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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK -------------------------------------------------------x DISIREE TOOMBS, Plaintiff, -v- No. 16-CV-3352-LTS NEW YORK CITY HOUSING AUTHORITY, JOHN AND JANE DOES 1- 10, and XYZ CORP. 1-10, Defendants. -------------------------------------------------------x MEMORANDUM OPINION AND ORDER Plaintiff Disiree Toombs (âPlaintiffâ or âToombsâ) brings this civil rights action, pursuant to Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq. (âTitle VIIâ), against Defendants New York City Housing Authority (âNYCHAâ), John and Jane Does 1-10 and XYZ Corp. 1-10 (collectively, âDefendantsâ). Plaintiff, a former NYCHA employee, alleges that she suffered unlawful discrimination and a hostile work environment because of her race and familial connection to a person with a disability, and that she was terminated in retaliation for engaging in protected activity. (First Amended Complaint (âFACâ), Docket Entry No. 15.) On March 27, 2017, the Court granted in part and denied in part Defendantâs motion to dismiss Toombsâ complaint pursuant to Rule 12(b)(6), finding that Plaintiff had pleaded adequately her claims of race discrimination, hostile work environment, and retaliation in violation of Title VII, and dismissing Plaintiffâs state-law and Americans with Disabilities Act claims. (Memorandum Opinion and Order (âMarch 2017 Orderâ), Docket Entry No. 31.) Defendant NYCHA now moves, pursuant to Federal Rule of Civil Procedure 56, for summary judgment dismissing Plaintiffâs remaining claims. (Docket Entry No. 49.) The Court has jurisdiction of this action pursuant to 28 U.S.C. §§ 1331 and 1343. The Court has considered the partiesâ submissions carefully. For the following reasons, Defendantâs motion is granted in its entirety. BACKGROUND Familiarity with the facts underlying this case, as summarized in the Courtâs March 2017 Order, is presumed. The following summary focuses on facts that are pertinent to the question of whether Defendant is entitled to summary judgment dismissing Plaintiffâs remaining claims. Except as otherwise noted, the following material facts are undisputed.1 Plaintiff is a Black female who was employed by NYCHA as a Caretaker J from July 7, 2007, until her termination on May 26, 2015, and, at all times relevant to this action, was assigned to the Jacob Riis Houses (âRiis Housesâ) in Lower Manhattan. (FAC ¶¶ 3, 13, 26.) John Lopez NYCHA employee John Lopez began working as the Superintendent of the Riis Houses in September 2013. (Def. 56.1 ¶ 79.) In her complaint, Plaintiff alleges that, during a staff meeting attended by Black and Hispanic employees shortly after Mr. Lopez assumed that position, he stated, âI want you out of here so I can bring in my people.â (Def. 56.1 ¶¶ 80, 82.) 1 The facts presented or recited as undisputed are drawn from the partiesâ statements pursuant to S.D.N.Y. Local Civil Rule 56.1, or from evidence as to which there is no non- conclusory factual proffer. Citations to Defendantâs Local Civil Rule 56.1 Statement (Local Rule 56.1 Statement in Support of Defendant New York City Housing Authorityâs Motion for Summary Judgment (âDef. 56.1â), Docket Entry No. 50) and Plaintiffâs Counterstatement (Plaintiffâs Statement of Disputed Facts in Opposition to Defendant New York City Housing Authorityâs Motion for Summary Judgment Pursuant to Local Rule 56.1 (âPl. 56.1â), Docket Entry No. 62) incorporate by reference citations to the underlying evidentiary submissions. Plaintiff does not claim to have heard Mr. Lopez make the statement (see Docket Entry No. 61), and Mr. Lopez denies making the statement (Def. 56.1 ¶ 81). Plaintiff has failed to adduce any admissible evidence that Mr. Lopez made the alleged statement. Plaintiffâs sole evidentiary proffer regarding the statement consists of testimony from Felicia Ford, a Supervisor Caretaker at the Riis Houses, who testified that she had âheard of things that [Mr. Lopez] said to that nature prior to [her] getting there, hearsay, though, just stuff people said;â she â[did not] remember exactly who [made the hearsay statements],â and merely testified that, â[i]t was a group of people talking.â (Docket Entry No. 60-1 at 90.) During Mr. Lopezâs tenure, three âCaretaker Jâ employees, including Plaintiff, were terminated. One of the other terminated Caretaker J employees was Hispanic and the other did not identify his or her ethnicity in NYCHA personnel records. (Def. 56.1 ¶ 101; Docket Entry No. 73-1 at 2.) As of September 18, 2015, forty-nine percent of the NYCHA employees working at the Riis Houses identified as Black. (Def. 56.1 ¶ 102; Docket Entry No. 73-1 at 4-5.) Plaintiff claims that the number of Black Caretakers decreased from seventy-five percent to fifty percent during Mr. Lopezâs tenure, but makes only two contradictory proffers in this connection, neither of which is corroborated.2 (Docket Entry No. 61 at ¶¶ 14-17.) In her deposition, Plaintiff testified that she did not know the exact number of caretakers in 2013 and that the number never exceeded 20. (Docket Entry No. 52-1 at 