AI Case Brief
Generate an AI-powered case brief with:
đKey Facts
âïžLegal Issues
đCourt Holding
đĄReasoning
đŻSignificance
Estimated cost: $0.10â$0.50 per brief, depending on opinion length and retries
Full Opinion
PUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No. 15-4573 UNITED STATES OF AMERICA, Plaintiff - Appellee, v. ALEXSI LOPEZ, a/k/a Alexis Lopez, Defendant - Appellant. Appeal from the United States District Court for the District of Maryland, at Greenbelt. Paul W. Grimm, District Judge. (8:12-cr-00075-PWG-2) Argued: January 26, 2017 Decided: June 19, 2017 Before MOTZ, KING, and HARRIS, Circuit Judges. Affirmed by published opinion. Judge Harris wrote the opinion, in which Judge Motz and Judge King joined. ARGUED: Carmen D. Hernandez, LAW OFFICES OF CARMEN D. HERNANDEZ, Highland, Maryland, for Appellant. Amanda Brooke Harris, UNITED STATES DEPARTMENT OF JUSTICE, Washington, D.C., for Appellee. ON BRIEF: Rod J. Rosenstein, United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Baltimore, Maryland, for Appellee. 2 PAMELA HARRIS, Circuit Judge: In 2007, two young men robbed a brothel in Langley Park, Maryland, raping one victim and killing another. Several years later, DNA testing identified appellant Alexsi Lopez as a suspect, and Lopez was indicted in 2013, more than six years after the crime. Though Lopez was 17 years old at the time of the robbery, he was over 21 when indicted, and thus tried as an adult. A jury convicted Lopez of two counts under the Hobbs Act, 18 U.S.C. § 1951(a), the federal robbery statute. The gap of over six years between crime and indictment is the primary focus of Lopezâs appeal. Lopez argues, first, that because he was under 18 when the robbery was committed, he should have been tried as a juvenile notwithstanding the passage of time before his indictment, and that to the extent the Juvenile Delinquency Act, 18 U.S.C. § 5031, provides otherwise, it is unconstitutional. Lopez also argues that his prosecution was untimely under the ordinary five-year statute of limitations for a Hobbs Act robbery, and that 18 U.S.C. § 3297, which extends the limitations period in certain cases involving DNA testing, does not apply. And third, Lopez claims that the government violated his due process rights by delaying his indictment without justification. We agree with the district court that Lopezâs timing-related arguments are without merit. We also agree that the government established the connection to interstate commerce necessary to sustain a Hobbs Act conviction. And we find no error in the evidentiary rulings challenged on appeal, or in Lopezâs sentencing. Accordingly, we affirm. 3 I. A. The Langley Park area of Prince Georgeâs County, Maryland, includes several apartment complexes that house illegal businesses, including a network of brothels. Because those businesses are illegal, they are frequent targets of La Mara Salvatrucha, a gang, better known as MS-13; among other things, MS-13 seeks to impose weekly ârentâ charges on these underground establishments. The events giving rise to this case occurred at a Langley Park brothel on February 28, 2007. The brothel, located in a first-floor apartment, was staffed on that day by two workers: Adelaida Garcia-Calderon, who regularly traveled from her home in New York to work as a prostitute; and a doorman, who collected money from customers. Two men entered the apartment and demanded money. After tying the doormanâs hands and feet with the electric cord of a fan, they searched the apartment. One of the intruders, brandishing a knife, forced Garcia-Calderon into a bedroom, and then raped her at knife- point. Although the man placed a pillow over much of Garcia-Calderonâs face, Garcia- Calderon was able to see the sheath of the knife on a table by the bed. While Garcia-Calderon was in the bedroom, a man named Carlos Cordon inadvertently walked in on the robbery, and began to yell and plead with the man in the living room not to harm him. When Cordon would not âshut upâ as instructed, the 4 assailant repeatedly stabbed him. J.A. 110. 1 Cordon, whose body was discovered the next day behind the apartment building, died as a result of multiple sharp force injuries. Garcia-Calderon and the doorman survived the robbery: After the intruders left the premises, Garcia-Calderon untied the doorman and then, shocked and frightened, escaped through a window in the apartment. The Prince Georgeâs County Police Department (âPGCPDâ) directed the ensuing investigation. Garcia-Calderon was unable to identify either robber, including her rapist. But state investigators collected over 40 pieces of physical evidence from the crime scene, including the knife sheath from the table next to the bed where Garcia-Calderon was raped. Because the PGCPD did not have a DNA lab in operation at the time, it out- sourced DNA testing to a private lab in Baltimore; and in light of the costs of private testing, the PGCPD followed a âtriage process,â J.A. 571, under which it conserved resources by first sending only the five most important items to be tested. Although the five items selected by investigators did not initially return any results, in September of 2011, the PGCPD was informed that the DNA of Miguel Ramon Cerros-Cruz, an MS-13 member, was found on the electric cords used to bind the doorman during the 2007 robbery. The knife sheath was submitted for DNA testing with a second round of evidence in November of 2011. On April 23, 2012, the federal Combined DNA Index System (CODIS) matched the DNA found on the knife sheath to Lopez. Based on that finding, 1 Citations to the âJ.A.â refer to the Joint Appendix filed by the parties in this appeal, and citations to the âS.A.â refer to the Supplemental Joint Appendix. 