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[[COURTLISTENER_SUBOPINION {"id":"11133477","type":"010combined","part":"opinion","author":null,"source_field":"html_with_citations"}]]
In the United States Court of Federal Claims
OFFICE OF SPECIAL MASTERS
No. 21-1565V
*************************
* Chief Special Master Corcoran
LAURA SURACE, *
* Filed: August 11, 2025
Petitioner, *
*
v. *
*
SECRETARY OF HEALTH AND *
HUMAN SERVICES, *
*
Respondent. *
*
*************************
Phyllis Widman, Widman Law Firm LLC, Linwood, NJ, for Petitioner.
Madelyn Weeks, U.S. Department of Justice, Washington, DC, for Respondent.
ENTITLEMENT DECISION 1
On July 12, 2021, Laura Surace filed a petition for compensation under the National
Vaccine Injury Compensation Program (the âVaccine Programâ). 2 Petitioner alleges that a tetanus-
diphtheria-acellular pertussis (âTdapâ) vaccine she received on July 18, 2019, caused and/or
significantly aggravated numerous alleged conditions, including âvestibular/balance
dysregulation/difficulty walking, myalgia, malaise, markedly declined functioning, severe pre-
menstrual dysphoric disorder [âPMDDâ] and other neurological impairments.â Petition (ECF No.
1) at 1.
I have opted to decide the claim on the basis of the filed records, and the parties have
submitted briefs in support of their respective positions. Petitionerâs Brief, dated Oct. 14, 2024
(ECF No. 67) (âBr.â); Respondentâs Opposition, dated Nov. 22, 2024 (ECF No. 68) (âOpp.â);
Reply, dated Jan. 15, 2025 (ECF No. 72) (âReplyâ). Now, for the reasons set forth below, I deny
1
Under Vaccine Rule 18(b), each party has fourteen days within which to request redaction âof any information
furnished by that party: (1) that is a trade secret or commercial or financial in substance and is privileged or
confidential; or (2) that includes medical files or similar files, the disclosure of which would constitute a clearly
unwarranted invasion of privacy.â Vaccine Rule 18(b). Otherwise, the whole Decision will be available to the public
in its present form. Id.
2
The Vaccine Program comprises Part 2 of the National Childhood Vaccine Injury Act of 1986,
Pub. L. No. 99-660,
100
Stat. 3758, codified as amended at 42 U.S.C. §§ 300aa-10 through 34 (2012) (âVaccine Actâ or âthe Actâ).
Individual section references hereafter will be to § 300aa of the Act (but will omit that statutory prefix).
entitlement. No cognizable vaccine injury has been established, nor has it been shown that the
constellation of symptoms Petitioner experienced before receiving the Tdap vaccine likely
worsened due to receipt of that vaccine.
I. Medical History
Pre-Vaccination History
Petitionerâs pre-vaccination medical history includes a number of features relevant to her
claim. For example, she had a history of treatment for anxiety and depression. See, e.g., Ex. 3 at
26-27 (March 2017 wellness visit). Prior to beginning college in the fall of 2017, Petitioner
requested a number of personal accommodations (primarily associated with her residence or
testing/exam conditions) based on reported disabilities. Ex. 21 at 3, 5. During the summer of 2017,
Petitioner received psychiatric treatment for panic attacks and weekly âmeltdownsâ characterized
by episodes of âtearful[] shakes[] [and] screams,â that lasted twenty to forty-five minutes. Ex. 5 at
10. And Petitioner underwent a neuropsychological evaluation in December 2017, at which time
it was noted that she had a âlifelong history of difficulties with sensory processing, executive
functioning, and overall self-regulation, and organization,â as her ânervous system [wa]s
exquisitely sensitive[,] and she ha[d] great difficulty ignoring distracting or unpleasant sensory
experience[s].â Ex. 12 at 9. The psychologic evaluator proposed that a diagnosis of Attention
Deficit-Hyperactivity Disorder was warranted, and that some of her sensitivity to stimuli echoed
the kinds of symptoms seen with nervous system regulation disorders. Id. at 8, 10.
Ms. Surace began college as planned but transferred to a different university in the winter
of 2018. There, she was deemed eligible or the same kind of accommodations she had requested
earlier. Ex. 24 at 78-79. That May, she had a wellness visit with her primary care provider (âPCPâ),
Dr. Sandra Voremberg. Ex. 3 at 20. She reported at this time some issues reflective of premenstrual
syndrome (âPMSâ), and her sensory disorder and anxiety were also noted. Id. at 22, 24. 3
Vaccination and Purported Adverse Events
On July 18, 2019, Ms. Surace (now 20 years old) saw Dr. Voremberg again for a wellness
visit. Ex. 3 at 15. Treatments (which included occupational therapy (âOTâ) and psychologic
counseling) Petitioner was receiving for her anxiety and sensory issues were noted. Id. at 18. Other
than displaying an anxious mood, Petitioner had a normal exam, and she received the Tdap vaccine
at this time, as well as a prescription for an oral contraceptive. Id. at 11, 16, 19.
One week later (July 25, 2019), Petitioner returned to Dr. Voremberg reporting what she
perceived to be vaccination-associated weakness. Ex. 3 at 10, 14. She informed Dr. Voremberg
3
The records from this visit also note the fact that Petitionerâs mother privately informed Dr. Voremberg about
Petitionerâs earlier neuropsychiatric evaluation, and that in a separate call mentioned the possibility that Ms. Surace
was on the autism spectrum disorder (âASDâ). Ex. 3 at 23.
2
that she had awoken the day after receiving the Tdap vaccine with âsevere exhaustion [and a]
fever,â and that it was âhard to move [her arms and legs] that day.â Id. at 13. She also became
dizzy over the next few days, although her fever diminished and it became somewhat easier to
walk despite some lingering pain. Id. at 13, 14.
Dr. Vorembergâs âmain concern [was] to rule out post vaccine Guillain-BarrĂŠ Syndromeâ
associated with the vaccination. Ex. 3 at 14. But Petitionerâs neuromuscular exam was deemed
normal, featuring 5/5 strength in all extremities and normal balance, although Petitioner reported
feeling weak and tired climbing stairs, knee locking, and gait difficulties. Id. at 14. Dr. Voremberg
proposed to file a VAERS 4 report on Petitionerâs behalf, and also arranged for a same-day
neurology consultation with pediatric neurologist Matthew McCarthy, M.D. Id.
At the consultation, Petitioner provided Dr. McCarthy with a history comparable to what
she had given to Dr. Voremberg. Ex. 4 at 7, 10. But after examination, Dr. McCarthy opined that
â[g]iven [her] normal strength and reflexes and lack of any sensory complaints there [wa]s no
concern for an autoimmune post-vaccine demyelinating process.â Id. at 11. Instead, Dr. McCarthy
proposed that Petitionerâs symptoms represented âa post-vaccine reaction with flu-like symptoms
which seem[ed] to be improving.â Id.
Two days later, on July 27, 2019, Petitioner went with her mother to a hospital emergency
department complaining of âsevere pain in her legs that worsened [that day].â Ex. 6 at 31. She
now reported continued leg heaviness and knee pain and locking while walking and climbing
stairs, and rated her pain a 7/10. Id. at 31, 38. Yet Petitioner was âre-evaluated multiple times
during the evaluation and was able to walk normally. Id. at 34, 36. And other than a test showing
low hemoglobin, petitionerâs exam and laboratory testing, yielded results within normal limits. Id.
at 33-36. Even Petitionerâs test for C-reactive proteins 5 (âCRPâ)âa biomarker for inflammationâ
came back as 3.6 mg/L (within the ânormalâ reference range of 0.0â9.0). Id. at 35. Petitioner was
discharged with a diagnosis of âpain in both lower extremities,â and advised to consult with her
PCP about her oral contraceptive. Id. at 36, 67.
4
The Vaccine Adverse Event Reporting System (âVAERSâ) is a national warning system designed to detect safety
problems in U.S.-licensed vaccines. See About VAERS, VAERS, https://vaers hhs.gov/about.html (last visited July 7,
2025). It is managed by both the CDC and the FDA. VAERS monitors and analyzes reports of vaccine related injuries
and side effects from both healthcare professionals and individuals. But it has been observed in the Program that
VAERS data is not particularly probative of causation unless supplemented with other reliable evidenceâsince a
VAERS report only establishes a temporal, post-vaccination occurrence. See also Vig v. Sec'y of Health & Human
Servs., No. 01â198V,
2013 WL 6596683
, at *17 (Fed. Cl. Spec. Mstr. Nov. 14, 2013) (âVAERS is a stocked pond,
containing only reports of adverse events after vaccinations but no data about the number of vaccines administered or
the occurrence of the same adverse event in individuals who have not been vaccinatedâ).
5
C-Reactive Proteins are pentameric proteins synthesized by the liver in response to inflammation. B. Singh et al., C-
Reactive Protein: Clinical Relevance and Interpretation, StatPearls (Jan. 2025),
https://www.ncbi.nlm.nih.gov/books/NBK441843/ (last visited Aug. 5, 2025).
3
Later that summer, Petitioner received some initial physical therapy (âPTâ) for treatment
of muscle weakness (which she continued to attribute to the Tdap vaccine). Ex. 16 at 4, 5, 10. (Her
mother acknowledged, however, that a âneurologist ruled out neuro[logical] conditions and fe[lt]
the issue [was] purely orthopedic at th[at] point and suggested strengthening in [PT].â
Id. at 10
).
On exam, Ms. Surace displayed decreased bilateral arm and leg strength and range of motion
âconsistent with generalized weakness and pain secondary to vaccine reaction.â
Id. at 5-6
.
Although additional PT was discussed, Petitioner did not follow through with it at this time.
Petitioner had planned to return to college that fall, but apparently opted instead to take
some time off. She saw her psychiatrist in early September 2019, and reported PMDD, along with
some anxiety and depression. Ex. 5 at 8. The treaterâs impression was major depression,
generalized anxiety, and PMDD, and Petitioner was prescribed antidepressants.
Id.
She also that
month underwent genetic testing to investigate gene/drug interactions. Ex. 8 at 39-43.
Toward the end of September, Petitioner again saw Dr. McCarthy for a new neurological
evaluation of recent headaches, dizziness, tinnitus, and sensitivity to light and sound. Ex. 4 at 5.
On exam, petitioner had pain and tenderness with palpation throughout her neck muscles but was
otherwise normal.
Id. at 5-6
. Dr. McCarthy opined that Petitionerâs current symptoms could reflect
migraines, adding that the contraceptives she used as well as her personal levels of stress and
anxiety were likely cofactors (although he also proposed that cessation of symptoms required
better control of anxiety).
Id. at 6
. She also went back to Dr. Voremberg at this time. Ex. 3 at 9.
The records from this visit note that Petitionerâs prior ASD diagnoses were mentioned, and Dr.
Voremberg agreed to contact Petitionerâs psychiatrist to discuss those diagnoses, with an eye
toward helping Petitioner obtain social support treatment assistance at other educational
institutions or places.
Id. at 8-10
.
In November-December 2019, Ms. Surace received additional treatment for PMDD. Ex.
15 at 8. She also obtained another PT evaluation. Ex. 7 at 2. The history section from this
evaluation repeats Petitionerâs assertion that she experienced unusual aches and pains after receipt
of the Tdap vaccine, and that the symptoms had evolved (âfrom acheyness [sic] to instability,
dizziness, ringing in ears, [and] [headache]â), although she had been cleared by a neurologist.
Id.
An exam performed at this time was deemed âconsistent with [left] sided vestibular hypofunction
resulting in dizziness and unsteadiness on [her] feet.â
Id. at 4
. The therapist recommended PT
twice weekly for four weeks.
Id. at 6
.
