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IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA RACHEL SPIVACK, : Plaintiff : v. Civ. No. 22-1438 CITY OF PHILADELPHIA, LAWRENCE S. KRASNER, : Defendants. : Diamond, J. January 4, 2023 MEMORANDUM I must determine whether the City of Philadelphia and its District Attorney impermissibly infringed on the religious liberty of an employee who was fired after she refused COVID-19 vaccination for religious reasons. I conclude that they did not and so will grant summary judgment in their favor. I. FACTUAL BACKGROUND I have set out the facts that are undisputed, resolved all factual disputes in Plaintiffs favor, and construed the resulting record in the light most favorable to her. See Hugh v. Butler Cnty. Fam. YMCA, 418 F.3d 265, 267 (3d Cir. 2005). At the same time, I have kept in mind the urgent concerns and confusion that arose as COVID caused widespread sickness and death. Cf. South Bay United Pentecostal Church v. Newsom, 140 S. Ct. 1613 (Mem) (2020) (âOur Constitution principally entrusts the safety and the health of the people to the politically accountable officials of the States to guard and protect. When those officials undertake to act in areas fraught with medical and scientific uncertainties, their latitude must be especially broad.ââ) (Roberts, C.J., concurring) (internal quotations and citations omitted); Roman Catholic Diocese of Brooklyn v. Cuomo, 141 S. Ct. 63, 78 (2020) (âThe nature of the epidemic, the spikes, the uncertainties, and the need for quick action, taken together, mean that the State has countervailing arguments based upon health, safety, and administrative considerations that must be balanced against the applicantsâ First Amendment challenges.â) (Breyer, J., dissenting). The Parties In the Fall of 2021, Defendant Philadelphia District Attorney Lawrence Krasner appointed Plaintiff Rachel Spivack to serve as an Assistant District Attorney. (Doc. No. 33-1, Pl. Statement of Material Facts (SMF) fff 1, 2.) Defendant City of Philadelphia is a Pennsylvania municipal government established by the Philadelphia Home Rule Charter. (Doc. No. 35-2 at 3.) All District Attorneyâs Office staff are City employees, (id.; SMF § 2.) The District Attorney, who is an independently elected City official, has discretionary authority to promulgate DAO employment policies that differ from the Cityâs. (Doc. No. 35-2 at 3; see also Doc. No, 33-6 (Krasner Dep.) at 233:3-18, 234:10-22.) Mr. Krasnerâs authority over his staff is unusual in that the DAO has both: â(1) represented employees (i.e., union employees), whose terms and conditions of employment are controlled by a collective bargaining agreement or arbitration proceedings; and (2) exempt and non-represented employees (like Plaintiff [Rachel Spivack]) who are not part of bargaining units and can be subject to the [DAOâs| mandated terms and conditions of employment.â (Doc. No. 35- 2 at 4; SMF § 12; see also Krasner Dep. at 233:3-18, 234:10-22.) DAO Initial Response to Pandemic Krasner makes all significant DAO managerial decisions, including hiring and firing. (See, e.g., Krasner Dep. at 6:6-10; 10:11-25; 221:15-25.) The record thus shows that Krasner amended the DAO Policy several times to conform to growing knowledge of both the virus and the Officeâs legal obligations. (Id. at 9:17-25; 10:1-7; 13:13-24; 20:17-34; 107:2-25; 108:1-13.) In August 2021, the City announced its COVID-19 vaccine mandate, which included medical, disability, and religious exemptions. (Doc. No. 35-2 at 4.) Krasner understood that he could adopt the Cityâs policy, but chose instead to promulgate a separate DAO policy. (Id. at 3; Krasner Dep. at 10:8-11:5; 112:19-115:24.) The DAOâs COVID-19 Safety Committee thus drafted an initial version of the Office Policy, referring it to Krasner for his review. (Krasner Dep. at 7:20-10:7.) Krasner approved the Policyâwhich mirrored the Cityâsââas a key part of [the DAOâs] overall strategy to maintaining a safe workplace in light of [the COVID-19] pandemic.â (Doc. No. 34-3; SMF § 5; Doc. No. 38-1, Def. Krasnerâs Resp. to Pl. Statement of Material Facts (RMF), § 5.) The Policy Changes As Krasner explained, the Vaccination Policy applied only to the Officeâs numerous exempt and non-represented DAO staff. (Doc. No. 34-2 at 12 n.5.) In its initial version, the Policy required these employees, as a âcondition of [their] continued employment,â either âto provide proof of vaccination or apply for an exemption by September 1, 2021.â (Doc. No. 34-3.) Staff were provided with a âRequest for Exemption from Vaccination Policy Form.â (Id.) Like the Cityâs Policy, the DAOâs Policy included three categories of exemption requests and accommodations: e âReligious Exemption or Accommodation (that could be afforded to âemployees with verifiable, sincerely held religious beliefs ...that conflict with getting vaccinated); e âExemption for Medical Reasonsâ (that could be afforded to an employee with any âmedical condition that is a contraindication to the COVID-19 vaccineâ); and e a âDisability Accommodationâ (that could be afforded to an employee whose disability necessitates âan accommodation regarding this [vaccination mandate]â). (Id.) The Office was to âmake[] determinations about requested accommodations and exemptions on a case-by-case basis considering various factors and based on an individualized assessment in each situation.