5 the PGCPD secured a warrant to collect a DNA sample from Lopez, and on June 27, 2012, after performing its own analysis, the PGCPD lab concluded that the DNA on the knife sheath matched the sample taken from Lopez. Having identified Lopez as a suspect, the PGCPD investigated further to confirm Lopezâs involvement in the robbery. In May 2013, it secured the testimony of a confidential informant, a member of MS-13 serving a prison sentence. In late 2007, the informant overheard Lopez â then incarcerated in the same facility â tell another inmate that he and Cerros-Cruz had robbed a brothel and killed a man who refused to cooperate. With this additional information in hand, the government formally charged Lopez, and on July 15, 2013, more than six years after the robbery, a grand jury indicted both Lopez and Cerros-Cruz for one count of conspiracy to commit Hobbs Act robbery and one count of Hobbs Act robbery. See 18 U.S.C. § 1951. Cerros-Cruz entered into a plea agreement on the conspiracy count, and in return, the government dismissed the robbery count against him. As agreed upon by the parties, Cerros-Cruz was sentenced to ten yearsâ imprisonment. Lopez elected to go to trial. Under the Juvenile Delinquency Act, which removes juveniles from the adult criminal justice system, the government generally may not try a juvenile in federal court. 18 U.S.C. § 5032. But because Lopez, 17 at the time of the crime, was 24 when he was indicted six years later, the government proceeded against him as an adult and in federal court. 6 B. 1. Before trial, Lopez moved to dismiss the indictment against him, arguing that the Juvenile Delinquency Act (âJDAâ or âActâ) prohibited the government from initiating proceedings in federal court. And to the extent that the JDA does not treat him as a juvenile, Lopez contended, the Act is unconstitutional under the due process and equal protection components of the Fifth Amendment as well as the Eighth Amendment. The district court denied Lopezâs motion. Relying on United States v. Blake, 571 F.3d 331 (4th Cir. 2009), the court held that under the plain language of the JDA, âif charges are brought against the defendant . . . [when] he is 21 or older, even if the conduct [was] committed as a juvenile,â the prosecution falls outside the scope of the statute. J.A. 42. The court then rejected Lopezâs constitutional challenge to the JDA so construed, noting that other courts have rejected similar challenges and that no authority supported Lopezâs position. Lopez also moved to dismiss based on pre-indictment delay, raising two distinct claims. First, he maintained that the charges against him, filed more than six years after the offense, were barred by the five-year statute of limitations that applies to the Hobbs Act. The district court rejected that claim, relying on 18 U.S.C. § 3297, which restarts an otherwise applicable limitations period if âDNA testing implicates an identified person in the commission of a felony.â S.A. 77â78 (quoting 18 U.S.C. § 3297). Because Lopez was not âimplicate[d]â until 2012, when DNA results on the knife sheath were returned, 7 the court reasoned, the government was well within the new five-year limitations period when it charged Lopez in 2013. Lopezâs second claim â that over six years of pre-indictment delay violated his due process rights â fared no better. In denying Lopezâs pre-trial motion to dismiss, the district court assumed for the sake of argument that Lopez could show the necessary prejudice arising from the delay. But because the delay was not caused by government misconduct and instead was justified by the governmentâs continued investigation, the court held, Lopez could not make the second required showing: that âthe reason for the delay violates . . . fundamental concepts of justice, fair play, and decency.â S.A. 107 (citing United States v. Williams, 684 F.2d 296, 302 (4th Cir. 1982)). When it revisited Lopezâs due process claim at the end of the trial, the district court amended its reasoning, finding this time that Lopez in fact could not make the âthreshold showingâ of prejudice necessary to sustain his claim. J.A. 768. 2. The case proceeded to trial, where one of the governmentâs key witnesses was the confidential informant who had been incarcerated with Lopez in 2007. The informant told the jury about the conversation he overheard between his cellmate, an MS-13 gang member, and Lopez, in which Lopez boasted about committing a robbery and murder at a brothel. He also testified that the MS-13 gang enforced strict rules against its members, and treated cooperation with law enforcement as punishable by death. The government also introduced the DNA evidence linking Lopez to the knife sheath recovered from the bedroom. Lopez moved to strike the evidence, on the ground 8 that a stain on the bag containing the sheath could have contaminated the DNA sample. But the DNA lab analyst testified that the stain did not affect testing, as the interior of the bag had not been compromised. The district court admitted the evidence conditionally, instructing the jury to consider the evidence only if it found that the DNA had not been contaminated so as to influence the results of the analysis. In his closing argument, Lopez took on the testimony of the governmentâs confidential informant, and questioned why the government had not called the informantâs cellmate as a witness, in order to corroborate the testimony. The government responded in its rebuttal argument, explaining that alerting the MS-13 cellmate would have placed the informant in danger and reminding the jury that âMS-13 retaliatesâ against those who cooperate with law enforcement. S.A. 261. Lopez did not object. At the conclusion of closing arguments, the jury began deliberations, and the next day returned with a guilty verdict. 