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UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NEW YORK ___________________________________ MONTGOMERY BLAIR SIBLEY, Plaintiff, Case # 19-CV-6517-FPG DECISION AND ORDER v. CHAUNCEY J. WATCHES, solely in his official capacity as a New York Consolidated Laws, Penal Law 265.00(10) Licensing Officer; ANDREW MARK CUOMO, solely in his official capacity as the Chief Administrative Officer of the State of New York; JAMES L. ALLARD, solely in his official capacity as Sheriff of Steuben County, New York; BROOKS BAKER, solely in his official capacity as District Attorney of Steuben County; and KEITH M. CORLETT, solely in his official capacity as Superintendent of the New York State Police; Defendants. ___________________________________ INTRODUCTION Pro se Plaintiff Montgomery Blair Sibley brings this action under 42 U.S.C. § 1983 challenging the constitutionality of New York Stateâs handgun licensing laws. ECF No. 18. Several motions are pending before the Court: (1) Defendant Chauncey J. Watchesâ Motion to Dismiss the Amended Complaint (ECF No. 27); (2) Defendants Keith M. Corlett and Andrew Mark Cuomoâs Motion to Dismiss the Amended Complaint (ECF No. 32); (3) Sibleyâs Motion for Partial Summary Judgment (ECF No. 38); (4) Defendants James L. Allard and Brooks Bakerâs Cross Motion to Dismiss1 the Amended Complaint (ECF No. 40); and (5) Sibleyâs Motion for Oral Argument and Ratio Decidendi (ECF No. 47). 1 This motion is styled as a Cross-Motion to Dismiss, but it cites Federal Rule of Civil Procedure 12(c), which governs motions for judgment on the pleadings. Because the substance of the motions substantially overlap, the Court considers all of the partiesâ arguments and motions together. See Schreiber v. Friedman, No. 15-CV-6861 (CBA) (JO), 2017 U.S. Dist. LEXIS 221610, at *15 (E.D.N.Y. Mar. 31, 2017); United States v. Jones, No. 5:05-CR-322 (NAM), 2006 U.S. Dist. LEXIS 105628, at *7 (N.D.N.Y. Sep. 26, 2006) (both considering overlapping motions together). For the reasons stated below, all Defendantsâ Motions to Dismiss are GRANTED and Sibleyâs Motion for Partial Summary Judgment is DENIED. Additionally, Sibleyâs Motion for Oral Argument is DENIED, but his Motion for Ratio Decidendi (written decision) is GRANTED. BACKGROUND The following facts are taken from the Amended Complaint unless otherwise noted. ECF No. 18. In November 2017, Sibley moved from Washington, D.C. to Corning, New York, and brought two handguns and a cane sword with him. On July 18, 2018, Sibley applied for a âcarry concealedâ handgun license in Steuben County, New York. Id. at 17-19. He disclosed the possession of his two handguns on the application. The application triggered an investigation, including a series of background checks. To the best of Sibleyâs knowledge, these all came back negative for any criminal or mental health history. On December 28, 2018, as part of the investigation, Sibley was interviewed by a Steuben County Sheriffâs Deputy. Following the interview, the Deputy told Sibley that possessing his handguns in his home without a license was illegal under N.Y. Penal Law § 265.01(1) and advised Sibley to get rid of them pending the application process. Accordingly, Sibley removed his handguns (and cane sword) from New York. In March 2018, he legally purchased a shotgun. On May 29, 2019, Defendant Chauncey J. Watches, a Steuben County judge and handgun licensing officer, sent Sibley a letter denying his handgun license application. ECF No. 18 at 20. The denial letter stated that âthe decision [was] based upon concerns expressed in the Sheriffâs investigation,â specifically âconcerns about your being sufficiently responsible to possess and care for a pistolâ and concerns âthat your history demonstrates that you place your own interest above the interests of society.â Id. The letter advised Sibley that he had the right to request a hearing at which he could testify and present witnesses. Id. On June 14, 2019, Sibley requested a hearing. Id. at 21. He also requested copies of all reports and communications that Watches received in the course of the investigation and copies of any legal or educational authorities he used to guide his decision to deny Sibleyâs application. Id. On June 25, 2019, Watches set a hearing for July 31, 2019 but denied Sibleyâs document requests as lacking a legal basis. Id. at 22. Before the hearing could take place, on July 9, 2019, Sibley brought the instant action in this Court challenging Watchesâ initial denial of his handgun license application and the constitutionality of New Yorkâs handgun licensing laws. ECF No. 1. Sibley later filed an Amended Complaint, which is the operative pleading. ECF No. 18. The hearing was continued until January 10, 2020. On December 17, 2019, Sibley moved for a preliminary injunction in this Court to stop the hearing. ECF No. 23. This Court denied his motion on January 6, 2020. ECF No. 29. The January 10, 2020 hearing went forward as scheduled. While Sibley awaited Watchesâ final decision after the hearing, the parties engaged in extensive motion practice before this Court. On March 26, 2020, Sibley filed a Supplemental Memorandum based on âchanged circumstances,â informing the Court and the parties that Watches had denied Sibleyâs handgun license application on March 9, 2020. ECF No. 44-1. Sibley submitted Watchesâ decision, in which Watches found that Sibley had failed to demonstrate âgood moral characterâ as required by N.Y. Penal Law § 400.00(1)(b). His decision explained: Western civilization has long recognized that good moral character is the ideal state of a personâs beliefs and values that provides the most benefit to a healthy and worthy society. Good moral character is more than having an unblemished criminal record. A person of good moral character behaves in an ethical manner and provides the Court, and ultimately society, reassurance that he can be trusted to make good decisions. Aldo Leopold said that âethical behavior is doing the right thing when no one else is watchingâeven when doing the wrong thing is legal.â Given the nature of the responsibility involved with the handling of a dangerous weapon, the Court must be assured of the applicantâs ability to follow the law and abide by rules and regulations necessary to protect the safety of the individual and society. The Court must also have a basis to trust that the applicantâs character is such that he will behave in an ethical manner where there are no written rules. The evidence presented does not provide the Court with assurance that Mr. Sibley can follow specific laws, rules and regulations let alone behave in an ethical and responsible manner necessary to be granted a pistol permit. In short, Mr. Sibley has failed to demonstrate his good moral character. The Court first notes that Mr. Sibley has been suspended from the practice of law in the State of Florida, the District of Columbia and the State of New York as well as various federal courts. This gives the Court pause in considering Mr. Sibleyâs application. The Preamble to the New York Rules of Professional Conduct notes that a lawyer, as a member of the legal profession, is an officer of the legal system with special responsibility for the