â (Id.) In the ensuing months, however, the DAO Policy changed significantly, eventually providing for only an extremely limited medical exemption and no religious exemptionâthus giving rise to this lawsuit. When the COVID-19 Omicron variant surged nationwide, Krasner, fearing the consequences of allowing a significant number of staff exemptions, consulted with counsel to determine the DAOâs legal obligations. (Krasner Dep. at 127:13-128:11.) He explained that it was his âlegal imperative . . . an imperative of [his] oathâ to âstop the spread of disease.â (Id. at 94:3-13.) He testified that the DAOâs ânorth star was public safety; it was to protect lives.â (id. at 140:16-17). Accordingly, in early January 2022, having reviewed the law, Krasner concluded that the Office was not obligated to offer religious exemptions. (Id. at 127:13-24.) He thus changed the Policy, eliminating them. (Id.) Krasner did not eliminate medical exemptions, as he âwas not inclined to kill somebody to have that person vaccinated.â (Id. at 140:17-19.) He limited them significantly, however: he would âmake exceptions only when [] truly necessary ...to save as many peoplesâ lives as possible.â (Id. at 94:3-13.) He thus granted a single medical exemptionâindeed, the only staff exemption of any kindâto an employee, who: simply by being vaccinated faced a very significant risk of death. It was a very specific medical history she had. . . [SJhe had medical certification from a treating doctor whose credentials were legit, saying that she was in far more danger or, at least, she was in more danger of death and debilitating or serious injury if she was vaccinated than the danger she faced from contracting COVID. (Id. at 136:8-24.) Of the ten employees who sought medical exemptions, she was âthe only one that had a letter saying that the vaccination had a greater danger of death and serious injury.â (Id. at 138:6-9.) Krasner allowed the possibility of disability âaccommodationsâ for non-union employees. Because he received no disability accommodation requests, however, he âdidnât have to look at [the legal requirements] as closely.â (Krasner Dep. at 127:24-128:6.) The DAO Vaccination Policy as finally determined by Krasner was thus quite simple: all non-union DAO employees were required to be vaccinated. Medical exemptions were limited to those for whom vaccination could pose a significant health risk. There was no provision for religious or disability exemptions or accommodations. Plaintiff Seeks an Exemption, But Refuses an Accommodation When Ms. Spivack, an Orthodox Jew, started work in September 2021 as a non-union DAO employee in the Officeâs Trial Division. (SMF {J 1, 8.) She submitted a letter from her rabbi as notice that she would be seeking a religious exemption from the Office Vaccine Mandate. (Doc. No. 33-8.) Rabbi Yitzchok Chayempour wrote that his entire âcongregation categorically opposes [the COVID-19] vaccine as a matter of religious tenet.â (d.) He explained that congregation members are forbidden from: (1) benefitting from the live dissection of animals; (2) using hybridization technologies; (3) âself-flagellatingâ; (4) exposing themselves to unnecessary risk (Spivackâs ânatural immunityâ to the virus made vaccination unnecessary); and (5) injecting a product whose precise ingredients are undisclosed. (Id.) Neither Krasner nor the City disputes that Spivackâs sincerely holds her religious beliefs. (RMF § 3.) In December 2021 (before Krasner eliminated the religious exemption), Spivackâalong with seven other non-union DAO employeesâsubmitted an âApplication to Support Request for Religious Exemption from COVID-19 Vaccination.â (SMF 4f 8, 9.) On March 4, 2022 (some two months after Mr. Krasner had eliminated religious exemptions), Spivack and the other applicants learned that their requests had been denied. (Compl. 4 18; RMF 4 13.) Three days later, Spivack received a form denial stating that her â[e]xemption request should be DENIED for failing to meet legal requirementsâ; that a âreligious exemption is not warranted under the law based on the information presentedâ; and that she âd[id] not present a credible claim that [her] opposition to the vaccine was based on [her] religious beliefs.â (SMF { 13; Doc. No. 33-15.) The accompanying form letter further provided: âBased on the continued impact of the COVID-19 pandemic, the DAO, City of Philadelphia, and many other partner agencies in the criminal justice system determined that vaccinations are an essential tool in reducing community spread of COVID-19.â (Doc. No. 33-15.) The letter advised that Spivack would be placed on âUnvaccinated Leaveâ beginning on March 21 if she was unable to âcomplete a COVID-19 vaccination schedule or obtain at least one dose of a two-part COVID-19 vaccination, by noon on March 18, 2022.â (1d.) Spivack never requested an accommodationâsuch as working remotely-ââthat would have allowed her to refuse vaccination and keep her job. (Krasner Dep. 151:12-13.) On April 8, 2022, she was fired because she refused the COVID-19 vaccination. (SMF § 26.) A short time later, the DAO offered her an accommodation even though she had not requested one: a position in the Law Division, which would allow her to work remotely on appellate litigation. (Krasner Dep. 151:3- 7.) She refused the position. (Id. at 151:9-18.) U. LEGAL STANDARDS Upon motion of any party, summary judgment is appropriate if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact, and that the moving party is entitled to a judgment as a matter of law. Fed. R. Civ. P. 56(c). Imay thus grant summary judgment if the movant shows that âthere exists no genuine issue of material fact that would permit a reasonable jury to find for the nonmoving party.