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IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW MEXICO CONNIE SHIVNER, Individually and as Personal Representative of the Wrongful Death Estate of John Shivner, Deceased, Plaintiff, v. No. CIV 20-0497 RB/CG CORRVALUES, LLC, GILA REGIONAL MEDICAL CENTER, BOARD OF TRUSTEES OF GILA REGIONAL MEDICAL CENTER, BOARD OF COUNTY COMMISSIONERS OF GRANT COUNTY, GRANT COUNTY DETENTION CENTER, JOHN/JANE DOES I AND JOHN/JANE DOES II, Individually and in his/her official capacity as an employee of Grant County Detention Center, Gila Regional Medical Center, and/or CorrValues, LLC, Defendants. MEMORANDUM OPINION AND ORDER Decedent John Shivner was arrested on December 26, 2017, and immediately underwent surgery due to a gunshot wound in his shoulder. On December 31, he was released into the custody of the Grant County Detention Center (GCDC). Shivner received follow-up outpatient shoulder surgery on February 12, 2018. During his recovery at the GCDC, Shivnerâs health deteriorated, and he was transported to the Gila Regional Medical Center (GRMC) on February 16, 2018. GRMC staff admitted Shivner for constipation, dehydration, nausea, and vomiting. Almost 16 hours later, he went into respiratory failure. Exploratory surgery revealed total ischemic bowel, and the surgeon performed a colectomy. During recovery, Shivner contracted pneumonia and refused respiratory support measures. He died on February 20, 2018. Shivnerâs wife, Connie Shivner (Plaintiff), brings a lawsuit against the Board of County Commissioners of the County of Grant (the Board), CorrValues, LLC (CorrValues), GRMC and the GRMC Board of Trustees (the GRMC Defendants), and John/Jane Doe officers and staff of GCDC, GRMC, and CorrValues. Plaintiff has been represented by counsel during the majority of this lawsuit, but her attorneys withdrew in October 2021, after the deadline for Plaintiff to identify expert witnesses had passed. Defendants filed three motions for summary judgment in December 2021, basing them largely on Plaintiffâs failure to submit any expert testimony. Plaintiff did not respond to the motions. On February 17, 2022, Cathryn Wallace entered a notice of appearance on behalf of Plaintiff. On the same date, Plaintiff filed a motion for leave to file responses to the motions for summary judgment, citing new lay witness testimony that she believes will create genuine factual disputes. Defendants oppose the motion. Having considered the partiesâ arguments and evidence before the Court, the Court will deny the motion to extend, grant the motions for summary judgment, and dismiss this lawsuit. I. Motion to Extend In her motion to extend, Plaintiff seeks an extension of time to âpresent additional factual information and evidence . . . to counterâ Defendantsâ summary judgment motions. (Doc. 91 at 1.) A recitation of the procedural history of this case is in order. Plaintiff filed her lawsuit in state court on February 19, 2020. (See Doc. 1-A at 1.) Defendants removed the matter to this Court on May 22, 2020. (Doc. 1 at 1.) United States Chief Magistrate Judge Carmen Garza held a status conference with the parties on June 23, 2020. (Doc. 10.) Cathryn Wallace, who at that time was with the Lopez & Associates law firm out of Silver City, New Mexico, was one of three attorneys who appeared at the status conference on behalf of Plaintiff. (See id.; Doc. 96 at 2.) The other two attorneys included William Perkins, also of Lopez & Associates, and Dathan Weems, of Dathan L. Weems Attorney at Law in Albuquerque. Wallace had not officially entered an appearance in the case. (See Doc. 96 at 2.) Pursuant to D.N.M. LR- Civ. 83.4(a), which mandates that â[t]o participate in a pending proceeding, an attorney must enter an appearance or obtain leave of the Court[,]â Judge Garza advised Wallace âto enter her appearance before proceeding with her representation of Plaintiff.â (Doc. 10.) Due to a variety of health and workload concerns, and because of difficulties being admitted to federal practice, Wallace asserts that she stepped back from her representation of Plaintiff.1 (Doc. 96 at 2.) Perkins, Weems, and another attorney from the Weems firm continued to represent Plaintiff. (See Docket.) Plaintiff filed a First Amended Complaint in July 2020, and the Board moved to dismiss in August 2020. (See Docs. 28; 33.) The Court granted the motion in part in an Opinion entered March 18, 2021. (Doc. 42.) Plaintiff filed her Second Amended Complaint March 24, 2021. (Doc. 44 (SAC).) Judge Garza held a Rule 16 Scheduling Conference on May 20, 2021, and set the âcase on a 210-day discovery schedule, with discovery to conclude by December 1, 2021.â (Doc. 53.) The Scheduling Order set a deadline of September 1, 2021, for âPlaintiff to identify in writing any expert witness to be used by Plaintiff at trial and to provide expert reports pursuant to [Federal Rule of Civil Procedure] 26(a)(2)(B) . . . .â (Doc. 55 at 1.) The Court set pretrial conferences for September and October 2022, and a jury trial beginning November 28, 2022. (Docs. 58â60.) Judge Garza held a status conference on July 15, 2021, and the parties âagreed that discovery [was] proceeding as scheduled.â (Doc. 62.) On October 4, 2021, the Dathan Weems Law Firm moved to withdraw as counsel for Plaintiff, explaining that âPlaintiff no longer wishes for [the firm] to represent her in this matter.â 1 Wallace made this assertion in her reply brief. (Doc. 96 at 2.) She did not submit an affidavit in support. Defendants express some doubt regarding whether Wallace continued to participate in the lawsuit, as her name appears on two later-filed documents. (See, e.g., Docs. 93 at 2; 94 at 5 n.1; 95 at 2 (all citing Docs. 8; 52).) (Doc. 68 at 1.) Judge Garza granted the motion. (Doc. 69.) On October 6, 2021, William Perkins filed a motion to withdraw, citing the same reason. (Doc. 70 at 1.) Judge Garza denied the motion without prejudice for failure to comply with D.N.M. LR-Civ. 83.8(a). (Doc. 71.) Judge Garza held a telephonic status conference on October 8, 2021. (Doc. 72.) Perkins and Plaintiff were both present. (See id.) Judge Garza âasked counsel the status of discovery.â (Id.) âCounsel stated that the parties have exchanged written discovery, that Plaintiffâs deposition is currently scheduled for November 19, 2021, and that Defendants do not anticipate conducting any other depositions.â (Id.) Neither Plaintiff nor Perkins mentioned needing more time to secure an expert. (See id.) Judge Garza explained to âPlaintiff that, if she were to proceed pro se in this matter, the Court would be required to hold her to the same rules of procedure as an attorney practicing before this Court.â (Id.) Plaintiff stated that she understood. (Id.) Perkins re-filed his motion to withdraw as counsel on October 14, 2021, and Judge Garza granted it the next day. (Docs. 74â75.) Judge Garza held another status conference on December 7, 2021. (Doc. 79.) Plaintiff appeared and did not request additional time for discovery or to secure an expert. (See id.) Defendants filed their motions for summary judgment on December 30, 2021, the deadline for pretrial motions. (See Docs. 55 at 2; 80â82.) When Plaintiff failed to respond to the motions, Defendants filed notices that briefing was complete. (Docs. 84â86.) On February 8, 2022, at Wallaceâs request, Judge Garza held a status conference, at which both Plaintiff and Wallace appeared. (See Doc. 89.) Wallace âexplained she was seeking an extension of time to respond to the dispositive motions currently pending . . . .â (Id.) Judge Garza advised her to file a motion. (Id.) Wallace entered her appearance on February 17, 2022, and filed her motion to extend on the same day. (Docs. 90â91.) Plaintiff requests leave to respond out of time to the dispositive motions to present âadditional evidence very recently obtained that may rebut the facts alleged in the . . . Motions for Summary Judgment.â (Doc. 91 at 2.) Under Federal Rule of Civil Procedure 6(b), âthe court may, for good cause, extend the timeâ for Plaintiff to respond âon [a] motion made after the time has expired if [she] failed to act because of excusable neglect.â Fed. R. Civ. 6(b)(1)(B). â[A] finding of excusable neglect under Rule 6(b)[(1)(B)] requires both a demonstration of good faith by the parties seeking the enlargement and also it must appear that there was a reasonable basis for not complying within the specified period.â Est. of Anderson v. Dennyâs Inc., 291 F.R.D. 622, 631 (D.N.M. 2013) (quoting In re Four Seasons Sec. Laws Litig., 493 F.2d 1288, 1290 (10th Cir. 1974)) (subsequent citation omitted). â[I]t is well established that inadvertence, ignorance of the rules, and mistakes construing the rules do not constitute excusable neglect for purposes of Rule 6(b).