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[[COURTLISTENER_SUBOPINION {"id":"11127463","type":"010combined","part":"opinion","author":"HORTON, J.","source_field":"html_with_citations"}]]
MAINE SUPREME JUDICIAL COURT Reporter of Decisions
Decision:
2025 ME 83
Docket: Ken-24-125
Argued: December 10, 2024
Decided: August 26, 2025
Panel: STANFILL, C.J., and MEAD, HORTON, CONNORS, LAWRENCE, and DOUGLAS, JJ.
STATE OF MAINE
v.
AARON C. ENGROFF
HORTON, J.
[¶1] Aaron C. Engroff appeals from a judgment of conviction for two
counts of unlawful sexual contact (Class B), 17-A M.R.S. § 255-A(1)(E-1) (2025),
and one count of unlawful sexual touching (Class D), 17-A M.R.S. § 260(1)(C)
(2025), entered by the trial court (Kennebec County, Murphy, J.) after a jury
verdict.1 Engroff argues that the court erred by denying his motion to dismiss,
in which he asserted a speedy trial violation. He further argues that the
admission in evidence of a video interview of the victim violated his rights
under the Maine Confrontation Clause and Maine Due Process Clause, see Me.
Const. art. I, §§ 6, 6-A, and that the statute authorizing admission of the video,
1 Although the statutes were each amended multiple times after the date of the charged crimes,
those amendments do not impact this appeal. See, e.g., P.L. 2023, ch. 280, §§ 3, 4 (effective Oct. 25,
2023) (codified at 17-A M.R.S. § 255-A(1)(A), (B) (2025)); P.L. 2023, ch. 280, § 5 (effective Oct. 25,
2023) (codified at 17-A M.R.S. § 260(1)(A) (2025)).
2
16 M.R.S. § 358 (2024),2 did not apply to his case. We disagree that Engroffâs
speedy trial right was violated. We also disagree that the admission of the video
interview violated the Maine Confrontation Clause or the Maine Due Process
Clause. Although we agree with Engroff that section 358 in its original form did
not apply to cases pending as of its enactment, including Engroffâs case, we
affirm the judgment because the Legislature has since amended the statute to
apply to Engroffâs case.
I. BACKGROUND
[¶2] âViewing the evidence admitted at trial in the light most favorable
to the State, the jury could rationally have found the following facts beyond a
reasonable doubt.â State v. Athayde,
2022 ME 41, ¶ 2
,
277 A.3d 387
.
[¶3] The victim, who was born in 2010, is Engroffâs niece by marriage.
Engroffâs home in Holden often served as a venue for family gatherings. The
gatherings at Engroffâs home continued after he and his wife moved to West
Gardiner in 2019. The victim and her grandmother sometimes stayed
overnight with Engroff and his wife.
2Unless otherwise indicated, we cite the 2024 Maine Revised Statutes version of section 358,
which took effect while this case was pending. See P.L. 2023, ch. 193, § 1 (effective Oct. 25, 2023)
(codified at 16 M.R.S. § 358 (2024)). The statute was later amended. See P.L. 2023, ch. 646 § D-1
(emergency, effective Apr. 22, 2024) (codified at 16 M.R.S. § 358(5) (2025)). Although the
amendment did not take effect until after the court entered Engroffâs judgment of conviction, it is
relevant to the merits of this appeal. See infra ¶¶ 60-62.
3
[¶4] Sometime in 2020, the victim and Engroff were alone in the living
room of the West Gardiner house. The other family members had all left to go
shopping. Engroff called the victim to sit beside him. When she complied, he
put one hand under her underwear and touched her thigh and her vagina. With
his other hand, he reached into her shirt and touched her breasts. On another
occasion in 2020, the victim and Engroff were again alone in Engroffâs West
Gardiner home. As the victim walked past Engroff to go to the kitchen, he
stopped her. He then put his hand inside her pants, touched her thigh, and
touched her vagina, making circular motions with his fingers and rubbing up
and down.
[¶5] In January 2022, after disclosing that she had been sexually abused,
the victim described the abuse in an interview with a forensic interviewer at
the Childrenâs Advocacy Center (CAC). The interview was video recorded.
[¶6] On March 2, 2022, the State charged Engroff by complaint with three
incidents of sexual abuse. The complaint alleged that two of the incidents
occurred in West Gardiner between January 1 and December 31, 2020, and that
the third incident occurred around Christmas 2020 in the home of the victimâs
step-great-grandmother in Augusta. Engroffâs bail conditions required him to
post $1,000 in cash and prohibited unsupervised contact with minors under
4
fourteen years of age. On March 23, 2022, the grand jury returned a six-count
indictment concerning the same three incidents. As to each incident, the
indictment charged Engroff with unlawful sexual contact (Class B), 17-A M.R.S.
§ 255-A(1)(E-1), and unlawful sexual touching (Class D), 17-A M.R.S.
§ 260(1)(C). On December 27, 2022, Engroff moved for a bill of particulars to
require the State to specify the dates of the offenses alleged in the counts
referring to West Gardiner. The court (Cashman, J.) held a hearing on the
motion on February 16, 2023, and took the matter under advisement.
[¶7] On February 21, 2023, eleven months after his indictment, Engroff
filed a motion for a speedy trial, asserting his rights under the United States and
Maine Constitutions. See U.S. Const. amend. VI; Me. Const. art. I, § 6. On
March 15, 2023, the court entered an order denying Engroffâs motion for a bill
of particulars. On April 5, 2023, Engroff waived his speedy trial right
temporarily, citing his need for time to subpoena the victimâs out-of-state
school records.
[¶8] Engroff renewed his speedy trial demand during a June 7, 2023,
docket call. At the docket call, both parties stated that they were prepared for
trial, and Engroff requested âspecific trial daysâ to enable him to subpoena
out-of-state witnesses for particular dates. The court (Lipez, J.) noted the
5
request without granting it and put the case on the âblitz listâ3âa process
aimed at reducing the backlog of cases resulting from the COVID-19
pandemicâso that it could be considered for a July trial date. The court
(Cole, J.) next held a dispositional conference on June 21, 2023, but the case was
not resolved or placed on the July 2023 trial list. The court (Murphy, J.) held
another conference on July 17, 2023, noting that the matter would not be set
for September jury selection and that there was a need for an âout of state
subpoena.â
[¶9] On October 26, 2023, Engroffâs counsel wrote to the court to
reiterate his request for âspecific trial dates assigned ahead of timeâ due to his
need to âprepare out of state subpoenas that take a long time to process.â On
November 3, 2023, the court (Daniel Mitchell, J.) entered an order stating that
âdue to other scheduling constraints,â the case would be continued to January
for jury selection and that the Court could not assign a specific trial date at that
time.
3 The court stated that, ordinarily, the next available trial date would be in August 2023 but that
a July trial could be possible for âblitz listâ cases. Cases on the blitz list were expected to proceed to
trial more quickly and were to be accompanied by a mandatory conference date. Engroffâs conference
was scheduled for June 21, 2023.
6
A. Engroffâs Speedy Trial Motion
[¶10] On December 21, 2023, Engroff moved to dismiss the indictment
on speedy trial grounds. See M.R.U. Crim. P. 48. Basing his argument on the
United States and Maine Constitutions, he argued that a violation of his right to
a speedy trial had resulted from (1) the more than twenty months that had
elapsed since his indictment, (2) his assertion of his speedy trial right, and
(3) collateral consequences that had accumulated due to his bail conditions and
the publicity given to the charges.4 The State objected to the motion, arguing
that it was Engroffâs request for specific trial days that had caused delay and
that the prejudice resulting from the pendency of the charges against him was
insufficient to warrant dismissal.
[¶11] On January 5, 2024, the court (Lipez, J.) held a hearing on Engroffâs
motion to dismiss. Neither the State nor Engroff presented any evidence. The
court made findings consistent with the procedural history above and issued
an oral ruling denying Engroffâs motion. The court based its analysis on
Winchester v. State,
2023 ME 23
,
291 A.3d 707
, which, the court explained,
âessentially appl[ies] the same flexible multifactor test that the [Supreme]
4Engroff, who was divorced by this time, noted that the bail conditions prohibited unsupervised
visitation with his minor children. He also stressed that, due to the charges, he was forced to leave
his position at the Army National Guard and had been unsuccessful in securing a different job.
