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IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW JERSEY CAMDEN VICINAGE IN THE MATTER OF: GEORGE J. SOUED, M.D., Civil No. 20-06674 (RMB/MJS) as Owner of the 1994 58-foot Ocean Yachts powerboat M/V WILLIAM G II, Hull No. XYU2058FL394, Official No. OPINION 1000307, her tenders, gear, furniture, tackle, appurtenances, etc. Plaintiff. APPEARANCES: FINAZZO COSSOLINI OâLEARY MEOLA & HAGER LLC By: Rachel R. Hager & Brendan M. Wengerter 67 East Park Place, Suite 901 Morristown, New Jersey 07960 Counsel for Dr. George J. Soued, M.D. LENNON MURPHY & PHILLIPS, LLC By: Charles E. Murphy (pro hac vice) 1599 Post Road East Westport, Connecticut 06880 Counsel for Dr. George J. Soued, M.D. COZEN OâCONNER, PC By: Daniel Q. Harrington 1010 Kings Highway South Cherry Hill, New Jersey 08034 Counsel for ACE American Insurance Company BARRY, CORRADO & GRASSI, P.C. By: Suzanne Pasley 2700 Pacific Avenue Wildwood, New Jersey 08260 Counsel for Seaport Harbor Marina RENĂE MARIE BUMB, Chief United States District Judge: This case is about a fire that destroyed two yachts causing both boats to sink and damaging the dock housing the vessels. Typical with fires causing property damage, the property owners point their fingers at one another blaming the other. Following the fire, Claimant Seaview Harbor Marina (Marina) demanded the sunken boatsâ owners pay for the damage to its dock. Claimant ACE American Insurance Company (ACE), who insured one of the sunken vessels, hired a fire investigator to determine the origin and cause of the fire. That investigator determined the fire started on Plaintiffâs, Dr. George J. Soued, M.D. (Soued), boat and spread to the other boat and dock because of an improper power cord connection. Soued filed this action seeking to limit his liability under the Shipownersâ Limitation of Liability Act (Limitation Act), 46 U.S.C. § 30501 et seq., and exoneration under Rule F of the Supplemental Rules for Certain Admiralty and Maritime Claims. Soued now moves for summary judgment, seeking to exclude ACEâs investigatorâs expert reports and opinions arguing those opinions are unreliable. With no expert testimony, Soued argues ACE cannot show he was negligent or his boat unseaworthyâeither showing could defeat Souedâs efforts to obtain exoneration or liability limitation. ACE counters, contending its expertâs opinions are methodologically sound and Souedâs contrary arguments go to the weightânot the admissibilityâof the investigatorâs expert opinions. This Court agrees with ACE and DENIES Souedâs summary judgment motion. I. BACKGROUND A. The Marina Soued moored his boat, a 58-foot yacht named the William G II (William G), at the Marina. [Pl. Statement of Undisputed Material Facts ¶ 1 (SOMF) (Docket No. 64-2).] Another boat, belonging to ACEâs insured, a 65-foot yacht named the Majestic, was also moored at the Marina in a boat slip next to the William G. [Id. ¶¶ 1, 4.] Both boats were moored in boat slips at the Marinaâs F-Dockâthe William G in slip F-39 and the Majestic in slip F-41. [Id. at ¶¶ 4-5.] A houseboat was also moored at the F-Dock in slip F-37, next to the William G. [Id. ¶ 4.] Apparently, the F-Dock historically had electrical problems with power pedestals used to supply power to the boats docked there, such as âchronic voltage irregularitiesâ causing boats not to receive âthe proper voltagesâ or suffer âvoltage swings.â [Id. ¶ 8.] Several boatowners complained about the voltage problems. [Id.] A Marina handyman, an unlicensed electrician, often made electrical repairs to the pedestals. [Id.] Besides those problems, a 2018 lightning strike at the Marina caused âelectrical damageâ to âseveral boatsâ at the F-Dock, including the William G. [Id. ¶ 9.] While the parties dispute where the lightning hit (at a particular sailboat or not), they agree a lightning strike happened and boats docked on the F-Dock suffered electrical damage. [Id.; ACEâs Resp. to Pl.âs SOMF ¶ 9 (ACEâs Resp.) (Docket No. 72-2).] According to Soued, his boat slip at the Marina, F-39, suffered electrical problems leading to âtwo electrical fire events.â [SOMF ¶ 10.] Soued had rented his boat slip to another boatowner of a boat called the âLady Lisa.â [Certif. of Rachel R. Hager, Esq. ¶ 5, Ex. 4 (Hager Certif.) (Tr. 29:11 to 25, 41:5 to 11) (Docket Nos. 65-4, 65-9).] For both âelectrical fire events,â the Lady Lisaâs owner had the boatâs power cord connected to the F-39 slipâs power pedestal. [SOMF ¶ 10.] In the first event, the Lady Lisaâs davitâa small crane used to hoist equipmentââburst into flames.â [SOMF ¶ 10; Hager Certif. ¶ 3, Ex. 2 (Tr. 36:5 to 10) (Docket No. 65-6).] Another boatowner at the Marina saw the fire and turned the power off at the F-39 slipâs power pedestal stopping the âsmoke and fire.â [SOMF ¶ 10; Hager Certif. ¶ 3, Ex. 2 (Tr. 37:15 to 17).] In the second event, the power cord connected to the F-39 slipâs power pedestal and the Lady Lisa was âbadly burned.â [SOMF ¶ 10.] While ACE disputes Souedâs characterization of the power cord, see ACEâs Resp. ¶ 10, a boatowner who saw the power cord, Edward Gravenhorst, found the cord âoverheated to the point where . . . the insulated cover over the plug had melted and distorted.â [Hager Certif. ¶ 3, Ex. 2 (Tr. 41:2 to 15).] Gravenhorst did not observe the incident causing the melting, but âonly the end result.â [Id. (Tr. 44:13 to 15).] He believed âheatâ caused the damage because he observed âcharring,â specifically, âthe insulation on the wires themselves where they go into the plug had charred off.