â Id. at 631â32 (quoting Quigley v. Rosenthal, 427 F.3d 1232, 1238 (10th Cir. 2005)). The Court examines several factors in deciding whether Plaintiff has shown excusable neglect, âincluding: (i) the danger of prejudice to the opposing party; (ii) the length of the delay and its potential impact on the judicial proceedings; (iii) the reason for the delay, including whether it was within the reasonable control of the movant; and (iv) whether the movant acted in good faith.â Id. at 632 (citing Schupper v. Edie, 193 F. Appâx. 744, 746 (10th Cir. 2006)) (subsequent citation omitted). Defendants argue that Plaintiff has shown neither good cause nor excusable neglect for her failure to timely respond to the motions. (See Docs. 93 at 3â5; 94 at 2â6; 95 at 3â8.) Prejudice CorrValues contends that Defendants would be prejudiced by allowing Plaintiffâs response when she relies on affidavits from individuals âwhom Defendants had (and will have) no opportunity to depose, discovery having closed December 1, 2021.â (Doc. 95 at 7â8.) The Court agrees that Defendants will suffer some prejudice from Plaintiffâs late submission of the affidavits after the close of discovery. Not only will they not have the opportunity to depose the late- identified witnesses, but Defendants might want to have their experts reevaluate the evidence in light of the affidavits. The Court also considers that although Plaintiff does not explicitly seek permission to modify the scheduling order in her motion, she alludes to the possibility of seeking a modification in her reply brief. (See Doc. 96 at 6 (âThe newly-obtained evidence (and further investigation), may show that the dysfunction inherent in the working environment of the [GCDC] caused or contributed to Mr. Shivnerâs death.â), and at 9 (Plaintiff âbelieves the statements are material as the evidence â as well as additional investigation, if allowed by the Court â could lead an expert witness to reconsider causation and liability in this case.â) (emphasis added).) Should the Court grant Plaintiffâs motion to extend, it appears that Plaintiff may later seek to reopen discovery, adding significant delay in this case. This factor weighs slightly against allowing the extension. Length of Delay The delay here is not significant. Plaintiffâs responses to the summary judgment motions were due on January 13, 2022, and she filed her motion to extend on February 17, 2022, a little more than one month after the deadline passed. CorrValues argues that if the Court grants the motion to extend, it will result in a delay âof at least one to two months, and would require resetting pretrial order deadlines.â (Doc. 95 at 7.) Because there have been no lengthy delays in this matter to date, the Court finds this factor weighs slightly in favor of granting the motion. Reason for Delay Plaintiff explains the delay as follows. Wallace left the Lopez & Associates law firm and opened her own firm in January 2022. (Doc. 91 at 4.) On January 30, 2022, Wallace met with a potential client, Nathaneal Fischer, who worked in a supervisory capacity at the GCDC. (Id.) During that interview, Fischer told Wallace that he witnessed Shivnerâs final days at the GCDC. (Id. at 5.) Wallace stated that Fischer and a second, unnamed witness shared details of Shivnerâs symptoms and attempts to seek medical attention. (Id. at 5â6.) Plaintiff asserts that although her previous counsel âwas extremely diligent in his efforts to obtain eye-witness testimony of this kind,â he âcould not possibly have obtained this information without interviewing (under oath and subject to cross examination) each and every person employed by the GCDC or by CorrValues, LLC between February 12 and February 16, 2018.â (Id. at 6.) âThe fact that the undersigned counsel obtained this information . . . was quite literally a fluke of the kind that occurs occasionally in small communities like Silver City . . . .â (Id.) Defendants understandably respond with some incredulity. Plaintiff claims that she could not have uncovered these late witnesses, as prior counsel would have had to depose countless staff members under oath. Yet one of Plaintiffâs ânewâ witnesses, Fischer, was listed as the Reporting Officer on the Incident Report concerning Shivnerâs transport to the hospital. (Doc. 80-C at 53.) The reporting employee stated that he âwas notified by Sgt. Fischer that inmate Shivner needed to be transported to GRMC per medical.â (Id.) One of the CorrValues contractors also referenced Sgt. Fischer in a Progress Note dated February 16, 2018. (Id. at 35 (noting that Dr. Mercado, a CorrValues contractor, directed medical staff to send Shivner to ER if he cannot have a bowel movement; âNotified Sgt. Fisher, will get someone to come in if need arises.â).) Given that Fischer was obviously involved with Shivner during his final hours at the GCDC, it is unclear why Plaintiffâs prior counsel failed to depose him.2 2 Another of Plaintiffâs witnesses, Javier Jurado, is referenced in an incident report regarding Shivnerâs transport for a follow-up medical appointment. (Doc. 80-C at 25.) As noted by CorrValues, âover a nearly two-year period, Plaintiff [and her prior counsel] failed to take a single deposition; disclosed no expert witnesses; and propounded only limited written discovery.â (Doc. 95 at 5.) CorrValues questions Plaintiffâs claims of difficulty in discovering such lay witness evidence, as âPlaintiff herself disclosed multiple purported witnesses of Shivnerâs alleged pain complaints and claimed that there were such witnesses from the outset of litigation.â (Id. at 6 (citing SAC ¶ 41).) It also explains that âPlaintiff could easily have narrowed potential deponents through written discovery; for instance, through serving an interrogatory seeking identification of prison supervisors working shifts during the datesâ following Shivnerâs second surgery. (Id.) The Board, in its brief, agrees with CorrValuesâs position. (See Doc. 94 at 4â 5.) âPlaintiff contends that one of the fact witnesses . . . was a former [GCDC] employee who was senior enough that . . . he was âin charge of all [GCDC] facility employees.ââ (Id. at 4 (quoting Doc. 91 at 5).) âWhile Plaintiffâs counsel now paints a picture of a herculean effort that it would have taken to uncover this witness through the discovery process,â Plaintiff failed to make the type of ârudimentary discovery requestâ (for example, a request âseeking identification of the few officials in charge of the facilityâ from February 12â16) that âalmost certainly would have uncovered this same witness many months ago and in a timely manner.â (Id. at 4â5.) Plaintiff was represented by counsel âthroughout the majority of these proceedings, including when the time to identify an expert expired.â (Id. at 5.) Thus, even her later pro se status does not explain her failure to conduct basic fact discovery. (See id.) The GRMC Defendants question allowing a late response due to Plaintiffâs ânewâ counselâs late and unintentional contact with one of the fact witnesses. (See Doc. 93 at 3.) Plaintiff fails to cite authority to show that it is appropriate to allow the late admission of discovery or briefing due not to the diligence of a party, but to âa flukeâ by someone outside of the litigation, particularly where the party had done so little during discovery. Plaintiff emphasizes that her prior counselâs location in Albuquerque somehow contributed to the inability to uncover testimony of the kind she came upon so late. (See Doc. 91 at 6.) Presumably, she refers here to the attorneys with the Albuquerque-based Dathan Weems firm. But until October 15, 2021, Plaintiff was also represented by Wallaceâs previous partner (Perkins) who also practiced at the Lopez & Associates firm located in Silver City, the same small community where Wallace herself now practices. In sum, the Court finds that Plaintiff has not shown any good reason for the delay here. She did not diligently pursue discovery during the appropriate time, either when she had counsel or when she was pro se. Had she done so, there is every reason to believe that she had the ability to discover these ânewâ witnesses within the applicable deadlines. This factor weighs heavily in favor of denying her motion to extend. Good Faith No Defendant makes any real argument that Plaintiff did not act in good faith. CorrValues notes, though, that while it âhas no evidence of Plaintiffâs bad faith,â her ânear-total failure to participate in prosecuting her case until this late hour shows no excusable neglect.â (Doc. 95 at 8 (citation omitted).) Still, the Court finds that this factor weighs in favor of granting the motion. On balance, the Court finds that the factors weigh against allowing Plaintiffâs requested extension. âThe most important factor is the third; an inadequate explanation for delay may, by itself, be sufficient to reject a finding of excusable neglect.