7
Court set forth in [Barker v. Wingo,
407 U.S. 514
(1972)] with some nuances.â
Hence, the court considered âthe length of the delay, the reasons for the delay,
the assertion of the right[,] and [the] prejudice to the defendant.â The court
found that Engroff had reasserted his right, that approximately twenty-two
months had passed since the indictment, and that Engroff was responsible for
the delay from February 2023 to June 2023, as well as the delay from October
2023 to January 2024. The court reasoned that Engroff was responsible for the
February-to-June delay because the court conducted proceedings expeditiously
while Engroff, in temporarily waiving his speedy trial right to subpoena
out-of-state documents, did not. Similarly, the court reasoned that Engroff was
responsible for the October-to-January delay because his October request for
specific trial dates did not comport with the courtâs capabilities and thus further
delayed the trial. Considering Engroffâs contribution to the delays, the court
determined that the prejudice he suffered due to his bail restrictions and the
chargesâ publicity was insufficient to justify dismissal.
B. Proceedings Involving the CAC Video
[¶12] On January 4, 2024, the State filed a motion in limine to allow the
admission of the CAC video in evidence pursuant to 16 M.R.S. § 358. The
original version of the video contained descriptions of the incidents that gave
8
rise to the charged conduct, as well as references to uncharged conduct by
Engroff. Before the video was admitted at trial, the court excluded all but one
of the references to uncharged conduct. See infra n.6.
[¶13] On January 10, the court began a three-day motion hearing to
address the CAC videoâs admissibility. See 16 M.R.S. § 358(3). Engroff orally
moved to exclude the video on âfairness[] and due processâ grounds because
section 358 was not in effect during most of the caseâs pendency and the State
had filed its motion in limine just before jury selection.5 The court denied
Engroffâs oral motion. It reasoned that because the court applies the
evidentiary rules in effect at the time of the trial, because the Legislature had
not limited section 358 to cases charged after a certain date, and because
Engroff was aware of the contents of the video, the admission of the video
would not violate his due process rights. On the same day, the court heard
testimony from the forensic interviewer to determine whether the video met
the requirements of section 358 for its admission in evidence. The court
concluded that the video met all the statutory criteria except for two that the
court determined should be addressed at the time of trial: subsection 3(G),
5 In moving to exclude the video, Engroff also alluded to his right to a speedy trial. The gist of his
argument was that his speedy trial demand should have resulted in the trial being held before
October 2023, when section 358 came into effect.
9
requiring the interviewee to be available at trial for cross-examination; and
subsection 3(H), requiring that the video be otherwise admissible under the
Maine Rules of Evidence. See id. § 358(3)(G)-(H).
[¶14] On January 11, 2024, before the hearing resumed, the prosecution
met with the victim to review the video, and the victim made statements that
were potentially inconsistent with the account of the events that she gave in the
video. These statements prompted the prosecution to send two letters to
Engroffâs counsel pursuant to the Stateâs duty to disclose exculpatory
information, see Brady v. Maryland,
373 U.S. 83, 87
(1963). In the first letter,
dated January 11, 2024, the prosecution reported that the victim stated that
âshe did not recall one of the uncharged events that is spoken about.â In the
second letter, dated January 12, 2024, the prosecution explained that the victim
had stated that the instance when another person almost observed Engroff
engaging in the alleged act happened in West Gardiner, not in Augusta as stated
in the video.
[¶15] On January 16, 2024, Engroff filed a written objection to the Stateâs
motion in limine. In the written objection, he argued, among other things, that
admitting the video would violate his state and federal confrontation rights, his
state and federal rights to a speedy trial, and his due process rights.
10
[¶16] On January 18 and 19, the motion hearing proceeded before a
different justice on other issues involving the CAC video. The court (Murphy. J.)
agreed in part with Engroffâs objection to the portions of the CAC video
referring to uncharged conduct, see M.R. Evid. 401, 403, 404, and ordered that
the video be edited to exclude all but one of the references.6
C. The Trial
[¶17] The court held a jury trial from January 22 to 24, 2024. At the
outset, the court dismissed one of the charges of unlawful sexual touching
(Class D), 17-A M.R.S. § 260(1)(C), due to a typographical error in the
indictment. Engroff also orally renewed his objection to the admission of the
CAC video based on his state and federal confrontation rights, his due process
rights, and his right to a speedy trial.
[¶18] The State presented testimony from the forensic interviewer, the
victim, the principal investigator, and family members of the victim. The court
admitted four of Engroffâs exhibits7 and the Stateâs CAC video. The video was
played for the jury after the interviewer testified. The video depicts the victim
The instance of uncharged conduct that the court did not exclude involved an incident that the
6
State contended marked the starting point of Engroffâs sexual abuse of the victim.
7 The court admitted a deed of Engroffâs West Gardiner home, a set of 2020 COVID-19 orders from
the Governorâs Office, a photograph of the victimâs step-great-grandmotherâs home, and the principal
investigatorâs Criminal Justice Academy transcript.
11
describing three occasions, two at Engroffâs West Gardiner home and one at the
step-great-grandmotherâs home in Augusta, on which Engroff made her sit next
to or on top of him when no one else was around and then felt her breasts and
rubbed her vagina. She described the circumstances surrounding each incident
in detail. After the video was played, the victim testified.
[¶19] On direct examination, the victim testified about where she lives,
her hobbies, her age, her family members, and her visits to Maine to see her
fatherâs family, including Engroff, whom she identified in the courtroom. When
asked whether Engroff inappropriately touched her and whether she found
that offensive, she responded âYesâ to both. She testified to remembering
having been interviewed and identified herself in a still shot from the CAC
video. She was then cross-examined.
[¶20] On cross-examination, she was asked to confirm the time, location,
attendees, and other details regarding the Christmas gathering in 2020. She
testified that the gathering occurred at her step-great-grandmotherâs house in
Augusta and that the guests included Engroff. She stated that she stayed at her
step-great-grandmotherâs house for one or two nights, that the guests were not
wearing COVID-19 face coverings, and that there was a gift exchange. She said
that she did not recall that a third person almost witnessed Engroff abusing her
12
and added that she did not recall making any statement to that effect at the CAC
interview.8 In response to other cross-examination questions, she testified to
her age during each year from 2016 through 2020. On redirect examination,
the victim testified that she had told the truth in the CAC interview.
[¶21] Following the victimâs testimony, the State introduced testimony
from the investigator and the victimâs family members. None of the family
members claimed to have observed Engroff engage in the charged conduct, but
the victimâs stepsister was asked if the victim had said that someone had
touched her inappropriately and answered âYes.â When asked who did so, the
stepsister testified, âHer uncle,â and when asked for his name, she said, âAaron
I think.â
[¶22] Engroff offered testimony from two other family members, who
stated that, although the family had gathered around Christmas 2019, there
was no 2020 gathering due to the COVID-19 pandemic. Engroff did not testify.
Following closing arguments, Engroff renewed his motion to dismiss on speedy
trial grounds. The court noted Engroffâs objection on the record but did not
alter its prior denial.
Her testimony that she did not recall whether someone walked in on the abuse was prompted
8
by a question that the defense asked based on the January 12, 2024, Brady letter. See supra ¶ 14.
13
[¶23] The jury returned a verdict finding Engroff guilty of the three
remaining counts involving conduct alleged to have occurred in West
Gardinerâtwo counts of Class B unlawful sexual contact and one count of
Class D unlawful sexual touching. It found Engroff not guilty of the two counts
involving conduct alleged to have occurred in Augusta. Engroff filed a timely
motion for a new trial, renewing his speedy trial argument and other issues that
he has not raised on appeal. In March 2024, the court sentenced him to nine
years in prison on one of the Class B charges, with all but four years suspended,
followed by seven years of probation, and to concurrent sentences on the other
Class B charge and the Class D charge. The court also denied the motion for a
new trial. Engroff timely appealed from his conviction. See 15 M.R.S. § 2115
(2025); M.R. App. P. 2B(2)(b).