â [Id. (Tr. 44:20 to 45:11).] Gravenhorst helped the Lady Lisaâs owner replace the plug on the damaged power cord. [Id. (Tr. 43:17 to 44:5).] B. The Fire at the Marina After those incidents, Soued winterized the William G; a process requiring the removal of liquids on the boat that might freeze and replaced with antifreeze. [SOMF ¶ 2; Hager Certif. ¶ 5, Ex. 4 (Tr. 47:1 to 9) (Docket No. 65-8).] About 10 days later, Soued checked on the William G, which was moored in the F-39 slip, âto make sure the dock lines were secure.â [SOMF ¶¶ 3-4.] Soued had the William G connected to the F-39 slipâs power pedestal by âtwo UL approved 50-amp marine-grade power cords (two cords connected together to extend their length).â [SOMF ¶ 6.] The boatâs âbattery chargersâ were in âstandby modeâ with the lighting circuit breakers âONâ but the onboard light switches âOFF.â [Id.] Simply put, the William G was in low- to no-power mode. A few days later, shortly after midnight, a fire engulfed both the William G and the Majestic destroying both vessels. [Id. ¶ 7.] No witness saw how or where the fire started. [Id.] A nearby homeowner saw the fire âonly after it was raging with both boats ablaze.â [Id.] The fire âcompletely consumedâ both vessels causing them to sink in their slips. [Id.] The houseboat moored in the boat slip next to the William G suffered some exposure damage. [Decl. of James Cote ¶ 9, Ex. 6, at 4-5 (Cote Decl.) (Docket No. 65-18).] C. The Fire Investigation About a month after the fire, ACE and Souedâs insurance company sent investigators to determine the origin and cause of the fire. [SOMF ¶ 11.] ACE, who insured the Majestic, sent Certified Fire & Explosion Investigator Michael E. Schaal (Schaal) to investigate the fire. [Cote Decl. ¶ 9, Ex. 4 (Docket Nos. 65-16).] ACE has identified Schaal as its expert witness here on the origin and cause of the fire. The fire investigation spanned over two-daysâthe first at another marina where the William G and the Majestic had been towed, and the second at the Marina. [SOMF ¶ 11.] On the first day, Schaal and the other investigators started by photographing both boats. [Hager Certif. ¶ 4, Ex. 3 (Tr. 18:3 to 19:7) (Docket No. 65-7).] Schaal started at the bow of each boat and worked âin a 360-degree directionâ taking photographs of the vessels. [Id. (Tr. 19:11 to 20:19).] After photographing the boats, Schaal and the other investigators started physically examining the Majestic. [Id. (Tr. 20:23 to 21:4).] Schaal spent an hour physically examining the Majestic, mainly looking at the âelectrical systems on the aft side.â [Id. (Tr. 19:11 to 20:19).] Schaal looked for âevidence of abnormal electrical activity, anything that would have been a causative effect for the fire.â [Id. (Tr. 25:22 to 25).] While he found the remains of a shore power cord, he did not find evidence of abnormal electrical activity on the Majestic. [Id. (Tr. 25:25 to 26:19).] Schaal examined the boatâs electrical panel, but could not determine whether the switches were âonâ â[b]ecause they were too badly damaged.â [Id. (Tr. 28:17 to 29:5).] Schaal did not explore other areas of the Majestic because he was âconvincedâ the fire did not start there. [Id. (Tr. 28:13 to 16).]. And no one collected or preserved any evidence from the Majestic. [Id. (Tr. 30:23 to 31:1).] After inspecting the Majestic, Schaal and the investigators spent the â[b]etter part of the dayâ examining the William G. [Id. (Tr. 30:23 to 31:1, 61:9 to 11).] Schaal started by documenting âthe burn patterns from bow to the stern.â [Id. (Tr. 31:19 to 31:25).] Based on those patterns and the wind direction on the night of the fire, Schaal determined the âfire progressed from the starboard side of the cockpit to the portside of the cockpit.â [Id. (Tr. 42:8 to 14).] He then started to clear off debris from the boat and âdelayerâ the vessel; a process involving the removal of debris âtop down to get down all the way into the hull of the vessel.â [Id. (Tr. 31:25 to 32:2, 33:4 to 8).] While delayering the William G, Schaal uncovered the âremainsâ of an extension cord on the deck and âthe remains of what was the connections or male blades to the [Glendinning] cord.â [Id. (Tr. 36:25 to 37:4).] He also uncovered remains of the female terminals of an âEEL cord[] receptableâ and the wiring for both power cords. [Decl. of Michael E. Schaal in Oppân to Pl.âs Mot. for Summ. J. ¶ 11 (Schaal Decl.) (Docket No. 72-4).]. Schaal determined the area he found the power cordsâ remnants to be the origin point of the fire. [Hager Certif. ¶ 4, Ex. 3 (Tr. 39:10 to 13).] Schaal then removed the cords from the boat, measured them, and documented their condition. [Id. (Tr. 45:9 to 18).] He observed evidence of âabnormal electrical activityâ such as âpittingâ and arcing on the male blades of the cords. [Id. (Tr. 45:25, 46:7 to 15).] He also noticed some of the male blades on the cords were missing. [Id.] Based on his experience, Schaal determined the abnormal electrical activity to be the cause of the fire, rather than the result. [Id. (Tr. 47:11 to 23).] According to Schaal, if the fire started elsewhere on the vessel, the fire would âtypically attack those circuits or the cords that power that and it should deenergize it.â [Id.; see also Tr. 48:17 to 49:2 (âI would not except to find this damage to these components if it was attacked by fire.â).] The investigators preserved the cords as evidence. [Id. (Tr. 58:24 to 59:15).] The investigators also collected the remains of a light switch in the âarea of originâ because âit had a little bit of pitting on it.â [Id. (Tr. 58:12 to 20).] Schaal inspected no other system on the William G âbecause they were not involved and not present in the area of origin.â [Id. (Tr. 55:25 to 56:5).] And Schaal performed no follow up investigation on the light switch collected. [Id. (Tr. 58:21 to 23).] The next day, Schaal and the investigators went to the Marina to examine the F-39 slipâs power pedestal. [SOMF ¶ 11.] Electrical engineers took voltage readings from the pedestal. [Id.] Schaal learned the engineers observed âvoltage irregularities from the pedestal.