â Perez v. El Tequila, LLC, 847 F.3d 1247, 1253 (10th Cir. 2017) (citing United States v. Torres, 372 F.3d 1159, 1163 (10th Cir. 2004)). Plaintiffâs lack of diligence during discoveryâwhether intentional or a âpoor tactical decisionââ does not constitute excusable neglect. See Lewis v. Herrmanâs Excavating, Inc., 200 F.R.D. 657, 660 (D. Kan. 2001). The Court will deny her motion to extend. II. Motions for Summary Judgment A. Legal Standards 1. Summary Judgment Standard âSummary judgment is proper if, viewing the evidence in the light most favorable to the non-moving party, there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Halley v. Huckaby, 902 F.3d 1136, 1143 (10th Cir. 2018), cert. denied, 139 S. Ct. 1347 (2019) (citing McCoy v. Meyers, 887 F.3d 1034, 1044 (10th Cir. 2018)). A fact is âmaterialâ if it could influence the determination of the suit. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A dispute over a material fact is âgenuineâ if a reasonable trier of fact could return a verdict for either party. Id. âThe movant bears the initial burden of âshow[ing] that there is an absence of evidence to support the nonmoving partyâs case.ââ Tanner v. San Juan Cnty. Sheriffâs Off., 864 F. Supp. 2d 1090, 1106 (D.N.M. 2012) (quoting Bacchus Indus., Inc. v. Arvin Indus., Inc., 939 F.2d 887, 891 (10th Cir. 1991)) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986)). âOnce the movant meets this burden, rule 56 requires the non-moving party to designate specific facts showing that there is a genuine issue for trial.â Id. (citing Celotex, 477 U.S. at 324; Anderson, 477 U.S. at 256). A party cannot âavoid summary judgment by repeating conclusory opinions, allegations unsupported by specific facts, or speculation.â Id. at 1107 (quotation and citation omitted). Instead, the non-moving party must come forward with âsufficient evidence on which the factfinder could reasonably findâ in their favor. Id. (citations omitted). Evidence that is âmerely colorable,â Anderson, 477 U.S. at 249, or consists only of â[u]nsubstantiated allegations[,]â McCoy, 887 F.3d at 1044, is insufficient. 2. Relevant Local Rules Pursuant to Local Rule 56, the party moving for summary judgment âmust set out a concise statement of all of the material facts as to which the movant contends no genuine issue exists.â D.N.M. LR-Civ. 56(b). The movant must number the facts âand must refer with particularity to those portions of the record upon which the movant relies.â Id. In return, the non-moving party must also provide âa concise statement of the material facts . . . as to which the non-movant contends a genuine issue does exist. Each fact in dispute must be numbered, must refer with particularity to those portions of the record upon which the non-movant relies, and must state the number of the movantâs fact that is disputed.â Id. âAll material facts set forth in the Memorandum will be deemed undisputed unless specifically controverted.â Id. (emphasis added). Defendants each provided a statement of Undisputed Material Facts. (See Docs. 80 at 3â8; 81 at 3â4; 82 at 2â8.) Plaintiff failed to timely respond to any of Defendantsâ motions. Under this Districtâs local rules, Plaintiffâs responses were due 14 days after Defendants filed the motions. See D.N.M. LR-Civ. 7.4(a). Her failure âto file and serve a response in opposition to a motion within the time prescribed for doing so constitutes consent to grant the motion.â D.N.M. LR-Civ. 7.1(b). Summary judgment would not be proper, however, âmerely because [Plaintiff] failed to file a response.â Reed v. Bennett, 312 F.3d 1190, 1194 (10th Cir. 2002) âBefore the burden shifts to the nonmoving party to demonstrate a genuine issue, the moving party must meet its âinitial responsibilityâ of demonstrating that no genuine issue of material fact exists and that it is entitled to summary judgment as a matter of law.â Id. (citation omitted). Thus, the Court will consider the merits of Defendantsâ motions. Moreover, as discussed in its analysis below, the Court finds that even if it had allowed Plaintiff to offer the lay witness affidavits attached to her motion to extend, she fails to create a genuine factual dispute sufficient to withstand Defendantsâ motions. B. Statement of Facts 1. Shivnerâs illness and death Shivner was arrested on December 26, 2017. (SAC ¶ 36.) He was initially transported to a Texas medical facility due to a gunshot wound to his shoulder. (Id.) Shivner was discharged with several prescriptions, including Tylenol 3 (Tylenol with codeine); docusate, a stool softener; and a multivitamin with iron. (Id. ¶ 38; Docs. 80-A ¶ 14; 80-C at 51â52.3) Shivner was transferred to GCDC as a pretrial detainee on December 31, 2017. (SAC ¶ 37.) On that date, Shivner complained that he had not had a bowel movement for five days. (Doc. 80-A ¶ 14.) Both Tylenol 3 (an opioid) and the multivitamin can cause constipation, so CorrValues medical staff4 modified his prescriptions to address his complaint. (See id. ¶¶ 10, 14.) They terminated the Tylenol 3 prescription (substituting regular Tylenol) and doubled the âdose of stool softener for weeks after that prescription would otherwise have terminated . . . .â (Id. ¶ 14; see also Doc. 80-C at 27â33.) GCDC staff took Shivner for follow-up appointments on January 16 and January 30, 2018, without issue. (Doc. 80-C at 24â25.) Shivner had follow-up outpatient shoulder surgery on February 12, 2018. (Id. at 26.) The surgeon did not note any complaints of constipation or bowel pain. (Doc. 80-D at 9â10.) Shivner received an anesthetic and narcotics for his surgery. (Doc. 80- A ¶ 11.) During his surgery, he was administered pressors5 for low blood pressure. (Id.) Shivner 3 The Court cites the CM/ECF page numbering on Defendantsâ exhibits. 4 Grant County contracted with CorrValues to provide healthcare and emergency medical care to inmates and pretrial detainees at the GCDC. (SAC ¶¶ 5â6.) 5 âPressorsâ are medications used to treat hypotension (low blood pressure). See Inotropes and Vasopressors, NCMBI, https://www.ncbi.nlm.nih.gov/books/NBK482411/ (last updated Feb. 16, 2022); Low Blood Pressure, Mayo Clinic, https://www.mayoclinic.org/diseases-conditions/low-blood-pressure/symptoms-causes/syc-20355465 (Sept. 22, 2020). was discharged on February 12 with prescriptions for Tramadol,6 Tylenol 3, Colace (docusate), and Zofran (a medication for nausea). (Doc. 80-C at 39.) The discharge instructions stated to call a doctor for the following concerns: âblue or gray skin color[;] continuous vomiting[;] difficulty passing urine[;] difficulty breathing[; or] any new problems or concerns.â (Id. at 40.) Shivner received docusate twice per day from February 12â15, 2018. (See Doc. 80-C at 32.) He also received Tylenol 3 and Tramadol once or twice per day during that time. (See id.) On February 14, 2018, Shivner completed a GCDC medical request form to ask for an eye exam and new glasses. (Id. at 34.) On February 15, 2018, a CorrValues healthcare contractor noted that Shivner complained of being unable to have a bowel movement and was given a dose of milk of magnesia, a laxative. (Docs. 80-A ¶ 12; 80-C at 37.) The contractor noted that Shivner had âno further complaints.â (Doc. 80-C at 37.) A CorrValues Progress Note dated February 16, 2018, at 4:45 a.m. shows that the healthcare provider was called in because Shivner was still unable to have a bowel movement. (Id. at 35.) The provider contacted Mercado and gave Shivner half of a bottle of âmag citrate,â a different laxative, because the milk of magnesia was ânot working.â (See id.; see also Doc. 80-A ¶ 12.) Another Progress Note labeled 4:45 a.m. reflects a direction from Mercado that âif vomiting continues, give Phenerganâ7 and âif no changes send out to ER.â (Doc. 80-C at 36.) At 5:30 a.m., Shivner was âon toilet attempting to [have a bowel movement], states feels like can go now, but is uncomfortable.â (Id. at 35.) âPer Dr. Mercado if he hasnât gone, please 6 Tramadol is an opioid that may cause constipation. See Does Tramadol cause constipation?, Drugs.com, https://www.drugs.com/medical-answers/tramadol-constipation-3554202/ (last updated Nov. 16, 2020). 7 Phenergan is a medication that âtreats nausea and vomiting or pain after surgery.â Phenergan, Drugs.com, https://www.drugs.com/phenergan.html (last updated Feb. 7, 2022). send to ER.â (Id.) The provider notified âSgt. Fisher, will get someone to come in if need arises.â (Id.) Michael Bonenfant authored a GCDC Incident Report, stating that at 7:30 a.m. on February 16, 2018, Sgt. Fischer reported that Shivner âneeded to be transported to GRMC per medical.â (Id. at 53.) When Bonenfant went to get Shivner, he found him âconstantly yelling in pain and throwing up on the floor of his cell and booking.