II. DISCUSSION
A. Speedy Trial Issues
[¶24] Engroff first argues that the court erred in denying his motion to
dismiss, asserting a violation of his speedy trial right under the Maine and
United States Constitutions, see U.S. Const. amend. VI; Me. Const. art. I, § 6.9
9 Engroff also invokes M.R.U. Crim. P. 48(b)(1), which, if there is an âunnecessary delay in bringing
a defendant to trial,â allows the court âupon motion of the defendant . . . [to] dismiss the indictment.â
Engroff contends that, under our case law, this rule aims to curtail delays, minimize prejudice to
14
Engroff preserved his challenge in the trial court by making a speedy trial
demand, later moving to dismiss the indictment, and eventually raising the
issue again at trial and in his motion for a new trial. He has preserved the state
constitutional component of the challenge by âciting our independent analysis
of the state constitutional provision in the relevant precedent and explaining
how that precedent supports [his] argument.â See State v. Norris,
2023 ME 60,
¶ 34
,
302 A.3d 1
.
[¶25] We follow the âprimacy approach,â whereby we address the state
claim first, âindependently of the federal constitutional claim,â and âproceed to
review the application of the federal Constitution only if the state constitution
does not settle the issueâ in the appellantâs favor. Athayde,
2022 ME 41, ¶ 20
,
277 A.3d 387
. âWe review for abuse of discretion a courtâs judgment on a
motion to dismiss a charge for failure to provide a speedy trial.â State v.
Hofland,
2012 ME 129, ¶ 11
,
58 A.3d 1023
(quotation marks omitted). We
uphold a trial courtâs exercise of discretion if the factual findings are supported
by the record under the clear error standard, the court understood the
defendants, and remedy trial court congestion. See State v. Wells,
443 A.2d 60, 63-64
(Me. 1982). We
are not persuaded that Rule 48(b)(1) required the court to dismiss the indictment here because, by
its plain language, the rule is discretionary. See M.R.U. Crim. P. 48(b)(1) (âIf there is unnecessary
delay in bringing a defendant to trial, the court may upon motion of the defendant . . . dismiss the
indictment.â (emphasis added)). Based on the courtâs analysis, see infra ¶¶ 27-39, of the length of the
delay, the reasons for the delay, and the prejudice suffered on account of the delay, we conclude that
the court did not abuse its discretion by declining to dismiss the indictment under Rule 48(b)(1).
15
applicable law, and given the facts and law, the courtâs weighing of the
applicable facts and choices was within the bounds of reasonableness. State v.
Bickart,
2009 ME 7, ¶ 15
,
963 A.2d 183
. We begin by examining the law.
1. Engroffâs Speedy Trial Claim Under the Maine Constitution
[¶26] Article I, section 6 of the Maine Constitution provides: âIn all
criminal prosecutions, the accused shall have a right . . . [t]o have a speedy,
public and impartial trial . . . .â Me. Const. art. I, § 6. In Winchester, we
expounded upon the speedy trial protections that criminal defendants are
afforded under the Maine Constitution.
2023 ME 23, ¶¶ 14-39
,
291 A.3d 707
.
In analyzing a speedy trial question under the Maine Constitution, we consider
the same four Barker factors that are relevant to a federal analysis under the
Sixth Amendment. See id. ¶¶ 25-32; Barker,
407 U.S. at 530
. The factors are the
length of the delay, the reasons for the delay, the defendantâs assertion of the
right, and prejudice. Winchester,
2023 ME 23, ¶¶ 25-31
,
291 A.3d 707
. Still, we
have noted ânuancesâ that cause factors to be weighed differently under the
Maine test. See id. ¶ 33 (discussing the example that, âa failure to assert the
16
[speedy trial] right can be determinative under the Maine Constitution but not
under the United States Constitution.â).10
[¶27] Here, the court aptly weighed the four Barker factors in keeping
with our holding in Winchester. As the court explained on the record:
The test that governs Federally is set forth first in Barker [v.]
Wingo, and then for the State is set forth most recently in the
Winchester [v.] State case. Although the rights are not entirely
coextensive, there is a significant amount of overlap [and] the way
I read Winchester is that it is essentially applying the same flexible
multifactor test that the Court set forth in Barker [v.] Wingo with
some nuances.
So the factors I have to look at are the length of the delay, the
reasons for the delay, the assertion of the right and prejudice to the
defendant.
(Emphasis added.) We turn to the courtâs findings and conclusions regarding
each factor.
a. Length of the Delay
[¶28] âThe speedy trial clock starts with an indictment, arrest, or formal
accusation.â Norris,
2023 ME 60, ¶ 20
,
302 A.3d 1
. A court first looks at the
length of the delay; whether the length of the delay is long enough to trigger
consideration of the other Barker factors is âdependent upon the peculiar
10 We also determined in Winchester that the Maine Constitution did not call for a bright-line rule
under which delays greater than one year would be deemed per se prejudicial to the defendant.
Winchester v. State,
2023 ME 23, ¶¶ 34-39
,
291 A.3d 707
.
17
circumstances of the case,â Barker,
407 U.S. at 530-31
, such as the number and
complexity of the charges, Winchester,
2023 ME 23, ¶ 27
,
291 A.3d 707
. Though
we have not announced a precise amount of time needed to justify
consideration of the other factors, we relied on federal precedent that âa delay
of one yearâ generally warrants âweighing the other three factorsâ in finding a
twenty-six-month delay to favor the defendantâs speedy trial claim in Norris,
2023 ME 60, ¶ 23
,
302 A.3d 1
(citing Doggett v. United States,
505 U.S. 647
, 652
n.1 (1992)).
[¶29] Here, the court found that the delay after indictment was
approximately twenty-two months. Noting that delays of more than one year
are âpresumptively a violationâ and require the court âto engage in the
additional analysis set forth under the test,â the court went on to consider the
remaining factors.
b. Reasons for the Delay
[¶30] âOn direct appeal, periods of delay occasioned by the accused
should not be counted against the State, but other delaysâboth those caused
by the State and those attributable to court delays and backlogsâshould be
counted against the State.â Winchester,
2023 ME 23, ¶ 45
,
291 A.3d 707
(citing
State v. Spearin,
477 A.2d 1147, 1154
(Me. 1984); State v. Cadman,
476 A.2d
18
1148, 1150-52 (Me. 1984). Delays resulting from circumstances outside of the
partiesâ control, such as congested dockets, weigh less heavily against the State
than delays that the State causes with the intent to prejudice the defendant.
Cadman, 476 A.2d at 1152.
[¶31] The court found three different causes for the delay during the
eleven-month period between Engroffâs assertion of his right to a speedy trial
in February 2023 and the hearing on his motion to dismiss in January 2024.
First, the court concluded that the subperiod from February 2023 to June 2023
weighed against Engroff because the case could not have been called to trial
while the court was addressing Engroffâs motion for a bill of particulars and
because Engroff tolled his speedy trial right from April 2023 to June 2023.
Second, the court concluded that the subperiod from June 2023 to October
2023 weighed against the State based on its findings that Engroff âreassert[ed]
his speedy trial rightâ in June and that the courtâs own schedule precluded a
trial over the summer. See Winchester,
2023 ME 23, ¶ 45
,
291 A.3d 707
(â[C]ourt delays and backlogs[] should be counted against the State.â) Third,
the court concluded that the subperiod between October 2023 and
January 2024 weighed against Engroff because it found that Engroffâs written
request, dated October 26, 2023, for a specially set trial date was outside the
19
bounds of what the court could reasonably accommodate and thus âfurther
delayed the trial.â As such, the court concluded that the reasons for the overall
delay were attributable to both sides.
[¶32] The courtâs conclusions with respect to the February-to-June and
June-to-October subperiods are supported by the record. The courtâs
conclusion that Engroff was responsible for the delay between
October 26, 2023, and January 5, 2024, however, is not entirely supported
because the November 3 court order continuing the case until January stated
both that it was âdue to other scheduling constraintsâ and that the court could
not assign a specific trial date in response to Engroffâs request. If the
continuance had been entirely due to the courtâs âscheduling constraints,â it is
not clear why the order referred to Engroffâs request for specific trial dates. The
continuance order is therefore somewhat ambiguous as to whether the
continuance was necessitated by the courtâs âscheduling constraintsâ
independent of Engroffâs request for specific trial dates or whether Engroffâs
request factored into the determination regarding the continuance. We thus
view the October-to-January delay as occasioned by the courtâs scheduling
issues, at least in part. Scheduling constraints are weighed against the State,
20
although less heavily than other causes of delay. Winchester,
2023 ME 23, ¶ 45
,
291 A.3d 707
; Cadman, 476 A.2d at 1152.