â [Hager Certif. ¶ 4, Ex. 3 (Tr. 65:2 to 7).] Schaal made no determination on whether the pedestal caused or contributed to the fire. [Id. (Tr. 66:24 to 67:2).] In fact, Schaal found the pedestal to be âundamaged by the fire.â [Schaal Decl. ¶ 25.] Following the inspections, Schaal issued a series of reports concluding the fire originated on the William G based on his application of the National Fire Protection Association 921, A Guide for Fire and Explosion Investigations (2017 ed.) (NFPA). [Cote Decl. ¶ 9, Exs. 4-6.] In his first report, Schaal determined that â[b]ased upon [his] fire pattern analysisâ of the Majestic, the Majestic âsuffered exposure damageâ and that his exterior examination of the boat confirmed the fire did not originate there. [Id., Ex. 4, at 2.] Turning to the William G, Schaal concluded âthe fire originated on the starboard side, aft areaâ of the boat, specifically, âin the area of the shore power connections.â [Id.] During his investigation of the William G, Schaal observed a shore power cord attached to the William Gâs Glendinning shore power cordâthat is, a power cord attached to a reel assembly located in the William Gâs engine room designed to charge the boatâs power system. [Id.; Hager Certif. ¶ 5, Ex. 4 (Tr. 11:6 to 14:11).] Schaal observed âevidence of abnormal electrical activity where the 2 power cords connected.â [Cote Decl. ¶ 9, Ex. 4, at 2.] Based on his investigation and using the NFPA 921 as a guide, Schaal made these conclusions: âą The fire originated on the William G âspecifically in the area of the starboard side aft section of the vessel where the 2 power cords were connected;â âą âThe cause of the fire was electrical in nature;â âą âThe material(s) first ignited were ordinary combustible materials;â âą âThe act or omissions that brought the ignition source and the material first ignited together resulting from abnormal electrical activity at the connection point between the [Glendinning] power cord and the . . . shore power cord;â and âą âAll other possible sources of ignition were considered and ruled out during the course of our investigation.â [Id. at 2-3.] Following his review of discovery materials, deposition testimony, and the Marinaâs surveillance footage, Schaal issued a second report echoing his first reportâs conclusions. [Id. Ex. 5 (Docket No. 65-17).] But he added another cause for the fire: Souedâs use of a shore power cord to connect to the William Gâs Glendinning power cord. [Id. at 9.] Schaal concluded an improper connection between the cords caused âit to overheat, causing the fire.â [Id.] The investigator asserted the failure to use âsealing ringsâ or âcollarsâ when connecting power cords can cause âpoor connections, corrosion, and high resistive connections.â [Id.] Those conditions can create âa significant fire hazard,â which according to Schaal, âresulted in this case.â [Id.] In reaching this added conclusion, Schaal relied on Souedâs admission that the shore power cord attached to the William Gâs Glendinning power cord âdid not have a sealing collar.â [Id. at 8.] In Schaalâs experience, failing to use sealing collars or rings and improperly connecting shore power cords âcauses the large majority of vessel fires.â [Id.] The investigator also pointed to the Marinaâs Executive Directorâs, Joseph Stewart, observation of the shore power cord attached to the William Gâs Glendinning power cord. [Id.] Stewart observed at different times a âplastic bag with zip tiesâ between the connection of the power cords attached to the William G, and that the power cords âwere not locked.â [Id.] Soued hired James Cote as a liability expert to review the findings of, among others, Schaal and determine the cause of the fire. [Cote Decl. ¶¶ 1, 9, Ex. 2 (Docket No. 65-14).] Cote issued his own report, criticizing Schaalâs investigation, reports, and conclusions. [Id. ¶ 9, Ex. 2.] Cote finds Schaalâs conclusions unreliable because Schaal did not follow NFPA 921âs methods since he did not: (1) âthoroughly investigate all possible ignition sources on both boats;â (2) âinvestigate commonly-known deficiencies with the marinaâs shore power supply to boats docked on the [F-Dock];â (3) consider a â2018 lightning strike that hit a sailboatâ at the F-Dock that damaged several boats including the William G; (4) âinvestigate that the cause may have related to two 2019 (pre-fire) electrical fire eventsâ on the Lady Lisa while the boat was docked in the F-39 slip connected to that slipâs power pedestal; and (5) consider that the Marinaâs handyman, an unlicensed electrician, made repairs to the F-39 slipâs power pedestal. [Id. ¶¶ 6-7.] According to Cote, the NFPA 921 requires that the fireâs origin and cause be classified as âundetermined.â [Id. ¶ 9, Ex. 2, at 35.] Cote also accuses Schaal of âconfirmation biasââmeaning, Schaal determined the fire was electrical and focused his investigation to confirm that finding, ignoring other hypothetical origins or causes. [Id. at 10, 17, 22, 31, and 35.] While Cote did not attend the investigations, he reviewed the photographs and reports prepared by the investigators and concludes that the fire pattern on the houseboat (which suffered minimal damage) âsupports the hypothesis that the fire started on the Majestic and spread to the William G.â [Id. at 10.] Cote posits â[h]ad the fire started on the starboard side of the William G, one would expect more extensive heat and fire damage to the houseboat as flames spread up and out to the Majestic.â [Id.] Following Coteâs report, Schaal issued a third report rebutting Coteâs conclusions and attacks on his first two reports. [Id. ¶ 9, Ex. 6.] Schaal contends that Coteâs suggestion the fire started on the Majestic and spread to the William G is âsimply misleading and inaccurate.