â (Id.) Bonenfant escorted Shivner to the hospital via ambulance. (Id.) Emergency room staff evaluated Shivner and admitted him for dehydration, intractable nausea, vomiting, and severe constipation. (Doc. 80-E at 9.) He was referred for radiology and other tests and given IV fluids and an âaggressive bowel regimen.â (Id.) At 11:50 p.m., Shivner went into â[a]cute respiratory failure questionably secondary to acute aspiration . . . .â (Id. at 25.) Medical staff bagged and eventually intubated Shivner but did not perform CPR, as he never lost pulse. (Id.) The GRMC Progress Note stated that Shivner had pulled out his NG tube8 twice âand did not want it back in.â (Id.) Given Shivnerâs symptoms and updated blood work, the GRMC provider diagnosed âlikely ischemic bowelâ9 and consulted another physician about possible surgery. (Id.) On the morning of February 17, 2018, Shivner underwent a âcolectomy for gangrenous colon.â (Id. at 11.) After his surgery, medical staff extubated Shivner, and he told them âthat he [did] not want to go back on the machine ever.â (Id. at 12.) Plaintiff confirmed to medical staff that Shivner had a âDo Not Resuscitateâ order. (Id.) 8 âA nasogastric tube (NG tube) is a special tube that carries food and medicine to the stomach through the nose.â Nasogastric feeding tube, Medline Plus, https://medlineplus.gov/ency/patientinstructions/000182.htm (last reviewed Nov. 2, 2020). 9 âIntestinal ischemia . . . describes a variety of conditions that occur when blood flow to your intestines decreases due to a blocked blood vessel . . . .â Intestinal ischemia, Mayo Clinic, https://www.mayoclinic.org/diseases- conditions/intestinal-ischemia/symptoms-causes/syc-20373946 (June 19, 2020). âIf blood flow to your intestine is completely and suddenly blocked, intestinal tissue can die (gangrene).â Id. GRMC staff put him on a BiPap machine overnight,10 but Shivner informed GRMC staff on the morning of February 20 that he did not want to use the BiPap machine anymore. (Id.) Shivnerâs âcondition deteriorated and . . . he was tried on oxygen but he even remove[d] the oxygen[,] not wanting it.â (Id. at 12, 18.) GRMC staff assessed âa very small pneumothorax on the rightâ and âpulmonary vascular congestion.â11 (Id. at 19.) Shivner died at 1:12 p.m. on February 20, 2018, of â[a]cute respiratory failure secondary to a combination of pneumonia, volume overload, small pneumothorax[, and s]eptic shock secondary to diffuse gangrenous colon.â (See id. at 11â12, 17.) 2. Expert opinions regarding Shivnerâs illness and death Sarah Allen, M.D., CorrValuesâs medical expert, opined that the circumstances of Shivnerâs surgery likely led to ischemic bowel. (See Doc. 80-A ¶ 11.) She explained that he was hypotensive and received pressors during surgery, âboth of which can compromise blood supply to the bowel.â (Id.) Together with the anesthesia and tranexamic acid12 administered during surgery on February 12, these factors âlikely caused a blood clot, blocking circulation to Mr. Shivnerâs bowel.â (Id.; see also Doc. 80-D at 9â10.) âFurthermore, the narcotics, Zofran, and general anesthesia medications administered to Mr. Shivner more likely than not contributed to constipation and stool impaction, as did [his] likely dehydration, given that he was not to eat or drink prior to the surgery.â (Doc. 80 ¶ 11.) 10 A bilevel positive airway pressure (âBiPapâ) machine âis a type of ventilator . . . that helps with breathing.â What is BiPap?, Johns Hopkins Medicine, https://www.hopkinsmedicine.org/health/treatment-tests-and-therapies/bipap (last visited Mar. 24, 2022). 11 âPneumothorax, also called a collapsed lung, is when air gets between one of your lungs and the wall of your chest.â Pneumothorax, WebMD, https://www.webmd.com/lung/what-is-a-collapsed-lung#1 (last visited Mar. 24, 2022). âPulmonary vascular congestion means the blood vessels in your lungs are engorgedâ and âis commonly associated with congestive heart failure or simply heart failure.â Vascular congestion, Health Jade, https://healthjade.net/vascular-congestion/ (last visited Mar. 24, 2022). 12 Tranexamic acid is a medication used to reduce blood loss during orthopedic surgery. Tranexamic acid for the prevention and management of orthopedic surgical hemorrhage: current evidence, National Library of Medicine, https://www.ncbi.nlm.nih.gov/pmc/articles/PMC4556304/ (Aug. 25, 2015). Allen opined that â[t]o a reasonable degree of medical probability,â CorrValuesâs contractorsâ âadministration of docusate to Mr. Shivner during his incarceration was reasonable and adequate and did not cause or contribute to [his] development of severe constipation and ischemic bowel.â (Id. ¶ 14.) She found that CorrValues contractorsâ decisions on February 15â16, 2018âto offer laxatives, to wait 15â20 minutes after Shivner âthought he was going to be able to have a bowel movement[,]â and to take additional time to arrange for transport to the hospitalâ were reasonable. (Id. ¶¶ 12â13.) Allen opined that Shivnerâs condition âwas not diagnosable by CorrValues contractors[,] as ischemic bowel âis extremely rare in an individual of [his] ageâ and his symptoms âdid not, without more information, indicate an ischemic bowel.â (Id. ¶ 8.) Allen further opined that an âearlier arrival at the hospital on February 16, 2018,â would not âhave altered the course of Mr. Shivnerâs subsequent treatment, or his prognosis.â (Id. ¶ 15.) GRMC staff treated Shivner for stool impaction but did not suspect ischemic bowel until 16 âhours after his admission, when [his] respiratory failure and updated labs indicated that possibility.â (Id.) It was not until GRMC staff performed surgery on February 17, 2018, that they discovered âShivnerâs diffusely gangrenous colon.â (Id.) âThere is no basis for a conclusion that Mr. Shivnerâs arrival at the hospital three hours earlier on the morning [of] February 16, 2018[,] would have led to different treatment or earlier recognitionâ of ischemic bowl, ânor would it have altered Mr. Shivnerâs subsequent refusal of respiratory support, or his ensuing death from respiratory failure.â (Id.) Allen opined that the care CorrValues contractors provided to Shivner âmet the applicable standard of care, to a reasonable degree of medical probability.â (Id. ¶ 7.) Gary M. Vilke, M.D., CorrValuesâs second medical expert, agreed that the care CorrValues and its contractors provided Shivner âmet the applicable standard of care, to a reasonable degree of medical probability.â (Doc. 80-B ¶ 7.) Vilke explained that âShivner was consistently and regularly attended to by medical staff during his incarceration.â (Id. ¶ 8.) Contractors evaluated Shivner when he made medical complaints; âShivner had direct communication with and access to medical personnel on multiple occasions, multiple times per day; andâ contractors âadministered appropriate medications . . . .â13 (Id.) âShivner was treated promptly, and appropriate referrals were made for his presenting medical conditions and symptoms.â (Id.) Vilke found âno evidence of inadequate staffing by CorrValues, nor . . . evidence that the CorrValues contractors were inadequately trained or supervised.â (Id. ¶ 9.) âShivnerâs care was provided by licensed, qualified healthcare professionals who rendered and provided medically-necessary care . . . .â (Id.) Theodore Davis, M.D., the Boardâs medical expert, opined that âthere is no information contained in the reviewed records that provides a medical basis to support a conclusion that actions or inactions of GCDC or its employees caused or contributed to Mr. Shivnerâs bowel/colon problems . . . .â (Doc. 81-B at 13.) Davis noted that Shivnerâs conduct in pulling out the NG tube, put in place âto help keep his stomach from building up fluid and to prevent vomiting[,]â may have led to Shivnerâs vomiting incident in which he âaspirated stomach contents into his lungs, which precipitated a code blueâ and later intubation. (Id. at 13â14.) âThis aspiration resulted in a lung infection and a cascade of serious medical complications.â (Id. at 14.) Davis ultimately opined that âthere is no medical basis to support a conclusion that the actions of GCDC or its employees in some manner caused or contributed to a consequential delay in [Shivnerâs] transfer for medical 13 Jurado testified that âShivner asked me repeatedly for pain medication, which he was not getting[,]â and that after Shivnerâs follow-up surgery, he âwas not given the medications the hospital ordered.â (Doc. 96-1 ¶¶ 13, 16.) Freemen stated that Shivner âwas rarely given medications for painâ and that medications were not administered âregularly or consistently.