â Miller v. Indiana Hosp., 843 F.2d 139, 143 (3d Cir. 1988). An issue is âoenuineâ if a reasonable jury could possibly hold in the nonmovant's favor with regard to that issue. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A fact is âmaterialâ only if it could affect the result of the suit under governing law. Id. In deciding whether to grant summary judgment, I âmust view the facts in the light most favorable to the non-moving party,â and make every reasonable inference in that party's favor. Hugh, 418 F.3d at 267. If, after viewing all reasonable inferences in favor of the non-moving party, I determine that there is no genuine issue of material fact, summary judgment is appropriate. See Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986); Wisniewski v. Johns-Manville Corp., 812 F.2d 81, 83 (3d Cir. 1987). The opposing party must support each essential element with concrete record evidence. Celotex Corp., 477 U.S. at 322-23. âIf the evidence is merely colorable, or is not significantly probative, summary judgment may be granted.â Anderson, 477 U.S. at 249â50 (internal citations omitted). This requirement promotes the âunderlying purpose of summary judgment [which] is to avoid a pointless trial in cases where it is unnecessary and would only cause delay and expense.â Walden v. Saint Gobain Corp., 323 F. Supp. 2d 637, 641 (E.D. Pa. 2004) (restating Goodman v. Mead Johnson & Co., 534 F.2d 566, 573 (3d Cir.1976)). On cross motions for summary judgment, the same standards and burdens apply. See Applemans y. City of Phila., 826 F.2d 214, 216 (3d Cir. 1987). Denying a cross-motion does not necessarily mean that the competing cross-motion is meritorious. âTransportes Ferreos de Venezuela TCA v. NKK Corp., 239 F.3d 555, 560 (3d Cir. 2001) (citing Rains v. Cascade Indus., Inc., 402 F.2d 241, 245 (3d Cir. 1968)). I. PROCEDURAL BACKGROUND Seeking injunctive, compensatory, and declaratory relief, Spivack proceeds under the First Amendment and related state law. 28 U.S.C. §§ 1331, 1343, and 1367(a). Spivack alleges that: the DAO vaccination requirement is a âsystemic effortâ by the City and Krasner âto flagrantly violate federal and state law.â (Compl. { 1); see U.S. Const., amend I; 71 Pa. Stat. Ann. §§ 2401- 07. She alleges that âKrasner ... denied [all religious exemptions] solely on the basis of his hostility to religion.â (Compl. § 22.) Krasnerâs âhostility to religionâ is demonstrated by âthe numerous medical and administrative exemptionsâ he purportedly has approved. (Id. at { 27.) Spivack thus bases her suit on this âdisparate treatment of medical and administrative requests versus religious requests for exemption and accommodation.â (Ud. § 36.) Shortly after initiating this suit, Spivack filed a Motion for Temporary Restraining Order and Preliminary Injunction, which I denied. (Doc. Nos. 7, 20). Krasner and Spivack have cross-moved for summary judgment. (Doc. Nos. 33, 34.) Each opposes the otherâs Motion. (Doc. Nos. 36, 38.) The City has also moved for summary judgment, urging that it âshould not be a party to this lawsuit because it played no role in [Spivackâs] alleged harm,â that Spivack cannot demonstrate municipal liability for decisions made in Krasnerâs sole discretion, and that City is not a ânecessary partyâ to the action. (Doc. No. 35-2 at 6.) Spivack has responded only to the Cityâs municipal liability contention. (See Doc. No. 39.) The matters have been fully briefed. IV. DISCUSSION The record provides scant support for Spivackâs heated contentions. There is no evidence of a âsystemic effortâ by the City and Krasner âto flagrantly violate federal and state law.â Nor has Spivack shown that Krasner is âhostileâ to religion, or that he approved ânumerous medical and administrative [vaccine] exemptions.â Moreover, it is difficult to discern which iteration of the DAO Vaccination Policy Spivack challenges. She apparently recognizes that Krasner himself promulgated all versions of the Officeâs Policy, including the final version which allows only an extremely limited medical exemption and no religious or disability exemption. (Doc. 33 at 14; SME § 15-16.) Yet, she directs her analytic fire largely at the shortcomings of the Officeâs initialâ August 2021â-version of the Policy, which provided for religious, disability, and medical exemptions. That analysis is belied by her own lawsuit, which she bases on the elimination of any religious exemptionâz.e., on the Policyâs final version. (See, e.g., Doc. No. 33 at 8, 9, 13, 15.) It thus appears that Spivack invokes the Policy version that works to her best advantage, any resulting contradiction notwithstanding. Although the record is sometimes unclear as to the Policyâs precise contours at any particular time, it is quite clear that Spivack was fired because she did not comply with the Policyâs final version. Accordingly, it is that final version of the Policy that I will address. The undisputed evidence shows that this Policy was intended to prevent sickness and death to the maximum extent possible, and that a single medical exemption was allowed because it furthered those same goals. There is no evidence of any âhostility to religion.â In fact, Spivack was offered an accommodation, which she refused. In these circumstances, the DAO Policy, whether subject to rational basis or strict scrutiny review, is permissible. A. First Amendment Claim The Constitutionâs Free Exercise Clause, applied to the States through the Fourteenth Amendment, provides that âCongress shall make no law . . . prohibiting the free exerciseâ of religion. U.S. Const., amend. I; see Fulton v. City of Phila. 