quality of justice. A lawyer has a duty to uphold the legal process and demonstrate respect for the legal system as well as further the publicâs understanding of and confidence in the rule of law and the justice system. Because Mr. Sibley has failed to maintain these duties as an officer of the legal system, the Court lacks confidence that Mr. Sibley will follow both the explicit and implicit rules inherent in the responsibility of a pistol permit holder. Even assuming, arguendo, that Mr. Sibley has somehow rehabilitated himself from the circumstances that led to his disbarment, his testimony at the hearing belies any such notion. During his testimony, Mr. Sibley argued that although his actions as an attorney may have been vexatious and meritless they were not frivolous. This is a distinction without a difference and factually incorrect. In 2006, the Florida Supreme Court held that Mr. Sibleyâs âfrivolous and abusive filings must immediately come to an endâ and found sanctions appropriate. Sibley v. Fla. Judicial Qualifications Commân, 973 So.2d 425, 427 [2006]. Even after his disbarment, Mr. Sibley has continued to pursue frivolous litigation in various courts. As recently as 2018, Mr. Sibley was sanctioned by the United States District Court for the District of Maryland for his âfrivolous and vexatious litigation strategy.â CarMax Auto Superstores. Inc. v. Sibley, 2018 U.S. Dist. LEXIS 169864, *9 [Md. October 2, 2018]. Finally, this Court agrees with the Fourth Departmentâs assessment of Mr. Sibley: âRespondent, by his conduct, has demonstrated his disregard and disrespect for the judiciary as well as his absence of remorse.â 61 A.D.3d 85,87 [4th Dept. 2009]. Given these circumstances, the Court is unable to find Mr. Sibley to be of good moral character. Based on Mr. Sibleyâs application, the testimony presented to the Court, the evidence received and upon due deliberation, the Court confirms the denial of the pistol permit application of Montgomery Sibley. Upon his readmission to the bar of New York, Mr. Sibley may submit a new application for a pistol permit. ECF No. 44-1 at 11-13. LEGAL STANDARDS I. Federal Rule of Civil Procedure 12(b)(6) A complaint will survive a motion to dismiss when it states a plausible claim for relief. Ashcroft v. Iqbal, 556 U.S. 662, 679 (2009) (citing Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555- 56 (2007)). A claim for relief is plausible when the plaintiff pleads sufficient facts that allow the Court to draw reasonable inferences that the defendant is liable for the alleged conduct. Id. In considering the plausibility of a claim, the Court must accept all factual allegations as true and draw all reasonable inferences in the plaintiffâs favor. Faber v. Metro. Life Ins. Co., 648 F.3d 98, 104 (2d Cir. 2011). At the same time, the Court is not required to accord â[l]egal conclusions, deductions, or opinions couched as factual allegations . . . a presumption of truthfulness.â In re NYSE Specialists Sec. Litig., 503 F.3d 89, 95 (2d Cir. 2007) (quotation marks omitted). II. Federal Rule of Civil Procedure 12(c) âThe standard for addressing a Rule 12(c) motion for judgment on the pleadings is the same as that for a Rule 12(b)(6) motion to dismiss for failure to state a claim.â Cleveland v. Caplaw, 448 F.3d 518, 521 (2d Cir. 2006). III. Federal Rule of Civil Procedure 56 Summary judgment is appropriate when the record shows that there is âno genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). Disputes concerning material facts are genuine where the evidence is such that a reasonable jury could return a verdict for the non-moving party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). In deciding whether genuine issues of material fact exist, the court construes all facts in a light most favorable to the non-moving party and draws all reasonable inferences in the non-moving partyâs favor. See Jeffreys v. City of New York, 426 F.3d 549, 553 (2d Cir. 2005). However, the non-moving party âmay not rely on conclusory allegations or unsubstantiated speculation.â F.D.I.C. v. Great Am. Ins. Co., 607 F.3d 288, 292 (2d Cir. 2010) (quotation omitted). DISCUSSION I. New Yorkâs Handgun Licensing Laws âNew York maintains a general prohibition on the possession of âfirearmsâ2 absent a license.â Kachalsky v. Cty. of Westchester, 701 F.3d 81, 85 (2d Cir. 2012). Thus, â[i]n New York State, it is illegal to possess a handgun without a valid license, even if the handgun remains in oneâs residence.â Kwong v. Bloomberg, 723 F.3d 160, 162 (2d Cir. 2013). N.Y. Penal Law §§ 265.01(1) and 265.20(a)(3) criminalize the unlicensed possession of handguns, while § 400.00 establishes âthe exclusive statutory mechanism for the licensing of firearms in New York State.â Kachalsky, 701 F.3d at 85 (citation and quotation marks omitted). To obtain a handgun license under § 400.00, applicants must be over 21 years old, have âgood moral character,â have no history of crime or mental illness, and demonstrate no âgood causeâ to deny the license. Id. at 86 (citing N.Y. Penal Law § 400.00(1)(a)-(d), (g)). The types of licenses available include âpremisesâ licenses for at-home possession and âconcealed carryâ licenses for possession in public. See N.Y. Penal Law § 400.00(2)(a), (f). An applicant seeking a concealed 2 âFirearmsâ include pistols and revolvers (âhandgunsâ), shotguns and rifles less than certain lengths, and assault weapons. Rifles and shotguns over certain lengths (âlongarmsâ) do not require a license. N.Y. Penal Law § 265.01(3). carry license must show âproper cause,â i.e., a special need for self-protection. Kachalsky, 701 F.3d at 86 (citing N.Y. Penal Law § 400.00(2)(f)). The application process is administered locally and triggers a police investigation into the applicantâs mental health and criminal history, moral character, and, for concealed carry licenses, representations of proper cause. Id. at 87. The investigation includes a series of background checks whose results are reported to the local licensing officer. Id. âLicensing officers, often local judges, are vested with considerable discretion in deciding whether to grant a license application[.]â Id. (citation and quotation marks omitted). âAn applicant may obtain judicial review of the denial of a license in whole or in part by filing a proceeding under Article 78 of New Yorkâs Civil Practice Law and Rules. A licensing officerâs decision will be upheld unless it is arbitrary and capricious.