3. Following the verdict, Lopez filed a motion for a new trial or for a judgment of acquittal notwithstanding the juryâs verdict. As primary grounds for an acquittal, Lopez argued that the government failed to present sufficient evidence that the robbery interfered with interstate commerce, as required for a conviction under the federal Hobbs Act. The district court disagreed. Analogizing to United States v. Taylor, 754 F.3d 217, 224 (4th Cir. 2014), in which we held that robbery of an illegal drug enterprise run from a private home satisfies the jurisdictional predicate of the Hobbs Act, the court reasoned 9 that robbery of a brothel is âno different,â as both drug dealing and prostitution are âinherently economicâ activities that âaffect[] interstate commerce.â J.A. 779. The court also rejected Lopezâs arguments for a new trial. Lopez claimed, first, that the government had improperly bolstered or vouched for its witness when it explained during rebuttal why it did not interview the cellmate of its confidential informant. But the governmentâs closing argument regarding the risk of MS-13 retaliation, the court held, did not go beyond the evidence presented at trial; and, in any event, even had the comments been improper, Lopez had not shown sufficient prejudice to warrant a new trial. Nor, the court held, was there any merit to Lopezâs claim that the government violated Brady v. Maryland, 373 U.S. 83 (1963), with respect to evidence regarding the stain on the bag holding the knife sheath, as the government in fact had disclosed information about the stain to the defense. After considering all of Lopezâs arguments, the district court denied Lopezâs post-trial motion. At sentencing, in applying the § 3553(a) factors, the district court emphasized as a âvery important fact,â J.A. 849, that Lopez âwas very young at the time that this offense took place,â J.A. 858. But given the violent nature of the murder and rape, the obligation to provide just punishment, and the need for deterrence, the court sentenced Lopez to 20 yearsâ imprisonment. Although Lopez stressed that his co-perpetrator Cerros-Cruz was sentenced to only ten years after pleading guilty, the court rejected that juxtaposition as âcomparing apples to orangesâ: There is no requirement, the court explained, that âa defendant who goes to trialâ be given the same sentence as âa person who pleaded guilty.â J.A. 857. 10 Lopez timely appealed. II. Lopezâs appeal focuses primarily on the six-year delay between the 2007 robbery and his 2013 indictment, and the consequences of the delay for these proceedings. Because of the delay, Lopez argues, he was tried as an adult and not as a juvenile, and the provision of the Juvenile Delinquency Act authorizing that outcome is unconstitutional. Lopez also renews his claims that his 2013 prosecution is outside the statute of limitations and that the delay in charging him violates his due process rights. We review the legal questions raised by these contentions de novo, and the district courtâs associated factual findings for clear error. See United States v. Brehm, 691 F.3d 547, 550 (4th Cir. 2012). As explained below, we affirm. A. The Juvenile Delinquency Act removes juvenile offenders from the ordinary criminal justice process and puts them in a separate, age-appropriate system focused on treatment and rehabilitation. See Blake, 571 F.3d at 344 (describing JDA). Those safeguards apply only to the prosecution of a âjuvenile,â a term defined in § 5031 of the Act: For the purposes of this chapter, a âjuvenileâ is a person who has not attained his eighteenth birthday, or for the purpose of proceedings and disposition under this chapter for an alleged act of juvenile delinquency, a person who has not attained his twenty-first birthday[.] 11 18 U.S.C. § 5031. As the district court recognized, this court held in Blake that a defendant like Lopez, who is under 18 at the time of an offense but 21 years or older when indicted, does not qualify as a âjuvenileâ under the plain terms of § 5031. See 571 F.3d at 344â45. To conclude otherwise, this court reasoned, âwe would have to read âa person who has not attained his eighteenth birthdayâ [] to mean a person who had not attained his eighteenth birthday at the time he allegedly violated the law in question. That simply is not what the statute says.â Id. at 344 (emphasis in original) (quoting 18 U.S.C. § 5031). On appeal, Lopez does not argue that he qualifies as a âjuvenileâ under § 5031. Instead, he renews his challenges to § 5031 on constitutional grounds. The thrust of Lopezâs argument is that excluding from the JDA those who turn 21 only after they commit offenses but before they are indicted is arbitrary and irrational. According to Lopez, juveniles are singled out for protection by the JDA because of their reduced moral culpability for bad acts committed before they become adults. And if the point of the JDA is culpability at the time of the offense, then it makes no sense to strip protection from the subset of juvenile offenders who happen to be charged after their twenty-first birthdays. Because § 5031âs definition âarbitrarily eliminate[s]â the Actâs benefits for offenders who are no more morally culpable than those who remain covered, Lopez 12 argues, it bears no rational relationship to the JDAâs purported end and thus fails to comport with the Constitution. Br. of Appellant at 20. 