74.) Plaintiff further testified that she had never seen a list of Caretakers and that she did not know how the Caretakers identified in terms of race and ethnicity. (Docket Entry No. 69-1 at 25.) In a declaration later filed in opposition to the 2 Plaintiffâs general assertions that NYCHA failed to produce records documenting the work force demographics has no evidentiary significance. Plaintiff does not assert that such documents were requested and the docket does not indicate that Plaintiff brought any motion practice complaining of any failure to disclose such documents. summary judgment motion, Plaintiff lists the first names of 21 individuals she alleges were Black and employed as Caretakers in 2013, and the first names of 7 other individuals she alleges were Hispanic and employed as Caretakers in 2013. (Docket Entry No. 61 at ¶¶ 15-16.) The record shows that, while Mr. Lopez was Superintendent, at least three Caretaker J employees who self-identified as Black left the Riis Houses because they were promoted. (Docket Entry No. 73 at ¶ 9.) In March 2014, Mr. Lopez requested Ahmed Greenâs demotion from Supervisor of Grounds to Caretaker J. Mr. Green is Black. Mr. Lopez demoted Mr. Green for unsatisfactory work performance, and because he and Mr. Green had engaged in a verbal dispute. (Def. 56.1 ¶¶ 85, 87-88; Pl. 56.1 ¶ 142.) Mr. Green testified that he was demoted as a result of an argument with Mr. Lopez. (Def. 56.1 ¶ 87.) Mr. Green was replaced by Andy Rodriguez, who is Hispanic. (Pl. 56.1 ¶ 143.) NYCHA Human Resources selected Mr. Rodriguez from the civil service list; Mr. Lopez neither hired Mr. Rodriguez nor requested his assignment to the Riis Houses. (Docket Entry No. 68 at ¶ 143; Docket Entry No. 72 at ¶ 9.) Indeed, Mr. Lopez lacked the authority to terminate or hire any NYCHA employee, he could only make recommendations regarding terminations and demotions. (Def. 56.1 ¶ 76.) Mr. Lopez ultimately exercised this authority to recommend that Mr. Rodriguez be demoted from his position as Supervisor of Grounds. (Docket Entry No. 72 at ¶ 9.) Plaintiff claims that she told Mr. Green âseveral times that she wanted to transfer out of Riis Houses because [Mr.] Lopez was âharassingâ her.â (Pl. 56.1 ¶ 157.) According to Plaintiff, she complained to Mr. Green âabout the supervisionâ and âabout them always coming to my area. The supervision was really very hard and I would go to complain to [Mr. Green] âcause I wanted him â he was the supervisor.â (Def. 56.1 ¶ 91.) Plaintiff proffers nothing further regarding alleged harassment by Mr. Lopez and does not claim that she complained that any such harassment was race-based. Plaintiffâs Disciplinary History Plaintiff received many counseling memoranda and was cited for disciplinary infractions during her employment with NYCHA. Plaintiff alleges that many of the allegations were false and/or retaliatory. Plaintiff received her first formal disciplinary citation on December 1, 2009, when the Riis Houses manager, Sibyl Colon, issued a âNotice of Local Hearing/Specification of Chargesâ charging Plaintiff with three counts of incompetency and misconduct. (Def. 56.1 ¶ 18.) This Notice of Local Hearing stemmed from five separate counseling memoranda, issued to Plaintiff on July 7, 2008, February 25, 2009, May 21, 2009, May 22, 2009, and July 2, 2009, respectively. (Def. 56.1 ¶ 19.) On December 9, 2009, Plaintiff settled these charges without a hearing. (Def. 56.1 ¶ 23.) Between April 28, 2009, and January 28, 2013, Plaintiff received 22 other counseling and instructional memoranda for disciplinary issues concerning poor performance, time and attendance, and insubordination. (Def. 56.1 ¶ 40.) None of those memoranda led to formal disciplinary action. On September 20, 2013, Ms. Colon issued a Notice of Local Hearing that charged Plaintiff with three counts of incompetency. (Def. 56.1 ¶ 25.) This Notice was based on four separate counseling memoranda, issued on August 21, 2012, October 19, 2012, August 9, 2013, and September 16, 2013, respectively. (Def. 56.1 ¶ 26.) On February 19, 2014, a local disciplinary hearing was held before a neutral hearing officer, who, the same day, found Plaintiff guilty of two of the three charges. (Def. 56.1 ¶¶ 35-36.) On April 8, 2014, Anthony Carter, Assistant Superintendent of the Riis Houses, issued Plaintiff a counseling memorandum for misconduct arising from an incident during which Plaintiff stated that she â[didnât] think [her assigned task was] fairâ and told Mr. Carter, âIâm not doing it and Iâm leaving.â (Docket Entry No. 52-2 at 49.) On April 15, 2014, Mr. Carter issued Plaintiff another counseling memorandum for failure to safeguard NYCHA property. (Docket Entry No. 52-2 at 50.) Plaintiff had left her âmop, bucket, and ringer sitting in the lobby of [466 East 10th Street] unsecured,â and provided (what Mr. Carter perceived to be) a false explanation for her conduct. (Id.) Mr. Carter testified that he issued these memoranda âsolely for Plaintiffâs misconduct, poor work performance, and insubordination.