Treatment in 2020 and Beyond
Petitioner has filed many additional records setting forth her treatment over the past several
years, and associated efforts to ascertain an explanation for her differing symptoms. But these
records shed almost no light all on the issues to be resolved in this case.
4
During the winter of 2020, for example, Petitioner continued to participate in PT. Ex. 7 at
90. She deemed it beneficial despite fatigue after the sessions were completed.
Id. at 52, 92
. Her
psychiatrist later speculated that the vestibular dysfunction that the PT was aimed at addressing
probably represented a congenital condition. Ex. 5 at 3 (noting that petitioner was in weekly PT
for vestibular dysfunction that she had âprob[ably] had since birthâ). She also continued to seek
treatment for PMDD, sensory sensitivities, and anxiety, noting to treaters that she bore a diagnosis
of âhigh functioning autismâ her âmom th[ought] [was] due to having her inoculations.â Ex. 8 at
4-5. She informed other treaters that winter and early spring of her belief that she had experienced
a vaccine reaction. See, e.g., Ex. 15 at 6 (March 2020 visit to allergist); Ex. 10 at 7 (March 2020
visit with optometrist); Ex. 9 at 3 (May 27, 2020 visit with otolaryngologist).
In March 2020, Ms. Surace underwent a neuro-optometric rehabilitation analysis due to
her complaints that she was âhaving difficulty understanding her bodyâs position in space.â Ex. 10
at 7. No abnormalities were identified, but the treater nevertheless proposed that Petitioner had
experienced signs and symptoms of vestibular dysfunction following a âbad reactionâ to the
vaccine, and subsequently diagnosed her with âvisual-vestibular integration dysfunctionâ and
âesophoria.â 6
Id.
at 7â9. She was referred for additional evaluation to an otolaryngologist. Ex. 9
at 3.
Through May and June of 2020, Petitioner visited that treater, Dr. Laura Downey, to be
evaluated for sound sensitivity. See generally Ex. 9. Petitioner complained that she would become
a âlittle lightheadedâ sometimes or after walking for a long time, but it âvar[ies] by day.â
Id. at 3
.
She added that this was âafter the Tdap booster,â and that she was diagnosed with âautistic
spectrum disorder.â
Id.
Dr. Downey also noted that the Petitioner claimed that she had sensitive
ears âforeverâ and that she had used musicianâs ear plugs and noise canceling headphones to
manage her sensitivity.
Id.
Dr. Downey conducted an exam and found nothing abnormal, and
discussed possible hydrops 7 or semicircular dehiscence syndrome 8 as the cause of her dizziness.
6
âVestibular dysfunction is a disturbance in the body's balance system due to an insult to the vestibular system of the
inner ear, the central nervous system processing centers, or both.â J. Dougherty et al., Vestibular Dysfunction,
StatPearls (Jan. 2025), https://www.ncbi.nlm.nih.gov/books/NBK558926/ (last visited Aug. 8, 2025). Esophoria is âa
form of heterophoria in which there is a deviation of the visual axis of an eye toward that of the other eye after the
visual fusional stimuli have been eliminated.â Esophoria, Dorlandâs Medical Dictionary Online,
https://www.dorlandsonline.com/dorland/definition?id=17374&searchterm=esophoria (last visited Aug. 8, 2025).
7
Hydrops, also known as Edema, is the âpresence of abnormally large amounts of fluid in the intercellular tissue
spaces of the body, usually referring to subcutaneous tissues.â Edema, Dorlandâs Medical Dictionary Online,
https://www.dorlandsonline.com/dorland/definition?id=15589 (last visited Aug. 8, 2025).
8
âSuperior semicircular canal dehiscence is a condition in which there is a hole in the part of the inner ear that controls
balance.â Superior Canal Dehiscence Syndrome, Johns Hopkins Medicine,
https://www.hopkinsmedicine.org/health/conditions-and-diseases/superior-canal-dehiscence-syndrome-scds (last
visited Aug. 8, 2025).
5
On July 28, 2020, psychotherapist Elizabeth Hanifin, L.C.S.W., wrote a letter advising that
she had been âseeing [Petitioner] for individual psychotherapy sessions for the last three yearsâ
(although medical record evidence of this purported treatment relationship was not filed in this
case). Ex. 11 at 1. Ms. Hanifin purported that she witnessed petitionerâs âfunctioning decline[]
markedlyâ after the July 2019 vaccination, and noted that petitioner âneed[ed] to take months to
work toward baseline functioned [sic].â
Id. at 1-2
. Ms. Hanifin further claimed that Petitionerâs
overall functioning was compromised, that she had light sensitivity, and experienced âbalance
dysregulation and severe [PMDD]â that had yet to subside.
Id. at 1
.
In the fall of 2020, Ms. Surace underwent another PT evaluation at a different provider for
âvisual-vestibular deficits secondary to vestibular dysfunction.â Ex. 31 at 221-24. The physical
therapist transferred to petitioner to OT for âvision therapy involving yoked prisms.â
Id. at 224
.
She obtained the OT evaluation and attended sessions through January 2021. Ex. 31 at 6, 164.
In May 2021 (two months before this claimâs initiation â and nearly two years post-
vaccination), Petitioner was treated by the neurologist who offers an expert opinion in this case on
her behalf, Dr. Georges Ghacibeh, M.D., for purported reaction to her July 2019 vaccination. Ex.
13 at 19.
Dr. Ghacibeh documented Petitionerâs reported history, noting that she had âalways had
some sensory issues, mostly to sound and sightâ but had attended college. After receiving the Tdap
vaccine, however, she developed a âlow grade feverâ and, two days later she âcould not move her
legs or arms,â and ârequired help walking and going up the stairs.â Ex. 13 at 9. Since then,
Petitioner continued to experience tinnitus, persistent headaches, vision issues, sensitivity to
stimuli, imbalance issues, and muscle weakness.
Id.
Dr. Ghacibeh also stated (contrary to the
evidence discussed above, which suggests Petitioner likely was considered for an ASD diagnosis
well before vaccination) that Petitioner was only diagnosed with an ASD âwhen all of the
symptoms started after the vaccine,â adding that she âfe[lt] that she always had [a]utism, high
functioning, but now [her] symptoms [were] worse.â
Id. at 20
.
Petitionerâs physical examination was normal. Ex. 13 at 21-22. But Dr. Ghacibeh opined
that it was âvery likelyâ that her many symptoms were âsecondary to DTaP booster,â as a result
of âa systemic inflammatory reaction to the vaccine.â
Id. at 20
. He proposed that Petitionerâs
âsensitivity to vaccines alone with the mild autism and early speech delay point[ed] to a possible
underlying metabolic, specifically mitochondrial, dysfunction.â
Id.
He recommended a lab work
up but noted that lab âabnormalities m[ight] only appear during periods of high physiological
stress.â
Id.
Extensive lab testing was ordered, including a complete blood count, iron panel, amino
acid profile, thyroid function, vitamin B12 level, and Lyme antibody. Ex. 13 at 20. But it is not
6
evident from the filed medical records what the results were of this testing. May 6, 2021 blood
work, however, revealed additional evidence of elevated inflammation biomarkers.
Id. at 5
.
II. Expert Reports
A. Petitionerâs Expert â Dr. Georges Ghacibeh
Dr. Ghacibeh, a neurologist and medical professor, prepared two written reports on
Petitionerâs behalf. Report, dated June 14, 2023, filed as Ex. 27 (ECF No. 47-2) (âFirst Ghacibeh
Rep.â); Report, dated June 13, 2024, filed as Ex. 32 (ECF No. 62) (âSecond Ghacibeh Rep.â).
Dr. Ghacibeh received his medical degree from the Lebanese University, Faculty of
Medical Sciences, in Beirut, Lebanon in 1997, and a Masters of Science in Clinical Investigation
from the University of Florida in 2007. Curriculum Vitae, filed as Ex. 27 (ECF No. 47-1)
(âGhacibeh CVâ) at 1. He then completed internships at Lebanese University and Staten Island
University, followed by his residency in Neurology at New York University, Bellevue Medical
Center. Ghacibeh CV at 1. Thereafter, Dr. Ghacibeh completed fellowships in Behavioral and
Cognitive Neurology, and Clinical Neurophysiology at the University of Florida.
Id.
He is
currently an Assistant Professor in the Department of Neurology at Seton Hall-Hackensack
Meridian School of Medicine, as well as Chief of the Division of Neurology and Medical Director
of the Primary Stroke Center at Pasacack Valley Medical Center and Hackensack Meridian Health.
Id.
He is board certified by the American Board of Psychiatry and Neurology and the American
Board of Clinical Neurophysiology.
Id. at 2
.
First Report
Dr. Ghacibeh began his first report with a review of Ms. Suraceâs medical history and
records pre- and post-vaccination. From this, he offered the opinion that the Tdap vaccine caused
Ms. Suraceâs acute neurological and musculoskeletal symptoms, and significantly aggravated her
pre-existing sensory sensitivity, visual processing disorder, and emotional dysregulation. First
Ghacibeh Rep. at 5â6.
Dr. Ghacibeh theorized that the Tdap vaccine could have caused Petitionerâs new
symptoms by bringing about acute myositis and acute arthritis that developed into a diffuse and
persistent inflammatory response, such as encephalopathy and cranial neuropathy affecting the
vestibular nerve (cranial nerve 8). First Ghacibeh Rep. at 5. He based this conclusion on
Petitionerâs development of a fever and body aches within the first twenty-four hours of receiving
the vaccine.
Id. at 2
. From there, the reaction developed into weakness in the legs, knee pain, and
trouble ambulating over the next few daysâ which caused Petitioner to go to the hospital.
Id.
Dr.
Ghacibeh opined that there is a direct causal relationship between the vaccine and Petitionerâs
ailment because the onset and development of progressively worse symptoms occurred within days
after vaccination. Id at 5.
7
In addition, Dr. Ghacibeh proposed that the Tdap vaccine significantly aggravated a pre-
existing mitochondrial medical condition in the Petitioner. First Ghacibeh Rep. at 5. Based on
Petitionerâs history of early speech delay, mild symptoms of neurodevelopmental dysfunction,
inflammatory reactions caused by vaccines in the past, and emotional regulation difficulties, Dr.
Ghacibeh opined that Petitioner likely had suffered from an underlying metabolic disorder before
the vaccine at issue.
Id.
If this were the case, then the vaccine severely exacerbated that underlying
condition, to the point where it impacted the Petitionerâs ability to attend college and form social
relationships.
Id. at 6
. (Notably, however, the Petitioner has never been formerly diagnosed with a
metabolic disorder by any of her providers).
Dr. Ghacibeh proposed two theories of how the vaccine could have triggered these
reactions: molecular mimicry and overstimulation of the immune system (although he supported
them with little in the way of corroborative independent evidence). First Ghacibeh Rep. at 6.
Molecular mimicry, he opined, results in the phenomenon of autoimmunity that affect the joints,
muscles, peripheral nerves, cranial nerves, and central nervous system â consistent with what the
Petitioner experienced after her vaccine.
Id.
at 2â3, 6. Overstimulation of the immune system is
also common in vaccines, as they âare generally formulated with the primary purpose of activating
the immune system so that the body mounts a lasting immune response. . . .â
Id. at 6
. Claiming
that such overstimulation can result in the immune system failing to function correctly, Dr.
Ghacibeh maintained that this imbalance could present itself as febrile illness or muscle aches after
a vaccine.
Id.
Dr. Ghacibehâs causation theory also relied on the assumption that the âTDaP vaccination
is known to cause [an] acute systemic inflammatory response.â First Ghacibeh Rep. at 6. Dr.
Ghacibeh suggested that people with underlying metabolic, immune, or neurological dysfunction
are less likely to handle vaccines well than their healthy counterparts.