2 The problem with Lopezâs argument is that its premise is false: The JDA is not concerned exclusively, or even primarily, with the moral culpability of offenders at the time of their crimes. Rather, the JDA is intended to ensure that at the time they are brought into the criminal justice process, juveniles will have the benefit of a system that is tailored to their special needs and vulnerabilities and, in particular, to their special receptivity to rehabilitation. See United States v. Juvenile Male, 554 F.3d 456, 459 (4th Cir. 2009) (purpose of JDA is âto remove juveniles from the ordinary criminal process in order to avoid the stigma of a prior criminal conviction and to encourage treatment and rehabilitationâ) (internal quotation marks omitted). It is because juveniles are âpresumptively capable of rehabilitation,â that is, that they are made subject to the JDA and its underlying ârehabilitative philosophy.â United States v. Juvenile, 347 F.3d 778, 785 (9th Cir. 2003). Thus, the statuteâs âremedial schemeâ focuses primarily on âthe offenderâs current prospects for rehabilitation . . . and only secondarily on the offenderâs age at the time of the alleged offense.â United States v. Welch, 15 F.3d 1202, 1206â07 n.4 (1st Cir. 1993) (emphasis in original). In light of this statutory purpose, it is entirely rational to define as juveniles protected by the JDA only those who are younger than 21 when they are indicted, 2 Lopez also argues for application of strict scrutiny to § 5031âs operation. But there is no fundamental right to be tried as a juvenile, see United States v. Juvenile, 228 F.3d 987, 990 (9th Cir. 2000) (rejecting constitutional challenge to operation of JDA), nor any other basis for subjecting § 5031 to heightened scrutiny. 13 regardless of the age at which they are alleged to have committed their offenses. What matters under the JDA is whether a defendant will benefit from a separate delinquency system that is specially geared toward the needs and the unique rehabilitative capacity of juveniles. And the answer to that question will depend on the age of the defendant at the time he or she is brought into the criminal justice process. Thus, there is nothing irrational about Congressâs decision, codified in § 5031, to reserve the protections of the juvenile justice system for offenders who enter it before they turn 21. Lopez fares no better by reframing his argument as a due process claim, contending that § 5031 unconstitutionally deprives him of a hearing on whether he may be tried as an adult. As Lopez observes, cases like Kent v. United States, 383 U.S. 541, 553â54 (1966) and Kemplen v. Maryland, 428 F.2d 169, 173 (4th Cir. 1970), emphasize the importance of procedural regularity, including a fair hearing, when a juvenile is transferred out of a juvenile system for trial as an adult. But those cases have no application here. Unlike the defendants in Kent and Kemplen, Lopez never was classified as a âjuvenile,â subject to the jurisdiction of a juvenile system, and so protections attendant to the removal of a juvenile from a juvenile system are not implicated by his case. And nothing in Kent or Kemplen suggests that an initial failure to deem an individual a juvenile violates due process, or that a hearing is required before § 5031âs age cut-off may be applied. Instead, we agree with the Second Circuit, which rejected precisely this due process challenge to § 5031 of the JDA in United States v. Hoo, 825 F.2d 667 (2d Cir. 1987). Like Lopez, the defendant in Hoo, who committed an offense as a juvenile but 14 was charged only after he turned 21, argued that the prosecutorâs decision regarding the timing of his indictment should be subject to a hearing akin to the transfer hearing required by Kent, given the decisionâs consequences for his status under the JDA. See id. at 670. But as the court explained, unlike the judicial transfer determination in Kent, a prosecutorâs determination as to when to charge a case âhas been rarely subject to judicial review.â Id. Given prosecutorsâ broad discretion in the bringing of charges, the court concluded, due process cannot be understood to ârequire that decisions to prosecute be subjected to pre-indictment judicial inquiry simply because the timing of the decision affects the availability of juvenile procedures.â Id. at 671. We see no reason to depart from that ruling today. 3 Finally, there is no merit to Lopezâs claim that § 5031 violates the Eighth Amendmentâs bar on cruel and unusual punishment by disregarding the difference in culpability between juvenile and adult offenders and exposing him to adult punishment for a crime committed as a youth. Although the Supreme Court has held that certain punishments â the death penalty and mandatory life-without-parole sentences â may not be imposed on juvenile offenders in light of diminished culpability, see Roper v. Simmons, 543 U.S. 551, 571 (2005) (juvenile death penalty); Miller v. Alabama, 132 S. Ct. 2455, 2460 (2012) (juvenile life-without-parole), Lopezâs twenty-year sentence does 3 Like the court in United States v. Hoo, we need not in this case address whether due process rights might be implicated were the government to delay proceedings improperly in order to deprive a defendant of recourse to the juvenile system. See 825 F.2d 667, 671 (2d Cir. 1987) (noting that âappellant has made no showing of an improper prosecutorial motiveâ). 