â (Docket Entry No. 53 at ¶ 2; Docket Entry No. 70 at ¶ 5.) On June 27, 2014, NYCHA issued Plaintiff a Notice of General Trial based on seven charges of incompetency and misconduct. (Def. 56.1 ¶ 53; Docket Entry No. 52-2 at 57.) Rather than proceed with a General Trial, Plaintiff settled the charges through a âConference Dispositionâ on July 21, 2014. (Def. 56.1 ¶ 56; Docket Entry No. 52-2 at 68.) In signing the Conference Disposition, Plaintiff accepted guilt for two of the seven chargesâthose based on Mr. Carterâs April 8 and 14 counseling memorandaâand she agreed to a twelve-month General Probationary Evaluation Period. (Def. 56.1 ¶¶ 59, 61-62.) According to the terms of the Conference Disposition, âan employee who is subject to a General Probationary Evaluation Period may be terminated from employment on the basis of incompetency, misconduct or unsatisfactory service without the service of charges or a hearing.â (Def. 56.1 ¶ 63.) Following the Conference Disposition, Plaintiff encountered further disciplinary issues. On December 1, 2014, Anthony Carter issued Plaintiff a counseling memorandum for poor performance. (Def. 56.1 ¶ 66; Docket Entry No. 52-2 at 74.) In the Memorandum, Mr. Carter noted that Plaintiff had failed to complete at least 15 different assigned tasks. (Docket Entry No. 52-2 at 74.) On February 2, 2015, Superintendent John Lopez issued Plaintiff a counseling memorandum for misconduct. (Docket Entry No. 52-2 at 76.) Mr. Lopez noted that, from September 15, 2014, to January 1, 2015, Plaintiff was late on three occasions (for a total of 30 minutes), she missed eight âswipes,â3 and incurred an âexcessiveâ number of absences (11 days). (Id.) Mr. Lopezâs memorandum was supported with time and attendance data. (Id. at 77- 83.) Two days after receiving the February 2, 2015, counseling memorandum, Plaintiff received an unsatisfactory âProbationary Evaluation Reportâ for the initial quarter following her Conference Disposition. (Def. 56.1 ¶¶ 68-71.) Mr. Carter had completed the report, which assigned Plaintiff an âunsatisfactoryâ rating in three of the four areas of evaluation: âquality of work,â âquantity of work,â and âtime and attendance.â (Def. 56.1 ¶¶ 68-70; Docket Entry No. 52-2 at 85.) Plaintiff continued to encounter disciplinary issues after receiving her probation report. On April 14, 2015, Plaintiff received a counseling memorandum from Mr. Lopez for further misconduct related to time and attendance. Between January 2, 2015, and April 20, 2015, Plaintiff was late on three occasions (for a total of 196 minutes), she missed seven âswipes,â and incurred an âexcessiveâ number of absences (6 days). (Docket Entry No. 52-2 at 91.) As with his February 2, 2015, memorandum, Mr. Lopez supported this memorandum with time and attendance data. (Id. at 92-98.) On May 8, 2015, Mr. Carter issued Plaintiff a counseling 3 âSwipesâ refer to the process by which NYCHA caretakers ârecord their time at work by swiping in and out of a time clock using their NYCHA identification card,â as required by NYCHAâs time and attendance procedures. (Def. 56.1 ¶ 11.) memorandum for insubordination after Plaintiff raised her voice at him in the presence of other NYCHA employees. (Docket Entry No. 52-2 at 99.) On May 11, 2015, Mr. Lopez requested that Conrad Vasquez, the Director of Manhattan Property Management, terminate Plaintiffâs employment. (Docket Entry No. 52-2 at 101.) Mr. Lopez requested Plaintiffâs termination because she failed the initial âProbationary Evaluation Report,â and because she received four counseling memoranda after being placed on probation on October 14, 2014. (Id.) On May 26, 2015, NYCHAâs Director of Human Resources informed Plaintiff that her âemployment with the New York City Housing Authority [was] being terminated in accordance with the terms set forth in the [Conference Disposition].â (Def. 56.1 ¶ 78; Pl. 56.1 ¶ 187; Docket Entry No. 52-2 at 105.) Plaintiffâs Complaints Complaint to the NYCHA Department of Equal Opportunity On November 1, 2013, Plaintiff filed a discrimination complaint with NYCHAâs Department of Equal Opportunity (âDEOâ). (Def. 56.1 ¶ 115; Docket Entry No. 52-2 at 21.) Neither Plaintiff nor Defendant has provided information regarding the substance of the complaint. After reviewing Plaintiffâs allegations, the DEO concluded that âthe issues raised [were] not within its jurisdiction, in that [Plaintiffâs] allegations do not allege illegal discrimination under applicable law.â (Def. 56.1 ¶ 116; Docket Entry No. 52-2 at 21.) Mr. Lopez was unaware of these allegations before his deposition on September 18, 2017. (Docket Entry No. 52-1 at 214.) Complaint to the Office of Inspector General On July 7, 2014, Plaintiff complained to NYCHAâs Office of the Inspector General (âOIGâ), alleging that Mr. Lopez and Caroline Soriano-Torres, Assistant Superintendent of the Riis Houses, âwant[ed] to transfer all the African American employees.