Id.
The Tdap vaccine could
trigger more severe and persistent reactions.
Id.
Dr. Ghacibeh offered many articles as support for
a causal link between various adverse effects and Tdap vaccine, including some that he maintained
established a âpossible causal relationship between the DTP [whole cell pertussis] vaccine and
acute encephalopathy.â Institute of Medicine, Adverse Effects of Pertussis and Rubella Vaccines,
48, 53 (Christopher P. Howson et al., eds. 1991), filed as Ex. 35 (ECF No. 64-3) (â1991 IOM
Reportâ); L. Cowan et. al., Acute Encephalopathy and Chronic Neurological Damage After
Pertussis Vaccine, 11 Vaccine 14 (1993), filed as Ex. 34 (ECF No. 64-2) (âCowanâ). The IOM
Report and the Cowan article looked at the possible relationship between the whole-cell pertussis
DTP vaccine and encephalopathy. See 1991 IOM Report; Cowan at 1. However, the Petitioner in
the present case received the acellular pertussis formulation of the Tdap vaccine, rendering such
studies of limited relevance.
Another article was cited as evidence of the specific kinds of symptoms that might be
experienced due to the Tdap vaccine. See, e.g., L. Fortuna et al., Enhanced Post-Licensure Safety
Surveillance of a New Recombinant Acellular Pertussis Vaccine Licensed as a Monovalent (aP,
PertagenÂŽ and Tetanus, Reduced-Dose Diphtheria Combination (TdaP, BoostagenÂŽ) Vaccine for
8
Immunization of Adolescents and Adults in Thailand, 38 Vaccine 8194 (Dec. 3, 2020) filed as Ex.
33 (ECF No. 64-1) (âFortunaâ). Fortuna conducted a study to surveil the safety of the recombinant
acellular pertussis vaccines (including Tdap).
Id. at 8195
. It took note of any adverse reactions
reported after receiving the vaccine, such as pain at the injection site, muscle pain, lymphadenitis,
etc.
Id. at 8196
. But Fortuna did not find significant concerns. The incidence rate of recipients
experiencing myalgia (muscle pain), for example, was only 0.33%ânot 3.3% as Dr. Ghacibeh
suggests.
Id.
at 8196â97; First Ghacibeh Rep. at 6. In addition, Fortuna observed that all adverse
events observed were âmild,â and had âresolved within a few days without any sequelae.â Fortuna
at 3. Dr. Ghacibeh nevertheless proposed that this stood as reliable evidence that the vaccine could
cause severe and long-lasting reactionsâlike those experienced by the Petitioner.
Id. at 7
.
Dr. Ghacibeh referenced other evidence that he proposed established that the TDaP vaccine
has been associated with long lasting neurological complications, like seizures and
encephalopathy. First Ghacibeh Rep. at 7; E. Woo et al., Motor Palsies of Cranial Nerves
(excluding VII) After Vaccination: Reports to the US Vaccine Adverse Event Reporting System, 10
Hum. Vaccine Immunother. 301 (2014), filed as Ex. 40 (ECF No. 64-8) (âWooâ). 9 But Dr.
Ghacibeh acknowledged that the number of adverse effects was âlow,â and that âmost adverse
effects . . . are local irritation or self limited flu-like symptoms.â
Id.
Woo, for example, focused on
cranial nerve palsies reported to VAERS after receipt of routinely-administered vaccines like
Tdap. Woo at 1. But Woo observed only 14 such instances post-Tdap vaccine, out of 68 reports of
cranial nerve paresis or paralysis.
Id.
Woo deemed this finding to possibly be âpurely
coincidental,â adding that â[p]assive surveillance data cannot be used to assess causality.â Woo at
3.
Other items of literature similarly addressed injuries or symptoms dissimilar to Petitionerâs
complaints. See, e.g., P. Brazis, Isolated Palsies of Cranial Nerves III, IV, and VI, 29 Semin.
Neurol. 14 (Feb. 12, 2014), filed as Ex. 39 (ECF No. 64-7) (âBrazisâ) (providing an overview of
the palsies of cranial nerves III, IV, and VI, but failing to discuss vaccines or a relationship between
vaccines and cranial nerve palsies). Dr. Ghacibeh opined that the Petitioner was suffering from
9
Dr. Ghacibeh also refers to study that the Petitioner lists as âExhibit 36â in this case. See First Ghacibeh Rep. at 7,
9, (citing M. Uberall et al., Severe Adverse Events in a Comparative Efficacy Trial in Germany in Infants Receiving
Either the Lederle/Takeda Acellular Pertussis Component DTP (DTaP) Vaccine, the Lederle Whole-Cell Component
DTP (DTP) or DT Vaccine, 89 Dev. Biol. Stand. 83 (1997), (âUberallâ)); see also Petitionerâs Updated Exhibit List,
dated Feb 7, 2025, (ECF No. 78) (âPet. Final Ex. Listâ) at 3 (listing the Uberall study as exhibit 36). However, the
Petitioner does not appeart to have filed Uberall, and instead filed Chapter 10 of the 2012 IOM report as Exhibit 36â
which does mention the purpose and findings of the Uberall study. See COMMITTEE TO REVIEW ADVERSE EFFECTS OF
VACCINES AND INSTITUTE OF MEDICINE, ADVERSE EFFECTS OF VACCINES: EVIDENCE AND CAUSALITY (Kathleen
Stratton, et. al., eds., 2012), filed as Ex. 36 (ECF No. 64-4) (â2012 IOM Reportâ). Similarly, Dr. Ghacibeh cited to
the Lloyd study and Petitionerâs counsel listed Lloyd as exhibit 37. See First Ghacibeh Rep. at 7, 9 (citing J. Lloyd et
al., Adverse event reporting rates following tetanus-diphtheria and tetanus toxoid vaccinations: data from the Vaccine
Adverse Event Reporting System (VAERS), 1991-1997, 21 Vaccine 3746 (Sep. 8, 2003) (âLloydâ)); Pet. Final Ex. List
at 3 (listing Lloyd study as exhibit 37). In actuality, Exhibit 37 is an article that discusses studies that have analyzed
adverse neurological events in association with DTP or DTaP vaccines. D. Geier & M. Geier, A Review of the Vaccine
Adverse Event Reporting System Database, 5 Expert Opinion on Pharmacotherapy 691, (2004), filed as Ex. 37 (ECF
No. 64-5).
9
âvestibular neuropathy (cranial nerve 8),â but the articles offered do not assess the relationship
between Tdap and that condition. Woo did not include harm to that nerve as an adverse issue to be
evaluated, and Brazis only looks at nerves 3, 4, and 9. See Woo at 1; Brazis at 1.
Second Report
Dr. Ghacibehâs supplemental report endeavored to both respond to Dr. Sriramâs report and
also reaffirm his causation theory. Second Ghacibeh Rep. at 2. However, it mostly featured
attribution of Petitionerâ symptoms and onset to a âbiphasicâ presentation, emphasizing the mostly
subjective evidence and little objective evidence presented in this case to support the theory.
Dr. Ghacibeh contended that Petitionerâs presentation of symptoms was biphasic, meaning
the Petitioner experienced both an acute reaction and chronic symptoms thereafter.
Id.
This also
explained, he reasoned, why the acute symptoms disappeared less than six months after
vaccination, but the Petitioner continued to suffer from vaccine related symptoms.
Id.
at 2â4.
Respondentâs experts had noted that Dr. Ghacibeh did not cite any credible evidence linking
Petitionerâs dizziness, instability and tinnitus to vaccination, but in reaction he pointed to his
biphasic theory, adding that no laboratory tests or other objective measures establishing that
Respondentâs proposed explanationsâhydrops or semicircular dehiscence syndromeâexisted
either.
Id. at 4
.
Dr. Ghacibeh further defended his position that the lack of objective support in the medical
record did not disqualify the propriety of a neurological illness diagnosis. Second Ghacibeh Rep.
at 3. He maintained that neurologic conditions, such as headaches, can be diagnosed on the basis
of subjective complaints by a patient, and therefore Petitionerâs subjective complaints did not lack
evidentiary validity. In addition, Dr. Ghacibeh noted the existence of objective evidence that he
felt supported his neurologic condition diagnosis, including (1) proof of elevated CRP levels (as
revealed in testing performed July 27, 2019 and May 6, 2021), (2) objective deficits measured by
therapists, and (3) Petitionerâs neuropsychological profile showing decline post vaccination.
Id.
(referring to testing found in Ex. 6 at 35, Ex. 13 at 14). From this, Dr. Ghacibeh opined that a
neurologic diagnosis based on the evidence was proper.
Dr. Ghacibeh concluded his supplemental report reiterating that the immediate post-
vaccine symptoms Petitioner reported, followed by chronic neurological complications, were fully
supportive of a vaccine-associated cause â here, the Tdap vaccine she received in July 2019.
Second Ghacibeh Rep. at 5.
B. Respondentâs Expert â Dr. Subramaniam Sriram
Dr. Sriram, a neurologist, supplied a single expert report for Respondent. Report, dated
October 24, 2023, filed as Ex. A (ECF No. 52-1) (âSriram Rep.â).
10
Dr. Sriram received a Bachelor of Medicine and a Bachelor of Surgery from the University
of Madras in Madras, India. Curriculum Vitae, filed as Ex. B (ECF No. 52-3) (âSriram CVâ) at 1.
He then served as an intern and resident at Wayne State University and completed a residency in
neurology at Stanford University, where he also served as chief resident and eventually completed
a post-doctoral fellowship in neuroimmunology.
Id.
He is board-certified in both neurology and
internal medicine.
Id.
He also holds academic positions as a professor of experimental neurology
and therapeutics as well as an associate professor in molecular biology and immunology.
Id. 2
. Dr.
Sriram is heavily involved in clinical work as he directs the Multiple Sclerosis Clinic at Vanderbilt
University Medical Center where he sees roughly 1450 patients a year. Sriram Rep at 1. In
addition, he runs a basic science laboratory looking at pathways that promote neurologic repair.
https://www.vumc.org/neurology/person/subramaniam-sriram-mbbs (last visited July 8, 2025). In
addition, Dr. Sriram has published numerous articles on various aspects of clinical and immune
mediated diseases of the nervous system. Sriram CV at 9â21; Sriram Rep. at 1.
Dr. Sriramâs report began with a summary of the Petitionerâs medical record. Sriram Rep.
at 2â8. From this, he concluded that there does not appear to be a âcogent, unifying diagnosisâ put
forward by the Petitioner that could possibly be associated with the Tdap vaccine.
Id. at 9
. Indeed,
Dr. Sriram noted, Dr. Ghacibeh had largely conceded that there is no diagnosis that fits Petitionerâs
symptoms.
Id. at 10
. At most, Dr. Ghacibeh proposed theories of how the vaccine could have
caused Petitionerâs symptoms, but Dr. Sriram deemed them to lack a biologic basis, or any other
independent support.
Id. at 12
.
Dr. Ghacibeh also proposed diagnostic explanations for Petitionerâs presentation that
lacked objective record support. Sriram Rep. at 10â11. For example, Dr. Ghacibeh had opined that
Petitioner had an undiagnosed metabolic disorder that allowed her to experience severe post-
vaccine complicationsâin this case, her febrile illnessâthat later impacted her vital organs. First
Ghacibeh Rep. at 6. But Petitioner had never been diagnosed with a metabolic disorder, and lab
and exam results that might corroborate such a diagnosis were normal. Sriram Rep. at 10.
Accordingly, it was speculative to proposed metabolic dysfunction as an explanation for
Petitionerâs symptoms.
Id.