15 not implicate those limits. And while Lopez argues that cases like Roper and Miller prohibit a sentencing regime in which judges are unable to give effect to a defendantâs youth at the time of his or her offense, § 5031 does not govern sentencing procedures, and the district court here was free to â and did â give careful weight to Lopezâs age at the time of the offense under § 3553(a)âs sentencing factors. See 18 U.S.C. § 3553(a). In sum, we agree with the district court that Lopezâs constitutional challenge to § 5031 of the JDA is without merit. Accordingly, we affirm the district courtâs denial of Lopezâs motion to dismiss on that ground. B. Lopez also contends that the six-year gap between the 2007 robbery and his 2013 prosecution runs afoul of the five-year statute of limitations that ordinarily applies to Hobbs Act prosecutions. See 18 U.S.C. § 3282(a). The district court rejected that claim, relying on 18 U.S.C. § 3297, which extends the limitations period in certain cases involving DNA testing. We agree with the district court. Under § 3297, the statute of limitations for a felony effectively restarts if DNA testing âimplicatesâ a person in the crime: In a case in which DNA testing implicates an identified person in the commission of a felony, no statute of limitations that would otherwise preclude prosecution of the offense shall preclude such prosecution until a period of time following the implication of the person by DNA testing has elapsed that is equal to the otherwise applicable limitation period. 18 U.S.C. § 3297. The government reasons that Lopez was not âimplicate[d]â in the 2007 robbery until 2012, when the DNA on the knife sheath was matched to Lopez. That triggered the start of a new five-year limitations period â a âperiod of time following the 16 implication . . . equal to the otherwise applicable limitation period,â id. â only a year of which had elapsed when Lopez was charged in 2013. The district court agreed, adopting the governmentâs straightforward reading of § 3297. Lopez, on the other hand, argues that he was âimplicate[d]â for purposes of § 3297 as early as March of 2008, when his DNA was first entered into the CODIS database. According to Lopez, the government could have identified him then, had it submitted the knife sheath for DNA testing immediately after the robbery in 2007. And on that theory, the new five-year limitations period would have expired a few months before Lopezâs July 2013 indictment. Whether § 3297 makes Lopezâs prosecution timely, in other words, turns on the point at which âDNA testing implicatesâ a person for purposes of that statute. And while our court has not addressed that issue, the Seventh Circuit has, holding in United States v. Hagler, 700 F.3d 1091, 1098 (7th Cir. 2012), that âDNA evidence will âimplicateâ someoneâ under § 3297 only when there is a âmatch[],â generally to a âsingle, identified person.â While Hagler left open the possibility that DNA evidence could âimplicateâ more than one person for purposes of § 3297, imagining a defendant with an identical twin, id. â a scenario we also may leave open for now â it made clear that a person could not be âimplicatedâ under § 3297 until there was, at a minimum, an actual DNA âhitâ that would âstrongly tie that person to wrongdoing.â Id. at 1097. Like the district court, which relied on Hagler in its decision, we agree with the Seventh Circuit. The statutory text is plain: The new limitations period is triggered when âDNA testing implicates an identified personâ in a felony, 18 U.S.C. § 3297 (emphasis 17 added), not when it âcould implicateâ a person. There is no language conditioning § 3297âs application on the timeliness of a government investigation leading to DNA testing; what matters is only the time at which completed testing âimplicatesâ a suspect. Any other interpretation would require us to add into the statute words that are not there. This plain reading of § 3297 is confirmed by the statuteâs legislative history, which describes the provision as intended to âproperly toll[] the statute of limitations for crimes with a DNA sample until that sample is matched to a person. Once the sample is matched to a person, the statute begins to run.â H.R. Rep. No. 108-321(I), at 132 (2003) (emphasis added). Thus, the statute provides prosecutors with âthe ability to charge the true perpetrator . . . whenever he is accurately identified through DNA.â Id. at 133 (emphasis added). And it conforms as well to Congressâs larger understanding in enacting § 3297, which was that âDNA evidence, unlike most other kinds of evidence, can maintain its reliability for decades,â so that the concerns traditionally associated with delayed prosecutions are significantly attenuated. Hagler, 700 F.3d at 1098. In light of the plain text and purpose of § 3297, it is clear that âDNA testing implicate[d]â Lopez only in 2012, when he was linked to the DNA sample taken from the knife sheath. Because Lopez was indicted well within the five-year clock that began to run with the 2012 DNA match, his prosecution was timely under § 3297, and we affirm the district courtâs denial of Lopezâs motion to dismiss on statute of limitations grounds. C. Lopezâs final delay-related claim is that the more than six-year gap that elapsed between the 2007 robbery and his 2013 indictment violated his due process rights. In 18 order to prevail on a due process claim based on pre-trial delay, a defendant first must show that he suffered actual prejudice. United States v. Uribe-Rios, 558 F.3d 347, 358 (4th Cir. 2009). If that threshold requirement is met, then a court will consider the governmentâs reasons for the delay, to evaluate whether there has been a violation of âfundamental conceptions of justice or the communityâs sense of fair play and decency.â Id. (internal quotation marks omitted); see Howell v. Barker, 904 F.2d 889, 895 (4th Cir. 1990). The district court held that Lopez could satisfy neither prong of this standard, and again, we agree. As to prejudice, the district court properly applied circuit case law requiring a showing of âactual substantial prejudice,â described as a âheavy burden.