â [Id. at 2.] Pointing to surveillance photographs depicting the fire, Schaal asserts the pictures âshow[] that the fire on the William Gâ had âconsumed the super structureâ while the fire on the Majestic was still âheavily involvedâ but the vessel was ânot consumed.â [Id. at 2-3.] And looking to another photograph, Schaal notes the fire on the William G covered bow to stern while the fire on the Majestic did not reach the bowâevidence suggesting the fire started on the William G. [Id. at 4.] Next, relying on the flame direction shown in the photos, Schaal asserts the wind pushed the fire âindicating that the fire originated on the William G.â [Id. at 3-4.] According to Schaal, â[i]f the fire originated on the Majesticâ (as Cote suggests), âbased on the wind direction, then the William G should have suffered minimal damage consistent with the lack of damage to the houseboat that was to the starboard side of the William G.â [Id.] Schaal argues â[f]ire does not burn against the wind, the wind pushes the fire in the same direction as the wind.â [Id.] Finally, Schaal defends his conclusion that the fire resulted âby the abnormal electrical activityâ on the shore power cordsâ âplug blades.â [Id. at 6.] Schaal states that if the fire originated elsewhere, he âwould not except to see the noted electrical activity on the shore power plug blades as noted in this case.â [Id.] D. Soued Seeks Exoneration and to Limit his Liability for the Fire and ACEâs and Marinaâs Claims Following the fire, the Marina demanded Soued to pay it about $106,000 for damages to the dock caused by the fire. [Docket No. 1.] Soued then filed this action seeking exoneration and to limit his liability under the Limitation Act and Rule F of the Supplemental Rules for Certain Admiralty and Maritime Claims (Rule). [Id.] By that Act and Rule, a shipowner can seek exoneration or limit his liability to the value of his ship for any damage caused by an accident without his âprivity or knowledge.â 46 U.S.C. § 30523(b); see also Compl. of Consol. Coal Co., 123 F.3d 126, 132 (3d Cir. 1997). âThe value of the vessel is determined as of the completion of the voyage during which the claimed incident occurred.â Matter of Manhattan by Sail, Inc., 436 F. Supp. 3d 803, 812 (S.D.N.Y. 2020). To determine whether a shipowner is entitled to exoneration or limit his liability, courts must first determine whether negligence or the vesselâs unseaworthiness caused the damage. Consol. Coal, 123 F.3d at 132. A claimant must show the shipowner was negligent or the vessel was unseaworthy. Id. If the claimant makes either showing, then the shipowner must show the damage occurred âwithout the privity and knowledge of the owner.â Id. âIn the case of individual owners, it has been commonly held or declared that privity as used in the statute means some personal participation of the owner in the fault or negligence which caused or contributed to the loss or injury.â In re Hartman, 2010 WL 1529488, at *4 (D.N.J. Apr. 15, 2010) (quoting Coryell v. Phipps, 317 U.S. 406, 411 (1943)). If a claimant shows the shipowner was negligent or the ship was unseaworthy, and the shipowner cannot establish a lack of privity or knowledge, then the shipowner cannot obtain exoneration or limit his liability. Both ACE and the Marina filed claims against Soued, seeking to recover the costs for damage caused by the fire. [Docket Nos. 4, 8.] They both contend Soued was negligent and the William G was unseaworthy. [Id.] The Marina seeks to hold Soued liable for the $106,000 damages to its dock. [Docket No. 4.] ACE, who paid the Majesticâs ownerâs insurance claim, seeks to recover over a million dollars in damages for the Majesticâs loss. [Docket No. 8.] E. Souedâs Summary Judgment Motion to Exclude Schaal as an Expert Soued moves to exclude Schaal as an expert witness, arguing his opinions are unreliable because he did not follow the NFPA 921âs requirements. [Pl. Mem. of Law in Support of Mot. Summ. J. 10-22 (Pl. Br.) (Docket No. 65-1).] Soued contends Schaal flouted the NFPA by forming a hypothesis on the origin and cause of the fire before he collected and analyzed any data. [Id. 12-13.] He also faults Schaal for not performing any testing to confirm his findings and disregarding other possible ignition sources for the fire. [Id. at 14, 17-22.] Pointing to Schaalâs deposition testimony, Soued argues Schaal had confirmation bias since the investigator looked only for evidence to confirm his preconceived hypothesis that the fire started on the William G because of abnormal electrical activity. [Id. at 15-16.] Soued argues Schaal had no interest in investigating the Majestic or other areas of the William G because he already made up his mind on the cause of the fire. [Id. at 16-17.] He also asserts that Schaal did not consider other potential ignition sources on the William G, like the Glendinning system or electrical panel, even though those components were near the origin point of the fire Schaal had identified. [Id. at 16-17.] Lastly, relying on Third Circuit precedent, Soued argues that Schaalâs failure to follow the NFPA 921 renders his opinion unreliable because this Circuit requires experts to reliably apply their methodology. [Pl. Reply Mem. of Law in Further Supp. of Mot. for Summ. J. 4 (Reply Br.) (citing In re Paoli R.R. Yard PCB Litig., 35 F.3d 717 (3d Cir. 1994) & In re Zoloft (Sertraline Hydrochloride) Prods. Liab. Litig., 858 F.3d 787 (3d Cir. 2017)) (Docket No. 74).] With Schaal expertâs testimony excluded, Soued argues he is entitled to summary judgment. [Pl. Br. at 33.] Because no one saw how or where the fire started, Soued contends ACE needs an expert to establish his liability. [Id. at 3.] Without such evidence, Soued contends ACE cannot defeat his entitlement to exoneration or limitation of liability under the Limitation Act and Rule. [Id.] II. GOVERNING LAW A. Summary Judgment Standard Courts must grant summary judgment if âthe movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a); Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). A fact is âmaterialâ only if it might impact the âoutcome of the suit under the governing law.