â (Def. 56.1 ¶ 118; Docket Entry No. 52-2 at 61-66.) Mr. Lopez was unaware of this complaint before his deposition on September 18, 2017. (Docket Entry No. 52-1 at 215-16.) Complaint to the City of New Yorkâs 311 Website On March 26, 2015, Plaintiff submitted a complaint by email through the City of New Yorkâs 311 website. (Def. 56.1 ¶ 120.) She complained of âcorruptionâ at the Riis Houses, and stated that âthe staff rights have been violated multiple times,â and that there were âthings being kept in house in order for these supervisors to keep abusing, harassingviolating [sic] the staff rights.â (Def. 56.1 ¶ 121; Docket Entry No. 52-2 at 88.) Plaintiff also complained that Felicia Ford was âbeing harassed, lied on written up constantly shes [sic] a great supervisor [who was] in jeopardy of being demoted . . . .â (Def. 56.1 ¶ 121; Docket Entry No. 52-2 at 88.) Plaintiffâs complaint did not mention race or discrimination. Complaint to the New York State Division of Human Rights On May 18, 2015, Plaintiff filed a complaint against NYCHA with the New York State Division of Human Rights (âNYSDHRâ), alleging that she had been âdiscriminated against by [her] supervisors because of [her] race.â (Def. 56.1 ¶¶ 123-24; Docket Entry No. 52-2 at 157- 61.) The NYCHA Law Department received Plaintiffâs complaint on June 2, 2015. (Def. 56.1 ¶¶ 123-24.) Mr. Lopez was unaware of Plaintiffâs May 18, 2015, complaint prior to his deposition. (Def. 56.1 ¶ 126.) On October 30, 2015, the NYSDHR issued a âDetermination and Order After Investigation,â which concluded that â[a]fter investigation, and following an opportunity for review of related information and evidence by the named parties, [NYSDHR] determined that there is NO PROBABLE CAUSE to believe that [NYCHA] has engaged in or is engaging in the unlawful discriminatory practice complained of.â (Def. 56.1 ¶ 127; Docket Entry No. 52-2 at 176.) Specifically, the NYSDHR found that Plaintiff âdid not establish a nexus between any alleged mistreatment and her membership in a protected class.â (Docket Entry No. 52-2 at 177.) The NYSDHR dismissed Plaintiffâs complaint. (Docket Entry No. 52-2 at 178.) Complaints About Overtime Allocation Plaintiff testified that, sometime in 2014, she complained to Felicia Ford that Hispanic Caretakers were receiving more overtime hours than Black Caretakers. (Def. 56.1 ¶ 109.) However, Plaintiff has not proffered evidence that Hispanic Caretakers were assigned or actually completed more overtime hours than Black Caretakers. Nor has Plaintiff provided any evidence that the Hispanic Caretakers were similarly situated in any way to her or to other Black Caretakers. Nonetheless, Plaintiff does not dispute that âafter she complained to Felicia Ford, a list of Caretakers was created in 2014, Ms. Ford would ask Caretakers if they wanted to work overtime, and overtime was offered based on seniority.â (Def. 56.1 ¶ 110.) DISCUSSION Rule 56 Summary Judgment Standard Rule 56(a) of the Federal Rules of Civil Procedure provides that summary judgment is to be granted in favor of a moving party where that party can demonstrate âthat there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed R. Civ. P. 56(a); see also Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 256 (1986). For the purposes of summary judgment motion practice, a fact is considered material âif it might affect the outcome of the suit under the governing law,â and an issue of fact is âgenuineâ where âthe evidence is such that a reasonable jury could return a verdict for the nonmoving party.â Holtz v. Rockefeller & Co. Inc., 258 F.3d 62, 69 (2d Cir. 2001) (internal quotation marks and citations omitted). The moving party bears the burden of demonstrating the absence of a material fact, and the court must be able to find that, ââafter drawing all reasonable inferences in favor of a non-movant, no reasonable trier of fact could find in favor of that party.ââ Marvel Entertainment, Inc. v. Kellytoy (USA), Inc., 769 F. Supp. 2d 520, 523 (S.D.N.Y. 2011) (quoting Heublein v. U.S., 996 F.2d 1455, 1461 (2d Cir. 1993)). A party that is unable to âmake a showing sufficient to establish the existence of an element essential to that partyâs case, and on which that party will bear the burden of proof at trialâ will not survive a Rule 56 motion. Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). Specifically, the party who bears the burden of proof at trial âmust do more than simply show that there is some metaphysical doubt as to the material facts and they may not rely on conclusory allegations or unsubstantiated speculation.â Jeffreys v. N.Y.C., 426 F.3d 549, 554 (2d Cir. 2005) (citations omitted). â[M]ere conclusory allegations or denials . . . cannot by themselves create a genuine issue of material fact where none would otherwise exist.â Hicks v. Baines, 593 F.3d 159, 166 (2d Cir. 2010) (internal quotation marks and citation omitted). â[E]ven in the discrimination context, a plaintiff must provide more than conclusory allegations of discrimination to defeat a motion for summary judgment.