â (Doc. 96-3 ¶¶ 10â11.) Plaintiff alleges that her witnessesâ testimony shows that the medical records may âbe unreliableâ (Doc. 96 at 4), but the Court finds that this testimony does not contradict the medical records, which show that Shivner received medications up to two times per dayâa fact the experts considered. (See, e.g., Docs. 80-A ¶ 14; 80-C at 27â33.) At least one expert, Allen, also observed that CorrValues contractors modified Shivnerâs prescribed medications. (Doc. 80-A ¶ 14.) Regardless, Plaintiff has not established that either lay witness is qualified to opine on the propriety of Shivnerâs medication schedule. evaluation and treatment, . . . to the occurrence of . . . his medical conditions,â or to his hospitalization or death. (Id.) 3. Plaintiffâs claims and testimony Plaintiff filed her Second Amended Complaint on March 24, 2021, and brings six claims: Count I: Failure to train and supervise under 42 U.S.C. § 1983, against the Board and John/Jane Does. (SAC ¶¶ 52â65.) Count II: State law claim for negligence against all Defendants. (Id. ¶¶ 66â78.) Count III: Negligent operation of a medical facility under the New Mexico Tort Claims Act (NMTCA), § 41-4-9, against the Board. (Id. ¶¶ 79â84.) Count IV: Negligent operation of a building under NMTCA § 41-4-6, against the Board. (Id. ¶¶ 85â90.) Count V: Negligent hiring, training, and supervision under the NMTCA, against the Board, the GRMC Defendants, and CorrValues. (Id. ¶¶ 91â97.) Count VI: State law claim for medical negligence against CorrValues, the GRMC Defendants, and John/Jane Does. (Id. ¶¶ 98â108.) Plaintiff was deposed in November 2021. (See Doc. 81-A at 1.) She testified that she had no evidence to show that GCDC employees fell below the standard of care âunless they were working hand-in-hand with CorrValues.â (Id. at 68:1â8.) She further admitted that she has no âevidence that Mr. Shivner requested medical attention from a [GCDC] guard and the guard did not pass along the request.â (Id. at 69:22â25.) Regarding the care Shivner received at GRMC, Plaintiff testified that his doctor, âDr. Sherpa[,] was a wonderful, wonderful doctorâ whom she talked to â[t]oo many [times] to count.â (Doc. 82-B at 74:2â12.) She had no âcriticisms of Dr. Sherpaâs care.â (Id. at 75:15â17.) Plaintiff stated that she talked to someone â a doctor or nursing staff â every two hours. (Id. at 74:13â25.) She only had criticisms regarding one GRMC doctor, an unnamed doctor in the ER. (Id. at 75:15â 22.) Plaintiff thought the ER doctor was âinappropriateâ because he was going to release Shivner after heâd given him an enema, even though âhe did not know what was wrong with him.â (Id. at 75:20â76:6.) Plaintiff asserts âthat isnât how you would treat a patient until you know what is wrong with the patient.â (Id. at 76:7â9.) Plaintiff acknowledged that the ER doctor did not release Shivner, but that a âhospitalist took over, and [Shivner] ended up going into surgery right away.â (Id. at 76:18â22.) Plaintiff stated that other than the unnamed ER doctor, there was no other GRMC provider whose care was inappropriate. (Id. at 77:7â10.) C. Count I: The Court will dismiss the § 1983 claim. In Count I, Plaintiff brings a claim against the Board and John/Jane Doe employees for failure to train or supervise under 42 U.S.C. § 1983. (See SAC ¶¶ 52â65.) She asserts that the GCDC violated Shivnerâs substantive due process âright to bodily integrity and personal securityâ when it hired the Doe defendants âknowing they lacked the requisite experience and training necessary to monitor the medical needs of detainees with sensitive health issues, assess emergency medical situations and, when necessary, administer emergency aid, thereby creating an unreasonable risk of harm to GCDC detainees, such as [Shivner].â (Id. ¶¶ 57â58.) She alleges that GCDCâs âacts and omissions were pursuant to policy and custom of providing inadequate medical care and catastrophically delaying administration of medications violatedâ Shivnerâs constitutional rights and âindicate[] Defendantsâ deliberate indifference to the health and safety of the detainees and arrestees at GCDC.â (Id. ¶¶ 60â61.) The Board argues that Plaintiff fails to provide evidence to establish that any GCDC employee violated Shivnerâs constitutional rights. (Doc. 81 at 7â8.) Because Plaintiff fails to show an underlying constitutional violation, the Board argues that her claim for failure to train or supervise must also fail. (See id.) The Court agrees. The Tenth Circuit has found that a municipality is typically not âliable for constitutional violations when there was no underlying constitutional violation by any of its officers.â Strain v. Regalado, 977 F.3d 984, 997 (10th Cir. 2020), cert. denied, 142 S. Ct. 312 (2021) (quotation omitted). âA claim for inadequate medical attention will be successful if the plaintiff shows deliberate indifference to serious medical needs.â Martinez v. Beggs, 563 F.3d 1082, 1088 (10th Cir. 2009) (quotation marks and citation omitted). Plaintiff must establish an objective and a subjective component. See id. âThe objective component of the test is met if the âharm suffered rises to a level âsufficiently seriousâ to be cognizable under the Cruel and Unusual Punishment Clauseâ of the Eighth Amendment.â Id. (quoting Mata v. Saiz, 427 F.3d 745, 752â53 (10th Cir. 2005)). To show the subjective component, Plaintiff âmust show that the defendants knew he faced a substantial risk of harm and disregarded that risk, by failing to take reasonable measures to abate it.â Id. at 1089 (quotation omitted). âThe question is: âwere the symptoms such that a prison employee knew the risk to the prisoner and chose (recklessly) to disregard it?ââ Id. (quoting Mata, 427 F.3d at 753). The Board argues that Plaintiff cannot establish the subjective component. (Doc. 81 at 8.) Plaintiff testified that she had no evidence to show that GCDC employees fell below the standard of care âunless they were working hand-in-hand with CorrValues.â (Doc. 81-A at 68:1â8.) She admitted that she has no âevidence that Mr. Shivner requested medical attention from a guard and the guard did not pass along the request.â (Id. at 69:22â25.) Even if the Court were to consider the affidavits Plaintiff attached to her reply brief on her motion to extend, there is no evidence to show that GCDC employees recklessly disregarded a risk of harm. (See Docs. 96-1â3.) Indeed, the two GCDC employees testified that they expressed concern for Shivner, but it was the CorrValues medical staff who refused to do more to alleviate his discomfort. (See, e.g., 96-1 ¶¶ 21, 24; 96-2 ¶¶ 11â12.) Because Plaintiff has not shown an underlying constitutional violation by any of GCDCâs officers, the Board cannot be liable for a claim for failure to train or supervise. See Strain, 977 F.3d at 997. The Court will grant the Boardâs motion and dismiss Count I. D. The Court will dismiss the state law negligence claims. âNew Mexico has enacted a limited waiver of liability for common law tort claims against state employees in the NMTCA.â Garcia v. Martinez, 414 F. Supp. 3d 1348, 1357 (D.N.M. 2019) (citing N.M. Stat. Ann. § 41-4-1â30). âUnless excepted, a âgovernmental entity and any public employee while acting within the scope of duty are granted immunity from liability for any tort.ââ Id. (quoting N.M. Stat. Ann. § 41-4-4). Plaintiff bases Count II (state law claim for negligence against all Defendants) on a theory that Defendants âfailed to provide [Shivner] with reasonably obtainable and necessary medical care, follow-up medical treatment, supervision, medication, and emergency medicine.â (SAC ¶ 68.) She asserts that immunity is waived for Count II under NMTCA §§ 41-4-10 and 41-4-12. (Id. ¶¶ 72, 78.) She bases Count III (negligent operation of a medical facility against the Board) on the GCDCâs failure âto operate [its] medical facility in a manner that ensured [Shivner] would receive prompt and necessary medical treatment.â (Id. ¶ 81.) She asserts that the Boardâs immunity is waived under § 41-4-9. (Id. ¶ 83.) Plaintiff bases Count IV (negligent operation of a building against the Board) on the GCDCâs negligent failure âto ensure that medical care was provided to detainees . . . .â (Id. ¶ 87.) She believes immunity is waived under § 41-4-6. (Id. ¶ 90.) In Count V (negligent hiring, training, and supervision against the Board, the GRMC Defendants, and CorrValues), Plaintiff contends that Defendants hired inadequately trained employees and failed to supervise their provision of medical care, which proximately caused Shivnerâs death. (Id. ¶¶ 91â97.) Plaintiff does not identify a waiver of immunity for Count V. (See id.) Finally, Plaintiff bases Count VI (medical negligence against CorrValues, the GRMC Defendants, and Jane/John Does) on a failure to properly diagnose Shivner, provide proper care, and to manage and monitor the clinic. (Id. ¶¶ 98â108.) Plaintiff does not identify a waiver of immunity for Count VI. (See id.) The Court will examine each Defendantâs arguments separately below. 