â Gonzalez v. Secây of Depât of Homeland Sec., 678 F.3d 254, 261 (3d Cir. 2012). A dispute is âgenuineâ if the evidence would allow a reasonable jury to find for the nonmoving party. Id. When deciding a summary judgment motion, a court must construe the facts and inferences in the light most favorable to the nonmoving party. Penn. Coal Assân v. Babbitt, 63 F.3d 231, 236 (3d Cir. 1995); Pollock v. Am. Tel. & Tel. Long Lines, 794 F.2d 860, 864 (3d Cir. 1986). A courtâs role at summary judgment is not âto weigh the evidence and determine the truth of the matter, but to determine whether there is a genuine issue for trial.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986). B. Expert Witness Standard When a party challenges the reliability of an expertâs opinion, like Soued does here, courts must determine whether the opinion is admissible under Federal Rules of Evidence 702 and Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993). K.G. v. Owl City, 2023 WL 3735891, at *4 (D.N.J. May 31, 2023). Both Rule 702 and Daubert impose gatekeeping obligations on courts to ensure expert evidence is both reliable and relevant. UGI Sunbury LLC v. A Permanent Easement for 1.7575 Acres, 949 F.3d 825, 832 (3d Cir. 2020). Rule 702 allows a qualified expert to give opinion testimony if: (a) the expertâs scientific, technical, or other specialized knowledge will help the trier of fact to understand the evidence or to determine a fact in issue; (b) the testimony is based on sufficient facts or data; (c) the testimony is the product of reliable principles and methods; and (d) the expert has reliably applied the principles and methods to the facts of the case. The Third Circuit has described Rule 702âs requirements as a âtrilogy of restrictions on expert testimony: qualification, reliability, and fit.â Kuhar v. Petzl Co., 2022 WL 1101580, at *7 (3d Cir. Apr. 13, 2022) (cleaned up) (quoting Calhoun v. Yamaha Motor Corp., U.S.A., 350 F.3d 316, 321 (3d Cir. 2003)). Because Soued only challenges Schaalâs expert reports and opinions as unreliable, this Court will focus its analysis on Rule 702âs and Daubertâs reliability requirements. [Pl. Br. at 9.] Both Rule 702 and Daubert require expert testimony âto be âbased on the methods and procedures of science, not on subjective belief and unsupported speculation.ââ UGI Sunbury, 949 F.3d at 842-43 (quoting Karlo v. Pittsburgh Glass Works, LLC, 849 F.3d 61, 80-81 (3d Cir. 2017)). The reliability requirement âensures that there is a sufficient connection between conclusions and methodology.â Kuhar, 2022 WL 1101580, at *7 (quoting Oddi v. Ford Motor Co., 234 F.3d 136, 146 (3d Cir. 2000)). Courts must exclude expert testimony if âthere is simply too great a gap between the data and the opinion proffered.â Oddi, 234 F.3d at 146 (quoting Gen. Elec. Co. v. Joiner, 522 U.S. 136, 146 (1997)). That said, the admissibility of expert testimony âis not based on whether an expert's âopinion has the best foundation, or even whether the opinion is supported by the best methodology or unassailable research,ââ UGI Sunbury, 949 F.3d at 834 (quoting Karlo, 849 F.3d at 81), or whether the opinion is even correct, Oddi, 234 F.3d at 146. Rather, the expertâs opinion must rest on âgood grounds,â such as (1) whether a method consists of a testable hypothesis; (2) whether the method has been subject to peer review; (3) the known or potential rate of error; (4) the existence and maintenance of standards controlling the technique's operation; (5) whether the method is generally accepted; (6) the relationship of the technique to methods which have been established to be reliable; (7) the qualifications of the expert witness testifying based on the methodology; and (8) the non-judicial uses to which the method has been put. Kuhar, 2022 WL 1101580, at *7 (quoting UGI Sunbury, 949 F.3d at 834). But âgood groundsâ do not require that an expertâs opinion be perfect. Indeed, âan expert opinion is not inadmissible because it may contain flaws, nor is it excludable because it provides testimony regarding only one facet or aspect of an action but does not prove the whole case; such vulnerabilities affect the weight of the testimony, not its admissibility.â N.J. Depât of Envtl. Prot. v. Amerada Hess Corp., 2019 WL 4052431, at *6 (D.N.J. Aug. 28, 2019) (quoting Feit v. Great-West Life & Annuity Ins., 460 F. Supp. 2d 632, 641 (D.N.J. 2006)). The Court is also not restricted to any âdefinitive checklist or test.â Daubert, 509 U.S. at 593. The reliability inquiry is âa flexible oneâ focusing âsolely on the principles and methodology, not on the conclusions that they generate.â Id. at 595. The standard for determining reliability âis not that highâ and the Rules of Evidence âembody a strong and undeniable preference for admitting any evidence which has the potential for assisting the trier of fact.