â See Jones v. Angelone, 94 F.3d 900, 907 (4th Cir. 1996). After a careful review of the facts of this case, the court concluded that Lopez could not meet that burden by identifying specific witness testimony or evidence that was lost to him as a result of the passage of time. Nor, the district court held in the alternative, had the government unreasonably delayed Lopezâs indictment under the second prong of the analysis. Any delay in DNA testing of the knife sheath, the district court found, was attributable to limited resources for private testing and the âtriage systemâ adopted as a consequence. J.A. 769. And once DNA testing implicated Lopez, the court determined, the government reasonably searched for additional evidence and then brought its case to the grand jury as quickly as that evidence â in the form of testimony from a confidential informant â materialized. We have no reason to second-guess the district courtâs determination that Lopez failed to establish actual prejudice stemming from pre-trial delay, nor its finding that the 19 time between offense and charge was a result of continued reasonable investigation rather than any government misconduct. Accordingly, we affirm the denial of Lopezâs motion to dismiss on this ground, as well. III. We turn now to the district courtâs denial of Lopezâs motion for a new trial or judgment of acquittal. Finding no error in the district courtâs rulings on Lopezâs claims, we affirm. A. Lopez first maintains that the government failed to present sufficient evidence that the robbery of the Langley Park brothel interfered with interstate commerce as required under the Hobbs Act, and that the district court erred in denying his motion for a judgment of acquittal on that ground. We review the district courtâs denial of Lopezâs motion de novo, but we view the evidence in the light most favorable to the prosecution, and will affirm if there is evidence in the record from which a reasonable finder of fact could find the necessary connection to interstate commerce. See Taylor, 754 F.3d at 224. The Hobbs Act criminalizes robbery or extortion that âin any way or degree obstructs, delays, or affects commerce or the movement of any article or commodity in commerce[.]â 18 U.S.C. § 1951(a). Accordingly, a Hobbs Act violation requires proof of two elements: an underlying robbery or extortion crime, and an effect on interstate commerce. United States v. Williams, 342 F.3d 350, 353 (4th Cir. 2003). As we have explained, the jurisdictional predicate of the Hobbs Act requires only a âminimal effectâ 20 on interstate commerce â including one âso minor as to be de minimisâ â and there is no requirement that the effect on commerce be intended, so long as it is a ânatural, probable consequenceâ of the defendantâs actions. Taylor, 754 F.3d at 222 (internal quotation marks omitted). And we have recognized that because drug dealing, though illegal, is an âinherently economic enterprise that affects interstate commerce,â robbery of a drug dealer is the kind of act that satisfies the âaffecting commerceâ element of a Hobbs Act robbery. Williams, 342 F.3d at 355; see Taylor, 754 F.3d at 223 (âDrug dealing is a commercial enterprise and robberies of drug dealers threaten that enterprise; that is enough for a federal court to exercise jurisdiction under the Hobbs Act.â). Like the district court, we think the same principle applies here. An illegal brothel âis a commercial establishment that deals in the business of prostitution,â J.A. 779 â an âinherently economic enterpriseâ under Williams and Taylor. And this particular business, as the district court recognized, was significantly facilitated by interstate commerce, as women, like Garcia-Calderon, regularly moved across state lines from their homes in order to work at the brothel. The government also put on evidence that the brothel routinely used condoms manufactured outside the state of Maryland as part of its business, and that Lopez and Cerros-Cruz targeted the brothel because it was an illegal business taking in cash from its customers. A reasonable jury could find from that evidence that robbery of the Langley Park brothel would have at least a de minimis effect on interstate commerce â and, aggregated with other similar acts, a measureable impact on commerce. See Williams, 342 F.3d at 354â55 (âThe question is not simply whether one particular offense has a measurable 21 impact upon interstate commerce, but whether the relevant class of acts has such an impact.â). That is sufficient to sustain Lopezâs Hobbs Act conviction. 4 B. Lopez also argues that he is entitled to a new trial as a result of certain statements made by the government in its closing argument. In particular, Lopez points to what he contends was improper bolstering of a witness in the governmentâs rebuttal. In his own closing argument, as described above, Lopez, in the course of urging the jury not to credit the testimony of the governmentâs confidential informant, questioned why the government had not sought to corroborate that testimony with an account from the informantâs cellmate. In response, the government reminded the jury of âtestimony about how MS-13 retaliates,â and suggested that alerting the cellmate â an MS-13 member â to its discussions with the confidential informant might have put the informant in jeopardy. S.A. 261. Though Lopez did not object at trial to the governmentâs statement, he did argue to the district court in his post-verdict motion that the statement was grounds for a new trial. The district court rejected that claim. First, the district court held, the government did not go outside the evidence before the jury and improperly vouch for the confidential informant, but instead asked the jury to draw from evidence introduced at trial â the 4 Lopez also argues that the government failed to present sufficient evidence of the underlying robbery that is the basis for his Hobbs Act conviction. The district court rejected that claim, relying on record evidence from which a reasonable jury could conclude that the intruders had robbed Garcia-Calderon of her cell phone and also taken the wallet and watch of Cordon, the stabbing victim. We agree with the district court. 