141 8. Ct. 1868, 1876 (2021). The âfree exercise of religionâ includes not only âthe right to believe and profess whatever religious doctrine one desires,â but also the right to act and abstain from acts for religious reasons. Employment Div., Dept. of Human Resources of Oregon v. Smith, 494 U.S. 872, 877 (1990). Not all laws that burden this right offend the Constitution, however. Id. at 878. Nor do such laws inevitably trigger heightened review. Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S. 520, 531 (1993). Only a law that is not neutral respecting religion or not generally applicable must pass strict scrutiny, and so âmust be justified by a compelling governmental interest and must be narrowly tailored to advance that interest.â Id. A neutral law of general applicability is subject only to rational basis review, even if it incidentally burdens a religious practice. Id. âNeutrality and general applicability are interrelatedâ: satisfying the former requirement likely means that the latter has also been satisfied. Id. Neutrality The government âfails to act neutrally when it proceeds in a manner intolerant of religious beliefs or restricts practices because of their religious nature.â Fulton, 141 S. Ct. at 1876. Ata minimum, the neutrality principle requires that on its face, a law or policy not single out religious exercise by ârefer[ring] to a religious practice without a secular meaning discernable from the language or context.â Lukumi, 508 U.S. at 533-34. Here, the DAO Policy is facially neutral. It applies to all non-union staff. (Doc. No. 34-3.) It does not âsingle out employees who decline vaccination on religious grounds.â See We the Patriots USA, Inc. v. Hochul, 17 F.4th 266, 281 (2d Cir. 2021). A facially neutral law may nonetheless infringe neutrality if it âtargets religious conduct for distinctive treatmentâ: â[t]he Free Exercise Clause protects against governmental hostility which is masked, as well as overt.â Lukumi, 508 U.S. at 534. Accordingly, I must âsurvey meticulously the circumstances of governmental categories to eliminate, as it were, religious gerrymanders.â Id. at 534 (quoting Walz v. Tax Comm'n of New York City, 397 U.S. 664, 696 (1970) (Harlan, J., concurring)). Such circumstances include âthe historical background of the 10 decision under challenge, the specific series of events leading to the enactment or official policy in question, and the legislative or administrative history, including contemporaneous statements made by members of the decisionmaking body.â Id. at 540. The circumstances here confirm that Krasnerâs DAO Vaccination Policy arose from a âdeep concern for public health, which is a religion-neutral government interest.â See We the Patriots, 17 F.4th at 284. When a COVID vaccine first became available, Krasner promulgated a policy very much like the Cityâs. He allowed staff to request religious exemptions because he did not yet know whether he was legally required to provide them. (Krasner Dep. at 122:19-24 (âThis is a document that was done before we had looked carefully at the United States Supreme Court case law[,] before we had full consultation with various attorneys and what that U.S. Supreme Court case signifies.â).) With COVIDâs continuing spread, Krasner eliminated the religious exemption after reviewing the law, consulting with counsel, and weighing exemption-created risksâparticularly to the immunocompromised and to children, for whom the vaccine was not yet available. (Id. at 9:2-10:7.) Only then did Krasner review all the exemption requests, which he felt confirmed the wisdom of limiting exemptions. (Id. at 132:12-20.) Cecilia Madden (DAO Deputy Chief of Staff) and Robert Listenbee (First Assistant District Attorney) similarly described these circumstances and Krasnerâs neutral motivation in first allowing and then eliminating a religious exemption. (See, e.g., Doc. No. 32-3 (Listenbee Dep.) at 35:22-36:24; Doc. No. 33-4 (Madden Dep.) at 62:5-63:9.) Spivack does not dispute this sequence of events. She nonetheless urges that the Policy âdemonstrate[s] a hostility to those who refuse certain medical interventions .. . for religious reasons.â (Doc. No. 33 at 7.) Spivack believes that the religious accommodation process was âillusory and insincereâ and a âfacade,â by which Krasner âput forth a process and procedure for 11 employees to apply for religious exemptions but then systematically and routinely den[ied| every such application.â (Id. at 8.) Spivack largely relies on a small part of Krasnerâs lengthy deposition, where he described his experience as a civil rights lawyer, when parents âfor religious reasonsâ ârefused to provide medical care for their children and whose children then died.â (Id. at 7 (citing Krasner Dep. at 231:7-232:8.).) He explained that those parents were subsequently âconvicted of crimes.â (Id.) Spivack also offers Maddenâs deposition testimony that the DAOâs request for religious exemption applications was ânot purposelessâ because a number of employees who had intended to request such exemptions âwere strongly motivated by the barrier of having to complete that form to go ahead and get vaccinated.â (Id. at 8 (citing Madden Dep. at 84:2-15.).) Spivack has distorted the record. Krasnerâs deposition responses that Spivack plucks out of context relate to his understanding (based on his professional experience) that â[r]ights are not completely unlimited.