â Id. II. Sibleyâs Claims Sibley raises five claims challenging New Yorkâs handgun licensing laws and prohibition against cane swords. First, although Sibley applied for a âcarry concealedâ license and not a âpremisesâ license (and was thus never denied a premises license), he claims that he should not have to apply for a license at all to possess a handgun in the home. He maintains that under the Supreme Courtâs decisions in District of Columbia v. Heller, 554 U.S. 570 (2008) and McDonald v. City of Chicago, Ill., 561 U.S. 742 (2010), he has a fundamental Second Amendment right to possess handguns for self-defense in the home, and that N.Y. Penal Law § 265.01(1)3 violates that right. He also claims that his Second Amendment rights entitle him to possess a cane sword both at home and in public 3 N.Y. Penal Law § 265.01(1) criminalizes the possession of handguns (and cane swords), while § 265.20(3) provides an exemption from criminalization for those who obtain a handgun license. Sibley does not explicitly challenge § 265.20(a)(3) but the two sections work together to criminalize the possession of handguns without a license (and the possession of cane swords completely). without a license. He seeks a judicial declaration that N.Y. Penal Law § 265.01(1) violates the Second Amendment. ECF No. 18 at 9. Sibleyâs second claim seeks an injunction to stop Defendants from enforcing N.Y. Penal Law § 265.01(1) against him so that he can possess a handgun at home, and a cane sword at home and in public, without a license. ECF No. 18 at 10. Sibleyâs third claim challenges N.Y. Penal Law § 400.00âs licensing criteria. Specifically, Sibley challenges §§ 400.00(1)(b) and (n), which require applicants to have âgood moral characterâ and show no âgood causeâ to deny a handgun license. He seeks a judicial declaration that these provisions, both facially and as applied, are void for vagueness and overbroad; encourage arbitrary and discriminatory enforcement; and violate his First Amendment, Fourteenth Amendment, and Equal Protection rights, as well as his rights under the Privileges and Immunities clause. Sibleyâs fourth claim challenges N.Y. Penal Law § 400.00âs licensing process. He claims that § 400.00 improperly allows evidentiary hearings without any established procedures, ignores New Yorkâs Administrative Procedures Act, and prohibits applicants from subpoenaing witnesses and documents. He also claims that the licensing process was deficient as applied to him because Watches considered ex parte information and communications, denied Sibleyâs application before giving him a chance to submit evidence and legal argument in his favor, failed to sufficiently articulate the reasons for the denial of Sibleyâs application, and failed to timely adjudicate Sibleyâs application. He seeks a judicial declaration that N.Y. Penal Law §§ 400.00(1)(b) and (n), both facially and as applied to him, violate the due process guarantees of the Fifth and Fourteenth Amendments, the New York State Constitution, and New York administrative law. ECF No. 18 at 12-13. Finally, Sibleyâs fifth claim alleges that an Article 78 proceeding would be a âmeaninglessâ avenue for review of Watchesâ decision because it sets forth no objective standards against which to measure a licensing officerâs decision. He seeks a judicial declaration that Article 78, both facially and as applied to him, violates the Fourteenth Amendment due process guarantees, the New York Constitution, and New York administrative law. ECF No. 18 at 14-15. III. Handgun Analysis In this section, the Court addresses each of Sibleyâs five claims as they relate to handguns. The Court addresses Sibleyâs claims related to cane swords in Section IV below. A. First Claim: Constitutionality of N.Y. Penal Law § 256.01(1) Sibleyâs first claim challenges the constitutionality of N.Y. Penal Law § 265.01(1), which criminalizes the unlicensed possession of handguns. This claim has multiple aspects. First, Sibley argues that § 265.01(1) is unconstitutional because it requires licensure of handguns even for possession at home, where the Second Amendment right to bear arms in self-defense is at its âzenith.â Kachalksy, 701 F. 3d at 89. Second, Sibley argues that § 265.01(1) is unconstitutional because it fails strict scrutiny. Third, he argues that § 265.01(1) violates due process. 1. Standing to Challenge N.Y. Penal Law § 256.01(1) as to In-Home Possession Defendants argue that Sibley lacks standing to challenge New Yorkâs handgun licensing laws as they relate to in-home possession because he did not apply for a premises license. Indeed, this Court has held â[a] plaintiff lacks standing to challenge [New York Stateâs] licensing laws if he fails to apply for a firearms license in [New York].â Libertarian Party v. Cuomo, 300 F. Supp. 3d 424, 433 (W.D.N.Y. 2018). There is an exception to the rule, however, when a plaintiff makes a substantial showing that his application would have been futile. Id. Sibley argues that this exception applies to him here: he claims that a premises application would be futile because his concealed carry application has already been denied based on his lack of âgood moral character,â which is a requirement for both premises and concealed carry licenses. The Court is not persuaded. The Second Circuit has recognized that home and public possession of firearms are âvery different context[s].â Kachalsky v. County of Westchester, 701 F.3d 81, 89 (2d Cir. 2012); see also id. at 94 (holding that â[t]he stateâs ability to regulate firearms . . . is qualitatively different in public than in the homeâ and that âthe stateâs ability to regulate firearms [in the home] is circumscribed.â); Toussaint v. City of New York, No. 17-CV- 5576 (NGG) (VMS), 2018 U.S. Dist. LEXIS 152985, *12 (E.D.N.Y Sept. 7, 2018) (explaining that the âcore of the Second Amendment right is the use of firearms by law-abiding citizens âin defense of hearth and home,ââ whereas âregulations on the use of handguns in public fall outside the core Second Amendment protections.â) (quoting N.Y. State Rifle & Pistol Assân v. Cuomo, 804 F.3d 242, 259 (2d Cir. 2015)); Corbett v. City of N.Y., No. 18 Civ. 7022 (KPF), 2019 U.S. Dist. LEXIS 100657, at *2-3 (S.D.N.Y. June 17, 2019) (describing a âpremises licenseâ as ânot difficult to come by,â in contrast with a âconcealed carryâ license). Thus, while the âgood moral characterâ criterion applies to both premises and concealed carry licenses, it is not clear that Watches would find Sibley unfit to possess a handgun in his home just because he decided he is unfit to possess a handgun in public. Nevertheless, the Court considers Sibleyâs arguments on the merits below. 2. Constitutionality of N.Y. Penal Law § 265.01(1)âs Licensure Requirement for Handgun Possession in the Home Sibley claims that he ââhas a problemâ with New Yorkâs licensing procedureâ because it violates his Second Amendment right bear arms in his home, where the âneed for defense of self, family, and property is most acute.â ECF No. 46 at 3 (quoting Heller, 544 U.S. at 628). He therefore argues that pursuant to Heller, âNew York cannot unilaterally criminalize all handgun possession in the home . . . and then impose an obtuse licensing procedure that de facto denies possession of a handgun in the home.â ECF No. 46 at 3 (emphasis omitted). The Court understands this argument to suggest that New York may not require licenses at all for handgun possession in the home. The Court disagrees. Heller and McDonald indeed held that the Second Amendment right to keep and bear arms is strongest when exercised for self-defense in the home. See Kachalsky, 701 F.3d at 93 (explaining that under Heller, âthe âcoreâ protection of the Second Amendment is the âright of law- abiding, responsible citizens to use arms in defense of hearth and homeââ). However, Heller and McDonald also made clear that âthe right is not unlimitedâ and does not entitle citizens âto keep and carry any weapon whatsoever in any manner whatsoever and for whatever purpose.