â Schwapp v. Town of Avon, 118 F.3d 106, 110 (2d Cir. 1997). Claims Against John and Jane Doe Defendants and XYZ Corp. Defendants At this juncture, Plaintiffâs claims against the unnamed Defendants must be dismissed. Plaintiff has had ample time, and the benefit of discovery, to identify the John and Jane Doe and XYZ Corp. Defendants. Because there is âno indication that [Plaintiff] has made any effort to discover the [Defendantsâ] name[s]â and bring them into this case, Plaintiffâs claims against these Defendants must be dismissed without prejudice for failure to prosecute. Coward v. Town and Village of Harrison, 665 F. Supp. 2d 281, 300-02 (S.D.N.Y. 2009) (internal quotation marks omitted); see also Delrosario v. N.Y.C., No. 07 Civ. 2027 (RJS), 2010 WL 882990, at *5 (S.D.N.Y. Mar. 4, 2010). Discrimination Claims Plaintiff alleges that the termination of her NYCHA employment was the product of racial discrimination. Plaintiffâs discriminatory discharge claim is evaluated under the three- step burden shifting analysis established in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802 (1973). See, e.g., Weinstock v. Columbia Univ., 224 F.3d 33, 42 (2d Cir. 2000). McDonnell Douglas first requires the plaintiff to proffer evidence establishing a prima facie case of discrimination. 411 U.S. at 802; see, e.g., St. Maryâs Honor Ctr. v. Hicks, 509 U.S. 502, 506 (1993). âTo meet the burden of production required for a prima facie case of discrimination, a plaintiff must show that he (1) is a member of a protected class; (2) was performing his duties satisfactorily; (3) was discharged; and that (4) his discharge occurred under circumstances giving rise to an inference of discrimination on the basis of his membership in the protected class.â Graham v. Long Island R.R., 230 F.3d 34, 38 (2d Cir. 2000). âA plaintiff may support an inference of race discrimination by demonstrating that similarly situated employees of a different race were treated more favorably.â Norville v. Staten Island Univ. Hosp., 196 F.3d 89, 95 (2d Cir. 1999). âIn order to make such a showing, the plaintiff must compare herself to employees who are âsimilarly situated in all material respects.ââ Id. (citations omitted). Disparate treatment between âsimilarly situated employeesâ gives rise to a presumption of discriminatory intent. The second step shifts the burden to the employer to offer some legitimate, non- discriminatory reason for its actions. McDonnell Douglas, 411 U.S. at 802. The employer does not need to prove that the challenged action was not the product of discrimination, but must provide a clear and specific explanation for the action. Gibbs v. Consol. Edison Co. of N.Y., 714 F. Supp. 85, 89 (S.D.N.Y. 1989). The presumption of discrimination arising from the prima facie case drops out upon such a proffer of a legitimate, non-discriminatory reason. The burden then shifts back to the plaintiff to offer proof that would enable a reasonable fact finder to conclude that the defendantâs proffered reason was a pretext for prohibited discrimination. Reeves v. Sanderson Plumbing Prod., Inc., 530 U.S. 133, 143 (2000); accord Schnabel v. Abramson, 232 F.3d 83, 88 (2d Cir. 2000). Plaintiff may rely at the rebuttal stage on the same facts used to establish the prima facie case so long as a preponderance of the evidence would allow a reasonable fact finder to find that a discriminatory violation has occurred. Holtz v. Rockefeller & Co., Inc., 258 F.3d 62, 78 (2d Cir. 2001). However, the plaintiffâs own conclusory allegations will not be sufficient to overcome proffered evidence substantiating a defendantâs non-discriminatory rationale for the actions. See Jasmin v. Depât of Labor, No. 04 Civ. 10237 (LTS), 2007 WL 1746909, at *8 (S.D.N.Y. June 15, 2007). Defendant does not dispute that Plaintiff belongs to a protected class based on her race. Neither does Defendant dispute that Plaintiff was qualified for her position as a Caretaker J. As stated in the Courtâs March 2017 Order, Plaintiff suffered an adverse employment action when she was terminated from her employment with NYCHA in May 2015.4 4 In her opposition brief, Plaintiff attempts to relitigate other allegedly âadverse employment actions.â (See Docket Entry No. 59 at 10.) However, in deciding Defendantâs motion to dismiss, the Court explained that the other events cited in Plaintiffâs complaint and argued in opposition to this motion practice did not rise to the requisite level of adverse employment action. As the Court concluded, âPlaintiff only plausibly alleges one âadverse employment actionâ: her termination on May 26, 2015.â (March 2017 Order at 8.) Plaintiff has not provided any factual or legal basis for reconsideration of the conclusions in the March 2017 Order. Therefore, the Courtâs discussion of Plaintiffâs discrimination claim is limited to her termination. See U.S. v. Yonkers Bd. of Educ., 856 F.2d 7, 11 (2d Cir. 1988) (âwhen a court decides upon a rule Plaintiff has not proffered a prima facie case of discrimination because she has not adduced evidence from which a reasonable juror could conclude that her termination occurred under circumstances giving rise to an inference of racial discrimination. Plaintiffâs claim of discriminatory motivation rests principally on her allegation that Superintendent John Lopez said to a group of Black and Hispanic workers that, âI want you out of here so I can bring in my people.