[¶33] Nonetheless, we see no reason to disturb the trial courtâs denial of
Engroffâs motion to dismiss on speedy trial grounds. We have not directly
considered the effect of a trial courtâs misattribution of a small fraction of delay
in a speedy trial analysis, but we find guidance in decisions from other
jurisdictions. For instance, in Dillard v. State,
778 S.E.2d 184, 191
(Ga. 2015),
the Supreme Court of Georgia declined to remand the matter where âeven if the
trial court had properly weighed the second factor lightly against the
government, it was incumbent upon the trial court to find no constitutional
error given appellantâs long delay in asserting his right to a speedy trial and his
failure to demonstrate prejudice.â Similarly, Mississippi courts have refrained
from remanding matters where, despite deficient trial court determinations,
âgood cause for the delay is apparent.â Rowsey v. State,
188 So. 3d 486, 493
(Miss. 2015). The Supreme Court of Mississippi recognized that good cause
includes exigent circumstance outside of the governmentâs control.
Id. at 495
(explaining that a continuance ordered due to a need to find a missing witness
is a delay for good cause). Finally, in a number of other cases where defendantsâ
speedy trial rights were at issue, state courts have noted that remanding
21
matters creates the unwanted outcome of further delaying a resolution to the
case. State v. Rose,
202 P.3d 749, 758-59
(Mont. 2009); see also Nelson v. State,
915 S.E.2d 541
, 554 (Ga. May 6, 2025) (Peterson, C.J., concurring); State v. Doce,
No. A-3752-21,
2024 WL 2933085
, at *5 (N.J. Super. Ct. App. Div. June 11, 2024).
[¶34] Here, we are not persuaded that the court would have reached a
different conclusion if it had given the October-to-January delay the weight it
was due. For one, the October-to-January delay composed only a fraction of the
twenty-two-month delay. In State v. Hider,
1998 ME 203, ¶¶ 17-18
,
715 A.2d
942
, although we acknowledged that a âtwenty-two month delay . . . raise[s] a
presumption that such delay was not necessary,â we noted that âwe have been
reluctant to find violations of the right to a speedy trial unless the delay is solely
attributable to the Stateâs conduct, or the State acts in bad faith.â Neither of
those circumstances occurred here. The court appropriately found that the
delay attributable to the State was court-relatedâthus ruling out bad-faith
State actionâand that the delay was partially attributable to Engroffâs filing of
a bill of particulars in February 2023 and tolling of his speedy trial right in April
2023 while he sought to subpoena out-of-state records. Further, the courtâs
own statements indicate that it would not have exercised its discretion
differently because the overall responsibility for the delay would still have been
22
distributed between the parties. In summarizing its findings, the court
appropriately stated, âSo, in terms of the reasons for the delay, it is really split
between some of it due to the defendant, some due to the [c]ourtâs schedule, which
has to weigh against the [S]tate.â (Emphasis added.) The court later added, âI
am going to find . . . that there is really a split in the period of delay.â
[¶35] We turn now to the remaining Winchester and Barker factors.
c. Assertion of the Right
[¶36] The court found that Engroff asserted his right, both through his
initial speedy trial demand on February 21, 2023, and through his reassertion
of the right at the partiesâ June 7, 2023, docket call. The court reasoned that,
despite having tolled his speedy trial demand in April, Engroff could reassert
his right once the reasons for the tolling were resolved. See State v. Johnson,
498 N.W.2d 10, 16
(Minn. 1993) (â[D]elay occasioned by the defendant himself
is often deemed a temporary waiver of his speedy trial demand, which can only
be revived when the defendant reasserts his speedy trial right.â); see also State
v. Finn,
469 N.W.2d 692, 694
(Iowa 1991) (acknowledging the possibility of
reasserting previously waived speedy trial rights). The court, accordingly,
appropriately ruled that this factor favored Engroff.
23
d. Prejudice
[¶37] With respect to prejudice, the âright to a speedy trial seeks to
prevent: (1) undue and oppressive incarceration prior to trial; (2) the accusedâs
anxiety and concern accompanying public accusation, and (3) impairment of
the accusedâs ability to mount a defense.â11 Winchester,
2023 ME 23, ¶ 30
,
291
A.3d 707
. Under the Maine Constitution, incarceration is given significant
weight as a form of prejudice. Id. ¶ 31. The court found that Engroff suffered
from the publicity associated with the charges12 and that the passage of time
since 2020 would have impacted the memory of witnesses, but it concluded
that the overall degree of prejudice was limited because he was not
incarcerated while awaiting trial. The courtâs findings and conclusion are
well-supported in the record and well-founded on Winchester.
[¶38] Engroff argues that the court erred by not considering an
additional form of prejudiceânamely, that the Maine Legislature enacted the
statute authorizing admission of the CAC video while his case was pending.
11 In parallel to the pretrial-incarceration inquiry, courts may also consider whether bail
conditions create significant restrictions on a defendantâs liberty. See Moore v. Arizona,
414 U.S. 25,
26-27
(1973) (stating that a delay may interfere with a defendantâs liberty âwhether he is free on bail
or notâ since it âmay disrupt his employment, drain his financial resources, [and] curtail his
associationsâ (quotation marks omitted)). Engroffâs assertion of prejudice resulting from his bail
conditions is that he was prevented from seeing his children without a chaperone.
12 See supra n.4 (discussing the adverse employment consequences that Engroff suffered).
24
See 16 M.R.S. § 358; P.L. 2023, ch. 193, § 1 (effective Oct. 25, 2023) (codified at
16 M.R.S. § 358 (2024)). We do not view the effect of legislative enactments
during the pendency of a case as a cognizable form of prejudice for purposes of
the right to a speedy trial, nor has Engroff cited any authority for that premise.
The forms of prejudice that count in the determination of a speedy trial
violation are those that are aggravated by delay, such as prolongation of
incarceration and impairment of the ability to mount a defense. Legislative
enactments are unrelated to delay and are not independently prejudicial.
[¶39] In weighing its findings about prejudice alongside the other three
Barker factors, the court ruled that Engroffâs speedy trial right under the Maine
Constitution was not violated. On review, we conclude that based on the courtâs
findings and conclusions with respect to the four factors, the court did not
abuse its discretion in denying Engroffâs state speedy trial claim.
2. Engroffâs Speedy Trial Claim Under the United States
Constitution
[¶40] As Engroff points out, although the same four factors apply in a
speedy trial analysis under the Maine Constitution as under the United States
Constitution, the factors are evaluated somewhat differently. For example, âa
failure to assert the right [to a speedy trial] can be determinative under the
Maine Constitution but not under the United States Constitution.â Winchester,
25
2023 ME 23, ¶ 33
,
291 A.3d 707
. Engroffâs federal constitutional argument,
however, focuses mainly on what he asserts is the prejudicial effect of the
legislation that allowed admission of the CAC video in evidence.13 Our view that
the effect of legislation on a case is not a cognizable form of prejudice for
purposes of the right to a speedy trial applies to analyses under both the Maine
Constitution and the United States Constitution. See Barker
407 U.S. 514, 532
(identifying the same three categories of prejudice that are relevant to speedy
trial analysis under the Maine Constitution). Therefore, Engroffâs right to a
speedy trial under the United States Constitution also was not violated.
B. Engroffâs Objections to the Admission of the CAC Video
[¶41] The court admitted the CAC video in evidence after determining
that the video complied with the requirements of 16 M.R.S. § 358. Section 358
effectively establishes a limited hearsay exception by enabling the admission in
evidence of a video recording of an out-of-court forensic interview of a
Engroff also asserts that delays initiated by a courtâs overcrowded docket should weigh more
13
greatly against the State in a federal analysis. We disagreeâBarker indicates that court-occasioned
delays should weigh less heavily against the State than delays by the State intended to hamper the
defense. Barker v. Wingo,
407 U.S. 514, 531
(1972); see also State v. Cadman,
476 A.2d 1148, 1152
(Me. 1984) (stating the same principle as a matter of state law by referring to Barker).
