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In the United States Court of Appeals For the Seventh Circuit ____________ No. 04-3531 KATHY J. SMITH, Plaintiff-Appellant, v. JOHN E. POTTER, Postmaster General of the United States, Defendant-Appellee. ____________ Appeal from the United States District Court for the Southern District of Indiana, Indianapolis Division. No. 02 C 864âSarah Evans Barker, Judge. ____________ ARGUED SEPTEMBER 12, 2005âDECIDED MAY 2, 2006 ____________ Before COFFEY, EASTERBROOK and EVANS, Circuit Judges. COFFEY, Circuit Judge. On November 27, 1998, Kathy Smith was removed from her position as a mail clerk for the United States Postal Service (âUSPSâ or âPostal Serviceâ) due to âunacceptable misconductâ. Shortly thereafter, Smith filed a grievance with her union, the American Postal Workers Union (âAPWUâ), claiming that the decision to dismiss her was based on the color of her skin rather than the quality of her work. After a number of adverse decisions and related appeals, Smith and the APWU submitted their dispute to arbitration, which was concluded in favor of the USPS. Not satisfied with this, Smith filed a complaint with the USPS Office of Equal Employment Opportunity (âEEOâ) 2 No. 04-3531 on June 11, 2001, which was denied as untimely. While her appeal of the EEO decision was pending with the Equal Employment Opportunity Commission (âEEOCâ),1 Smith filed a complaint in the United States District Court for the Southern District of Indiana under Title VII of the Civil Rights Act of 1964, alleging that her termination from the USPS was a result of sex and/or race discrimination. See 42 U.S.C. §§ 2000e et seq. In response the USPS filed a motion to dismiss, which the district court converted into a motion for summary judgment and granted, holding that Smith had failed to exhaust her administrative remedies. We affirm. I. BACKGROUND At approximately 5:40 on the evening of October 4, 1998, two postal workers witnessed a co-worker, Kathy Smith, âthrowing large chunks of concrete at the windshield of a 1997 Ford Expeditionâ parked in the employee parking lot of the Indianapolis Post Office. The attack on the vehicle continued until the two onlookers shouted at Smith, imploring her to stop. At that point, Smith âjumped in her carâ and sped away. Smith, a mail clerk at the Indianapolis 1 The Postal Service, like every other federal agency, is charged with the initial disposition of discrimination complaints lodged against the agency by its employees. See 39 C.F.R. § 255.6; 29 C.F.R. §§ 1614.101 et seq. The agency offices created pursuant to this requirement are known as âagency EEO office[s].â See, e.g., Heckman v. Potter, EEOC Request No. 01A52701, *2 (Feb. 24, 2006). Once an agency has dismissed or otherwise disposed of a complaint, federal employees have the right to appeal that decision to the EEOC, see 29 C.F.R. §§ 1614.403 et seq., or file a complaint in federal court, see 29 C.F.R. § 1614.407. That being the case, references in this opinion to the EEO refer to the initial agency determination, while references to the EEOC concern the appeal process and eventual determination, see infra pp. 6-7. No. 04-3531 3 Post Office (âpost officeâ) and twelve-year veteran of the Postal Service, was on-duty at the time of the incident. The target of Smithâs ire was later identified as a motor vehicle belonging to Karen Hill, Smithâs supervisor at the post office. According to Smith, the attack on Hillâs motor vehicle was precipitated by a series of confrontations (some violent) between the two women in the preceding months.2 Specifically, Smith told her superiors at the Postal Service that less than two weeks earlier, on September 24, 1998, Hill had suffered a dislocated shoulder during a physical altercation between the two women at a work-related birthday celebration. In addition, Smith alleged that Hill had vandalized her automobile two months earlier and that Hill had been placing harassing âhang-upâ telephone calls to her sister. As further proffered justification for her actions, Smith also admitted that she had been suffer- ing from an âalcohol problem,â and even stated that she had been drinking at work on October 4th. Immediately following the October 4, 1998 attack on Hillâs car, Smith was suspended pending a Postal Service investi- gation into the incident. Approximately three weeks later, on October 22, 1998, the Postal Service sent Smith a letter informing her that she had been terminated from her employment, effective November 27, 1998. In support of its decision, the Postal Service cited Smithâs breach of two sections of the employee code of conduct3 and two recent 2 The record reflects that the Hill and Smith shared a common love interestâa fellow postal workerâwhich served as an impetus of the conflict. 3 The two sections cited are §§ 651.53 and 666.2 and are entitled âUnacceptable Conductâ and âBehavior and Personal Habits.