â (Krasner Dep. at 231:25.) Maddenâs retrospective reflection on the beneficial effect of the application process only confirms that the DAO sought to encourage vaccination. (See Doc. No. 34-2 at 15.) The challenged deposition testimonyâwhich, in any event, is not a âcontemporaneous statement[] made by members of the decisionmaking bodyââ does not create a factual dispute as to whether Krasnerâs Policy decisions were motived by anti- religion animus. Lukumi, 508 U.S. at 533 (emphasis added); compare M.A. on behalf of H.R. v. Rockland Cty. Dept. of Health, 53 F.4" 29, 37 (2d Cir. 2022) (jury could reasonably find that Emergency Declaration barring unvaccinated children from places of public assembly was designed âto target religious objectors to the vaccine requirement because of their religious beliefs,â where policymaker expressed that there is âno such thing as a religion exceptionâ and characterized âanti-vaxxersâ as âvery ignorantâ) with We the Patriots USA, 17 F.4th at 283-84 12 (New York Governorâs âpersonal opinionâ that no religious exemption was necessary respecting requirement that healthcare facilities mandate COVID-19 vaccination for certain âpersonnel,â and statement that she was ânot aware ofâ any âsanctioned religious exemption from any organized. religionâ insufficient to show the plaintiffsâ likelihood of success in demonstrating non-neutrality). Nor could a jury reasonably infer hostility simply because Krasner initially asked employees to apply for a religious exemption that he then eliminated. As I have discussed, the record shows without contradiction that Krasner changed the DAO Policy to reflect his growing knowledge of both the law and the virus itself. He eliminated the religious exemption only after he was convinced that it was not required legally, and that mandating vaccination was essential to the health of his staff and the many people who came into contact with his staff. This was permissible. Cf. We the Patriots USA, 17 F. 4th at 282 (âThe absence of a religious exception to a law does not, on its own, establish non-neutrality.â) Government officials may revise policies upon gathering additional information, especially when confronting a dangerous and potentially tragic situation. See id. at 281-83 (no evidence of non-neutrality where State âindependently promulgated a new Ruleâ after âextensive processâ through which rulemaking body concluded âthat the vaccine requirement should apply to a broader set of healthcare entities .. . and should not contain a religious exemptionâ). In sum, Spivack offers no evidence that Krasnerâs exemption changes âstemmed from religious intolerance, rather than an intent to more fully ensure that employees at [the DAO] receive the vaccine in furtherance the Stateâs public health goal.â Id. at 283. General Applicability A law is not âgenerally applicableâ (1) if it prohibits religious conduct but permits comparable secular conduct; or (2) âif it invites the government to consider the particular reasons 13 for a person's conduct by providing a mechanism for individualized exemptions.â Fulton, 141 S. Ct. at 1877 (internal quotation marks and alterations omitted). Comparable Secular ConductâFirst, | must consider whether an exemption for a single medical reason and an exemption for religious reasons regulate âcomparableâ conductâz.e., whether a policy can be generally applicable if it allows the former and precludes the latter. â(Whether two activities are comparable for purposes of the Free Exercise Clause must be judged against the asserted government interest that justifies the regulation at issue.â âTandon v. Newsom, 141 S. Ct. 1294, 1296 (2021), âComparability is concerned with the risks various activities pose.â Id. A law or policy is not generally applicable if it burdens religious conduct, but does not burden secular conduct that undermines the asserted government interest in a similar way. Fulton, 141 S. at 1877. Krasner asserts that the Policy he finalized serves the following interests: preventing the spread of Covid within the Office, minimizing staffing disruptions caused by workplace illness, and protecting medically-vulnerable employees, family members, and participants in the criminal justice system. (Doc. No. 34-2 at 15.) It is plain that the medical and religious exemptions, when judged against these interests, do not regulate âcomparableâ conduct: a stringent medical exemption promotes health and safety; a religious exemption threatens health and safety. Every Court of Appeals that has considered the comparability of the risks associated with medical and religious exemptions from COVID-19 vaccine mandates (albeit at the preliminary injunction stage) has arrived at this same conclusion. As the First Circuit explained: [E]xempting from vaccination only those whose health would be endangered by vaccination does not undermine Maine's asserted interests here: (1) ensuring that healthcare workers remain healthy and able to provide the needed care to an overburdened healthcare system; (2) protecting the health of the those in the state most vulnerable to the virusâincluding those who are vulnerable to it because they cannot be vaccinated for medical reasons; and (3) protecting the health and safety 14 of all Mainers, patients and healthcare workers alike. Does 1-6 v. Mills, 16 F.4th 20, 30-31 (1st Cir. 2021). See also We the Patriots USA, Inc. v. Hochul, 17 F.4th 266, 285 (2d Cir. 2021) (âapplying the vaccination requirement to individuals with medical contraindications and precautions would not effectively advanceâ Stateâs interests âto prevent the spread of COVID-19 in healthcare facilities among staff, patients, and residents,â âprotect[] the health of healthcare employees to ensure they are able to continue working,â and âreduce the risk of staffing shortages that can compromise the safety of patients and residents even beyond a COVID-19 infectionâ); Doe v. San Diego Unified Sch. Dist., 19 F.4th 1173, 1178 (9th Cir. 2021) (âLimitation of the medical exemption in this way serves the primary interest for imposing the mandateâprotecting student âhealth and safetyââand so does not undermine the District's interests as a religious exemption would.