ââ Heller, 554 U.S. at 626; McDonald, 561 U.S. at 786. Courts have thus read Heller and McDonald to say âthat only law-abiding persons enjoy [Second Amendment] rights, even at home.â Berron v. Ill. Concealed Carry Licensing Review Bd., 825 F.3d 843, 847 (7th Cir. 2016); see also United States v. Jimenez, 895 F.3d 228, 234-35 (2d Cir. 2018) (rejecting argument that law banning firearm possession by individuals dishonorably discharged from the military violated the Second Amendment because the ban applied even in the home). Heller and McDonald thus do not foreclose all restrictions on handgun ownership in the home. Further, as this Court previously observed in Libertarian Party, Heller and McDonald âdid not hold that a stateâs firearms licensing laws were unconstitutional[.]â 300 F. Supp. 3d at 434. Rather, in Heller, âthe plaintiff conceded that licensure is constitutional, and the Court did not question that concession.â Berron, 825 F.3d at 847 (internal citation omitted). The Heller Court thus declined to address the constitutionality of a handgun licensing requirement. Libertarian Party, 300 F. Supp. 3d at 434 (citing Heller, 554 U.S. at 631). Accordingly, in Libertarian Party, this Court rejected the argument that New York Stateâs firearms licensing laws were unconstitutional under Heller and McDonald, concluding that so holding âwould stretch the conclusions of both decisions well beyond their scope.â Id. at 435. Sibley offers no reason for revisiting that conclusion here. Moreover, other courts have rejected similar challenges to firearm licensure laws since Heller and McDonald were decided. See, e.g., United States v. Focia, 869 F.3d 1269, 1283 (11th Cir. 2017) (rejecting claim that federal statute was âan impermissible prior restraint in violation of the Second Amendment because it criminalizes dealing in firearms without a license,â and collecting cases from the First, Second, Third, Fourth, and Seventh Circuits rejecting similar claims); Kachalsky, 701 F.3d at 92 (rejecting argument that âjust as the First Amendment permits everyone to speak without obtaining a license, New York cannot limit the right to bear arms to only some law-abiding citizens,â and declining to apply First Amendment prior restraint principles to Second Amendment context); Berron, 825 F.3d at 847 (âIf the state may set substantive requirements for ownership, which Heller says it may, then it may use a licensing system to enforce them. . . . Courts of appeals uniformly hold that some kind of license may be required.â); Powell v. Tompkins, 926 F. Supp. 2d 367, 379 (D. Mass. 2013) (â[T]he requirement of prior approval by a government officer, or a licensing system, does not by itself render [a firearms] statute unconstitutional on its face.â) (internal quotation marks omitted), affâd, 783 F.3d 332 (1st Cir. 2015). Thus, Sibley has not shown that N.Y. Penal Law § 256.01(1) is unconstitutional under Heller and McDonald merely because it requires a license for possession of handguns in the home. 3. Intermediate Scrutiny Applies to Challenges to N.Y. Penal Law § 265.01(1), and §265.01(1) Satisfies that Standard Taking a different tack, Sibley also argues that N.Y. Penal Law § 265.01(1) violates the Second Amendment because it fails strict scrutiny. ECF No. 38-1 at 10. See Abrams v. Johnson, 521 U.S. 74, 82 (1997) (explaining that strict scrutiny requires a law to be ânarrowly tailored to achieve a compelling governmental interestâ). This argument fails. The Second Circuit and âdistrict courts in this Circuit have continually chosen to apply âintermediate scrutinyâ to general challenges under the Second Amendment, even when reviewing statutes or laws that may restrict the possession of [weapons] in the home.â Avitabile v. Beach, 277 F. Supp. 3d 326, 334 (N.D.N.Y. 2017) (applying intermediate scrutiny to blanket ban on stun guns and tasers, which applied even in the home); see also Jimenez, 895 F.3d at 234-35 (applying intermediate scrutiny to ban on possession of all firearms by individuals dishonorably discharged from the military, even in the home); N.Y. State Rifle & Pistol Assân, Inc. v. Cuomo, 804 F.3d 242, 260-61 (2d Cir. 2015), cert. denied sub nom. Shew v. Malloy, 136 S. Ct. 2486 (2016) (applying intermediate scrutiny to ban on semiautomatic assault weapons and large-capacity magazines, even in the home); Doe v. Putnam Cty., 344 F. Supp. 3d 518, 536 (S.D.N.Y. 2018) (applying intermediate scrutiny to evaluate N.Y. Penal Law § 400.00(5)(b), which requires individuals to furnish personal information to obtain a handgun license, even for in-home possession); Aron v. Becker, 48 F. Supp. 3d 347, 271-72 (N.D.N.Y. 2014) (applying intermediate scrutiny to N.Y. Penal Law § 400.00(1)(b)âs âgood moral characterâ licensing requirement, which applies even for at- home possession). 4 This Court has likewise previously determined that intermediate scrutiny is appropriate to analyze challenges to New Yorkâs handgun licensing laws and has found that the laws satisfy that standard. See Libertarian Party, 300 F. Supp. 3d at 441-45. In Libertarian Party, this Court found that intermediate scrutiny was appropriate to analyze New Yorkâs firearm licensing laws 4 Sibleyâs first claim does not explicitly attack N.Y. Penal Law § 400.00; it only references § 265.01. But these laws work together: § 265.01(1) criminalizes handguns, § 265.20(a)(3) provides an exemption to criminalization for those who possess a license, and § 400.00 governs the licensing criteria and procedures. See Aron, 48 F. Supp. 3d at 371 n.13. Thus, cases analyzing the constitutionality of § 400.00 are relevant to an analysis of § 265.01(1). because they do not substantially burden the âcoreâ Second Amendment right to bear arms in defense of the home for law-abiding, responsible citizens. Id. at 442; see also Jimenez, 895 F.3d at 234-35 (explaining that Heller âidentified the core of Second Amendment protections by reference not only to particular uses and particular weapons but also to particular persons, namely, those who are âlaw-abiding and responsibleââ). The Court explained that âlaw-abiding, responsible citizens face nothing more than time, expense, and questioning of close friends or relativesâ and that âonly âthe narrow class of persons who are adjudged to lack the characteristics necessary for the safe possession of a handgunâ . . . face a substantial burden on the core Second Amendment protection via [New Yorkâs] firearms licensing laws.â Libertarian Party, 300 F. Supp. 3d at 443 (quoting Aron, 48 F. Supp. 3d at 371). The Court concluded that New Yorkâs handgun licensing laws satisfy intermediate scrutiny because they are substantially related to the stateâs interest in ensuring that only law-abiding, responsible citizens are allowed to possess firearms and that âclasses of individuals who do not have the necessary character and qualities to possess firearms are not able to do so.â Id. at 444 (citing Aron, 48 F. Supp. 3d at 372). Sibley presents no reason for this Court to depart from its holding in Libertarian Party here. Accordingly, the Court finds that intermediate scrutiny applies to Sibleyâs challenge to N.Y. Penal Law § 265.01(1), and that §265.01(1) satisfies that standard. Sibleyâs claim that strict scrutiny is required fails. 