26
âprotected person,â14 provided that the recorded interview meets specified
criteria.15 16 M.R.S. § 358(3). These include requirements that there be no
leading questions during the interview, that no attorney or relative of the
interviewee be present, that the interviewer meet specified forensic
qualifications, and that the interview be otherwise admissible under the Maine
Rules of Evidence. Id. § 358(2), (3)(A)-(D), (3)(H). In criminal cases, the statute
conditions admission of the video on the interviewee being âcalled as a witness
by the party offering the recording in evidence immediately following the
presentation of the recording to the trier of fact and made available for
cross-examination, unless all other parties expressly waive the requirement
that the witness testify.â Id. § 358(3)(G).
[¶42] Engroff argues that the videoâs admission violated his
confrontation right under the Maine Constitution and involved the improper
application of section 358 to a pending case. We address each issue in turn.16
14The statute defines â[p]rotected personâ as an individual either under the age of eighteen or
eligible for services under the Adult Protective Services Act. 16 M.R.S. § 358(1)(C); see 22 M.R.S.
§§ 3470-3493 (2025).
15 Engroff has not challenged the statute based on the judiciaryâs authority, as a matter of statute
and the constitutional separation of powers, to promulgate rules of evidence applicable in civil and
criminal proceedings. See Me. Const. art III, §§ 1-2; 4 M.R.S. § 9-A (2025). We decline to address this
issue here but note our analysis of the question in State v. Thorndike,
2025 ME 61
, ¶¶ 25-28, --- A.3d
---.
Engroff also argues that the videoâs admission denied him due process under the Maine
16
Constitution. We conclude that this argument was not preserved. See infra n.29.
27
1. Engroffâs Confrontation Argument Regarding the CAC Video
[¶43] As an initial matter, we note that Engroff has not taken adequate
steps to preserve his right to challenge the constitutionality of section 358
under the Maine Confrontation Clause. To be sure, Engroff did cite the Maine
Confrontation Clause when arguing against the videoâs admissibility before the
trial court, and he also offers an independent analysis of the Maine
Confrontation Clause on appeal. But in the trial court Engroff failed to engage
in the same focused analysis of the relevant provision of the Maine Constitution
that he engages in on appeal. See State v. White,
2022 ME 54
, ¶ 31 n.13,
285
A.3d 262
(noting that in the absence of independent analysis of the state
constitutional provision before the trial court, âwe ordinarily would not deem
a state constitutional claim preservedâ); State v. Wilcox,
2023 ME 10
, ¶ 9 n.4,
288 A.3d 1200
(concluding that a state constitutional argument was not
preserved where the party did not distinguish between the Maine and federal
constitutions at the trial level). Despite Engroffâs failure to preserve his Maine
Confrontation Clause challenge to section 358 at trial, we elect to consider the
issue because the issue is one that is likely to recur.17 See White,
2022 ME 54
,
17 On the date of oral argument in this appeal, we heard oral argument in a separate case where
the constitutionality of section 358 under the Maine Confrontation Clause was also at issue. See State
v. Havens, No. Pen-24-37 (Me. Jan. 5, 2024).
28
¶ 31 n.13,
285 A.3d 262
(reviewing a state constitutional issue that was not
preserved at trial); Willis v. Bernini,
515 P.3d 142
, 147 (Ariz. 2022) (electing to
consider a waived issue that was âof great public importance or likely to recurâ
(quotation marks omitted)).
[¶44] In his argument that the admission of the CAC video violates his
rights under the Maine Confrontation Clause, Engroff argues that the Clause, as
read and interpreted, requires that witnesses testify âface-to-faceâ with the
defendant and jury and therefore bars the admission of a witnessâs
pre-recorded testimony.18
[¶45] "We review questions of constitutional interpretation de novo.â
State v. Reeves,
2022 ME 10, ¶ 42
,
268 A.3d 281
. âWhen we construe the Maine
Constitution, our review can embrace, without limitation, an examination of
text; purpose; history; common law, statutes, and rules; economic and
sociological considerations; and precedent.â Winchester,
2023 ME 23, ¶ 14
,
291
A.3d 707
. Federal precedent of counterpart federal constitutional provisions is
a source of potentially persuasive, but not binding, authority in our
18Engroff argues that even apart from what he asserts is the Maine Confrontation Clauseâs
face-to-face requirement, the admission of witness testimony recorded outside the courtroom
offends the Clauseâs purpose of ensuring the admission of reliable evidence. We view Engroffâs
âface-to-faceâ argument to incorporate issues of reliability and thereby subsume his separate
argument. Accordingly, we do not separately analyze reliability.
29
interpretation of the Maine Constitution. See State v. Fleming,
2020 ME 120
,
¶ 17 n.9,
239 A.3d 648
. We proceed to analyze these various sources to
interpret the Maine Confrontation Clause.
a. Text
[¶46] The Maine Constitution provides: âIn all criminal prosecutions, the
accused shall have a right . . . [t]o be confronted by the witnesses against the
accused.â Me. Const. art. I, § 6. As a matter of plain text, the Maine Confrontation
Clause parallels the federal Confrontation Clause, which states: âIn all criminal
prosecutions, the accused shall enjoy the right . . . to be confronted with the
witnesses against him.â U.S. Const. amend. VI.19 This similarity acquires
relevance given that the Massachusetts Declaration of Rights, on which the
Maine Constitution was modeled, includes a differently worded confrontation
19 Engroff urges us to attach determinative significance to the Maine Constitutionâs use of
âconfronted byâ instead of âconfronted with,â the phrase in the Sixth Amendment. Citing no authority
that contrasts these two formulations, he asserts:
âByâ suggests that the witness against a defendant must take some action; âwith,â
in comparison, suggests merely the opportunity to confront a witness (i.e.,
cross-examination). Defendant suggests that this is a textual indication that the
Maine Constitution protects more than merely the right to cross-examine a witness:
It imposes an obligation for the witness, when available, to level her allegations via
direct examination.
(Emphasis omitted.) We see no substantive difference in the import of the two prepositions âbyâ and
âwithâ in this context. A defendant confronted âwithâ a witness is necessarily confronted âbyâ the
witness, and vice-versa. See State v. Stephanie U.,
261 A.3d 748
, 760 (Conn. App. Ct. 2021) (stating
that the Connecticut Confrontation Clause, featuring the same âconfronted byâ language as Maineâs,
was âvirtually identical to that in the sixth amendment to the federal constitutionâ).
30
provision: article XII of the Massachusetts Declaration of Rights provides that
âevery subject shall have a right . . . to meet the witnesses against him face to
face.â Mass. Const. pt. 1, art. XII. Although this disparity in wording can be
interpreted to indicate that the framers of the Maine Constitution intended to
model its confrontation clause on its federal counterpart, 20 the framersâ
drafting practices and our early case law lead us to conclude that the absence
of the âface to faceâ language from the Maine Confrontation Clause is not
dispositive of the question of whether live, in-person confrontation is required
in all instances.21
The divergence of article I, section 6 from the âface to faceâ language also indicates alignment
20
withâand perhaps inspiration fromâBlackstone. See Richard D. Friedman & Bridget McCormack,
Dial-in Testimony,
150 U. Pa. L. Rev. 1171
, 1203 n.116, 1207 (2002) (noting that some early state
constitutions âused the time-honored âface to faceâ phraseâ whereas âothers, following Hale and
Blackstone, adopted language strikingly similar to that later used in the Sixth Amendmentâs
Confrontation Clauseâ).
As we noted in Winchester, the Maine Constitutional Convention deviated from the Massachusetts
Declaration of Rights ââonly . . . where experience of [Maine] and of other States in the Union seemed
to justify and require it.ââ
2023 ME 23
, ¶ 15 n.6,
291 A.3d 707
(quoting Address, reprinted in Debates
and Journal of the Constitutional Convention of the State of Maine (1819â20) pt. 3, at 105-06 (1894)).
21 The framers may also have omitted the âface to faceâ language of the Massachusetts Declaration
of Rights because they preferred brevity and simplicity where possible. See Tinkle, The Maine State
Constitution 7 (2d ed. 2013) (noting generally that the framers âomitted nearly all that was not truly
fundamentalâ). Additionally, despite the absence of such a phrase in the Maine Confrontation Clause,
we noted the importance of face-to-face confrontation in our older cases, see infra ¶ 49. Finally, some
courts in other jurisdictions with constitutions that do use the expression âface to faceâ have given
this language little, if any, force and have interpreted their confrontation clauses in line with clauses
that omit the phrase âface to face.â E.g., State v. Foster,
957 P.2d 712, 721-22
(Wash. 1998).
