asserting claims of discrimination ⊠arising from federal employment.â Williams v. Soc. Sec. Admin., No. 1:23- CV-2348 (LTS), 2023 WL 3728375, at *5 (S.D.N.Y. May 30, 2023); Moore v. DeJoy, No. 18- CV-9967 (JPC), 2021 WL 4523503, at *5 (S.D.N.Y. Sept. 30, 2021) (dismissing a USPS mail carrierâs discrimination claims under NYSHRL and NYCHRL). B. Claims that Contain No Private Right of Action Plaintiff sues under several statutes that do not have a private right of action. A private right of action gives individual plaintiffs the right to sue to enforce federal laws, but this right to sue must be expressly created by statute. Alexander v. Sandoval, 532 U.S. 275, 286 (2001) (â[P]rivate rights of action to enforce federal law must be created by Congress.â). If a federal statute does not expressly provide a private right of action, then an action pleaded under that statute is âtypically subject to dismissal under Federal Rule of Civil Procedure 12(b)(6) . . . for failure to state a claim.â Fair v. Verizon Commcâns Inc., 621 F. Appâx 52, 53 (2d Cir. 2015). 3 Plaintiff cited the following language from Article V, section 6 of the New York Constitution: âappointment and promotion[s] in the civil service of the state and all the civil divisions thereof[,] including cities and villages, shall be made according to merit and fitness to be ascertained, as far as, practicable . . . .â Compl. at 9 (citing N.Y. Const. art. V, § 6). This provision applies to state employees, not federal employees. The Veteransâ Preference Act (âVPAâ). The VPA provides that certain veterans are entitled to preference over others in hiring for some federal government jobs. See 5 U.S.C. §§ 2108 et seq. But the statute does not create a private right of action under which Plaintiff may sue. Philippeaux v. N. Cent. Bronx Hosp., 871 F. Supp. 640, 647-48 (S.D.N.Y. 1994) (finding no private right of action in the Veteransâ Preference Act). Because nothing in the text of the statute gives Plaintiff the right to sue, Plaintiffâs claim under the VPA must be dismissed for failure to state a claim. The Vietnam Era Veteransâ Readjustment Assistance Act (âVEVRAAâ). VEVRAA is another statute aimed at providing preferences for certain veterans in federal employment. The statute directs that parties contracting with the United States shall âtake affirmative action to employâ certain veterans. 38 U.S.C. § 4212(a). VEVRAA does not create a private right of action. Phillips v. Merchants Ins. Grp., 990 F. Supp. 99, 101 (N.D.N.Y. 1998) (citing Antol v. Perry, 82 F.3d 1291, 1298 (3d Cir. 1996)), see also Phillips v. 7912 Merchants Ins. Grp., 173 F.3d 845 (2d Cir. 1999) (dismissing plaintiffâs appeal of Phillips, 990 F. Supp. 99, but noting that, if the court had jurisdiction, it would affirm the district court judgment dismissing a VEVRAA claim because VEVRAA does not create a private right of action). Because no private right of action exists to sustain this claim in federal court, Plaintiffâs VEVRAA claim must be dismissed under Rule 12(b)(6). The Jobs for Veterans Act (âJVAâ). The JVA amended aspects of VEVRAA, for example, by raising the dollar threshold of federal contracts covered by VEVRAA and modifying certain definitions. Pub. L. No. 107-288. But the JVA amendments to VEVRAA did not add a private right of action. Id.; Seay v. Tenn. Valley Auth., 339 F.3d 454, 473 (6th Cir. 2003). Therefore, Plaintiffâs JVA claim must be dismissed. The Civil Service Reform Act (âCSRAâ). CSRA creates a process for administrative and judicial review of specific adverse actions employers take against certain federal employees. 5 U.S.C. §§ 2301, et seq.; Elgin v. Depât of Treasury, 567 U.S. 1, 5 (2012). Sections 2301 and 2302 of the statute establish merit system principles and âprohibited personnel principlesâ that proscribe discrimination. See United States v. Fausto, 484 U.S. 439, 446 (1988). Plaintiff alleges claims under various subsections of 5 U.S.C. § 2301 and 5 U.S.C. § 2302. These include: 5 U.S.C. §§ 2301(b)(2), 2302(b)(1)(A), 2302(2)(A)(ii), 2302(1)(a), 2302(4), and 2302(11)(a)(b). Compl. at 4, 9. Of these, only subsections 2301(b)(2) and 2302(b)(1)(A) exist. Regardless, there is no private right of action for a claim under any part of either section 2301 or 2302. Milano v. Astrue, No. 05-CV-6527 (KMW)(DCF), 2008 WL 4410131, at *43 (S.D.N.Y. Sept. 26, 2008); Ercole v. LaHood, No. 07-CV-2049 (JFB)(AKT), 2010 WL 1286317, at *16 (E.D.N.Y. Mar. 30, 2010); see also Dotson, 398 F.3d at 164 n.3 (noting that these sections of the CSRA do not provide for judicial review). Additionally, covered employees must pursue relief through the Merit Systems Protection Board (âMSPBâ). Elgin, 567 U.S. at 6. Appeals from the MSPB are taken directly to the Court of Appeals for the Federal Circuit. Id. (âThe Federal Circuit has âexclusive jurisdictionâ over appeals from a final decision of the MSPB.