â (Def. 56.1 ¶ 80.) However, Plaintiff has failed to proffer any admissible evidence that Mr. Lopez in fact made this statement. Plaintiff points to Felicia Fordâs testimony, which is based entirely on inadmissible hearsay and is, at best, equivocal as to what Mr. Lopez actually said. Plaintiff has also failed to proffer any evidence to support her conclusory allegation that Hispanic Caretakers at the Riis Houses received more favorable treatment than Black Caretakers. She has not produced any evidence that the Hispanic Caretakers actually worked more overtime hours than the Black Caretakers, and she has not produced evidence from which a reasonable juror could conclude that the relevant Hispanic Caretakers were âsimilarly situatedâ to Plaintiff in any material respect, such that disparate treatment would give rise to an inference of discrimination. In the absence of an evidentiary basis for inferring that any of the disparate treatment that she claims occurred was race-based, Plaintiffâs allegations are insufficient to make out the requisite prima facie case. Furthermore, Defendant has proffered evidence of a legitimate, non- discriminatory reason for terminating Plaintiffâs employment. Defendant has produced substantial evidence showing that Plaintiffâs work performance was persistently deficient, that she repeatedly failed to comply with time and attendance requirements, and that she was of law, that decision should continue to govern the same issues in subsequent stages in the same caseâ). habitually insubordinate to her superiors. Plaintiff failed to complete her probation satisfactorily, and was terminated in accordance with the terms of the Conference Disposition she had signed to resolve serious disciplinary charges. Further, the record shows that Plaintiffâs lengthy disciplinary history pre-dates Mr. Lopezâs tenure at the Riis Houses and stretches back to the beginning of her NYCHA employment. These are legitimate, non-discriminatory reasons for Plaintiffâs termination. Plaintiff has failed to provide any evidence that these reasons were merely a pretext for discrimination. Her allegations, many of which are inconsistent with the documentary record, that the disciplinary charges were false or contrived, do not frame a triable issue of fact as to discriminatory motive.5 Because Plaintiff has failed to sustain her burden of demonstrating that there is a factual basis for an inference that the termination of her employment was the product of racial discrimination, Defendantâs motion for summary judgment is granted with respect to Plaintiffâs First Cause of Action. Hostile Work Environment Claims Plaintiff asserts that she was subjected to a hostile work environment while employed by NYCHA. (Docket Entry No. 59 at 22-25.) In order to establish a hostile work environment claim, a plaintiff must produce evidence that âthe workplace is permeated with discriminatory intimidation, ridicule, and insult . . . that is sufficiently severe or pervasive to alter 5 Kirkland v. Cablevision Systems Corp., 760 F.3d 223 (2d Cir. 2014), does not support Plaintiffâs assertion that the record here is sufficient to survive the summary judgment motion. Although the plaintiff in Kirkland proffered evidence that he was mistreated in ways that were not explicitly race-based, the record upon which the Second Circuit determined that, âif at least some of [the] evidence is believed by a jury, that jury could also conclude that, despite Kirklandâs negative employment reviews, his firing was âmore likely than not based in whole or in part on discriminationââ included a substantial number of remarks and circumstances explicitly indicative of racial animus. See Kirkland at 225, 228. The record here includes none. the conditions of the victimâs employment and create an abusive working environment.â Harris v. Forklift Sys., Inc., 510 U.S. 17, 21 (1993) (internal quotation marks omitted); see also Fincher v. Depository Trust and Clearing Corp., 604 F.3d 712, 723-24 (2d Cir. 2010). Mistreatment, however severe, does not constitute a Title VII violation without evidence that Plaintiffâs protected characteristic was the reason for the mistreatment. See Alfano v. Costello, 294 F.3d 365, 377-78 (2d Cir. 2002) (finding that incidents not motivated by plaintiffâs sex could not support a hostile work environment claim in gender discrimination case). Because Plaintiff has failed to proffer admissible evidence from which a reasonable juror could infer discriminatory animus, as discussed above, Plaintiffâs hostile work environment claim must fail. Defendantâs motion for summary judgment is therefore granted as to Plaintiffâs Fourth Cause of Action. Retaliation Claims Plaintiff asserts that Defendant retaliated against her for engaging in protected activity under Title VII. (Docket Entry No. 59 at 17-21.) Title VII includes an anti-retaliation provision that makes it unlawful âfor an employer to discriminate against any . . . employee[ ] or applicant[ ] . . . because [that individual] opposed any practiceâ made unlawful by Title VII or âmade a charge, testified, assisted, or participated inâ a Title VII investigation or proceeding. 