â). Spivack urges that â[i]t is the law in the Third Circuit that the rejection of a religious exemption while maintaining a medical exemption fails general applicability therefore triggering strict scrutiny.â (Doc. No. 36 at 7-8 (citing Fraternal Order of Police Newark Lodge No. 12 v. City of Newark, 170 F.3d 359 (3d Cir. 1999)).) She is mistaken. In Fraternal Order of Police, the Third Circuit considered the Newark Police Departmentâs policy requiring all its officers to be clean-shaven. Id. at 360, 365. Significantly, the Departmentâs interest purportedly underlying the policy was âfostering a uniform appearanceâ among its officers. Id, at 366. Because the Court determined that âallow[ing] officers to wear beards for medical reasons undoubtedly undermines the Departmentâs interestâ in much the same way as does allowing officers to wear beards for religious reasons, it ruled that the policy was not a neutral rule of general applicability. Id. That is not so here, where the medical exemption furthers the DAOâs interest in promoting health and safety. 15 Individualized Exemptionsâ Rules that permit âindividualized, discretionary exemptionsâ may not be generally applicable. Blackhawk v. Pennsylvania, 381 F.3d 202, 209 (3d Cir. 2004), The Second Circuit has clarified this principle: As other Circuits have noted .. . âan exemption is not individualized simply because it contains express exceptions for objectively defined categories of persons.â * * * The âmere existence of an exemption procedure,â absent any showing that secularly motivated conduct could be impermissibly favored over religiously motivated conduct, is not enough to render a law not generally applicable and subject to strict scrutiny. We the Patriots, 17 F.4th at 288 (internal quotations and citations omitted). The Supreme Court has thus concluded that an unemployment compensation statute basing an applicantâs benefits eligibility on âgood causeâ for the applicantâs unemployment was not generally applicable because the statute allowed administrators, in their discretion, to refuse exemptions to applicants who could not work for religious reasons, but to grant exemptions to applicants who could not work for secular reasons. Smith, 494 U.S. at 872. Similarly, in Fulton v. City of Philadelphia, the Supreme Court distinguished generally applicable laws from an anti-discrimination provision in municipal contracts with adoption service providers that similarly gave City officials wide discretion to grant broad-based exceptions. 141 S. Ct. 1868, 1878-79 (2021). Having ignored this authority, Spivack chooses to attack a straw manâthe initial Office Policy, not the final Policy pursuant to which she was fired. (See Doc. No. 36 at 9 (arguing that âDefendantâs COVID-19 Vaccine Mandate is not generally applicable because it creates a formal mechanism for granting religious exemptionsâ).) As I have discussed, however, the Policyâs final versionâthe end result of a gradual process involving Krasnerâs review of the applicable law and guided by Krasnerâs concern for public healthâprovides only a very limited medical exemption. 16 Based on this exemption, Spivack argues that the Vaccination Policy is not generally applicable because âKrasner considered âa number of factorsâ in determining medical exemptions.â (Id. at 8 n. 7 (quoting Krasner Dep. at 138:20-139:4).) Courts have recognized, however, that âit takes some degree of individualized inquiry to determine whether a person is eligible for even a strictly defined exemption,â and that this âkind of limited inquiry is qualitatively differentâ from the undefined exemptions in Smith and in Fulton. Axson-Flynn v. Johnson, 356 F.3d 1277, 1298 (10th Cir. 2004); see also 303 Creative LLC v. Elenis, 6 F. 4 1160, 1187 (10th Cir. 2021) (cautioning against the conflation of an âindividualized exemptionâ with âindividualized adjudicationâ). Once again, the medical exemption Krasner finally approved was for an objectively and narrowly defined category of persons: non-union DAO employees for whom a vaccination could be life-threatening. This is not the kind of exemption that undermines the Policyâs general applicability. Because the DAO Policy as actually implemented is both neutral and generally applicable, it need pass only rational basis review. In an abundance of caution, however, I will also subject the Policy to strict scrutiny. Rational Basis Review Spivack address only strict scrutiny. (See generally Doc. Nos. 33, 36.) Presumably, this is because the Office Policy so plainly passes rational basis review, which ârequires merely that the [challenged] action be rationally related to a legitimate government objective.â Tenafly Eruv Ass'n v. Tenafly, 309 F.3d 144, 165 n. 24 (3d Cir. 2002). The DAO Policy certainly meets this requirement. The Officeâs interests in âpreventing the spread of Covid within the office, minimizing staffing disruptions caused by workplace exposures, and protecting medically- vulnerable employees, family members, and participants in the criminal justice systemâ are 17 legitimate. (Doc. No. 34-2 at 15); see Roman Catholic Diocese, 141 S. Ct. at 67. The Policy is rationally related to achieving that goal. Strict Scrutiny Strict scrutiny requires that the DAO narrowly tailor its Policy to serve a compelling interest. Roman Cath. Diocese of Brooklyn, 141 S. Ct. at 67. It does. As I have discussed, Krasner promulgated the DAO Policy to âprevent[] the spread of Covid within the officeâ and to âprotect[] medically-vulnerable employees, family members, and participants in the criminal justice system.