4. Due Process Finally, Sibley argues that N.Y. Penal Law § 265.01(1) is âakin to a complete ban without a scintilla of due processâ because it âcriminalizes the entire adult population of . . . New York without any prior notice or an opportunity to be heard from possessing a handgun in their home for self-defense.â ECF No. 38-1 at 10 (emphasis omitted). This argument also misses the mark. Section § 265.01(1) does not deny citizens prior notice or an opportunity to be heard before criminalizing the unlicensed possession of handguns in the home. âWhen the legislature passes a law which affects a general class of persons, those persons have all received procedural due process â the legislative process. The challenges to such laws must be based on their substantive compatibility with constitutional guarantees.â Richmond Boro Gun Club v. City of N.Y., 97 F.3d 681, 689 (2d Cir. 1996) (quoting 2 Ronald D. Rotunda & John E. Nowak, Treatise on Constitutional Law § 17.8 (2d ed. 1992)); see also id. (âProcedural due process has not been violated in this case because plaintiffs can (and do) challenge the legislative ordinance in federal or state court on the ground that it violates their substantive state or federal rights.â). Accordingly, Sibleyâs first claim regarding handguns is dismissed with prejudice. B. Second Claim: Injunctive Relief Because the Court finds that N.Y. Penal Law § 265.01(1) does not violate the Second Amendment as to handguns, Sibleyâs request for an injunction prohibiting the Defendants from enforcing it against him is denied and his second claim is dismissed with prejudice. C. Third Claim: Constitutionality of N.Y. Penal Law § 400.00(1)(b) and (n) In his third claim, Sibley challenges N.Y. Penal Law §§ 400.00(1)(b) and (n), which provide that âno license shall be issued . . . except for an applicant . . . (b) of good moral character . . . and (n) concerning whom no good cause exists for the denial of the license.â He argues that these provisions are void for vagueness because they encourage arbitrary and discriminatory enforcement, are overbroad, and violate the First Amendment, the Equal Protection clause, and the Privilege and Immunities clause. All of these arguments fail. 1. Void for Vagueness âA statute can be impermissibly vague for either of two independent reasons. First, if it fails to provide people of ordinary intelligence a reasonable opportunity to understand what conduct it prohibits. Second, if it authorizes or even encourages arbitrary and discriminatory enforcement.â Clavin v. Cty. of Orange, 620 F. Appâx 45, 48 (2d Cir. 2015) (summary order) (quoting Hill v. Colorado, 530 U.S. 703, 732 (2000)). Here, Sibley argues that N.Y. Penal Law §§ 400.00(1)(b) and (n) permit arbitrary and discriminatory enforcement. ECF No. 38-1 at 14. He challenges these provisions both facially and as applied. a) Facial Challenge âA facial challenge is an attack on a statute itself as opposed to a particular application.â City of L.A. v. Patel, 135 S. Ct. 2443, 2449 (2015). âFacial vagueness challenges are disfavored, and are generally allowed only when a plaintiff asserts that a First Amendment freedom of expression violation has occurred.â Aron, 48 F. Supp. 3d at 371; see also Dickerson v. Napolitano, 604 F.3d 732, 743 (2d Cir. 2010) (âWhether a facial void-for-vagueness challenge can be maintained when, as here, a challenge is not properly based on the First Amendment is unsettled.â); U.S. v. Venturella, 391 F.3d 120, 134 (2d Cir. 2004) (â[W]hen the interpretation of a statute does not implicate First Amendment rights, it is assessed for vagueness only . . . in light of the specific facts of the case at hand and not with regard to the statuteâs facial validity.â). âOutside of the First Amendment context, a facial challenge generally must show that âno set of circumstances exists under which the [law] would be valid.ââ Copeland v. Vance, 230 F. Supp. 3d 232, 248 (S.D.N.Y. 2017) (quoting Dickerson, 604 F.3d at 743 (alteration in original)). Sibley argues that his case raises the âfirst impressionâ issue of whether N.Y. Penal Law §§ 400.00(1)(b) and (n) infringe upon his First Amendment rights. ECF No. 30 at 11-14. He asserts that, by denying him a handgun license based on his âideas and viewpoints as expressed in his litigations and petitions,â Watches discriminated against Sibley in violation of his First and Fourteenth Amendment rights. ECF No. 30 at 11. The Court finds that Sibley fails to state a First Amendment violation. Rather, Sibleyâs argument that Watches discriminated against him falls squarely under a Fourteenth Amendment vagueness claim. See Clavin, 620 F. Appâx at 48 (holding that a statute can be impermissibly vague if it authorizes or encourages arbitrary or discriminatory enforcement). Sibley also does not state a First Amendment prior restraint claim because â[t]ypically a person possessing a gun has no intent to convey a particular message, nor is any particular message likely to be understood by those who view it.â N.Y. State Rifle & Pistol Assân v. City of N.Y., 883 F.3d 45, 67 (2d Cir. 2018). Indeed, Sibley does not allege or argue that the denial of a handgun license restrains or chills his speech. And although Sibley suggests that Watches discriminated against him based on his previously expressed viewpoints, he asserts no First Amendment retaliation claim in his Amended Complaint. See Aron, 48 F. Supp. 3d at 358, 373, 375 n.16 (holding that plaintiff failed to state a facial constitutional vagueness claim or a First Amendment freedom of expression claim where she appeared to allege that the pistol licensing officer denied her application under § 400.00 in retaliation for plaintiffâs criticism of the pistol permit process). Accordingly, the Court finds that Sibley has not raised a First Amendment claim that would permit him to assert a facial vagueness challenge to N.Y. Penal Law §§ 400.00(1)(b) and (n). Even if he had, this Court and others in this Circuit have previously held that §§ 400.00(1)(b) and (n) are not facially vague. See, e.g., Libertarian Party, 300 F. Supp. 3d at 440; Aron, 48 F. Supp. 3d at 373. Accordingly, Sibleyâs facial challenge is dismissed. b) As-Applied Challenge â[A]n as-applied challenge requires that a plaintiff show that the challenged statute is unconstitutional when applied to the particular facts of his or her caseâ Copeland, 230 F. Supp. 3d at 248; see also Field Day, LLC v. Cty. of Suffolk, 463 F.3d 167, 174 (2d Cir. 2006). Sibleyâs as-applied challenge fails because it depends on facts not alleged in his pleadings. Because he filed this action (and his Amended Complaint) prior to the January 10, 2020 hearing and Watchesâ March 9, 2020 decision, Sibley did notâand could notâinclude any facts about these events in his Amended Complaint. Sibley filed a supplemental memo attaching Watchesâ decision and challenging the same, but âit is axiomatic that a complaint cannot be amended by the briefs in opposition to a motion to dismiss.â Reinschmidt v. Exigence LLC (Del), No. 08-5368-CV, 2019 U.S. Dist. LEXIS 29596 at *26 (W.D.N.Y. Feb. 25, 2019) (internal quotation marks omitted); Palmer v. Safetec of Am., Inc., No. 11-CV-00702A(F), 2012 U.S. Dist. LEXIS 101302 at *27 n.7 (W.D.N.Y. May 31, 2012) (â[T]he allegations contained in Plaintiffâs Response cannot correct the deficiencies of his Complaint.