â 4 No. 04-3531 incidents of absenteeism.4 The letter also informed Smith that, as a APWU member, she had the right to file a grievance challenging her termination in accordance with the collective bargaining agreement that was in effect at the time. Prior to even the prospective date of her termination, Smith filed a union grievanceâcalled a âStep 1â griev- anceâattributing her unacceptable conduct on October 4th to her alcoholism. The union summarily rejected this explanation, upholding her dismissal and finding that management had âjust causeâ to take disciplinary action. Smith timely appealed, filing what is known as a âStep 2â grievance, and the union once again ruled against her. On appeal, not only did the union once again find that there was âjust cause for the disciplinary actionâ; they also concluded that Smithâs removal would âpromote the effi- ciency of the Postal Service and enable the agency to provide a safe work place.â After a final unsuccessful appealâreferred to as âStep 3â in the grievance pro- cessâSmith pursued her contractual right to have an arbitrator decide whether or not she had been discharged for just cause. The arbitrator affirmed the unionâs previous decisions in an award dated June 6, 2001, concluding that just cause existed to terminate Smith, primarily due to the fact that â[t]he risk of a similar violent outburst [would be] too greatâ and Smithâs âvandalism jeopardized the safety of the workplace and impacted Managementâs ability to provide a secure work environment.â Smith responded to the adverse arbitration decision with the filing of a formal complaint5 with the USPSâs EEO office 4 The letter stated that on February 27, 1997 and August 11, 1997, Smith was issued written warnings for âunauthorized absence from workâ and âfailure to maintain a regular work schedule.â 5 The record reflects that Smith had previously filed an informal (continued...) No. 04-3531 5 (âEEOâ). In her complaint, Smith alleged that her termina- tion was not only unwarranted but was also discriminatory in nature. The EEO complaint alleged that Smith had been discriminated against on the basis of her race when she, a white female, was fired for vandalizing Hillâs vehicle while Hill, a black female, had not been disciplined for: (a) vandalizing her (Smithâs) vehicle on July 7, 1998; (b) placing harassing phone calls to Smithâs family; and (c) assaulting Smith and dislocating her shoulder on Septem- ber 24, 1998.6 See supra p. 3. On August 23, 2001, the USPS EEO office issued a âFinal Agency Decisionâ dismissing Smithâs complaint for failure to comply with the Agencyâs 45-day time limit for lodging a discrimination complaint. See 29 C.F.R. § 1614.105(a)(1). In support of its decision, the EEO cited the fact that Smith was âor should have been aware of the time limit for 5 (...continued) complaint with the USPSâs EEO office on February 3, 1999. In the complaint, Smith presented a âmixedâ claim of race and sex discrimination. She specifically alleged that Hill, a black female, had not been disciplined when she vandalized Smithâs car in July of 1998 or when she allegedly attacked Hill and dislocated her shoulder in September of 1998, see supra p. 3, whereas she (Smith), a white female had been dismissed for essentially the same behavior. In addition, Smith alleged that unlike three other male co-workers, she was dismissed for having a problem with alcohol. In accordance with USPS guidelines for resolving an informal discrimination complaint, Smith thereafter agreed to take part in a dispute resolution procedure. However, two hours into mediation, Smith decided to withdraw claiming that she found the process âvery frustrating and emotional.â Smithâs complaint was voluntarily dismissed as a result of her withdrawal from the mediation. 6 Smith claimed that all of these incidents happened while Hill was âon the clockâ or supposed to be performing official USPS duties. 6 No. 04-3531 contacting an EEO Counselor, as posters, including the 45- day time limit were clearly on display at the post office where [she] had worked.â Citing Reeb v. Economic Opportu- nity of Atlanta, Inc., 516 F.2d 924, 931 (5th Cir. 1975), the EEO pointed out that âthe 45-day limitation period begins to run when a person with reasonably prudent regard for his/her rights knew or should have known that s(he) was being discriminated against,â and Smith had not filed a complaint with the EEO until well after the 45-day regula- tory time limit had expired.7 Undeterred, Smith filed a timely administrative appeal of the EEO determination with the EEOC on September 13, 2001. On appeal, Smith claimed for the first time that in October of 1998, she telephoned the USPSâs EEO office and was informed by an EEO counselor8 that she was required to conclude the union grievance process she had initiated before pursuing any action for discrimination or harass- ment through the EEO. In the alternative, Smith also argued that although her dismissal from employment was effective as of November 27, 1998, she was not actually removed from the USPS payroll until June 8, 2001âafter the union grievance process was concluded.9 Accordingly, 7 As noted above, documented contact with the EEO was not initiated by Smith until February 3, 1999, which was 68 days after Smithâs effective removal date and well beyond the 45-day time limit of 29 C.F.R. § 1614.105(a)(1). See supra p. 5 n.5. 