â (Doc. No. 34-2 at 15.) âStemming the spread of COVID-â19 is unquestionably a compelling interest.â Roman Cath. Diocese, 141 S. Ct. at 67; see also Mills, 16 F. 4th at 32 (âFew interests are more compelling than protecting public health against a deadly virus.â). Yet, where, as here, the state regulation is challenged under the First Amendment, I may not rely exclusively on âbroadly formulated interests.â Fulton, 141 S. Ct. at 1881 (quoting Gonzales v. O Centro Espirita Beneficente Unido do Vegetal, 546 U.S. 418, 431 (2006)). Rather, I must also undertake âa more precise analysisâ and âscrutinize[] the asserted harm of granting specific exemptions to [the] particular religious claimant[].â Id. I thus consider ânot whether the [DAO] has a compelling interest in enforcing its [Policy] generally, but whether it has such an interest in denying an exceptionâ to Spivack. Id. As a prosecutor in the Officeâs Trial Divisionâto which she was assigned from the outsetâSpivack was required to meet regularly with her coworkers and the general public. (Krasner Dep. at 149:21- 24.) Because she started in the Juvenile Diversion Unit, where the high- volume paper discovery required staffs physical presence, she could not work remotely. (Id. at 150:2-16.) She was slated to be transferred to the Municipal Court Unit, where she would again have to be physically present in different courtrooms every day and share an office and work space 18 with other employees. (Doc. No. 38 at 15.) Refusing Spivack an exemption from the Vaccine Mandate thus furthered the DAOâs interest in protecting its staff and the public from the spread of the deadly virus. Cf. Fulton, at 141 S. Ct. 1881-82 (no compelling interest where refusal to grant exemption jeopardized the governmentâs asserted interests). Moreover, the Policy was narrowly tailored to serve that interest. â[N]arrow tailoring requires the government to show that measures less restrictive of the First Amendment activity could not address its interest in reducing the spread of COVID.â Tandon v. Newsom, 141 8. Ct. at 1296-97. Accordingly, the government must show that it considered less restrictive alternatives and ruled them out for good reason. Bruni v. City of Pittsburgh, 824 F.3d 353, 370 (3d Cir. 2016). Here, the record establishes that the DAO closely considered every alternative to mandatory vaccination. Krasner was convinced that vaccinations were the only effective way to prevent the spread of COVID. (Krasner Dep. at 206:1-3 (âQ: Are there other ways to mitigate the risk of [COVID infection] other than vaccination? A [Krasner]: Not good ones in my opinion.â).) He had rejected daily testing because it was both unreliable and cost-prohibitive: We considered early-on testing and rejected it and said we're not going to do testing. It only provides a snapshot for a particular moment unless you're going to do it every hour. Even then, you have gaps during the hour when you wouldn't know what the result is. It's very easy to fake. [Testing] does not make any sense to me because it is woefully inadequate as compared to vaccination. Any medical doctor will tell you that. * * * * I have already explained ... what a catastrophe it was before there were vaccinations.... Thatâs where you could end up if... weâre going to act like testing is a substitute for vaccination. Itâs not remotely a substitute for vaccination. (Krasner Dep. at 210:3-23; 212:8-11; 217:8-25. See also id. at 208:17-23 (âQ: How is testing expensive? A [Krasner]: âYouâve got to buy a lot of kits and we have six-hundred people, 19 approximately, in an [sic] facility that is not medical and we have hundreds of people who are not our employees who are coming in and out all the time.ââ).) Similarly, he concluded that a masking policy was not a viable alternative to mandatory vaccination. Even if masking were at all effective in preventing the spread of the virus, it would require each employeeâs full and continuous compliance, something that the DAO could neither monitor nor ensure: It's really easy to say you are going to wear a mask and then not do it. Masking can be unpleasant. So, particularly for people who do not feel that they are in medical danger, the likelihood of their complying is lower than for someone who does on a minute-by-minute basis feel like they may be injuring themselves by lowering their mask. I remember that being part of our discussion. (Id. at 249: 4-13.) Finally, remote work was not possible for many employees, whose physical presence was required in the office or in court. (See Krasner Dep. 170:3-5 (â[Krasner] A: Is there any way to safely accommodate a trial attorney with respect to the Covid-19 vaccine policy?â).) Once again, remote work was not viable for Spivack, whose position required her physical presence at the office and in courtrooms. Although she never requested an accommodation, when she was offered oneâtreassignment to the Law Division, allowing her to do appellate work remotely-âshe refused âbecause she wants to do trial work.â ([d. at 151:14.) The DAO thus âseriously considered substantially less restrictive alternativesâ in the hope that they could achieve the Officeâs compelling interestâtrying âto keep people as safe as we can.