â). Unsurprisingly given this procedural posture, Sibleyâs as-applied challenge has not been sufficiently briefed. In an as-applied challenge, â[f]actual context and [the challengerâs] circumstances are critical.â United States v. Laurent, 861 F. Supp. 2d 71, 93 (E.D.N.Y. 2011). Additionally, courts look to âthe words of the [law] itself, to the interpretations the court below has given to analogous statutes, and perhaps to some degree, to the interpretation of the statute given by those charged with enforcing it.â VIP of Berlin, LLC v. Town of Berlin, 593 F.3d 179, 187 (2d Cir. 2010) (quoting Grayned v. City of Rockford, 408 U.S. 104, 110 (1972)). Here, the parties do not analyze Sibleyâs specific circumstances, nor do they analyze the meaning of âgood moral characterâ or âgood causeâ in the context of New Yorkâs handgun licensing scheme. See Aron, 48 F. Supp. 3d at 374 (explaining that, while âgood moral characterâ is not defined in N.Y. Penal Law § 400.00, the statuteâs context indicates that the criterion is âclearly cabined byâ public safety concerns and âis not some esoteric standard devoid of parameters, but rather is a measure used to assess the suitability of the applicant to gain licensure to possess a potentially deadly weapon like a pistol. While the good moral character criteria is not defined with meticulous specificity, the standard contains the flexibility and reasonable breadth necessary to achieve the objective of N.Y. Penal Law Article 400.â); see also Matter of Zedek v. Kelly, 37 Misc 3d 1208(A), 2012 N.Y. Misc. LEXIS 4834, *5 (Sup. Ct., NY County 2012) (âThe âgood moral characterâ standard under Penal Law § 400.00(1) . . . thus is interpreted as âmoral character and fitness to possess a firearm,â and repeatedly applied in the firearm licensing context without questioning the requirementâs constitutionality.â) (internal citations omitted). Accordingly, Sibleyâs as-applied challenge to N.Y. Penal Law §§ 400.00(1)(b) and (n) is dismissed without prejudice. 2. Overbreadth, Equal Protection, and Privileges and Immunities While Sibleyâs Amended Complaint conclusorily alleges that N.Y. Penal Law §§ 400.00(1)(b) and (n) are overbroad and violate his Equal Protection and Privileges and Immunities rights, these allegations are boilerplate and Sibley advances no argument on these claims. The Court finds that they are meritless. âUnder the First Amendment doctrine of overbreadth, a statute is invalid when it brings within its scopeâand thus threatens to chillâconduct protected by the First Amendment.â U.S. v. Sattar, 314 F. Supp. 2d 279, 304 (S.D.N.Y. 2004). As discussed above, Sibley has not established that N.Y. Penal Law §§ 400.00(1)(b) and (n) threatens to chill expressive conduct protected by the First Amendment. Accordingly, his overbreadth claim is dismissed. See Libertarian Party, 300 F. Supp. 3d at 439 n.11 (holding that plaintiffâs overbreadth challenge to § 400.00 failed because âthere is no overbreadth argument in the Second Amendment contextâ (citing United States v. Decastro, 682 F.3d 160, 169 (2d Cir. 2012)). As for his Equal Protection claim, Sibley has not alleged that he was treated differently than similarly situated individuals, or that he was discriminated against âbased on impermissible considerations such as ârace, religion, intent to inhibit or punish the exercise of constitutional rights, or malicious or bad faith intent to injure a person.ââ Mishtaku v. City of N.Y., No. 14-CV- 839 (VSB), 2015 U.S. Dist. LEXIS 193797, at *14 (S.D.N.Y. May 4, 2015) (quoting Lisaâs Party City, Inc. v. Town of Henrietta, 185 F.3d 12, 16 (2d Cir. 1999)). Further, although an Equal Protection analysis can be used to examine a law that burdens a fundamental right, courts have generally ââconcluded that the Second Amendment analysis is sufficient to protect these rights and have either declined to conduct a separate equal protection analysis or have subjected the equal protection challenge to rational basis review.ââ Jones v. Bermudez, No. 15-CV-8527 (PKC) (BCM), 2019 U.S. Dist. LEXIS 25371, at *26 (S.D.N.Y. Feb. 14, 2019) (quoting Kwong v. Bloomberg, 876 F. Supp. 2d 246, 261 n.13 (S.D.N.Y. 2012), affâd, 723 F.3d 160 (2d Cir. 2013)). Finally, the Privileges and Immunities Clause deals with the right to travel from state to state. See Bach v. Pataki, 408 F.3d 75, 87 (2d Cir. 2005). Sibley makes no allegations or arguments addressing how N.Y. Penal Law §§ 400.00(1)(b) and (n) infringe on this right. Accordingly, Sibleyâs Overbreadth, Equal Protection, and Privileges and Immunities claims are dismissed without prejudice. D. Fourth Claim: Procedural Due Process Challenge to N.Y. Penal Law § 400.00 In his fourth claim, Sibley argues that New Yorkâs procedure for adjudicating handgun license applications fails to satisfy due process rights under the Fourteenth Amendment. ECF No. 38-1 at 19. He complains that New Yorkâs procedure was deficient because Watches considered ex parte information and communications, denied Sibleyâs application before giving him a chance to submit evidence and legal argument in his favor, failed to sufficiently articulate the reasons for the denial of Sibleyâs application, failed to timely adjudicate Sibleyâs application, and violated New Yorkâs Administrative Procedure Act. ECF No. 38-1 at 19-26. The Fourteenth Amendment provides that no state shall âdeprive any person of life, liberty, or property, without due process of law.â U.S. Const. amend. XIV, § 1. âTo assert a claim under Section 1983 based on an alleged violation of procedural due process, plaintiff must plead (1) he possesses a liberty or property interest protected by the Constitution or a federal statute, and (2) he was deprived of that liberty or property interest without due process.â Clavin, 620 F. Appâx at 47-48. âA liberty interest may arise from the Constitution itself, by reason of guarantees implicit in the word âliberty,â or it may arise from an expectation or interest created by state laws or policies.â Wilkinson v. Austin, 545 U.S. 209, 221 (2005) (internal citations omitted). Conversely, â[p]roperty interests are not created by the Constitution; rather, âthey are created and their dimensions are defined by existing rules or understandings that stem from an independent source such as state lawârules or understandings that secure certain benefits and that support claims of entitlement to those benefits.ââ Ciambriello v. Cty. of Nassau, 292 F.3d 307, 313 (2d Cir. 2002) (quoting Bd. of Regents v. Roth, 408 U.S. 564, 577 (1972)). Here, Defendants argue that Sibley cannot show a liberty or property interest in a concealed carry license under the authority in this circuit. As to property interests, â[c]ourts within this Circuit have held that because a New York State government officialâs issuance of a pistol permit is a discretionary act, an individual has no property interest in holding such a permit.â El ex rel. Letite v. DeProspo, No. 1:19-CV-8426 (CM), 2019 U.S. Dist. LEXIS 204672, at *9 (S.D.N.Y. Nov. 22, 2019); see also Weinstein v. Krumpter, 386 F. Supp. 3d 220, 234-35 (E.D.N.Y. 2019) (â[T]here is no protectible interest in a New York State-issued handgun license, which is subject to the broad discretion of the licensing official.