Dr. Sriram disputed Dr. Ghacibehâs claim that the sequence of events set forth in
Petitionerâs medical history established a direct, causal relationship between the vaccine and
Petitionerâs injuries. Petitioner claims that she experienced muscle stiffness and pain, joint pain,
brain fog, and fever after her July 2019 vaccination. Sriram Rep. at 10. The record demonstrated
that those symptoms had largely disappeared by Petitionerâs first PCP appointment several days
later.
Id.
In addition, the neurologic symptoms she reported, such as headache and tinnitus, had
been present before Petitioner received the vaccine.
Id.
The evaluation provided by Dr. McCarthy,
a neurologist, obtained only a week after the vaccine, also did not show any neurologic or
neuromuscular abnormality.
Id.
In fact, And Petitionerâs vestibular dysfunction was considered to
be caused by either hydrops or semicircular dehiscence syndrome.
Id. at 7, 12
.
11
Similarly, Dr. Sriram challenged the legitimacy of Dr. Ghacibehâs belief that Petitionerâs
âsevereâ reaction resulted in secondary, diffuse impact on several major organs. Sriram Rep. at
11. While Petitioner did experience a febrile reaction after her vaccine, the medical records also
established that this had resolved after a few days, rendering it only a transient occurrence.
Id.
Subsequent, post-vaccination lab testing revealed no impairment to Petitionerâs vital organs.
Id.
It
was thus objectively implausible to contend that the vaccination resulted in greater systemic harm.
Id.
Dr. Ghacibeh had further failed to substantiate his theories with reliable independent
medical or scientific proof. The 1991 IOM Report, for example, not only involved a different Tdap
vaccine formulation, but associated the whole cell pertussis component only with adverse events
like encephalopathy â a diagnostic classification completely irrelevant to Ms. Surace, whose
medical records did not at all support such a diagnosis. Sriram Rep. at 11. And a more recent of
the IOM Report on vaccine adverse reactions concluded that there was inadequate evidence to
accept or reject a causal relationship between the TDaP vaccines, and others like it, with
encephalopathy.
Id.
at 11â12 (citing Committee to Review Adverse Effects of Vaccines and
Institute of Medicine, Adverse Effects of Vaccines: Evidence and Causality 25 (K. Stratton et. al.,
eds., Aug. 2011), filed as Ex. A Tab 1 (ECF No. 52-2) (â2011 IOM Reportâ)).
Dr. Ghacibeh had similarly failed to offer any credible independent support connecting
Petitionerâs joint and muscle pain or vestibular dysfunction (dizziness, instability, and tinnitus) to
the Tdap vaccine. Sriram Rep. at 12. There was simply insufficient evidence to come to the
conclusion that the Petitioner either suffered a neurological injury from the vaccine, or that the
Tdap vaccine could result in such harm.
Id.
III. Procedural History
This claim was initiated four years ago. After the filing of documents (overseen by the
âpre-assignment reviewâ process) was completed, the Petition was activated in April 2022 and
originally assigned to a different special master. Respondent filed his Rule 4(c) Report opposing
compensation in August 2022, and then (while Petitioner obtained additional records needed for
assessment of the claim) the case was reassigned to me in the winter of 2023. I subsequently
ordered expert reports to be filed, and when that process was completed, set a schedule for briefing
of a ruling on the filed record. The matter has been ripe for resolution since February of this year.
IV. Partiesâ Arguments
Petitioner
Petitioner maintains that she has provided sufficient evidence to support one or both of her
theories for her claim that her Tdap vaccine caused and/or significantly aggravated her vestibular
dysfunction, difficulty walking, myalgia, malaise, decline in functioning, severe premenstrual
dysphoric disorder, inability to concentrate, visual-vestibular deficits, esophoria, acute myositis,
12
acute arthritis, encephalopathy, cranial neuropathy affecting the vestibular nerve, and emotional
distress. The six-prong test to satisfy a significant aggravation claim is described in Loving v. Sec'y
of Health & Hum. Servs.,
86 Fed. Cl. 135, 144
(2009). The first three Loving prongs are unique to
a significant aggravation claim, while the last three prongs are identical to the requirements of a
causation-in-fact claim as laid out in Althen v. Secây of Health & Hum. Servs.,
418 F.3d 1274, 1278
(Fed. Cir. 2005).
Petitioner begins her argument by addressing the significant aggravation claim. She notes
the first two Loving prongs, which look at an injured partyâs condition before and after the vaccine.
Br. at 9. The record establishes that she had a history of depression, anxiety, and sensory processing
disorder before administration of the Tdap vaccine. Ex. 3 at 9; Ex. 4 at 11; Ex. 12 at 10. She then
references her lengthy, post-vaccination medical history of visits to her PCP, neurologists, physical
therapist, advanced practice nurse, otolaryngologist, therapists, optometrist, psychiatrist,
neuropsychologist, and others. Br. at 3â7. She was seen for a litany of issues, including trouble
ambulating, trouble with focusing, visual-vestibular dysfunction, mood outbursts, anxiety,
depression, and premenstrual dysphoric disorder.
Id.
Dr. Ghacibeh specifically noted that the
Petitionerâs âsymptoms had changed dramatically after the vaccination,â and that she âdeveloped
depression and exacerbated anxiety.â
Id.
at 10 (quoting First Ghacibeh Rep. at 3).
Based on these records, notes, and observations taken down by doctors, the Petitioner
argues that she has sufficiently established her condition both before and after receiving the TDaP
vaccine. And she maintains she has satisfied Loving prong three by offering both medical records
and her academic performance as evidence that the vaccine worsened her prior conditions to the
point that it substantially affected her life. Br. at 10. She claims her providers recognized at least
a temporal relationship between vaccination and the decline in her physical and mental abilities.
Id.
at 10â11. Dr. Ghacibeh specifically reported that â[h]er pre-existent symptoms were
exacerbated, including sound hypersensitivity, visual processing disorder, . . . emotional
dysregulation[, and] mild neurodevelopmental disorderâ to the point where it impacted the
Petitionerâs âability to attend college and form normal relationships.â Id. at 10. And Dr. Ghacibeh
was not the only provider to notice this shift, since Communicare, Positive Development, Kessler
Rehabilitation, and JFK Johnson Rehabilitation Institute all record significant aggravation of her
afflictions after vaccination. Id. (citing Second Ghacibeh Rep.). (Of course, in many of these
instances Petitioner specifically sought care for an alleged, self-reported post-vaccination reaction,
reducing the evidentiary value of those diagnostic statements somewhat). See generally Ex. 28
(ECF No. 57-1); Ex. 29 (ECF No. 57-2); Ex. 7 (ECF No. 8-7); Ex. 31 (ECF No. 60-1); Ex. 28
(ECF No. 57-1) at 11.
In addition to the medical records, Petitioner also references her declining academic
performance post-vaccination as evidence of significant aggravation. She argues that cognitive
tests taken before and after the vaccine show a decline in cognitive performance. Cf. Ex. 12 and
Ex 14. Pre-vaccination, Petitioner was able to complete college level courseworkâwhereas after
13
she struggled, opting to take the semester off and enroll in a university closer to home. See Br. at
11; Ex. 14 at 2.
Petitioner next contends she was able to show the Tdap vaccine âcan causeâ the symptoms
she experienced (whether deemed worsening under Loving prong four, or new-onset symptoms
under Althen prong one). Dr. Ghacibeh had proposed that Petitioner suffered a biphasic,
inflammatory response to the vaccine that impacted her nervous system and several of her organs,
joins, and muscles. Br. at 12. (quoting Second Ghacibeh Rep. at 3). In turn, he also contended that
Ms. Surace had an underlying, undiagnosed metabolic disorder that was the root cause of all her
pre-vaccination dysfunctions. Id.
The cascade of symptoms and aggravation of pre-existing conditions was triggered by the
vaccine activating the metabolic disorder. Br. at 12. Upon receiving the vaccine, Petitioner
experienced an acute immediate inflammatory reaction presenting as a febrile illness. Id. at 13.
Then, she developed a chronic reaction resulting in muscle stiffness, muscle and joint pain, fatigue,
tinnitus, vestibular disfunction, dizziness, brain fog, and sensitivity to light and sound. Id. Proof
of this immunologic response comes from evidence of a inflammatory reaction and resulting
injury, as corroborated by presence of inflammatory biomarker testing results, which âsuggests the
presence of a systemic inflammatory responseâ post-vaccination. Id. at 12â13.
Petitioner further argues that she has established that the Tdap vaccine âdid causeâ her
injuries/worsening, and in a medically-acceptable timeframe (as required by Loving prongs five
and six/Althen prongs two and three). Dr. Ghacibeh asserts that symptoms Petitioner displayed -
developmental delay, neurodevelopmental dysfunction, and repeated reactions to vaccines in the
past - points to the existence of an undiagnosed metabolic disorder. Br. at 13â14. In addition, the
severe reaction and cacophony of ailments Petitioner experienced after the Tdap vaccine at issue
and supported by the medical records was a clear exacerbation of pre-existing symptoms and
emergence of new symptoms. Id. at 14â15.
On reply, Petitioner attempted to rebut some of Respondentâs arguments. She opines that
Respondent ignores treating provider medical notes that state the Petitioner had a âvaccine adverse
reaction,â even if they did not expressly mention the Tdap vaccine. Reply at 2. Petitioner also
offers three points from Dr. Ghacibehâs treatment medical notes to support her causation theory
and temporal proximate relationship between the vaccine and the onset and aggravation of
symptoms. Id. at 2â4. Thus, Dr. Ghacibeh noted on August 20, 2021, that since taking the
âmito[chondrial] cocktailâ in May, Petitioner had âexperienced marked improvement in her day
to day function,â and notes from March 8, 2022, further observed her improvement, although âshe
still fatigues very easily,â and offered a diagnosis of an underlying mitochondrial metabolism
disorder. Id. at 3. Otherwise, Petitioner stresses that the relevant standard for her to prevail on
Loving and Althen is not medical certainty, but instead only requires her to show enough evidence
to show onset, causation, exacerbation, and temporal relationship by a preponderance of the
evidence. Id. at 4.
14
Respondent
Respondent contends at the outset that Petitioner has not put forward a cognizable injury
supported by medical evidence. Opp. at 31. Indeed, in Respondentâs view the medical record is
unsupportive of any of the injuries offered in Dr. Ghacibehâs expert reportâencephalopathy,
cranial neuropathy affecting the vestibular nerve, a metabolic disorder, and vestibular dysfunction.
Id. at 32. Petitioner has instead only offered a myriad of symptoms without a unifying diagnosis,
which is insufficient to establish a cause of action under the Vaccine Act. Id. at 31 (quoting
Broekelschen v. Sec'y of Health & Hum. Servs.,
618 F.3d 1339, 1349
(Fed. Cir. 2010) (â[A]
âvaccine-related injury,â i.e., illness, disability, injury or condition, has to be more than just a
symptom or manifestation of an unknown injuryâ)). Without a cognizable, evidentiarily-supported
injury, Petitionerâs claim must fail.
Respondent also goes through an Althen and Loving analysis as further support of why
Petitioner cannot prevail on her claim. Opp. at 34. Focusing on the first three Loving prongs,
Respondent contests whether Petitioner experienced a significant aggravation of her pre-existing
conditions following the Tdap vaccine. Although Petitionerâs pre-existing conditions of PMDD,
anxiety, depression, and sensory processing disorder were well established in the medical record,
symptoms experienced after her vaccination reflect a continuation of those prior concerns. Id. at
45. But the Vaccine Act requires a âmarkedly greater disability, pain, or illness accompanied by
substantial deterioration of healthâ to show significant aggravation, not merely a âchange for the
worse in a pre-existing condition.â Id. at 44 (citing 42 U.S.C. § 300aa-33(4); Martin v. Secây of
Health & Hum. Servs., No. 13-486V,
2020 WL 6865931
, at *10 (Fed. Cl. Spec. Mstr. Oct. 27,
2020) (citing H.R. Rep. 908, 99th Cong.2d Sess. 1, reprinted in 1986 USCCAN 6287, 6356)).