42 U.S.C.S. § 2000eâ3(a) (LexisNexis 2005). Retaliation claims brought under Title VII are subject to a 300-day statute of limitations if the initial proceedings are instituted with a State or local agency such as the NYSDHR. 42 U.S.C. § 2000e-5(e). Retaliation claims by plaintiffs relying on indirect evidence of retaliation are analyzed under the three-step burden-shifting analysis under McDonnell Douglas. Hicks, 593 F.3d at 164. To establish a prima facie claim of retaliation, the plaintiff must show: â(1) participation in a protected activity; (2) that the defendant knew of the protected activity; (3) an adverse employment action; and (4) a causal connection between the protected activity and the adverse employment action.â Id. âThe term âprotected activityâ refers to action taken to protest or oppose statutorily prohibited discrimination. The onus is on the speaker to clarify to the employer that he is complaining of unfair treatment due to his membership in a protected class and that he is not complaining merely of unfair treatment generally.â Sharpe v. MCI Commcâns Servs., Inc., 684 F. Supp. 2d 394, 406 (S.D.N.Y. 2010) (internal citations omitted). If the prima facie case is established, the defendant must âarticulate a legitimate, non-retaliatory reason for the adverse employment action.â Hicks, 593 F.3d at 164 (internal quotation marks omitted). Then, âthe presumption of retaliation dissipates and the employee must show that retaliation was a substantial reason for the adverse employment action.â Id. The plaintiff can show that retaliation was a substantial reason for the adverse employment action by proving that âa retaliatory motive played a part in the adverse employment actions even if it was not the sole cause[;] if the employer was motivated by retaliatory animus, Title VII is violated even if there were objectively valid grounds for the [adverse employment action].â Id. However, â[t]emporal proximity alone is insufficient to defeat summary judgment at the pretext stage.â Zann Kwan v. Andalex Grp. LLC, 737 F.3d 834, 847 (2d Cir. 2013). Plaintiff contends that she engaged in five separate protected activities: (i) her November 1, 2013, complaint to the NYCHA DEO, (ii) her July 7, 2014, complaint to the NYCHA OIG, (iii) her March 26, 2015, complaint to 311, (iv) her May 18, 2015, complaint to the NYSDHR, and (v) her complaints to Felicia Ford regarding overtime allocation. (Docket Entry No. 59 at 19.) As explained below, Plaintiff has not stated a viable retaliation claim in connection with any of these complaints. As an initial matter, the Court notes that, because Plaintiff did not file her discrimination charge with the NYSDHR until May 18, 2015, any retaliation claims relating to adverse actions taken before July 22, 2014â300 days before May 18, 2015âare time-barred. 42 U.S.C. § 2000e-5(e). November 1, 2013, and July 7, 2014, Complaints Plaintiff has failed to proffer any evidence that the NYCHA employees who issued disciplinary citations to Plaintiff knew about her complaints. Therefore, a reasonable jury could look only to temporal proximity to determine retaliatory causation. Plaintiff has failed to identify specifically how Defendant retaliated against her, so, in the interest of drawing all reasonable inferences in her favor, and assuming that receiving a disciplinary citation could âdissuade[] a reasonable worker from making or supporting a charge of discrimination,â Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53, 68 (2006), the Courtâs inquiry focuses on the disciplinary actions closest in time to Plaintiffâs November and July complaints. The first disciplinary action taken after Plaintiffâs November 1, 2013, complaint occurred on February 19, 2014âmore than three months later. On February 19, 2014, a neutral hearing officer determined that Plaintiff was guilty of two charges of incompetency. The charges had been brought on September 20, 2013, and were based on four separate counseling memoranda issued on August 21, 2012, October 19, 2012, August 9, 2013, and September 16, 2013, respectively. Both the charges and the counseling memoranda underlying the charges pre- date Plaintiffâs complaint. Plaintiff did not receive another disciplinary citation until April 8, 2014, when Anthony Carter issued Plaintiff a counseling memorandum for misconduct arising from an incident during which Plaintiff stated that she â[didnât] think [her assigned task was] fairâ and told Mr. Carter, âIâm not doing it and Iâm leaving.â (Docket Entry No. 52-2 at 49.) The April 8, 2014, counseling memorandum was issued more than five months after Plaintiffâs November complaint. The three-month period between Plaintiffâs November 2013 complaint and the hearing officerâs February 2014 decision on five-month-old charges is too long to support any reasonable inference of causation based on the temporal proximity of those events. See Hollander v. American Cyanamid Co., 895 F.2d 80, 85-86 (2d Cir. 1990) (holding that the passage of three months between plaintiffâs complaint and the alleged adverse action is too long to suggest a causal relationship); see also Yarde v. Good Samaritan Hosp., 360 F. Supp. 2d 552, 562 (S.D.N.Y. 2005) (âThree months is on the outer edge of what courts in this circuit recognize as sufficiently proximate to admit of an inference of causation.