1. CorrValues CorrValues argues that Plaintiff may not establish her state law negligence claims without expert testimony. (See Docs. 80 at 10â21.) Plaintiff brings Counts II, V, and VI against CorrValues: all are premised on allegations that CorrValuesâs negligence in providing adequate medical care caused Shivnerâs injuries and death. (SAC ¶¶ 66â78, 91â108.) It is well established in New Mexico that: In order to prove medical malpractice, a plaintiff has the burden of showing that (1) the defendant owed the plaintiff a duty recognized by law; (2) the defendant breached the duty by departing from the proper standard of medical practice recognized in the community; and (3) the acts or omissions complained of proximately caused the plaintiffâs injuries. Baer v. Regents of Univ. of Cal., 688, 884 P.2d 841, 844 (N.M. Ct. App. 1994) (quoting Blauwkamp v. Univ. of N.M. Hosp., 836 P.2d 1249, 1252 (N.M. Ct. App.), cert. denied, 835 P.2d 80 (N.M. 1992)) (subsequent citations omitted); see also Siebert v. Okun, 485 P.3d 1265, 1271 (N.M. 2021) (noting that the substantive elements of medical malpractice and medical negligence are the same). The first element (existence of a medical duty) involves a question of law. Salzman v. United States, No. CV 18-779 CG/LF, 2020 WL 134214, at *3 (D.N.M. Jan. 13, 2020) (citing Blake v. Pub. Serv. Co. of N.M., 82 P.3d 960, 962 (N.M. Ct. App. 2003)). The second and third elements (breach and causation) are questions of fact âfor the jury to determine, unless reasonable minds can draw only one conclusion.â Id. (citing Pioneer Centres Holding Co. Emp. Stock Ownership Plan & Tr. v. Alerus Fin., N.A., 858 F.3d 1324, 1333â34 (10th Cir. 2017)). âNew Mexico requires a plaintiff to use expert testimony âin most medical malpractice suitsâ to prove all three negligence elements: âto establish a standard of care, to assess the [healthcare providerâs] performance in light of the standard, and to prove causation.ââ Holley v. Evangelical Lutheran Good Samaritan Soc., 588 F. Appâx 792, 795 (10th Cir. 2014) (quoting Gerety v. Demers, 589 P.2d 180, 191 (1978)) (subsequent citations omitted). âThis rule requiring expert testimony stems from the fact that medical malpractice actions often involve âtechnical and specialized subject matter,â Lopez v. Sw. Cmty. Health Servs., 833 P.2d 1183, 1188 (N.M. Ct. App. 1992), that is not within the âcommon knowledge ordinarily possessed by an average person,â Gerety, 589 P.2d at 195.â Holley, 588 F. Appâx at 795. âBut New Mexico recognizes an exception to the requirement of expert testimony if the subject matter of a medical malpractice action does fall within an average laypersonâs âcommon knowledge.ââ Id. (quoting Gerety, 589 P.2d at 195) (subsequent citation omitted). a. Standard and Breach Plaintiff has a two-fold burden to establish that CorrValues breached the standard of care. See id. First, she âmust present testimony regarding the applicable standard of care.â Salzman, 2020 WL 134214, at *4 (citing Richter v. Presbyterian Healthcare Servs., 326 P.3d 50, 64 (N.M. Ct. App. 2014)). Second, she must show that CorrValuesâs âconduct fell below that standard.â Id. (citing Richter, 326 P.3d at 64). âOrdinarily, in a medical malpractice action, a plaintiff must demonstrate breach of the standard of care by using expert testimony.â Id. (citing Nicholson v. Evangelical Lutheran Good Samaritan Socây, Inc., No. CIV-16-0164 JB/KK, 2017 WL 3127799, at *28 (D.N.M. July 21, 2017)). To that end, âthe New Mexico Uniform Jury Instructions direct jurors to assess whether the physician âpossessed and applied the knowledge and used the skill and care which the law required of him[/her]â supported by âevidence presented in this trial by doctors testifying as expert witnesses.ââ Id. (quoting UJI 13-1101 NMRA). CorrValues argues that Plaintiff cannot meet this burden because she failed to identify an expert witness on the standard of care and breach. (Docs. 80 at 10; 95 at 6â7.) Plaintiff alleges that CorrValues was ârequired to use the ordinary care of a reasonably well-operated medical clinic furnishing medical services to [Shivner], and to have policies and procedures in place that would ensure that [he] would receive that standard of care.â (SAC ¶ 99.) She also asserts that CorrValues âviolated the standard of care for health care providers in New Mexicoâ by, for example, â[f]ailing to properly diagnose [Shivnerâs] medical condition;â â[f]ailing to provide proper care for [Shivnerâs] condition;â â[f]ailing to provide proper emergency care under the circumstances;â and â[f]ailing to properly manage and monitor the clinic so as to prevent injury toâ Shivner. (Id. ¶ 107.) In the briefing on her motion to extend, Plaintiff fails to cite a single case in support of her position that she does not need an expert to establish the elements of negligence under circumstances comparable to those here. (See Docs. 91; 96.) The New Mexico Supreme Court has explained: It is not mandatory in every case that negligence of the doctor be proved by expert testimony which shows a departure from reasonable standards of care. Negligence of a doctor in a procedure which is peculiarly within the knowledge of doctors, and in which a layman would be presumed to be uninformed, would demand medical testimony as to the standard of care. However, if negligence can be determined by resort to common knowledge ordinarily possessed by an average person, expert testimony as to standards of care is not essential. Toppino v. Herhahn, 673 P.2d 1297, 1300 (N.M. 1983) (quoting Pharmaseal Labâys, Inc. v. Goffe, 568 P.2d 589, 594 (N.M. 1977)). In Toppino, the court found that âthe jury would not have had to make medical determinationsâ in order to find that a surgeon had misplaced an improperly sized breast implant over the course of five surgeries, particularly because another surgeon fixed the problems âafter only one surgical procedure.â Id. at 1300â01 (citation omitted). In Helfferich v. Corrections Medical Services, Corizon, the court found that a plaintiff did not need expert testimony to establish a standard of care where he complained that the defendant failed âto treat his cavities for a period of over a year, despite his consistent complaints of pain and requests for treatment.â No. 32,749, 2013 WL 7752644, at *2 (N.M. Ct. App. Dec. 9, 2013). âDefendantâs failure to provide any treatment at all, for an extended period of time, is not a matter that is exclusively within the ken of an expert medical provider.â Id. (citation omitted). In Eis v. Chesnut, M.D., the defendant surgeon operated on the plaintiffâs hip and leg, placing a pin at the lower end of the femur. 627 P.2d 1244, 1245 (N.M. Ct. App. 1981). The radiology report showed âthat the pin protruded into the soft tissuesâ near the joint, and the plaintiff âcomplained of intense knee painâ to the surgeon for five months after the operation. Id. He gave her medications for pain. Id. She went to another surgeon with the same complaint; he took an x-ray that showed the prosthesis inserted by the defendant âwas protruding out from the femur and impaling the patella or kneecap.â Id. The second surgeon performed corrective surgery that alleviated the plaintiffâs pain. Id. The court found that the plaintiff did not need expert testimony to establish negligence in the defendantâs failure to diagnose the cause of her pain because the cause was so obvious. Id. at 1246. In so holding, the court noted that âa plaintiff must offer expert testimony to defeat a defendantâs motion for summary judgment when the defendant has presented expert testimony that he was not negligent and the issue is the propriety of a certain surgical procedure.â Id. Here, the issues largely center around the propriety and timing of the CorrValues contractorsâ care, treatment, diagnosis, and transfer of Shivner. (See SAC.) Through its own expert witnesses, Drs. Allen and Vilke, CorrValues presents evidence that the contractorsâ treatment of Shivner âmet the applicable standard of care . . . .â (Docs. 80-A ¶ 7; 80-B ¶ 7.) Allen testified that ischemic bowel âis extremely rare inâ someone Shivnerâs age, and his âsymptoms while at the [GCDC] . . . did not, without more information, indicate an ischemic bowel.â (Doc. 80-A ¶ 8.) She opined that â[i]t cannot be determined with precision when [his] ischemic bowel began to developâ and that âhis condition was not diagnosable by CorrValues contractors.