8 Smith was unable to recall the name or exact date that she allegedly called the EEO office nor, could she remember the name of the person she talked with. In an affidavit, dated June 14, 2003, Smith states that she telephoned the EEO office âshortly after [she] was suspendedâ and spoke to â[a] female, whose name [she did] not know.â 9 Article 16.5 of the collective bargaining agreement between the USPS and the APWU provides that when an employee initiates (continued...) No. 04-3531 7 Smithâs position was that she had complied with the 45-day time limit of 29 C.F.R. § 1614.105(a)(1) when she filed a complaint with the EEO within four days of the final disposition of the grievance process (on June 11, 2001), and that, due to the fact that she was misled by the USPSâs EEO office, the Postal Service should be estopped from arguing otherwise. While her EEOC appeal was pending, however, Smith short-circuited the administrative process by filing this action in the United States District Court for the Southern District of Indiana on June 3, 2002, claiming that she had been discriminated against by the USPS on the basis of her race, in violation of 42 U.S.C. § 2000e. Pursuant to 29 C.F.R. § 1614.409, once Smith filed her complaint in federal court the EEOC, by operation of law, lost any authority to proceed with her appeal. See § 1614.409 (stating that: âFiling a civil action under § 1614.408 or § 1614.409 shall terminate Commission processing of the appealâ). Indeed, beginning on June 3, 2002, the EEOC lacked authority over Smithâs appeal and was barred from deciding or otherwise adjudicating the appeal. See, e.g., Harris v. Depât. of Veter- ans Affairs, EEOC Appeal No. 01A51717 (2005); Olson v. Depât. of Treasury, EEOC Appeal No. 01983200 (2001). Nonetheless, the EEOC, in an unusual and unexplained breach of regulations, proceeded with the appeal and issued an opinion on September 12, 2002, reversing its earlier 9 (...continued) the grievance procedure the âemployee shall remain on the job or on the clock (in pay status)â until the final âdisposition of the grievance, either by settlement or an arbitratorâs final and binding decision.â Thus, although Smith was officially terminated from her employment by the USPS effective November 27, 1998, by operation of the collective bargaining agreement, she remained in âpay statusâ until the grievance process was concluded in June of 2001. 8 No. 04-3531 determination and concluding that Smithâs original EEO complaint was, in fact, timely under 29 C.F.R. § 1614.105(a)(1).10 This prompted Smith to file a motion to withdraw her federal action, which the district court summarily denied. The defendant filed a motion to dismiss, or in the alterna- tive, motion for summary judgment for the first time on September 16, 2002, arguing that Smith had failed to exhaust her administrative remedies.11 That motion was denied without prejudice while the district court ascer- tained whether any parallel administrative proceedings were erroneously taking place. In addition, the court issued a stay of the proceedings.12 Once the district court was satisfied that all agency proceedings had been terminated in accordance with 29 C.F.R. § 1614.409, the court lifted the stay and the defendants renewed their motion to dismiss, or in the alternative, moved for summary judgment. On August 27, 2004, the district court granted the defen- dantâs renewed motion and treated it as a motion for summary judgment.13 The court ultimately concluded that 10 The EEO appellate decision states: â[T]he record reflects that complainantâs last day in pay status was in November 1998; however, the PS Form 50 also indicates that complainantâs effective removal date was June 8, 2001. Given this difference, and considering that complainantâs initial EEO Counselor contact occurred only several days after the effective removal date identified on the PS Form 50, the Commission determines that [Smithâs] EEO Counselor contact was timely.â 11 The motion was entitled âDefendantâs Motion to Dismiss, or in the alternative, Motion for Summary Judgment.â 12 This action by the district court was spurred by the surprise EEOC decision of September 12, 2002. 