â). Because there is no private right of action under the CSRA, Plaintiff has not shown that he requested a hearing before the MSPB, and any appeal from an MSPB hearing would have to be taken to the Court of Appeals for the Federal Circuit, these claims must be dismissed. Executive Order Claims. Plaintiff also asserts a claim under 38 U.S.C. § 11521. This section does not exist, but the Defendants interpreted this reference to be asserting a claim under Executive Order 11521. This Executive Order required agencies to make âveterans readjustment appointment[s]â for certain qualified, covered veterans who served during the Vietnam War. Exec. Order 11521. The Court assumes Plaintiff is attempting to allege a claim under this Executive Order. An Executive Order does not create a private right of action unless it has a âspecific foundation in Congressional action and is intended to create a private right of action.â Flecha v. Smithsonian Inst., No. 97-CV-4747 (RO), 1998 WL 199947, at *4 (S.D.N.Y. Apr. 24, 1998); see also Ruotolo v. Town of New Paltz, No. 1:22-CV-0169 (LEK)(DJS), 2023 WL 2500655, at *21 (N.D.N.Y. Mar. 14, 2023) (â[A]n executive order is privately enforceable only if it is issued pursuant to a statutory mandate or delegation of congressional authority.â). Executive Order 11521 does not create a private right of action, so this claim must be dismissed for failure to state a claim. C. Claims that Plaintiff Has Not Exhausted â[F]ederal courts should refrain from adjudicating a controversy if the party bringing suit might obtain adequate relief through a proceeding before an administrative agency.â Washington v. Barr, 925 F.3d 109, 116 (2d Cir. 2019). If a statute prescribes that a plaintiff should first file a complaint with the relevant administrative agency, the plaintiff cannot skip that step and directly pursue relief in federal court. Any claim under Veteranâs Employment Opportunities Act (âVEOAâ) must be dismissed because Plaintiff has not exhausted administrative remedies. While Plaintiff did not name the VEOA in his complaint or specifically cite the code sections under which it arises, he broadly referenced âTitle 5 U.S.C.â Compl. at 9. Given Plaintiffâs factual allegations and his other claims, the Court liberally interprets that reference to mean that Plaintiff intended to bring a claim under VEOA, which is contained in 5 U.S.C. §§ 3330a, et seq. VEOA provides remedies for a preference-eligible veteran âwho alleges that an agency has violated ⊠[his or her] rights under any statute or regulation relating to veteransâ preference.â 5 U.S.C. § 3330a(a)(1)(A). To remedy violations of the statute, an eligible employee must file a complaint with the Department of Labor. Any appeal is taken to the MSPB. Id. § 3330a(d). A plaintiff may terminate administrative proceedings and file a case in United States District Court, but not until at least 121 days have passed since the appeal was filed with the MSPB or the MSPB has issued a judicially reviewable decision on the merits. Id. § 3330b(b); Conyers v. Rossides, 558 F.3d 137, 148-49 (2d Cir. 2009). Here, Plaintiff has not established these prerequisites to filing suit. Because he has not alleged that he filed a complaint with the Department of Labor or appealed to the MSPB, Plaintiffâs VEOA claim must be dismissed. LEAVE TO AMEND Rule 15(a)(2) requires that leave to amend be freely given when justice so requires. Fed. R. Civ. P. 15(a)(2). Generally, a pro se litigant should be granted leave to amend to cure any deficiencies in a complaint. The Court of Appeals cautions that when addressing a pro se plaintiff, a district court should not dismiss the complaint âwithout granting leave to amend at least once when a liberal reading of the complaint gives any indication that a valid claim might be stated.â Thompson v. Carter, 284 F.3d 411, 416 (2d Cir. 2002) (quoting Branum v. Clark, 927 F.2d 698, 705 (2d Cir. 1991)). But when repleading would be futile, a district court need not grant leave to amend. Cuoco v. Moritsugu, 222 F.3d 99, 112 (2d Cir. 2000) (explaining that leave to replead would be futile where a liberal reading of the complaint did not suggest that âplaintiff has a claim that she has inadequately or inartfully pleaded and that she should therefore be given a chance to reframeâ). With respect to most of Plaintiffâs claims, he cannot amend to cure the deficiencies that warrant their dismissal. His claims under § 1981, § 1983, and State law do not apply to federal employees, so there are no additional allegations Plaintiff can plead to sustain these causes of action. See Scalpi v. Town of East Fishkill, No. 14-CV-2126 (KMK), 2016 WL 858925, at *5 n.8 (S.D.N.Y. Feb. 29, 