â (Id. ¶¶ 8â9.) Vilke testified that the CorrValues âcontractors met the applicable standard of careâ by âconsistently and regularly attend[ing] toâ Shivnerâs medical needs, evaluating and communicating with him multiple times per day, prescribing and administering appropriate medications, and promptly treating his medical conditions and symptoms. (Doc. 80-B ¶¶ 7â8.) Where CorrValues has submitted evidence to demonstrate its contractors did not breach the applicable standard of care and these issues involve complex medical decisions made pursuant to the contractorsâ training and expertise, Plaintiff may not withstand summary judgment without expert testimony. See Holley, 588 F. Appâx at 786 (noting that âPlaintiffs recognize[d] that they needed expert testimony to establish that [defendant] breached the [standard of care] . . . because the determination . . . involves the exercise of medical judgmentâ). âRather, a medical expert is necessary to evaluate the quality and nature of the medical treatment provided forâ Shivnerâs medical conditions. See, e.g., Clements v. GEO Grp., Inc., No. CIV 15-1017 MV/KBM, 2017 WL 3207156, at *11 (D.N.M. July 27, 2017), R&R adopted, 2017 WL 4443454 (D.N.M. Oct. 3, 2017) (finding that, âwithout any expert medical testimony or other support for his negligence claimsâ to rebut the defendantâs expertâs medical opinions on the standard of care or breach, no genuine issues of fact existed regarding an inmateâs complaint that handcuffing caused injuries to shoulders); see also Sherman v. Anasazi Med. Assocs., No. 35,151, 2016 WL 1546446, at *1 (N.M. Ct. App. Mar. 1, 2016) (finding that âexpert testimony was needed to address whether [defendantsâ] treatment of Plaintiff[,]â including a medical decision concerning administration of medication, âfell below the requisite standard of careâ). b. Causation The Court finds that Plaintiff is also required to submit expert testimony to establish the causation element. âUnder New Mexico law, it is well-settled that the plaintiff bears the burden of proof on medical causation, and [she] cannot prevail on the issue of medical causation without expert testimony directly supporting [her] conclusion.â Smith v. Auto-Owners Ins. Co., No. 15- CV-1153 SMV/GBW, 2017 WL 3223952, at *2 (D.N.M. July 27, 2017) (citing Woods v. Brumlop, 377 P.2d 520, 523 (N.M. 1962) (â[T]he cause and effect of a physical condition lies in a field of knowledge in which only a medical expert can give a competent opinion.â); Baca v. Bueno Foods, 766 P.2d 1332, 1334 (N.M. Ct. App. 1988) (âTo prove a proposition to a reasonable medical probability requires expert medical testimony establishing that the proposition is more likely than not.â)). âHaving said that, âsuch [expert] testimony is not always necessaryâ to establish medical causation.â Id. at *3 (quoting Folz v. New Mexico, 797 P.2d 246, 260 (N.M. 1990)). âThis is especially the case âwhere exceptional circumstances within common experience or knowledge of the layman are present[.]ââ Id. (quoting Cervantes v. Forbis, 389 P.2d 210, 213 (N.M. 1964)). âIn determining whether âexceptional circumstancesâ exist, New Mexico trial courts apply a reasonableness standard: that is, a plaintiff is required to produce an expert âwhen the trial court reasonably decides that it is necessary to properly inform the jurors on the issues.ââ Id. (quoting Folz, 797 P.2d at 260). âThus, the Court must decide whether an expert witness is necessary to establish the cause ofâ Shivnerâs illness and death, âor whether causation is straightforward and simple enough that a lay juror could reasonably figure out causation based on common experience or knowledge.â See id. Considering the circumstances here, the Court finds that Plaintiff is required to present expert testimony to connect Shivnerâs medical conditions and death to CorrValuesâs contractorsâ decisions regarding his treatment and transfer. The Court found above that Plaintiffâs motion to extend should be denied, barring her submission of the lay witness affidavits. Even were the Court to consider Plaintiffâs proffered affidavits, they do not provide evidence that shows Shivnerâs symptoms or conditions are so âwithin the common knowledge and experience of laymen . . . that a layman would have no difficulty in recognizing [them] as having been caused by negligence.â See Harvey v. United States, No. 08CV107 MCA/CG, 2011 WL 13174559, at *7 (D.N.M. June 30, 2011) (quotation omitted).14 Plaintiff submits testimony from Javier Jurado, a former Sergeant at GCDC, and Michael Freemen, a GCDC inmate who was housed in the unit next to Shivner, both of whom provide testimony about Shivnerâs symptoms from February 12â16, 2018. (Docs. 96-1; 96-3.) Jurado described Shivnerâs severe pain, nausea, vomiting, and constipation, and his later lack of movement or talking.15 (Id. ¶¶ 13, 18â19, 23.) Drs. Allen and Vilke also considered these symptoms and found that CorrValues adequately managed them and found that the symptoms did 14 The Harvey Court applied Arizona caselaw in examining a claim for medical negligence. See Harvey, 2011 WL 13174559, at *7. Arizona law, like that in New Mexico, âmirrors the general common law rule,â requiring expert medical testimony in medical malpractice actionsâ unless the âinjury is within the common knowledge and experience of laymen.â Id.; see also, e.g., Toppino, 673 P.2d at 1300. 15 Jurado testified that Shivner displayed additional symptoms that were not listed in the materials Defendants submitted. For example, he described Shivnerâs grey and ashy skin, excessive sweating, and an overwhelming and unusual odor he smelled once when Shivner belched. (Doc. 96-1 ¶¶ 12, 19.) Yet there is no evidence that any CorrValues contractor was aware of these symptoms. Further, Plaintiff offers no authority to support a finding that a layperson would understand that failing to address these symptoms constitutes medical negligence. Additionally, Jurado stated that in the days after his second surgery, Shivner âseemed confused, couldnât balance himself, and could not speak clearly.â (Doc. 96-1 ¶ 17.) Again, there is no evidence that a CorrValues contractor was aware of or ignored these symptoms. Jurado testified that â[t]hese are symptoms that first responders are taught to look for in post-operative patients who are not healing well.â (Id.) This statement implies that this knowledge is outside the realm of a layperson. not indicate ischemic bowel. (Docs. 80-A ¶¶ 8, 12â13; 80-B ¶ 8.) Jurado stated that Shivner asked for medications more times than the contractors provided it and that the contractors did not provide Shivner with the medications the hospital ordered. (See Doc. 96-1 ¶¶ 13, 16, 22.) Yet, Drs. Allen and Vilke considered the medication schedule and found that the contractorsâ treatment was adequate. (See Docs. 80-A; 80-B.) Plaintiff presents no authority to establish that Shivnerâs condition or diagnosis, which Allen called âexceedingly rare,â is within the common knowledge of a layperson. Similarly, Plaintiff cites no caselaw to show that a layperson could determine whether the administration of medications proximately caused Shivnerâs illness or death. See Sherman, 2016 WL 1546446, at *1. Plaintiff also presents testimony from Fischer, a former Sergeant with the GCDC. (Doc. 96-2.) Fischer testified that he arranged for Shivnerâs transportation âto GRMC over continued objection by [CorrValues] staff, who apparently did not believe his condition was grave.â (Doc. 96-2 ¶ 12.) Plaintiff does not assert that CorrValues contractors prevented Shivnerâs transfer. If her argument rests on a belief that Shivnerâs condition was made worse by a delay caused by a CorrValues contractor, the Court finds that she would need an expert witness on the issue. âTiming challenges almost by definition require an assessment of urgency, and that assessment requires expert testimony.â Richter, 326 P.3d at 57. Plaintiff also argues that the Court should apply the doctrine of res ipsa loquitor, which allows a jury to infer negligence when an injury âwas proximately caused by [the provision of medical services] which was [CorrValuesâs] responsibility to manage and control; and . . . the event causing the injury . . . was of a kind which does not ordinarily occur in the absence ofâ the defendantâs negligence. (See Doc. 96 at 9 (quoting UJI 13-1623 NMRA).) Plaintiff raises this point for the first time in her reply brief to her motion to extend. (See Docs. 91; 96 at 9.) Thus, the Court finds that she has waived this argument. See, e.g., United States v. Leffler, 942 F.3d 1192, 1197 (10th Cir. 2019) (âIn this Circuit, we generally do not consider arguments made for the first time on appeal in an appellant's reply brief and deem those arguments waived.â) (citations omitted). Even if the Court were to consider the argument, however, it would not change the outcome here. âRes ipsa loquitur is applicable only when it is a matter of common knowledge among laymen or medical [experts], or both, that the injury would not ordinarily have occurred if due care had been exercised.