â Oddi, 234 F.3d at 155-56 (citations and internal quotation marks omitted). III. DISCUSSION Soued does not challenge the reliability of NFPA 921âs methodology. That would be a daunting task because courts in this District and throughout the country have routinely found NFPA 921âs methodology to be reliable under Rule 702. Ford v. Ford Motor Co., 311 F. Supp. 3d 667, 679 (D.N.J. 2017); Medina v. Daimler Trucks N. Am., LLC, 2014 WL 7405210, at *9 (D.N.J. Dec. 30, 2014); U.S. v. Zhou, 2008 WL 4067103, at *5 (D.N.J. Aug. 25, 2008); see also Russel v. Whirlpool Corp., 702 F.3d 450, 455 (8th Cir. 2012); Bell Corp. v. Air Tech of Mich., Inc., 2022 WL 1801120, at *5 (N.D. Ind. June 2, 2022); Woods Hole Oceanographic Inst. v. ATS Specialized, Inc., 2021 WL 9860239, at *5 (D. Mass. May 27, 2021); Cmty. Assân Underwriters of Am., Inc. v. Rhodes Dev. Grp., Inc., 2013 WL 818596, at *11 (M.D. Pa. Mar. 5, 2013). Indeed, the NFPA 921 is the âgold standardâ for fire investigations. McCoy v. Whirlpool, 214 F.R.D. 646, 653 (D. Kan. 2003). Instead, he argues Schaalâs opinions are unreliable because he did not follow the NFPA 921âs methodology. [Pl Br. at 9.] Pointing to various decisions, Soued contends that when a fire investigator, like Schaal here, purports to follow the NFPA 921, but fails to do so, courts have excluded the investigatorâs testimony as unreliable. [Id. at 9-10 (collecting cases).] True, some courts have excluded a fire investigatorâs opinion when the investigator claims to follow the NFPA 921, but does not reliably apply its methods. See, e.g., Firemanâs Fund Ins. Co. v. Canon U.S.A., Inc., 394 F.3d 1054, 1059-60 (8th Cir. 2005) (affirming exclusion of expertsâ opinions because âexperts did not apply the principles and methods of NFPA 921 reliably to the facts of the caseâ since âneither expert carefully examined this hypothesis of fire origin against empirical data obtained from fire scene analysis and appropriate testing, as required by NFPA 921â); Zhou, 2008 WL 4067103, at *6 (âThe Court finds that the methodology applied by [expert] to perform his investigation is not apparent from his report, there is nothing to suggest that he applied the methodology required by NFPA 921, and [expertâs] report appears based on subjective belief, rather than scientific methods.â). Thus, this Court turns to Schaalâs investigation to determine whether he reliably applied the NFPA 921 when reaching his conclusions. Again, this Courtâs role is not to determine whether Schaalâs conclusions are correct. Oddi, 234 F.3d at 146. Rather, the Court must determine whether Schaal reliably applied his methodology. Zoloft, 858 F.3d at 792. This is so because an expert must âemploy[] in the courtroom the same level of intellectual rigor that characterizes the practice of an expert in the relevant field.â Kumho Tire Co., v. Carmichael, 526 U.S. 137, 152 (1999). But this Court cannot âusurp the role of the fact-finder,â and will exclude Schaalâs opinions only âif the flaw is large enough that the expert lacks the âgood groundsâ for his . . . conclusions.â Zoloft, 858 F.3d at 792-93 (citations, internal quotation marks, and footnote omitted). A. Schaalâs Compliance with NFPA 921âs Methodology When investigating a fire or explosion, the NFPA 921 requires an investigator to first âdetermine and establish origin(s)â and âthen investigate the cause: circumstances, conditions, or agencies that brought the ignition source, fuel, and oxidant together.â § 4.1. The NFPA instructs investigators to use the scientific method to make an origin determination. § 18.2. NFPAâs scientific method involves identifying and defining the problem, collecting data, analyzing that data, developing hypotheses, testing the hypotheses, and selecting a final hypothesis or conclusion. § 4.3; see also § 18.2. To define the problem, the NFPA instructs investigators to examine the scene, review previously conducted investigations of the fire, interview witnesses or knowledgeable persons, and look to the results of any scientific tests. § 4.3.2. After defining the problem, an investigator must gather facts about the fire through âobservation, experiment, or other direct data-gathering means.â § 4.3.3. Next, the investigator must analyze the data collected. § 4.3.4*. This can be done by using the investigatorâs âknowledge, training, experience, and expertise.â Id. But the investigator must complete this step before forming a hypothesis on the origin and cause of the fire. Id. After analyzing the data, the investigator formulates a hypothesis âto explain the phenomena, whether it be the nature of the fire patterns, fire spread, identification of the origin, the ignition sequence, the fire cause, or the cause of damage or responsibilities for the fire or explosion incident.â § 4.3.5*. This process is done by âinductive reasoning.â Id. The hypothesis developed âshould be based solely on the empirical data that the investigator has collected through observation and then developed into explanations for the event, which are based upon the investigator's knowledge, training, experience, and expertise.â Id. Finally, the investigator must test the hypothesis through âthe principle of deductive reasoning.â § 4.3.6*. The investigator can test the hypothesis by physical experiments, âanalytically by applying scientific principles, or by referring to scientific research.â Id. The investigator must test âuntil all feasible hypotheses have been tested and one is determined to be uniquely consistent with the facts and with the principles of science.â Id. To make an origin determination, an investigator may consider: (1) witness information and electronic data; (2) fire patterns; (3) arc mapping; and (4) fire dynamics. Id. § 18.1.2. In addition, investigators âshould use all available resources to develop origin and spread hypotheses and to determine which hypotheses fit all of the evidence available.â Id. § 18.1.2.1. In certain cases, âa single item, such as an irrefutable article of physical evidence, or a credible witness to the ignition, or a video recording, may be the basis for a determination of origin.â Id. The ignition source for the fire âwill be at or near the point of origin at the time of ignition.