22 testimony of the confidential witness â the âsensible inferenceâ that safety concerns would have been raised by interviewing the informantâs MS-13 cellmate. J.A. 781. And in the alternative, the court concluded, even had the governmentâs comment been improper, it was not so prejudicial as to warrant a new trial. This court reviews a district courtâs ruling on an objection made during closing argument for abuse of discretion, and will reverse only where an abuse of discretion constitutes prejudicial error. See United States v. Green, 599 F.3d 360, 379 (4th Cir. 2010). And here, because Lopez did not raise an objection at trial, our review is more limited still: We may review only for plain error, see United States v. Young, 470 U.S. 1, 14 (1985), and grant relief only if there was a plain error that affected Lopezâs substantial rights and would seriously affect the fairness, integrity or public reputation of judicial proceedings, see United States v. Olano, 507 U.S. 725, 732 (1993). We need not decide whether the governmentâs response to Lopezâs closing argument was improper, because we agree with the district court that any hypothetical error did not prejudice Lopez so as to deny him due process and require a new trial. See United States v. Lighty, 616 F.3d 321, 359 (4th Cir. 2010) (closing argument violates due process rights only if it is improper and also âso prejudice[s] the defendantâs substantial rights that the defendant was denied a fair trialâ). To evaluate whether comments during a closing argument are prejudicial to the point of denying a fair trial, we consider: (1) the degree to which the prosecutorâs remarks have a tendency to mislead the jury and to prejudice the accused; (2) whether the remarks were isolated or extensive; (3) absent the remarks, the strength of competent proof introduced to establish the guilt of the accused; [] (4) whether the comments were deliberately placed before the jury to divert attention to 23 extraneous matters[;] . . . (5) whether the prosecutorâs remarks were invited by improper conduct of defense counsel[;] and (6) whether curative instructions were given to the jury. Id. at 361 (internal quotation marks and citations omitted). Applying those factors to the governmentâs statement here, as the district court concluded, âit is apparent that Lopez was not so severely prejudiced as to warrant a new trial.â J.A. 782. First, as the district court explained, the statement did not have any tendency to mislead the jury, as the jury reasonably could have inferred the same conclusion from testimony regarding MS-13 threats to members who cooperated with law enforcement. The statement also was isolated, limited to a few lines of rebuttal argument, and came in response to issues raised during Lopezâs closing; Lopez has made no showing that the statement was intended as a diversionary tactic. And the statement did little to strengthen the âcompetent proofâ of guilt, which was convincing and centered largely on entirely independent DNA evidence. Finally, although curative instructions were not given, Lopezâs failure to object meant that the district court had no reason to believe that such instructions were necessary. In sum, and weighing all of the relevant factors, we agree with the district court that Lopez cannot establish that any error âso prejudiced [his] substantial rightsâ that a new trial is warranted. See Lighty, 616 F.3d at 359. It follows a fortiori that Lopez cannot prevail on plain error review, where he must establish both an effect on substantial rights and an error of the kind that calls into question the fairness, integrity or public 24 reputation of judicial proceedings. Accordingly, we affirm the district courtâs denial of Lopezâs motion for a new trial on this ground. 5 C. Lopez raises additional grounds for a new trial with which we may dispense more briefly. First, Lopez argues that his due process rights were violated when the government proceeded on inconsistent theories of the case, originally pursuing Cerros- Cruz as the rapist and then arguing at Lopezâs trial that it was Lopez who had raped Garcia-Calderon. As the district court recognized, we have stated that âthe Due Process Clause prohibits the government from presenting mutually inconsistent theories of the same case against different defendants.â United States v. Higgs, 353 F.3d 281, 326 (4th Cir. 2003). But see DeCastro v. Branker, 642 F.3d 442, 458 (4th Cir. 2011) (qualifying Higgs statement as dicta). But as the court went on to explain, âhere, there were no conflicting claims . . . regarding who was the sexual attackerâ: Cerros-Cruz pleaded guilty to Hobbs Act conspiracy, and âat no point during the proceedings against Cerros- Cruz or Lopez did the government commit itself to the position that Cerros-Cruz was the rapist.â J.A. 780. That is sufficient to dispose of Lopezâs claim. 5 Lopez also challenges the governmentâs statement, in its primary closing argument, that Garcia-Calderon âsimply doesnât rememberâ the face of her attacker, S.A. 208, arguing that it is inconsistent with testimony that at one point Garcia-Calderon was able to identify Cerros-Cruz, based on the shape of his lips and mustache. Pointing to the fact that the government itself acknowledged at trial that Garcia-Calderon had tentatively identified Cerros-Cruz, as well as âconsiderable evidenceâ that Garcia-Calderon was not able to make a reliable identification, J.A. 780, the district court held that the government properly summarized Garcia-Calderonâs testimony and that its description was supported by the trial evidence. We find no error in that determination. 