The core Althen prongs (Loving prongs four to six) are also unsatisfied. First, Petitionerâs
theory of causation lacks reliable scientific/medical support, and is instead vague and mostly
dependent on temporal proximity. Opp. at 34. Dr. Ghacibeh also proposes a number of potential
biologic mechanisms, such as molecular mimicry and polyclonal B cell activation, but does not
develop them sufficiently.
Id.
at 34â35. In addition, Dr. Ghacibeh failed to illustrate a connection
between the vaccine and the specific symptoms in this case, relying heavily instead on the temporal
relationship between the vaccination and Petitionerâs symptoms.
Id. at 38
.
Respondent also questions the evidentiary value of the items of scientific literature that Dr.
Ghacibeh offers in support of Petitionerâs causation theory. Resp. Opp. at 35â38. Dr. Ghacibeh
misinterpreted the findings of Fortuna, for example, reading the incidence rate of subjects
experiencing myalgia as ten times higher than what was reported in the study. Compare First
Ghacibeh Rep. at 6, and Fortuna at 8196â97. Fortuna actually found a low incidence of reported
adverse effects after receipt of acellular pertussis vaccine, and concluded that acellular pertussis
vaccines are safe for adolescents and adults. Fortuna at 8198. Other articles, like Woo or Lloyd,
rely on VAERS data, which has limited causation value. The 1991 IOM Study involved adverse
events associated with whole cell pertussisânot the acellular component now found in the
15
vaccine. Brasis and Woo do not discuss the proposed injuries in this case. Opp. at 35â38. The
medical literature submitted by the Petitioner has little overall relevance to the alleged injuries in
her case.
Id. at 38
.
Second, with respect to Loving prong five/Althen prong two, Respondent emphasizes that
Petitionerâs expert employs a kind of post hoc ergo propter hoc reasoning that is not accepted in
Program cases. Opp. at 39 (citing Moberly v. Secây of Health & Hum. Servs.,
592 F.3d 1315, 1323
(Fed. Cir. 2010). Respondent pointed out that Dr. Ghacibeh mainly relies on temporal association
between Petitionerâs low grade fever and âmore severe systemic complicationsâ to establish a
âlogical progressionâ of an adverse reaction in response to the vaccination.
Id.
(quoting First
Ghacibeh Rep. at 7). Otherwise, Dr. Ghacibeh points to test results suggesting the presence of
biomarkers of inflammation test resultsâfor example, contending that Petitionerâs CRP levels
were repeatedly elevated. But Respondent observes that CRP testing performed nine days after
vaccination (July 27, 2019) yielded results in the ânormalâ range, and only CRP levels measured
on May 6, 2021âalmost two years after the vaccinationâwere elevated, and minimally at best.
Opp. at 40 (CRP normal levels are 0.0â9.0 mg/L, and Petitioner first CRP test resulted in levels of
3.6 mg/L (within the ânormalâ range), while her second test showed levels of 12.3 mg/L (outside
the ânormal rangeâ). Ex. 6 at 35, Ex. 13 at 14.
In addition, Respondent questions the probative value of treating physician notes from
medical care providers who saw the Petitioner well after receipt of the vaccination, and whose
understanding of her baseline or pre-vaccination condition was based on â[P]etitionerâs own
subjective reports of her symptoms.â Opp. at 41. In addition, those providers never note or mention
their individual view of the Tdap vaccine as causal, outside of their transcription of Petitionerâs
medical history.
Id.
By contrast, Respondent notes that the views of the most contemporary care
providers - Drs. Voremberg, McCarthy, and Hartman - deserve more evidentiary weight, since
they saw her within three months of vaccination.
Id.
at 41â42. Even if some of these three providers
accepted the possibility that Petitioner had a transient reaction to vaccination, none of them
attributed her overall complaints to the Tdap vaccine. Id. at 42. And although Dr. Ghacibeh was
also one of Petitionerâs direct treaters, Respondent notes that the opinions of treating providers are
not âsacrosanct,â and that medical record as a whole can undermine a treating physicianâs opinion.
Resp. Opp. at 43.
Respondent concludes by arguing that Petitioner has to show a proximate temporal
relationship between the vaccination and her injury or its worsening (Althen prong three/Loving
prong six). Dr. Ghacibeh has not established a condition tied to her symptoms that has an
scientifically-understood timeline for when onset would begin post-vaccination. Opp. at 43. Dr.
Ghacibeh similarly has failed to establish a medically acceptable timeframe for âchronic
symptomsâ following Tdap. Id. at 44. Rather, Dr. Ghacibeh only offers a timeframe of
complications âwithin weeksâ of vaccination, but without showing why symptoms would be
expected to occur in that time period. Id.
16
V. Applicable Legal Standards
A. Petitionerâs Overall Burden in Vaccine Program Cases
To receive compensation in the Vaccine Program, a petitioner must prove either: (1) that
he suffered a âTable Injuryââi.e., an injury falling within the Vaccine Injury Tableâ
corresponding to one of the vaccinations in question within a statutorily prescribed period of time
or, in the alternative, (2) that his illnesses were actually caused by a vaccine (a âNon-Table
Injuryâ). See Sections 13(a)(1)(A), 11(c)(1), and 14(a), as amended by
42 C.F.R. § 100.3
; §
11(c)(1)(C)(ii)(I); see also Moberly,
592 F.3d at 1321
; Capizzano v. Secây of Health & Hum. Servs.,
440 F.3d 1317, 1320
(Fed. Cir. 2006). 10 There is no Table claim for the injury (really a collection
of symptoms possibly associated with Petitionerâs underlying psychologic issues) alleged in this
matter.
For both Table and Non-Table claims, Vaccine Program petitioners bear a âpreponderance
of the evidenceâ burden of proof. Section 13(1)(a). That is, a petitioner must offer evidence that
leads the âtrier of fact to believe that the existence of a fact is more probable than its nonexistence
before [he] may find in favor of the party who has the burden to persuade the judge of the factâs
existence.â Moberly,
592 F.3d at 1322
n.2; see also Snowbank Enter. v. United States,
6 Cl. Ct.
476, 486
(1984) (mere conjecture or speculation is insufficient under a preponderance standard).
Proof of medical certainty is not required. Bunting v. Secây of Health & Hum. Servs.,
931 F.2d 867,
873
(Fed. Cir. 1991). In particular, a petitioner must demonstrate that the vaccine was ânot only
[the] but-for cause of the injury but also a substantial factor in bringing about the injury.â Moberly,
592 F.3d at 1321
(quoting Shyface v. Secây of Health & Hum. Servs.,
165 F.3d 1344
, 1352â53
(Fed. Cir. 1999)); Pafford v. Secây of Health & Hum. Servs.,
451 F.3d 1352
, 1355 (Fed. Cir. 2006).
A petitioner may not receive a Vaccine Program award based solely on his assertions; rather, the
petition must be supported by either medical records or by the opinion of a competent physician.
Section 13(a)(1).
In attempting to establish entitlement to a Vaccine Program award of compensation for a
Non-Table claim, a petitioner must satisfy all three of the elements established by the Federal
Circuit in Althen v. Sec'y of Health & Hum. Servs.,
418 F.3d 1274, 1278
(Fed. Cir. 2005): â(1) a
medical theory causally connecting the vaccination and the injury; (2) a logical sequence of cause
and effect showing that the vaccination was the reason for the injury; and (3) a showing of
proximate temporal relationship between vaccination and injury.â
10
Decisions of special masters (some of which I reference in this ruling) constitute persuasive but not binding
authority. Hanlon v. Secây of Health & Hum. Servs.,
40 Fed. Cl. 625, 630
(1998). By contrast, Federal Circuit rulings
concerning legal issues are binding on special masters. Guillory v. Secây of Health & Hum. Servs.,
59 Fed. Cl. 121,
124
(2003), affâd
104 F. Appx. 712
(Fed. Cir. 2004); see also Spooner v. Secây of Health & Hum. Servs., No. 13-159V,
2014 WL 504728
, at *7 n.12 (Fed. Cl. Spec. Mstr. Jan. 16, 2014).
17
Each of the Althen prongs requires a different showing. Under Althen prong one, petitioners
must provide a âreputable medical theory,â demonstrating that the vaccine received can cause the
type of injury alleged. Pafford, 451 F.3d at 1355â56 (citations omitted). To satisfy this prong, a
petitionerâs theory must be based on a âsound and reliable medical or scientific explanation.â
Knudsen v. Secây of Health & Hum. Servs.,
35 F.3d 543, 548
(Fed. Cir. 1994). Such a theory must
only be âlegally probable, not medically or scientifically certain.â
Id. at 549
.
Petitioners may satisfy the first Althen prong without resort to medical literature,
epidemiological studies, demonstration of a specific mechanism, or even a generally accepted
medical theory. Andreu, 569 F.3d at 1378â79 (citing Capizzano, 440 F.3d at 1325â26). Special
masters, despite their expertise, are not empowered by statute to conclusively resolve what are
essentially thorny scientific and medical questions, and thus scientific evidence offered to establish
Althen prong one is viewed ânot through the lens of the laboratorian, but instead from the vantage
point of the Vaccine Actâs preponderant evidence standard.â Id. at 1380. Accordingly, special
masters must take care not to increase the burden placed on petitioners in offering a scientific
theory linking vaccine to injury. Contreras v. Sec'y of Health & Hum. Servs.,
107 Fed. Cl. 280,
245
(2012).
In discussing the evidentiary standard applicable to the first Althen prong, the Federal
Circuit has consistently rejected the contention that it can be satisfied merely by establishing the
proposed causal theoryâs scientific or medical plausibility. See Cerrone v. Secây of Health & Hum.
Servs., No. 24-1281, slip op. at 9 (Fed. Cir. July 29, 2025); Kalajdzic v. Secây of Health & Hum.
Servs., No. 2023-1321,
2024 WL 3064398
, at *2 (Fed. Cir. June 20, 2024) (arguments âfor a less
than preponderance standardâ deemed âplainly inconsistent with our precedentâ (citing Moberly,
592 F.3d at 1322
)); Boatmon v. Secây of Health & Hum. Servs.,
941 F.3d 1351
, 1359 (Fed. Cir.
2019); see also Howard v. Sec'y of Health & Hum. Servs.,
2023 WL 4117370
, at *4 (Fed. Cl. May
18, 2023) (â[t]he standard has been preponderance for nearly four decadesâ), affâd,
2024 WL
2873301
(Fed. Cir. June 7, 2024) (unpublished). And petitioners always have the ultimate burden
of establishing their overall Vaccine Act claim with preponderant evidence. W.C. v. Secây of
Health & Hum. Servs.,
704 F.3d 1352, 1356
(Fed. Cir. 2013) (citations omitted); Tarsell v. United
States,
133 Fed. Cl. 782, 793
(2017) (noting that Moberly âaddresses the petitionerâs overall
burden of proving causation-in-fact under the Vaccine Actâ by a preponderance standard).