â Harvey, 2011 WL 13174559, at *7 (quotation omitted); cf. Mireles v. Broderick, 872 P.2d 863, 866 (N.M. 1994) (allowing âexpert witness testimony to establish the inference of negligenceâ and clarifying that â[t]he common-knowledge exception to the expert testimony rule may inform but does not delimit the application of res ipsa loquiturâ). The Court has already found that Shivnerâs medical conditions and death are not within the common knowledge among laymen, and Plaintiff has failed to submit an expert witness on the subject, thus failing to create a genuine dispute of fact on the elements of her claim. See Montano v. Centurion Correctional Healthcare of N.M., LLC, No. CV 15-415 KG/LF, 2019 WL 3539845, at *2 (D.N.M. Aug. 2, 2019) (granting summary judgment to defendant on medical negligence claim where plaintiff, who had a âcomplex medical history and multiple ailments [that did] not come within an average laypersonâs common knowledge[,]â did not submit medical expert testimony). âAlthough res ipsa loquitur may apply to medical malpractice actions as one form of circumstantial evidence, the doctrine does not relieve plaintiff from making a prima facie case.â Schmidt v. St. Josephâs Hosp., 736 P.2d 135, 137 (N.M. Ct. App. 1987) (citations omitted). Because Plaintiff has failed to demonstrate an issue of fact on any of the elements of her medical negligence claim, the doctrine of res ipsa loquitur will not save her claims. See id. Accordingly, the Court grants summary judgment to CorrValues on Counts II and VI. Similarly, the Court will grant summary judgment to CorrValues on Count Vâthe claim for negligent hiring, training, and supervision. CorrValues asserts that Plaintiff must submit expert testimony âto establish the standard of care for the administration of services in a prison facility, given the professional judgment involved in policy-making, hiring, and operational decisions on issues of inmate safety and health.â (Doc. 80 at 17 (citing Villalobos v. Bd. of Cnty. Commârs of Dona Ana Cnty., 322 P.3d 439, 440â42 (N.M. Ct. App. 2014)).) The Court agrees. In Villalobos, the plaintiff asserted that the defendant â[d]etention [c]enter breached its duty to provide adequate means and staff to monitor inmate behavior[ ] and to adequately train and supervise staff.â Villalobos, 322 P.3d at 440 (quotation marks omitted). The county defendants moved for summary judgment and âprovided evidence through expert testimony that the [d]etention [c]enter met or exceeded accepted standards in the adult detention corrections field, including with regard to staffing and monitoring of detainees/inmates, classification of inmates, and with respect to its policies, procedures, and post orders.â Id. at 440â41. The plaintiff did not submit any expert testimony on the issues and argued âthat she neither needed an expert to establish any standard of care County Defendants owed her nor any duty breached and that the district court erred in ruling that she needed an expert to help establish these facts.â Id. at 441. The state appellate court disagreed and found that âin order for a jury to make a decision regarding the standard of care of the monitoring by prison officials in this instance, expert testimony is required.â Id. at 442. In Grassie v. Roswell Hospital Corp., the court of appeals found that the plaintiffâs negligent hiring claim failed for lack of an expert. 258 P.3d 1075, 1090 (N.M. Ct. App. 2010). The same is true here, where Plaintiff seeks to hold CorrValues liable for negligence âin the hiring, training, and supervision of its employees in a manner that provided the detainees . . . with reasonable medical care and treatment.â (SAC ¶ 92.) Plaintiff does not submit expert testimony to establish a relevant standard of care, nor does she argue that her three proffered affidavits would provide evidence sufficient to meet her burden on this claim. (See Docs. 91; 96.) Moreover, Plaintiffâs claim for failing to hire, train, and supervise employees is based on her allegations of medical negligence. (See SAC ¶¶ 91â97.) Plaintiff has not cited authority to show that this claim has any legs where her claim for medical negligence fails. 2. The Board The Court dismisses Plaintiffsâ state law negligence claims (Counts II, V, VI) against the Board for the same reasonâPlaintiffâs failure to submit expert testimony. The Board submitted expert testimony from G. Theodore Davis, M.D. (Doc. 81-B.) Davis opined that Shivnerâs âclinical course . . . was complex.â (Id. at 14.) He further opined that âthere is no medical basis to support a conclusion that the actions of GCDC or its employees in some manner caused or contributed to a consequential delay in his transfer for medical evaluation and treatment, or caused or contributed toâ his medical conditions, hospitalization, or death. (Id.) Nothing in Plaintiffâs lay witness testimony is sufficient to create a genuine issue of fact on medical negligence. Likewise, Plaintiff has no expert testimony on the question of negligent hiring, training, or supervision and thus cannot establish a genuine dispute of fact regarding Count V. With respect to Count III brought under N.M. Stat. Ann. § 41-4-9, the Board argues that the claim fails under the decision in Lessen v. City of Albuquerque, 187 P.3d 179 (N.M. Ct. App. 2008). (See Doc. 81 at 14.) In Lessen, the plaintiff sued a county detention center and alleged in relevant part that, pursuant to § 41-4-9, it was responsible for the death of her son, an inmate. See 187 P.3d at 180, 185. The court found that because the detention center contracted medical care to another entity (CMS), the county was not liable under § 41-4-9, which âwaives immunity for âliability for damages resulting from bodily injury, wrongful death or property damage caused by the negligence of public employees while acting within the scope of their duties in the operation of any hospital, infirmary, mental institution, clinic, dispensary, medical care home or like facilities.ââ Id. at 185. âBecause it was CMS that operated the infirmary[,]â summary judgment in favor of the detention center was proper on the claim under § 41-4-9. Id. The same is true hereâ CorrValues operates the medical facility within GCDC. With respect to Count IV, the claim for ânegligent operation of a buildingâ under § 41-4- 6, Plaintiff affirmatively testified that she âhas no evidence that any [GCDC] guard failed to pass along all of Mr. Shivnerâs requests to medical.â (See Doc. 81 at 7 (citing Doc 81-A).) She also agreed that she did not âhave any evidence that [she] can point to that [GCDC] did fall below the standard of care.â (Doc. 81-A at 68:22â25.) Moreover, the Board argues that Plaintiff has submitted no evidence to establish that the Boardâs conduct created a danger to a class of users of the building, as is required to make out a claim under § 41-4-6. (Doc. 81 at 14.) See also Upton v. Clovis Mun. Sch. Dist., 141 P.3d 1259, 1261 (N.M. 2006), as revised (Sept. 12, 2006). Plaintiff did not reference Counts III or IV in the briefing on her motion to extend or respond to the Boardâs arguments in any way. (See Docs. 91; 96.) For these reasons, the Court concludes that Plaintiffâs state law claims should be dismissed as to the Board. 3. The GRMC Defendants Plaintiff brings three claims against the GRMC Defendants (Counts II, V, VI), and they fail for the same reasons that the Court explained aboveâPlaintiff fails to provide expert testimony to establish the elements of medical negligence or negligent hiring, training, and supervision.16 16 The GRMC Defendants also argue that to the extent Plaintiff brings Count V as a common law tort of negligent hiring, it still fails because she fails to allege who was negligently hired, retained, or supervised, or to allege a âcausal connectionâ between the negligent act and the harm Shivner suffered. (Doc. 82 at 15 (citing Lessard v. Coronado Paint & Decorating Ctr., Inc., 168 P.3d 155, 165 (N.M. Ct. App. 2007); Ovecka v. Burlington N. Santa Fe Ry. Co., Nor do Plaintiff's lay witnesses make allegations to support any claim of negligence against the GRMC Defendants. (See Docs. 96-1â3.) With no evidence to support her claims, Counts II, V, and VI fail and the Court grants the GRMC Defendantsâ motion for summary judgment.!â THEREFORE, IT IS ORDERED that Plaintiff's Motion for Leave to Respond to Defendantsâ Motions for Summary Judgment (Doc. 91) is DENIED; IT IS FORTHER ORDERED that Defendantsâ Motions for Summary Judgment (Docs. 80; 81; 82) are GRANTED; IT IS FURTHER ORDERED that this matter is DISMISSED WITH PREJUDICE. Cet Pesta, ROBERT ak ACK SENIOR U.S. DISTRICT JUDGE 194 P.3d 728, 736-37 (N.M. Ct. App. 2008)).) Plaintiff fails to address this point and thus waives it. (See Docs. 91; 96.) '7 The GRMC Defendants also contend that the ER physician is an independent contractor, and âimmunity is not waived for independent contractors under the NMTCA.â (Doc. 82 at 16-17.) Plaintiff fails to respond to this argument (see Docs. 91; 96) and thus waives it. The Court finds that it need not reach the issue, however, because of the complete lack of evidence to establish a claim against the GRMC Defendants. 34
Case Information
- Court
- D.N.M.
- Decision Date
- April 5, 2022
- Status
- Precedential