31
b. Common Law, Historical Context, and the Purpose of the
Confrontation Right
[¶47] The right of defendants to be confronted by their accusers derives
from English common law. See State v. Crooker,
123 Me. 310, 312
,
122 A. 865,
866
(1923) (â[This] fundamental rule of the English common law [is] embodied
in both the state and federal Constitutions.â); Tinkle, The Maine State
Constitution 38 (2d ed. 2013) (âAll of the rights in section 6 have their ultimate
origins in Magna Carta or English common law.â). The confrontation right
evolved as a response to the practices of justices of the peace in felony cases to
examine witnesses outside of the defendantâs presence and subsequently
repeat what the witnesses had said at the trial. See Crawford v. Washington,
541
U.S. 36, 43-45
(2004) (discussing the 1603 conviction of Sir Walter Raleigh for
treason based on out-of-court testimony, given by Raleighâs alleged accomplice,
that was read to the jury); see also Michigan v. Bryant,
562 U.S. 344, 357-58
;
State v. Sheppard,
2024 ME 84, ¶ 28
,
327 A.3d 1144
.
[¶48] According to a leading evidence treatise cited in our precedents,
â[t]he main and essential purpose of confrontation is to secure for the opponent
the opportunity of cross-examination.â22 5 John Henry Wigmore, Evidence in
22 Other sources also identify cross-examination as the linchpin of the confrontation right but
argue that the centrality of cross-examination only became apparent in the early nineteenth century.
32
Trials at Common Law § 1395, at 150 (Chadbourn rev. 1974) (emphasis
omitted); see also id. (â[I]n case of treason, where two witnesses [i.e., accusers]
are required, such an examination [before a justice of peace] is not allowable,
for the statute requires that they be produced upon the arraignment in the
presence of the prisoner, to the end that he may cross-examine them.â (quoting
1 Matthew Hale, The History of the Pleas of the Crown 306 (1680) (brackets in
original)); id. at 151 (âThe other side ought not to be deprived of the
opportunity of confronting the witnesses and examining them publicly, which
has always been found the most effectual method for discovering of the truth.â
(quoting Duke of Dorset v. Girdler, Finchâs Prec. Ch. 531 (1720)); State v. Herlihy,
102 Me. 310, 313
,
66 A. 643, 645
(Me. 1906) (treating section 1395 of
Wigmoreâs treatise as authoritative on the Maine Confrontation Clause).
Wigmore states that a secondary benefit of confrontation is the opportunity for
the judge and jury to evaluate a witnessâs âdeportment while testifying.â
Wigmore, supra, §§ 1395-1396, at 153 (emphasis omitted). However, Wigmore
clarifies that âthe secondary advantage, incidentally obtained for the tribunal
See Thomas Y. Davies, Revisiting the Fictional Originalism in Crawfordâs âCross-Examination Ruleâ: A
Reply to Mr. Kry,
72 Brook. L. Rev. 557
, 566 (2007); 30 Charles Alan Wright et al., Federal Practice and
Procedure § 6337 (2d ed. 2020); see also 5 Jeremy Bentham, Rationale of Judicial Evidence, Specially
Applied to English Practice 211-12 n.* (1827) (noting that, by 1827, cross-examination was the âgrand
securityâ for truth-seeking).
33
by the witnessâ presence before itâthe demeanor-evidenceâis an advantage
to be insisted upon wherever it can be had. . . . But it is merely desirable.â
Id. § 1396, at 154.23
c. Maine Precedent
[¶49] Our early confrontation cases framed the purposes of
confrontation similarly. As Engroff observes, one purpose is âto guard the
accused in all matters, the proof of which depends upon the veracity and
memory of witnesses, against the danger of falsehood or of mistake, by bringing
the witnesses when they give their testimony as to such matters face to face
with him.â State v. Frederic,
69 Me. 400, 401
(1879) (emphasis added); see also
State v. Learned,
47 Me. 426, 434
(1859) (âIt is a right belonging to the humblest
to meet his accuser face to face . . . .â). Another purpose is to guarantee âthe
constitutional privilege to cross-examine [opposing witnesses].â Crooker,
123
Me. at 312
,
122 A. at 866
. However, we have explicitly delineated
cross-examination as the more important purpose: â[T]he main and essential
purpose of confrontation is to secure the opportunity of cross-examination; . . .
although there is a secondary purpose, that of having a witness present before
23 Although Wigmoreâs explanation of the purposes of confrontationâand particularly the
centrality of cross-examinationâis useful insofar as our precedent has relied upon it, we do not
subscribe to Wigmoreâs entire historical account of the confrontation right, as his account has been
the subject of critical scrutiny. See, e.g., Charles Alan Wright et al., supra n.22, §§ 6337, 6338.
34
the tribunal which is engaged in the trial of the case, this is merely
desirable . . . .â Herlihy,
102 Me. at 313
,
66 A. at 645
.
[¶50] In fact, we have more than once indicated that the opportunity to
cross-examine standing alone is sufficient to accommodate a defendantâs
confrontation right, thereby rendering âface-to-faceâ confrontation
dispensable.24 We have said, âIf there has been a cross-examination, there has
been a confrontation. The satisfaction of the right of cross-examination
disposes of any objection based on the so-called right of confrontation.â
Id.,
66
A. at 645
(quotation marks omitted). Similarly, in Crooker, we equated the right
of confrontation with the opportunity to cross-examine: âThe constitutional
right of confrontation is preliminary to and but another name for the right of
cross-examination.â Crooker,
123 Me. at 313
,
122 A. at 866
.
d. Precedent from Other Jurisdictions
[¶51] Other jurisdictions highlight the importance of cross-examination
in the context of pre-recorded witness statements. Concerning the Sixth
Amendment, the Supreme Court stated that âwhen the declarant appears for
24Further, we have historically endorsed the admission of out-of-court statements against
defendants in criminal cases pursuant to various hearsay exceptions, even when there is no ability to
cross-examine. See, e.g., State v. Wagner,
61 Me. 178, 194-95
(1873) (dying declaration exception).
35
cross-examination at trial, the Confrontation Clause places no constraints at all
on the use of his prior testimonial statements.â Crawford,
541 U.S. at 59
n.9.
[¶52] We applied this holding from Crawford in two cases in which we
examined whether the federal Confrontation Clause barred the admission of
pre-recorded child testimony. See State v. Gorman,
2004 ME 90, ¶ 55
,
854 A.2d
1164
; State v. Adams,
2019 ME 132, ¶ 21
,
214 A.3d 496
. 25 In Gorman,
2004 ME
90, ¶¶ 15-17, 55
,
854 A.2d 1164
, a redacted audio recording of the defendantâs
motherâs grand jury testimony was played for the jury at the defendantâs
criminal trial under the recorded recollection hearsay exception, see M.R. Evid.
803(5), upon a showing that the criteria in the rule were satisfied and that she
was available for cross-examination. There, we rejected the defendantâs
challenge under the federal Confrontation Clause. Id. ¶¶ 46-55. In Adams,
2019
ME 132, ¶¶ 5-9
,
214 A.3d 496
, we considered whether the admission of
pre-recorded child testimony violated the federal Confrontation Clause where,
25 Although Maine case law interpreting a counterpart federal constitutional provision is not, as
a general matter, relevant to a primacy analysis, see Winchester,
2023 ME 23, ¶ 14
,
291 A.3d 707
, our
decisions in Gorman and Adams bear directly on the admissibility of the pre-recorded child
testimony, so we find them persuasive in this specific context. See State v. Fleming,
2020 ME 120
,
¶ 17 n.9,
239 A.3d 648
(â[F]ederal precedent serv[es] as potentially persuasive but not dispositive
guidance with respect to constitutional provisions with similar goals.â); State v. Reeves,
2022 ME 10,
¶ 41
,
268 A.3d 281
(âUnder our primacy approach, we first examine the defendantâs claim under the
Maine Constitution and interpret the Maine Constitution independently of the federal Constitution.
In interpreting the Maine Constitution, however, we may consider federal precedent to the extent
that we find that precedent persuasive.â (citation omitted)).
36
as in Gorman, the defense was allowed to cross-examine the witness at trial.