The second Althen prong requires proof of a logical sequence of cause and effect, usually
supported by facts derived from a petitionerâs medical records. Althen,
418 F.3d at 1278
; Andreu,
569 F.3d at 1375â77; Capizzano,
440 F.3d at 1326
; Grant v. Secây of Health & Hum. Servs.,
956
F.2d 1144
, 1148 (Fed. Cir. 1992). In establishing that a vaccine âdid causeâ injury, the opinions
and views of the injured partyâs treating physicians are entitled to some weight. Andreu, 569 F.3d
at 1367; Capizzano,
440 F.3d at 1326
(âmedical records and medical opinion testimony are favored
in vaccine cases, as treating physicians are likely to be in the best position to determine whether a
18
âlogical sequence of cause and effect show[s] that the vaccination was the reason for the injuryââ)
(quoting Althen,
418 F.3d at 1280
). Medical records are generally viewed as particularly
trustworthy evidence, since they are created contemporaneously with the treatment of the patient.
Cucuras v. Secây of Health & Hum. Servs.,
993 F.2d 1525, 1528
(Fed. Cir. 1993).
Medical records and statements of a treating physician, however, do not per se bind the
special master to adopt the conclusions of such an individual, even if they must be considered and
carefully evaluated. Section 13(b)(1) (providing that â[a]ny such diagnosis, conclusion, judgment,
test result, report, or summary shall not be binding on the special master or courtâ); Snyder v. Secây
of Health & Hum. Servs.,
88 Fed. Cl. 706
, 746 n.67 (2009) (âthere is nothing . . . that mandates
that the testimony of a treating physician is sacrosanctâthat it must be accepted in its entirety and
cannot be rebuttedâ). As with expert testimony offered to establish a theory of causation, the
opinions or diagnoses of treating physicians are only as trustworthy as the reasonableness of their
suppositions or bases. The views of treating physicians should be weighed against other, contrary
evidence also present in the recordâincluding conflicting opinions among such individuals.
Hibbard v. Secây of Health & Hum. Servs.,
100 Fed. Cl. 742, 749
(2011) (not arbitrary or capricious
for special master to weigh competing treating physiciansâ conclusions against each other), affâd,
698 F.3d 1355
(Fed. Cir. 2012); Veryzer v. Secây of Dept. of Health & Hum. Servs., No. 06-522V,
2011 WL 1935813
, at *17 (Fed. Cl. Spec. Mstr. Apr. 29, 2011), mot. for review denâd,
100 Fed.
Cl. 344, 356
(2011), affâd without opinion,
475 F. Appx. 765
(Fed. Cir. 2012).
The third Althen prong requires establishing a âproximate temporal relationshipâ between
the vaccination and the injury alleged. Althen,
418 F.3d at 1281
. That term has been equated to the
phrase âmedically-acceptable temporal relationship.â
Id.
A petitioner must offer âpreponderant
proof that the onset of symptoms occurred within a timeframe which, given the medical
understanding of the disorderâs etiology, it is medically acceptable to infer causation.â de Bazan v.
Secây of Health & Hum. Servs.,
539 F.3d 1347, 1352
(Fed. Cir. 2008). The explanation for what is
a medically acceptable timeframe must align with the theory of how the relevant vaccine can cause
an injury (Althen prong oneâs requirement).
Id. at 1352
; Shapiro v. Secây of Health & Hum. Servs.,
101 Fed. Cl. 532, 542
(2011), recons. denâd after remand,
105 Fed. Cl. 353
(2012), affâd mem.,
503 F. Appx. 952
(Fed. Cir. 2013); Koehn v. Secây of Health & Hum. Servs., No. 11-355V,
2013
WL 3214877
(Fed. Cl. Spec. Mstr. May 30, 2013), mot. for rev. denâd (Fed. Cl. Dec. 3, 2013),
affâd,
773 F.3d 1239
(Fed. Cir. 2014).
B. Legal Standards Governing Factual Determinations
The process for making determinations in Vaccine Program cases regarding factual issues
begins with consideration of the medical records. Section 11(c)(2). The special master is required
to consider âall [ ] relevant medical and scientific evidence contained in the record,â including
âany diagnosis, conclusion, medical judgment, or autopsy or coroner's report which is contained
19
in the record regarding the nature, causation, and aggravation of the petitioner's illness, disability,
injury, condition, or death,â as well as the âresults of any diagnostic or evaluative test which are
contained in the record and the summaries and conclusions.â Section 13(b)(1)(A). The special
master is then required to weigh the evidence presented, including contemporaneous medical
records and testimony. See Burns v. Sec'y of Health & Hum. Servs.,
3 F.3d 415, 417
(Fed. Cir.
1993) (determining that it is within the special master's discretion to determine whether to afford
greater weight to contemporaneous medical records than to other evidence, such as oral testimony
surrounding the events in question that was given at a later date, provided that such determination
is evidenced by a rational determination).
As noted by the Federal Circuit, â[m]edical records, in general, warrant consideration as
trustworthy evidence.â Cucuras,
993 F.2d at 1528
; Doe/70 v. Sec'y of Health & Hum. Servs.,
95
Fed. Cl. 598, 608
(2010) (â[g]iven the inconsistencies between petitioner's testimony and his
contemporaneous medical records, the special master's decision to rely on petitioner's medical
records was rational and consistent with applicable lawâ), aff'd, Rickett v. Sec'y of Health & Hum.
Servs.,
468 F. Appâx 952
(Fed. Cir. 2011) (non-precedential opinion). A series of linked
propositions explains why such records deserve some weight: (i) sick people visit medical
professionals; (ii) sick people attempt to honestly report their health problems to those
professionals; and (iii) medical professionals record what they are told or observe when examining
their patients in as accurate a manner as possible, so that they are aware of enough relevant facts
to make appropriate treatment decisions. Sanchez v. Sec'y of Health & Hum. Servs., No. 11â685V,
2013 WL 1880825
, at *2 (Fed. Cl. Spec. Mstr. Apr. 10, 2013); Cucuras v. Sec'y of Health & Hum.
Servs.,
26 Cl. Ct. 537, 543
(1992), aff'd,
993 F.2d at 1525
(Fed. Cir. 1993) (â[i]t strains reason to
conclude that petitioners would fail to accurately report the onset of their daughter's symptomsâ).
Accordingly, if the medical records are clear, consistent, and complete, then they should
be afforded substantial weight. Lowrie v. Sec'y of Health & Hum. Servs., No. 03â1585V,
2005 WL
6117475
, at *20 (Fed. Cl. Spec. Mstr. Dec. 12, 2005). Indeed, contemporaneous medical records
are often found to be deserving of greater evidentiary weight than oral testimonyâespecially
where such testimony conflicts with the record evidence. Cucuras,
993 F.2d at 1528
; see also
Murphy v. Sec'y of Health & Hum. Servs.,
23 Cl. Ct. 726, 733
(1991), aff'd per curiam,
968 F.2d
1226
(Fed. Cir. 1992), cert. den'd, Murphy v. Sullivan,
506 U.S. 974
(1992) (citing United States
v. United States Gypsum Co.,
333 U.S. 364, 396
(1947) (â[i]t has generally been held that oral
testimony which is in conflict with contemporaneous documents is entitled to little evidentiary
weight.â)).
However, the Federal Circuit has also noted that there is no formal âpresumptionâ that
records are accurate or superior on their face to other forms of evidence. Kirby v. Secây of Health
& Hum. Servs.,
997 F.3d 1378
, 1383 (Fed. Cir. 2021). There are certainly situations in which
compelling oral or written testimony (provided in the form of an affidavit or declaration) may be
20
more persuasive than written records, such as where records are deemed to be incomplete or
inaccurate. Campbell v. Sec'y of Health & Hum. Servs.,
69 Fed. Cl. 775, 779
(2006) (âlike any
norm based upon common sense and experience, this rule should not be treated as an absolute and
must yield where the factual predicates for its application are weak or lackingâ); Lowrie,
2005 WL
6117475
, at *19 (â[w]ritten records which are, themselves, inconsistent, should be accorded less
deference than those which are internally consistentâ) (quoting Murphy,
23 Cl. Ct. at 733
)).
Ultimately, a determination regarding a witness's credibility is needed when determining the
weight that such testimony should be afforded. Andreu, 569 F.3d at 1379; Bradley v. Sec'y of
Health & Hum. Servs.,
991 F.2d 1570, 1575
(Fed. Cir. 1993).
When witness testimony is offered to overcome the presumption of accuracy afforded to
contemporaneous medical records, such testimony must be âconsistent, clear, cogent, and
compelling.â Sanchez,
2013 WL 1880825
, at *3 (citing Blutstein v. Sec'y of Health & Hum. Servs.,
No. 90â2808V,
1998 WL 408611
, at *5 (Fed. Cl. Spec. Mstr. June 30, 1998)). In determining the
accuracy and completeness of medical records, the Court of Federal Claims has listed four possible
explanations for inconsistencies between contemporaneously created medical records and later
testimony: (1) a person's failure to recount to the medical professional everything that happened
during the relevant time period; (2) the medical professional's failure to document everything
reported to her or him; (3) a person's faulty recollection of the events when presenting testimony;
or (4) a person's purposeful recounting of symptoms that did not exist. La Londe v. Sec'y of Health
& Hum. Servs.,
110 Fed. Cl. 184
, 203â04 (2013), aff'd,
746 F.3d 1334
(Fed. Cir. 2014). In making
a determination regarding whether to afford greater weight to contemporaneous medical records
or other evidence, such as testimony at hearing, there must be evidence that this decision was the
result of a rational determination. Burns,
3 F.3d at 417
.
C. Analysis of Expert Testimony
Establishing a sound and reliable medical theory often requires a petitioner to present
expert testimony in support of his claim. Lampe v. Secây of Health & Hum. Servs.,
219 F.3d 1357,
1361
(Fed. Cir. 2000). Vaccine Program expert testimony is usually evaluated according to the
factors for analyzing scientific reliability set forth in Daubert v. Merrell Dow Pharm., Inc.,
509
U.S. 579
, 594â96 (1993). See Cedillo v. Secây of Health & Hum. Servs.,
617 F.3d 1328, 1339
(Fed.
Cir. 2010) (citing Terran v. Secây of Health & Hum. Servs.,
195 F.3d 1302, 1316
(Fed. Cir. 1999).
Under Daubert, the factors for analyzing the reliability of testimony are:
(1) whether a theory or technique can be (and has been) tested; (2) whether the theory or
technique has been subjected to peer review and publication; (3) whether there is a known
or potential rate of error and whether there are standards for controlling the error; and (4)
whether the theory or technique enjoys general acceptance within a relevant scientific
community.
21
Terran,
195 F.3d at 1316
n.2 (citing Daubert, 509 U.S. at 592â95).
In the Vaccine Program the Daubert factors play a slightly different role than they do when
applied in other federal judicial settings, like the district courts. Typically, Daubert factors are
employed by judges (in the performance of their evidentiary gatekeeper roles) to exclude evidence
that is unreliable or could confuse a jury. By contrast, in Vaccine Program cases these factors are
used in the weighing of the reliability of scientific evidence proffered. Davis v. Sec'y of Health &
Hum. Servs.,
94 Fed. Cl. 53
, 66â67 (2010) (âuniquely in this Circuit, the Daubert factors have been
employed also as an acceptable evidentiary-gauging tool with respect to persuasiveness of expert
testimony already admittedâ). The flexible use of the Daubert factors to evaluate the
persuasiveness and reliability of expert testimony has routinely been upheld. See, e.g., Snyder, 88
Fed. Cl. at 742â45. In this matter (as in numerous other Vaccine Program cases), Daubert has not
been employed at the threshold, to determine what evidence should be admitted, but instead to
determine whether expert testimony offered is reliable and/or persuasive.
Respondent frequently offers one or more experts in order to rebut a petitionerâs case.