2016) (where defendant could not be deemed a state actor, plaintiff could not plausibly replead a 42 U.S.C. § 1983 claim). For the statutes Plaintiff cited that do not create private rights of action, there are similarly no additional facts Plaintiff can plead to state a cognizable claim upon which relief may be granted. See Harris v. TD Ameritrade, Inc., 837 F. Appâx 841, 843 (2d Cir. 2021) (finding no error in the district courtâs denial of a leave to amend where the authority on which Plaintiff would rely did not create a private right of action); Jordan v. Chase Manhattan Bank, 91 F. Supp. 3d 491, 510 (S.D.N.Y. 2015) (denying leave to amend as futile because better pleading could not cure the fact that plaintiffâs claims under certain statutes lacked private rights of action). The Court should grant summary judgment on Plaintiffâs unexhausted Title VII claims (as to 58 job postings). Plaintiff has been provided meaningful notice of the consequences of failing to offer facts to establish a genuine dispute as to these claims and has failed to do so. Accordingly, the Court should enter judgment and not allow him to replead. With respect to his Title VII claims related to the remaining postings, it is a closer question whether to grant leave to amend. On the one hand, Plaintiff was clearly advised during the EEO process of the legal standard to establish race discrimination and the need to set forth facts to establish that the Defendantsâ decisions were not pretextual. The Commission affirmed the dismissal of his complaint because his complaint merely alleged a âgut feelingâ and referenced âinstitutional discriminationâ and âsystemic racism.â These âbare assertionsâ were not enough for his EEOC appeal, and they are not enough in federal court. But the Court of Appeals has repeatedly instructed the district courts that leave to amend should be granted âat least once when a liberal reading of the complaint gives any indication that a valid claim might be stated.â Grullon v. City of New Haven, 720 F.3d 133, 139 (2d Cir. 2013) (citing cases). Although Plaintiff has failed to meet his pleading burden with respect to the exhausted claims related to three job postings, amendment cannot be said to be legally futile at this stage. Accordingly, I recommend that Plaintiff be permitted to amend his complaint solely to allege facts that might tend to plausibly allege a Title VII claim as to only the three job postings for which he has exhausted his administrative remedies. To avoid unnecessarily burdening Defendants, I recommend that the Court review Plaintiffâs amended complaint before requiring a responsive pleading. If Plaintiff cannot allege facts that plausibly state a claim for discrimination with respect to these three job postings, I further recommend that the Court order Plaintiff to show cause as to why his claims should not be dismissed. CONCLUSION I recommend that the Court GRANT Defendantsâ motion for summary judgment as to certain of Plaintiffâs Title VII claims, and GRANT Defendantsâ motion to dismiss the complaint in its entirety. I further recommend that Plaintiff be giving an opportunity to file an amended complaint solely with respect to those three job postings for which Plaintiff has exhausted his administrative remedies.* NETBURN | United States Magistrate Judge DATED: August 5, 2025 New York, New York NOTICE OF PROCEDURE FOR FILING OBJECTIONS TO THIS REPORT AND RECOMMENDATION The parties shall have 14 days from the service of this Report and Recommendation to file written objections under 28 U.S.C. § 636(b)(1) and Rule 72(b) of the Federal Rules of Civil Procedure. See Fed. R. Civ. P. 6(a), 6(d). A party may respond to another partyâs objections within 14 days after being served with a copy. Fed. R. Civ. P. 72(b)(2); see Fed. R. Civ. P. 6(a), 6(d). These objections shall be filed with the Court and served on any opposing parties. See Fed. R. Civ. P. 72(b)(2). Courtesy copies shall be delivered to the Honorable Gregory H. Woods if required by that judgeâs Individual Rules and Practices. Any requests for an extension of time for filing objections must be addressed to Judge Woods. See Fed. R. Civ. P. 6(b). The failure to file timely objections will waive those objections for purposes of appeal. See Thomas v. Arn, 474 U.S. 140 (1985); United States v. James, 712 F.3d 79, 105 (2d Cir. 2013). 4 Should the Court grant Plaintiff this limited leave to amend, Plaintiff is encouraged to contact the City Bar Justice Centerâs Federal Pro Se Legal Assistance Project for free legal assistance. The Project can be reached at (212) 382-4794 or online at https://www.citybarjusticecenter.org/projects/federal-pro-se-legal- assistance-project/. 23
Case Information
- Court
- S.D.N.Y.
- Decision Date
- August 5, 2025
- Status
- Precedential