â); Corbett v. City of N.Y., No. 18 Civ. 7022 (KPF), 2019 U.S. Dist. LEXIS 100657, at *19 (S.D.N.Y. June 17, 2019) (finding no protectable interest in âbusiness carryâ license due to License Divisionâs broad discretion); Toussaint, 2018 U.S. Dist. LEXIS 152985, *16 (dismissing case because the plaintiff could not show a protected liberty or property interest in a possible future handgun license); Moore v. City of New York, No. 15-CV-6600, 2018 U.S. Dist. LEXIS 137412, *14-15 (S.D.N.Y. Aug. 7, 2018) (holding that the possession of a handgun license is a privilege, not a right, in New York); Perros v. Cty. of Nassau, 238 F. Supp. 3d 395, 400 (E.D.N.Y. 2017) (same); Kuck v. Danaher, 600 F.3d 159, 165 (2d Cir. 2010) (suggesting that, while a Connecticut plaintiff has a liberty interest in a firearm permit which is âtied to the right to bear arms recognized by [Connecticut] law,â a New York plaintiff may not have such an interest because New York licensing officers have broader discretion in issuing firearm licenses); Boss v. Kelly, 306 F. Appâx 649, 650 (2d Cir. 2009) (summary order) (âUnder New York law, [i]t is well settled that the possession of a handgun license is a privilege, not a right, which is subject to the broad discretion of a firearms licensing officer.â). However, as to liberty interests, at least one court from this circuit has recognized that, â[t]o the extent . . . that the Second Amendment creates an individual right to possess a firearm unrelated to any military purpose, it also establishes a protectible liberty interest.â United States v. Arzberger, 592 F. Supp. 2d 590, 602 (S.D.N.Y. 2008); see also Doe I v. Evanchick, 355 F. Supp. 3d 197, 219 (E.D. Pa. 2019) (recognizing a protected liberty interest in the right to bear arms); Doe v. Wolf, No. 16-6039, 2017 U.S. Dist. LEXIS 134853, at *35 (E.D. Pa. Aug. 23, 2017) (explaining that, while neither Heller nor McDonald classified Second Amendment rights as either âlibertyâ or âpropertyâ interests, the First Circuit has held that âthe right to possess arms (among those not properly disqualified) is no longer something that can be withdrawn by [the] government on a permanent and irrevocable basis without due processâ) (quoting United States v. Rehlander, 666 F.3d 45, 48 (1st Cir. 2012)). The Court need not decide whether Sibley has a liberty or property interest protected by the Fourteenth Amendment because in any event, â[w]hatever level of process was due in this case, it was available in the form of an Article 78 proceeding before the New York State Supreme Court.â Montalbano v. Port Auth. of N.Y. & N.J., 843 F. Supp. 2d 473, 485 (S.D.N.Y. 2012). âIt is settled law in this Circuit that â[a]n Article 78 proceeding provides the requisite post-deprivation processâeven if [a plaintiff] failed to pursue it.ââ Id. (quoting Anemone v. Metropolitan Transp. Authority, 629 F.3d 97, 121 (2d Cir. 2011)); see also Osterweil v. Bartlett, 819 F. Supp. 2d 72, 89 (N.D.N.Y. 2011) (â[B]ecause plaintiff was entitled to challenge the denial of his firearms license application in an Article 78 proceeding, plaintiff had available to him a meaningful post- deprivation remedy under state law.â); Aron, 48 F. Supp. 3d at 370 (âAn aggrieved pistol permit applicant has well-established appellate recourse under N.Y. CPLR Article 78.â); Corbett, 2019 U.S. Dist. LEXIS 100657, at *20 n.3 (âAny due process issues would be protected by an Article 78 proceeding.â); DeProspo, 2019 U.S. Dist. LEXIS 204672, at *10 (S.D.N.Y. Nov. 22, 2019) (âCourts have held that a proceeding under Article 78 of the New York Civil Practice Law and Rules is an adequate remedy to challenge decisions with respect to firearms licenses.â ); Torcivia v. Suffolk Cty., 409 F. Supp. 3d 19, 41 (E.D.N.Y. 2019) (holding that Article 78 proceeding afforded sufficient due process for pistol license revocation claims). Accordingly, Sibleyâs fourth claim is dismissed with prejudice. E. Fifth Claim: Constitutionality of Article 78 Proceedings For the reasons discussed directly above, the Court finds that an Article 78 Proceeding provides a constitutionally adequate avenue for Sibley to seek review of Watchesâ decision. Sibley has not sought review of Watchesâ decision in an Article 78 proceeding. However, his claim that he should not be required to do so because such a procedure would be meaningless is dismissed with prejudice. IV. Cane Sword Analysis In his first and second claims, Sibley asserts that the Second Amendment protects his right to possess a cane sword both at home and in public, and that N.Y. Penal Law § 265.01(1) unconstitutionally infringes on that right by completely banning the possession of cane swords. The question is whether the Second Amendment protects the possession of cane swords. âThe Second Amendment protects only the âsorts of weaponsâ that are (1) âin common useâ and (2) âtypically possessed by law-abiding citizens for lawful purposes.ââ N.Y. State Rifle & Pistol Assân v. Cuomo, 804 F.3d 242, 255 (2d Cir. 2015) (quoting Heller, 554 U.S. at 625, 627). But there is a prima face presumption that the Second Amendment applies âto all instruments that constitute bearable arms.â Heller, 554 U.S. at 582. The State has the burden of rebutting this presumption. N.Y. State Rifle, 804 F.3d at 257 n.73. To do so, the State must show, at a minimum, that the weapon in question is ânot typically possessed by law-abiding citizens for lawful purposesâ; it is not enough to simply show that the weapon is not in âcommon use.â Maloney v. Singas, 351 F. Supp. 3d 222, 233 n.16 (E.D.N.Y. 2018). âWhile âcommon useâ is an objective and largely statistical inquiry, âtypical[] possess[ion]â requires [the court] to look into both broad patterns of use and the subjective motives of gun owners.â N.Y. State Rifle, 804 F.3d at 256. Here, Defendants ask the Court to dismiss Sibleyâs claims as to cane swords because that weapon is not in common use today. ECF No. 40 at 9-10; ECF No. 50 at 9-10. Defendants argue that Sibley has failed to plead that cane swords are in common use today, and that he only asserts that cane swords were commonly used in the Eighteenth Century. Id. Neither party addresses whether cane swords are typically possessed by law-abiding citizens for lawful purposes. Even if it were enough to simply show that cane swords are not in common use, that is an issue of fact which is inappropriate for resolution on a motion to dismiss. And while Sibley filed a motion for summary judgment and a Rule 56 statement asserting that cane swords are in common use, he cites no objective evidence in support. Similarly, while âthere is no defined analytical standard for what constitutes âtypical possession by law-abiding citizens for lawful purposesâ and âreliable empirical evidenceâ of such possession is âelusive,ââ Defendants must still prove this issue by clear and convincing evidence. Maloney, 351 F. Supp. 3d at 234-35 (quoting N.Y. State Rifle, 804 F.3d at 257). Accordingly, Defendantsâ motions to dismiss Sibleyâs claims as to the cane sword (claims 1 and 2) are denied. Sibleyâs motion for summary judgment as to the cane sword claims are likewise denied. V. Dismissal of Certain Parties As a final matter, three of the Defendants seek dismissal of the claims against them for reasons independent of the merits of the claims. First, Defendants Watches seeks dismissal of Sibleyâs first and second claims against him because he has nothing to do with Sibleyâs possession of a handgun or cane sword in the home. The Court agrees. Watches only denied Sibleyâs concealed carry license application. Sibleyâs allegation that N.Y. Penal Law § 265.01(1) is unconstitutional because it criminalizes the unlicensed possession of handguns in the home and all possession of cane swords fails to state a claim against Watches. Next, Defendant Allard, the Steuben County Sheriff, and Defendant Baker, the Steuben County District Attorney, seek dismissal of all the claims against them. Sibley sued these Defendants in their official capacities only. âA claim asserted against an individual in his official capacity . . . is in effect a claim against the governmental entity itself[.]