Where both sides offer expert testimony, a special master's decision may be âbased on the
credibility of the experts and the relative persuasiveness of their competing theories.â
Broekelschen,
618 F.3d at 1347
(citing Lampe,
219 F.3d at 1362
). However, nothing requires the
acceptance of an expert's conclusion âconnected to existing data only by the ipse dixit of the
expert,â especially if âthere is simply too great an analytical gap between the data and the opinion
proffered.â Snyder,
88 Fed. Cl. at 743
(quoting Gen. Elec. Co. v. Joiner,
522 U.S. 146
(1997)); see
also Isaac v. Sec'y of Health & Hum. Servs., No. 08â601V,
2012 WL 3609993
, at *17 (Fed. Cl.
Spec. Mstr. July 30, 2012), mot. for review den'd,
108 Fed. Cl. 743
(2013), aff'd, 540 F. Appâx.
999 (Fed. Cir. 2013) (citing Cedillo,
617 F.3d at 1339
). Weighing the relative persuasiveness of
competing expert testimony, based on a particular expert's credibility, is part of the overall
reliability analysis to which special masters must subject expert testimony in Vaccine Program
cases. Moberly, 592 F.3d at 1325â26 (â[a]ssessments as to the reliability of expert testimony often
turn on credibility determinationsâ); see also Porter v. Sec'y of Health & Hum. Servs.,
663 F.3d
1242, 1250
(Fed. Cir. 2011) (âthis court has unambiguously explained that special masters are
expected to consider the credibility of expert witnesses in evaluating petitions for compensation
under the Vaccine Actâ).
D. Consideration of Medical Literature
Both parties filed numerous items of medical and scientific literature in this case, but not
all such items factor into the outcome of this decision. While I have reviewed all the medical
literature submitted in this case, I discuss only those articles that are most relevant to my
determination and/or are central to Petitionerâs caseâjust as I have not exhaustively discussed
22
every individual medical record filed. Moriarty v. Secây of Health & Hum. Servs., No. 2015â5072,
2016 WL 1358616
, at *5 (Fed. Cir. Apr. 6, 2016) (â[w]e generally presume that a special master
considered the relevant record evidence even though he does not explicitly reference such evidence
in his decisionâ) (citation omitted); see also Paterek v. Secây of Health & Hum. Servs.,
527 F.
Appâx 875, 884
(Fed. Cir. 2013) (â[f]inding certain information not relevant does not lead toâand
likely underminesâthe conclusion that it was not consideredâ).
E. Determination to Resolve Case without a Hearing
I have opted to decide entitlement in this case based on written submissions and evidentiary
filings, including the expert reports filed by each side. The Vaccine Act and Rules not only
contemplate but encourage special masters to decide petitions on the papers rather than via
evidentiary hearing, where (in the exercise of their discretion) they conclude that the former means
of adjudication will properly and fairly resolve the case. Section 12(d)(2)(D); Vaccine Rule 8(d).
The choice to do so has been affirmed on appeal. See D'Toile v. Sec'y of Health & Human Servs.,
No. 15-85V,
2018 WL 1750619
, at *2 (Fed. Cir. Apr. 12, 2018); see also Hooker v. Sec'y of Health
& Human Servs., No. 02-472V,
2016 WL 3456435
, at *21 n.19 (Fed. Cl. Spec. Mstr. May 19,
2016) (citing numerous cases where special masters decided on the papers in lieu of hearing and
that decision was upheld). I am simply not required to hold a hearing in every matter, no matter
the preferences of the parties. See Hovey v. Sec'y of Health & Human Servs.,
38 Fed. Cl. 397
, 402-
03 (1997) (special master acted within his discretion in denying evidentiary hearing); Burns,
3 F.3d
at 417
.
ANALYSIS
I. Petitioner Has Not Identified a Cognizable Vaccine Injury
Vaccine Program claims must establish the underlying existence of an injury that could be
attributable to a prior vaccination. An inability to establish an injury by preponderant evidence can
be fatal to a claim (especially where the causation theory presented is based on a proposed outcome
consistent with that alleged injury). Broekelschen,
618 F.3d at 1346, 1349
. It is thus often necessary
at the outset of analyzing a Vaccine Act claim to determine whether a given alleged injury has
been preponderantly established in the first place. Locane v. Sec'y of Health & Hum. Servs.,
685
F.3d 1375
, 1381 n.3 (Fed. Cir. 2012); Lombardi v. Sec'y of Health & Hum. Servs.,
656 F.3d 1343,
1353
(Fed. Cir. 2011).
This case features a lengthy, ample medical record that strongly establishes that Petitioner
sought medical treatment both before and after her vaccination for a myriad of reasons. Out of this
evidence, the Petitioner distills an alleged injury of âvestibular/balance dysregulation/difficulty
walking, myalgia, malaise, marked declined functioning, severe PMDD, and other neurological
impairments.â However, many of these are merely symptoms. Of course, special masters are not
medical experts, and are unqualified to diagnose illnesses (nor are they so tasked). Contreras, 121
23
Fed. Cl. at 292â93. But special masters are also not called upon to construct a vaccine-related
injury on the basis of nonspecific symptoms or complaints that do not otherwise coalesce into a
recognized diagnosis.
When ââthe question of causation turns on which injury [the petitioner] suffered,â the
special master is permitted to choose between two competing diagnoses of dissimilar diseases as
a first step in the causation analysis.â
Id.
at 293 (quoting Broekelschen,
618 F.3d at 1346
). But in
this matter, there are not two conflicting diagnoses. Instead, the Petitioner presents a âkitchen sinkâ
of symptoms and diagnoses to the Court. I find that none, collectively or individually, form a
cognizable injury (at least for purposes of an Althen analysis)âeither because they lack record
corroboration, or reflect nonspecific concerns that do not âadd upâ to a cognizable injury that could
be proposed to be vaccine-associated.
For example, Petitioner proposes she variously experienced an encephalopathy, cranial
neuropathy affecting the vestibular nerve, and a metabolic disorder. But there is no record evidence
Petitioner received such diagnosesâlet alone that any would be appropriate on the basis of
Petitionerâs medical history. Dr. Ghacibeh himself did not mention any of these as a possibility in
any of his treating provider notes, although his expert report proposes them. First Ghacibeh Rep.
at 1, 5.
Program petitioners have succeeded in establishing a vaccine-caused encephalopathy
(sometimes resulting in developmental regression). But this has usually occurred in the context of
Table claims (where claimants are held to exacting factual showings if causation is to be
presumed), and the facts in such unique cases underscore the importance of evidence of acute
and/or immediate encephalopathy precipitated by a close-in-time vaccination. See, e.g., Wright v.
Sec'y of Health & Human Servs., No. 12-423V,
2015 WL 6665600
, at *10 (Fed. Cl. Spec. Mstr.
Sept. 21, 2015) (child with developmental regression symptoms experienced a Table
encephalopathy, where child convulsed and vomited during car ride home after receiving
vaccinations (possibly evincing a brief seizure), then became listless, unresponsive, and âbasically
catatonicâ by the following day); Bast v. Sec'y of Health & Human Servs., No. 01-565V,
2012 WL
6858040
, at *35-36 (Fed. Cl. Spec. Mstr. Dec. 20, 2012) (discussing case report involving a
successful Vaccine Program claimant who alleged a Table encephalopathy claim for her autism-
type symptoms; child had developed a high fever, inconsolable crying, irritability, and lethargy,
and refusal to walk within forty-eight hours after vaccination), mot. for review den'd,
117 Fed. Cl.
104
(2014), aff'd,
579 F. App'x 1001
(Fed. Cir. 2014). This case does not establish (nor does it
attempt to establish) Table liability, and the Petitioner has not shown by a preponderance that any
of these diagnoses are appropriate. 11
11
To the extent it is Petitionerâs intent to plead an injury of exacerbation of autism symptoms (perhaps by contending
that the Tdap vaccine lead to learning issues in college)ASD, comparable such claims have been uniformly rejected.
See, e.g., Sturdivant v. Sec ây of Health & Human Servs., No. 07-788V,
2016 WL 552529
, at *20 (Fed. Cl. Spec. Mstr.
24
The contention that Petitioner experienced a metabolic disorder (or had a preexisting one
that was vaccine-worsened) is also speculative. No treater (other than perhaps Dr. Ghacibeh in
offering an expert report in this case) so opined, and the record in this matter does not provide the
kind of objective evidence that would substantiate such an injury. 12 Yet Dr. Ghacibeh proposed
that many of Petitionerâs symptoms stem from this otherwise-uncorroborated diagnosis. First
Ghacibeh Rep. at 5; Ex. 14. And his proof for its existence is by relying on nonspecific or
subjective complaints, like headache. Br. at 13.
Neither vestibular dysregulation nor dysfunction have been shown by Petitioner to be
recognized diagnoses. Rather, vestibular dysfunction is a general term that describes a disturbance
in the bodyâs balance system that has multiple etiologies and presentations, but it typically
accompanied by symptoms of vertigo, nausea, and instability. 13 Here, Petitioner only listed
complaints of dizziness and instability on July 31, 2019âthirteen days after her vaccination and
after multiple visits to other providers. Ex. 16 at 2; Ex. 4 at 7â11. She thereafter continued to
complain of dizziness, headaches, and instability at multiple provider visits, but none diagnosed
her with any vestibular deficit until December 23, 2019. Ex. 7 at 2. And that appears to have been
mostly based on the subjective evidence of Petitionerâs self-reported symptoms. Ex. 7 at 4. Also
concerning is how the Petitionerâ s injury appears transient, varying day-to-day. And it is well
established from Petitionerâs pre-vaccination history of extreme sensory sensitivity that she had
experienced similar symptoms in the past, and yet they were never attributed to vestibular
dysfunction. I thus cannot on this record deem these symptoms to constitute a cognizable injury,
and one that arose only post-vaccination.
Overall, there is no real injury that can be gleaned from this record that might encompass
the Petitionerâs litany of post-vaccination concerns. The record establishes only that the Petitioner
experienced vaccine-related malaise, but it was transient, and therefore could not be the basis of a
claim given the Actâs requirement for proof of six months of injury sequelae. See, e.g., Hinnefeld
v. Sec'y of Health & Hum. Servs., No. 11-328V,
2012 WL 1608839
, at *4-5 (Fed. Cl. Spec. Mstr.
Jan. 21, 2016) (footnote omitted) (discussing the history of autism cases in the Vaccine Program and how those cases
have consistently fallen âfar short of plausibilityâ since the OAP concluded (emphasis in original)); Rogero v. Sec'y
of Health & Human Servs., No. 11-770V,
2017 WL 4277580
, at *4-5 (Fed. Cl. Spec. Mstr. Sept. 1, 2017) (citing
eighteen unsuccessful post-Omnibus Autism Proceeding autism claims that went to hearing, and thirteen post-
Omnibus Autism Proceeding autism claims that were rejected without a hearing), mot. for review denied, slip op. (Fed.
Cl. Jan. 11, 2018), aff'd,
748 F. App'x 996
(Fed. Cir. 2018). Indeed, special masters have reasonably questioned
whether such autism injury claims even possess reasonable basis at this juncture. See, e.g., Hashi v. Sec'y of Health &
Human Servs., No. 08-307V,
2016 WL 5092917
(Fed. Cl. Spec. Mstr. Aug. 25, 2016); Sturdivant,
2016 WL 552529
,
at *20.
12
It is also worth noting that claims that vaccines can cause these kinds of disorders (whether or not they also result
in developmental concerns or ASD issues) have almost never met with success. See, e.g., Gaiter v. Sec'y of Health &
Hum. Servs., No. 17-1040V,
2018 WL 3991229
, at *1 (Fed. Cl. Spec. Mstr. July 6, 2018).
13
J. Dougherty et al., supra note 6.
25
Mar. 30
, 2012) (dismissing case where medical history revealed that petitioner's injury resolved
less than two months after onset).