The State introduced the pre-recorded video testimony of the alleged victim
under the recorded recollection exception. Id. ¶¶ 1, 5, 7-8; M.R. Evid. 803(5).
We held that the defenseâs opportunity to cross-examine the child witness at
trial made the pre-recorded video admissible under the federal constitution.
Adams,
2019 ME 132, ¶¶ 20-22
,
214 A.3d 496
; see also State v. Bell,
438 P.3d
104, 109-10
(Utah Ct. App. 2018) (upholding the admission of a child victimâs
recorded interview because the victim appeared for cross-examination at trial);
United States v. Counts,
39 F.4th 539
, 543-44 (8th Cir. 2022) (same).
[¶53] Finally, even jurisdictions thatâunlike Maineâemploy the âface
to faceâ confrontation language, e.g., Ind. Const. art. I, § 13; Del. Const. art. I, § 7,
have upheld legislation allowing the admission of pre-recorded child testimony
where the child was available for cross-examination at trial. See Pierce v. State,
677 N.E.2d 39, 48-50
(Ind. 1997); Dailey v. State,
956 A.2d 1191, 1194
(Del.
2008).26
The relevant Delaware statute provides: âAn out-of-court statement made by a child victim or
26
witness who is under 11 years of age at the time of the proceeding concerning an act that is a material
element of the offense relating to sexual abuse, physical injury, serious physical injury, death, abuse
or neglect . . . is admissible in any judicial proceeding if . . . [t]he child is present and the childâs
testimony touches upon the event and is subject to cross-examination rendering such prior
statement admissible under § 3507 of this title.â
Del. Code Ann. tit. 11, § 3513
(b)(1) (West, Westlaw
through chapter three of the 153rd General Assembly).
37
e. Rules and Statutes Addressing Hearsay and Child
Hearsay
[¶54] The evolution of Maine statutes and court rules governing the
admissibility of out-of-court testimony likewise informs our interpretation of
the Maine Confrontation Clause. Until 1976, when the Maine Rules of Evidence
took effect after being promulgated pursuant to an enabling act, P.L. 1973,
ch. 675 (effective June 28, 1974) (codified at 4 M.R.S.A. § 9-A (Supp. 1974)), the
common law governed the admissibility of hearsay evidence. See Richard
H. Field, The Maine Rules of Evidence: What They Are and How They Got That
Way,
27 Me. L. Rev. 203
, 203-08 (1975); State v. Williams,
388 A.2d 500, 506
(Me. 1978) (Nichols, J. concurring). The common law at the time the Maine
Constitution was adopted generally prohibited the admission of hearsay
evidence but also recognized multiple exceptions, many of which are now
codified in the Maine Rules of Evidence. See M.R. Evid. 801-806.27 Moreover,
there was no categorical common law prohibition on the admission of child
27 In one of our early cases, we explained,
By the general rule of law, hearsay evidence of a fact in controversy, is not
admissible. To this rule there are certain well established exceptions; as in questions
of pedigree, custom, certain entries or writings, which fall within the principle of
hearsay evidence, of a party charging himself, or restraining his own right thereby;
and declarations making part of the res gesta.
Chadwick v. Webber,
3 Me. 141, 145
(1824).
38
hearsay at the time the Maine Constitution was ratified in 1820. As the
Supreme Court has acknowledged, a childâs statements were historically held
to be admissible at common law when the statements were made to individuals
keeping the child safe in an emergency. Ohio v. Clark,
576 U.S. 237
, 248 (2015).
Commentators have also debated the extent to which child hearsay was
admissible at common law in English courts and whether those rules carried
over to the United States in the eighteenth century. See Thomas D. Lyon &
Raymond LaMagna, The History of Childrenâs Hearsay: From Old Bailey to
Post-Davis,
82 Ind. L.J. 1029
, 1030-32 (2007) (noting that eighteenth-century
English courts routinely admitted childrenâs hearsay statements if the child was
found incompetent); Thomas Y. Davies, Not âThe Framersâ Designâ: How the
Framing-Era Ban Against Hearsay Evidence Refutes the Crawford-Davis
âTestimonialâ Formulation of the Scope of the Original Confrontation Clause,
15 J.L. & Polây 349, 391-92, 444-46 (2007) (claiming that the admissibility of
childrenâs hearsay in eighteenth-century England was variable); Robert P.
Mosteller, Testing the Testimonial Concept and Exceptions to Confrontation: âA
Little Child Shall Lead Them,â
82 Ind. L.J. 917
, 924-25 (2007) (questioning
whether the framers of the United States Constitution sought to incorporate
idiosyncrasies of English common law).
39
f. Sociological Developments Related to Child Testimony
[¶55] A key premise of section 358 is that, by admitting in evidence a
childâs description of a defendantâs criminal sexual acts recorded as soon as
they come to light, courts can properly prevent child victimsâ re-exposure to the
underlying trauma from their abuse. That premise is by no means new. In
1986, the Courtâs Advisory Committee on the Rules of Evidence proposed two
rules of evidence to the Supreme Judicial Court regarding the admissibility of
child witness testimony. See Letter from Peter L. Murray, Esq. to
Hon. Vincent L. McKusick, (Feb. 13, 1987) (on ile with the Nathan &
Henry B. Cleaves Law Library). The proposed rules, numbered Rule 803(24)
and Rule 807, âdeal[t] respectively with out-of-court statements by child
witness-victims in sexual offense, abuse and neglect cases, and videotaped
testimony of child witness-victims in certain sex crimes.â
Id.
The Advisory
Committeeâs note on the proposed Rule 807 addressed the social costs of
requiring in-person testimony from child sexual abuse victims:28
The Court has recognized that competing considerations of public
policy and the necessity of a case may warrant dispensing with
actual confrontation at trial. See Ohio v. Roberts, 448 U.S. at 64. The
State holds an interest in protecting young children, allegedly the
28 The Advisory Committeeâs analysis was under the pre-Crawford confrontation jurisprudence,
whereby the Confrontation Clause did not bar out-of-court statements if they were reliable, whether
due to a âfirmly rooted hearsay exceptionâ or otherwise. Ohio v. Roberts,
448 U.S. 56, 66
(1980),
abrogated by Crawford v. Washington,
541 U.S. 36
(2004).
40
victims of sexual abuse, from further victimization, if there is a
substantial likelihood that the child would suffer emotional trauma.
See Ginsberg v. New York,
390 U.S. 629, 640
(1968). Although actual
confrontation at trial is eliminated under the Rule, the interests
secured by the Confrontation Clause are preserved by the Rule. The
defendant is provided a full opportunity for cross-examination and
with ample notice that the childâs recorded or transmitted
testimony may be offered in lieu of the childâs testimony in open
court. In addition to the right to cross-examine, the rule also
preserves the other essential elements of the right to confrontation:
the oath, the presence of the defendant at the time the statement is
made and the defendantâs and fact inderâs opportunity to observe
the witnessâ demeanor.
Advisory Committee on the Rules of Evidence, Committee Note on Proposed
Rule 807, at 9-10 (1987) (on ile with the Nathan & Henry B. Cleaves Law
Library).
[¶56] The legislative rationale for 16 M.R.S. § 358 is similar. See An Act
to Permit Recordings of a Protected Person To Be Admissible in Evidence: Hearing
on L.D. 765 Before the J. Standing Comm. on Judiciary, 131st Legis. 1 (2023)
(testimony of Sen. Anne Carney, sponsor of L.D. 765) (âThis legislation, if
enacted, will achieve the important policy goal of protecting Maineâs most
vulnerable population, children and disabled adults, from sexual assault and
physical abuse . . . [given] the dif iculty children have testifying in court.â).
[¶57] Child-hearsay statutes are not fundamentally inconsistent with the
broad goal of ensuring the reliability of evidence admitted at trial and, in fact,
41
can be crafted to advance that goal. âThe principal reason behind the general
rule against hearsay admissibility is to prevent the introduction of unreliable
evidence. However, childrenâs hearsay statements concerning abuse are not
necessarily unreliable because the child declarant produces the statement
through firsthand knowledge and temporally closer to the abuse than if the
statement were made in court.â Archita Dwarakanath, Expanding the Scope of
Child Hearsay Exceptions,
102 B.U. L. Rev. 1685
, 1720 (2022) (footnote
omitted). By contrast, as social science and psychological research on the
suggestibility of children indicates, cross-examining children in the courtroom
may not serve the goal of obtaining truthful testimony. Jonathan Clow,
Throwing a Toy Wrench in the âGreatest Legal Engineâ: Child Witnesses and the
Confrontation Clause,
92 Wash. U. L. Rev. 793
, 794 (2015) (emphasizing that
children are suggestible and at times struggle to recall events after a long time
has passed).