25 Lopez also renews his objection to the district courtâs conditional admission of the DNA evidence taken from the knife sheath at the scene of the rape. As described above, Lopez moved to strike that evidence, arguing that a stain that developed on the brown paper bag holding the sheath could have contaminated the sample. The governmentâs DNA expert witness testified that the stain did not affect the knife sheath itself and that it did not appear that the interior of the bag had been compromised; even if the interior had been compromised, she testified that the stain could not affect the DNA analysis unless the stain itself was caused by a âbiological fluid that contained a lot of DNA.â J.A. 684. The district court denied Lopezâs motion to strike, concluding that a reasonable jury could find that the DNA testing was unaffected by the stain. But because â in a âstretch[]â â a reasonable jury also could conclude that the DNA sample might have been compromised, J.A. 695, the district court admitted the DNA evidence conditionally under Federal Rule of Evidence 104(b), instructing the jury to consider it only if it credited the governmentâs account of the storing and testing of the knife sheath. If, on the other hand, the jury was persuaded by Lopez that the DNA sample had been contaminated, then it was instructed to âdisregard that DNA analysis.â J.A. 738â39. We review the district courtâs evidentiary ruling for abuse of discretion, see United States v. Hornsby, 666 F.3d 296, 307 (4th Cir. 2012), and find no such abuse here. Under Rule 104(b), when the relevance of evidence â here, the DNA testing results â turns on a conditional fact â here, that the DNA sample had not been contaminated â the evidence is admitted and the determination of the conditional fact left to the jury, so long as the âjury could reasonably find the conditional fact . . . by a preponderance of the 26 evidence.â Huddleston v. United States, 485 U.S. 681, 690 (1988). We have no reason to doubt the district courtâs determination that the government introduced sufficient evidence to allow a reasonable jury to conclude that the DNA sample was uncontaminated by the stain in question. 6 IV. We turn finally to Lopezâs challenge to his sentence. Lopez contends that his 20- year sentence is unreasonable, as compared to the ten-year sentence of his âmore culpable co-defendant,â Cerros-Cruz. Br. of Appellant at 54. In other words, Lopez asserts that his sentence is substantively unreasonable because of a sentencing disparity. We review the substantive reasonableness of a sentence for an abuse of discretion, United States v. Mendoza-Mendoza, 597 F.3d 212, 216 (4th Cir. 2010), and presume the reasonableness of a sentence, like Lopezâs, that is within the Guidelines range, United States v. Go, 517 F.3d 216, 218 (4th Cir. 2008). We find no abuse of discretion here. In United States v. Allmendinger, 706 F.3d 330, 344 (4th Cir. 2013), we rejected a sentencing disparity claim much like Lopezâs. There, the defendant argued that his 540- month sentence for seven offenses relating to mail and securities fraud was substantively 6 Nor is there any merit to Lopezâs claim that the government violated Brady v. Maryland, 373 U.S. 83 (1963), in connection with the stain on the bag. As the district court explained, Lopez does not dispute that the government in fact turned over evidence related to the stain to the defense, nor that his counsel inspected the bag itself prior to trial. Though the district court went on to find in the alternative that any failure to disclose would not have been material, as is required to make out a Brady violation, we are content to affirm on the ground that the government fulfilled its obligations under Brady. 27 unreasonable because it was significantly higher than the ten-year sentence of his co- conspirator. Id. at 338, 344. We concluded that Allmendinger and his co-conspirator were situated differently, given that the co-conspirator had âadmitted to his culpabilityâ by entering into a plea agreement with the government and as a result had been permitted to plead guilty to only two conspiracy charges. Id. at 344. Absent a showing of âinvidious discrimination by the government,â we held we could not âsecond guess the governmentâs exercise of its prosecutorial discretion,â and the âdistrict court simply was not required, in the name of avoiding unwarranted sentencing disparity, to treat Allmendinger as if he had been convicted only of the crimes to which [his co-conspirator] pled guilty.â Id. Lopez and Cerros-Cruz are likewise in dissimilar positions: Cerros-Cruz admitted to his culpability, and consequently was permitted to plead guilty to only one count of conspiracy, with an agreed-upon sentence of ten years. Lopez, on the other hand, opted, as was his right, to be tried by a jury, and was convicted of both the robbery and conspiracy counts against him. Lopez makes no showing â and we discern no trace â of any âinvidious discriminationâ in the governmentâs charging decisions. See id. And like the district court in Allmendinger, id., the district court in this case gave careful consideration to Lopezâs argument regarding a potential disparity between his sentence and that of Cerros-Cruz, explaining why it did not believe it was required to impose identical sentences on the two defendants. Accordingly, we conclude that the district court was within its discretion in sentencing Lopez as it did. 28 V. For the foregoing reasons, the judgment of the district court is affirmed. AFFIRMED 29
Case Information
- Court
- 4th Cir.
- Decision Date
- June 19, 2017
- Status
- Precedential