13 Citing the fact that the parties had submitted various âmateri- als outside the pleadings, e.g., sworn declarations from witnesses (continued...) No. 04-3531 9 Smith had failed to exhaust her administrative remedies by failing to contact an EEO counselor within 45 days of the effective date of her dismissal (November 27, 1998) as required by 29 C.F.R. § 1614.105. In so deciding, the court also: (a) rejected Smithâs argument that the Postal Service should have been equitably estopped from asserting Smithâs breach of the limitations period based on the misleading telephone conversation that she allegedly had with an EEO counselor in October of 1998, see supra p. 6; and (b) refused to consider the conclusion of her union grievance procedure (the June 6, 2001 arbitration decision) as the âeffective dateâ of personnel action under § 1614.105. II. ISSUES On appeal, Smith argues that the district court errone- ously granted summary judgment to the Postal Service on the grounds that she failed to exhaust her administrative remedies. In particular, Smith challenges the district judgeâs conclusion that she failed to timely contact an EEO counselor and that equitable estoppel should not apply with regards to her alleged misleading conversation with an EEO representative in October of 1998. Smith also claims that the district court should have deferred to the Septem- ber 12, 2002, decision of the EEOC holding that her coun- selor contact was timely pursuant to § 1614.105. 13 (...continued) other than the parties, EEOC letters, grievance forms from the plaintiff âs union, etc.â the district court properly converted the defendantâs motion into a motion for summary judgment. Smith v. Potter, 2004 WL 1936292 at *9, No. IP 02-0864-C-B/S (S.D. Ind. Aug. 27, 2004); Fed. R. Civ. P. 12(b); McCoy v. Gilbert, 270 F.3d 503, 508 (7th Cir. 2001). 10 No. 04-3531 III. ANALYSIS We review the district courtâs grant of summary judgment14 in favor of the Postal Service de novo. See Evans v. City of Chicago, 434 F.3d 916, 924 (7th Cir. 2006). In determining whether summary judgment is proper at this stage of the proceedings, we view the record in the light most favorable to the non-moving party, here Smith. See Harper v. Vigilant Ins. Co., 433 F.3d 521, 525 (7th Cir. 2005). Summary judgment is only appropriate where âthe pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits . . . show that there is no genuine issue as to any material fact and 14 Initially, we should note that we agree with the district courtâs treatment of the defendantâs motion to dismiss as a motion for summary judgment in this case. As noted above, 29 C.F.R. § 1614.105(a)(1) requires that employees alleging that they are the victims of discriminatory conduct initiate an EEO complaint âwithin 45 days of the date of the matter alleged to be discrimina- tory or, in the case of personnel action, within 45 days of the effective date of the action.â § 1614.105(a)(1). This court has made clear on a number of occasions that such a deadline âis construed as a statute of limitations and not as a jurisdictional prerequisite.â Johnson v. Runyon, 47 F.3d 911, 917 (7th Cir. 1995); accord Rennie v. Garrett, 896 F.2d 1057, 1062-63 (7th Cir. 1990); see also Irwin v. Veterans Administration, 498 U.S. 89, 96 (1990). Accord- ingly, § 1614.105(a)(1) merely acts as a condition precedent to the bringing of a suit in federal court and allows the party resisting a motion to dismiss to introduce evidence sufficient to establish the equitable doctrines of waiver, estoppel and/or tolling. See Rennie, 896 F.2d at 1062; Bohac v. West, 85 F.3d 306, 312 (7th Cir. 1996); Miller v. Runyon, 77 F.3d 189, 191 (7th Cir. 1996). Thus, unlike a motion to dismiss involving a question of subject matter jurisdiction, a motion to dismiss concerning § 1614.105(a)(1), by operation of law, is converted to a motion for summary judgment when the parties provide additional documentation evincing their entitlement to equitable relief, as was the case here. See Fed. R. Civ. P. 12(b); Bohac, 85 F.3d at 311-12. No. 04-3531 11 that the moving party is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(c); see Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). An issue of fact is âmaterialâ if it is outcome determinative. Patel v. Allstate Ins. Co., 105 F.3d 365, 370 (7th Cir. 1997). However, âbare allegations not supported by specific facts are not sufficient in opposing a motion for summary judgment.â Hottenroth v. Village of Slinger, 388 F.3d 1015, 1027 (7th Cir. 2004) (quoting Hildebrandt v. Ill. Depât. of Natural Res., 347 F.3d 1014, 1036 (7th Cir. 2003)); accord Schroeder v. Lufthansa German Airlines, 875 F.2d 613, 620 (7th Cir. 1989). A. Timely Contact with an EEO Counselor On appeal, Smith initially asserts that the district court erred in determining that her contact with an EEO coun- selor was not timely within the meaning of 29 C.F.R. § 1614.105(a)(1). Specifically, Smith argues that she satisfied the 45-day limitations period of § 1614.105(a)(1) when she telephoned the EEO in October of 1998. We disagree. As stated above, 29 C.F.R. § 1614.105 sets forth that federal employees âwho believe they have been discrimi- nated against on the basis of race, color, religion, sex, national origin, age or handicap must . . . initiate contact with a Counselor within 45 days of the date of the matter alleged to be discriminatory or, in the case of personnel action, within 45 days of the effective date of the action.