â Id. § 19.1.2.1. Here, Schaal followed the NFPA 921 and any deviation from its standards do not render his opinion unreliable. To start, the NFPA 921 called for Schaal to identify and define the problem, which was clear: determine the origin and cause of the fire that destroyed both boats. Then Schaal started collecting data by photographing both vessels in a 360-degree pattern, physically examining both boats, and examining the fire patterns on the vessels. Based âupon the relative amount of damage to the two boats, and the location of damage,â Schaal determined the fire did not start on the Majestic. [Schaal Decl. ¶ 6.] Schaal then physically investigated the William G. Schaalâs investigative approachâstarting with the least damaged area and moving toward the most damaged areaâfollows the NFPA 921âs guidance. NFPA § 18.3.1.3 (discussing preferred order of examinations). Once on the William G, Schaal again used the NFPA 921âs preferred order of examination by working from areas of the least damage to the greatest. By using this process, Schaal âwas able to isolate the general area of origin.â [Schaal Decl. ¶ 9.] After locating the area of origin, Schaal and the other investigators started delayering the William Gâa process the NFPA endorses because it âallows the investigator to observe patterns on exposed surfaces and to locate evidence that can assist in making an accurate origin analysis.â NFPA § 18.3.2. During the delayering process, Schaal uncovered remnants of the power cords that exhibited evidence of abnormal electrical activity, such as pitting and arcing to the cordsâ metal plug blades. Schaal later refined his analysis by examining surveillance footage depicting the fire, and reviewing discovery materials, including deposition testimony of various witnesses. Schaal relied on the precise information that the NFPA 921 identifies as a relevant to an origin determination. NFPA § 18.1.2. He also conducted the investigation in the manner the NFPA 921 contemplatesâworking from areas of least to greatest damage and delayering to isolate the origin area. Id. §§ 18.3.1.3, 18.3.2. That Schaal may have looked for an ignition source before making his origin determination does not render his opinions unreliable. Indeed, the NFPA 921 explains the ignition source is important to determine both the origin and cause of the fire. Id. § 18.1 (defining point of origin as âthe exact physical location within the area of origin where a heart source and the fuel interact, resulting in a fire or explosionâ); id. § 18.6.1.1 (requiring investigators to consider whether âthere is a component ignition source at the hypothetical originâ). Despite Souedâs (and Coteâs) contrary arguments, the record reveals that Schaal did not ignore other hypothetical origins. Rather, he dismissed those origins given the data he had. For example, when ruling out the Majestic as the origin of the fire, Schaal looked to, among other things, surveillance footage depicting the fire, the wind patterns on the night of the fire, and the fire damage to the boats. Indeed, one picture shows the fire had consumed the William Gâs super structure while the Majesticâs super structure was still âheavily involved with the fire but not consumed.â [Cote Decl. ¶ 9, Ex. 6, at 2-3.] Another picture depicts the William Gâs âbow to the sternâ âheavily involvedâ with fire while the Majesticâs bow was not burning. [Id. at 3-4.] And another picture shows the windâs effect on the fire, pushing the flames toward the Majestic. [Id. at 4-5.] Based on the flames depicted in the picture, Schaal concluded the fire could not have started on the Majestic, otherwise, the wind would have pushed the flames away from the William G reducing the boatâs exposure to the fire. [Id.] The surveillance footage Schaal relied on is critical information for the origin determination. NFPA § 18.2.1.2. That footage, coupled with his analysis of the fire patterns on the Majestic, allowed Schaal to rule out the Majestic as the origin of the fire. For example, when testing a hypothesis, the NFPA 921 instructs investigators to see if âthe origin explain[s] the dataâ and whether âan alternate origin explain[s] the data equally well.â Id. § 18.2 (Figure 18.2). The Majestic as a hypothetical origin area does not explain the data Schaal had collected. Indeed, had the fire originated on the Majestic, then the William G should have suffered minimal damage based on the wind patterns, which did not happen. Thus, the Majestic as hypothetical origin conflicts with the available data. Similarly, the data collected explains Schaalâs conclusion that the fire started on the William G based on the wind direction and the minimal damage the houseboat suffered. Accordingly, the available data Schaal had allowed him to rule out alternate origins, like the Majestic. Likewise, Schaal considered and ruled out other potential ignore sources in the origin area. For example, he explained that had the fire started at another location, he âwould not expect to see the noted electrical activity on the shore power plug blades as noted in this case.â [Cote Decl. ¶ 9, Ex. 6, at 6.] At his deposition, Schaal explained that if the fire started someplace else, then the fire would have attacked the power cords in a way to deenergize them, and he would not have observed the pitting and arcing he observed on the cordsâ plug blades. [Hager Certif. ¶ 4, Ex. 3 (Tr. 47:11 to 23, 48:17 to 49:2).] Through deductive reasoning, Schaal ruled out other potential causes for the fire. Given Schaalâs investigation and his reliance on the NFPA 921 as a guide, the Court finds his opinions are reliable under Rule 702 and Daubert to warrant admission in evidence. B. Souedâs Criticisms of Schaalâs Investigation and Opinions Many of Souedâs arguments on Schaalâs investigation and opinions go to the weight of his testimony rather than its admissibility. First, Soued ignores that the NFPA 921 is merely a guide to assist fire investigators and its provisions are ânonmandatory.