â (Id. at 77:7); see Bruni, 824 F.3d at 357. Concluding that these alternatives were inadequate, the Office required vaccinations for all non-union employees save one. In these circumstances, the DAO Vaccine Policy survives strict scrutiny review. Because the Policy thus passes constitutional muster as a matter of law, I will grant 20 Krasnerâs Motion for Summary Judgment on Spivackâs First Amendment claim, and I will deny Spivackâs cross motion against Krasner as to that claim. B. State Law Claim Spivack asks me to exercise jurisdiction over her supplemental state law claim under the Pennsylvania Religious Protection Freedom Act. 71 Pa. Stat. Ann. §§ 2401-07. As she has failed to comply with the statuteâs notice requirement, however, I cannot. See Webb v. City of Phila., No. 05-cv-5238, 2007 WL 576313 at *3 (E.D. Pa. Feb. 20, 2007) (âBecause compliance with a statutory notice provision is a prerequisite to jurisdiction, the failure to comply with such a provision renders the court unable to hear the claim.â). The PRFPA was âenacted in order to provide more protection to the exercise of religious beliefs than that currently afforded by the Free Exercise Clause of the First Amendment to the Federal Constitution.â Brown v. City of Pittsburgh, 586 F.3d 263, 285 (3d Cir. 2009), It thus provides that a local government agency may not substantially burden a person's free exercise of religion, including any burden that results from a rule of general applicability, unless the burden is both in furtherance of the agencyâs compelling interest and the least restrictive means of furthering that interest. 71 Pa. Stat. Ann § 2404(a) and (b). Yet, âa person may not bring an action in court to assert a claim under this act unless, at least 30 days prior to bringing the action, the person gives written notice to the agency by certified mail.â Id, § 2405(b). The Act provides four exceptions to this notice requirement: (c) Exception. A person may bring an action in court without providing the notice required by subsection (b) if any of the following occur: (1) The exercise of governmental authority which threatens to substantially burden the person's free exercise of religion is imminent. (2) The person was not informed and did not otherwise have knowledge of the exercise of the governmental authority in time to reasonably provide notice. 21 (3) The provision of the notice would delay an action to the extent that the action would be dismissed as untimely. (4) The claim or defense is asserted as a counterclaim in a pending proceeding. Id. § 2405(c). Spivack concedes that she failed to comply with the PRFPAâs notice requirement. She nonetheless contends that the first exception applies: that the threat to her free exercise of religion was âimminentâ when she filed her lawsuit. (Doc. No. 36 at 6.) This is simply untrue. By the time Spivack commenced litigation, âthe exercise of governmental authority which threaten[ed] to substantially burden [her] free exercise of religionâ was not âimminentââit had already taken place. Spivack was terminated from her position four days before she initiated the instant lawsuit. Moreover, Spivack testified that she had consulted with counsel in December 2021 (months before her April 2022 firing) because she knew that she might be terminated âover the vaccination issue.â (Doc. No. 32-16, Spivack Dep., at 159.) She thus had ample notice and opportunity to comply with the PRFPA notice requirement. As Spivack has failed to comply with the 30-day notice provision and because no exception applies, this Court lacks jurisdiction to hear her state-law claim. Webb, 2007 WL 576313 at *3. Accordingly, I will grant summary judgment on Spivackâs state law claim in favor of Defendants, and I will deny Spivackâs cross motion against Krasner on that claim. C. The Cityâs Liability Because I will grant Krasnerâs Motion for Summary Judgment, Spivack cannot as a matter of law prevail in her claims against the City, whose Monell liability is predicated on Krasnerâs liability. C.H. ex rel. Z.H. v. Oliva, 226 F.3d 198, 202 (3d Cir. 2000) (citing Monell v. Dep't of Soc. Servs. of City of New York, 436 U.S. 658, 694 (1978)). I will thus grant the Cityâs Motion for Summary Judgment. 22 V. CONCLUSION As I discussed at the outset, evaluating government actions taken in response to COVID necessarily requires consideration of the concerns and confusion the pandemic triggered. Although these cannot justify unconstitutional action, the context they provide helps explain the reasons for the actions that were taken. It is apparent that there was no âsystemic effort... âĄâĄ violate federal and state law.â Mr. Krasner was most concerned about the health and safety of his staff and the public. Accordingly, he required employee vaccinations. He limited exemptions to promote that same concern for health and safety, allowing an exemption only when the COVID vaccine could be shown significantly to threaten an employeeâs health. There is absolutely nothing in the record suggesting that anti-religious bias figured in his decisions. To the contrary, Ms. Spivack refused the DAOâs offer of an accommodation, which would have allowed her to keep her job and remain unvaccinated (in accordance with her religious beliefs). In these circumstances, Ms. Spivackâs constitutional rights were not violated. I will thus grant Mr. Krasnerâs and the Cityâs Motions for Summary Judgment. I will deny Ms. Spivackâs Motion for Summary Judgment against Defendant Krasner. An appropriate Order follows. January 4, 2023 0A p â/ Paul S. Diamond, J. 23 Case Information
- Court
- E.D. Pa.
- Decision Date
- January 4, 2023
- Status
- Precedential