â15 Failure to do so equates to the violation of a statute of limitations and, notwithstanding extenuating circum- stances, would bar a federal employee from pursuing any 15 The purpose of this section is to allow the government and the employee involved an opportunity to âinformally resolve the matter,â before formal action is taken, either through the EEOC or in the courts. See § 1614.105(a). 12 No. 04-3531 action against the government for violation of Title VII of the Civil Rights Act of 1964. See supra p. 10 n.14; Rennie, 896 F.2d at 1062. The Supreme Court has consistently instructed that, in determining when such an action accrues, the âproper focus is upon the time of the discrimi- natory acts, not upon the time at which the consequences of the acts became most painful.â Del. State Coll. v. Ricks, 449 U.S. 250, 258 (1980); see Chardon v. Fernandez, 454 U.S. 6, 8 (1981) (per curiam). This court has expanded on that framework, essentially creating a two-prong test to deter- mine the date of an unlawful employment practice: (1) âthere must be a final, ultimate, non-tenative decision to terminate the employeeâ; and (2) âthe employer must give the employee âunequivocalâ notice of its final termination decision.â Flannery v. Recording Indus. Assân of America, 354 F.3d 632, 637 (7th Cir. 2004) (quoting Dvorak v. Mostardi Platt Assocs., Inc., 289 F.3d 479, 486 (7th Cir. 2002)) (internal citations omitted). Applying the Flannery factors to Smithâs cause of action, it is clear that she was both subject to a âfinal, ultimate, non-tenative [employment] decisionâ and that she was unequivocally notified of that decision. The first sentence of the letter that was sent to Smith on October 22, 1998,16 conspicuously states: âYou are hereby notified that you will be removed from the Postal Service on November 27, 1998.â The letter goes on to explain the rationale for that action, informing Smith that she has been âcharged with: Unacceptable ConductâVandalizing Employeeâs Vehicle Parked on Postal Property.â It is unlikely that a reasonable person in Smithâs position could possibly draw any conclu- sion from that language, except that the Postal Service had made a âfinal, ultimate, non-tenative [employment] deci- sion,â and that the effective date of that action was Novem- 16 Approximately two-and-a-half weeks after her attack on Hillâs vehicle and well into her suspension which became effective on that date, October 4, 1998. No. 04-3531 13 ber 27, 1998. See Ricks, 449 U.S. at 258. Also, Smith does not, and cannot, contend that she was not given prompt and âunequivocalâ notification of her dismissal.17 See Flannery, 354 F.3d at 637; Dvorak, 289 F.3d at 486. Accordingly, Smithâs cause of action accrued on November 27, 1998, and without more, her failure to file an EEO complaint until more than 60 days later on February 3, 1999,18 see supra p. 5 n.5, barred her from bringing suit in federal court.19 17 Being that her employer was the Postal Service, it not only makes sense that she was informed of her dismissal via Certified Mail, foredooming at least this portion of her claim, it is also a bit ironic. 18 This is the date that Smith filed an official informal complaint with the USPSâs EEO office. See 39 C.F.R. § 255.6(d) (requiring that employees that feels they have been discriminated against âfirst exhaust informal administrative procedures before filing a formal complaintâ). 19 In a tag-along argument, Smith claims that instead of consider- ing her effective date of dismissal, November 27, 1998, the court should have referred to the date that her union grievance process was concluded, June 6, 2001, in order to calculate the 45-day time limit under § 1614.105. However, Smith does not, and cannot, offer any precedential support for this conclusion. As the Supreme Court held in Ricks, the âpendency of a grievance, or some other method of collateral review of an employment decision does not toll the running of the limitations period.â Ricks, 449 U.S. at 258. (emphasis in original). Accordingly, in Smithâs case the limitations period began to run on the effective date of her termination, and her participation in the union grievance process would not toll the running of the statute of limitationsâregardless of whether she was kept on the USPS payroll according to her collective bargain- ing agreement or not. See Lucas v. Chicago Transit Authority, 367 F.3d 714, 723 (7th Cir. 2004) (stating that: âAs we have explained, â[a]n employerâs refusal to undo a discriminatory decision is not a fresh act of discrimination.â â); Librizzi v. Childrenâs Memorial Med. Center, 134 F.3d 1302, 1306 (7th Cir. 1998); see also Ricks, (continued...) 14 No. 04-3531 Johnson, 47 F.3d at 917. Smith attempts to overcome this fact, arguing that although she did not officially file a complaint until Febru- ary of 1999, she did in fact âcontactâ the EEO within the meaning of 29 C.F.R. § 1614.105 in October of 199820 when 19 (...continued) 449 U.S. at 257 (holding that âcontinuity of employment, without more, is insufficient to prolong the life of a cause of action for employment discrimination.