â Alford v. Allstate Ins., 2013 WL 12181846, at * 3 (E.D. Mich. July 8, 2013); see also NFPA § 1.2.1 (âThe purpose of this document is to establish guidelines and recommendations for the safe and systematic investigation or analysis of fire and explosion incidents.â). An investigatorâs failure to strictly adhere to the NFPA 921 does not render his or her conclusions unreliable. Kendall Dealership Holdings, LLC v. Warren Distrib., Inc., 561 F Supp. 3d 854, 861 (D. Alaska Sept. 23, 2021) (âA deviation from NFPA 921 does not render [expertâs] testimony unreliable.â). Second, several courts have considered many of the same arguments Soued makes here to exclude Schaalâs opinionsâfailure to test a hypothesis, failure to consider other causes or origins, and an expertâs deviation from NFPA 921âs standardsâand rejected them. Homesite Ins. of Midwest v. Olson, 2023 WL 2746282, at *7 (E.D. Mich. Mar. 31, 2023) (â[N]ot only does the law not require strict adherence to NFPA 921, the law does not require that [an investigator] test each and every possible cause of the subject fire.â); Allstate Prop. & Cas. Ins. Co. v. Haier US Appliance Sols., Inc., 2022 WL 906049, at *7 (M.D. Pa. Mar. 28, 2022) (rejecting defendantsâ arguments that expertâs testimony was unreliable âbecause of errors in how [expert] applied the NFPA 921 methodologyâ). That Schaal did not consider other items as potential ignition sources, such as the power switch found in the origin area, goes to the weight the fact finder places on his testimony. Philadelphia Indem. Ins. Co. v. BMW of N. Am. LLC, 2015 WL 5693525, at *10 (D. Ariz. Sept. 29, 2015) (refusing to exclude expertâs testimony on fireâs origin and finding defendantâs argument that expert disregarded âelectrical itemsâ near the area of origin âgoes to the weight, not the admissibility, of [expertâs] opinionsâ); see also Allstate Ins. Co. v. Gonyo, 2009 WL 1212481, at *6 (N.D.N.Y. Apr. 30, 2008) (âIf there is any question that [expert] did not eliminate every cause for the fire, this will not be determinative as to whether he will testify; all that it suggests is that the credibility of his decision may be subject to an attack.â). And his supposed failure to consider the Marinaâs electrical problems with the F-dockâs power pedestals, the other fire incidents, and the 2018 lightning strike also goes to the weight of his testimony. Woods Hole, 2021 WL 9860239, at *6 (allowing expert testimony and ruling defendantâs criticism of expertâs opinions âgo to the weight of the proffered testimony, not to its admissibilityâ (quoting Crowe v. Marchand, 506 F.3d 13, 18 (1st Cir. 2007))). Third, Soued points to no case excluding a fire investigatorâs opinion on the origin and cause of a fire because the investigator relied on deposition testimony or discovery materials, such as surveillance footage. The NFPA 921 supports the use of such information to help an investigator determine a fireâs origin. NFPA § 18.2.1.2 (âThe investigator should use all available resources to develop origin and spread hypotheses. . . .â); id. § 18.1.2 (explaining the origin determination âinvolves the coordination of informationâ such as âobservations reported by persons who witnessed the fire or were aware of conditions present at the time of the fireâ and âelectronic dataâ such as âsecurity camera footageâ). And Soued has not shown how Schaalâs use of the discovery materials renders his opinion unreliable. Netherlands Ins. Co. v. HP, Inc., 2022 WL 17417799, at *5-6 (D. Mass. Dec. 5, 2022) (rejecting similar argument). In any event, Schaal used that information along with other information he obtained firsthand from his investigation when formulating his opinions. And finally, Souedâs reliance on various cases excluding a fire investigatorâs opinion as unreliable is misplaced. For example, in one case, the expert âsolely and entirelyâ relied on another expertâs opinion on the cause of the fire (who was not qualified to render such an opinion) and did not eliminate an obvious cause despite known evidence suggesting that cause. Kozar v. Sharp Elecs. Corp., 2005 WL 2456227, at *3-4 (W.D. Pa. Sept. 30, 2005). In another, the expert merely criticized the other agenciesâ investigations and did not âoffer his own independent examination or testing.â Zhou, 2008 WL 4067103, at *5-6. And in the other case, the court excluded the expertâs opinion because the expert offered no evidence to support his hypothesized cause, relied on assumptions, did not consider all available evidence and alternate hypothesis, and ruled out a cause of a fire based solely on another investigatorâs statement. State v. Farm & Cas. Co. v. Steffen, 948 F. Supp.2d 434, 442-46 (E.D. Pa. 2013). Although Schaalâs investigation was far from perfect, he did not make the similar fatal missteps in his investigation like the above experts did. While Soued may have valid criticisms of Schaalâs investigation and opinions, cross-examination and rebuttal expert testimony are the appropriate avenues to challenge Schaalâs opinions. Allstate Prop. & Cas. Ins., 2022 WL 906049, at *7; see also Gonyo, 2009 WL 1212481, at *7. Indeed, â[v]igorous cross-examination, presentation of contrary evidence, and careful instruction on the burden of proof are the traditional and appropriate means of attacking shaky but admissible evidence.â Daubert, 509 U.S. at 596. IV. CONCLUSION For the above reasons, this Court DENIES Plaintiff Dr. George J. Souedâs summary judgment motion [Docket No. 65]. An accompanying Order as of todayâs date shall issue. s/RenĂ©e Marie Bumb RENĂE MARIE BUMB Chief United States District Judge Dated: August 31, 2023
Case Information
- Court
- D.N.J.
- Decision Date
- August 31, 2023
- Status
- Precedential