ââ Lore v. City of Syracuse, 670 F.3d 127, 164 (2d Cir. 2012). Defendants Allard and Baker therefore argue that the claims against them equate to claims against Steuben County itself, and that, as a municipality, Steuben County5 âcannot be held liable simply for choosing to enforce the entire Penal Law.â Vives v. City of New York, 524 F.3d 346, 356 (2d Cir. 2008) (holding that a municipality can only be liable for enforcing state law if (1) the municipality had a meaningful choice as to whether it would enforce a particular state law, and (2) it made a discrete, conscious choice to enforce that law, or to enforce it in an unconstitutional manner). Here, Sibley only alleges that Allard âis responsible for enforcing the State of New Yorkâs customs, policies, practices and laws related to the enforcement of N.Y. Penal Law § 265.00â and that Baker âhas a duty to conduct all prosecutions for crimes and offenses cognizable by the courts of Steuben County, including all crimes under N.Y Penal Law § 265.00â ECF No. 18 ¶¶ 6-7. He does not allege that any of Steuben Countyâs own policies caused him constitutional harm, that Steuben County had a meaningful choice as to whether it would enforce N.Y. Penal Law § 265.00, that Steuben County made a conscious choice to enforce it, or that Steuben County made a policy to enforce it in an unconstitutional manner. Vives, 524 F.3d at 353, 356; see also generally Schnitter v. City of Rochester, 556 F. Appâx 5, 9 (2d Cir. 2014) (summary order) (affirming dismissal of claims against Monroe County and the City of Rochester where the plaintiff merely named Monroe County as a defendant without making specific allegations against it and only made 5 Municipalities include counties. See Silver Star Assân v. Cty. of Oswego, 56 F. Supp. 2d 263, 266 (N.D.N.Y. 1999) (âMunicipalities, including counties, can be liable under § 1983 . . . .â). âformulaic recitations that the cityâs policies contributed to the illegal conduct that allegedly deprived [the plaintiff] of his rightsâ). The Court accepts this argument with respect to Defendant Allard, the Steuben County Sheriff, and dismisses all claims against him with prejudice. The Court rejects this argument, however, as to Defendant Baker, the Steuben County District Attorney. This is because, â[w]hen prosecuting a criminal matter, a district attorney in New York State, acting in a quasi-judicial capacity, represents the State and not the county.â Bellamy v. City of N.Y., 914 F.3d 727, 757 (2d Cir. 2019)). âWhen a plaintiff mounts a constitutional challenge against a particular state statute, the proper defendant is typically the state official charged with enforcing the statute.â Aron, 48 F. Supp. 3d at 379 (citing Diamond v. Charles, 476 U.S. 54, 64 (1986)). âIt is well established in New York that the district attorney, and the district attorney alone, should decide when and in what manner to prosecute a suspected offender.â). Baez v. Hennessy, 853 F.2d 73, 76 (2d Cir. 1988). Courts in this Circuit have held that district attorneys are proper defendants in suits challenging the constitutionality of state laws. See, e.g., Avitabile, 277 F. Supp. 3d at 332 (denying district attorneyâs motion to dismiss in case challenging § 265.01(1)); Nolan v. Cuomo, No. 11 CV 5827 (DRH) (AKT), 2013 U.S. Dist. LEXIS 6680, at *34-25 & n.7 (E.D.N.Y. Jan. 16, 2013) (concluding that the Suffolk County District Attorney was proper party to plaintiffâs official- capacity claims for injunctive relief against enforcement of and explaining that âprosecutorial immunity does not extend to claims for prospective injunctive reliefâ); Maloney v. Cuomo, 470 F. Supp. 2d 205, 211 (E.D.N.Y. 2007) (dismissing claim challenging constitutionality of § 265.01(1) against the Attorney General and the Governor and citing Baez for the proposition that the district attorney alone decides whether to prosecute).6 Accordingly, Bakerâs motion to dismiss on this basis is denied. CONCLUSION For the foregoing reasons, the Court concludes as follows: 1. Defendantsâ motions to dismiss (ECF Nos. 27, 32, and 40) are GRANTED except as otherwise stated herein. Sibleyâs motion for summary judgment (ECF No. 38) is DENIED. 2. All of Sibleyâs claims are dismissed with prejudice as to Defendant Allard. The Clerk of Court is directed to terminate Allard as a party. 3. Sibleyâs first and second claims are dismissed with prejudice as to Defendant Watches. 4. Sibleyâs first and second claims as to handguns are dismissed with prejudice as to all Defendants. 5. Sibleyâs third claim is dismissed without prejudice as to Defendants Watches, Baker, Cuomo, and Corlett.7 6. Sibleyâs fourth and fifth claims are dismissed with prejudice as to all Defendants. 7. Sibleyâs Motion for Oral Argument and Ratio Decidendi (ECF No. 47) is GRANTED IN PART AND DENIED IN PART. Oral argument is denied. By way of this Decision and Order, the Court has granted the motion for Ratio Decidendi. 6 For this reason, the Court is skeptical that Governor Cuomo is a proper party. See Wang v. Pataki, 164 F. Supp. 2d 406, 410 (S.D.N.Y. 2001) (dismissing Governor as a defendant in a suit challenging constitutionality of a state statute where there were no allegations that the Governor had any connection with the enforcement of the statute âother than the general duty to take care that the laws be faithfully executedâ); see also Warden v. Pataki, 35 F. Supp. 2d 354, 359 (S.D.N.Y. 1999) (explaining that, although there is some authority to the contrary, the âvast majority of courtsâ hold âthat a state officialâs duty to execute the laws is not enough by itself to make that official a proper party in a suit challenging a state statuteâ). However, Governor Cuomo has not moved to dismiss on this basis and his propriety as a defendant has not been briefed. 7 It is not clear if Sibley brings this claim against all Defendants. If Sibley files a second amended complaint, he is directed to state within each claim the Defendants against which he seeks relief and include allegations of their personal involvement. 8. Sibley may file a second amended complaint by June 19, 2020. IT IS SO ORDERED. Dated: May 18, 2020 Rochester, New York H ANK P. GERAOL, IR. Chief Judge United States District Court 29
Case Information
- Court
- W.D.N.Y.
- Decision Date
- May 18, 2020
- Status
- Precedential