â); Chardon, 454 U.S. at 9; Fairchild v. Forma Scientific, Inc., 147 F.3d 567, 574 (7th Cir. 1998). 20 We note that neither this court nor the Postal Service has addressed the precise contours of the term âcontactâ within the context of § 1614.105(a). However, in Bailey v. United States Postal Serv., the Eight Circuit encountered a similar situation in which a Postal Service employee argued that the telephone call she allegedly placed to the USPSâs EEO office within the 45-day limit of § 1614.105(a) should constitute âcontactâ within the meaning of that regulation. 208 F.3d 652, 654-55 (8th Cir. 2000). The Eighth Circuit disagreed concluding that, in that instance, a telephone call alone would not suffice. In doing so the court noted that Bailey had failed to offer any evidence to support her contention that during the phone call at issue, EEO counselors had âled her to believe that she had taken all the steps necessary to preserve her right to bring a claim in federal court.â Id. at 654. To the contrary, the record included affidavits from the operators who had spoke with Bailey stating that they had âinformed Bailey that her conversations with them would not be considered requests for counseling and that such requests needed to be submitted in writing within 45 days of the alleged discriminatory incident.â Id. In addition, the court also concluded that Baileyâs claim was belied by the fact that the âPostal Service . . . appears to have a regular policy of requiring employees who allege harassment to submit their EEO counseling requests in writing.â Id. at 654 n.2. The EEOC, on the other hand, has consistently held that â[t]o establish EEO contact, complainant[s] must contact an official logically connected to the EEO process, and exhibit an (continued...) No. 04-3531 15 she allegedly telephoned the USPSâs EEO office and was told that she was required to conclude the union grievance process before filing an action.21 See supra pp. 6-7. To support this contention, Smith cites her own affidavit dated June 14, 2003 in which she states that â[s]hortly after [she] was suspended, [she] telephoned the EEO office located at the USPS regarding [her] removal which [she] believed to be unfair and discriminatory.â However, a declaration of this nature alone is insufficient to resist summary judg- ment; for it is well settled that âself-serving statements 20 (...continued) intent to file a discrimination claim.â Dehaan v. Chao, 2001 WL 1103726, *1, EEOC DOC 01A10009 (August 2, 2001) (citing Allen v. United States Postal Service, EEOC Request No. 05950933 (July 9, 1996)). There seems to be an inherent conflict between the Eight Circuitâs decision in Bailey, which suggests that telephone contact is insufficient to constitute âcontactâ within the meaning of 29 C.F.R. § 1614.105(a), and the EEOCâs statement that only âintentâ to file a claim is needed to satisfy the regulation. We normally defer to an agencyâs interpretation of its own regulations unless âplainly erroneous or inconsistent with the regulation.â Robertson v. Methow Valley Citizens Council, 490 U.S. 332, 359, 104 L. Ed. 2d 351, 109 S. Ct. 1835 (1989) (quoting Bowles v. Seminole Rock & Sand Co., 325 U.S. 410, 414 (1945)). Neverthe- less, because we need not resolve this issue to dispose of Smithâs appeal, we reserve judgment on this issue until required to do so in the future with a more complete record. 21 The Postal Service argues that Smith did not present this argument to the district court, thus, constituting a waiver of the argument. See, e.g., Harper v. Vigilant Ins. Co., 433 F.3d 521, 528 (7th Cir. 2005). However, a cursory review of Smithâs reply to the Postal Serviceâs motion to dismiss establishes that this is not the case. In that document, Smith specifically takes issue with the Postal Serviceâs assertion that February 12, 1999 was the first time she had âcontactâ with the USPSâs EEO office by stating that: âThis was not Kathyâs first contact with the EEO office located at the USPS . . . .â 16 No. 04-3531 contained in an affidavit will not defeat a motion for summary judgment when those statements are without factual support in the record.â Evans v. City of Chicago, 434 F.3d 916, 933 (7th Cir. 2006) (quoting Buie v. Quad/Graphics, Inc., 366 F.3d 496, 504 (7th Cir. 2004)) (internal citations omitted). In a rather transparent, albeit clever, attempt to over- come this unfavorable precedent, Smith proceeded to introduce into evidence the affidavits of three other persons, whom she claims to have told about her alleged October telephone call to the EEO office, to corroborate her affidavit. The affiants all state that in the week following her suspen- sion in October of 1998, Smith told them that she had contacted the USPSâs EEO office and had been told that she must conclude the union grievance process prior to filing an EEO complaint. For example, Damon D. Jermmott, a 19- year-old who claims to have been acquainted with Smith since 1997, conveniently states that: âThe week following her suspension, Kathy Smith told me that she contacted the EEO office located at the United States Postal Service to complain about the circumstances leading to her removal.