â). Plaintiff has not proffered evidence that Defendant took any other action that âmight have dissuaded a reasonable worker from making or supporting a charge of discriminationâ prior to February 19, 2014. To the contrary, the allegedly adverse actions only get farther away from Plaintiffâs complaint and, thus, less supportive of a retaliatory inference. The first disciplinary action taken after Plaintiffâs July 7, 2014, complaint occurred on July 21, 2014, when Plaintiff settled charges of incompetency and misconduct through an admission of guilt. The charges were brought ten days before Plaintiffâs July complaint, and were based on violations that occurred on April 1, 2014, April 8, 2014, May 7, 2014, May 12, 2014, May 13, 2014, May 15, 2014, and May 16, 2014, respectively. Plaintiff settled the charges through a procedure known as a âConference Disposition.â While the Conference Disposition occurred just a few weeks after Plaintiffâs complaint, Plaintiffâs admission of guilt negates any retaliatory inference that could be drawn from the proximity of these two events. Yarde, 360 F. Supp. 2d at 562 (âan inference of causation is defeated . . . if there was an intervening causal event that occurred between the protected activity and the allegedly retaliatory [action]â). Plaintiff did not receive another disciplinary infraction until December 1, 2014, when Anthony Carter issued Plaintiff a counseling memorandum for poor performance. Mr. Carter issued this counseling memorandum almost five months after Plaintiffâs July complaint. As discussed above, five months is well beyond the timeframe within which a reasonable juror could infer that Mr. Carterâs actions were motivated by retaliation. March 26, 2015, Complaint Plaintiffâs March 26, 2015, 311 complaint does not constitute âprotected activityâ because she did not âclarify to the employer that [she was] complaining of unfair treatment due to [her] membership in a protected class;â rather, she complained âmerely of unfair treatment generally.â Sharpe, 684 F. Supp. 2d at 406. Nowhere in Plaintiffâs 311 complaint did she mention discrimination, or any other unfair treatment based on race. Therefore, NYCHA could not have âunderstood [] that the plaintiffâs opposition was directed at conduct prohibited by Title VII.â Joseph v. Marco Polo Network, Inc., No. 09 Civ. 1597 (DLC), 2010 WL 4513298, at *17 (S.D.N.Y. Nov. 10, 2010). May 18, 2015, Complaint The undisputed evidence shows that Defendant was not aware of Plaintiffâs May 18, 2015, complaint to the NYSDHR until June 2, 2015âone week after Plaintiff had been terminated. Therefore, there is no objective basis from which a reasonable juror could find that her NYSDHR complaint caused her termination or any other adverse employment action. 2014 Overtime Complaints Lastly, no reasonable juror could find that Plaintiffâs complaints to Felicia Ford support a retaliation claim. No causal connection can be reasonably inferred based on temporal proximity, as Plaintiff offers no concrete date from which to measure the passage of time. Even assuming that Plaintiff complained to Ms. Ford as late as the last day of 2014, no reasonable jury could conclude based on temporal proximity that her termination nearly six months later was caused by a retaliatory motive. As the Court has already stated, three months is insufficiently proximate to permit an inference of causation; thus, six months is also insufficiently proximate. Further, it is undisputed that, after Plaintiff complained to Ms. Ford, Ms. Ford responded by implementing a system whereby overtime was allocated according to an objective measure: Caretaker seniority. Therefore, the only responsive action for which there is any evidentiary proffer shows that Ms. Ford did not retaliate in response to Plaintiffâs complaintâshe addressed Plaintiffâs concerns directly. Because Plaintiff has failed to proffer a prima facie case of discriminatory retaliation, the Court grants Defendantâs motion for summary judgment as to Plaintiffâs Seventh Cause of Action. CONCLUSION The Court grants Defendantâs motion for summary judgment in its entirety, and Plaintiffâs Complaint is hereby dismissed. The claims against Defendants John and Jane Doe and XYZ Corp. are dismissed without prejudice. The claims against Defendant NYCHA are dismissed with prejudice. The pretrial conference currently scheduled for September 27, 2019, at 11:00 a.m. is cancelled. For the reasons set forth in the March 2017 Order (docket entry no. 31) and in this Memorandum Opinion and Order, the Clerk of Court is respectfully requested to enter judgment in Defendant NYCHAâs favor and to close this case. This Memorandum Opinion and Order resolves Docket Entry No. 49. SO ORDERED. Dated: New York, New York August 27, 2019 /s/ Laura Taylor Swain LAURA TAYLOR SWAIN United States District Judge
Case Information
- Court
- S.D.N.Y.
- Decision Date
- August 27, 2019
- Status
- Precedential