(Of course, Petitioner has identified some preexisting issues that might serve as an injury
that could have been worsened, such as her purported severe PMDD. This is evident from the
discussion with her treating physician and her Yaz prescription being refilled on the day of her
vaccination. See Ex. 8 (ECF No. 8-3) at 11. I address those symptoms or conditions as the basis
for a significant aggravation claim below.).
II. Petitioner Has Not Carried Her Althen Burden of Proof
Ignoring Petitionerâs inability to substantiate a cognizable injury, I would also find that the
Althen test has not been preponderantly met.
First, Petitioner has not established, on a âmore likely than notâ basis, that the Tdap vaccine
âcan causeâ the constellation of symptoms she alleges experiencing. Petitionerâs causation theory,
as enunciated by Dr. Ghacibeh, is speculative, vague, and largely unsupported by sufficient
scientific evidence. That theory requires acceptance of multiple, unsubstantiated assumptions, and
takes logical leaps from there that also lack independent support. Dr. Ghacibeh only offers
evidence that the Tdap vaccine is known to cause an acute systemic inflammatory response. First
Ghacibeh Rep. at 6. But it is a considerable jump from that to the conclusion that the Tdap vaccine
trigged a systemic inflammatory reaction in the musculoskeletal system.
Id. at 7
. The only evidence
in Dr. Ghacibehâs favor is the temporal proximity between the vaccine and the onset of mild fever
and malaise after vaccination.
The individual items of literature offered to flesh out this aspect of the causation opinion
were also unsupportive of the theory. For example, Cowan and the 1991 IOM Report only look at
the whole-cell pertussis vaccine and its relationship to encephalitis. See Cowan at 1; 1991 IOM
Report. They do not propose associations with the relevant acellular component at issue in this
case. Dr. Ghacibeh cites to Fortuna as support for a connection between Tdap and an inflammatory
reaction targeting the musculoskeletal system, but that article actually established only that
reported myalgia after receiving the Tdap vaccine was rare, and that the adverse reactions observed
âwere mild in severityâ and resolved within days.
Id. at 3
.
Other literature offered by the Petitioner on this point relies mainly on VAERS data, which
involves personal reports of a temporally-observed relationship with a vaccineâenough to
propose the subject warrants further research, but not enough to support causation. Howard v. Sec'y
of Health & Hum. Servs., No. 16-1592V,
2022 WL 4869354
, at *21, n.15 (Fed. Cl. Spec. Mstr.
Aug. 31, 2022), mot. for review den'd,
2023 WL 4117370
(Fed. Cl. May 18, 2023), aff'd,
2024 WL
2873301
(Fed. Cir. June 7, 2024) (noting âit has been observed in the Program that VAERS data
is not particularly probative of causation unless supplemented with other reliable evidenceâsince
a VAERS reports only establishes a temporal, post-vaccination occurrence, and thus shines no
light on the possibility of causation itselfâ).
26
Some literature had nothing to do with any possible injuries alleged in this matter. For
example, Uberall (which was only referenced in another filed item of literature) appears to have
assessed the profiles of multiple tetanus toxoid vaccines, including the acellular Tdap vaccine,
against the risk of seizures. See 2012 IOM Rep. at 18, 74 (discussing Uberall). But the Petitioner
in this case has not been diagnosed with seizures, nor does the record establish that she ever
experienced any post-vaccination. In addition, the 2012 IOM Report noted that Uberallâs authors
relied on temporal association as evidence for causation between the two, and could not establish
a biologic mechanism between the vaccine and the seizures. See
id. at 18
(critiquing the Uberall
study). Similarly (and based on Dr. Ghacibehâs unsubstantiated opinion that the Petitioner was
suffering from âvestibular neuropathy (cranial nerve 8),â), Petitioner offered Woo and Brazis as
connecting vestibular neuropathy with Tdap vaccine. First Ghacibeh Rep. at 7. But neither
proposed an association with the vaccine and harm to the relevant cranial nerve. See Woo at 1;
Brazis at 1.
Second, Petitioner has failed to satisfy Althen prong two by establishing, via a logical
sequence of cause and effect, that the Tdap vaccine âdid causeâ the symptoms she experienced.
Here, Dr. Ghacibeh mainly relies on temporal proximity to satisfy this prong, emphasizing that
Petitioner experienced a transient vaccine reaction that he alleges developed into âmore severe
systemic complicationsâ as proof of a âlogical progressionâ of an adverse reaction. First Ghacibeh
Rep. at 7. In support, Petitioner also offers both CRP test results and notes from treating providers
to bolster her claim. Second Ghacibeh Rep. at 3.
Yet test results taken nine days after vaccination do not indicate the presence of existing
inflammation. Ex. 6 at 35. Any results more supportive of this argument were obtained on May 6,
2021âover 21 months after vaccination (making it exceedingly difficult to link them to that prior
vaccine). And even theses slightly elevated CRP results are not by themselves strong evidence for
the existence of an autoimmune inflammatory disease that began nearly two years prior. 14 If
Petitionerâs reaction were in fact related to the inflammatory stimuli from the vaccine, it would be
expected that the CRP levels would be elevated beyond the normal level during the first CRP test.
But since the levels were within the normal range at that time, the only explanatory options are
that either there was no inflammatory stimuli, or any trigger had resolved within nine days of
vaccination. Regardless, the CRP test results do not further Petitionerâs specific causation showing.
In addition, Petitioner relies heavily on other treating practitionersâ medical record notes
linking Tdap with her symptoms. As a general matter, however, statements of treating physicians
do not per se bind the special master to adopt the conclusions of such an individual. Section
13(b)(1). Rather, their opinions and diagnoses are only as reasonable as their suppositions or bases.
And here, it is clear from the record that the majority of the Petitionerâs treating physicians do not
14
See Ex. 13 at 14; see also B. Singh et al., C-Reactive Protein: Clinical Relevance and Interpretation, StatPearls
(Jan. 2025), https://www.ncbi.nlm.nih.gov/books/NBK441843/ (last visited Aug. 5, 2025) (explaining that CRP levels
are highly reactive to inflammatory stimuli and increase rapidly and decrease quickly upon the resolution of the
underlying trigger).
27
reflect their own conclusions that the Tdap vaccine is linked to the Petitionerâs ailments, but are
mere memorialized statements made to them by Petitioner or her family about her purported
medical history. See, e.g., Ex. 7 at 2; Ex. 13 at 165; Ex. 28 at 10.
Ultimately, Petitionerâs causation showing largely relies on post hoc ergo propter hoc
reasoning, which is not regarded as sound law or logicâwhether in the Vaccine Program or
anywhere else. Fricano v. United States,
22 Cl. Ct. 796, 800
(1991) (citing Loesch v. United States,
227 Ct. Cl. 34, 45
,
645 F.2d 905, 914
(post hoc ergo propter hoc approach to causation is
unpersuasive), cert. denied,
454 U.S. 1099
,
102 S.Ct. 672
,
70 L.Ed.2d 640
(1981); Baskett v.
United States,
8 Cl. Ct. 201
, 210â11 (1985), aff'd,
790 F.2d 93
(Fed. Cir.), cert. denied,
478 U.S.
1006
,
106 S.Ct. 3300
,
92 L.Ed.2d 714
(1986)); see also Young v. Burton,
567 F. Supp.2d 121, 140
(D. D.C. 2008), aff'd,
354 F. App'x 432
(D.C. Cir. 2009) (Rejecting physician's testimony drawing
conclusions based on post hoc ergo propter hoc in a toxic tort case involving alleged mold
exposure); Doe/34 v. Sec'y of Health & Hum. Servs.,
2009 WL 1955140
, at *10 (Fed. Cl. Mar. 4,
2009), aff'd sub nom. Jane Doe*34 v. Sec'y of Health & Hum. Servs.,
87 Fed. Cl. 758
(2009) (citing
Grant v. Sec'y of Health & Hum. Servs,
956 F.2d 1144
, 1148 (Fed.Cir.1992) (â[T]he inoculation
is not the cause of every event that occurs within the ten day period.... Without more, this proximate
temporal relationship will not support a finding of causationâ)).
While there is evidence of Petitioner experiencing malaise, low grade fever, and other
symptoms after her vaccination, that alone was too transient a reaction, and has not been
persuasively linked to Petitionerâs larger complaints.
III. Petitioner Has Not Shown the Tdap Vaccine Significantly Aggravated any Preexisting
Condition
As discussed above, Loving prongs three through six largely duplicate the three Althen
prongs. See Hooker v. Sec'y of Health & Hum. Servs., No. 02-472V,
2016 WL 3456435
, at *45
(Fed. Cl. May 19, 2016). Here, a significant aggravation claim has not been established, even if I
focus solely on conditions Petitioner clearly had experienced pre-vaccination, like PMDD.
Loving prong four requires a petitioner to provide a medical theory demonstrating that the
type of vaccination in question can cause a significant worsening of the type of preexisting
condition of the vaccine. Petitioner failed to establish, however, that the Tdap vaccine âcan causeâ
exacerbation of injury, or did so here, for many of the same reasons set forth above relating to
causation.
For example, Dr. Ghacibeh unconvincingly assumed that Petitioner had a preexisting
metabolic disorder (despite the absence of proof corroborating this) that the Tdap vaccine could
worsen, leading to a host of other kinds of problems, including Petitionerâs ability to attend college
and form social relationships. First Ghacibeh Rep. at 6. As stated above, the Petitioner has never
been assessed for or diagnosed with a metabolic disorder. However, even if she had been, Dr.
Ghacibehâs theory is that the metabolic disorder allowed the vaccine to cause severe post-vaccine
28
complications that impacted her vital organs.
Id. at 5
. Dr. Ghacibeh did not put forward evidence
as to the biomechanics of how this would occur or why the vaccine would worsen her reaction.
And, bio-inflammatory markers measured soon after her vaccination show that her vital organs
were not inflamed, thus undermining his theory. Ex. 6 at 35.
Under Loving prong five, a claimant must show that it is âmore probable than notâ that the
Tdap vaccination did aggravate her pre-existing neurodevelopmental dysfunctions or one of her
other pre-existing ailments, like anxiety and PMDD. But as discussed above, Petitionerâs treating
physicians did not come to the conclusion on their own, based on objective record evidence, that
the Tdap vaccine aggravated any such conditions. Rather, any statements seeming to embrace
aggravation were mainly based on Petitionerâs subjective beliefs and self-reporting, rendering their
opinion less-reliable. I thus do not give much credit to the providers from Communicare, Positive
Development, Kessler Institute for Rehabilitation, JFK Johnson Physical Therapy, and other
providers that did not evaluate the Petitioner before her vaccination, who claim significant
aggravation of symptoms after the vaccine. Second Ghacibeh Rep. at 1. It is clear that these
providers did not examine the Petitioner before the vaccine, and thus could not accurately
determine Petitionerâs baseline outside of relying on Petitionerâs subjective reports of her own
symptoms. See Ex. 7 at 2; Ex. 31 at 164; Ex. 29 at 23; Ex. 28 at 10â11; Ex. 9 at 3; Ex. 10 at 7.
Accordingly, the Petitioner has failed to satisfy both Althen prong two and Loving prong
five, thus precluding her from succeeding on her claim.
CONCLUSION
Petitioner has not met her burden of proof. In the absence of a motion for review filed
pursuant to RCFC Appendix B, the Clerk of the Court SHALL ENTER JUDGMENT in
accordance with the terms of this Decision. 15
IT IS SO ORDERED.
/s/ Brian H. Corcoran
Brian H. Corcoran
Chief Special Master
15
Pursuant to Vaccine Rule 11(a), the parties may expedite entry of judgment if (jointly or separately) they file notices
renouncing their right to seek review.
29Case Information
- Court
- Fed. Cl.
- Decision Date
- September 5, 2025
- Status
- Precedential