â22 22 The other affidavits are very similar to that of Jermmott in content. The only difference is that the other affiants are not 19 year-olds; they are in fact current or former postal workers. Boyd G. âButchâ Stevens, Jr. states that he has âworked as a mail handler for the [USPS] for 20 yearsâ and has âknown Kathy Smith for 11 years.â Stevens further states that he âdid not trust the EEO office located at the USPS to give Kathy Smith good advice.â Accordingly, Stevens told her to call another EEO office but she was directed back to the USPS EEO office and âwas told the EEO could not help her until the union grievance process was com- plete.â Similarly, Tammy Herwehe Zemke, who claims in her affidavit to have been âwrongfully removed in 2001 from my position with the USPSâ states that âKathy Smith told me that she contacted the EEO office located at the USPS, but was told the EEO could not help her until the union grievance process was (continued...) No. 04-3531 17 According to Smith, the affida-vits of Jermmott, Stevens and Zemke corroborate her affidavit and thus are sufficient to, at the very least, present a question of material fact. Evans, 434 F.3d at 933. We disagree. The affidavits are clearly offered to prove the truth of the matter asserted and thus constitute inadmissible hearsay. See Fed. R. Evid. 801.23 As such, they may not be relied upon to resist a 22 (...continued) complete.â Zemke also corroborated Smithâs claim by stating that after she was dismissed from her job at the USPS in 2001, she âcontacted the EEO office at the USPS, and was told I would have to complete the union grievance process before the EEO office would process [her] claim.â 23 On appeal, Smith mistakenly argues that âthe affidavits fall within the exception of the hearsay rule under Fed.R.Ev. [sic] 801(d)(1)(B) as prior consistent statements of a witness.â This couldnât be further from the truth, for a number of reasons. For one thing, the Supreme Court has made clear that: âPrior consistent statements may not be admitted to counter all forms of impeachment or to bolster the witness merely because she has been discredited . . . . The Rule speaks of a party rebutting an alleged motive, not bolstering the veracity of the story told.â Tome v. United States, 513 U.S. 150, 166-67 (1995); United States v. Stoecker, 215 F.3d 788, 791 (7th Cir. 2000). That is precisely what Smith is trying to achieve by submitting the affidavits at issue hereâshe is attempting to bolster the veracity of her story that she called the EEO office in October of 1998âand, as such, they will not be considered for purposes resisting summary judgment. See Davis, 396 F.3d at 874 n.3; Galdikas, 342 F.3d 684 at 695. Whatâs more, Smith seems to overlook the fact that, even if a statement is submitted for a proper purpose such as to rebut a claim of recent fabrication, such statements must have been âmade before the declarant had a motive to fabricate.â United States v. Anderson, 303 F.3d 847, 858 (7th Cir. 2002) (quoting United States v. Ruiz, 249 F.3d 643, 647 (7th Cir. 2001). Two of the affidavits Smith submitted are dated June 11th and the other (continued...) 18 No. 04-3531 motion for summary judgment. See Davis v. G.N. Mortgage, 396 F.3d 869, 874 n.3 (7th Cir. 2005) (citing Bombard v. Fort Wayne Newspapers, Inc., 92 F.3d 560, 562 (1996)); Galdikas v. Fagan, 342 F.3d 684, 695 (7th Cir. 2003). Ultimately, Smith has failed to present this court with evidence sufficient to create a question of material fact as to whether she complied with the 45-day period of limita- tions set forth in 29 C.F.R. § 1614.105(a)(1). That being the case, we agree with the district courtâs conclusion that Smithâs claim was time-barred and conclude that the grant of summary judgment on that portion of Smithâs claim was proper. B. Equitable Estoppel Smith next avers that the district court erred in conclud- ing that, as a matter of law, the USPS was not equitably estopped from asserting that her claim was barred by the 45-day statute of limitations deadline. In particular, Smith finds fault with the district courtâs conclusion that the Postal Service did not engage in misrepresentation or deception concerning the limitations period of § 1614.105(a)(1). Again, we disagree. This court has repeatedly held that, in the statute of limitations context, the equitable doctrine of estoppel only comes âinto play if the defendant takes active steps to prevent the plaintiff from suing in time.