[¶58] In sum, after reviewing the text of the Maine Confrontation Clause,
the provisionâs history and purpose, its common law roots, relevant precedent
in Maine and other jurisdictions, relevant rules and statutes, and sociological
developments related to child testimony, we disagree with Engroffâs contention
that the Maine Constitution requires that the defendant be face-to-face with the
42
witness throughout the witnessâs testimony. We therefore hold that, like the
Sixth Amendment, see Crawford,
541 U.S. at 59
n.9, the Maine Confrontation
Clause does not prohibit the admission of out-of-court statements provided
that the declarant is available for cross-examination about them.
2. Engroffâs Argument That the Court Erred by Applying
16 M.R.S. § 358 to a Pending Case in Violation of 1 M.R.S. § 302
(2025)
[¶59] Engroff argues that the court committed obvious error by
admitting the CAC video because, as originally enacted, 16 M.R.S. § 358 did not
apply to his case.29 Engroff concedes that he did not preserve this issue at trial.
[¶60] Whether section 358 applied is an issue of statutory interpretation
that we review de novo. See State v. Jones,
2012 ME 88, ¶ 6
,
46 A.3d 1125
. The
rules of evidence to be applied at trial are those in effect at the time of trial. See
29Engroff separately argues that the admission of the CAC video pursuant to 16 M.R.S. § 358
violated his right to due process under the Maine Constitution because he acquired a vested right to
have his case decided under the law applicable when he made his speedy trial demand in February
2023, and section 358 did not take effect until later. However, Engroff failed to preserve this
argument because, despite referring to his due process right on multiple occasions before the trial
court, he did not offer an independently developed argument at the trial level, see State v. White,
2022
ME 54
, ¶ 31 n.13,
285 A.3d 262
; State v. Wilcox,
2023 ME 10
, ¶ 9 n.4,
288 A.3d 1200
. Even if the
argument had been preserved, it suffers from two flaws when considered in light of our recent cases
involving retroactive legislation that impaired vested rights, see Dupuis v. Roman Cath. Bishop of
Portland,
2025 ME 6
,
331 A.3d 294
; NECEC Transmission LLC v. Bureau of Parks & Lands,
2022 ME 48
,
281 A.3d 618
. One flaw in Engroffâs effort to invoke the vested rights doctrine based on his speedy
trial demand is that section 358 is not retroactive legislation, because it applies prospectively,
originally from its effective date and then, as a result of the amendment, from its date of enactment.
The other flaw is that the right to a speedy trial does not govern what law is applied at trial.
Cf. Winchester,
2023 ME 23, ¶ 33
,
291 A.3d 707
(identifying remedies for excessive delay without
mentioning the option of foregoing changes in the law as a remedy). Hence, Engroffâs speedy trial
demand had no effect on the application of section 358.
43
State v. Tracy,
2010 ME 27, ¶¶ 17-18
,
991 A.2d 821
; Berry v. Lisherness,
50 Me.
118, 121
(1862); see also M.R. Evid. 101(a) (â[T]hese rules apply to all actions
and proceedings.â). However, statutes, including those promulgating
evidentiary standards, are subject to 1 M.R.S. § 302 (2025), which provides:
âActions and proceedings pending at the time of the passage, amendment or
repeal of an Act or ordinance are not affected thereby.â âThis general rule may
be overcome, however, if the new legislation expressly cites section 302 or
explicitly states an intent to apply to pending proceedings.â State v. Beeler,
2022 ME 47
, ¶ 1 n.1,
281 A.3d 637
(discussing a statute regulating evidence of
impaired operation of a motor vehicle).
[¶61] Engroffâs argument calls for a review of the history of section 358.
On June 16, 2023, section 358 was enacted as non-emergency legislation, so it
took effect on October 25, 2023, ninety days after adjournment of the legislative
session in which it was enacted and nineteen months after Engroff was indicted.
P.L. 2023, ch. 193, § 1 (effective Oct. 25, 2023) (codified at 16 M.R.S. § 358
(2024)). The legislation did not provide that it applied to pending proceedings.
After Engroffâs trial in January 2024, the Legislature enacted an emergency
amendment to the statute, P.L. 2023, ch. 646, § D-1 (codified at 16 M.R.S.
44
§ 358(5) (2025)), which took effect on April 22, 2024. The amendment added
a new subsection (5) to section 358:
5. Applicability. Notwithstanding Title 1, section 302, this
section applies to:
A. Cases pending on June 16, 2023; and
B. Cases initiated after June 16, 2023, regardless of the date
on which the conduct described in the forensic interview
allegedly occurred.
16 M.R.S. § 358(5) (2025).30 The committee amendment in which the language
was introduced included a summary stating that it
clarifies the intent of the Legislature that the exception to the
hearsay rule for recordings of forensic interviews . . . applies to
proceedings pending on the date that the law was enacted and to
proceedings initiated after that date, regardless of when the
conduct described in the forensic interview allegedly occurred.
Comm. Amend. to L.D. 2290, No. H-982 (131st Legis. 2023). To summarize,
section 358 contained no statement overriding the rule of 1 M.R.S. § 302 at the
time of Engroffâs trial, but it does now, as a result of this amendment, see P.L.
2023, ch. 646, § D-1.
30 In Thorndike, we held that the emergency amendment of section 358 did not violate the Maine
Constitutionâs requirements for emergency legislation or the Maine Constitutionâs
separation-of-powers provisions.
2025 ME 61
, ¶¶ 24, 28, --- A.3d ---; Me. Const. art. III; id. art. IV, pt.
3, § 16.
45
[¶62] A court may consider subsequent amendments to a statute in
determining the legislative intent underlying the statute. 2B Norman
Singer & J.D. Shambie Singer, Statutes and Statutory Construction § 49:10 (7th
ed. 2012) (âWhere a legislature amends a former statute, or clarifies a doubtful
meaning by subsequent legislation, such amendment or subsequent legislation
is strong evidence of the legislative intent behind the first statute.â). The
interpretive weight of an amendment depends on whether the amendment is a
clarification of or a substantive change to the original statute. See United States
v. Martinez,
946 F.2d 100, 102
(9th Cir. 1991) (âA subsequent amendment may
be entitled to substantial weight in construing earlier law when it plainly serves
to clarify rather than change the existing law.â).
[¶63] Here, the 2024 amendment to section 358 was explicitly
designated as a clarification only. Although the courtâs determination that
section 358 applied to Engroffâs case was incorrect at the time it was made, the
after-the-fact effect of the clarification was to validate the determination. There
was no obvious error in the courtâs admission of the video, especially given that
the precedent we established in Adams furnishes independent support for the
admission of the video. See supra ¶ 52; State v. Pabon,
2011 ME 100, ¶ 26
,
28
A.3d 1147
(indicating that an error is not obvious error unless it âseriously
46
affects the fairness and integrity, or public reputation of judicial proceedingsâ
(quotation marks omitted)). A further consideration is that, even if we were to
vacate Engroffâs conviction on this ground, section 358 would plainly apply at
the new trial. Thus, there is no meaningful relief we can grant to Engroff on this
issue, rendering the issue moot in any event. Mainers for Fair Bear Hunting v.
Depât of Inland Fisheries & Wildlife,
2016 ME 57, ¶ 5
,
136 A.3d 714
(âAn issue is
moot when there is no real and substantial controversy, admitting of specific
relief through a judgment of conclusive character.â (quotation marks omitted)).
The entry is:
Judgment affirmed.
Rory A. McNamara, Esq. (orally), Drake Law LLC, York, for appellant Aaron C.
Engroff
Maeghan Maloney, District Attorney, and Shannon Flaherty, Asst. Dist. Atty.
(orally), Prosecutorial District IV, Augusta, for appellee State of Maine
Kennebec County Unified Criminal Docket docket number CR-2022-341
FOR CLERK REFERENCE ONLYCase Information
- Court
- Me.
- Decision Date
- August 26, 2025
- Status
- Precedential