â Cada v. Baxter Healthcare Corp., 920 F.2d 446, 450-51 (7th Cir. 1990); see 23 (...continued) is dated June 13, 2003. This was long after Smith obtained a motive to fabricate a story about having called the EEO office in October of 1998, and was coincidentally only approximately a week after she filed suit in federal court. No. 04-3531 19 Lucas, 367 F.3d at 722; see also Mull v. ARCO Durethene Plastics, Inc., 784 F.2d 284, 292 (7th Cir. 1986) (âEquitable estoppel is available only if the employeeâs otherwise untimely filing was the result either of a deliberate design by the employer or of actions that the employer should unmistakably have understood would cause the employee to delay filing his charge.â) (citation and quotation omitted). However, even if a plaintiff has demonstrated that an employer took affirmative steps to lull them into inaction concerning the filing of a discrimination charge, the plain- tiff must also establish âactual and reasonable reliance on the defendantâs conduct or representations.â Mull, 784 F.2d at 292 (quoting Naton v. Bank of California, 649 F.2d 691, 696 (9th Cir. 1981)); see Hentosh v. Herman M. Finch Univ. of Health Sciences/Chicago Med. Sch., 167 F.3d 1170, 1174 (7th Cir. 1999); Wheeldon v. Monon Corp., 946 F.2d 533, 537 (7th Cir. 1991). Smith has failed to sufficiently establish either of these requirements. In essence, Smithâs equitable estoppel argument is nothing more than a cheap imitation of her unavailing arguments discussed above. The only evidence that Smith submitted to support her claim that the USPS either deliberately or knowingly sought to deceive her into filing an untimely EEO action was her own self-serving affidavit and the affidavits of three of her acquaintances. See supra pp. 15-16. As we have already determined, Smithâs own affidavit is insufficient to resist summary judgment, see supra at 16; Evans, 434 F.3d at 933, and the three corrobo- rating affidavits may not be considered for purposes of a motion for summary judgment due to the fact that they constitute inadmissable hearsay. See supra pp. 15-16; Davis, 396 F.3d at 874 n.3. Thus, because Smith cannot establish that the Postal Service took âactive steps to prevent [her] from filing on time,â Cada, 920 F.2d at 450-51, her equitable estoppel claim must fail as a matter of law. 20 No. 04-3531 Also, even if we were to assume arguendo that Smith presented sufficient evidence of wrongdoing on the part of the Postal Service, she has failed to demonstrate that she reasonably relied on any bad advice she was given. As the district court noted, the record reflects that there was an âabundance of correct information [for Smith to seek out], including the various posters throughout the workplace which inform grievants of the 45-day time limit for filing an EEO complaint.â Given the pervasiveness of correct infor- mation at Smithâs workplace, it is disingenuous of her to argue that she reasonably relied on a single, brief telephone call to lead her astray. See Irwin v. Department of Veterans Affairs, 498 U.S. 89, 96 (1990) (stating âthat federal courts have typically extended equitable relief only sparinglyâ); see also Robinson v. Dalton, 107 F.3d 1018, 1023 (3d Cir. 1997) (holding that one telephone call to an EEO counselor who allegedly gave an employee bad advice was not enough to establish that the employee âin some extraordinary way has been prevented from asserting his or her rightsâ for pur- poses of equitable tolling). C. Deference to the EEOC Smithâs final argument on appeal borders on frivolous, but for the sake of completeness we will discuss it briefly. Essentially, Smith claims that âthe district court should have deferred to the EEOCâs determination that [her] claim was timely.â Smith refers, of course, to the EEOCâs Septem- ber 12, 2002 decision reversing the EEO and holding that her filing was timely under 29 C.F.R. § 1614.105(a)(1). See supra p. 7. Nevertheless, there is a very fundamental reason why the district court properly refused to accord the EEOCâs decision any deference whatsoever and why this court should not follow suit. When a federal employee files a Title VII suit in federal court, the district court charged with deciding that action is No. 04-3531 21 required to preform a de novo review of the record, includ- ing administrative agency proceedings. See Chandler v. Roudebush, 425 U.S. 840, 861 (1976); Kontos v. U.S. Depât. of Labor, 826 F.2d 573, 575 n.4 (7th Cir. 1987) (stating that âwe explicitly uphold the long-presumed position that all agency decisions involving federal employee discrimination claims are entitled to de novo review in the federal courts). Likewise, our review of the district courtâs decision is de novo. See Evans, 434 F.3d at 924. Thus, neither this court, nor a district court, is under any obligation to defer to the determination of an administrative agency in an action which falls under Title VII of the Civil Rights Act of 1964. See id. Indeed, to do otherwise would be grounds for reversal. IV. CONCLUSION The decision of the district court is AFFIRMED. 22 No. 04-3531 A true Copy: Teste: ________________________________ Clerk of the United States Court of Appeals for the Seventh Circuit USCA-02-C-0072â5-2-06
Case Information
- Court
- 7th Cir.
- Decision Date
- May 2, 2006
- Status
- Precedential