AI Case Brief
Generate an AI-powered case brief with:
đKey Facts
âïžLegal Issues
đCourt Holding
đĄReasoning
đŻSignificance
Estimated cost: $0.10â$0.50 per brief, depending on opinion length and retries
Full Opinion
Case: 16-40241 Document: 00514098373 Page: 1 Date Filed: 08/01/2017 IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT United States Court of Appeals Fifth Circuit No. 16-40241 FILED August 1, 2017 Lyle W. Cayce UNITED STATES OF AMERICA, Clerk Plaintiff - Appellee v. OSMAN RUTILIO REYES, Defendant - Appellant Appeal from the United States District Court for the Southern District of Texas Before REAVLEY, OWEN, and SOUTHWICK, Circuit Judges. REAVLEY, Circuit Judge: This Court implicitly held in United States v. Velasco, 465 F.3d 633 (5th Cir. 2006), that the Illinois aggravated battery statute is divisibleâmeaning that if a defendant has a prior conviction under that statute and a sentencing court must determine whether this prior conviction qualifies for a sentencing enhancement, the court should look to certain records of conviction to identify the particular offense of which the defendant had been convicted. Applying Mathis v. United States, 136 S.Ct. 2243 (2016), we must decide whether that holding retains vitality. We find that it does. Recitation of only a few facts is necessary. In April of 2015, defendant Osman Rutilio Reyes was convicted of aggravated battery under Illinoisâ Case: 16-40241 Document: 00514098373 Page: 2 Date Filed: 08/01/2017 No. 16-40241 aggravated battery statute, 720 Ill. Comp. Stat. Ann. § 5/12-3.05. More specifically, he was convicted of aggravated battery with a deadly weapon under Section 5/12-3.05(f)(1). Reyes was deported in May of that year. By August, he was back in the country. Immigration and Customs Enforcement agents apprehended him in Texas, and he pleaded guilty to violating 8 U.S.C. § 1326. The district court found that Reyesâ prior conviction qualified as a crime of violence for purposes of the United States Sentencing Guidelines and imposed a 16-level sentencing enhancement when calculating the applicable Guidelines range. See USSG § 2L1.2(b)(1)(A)(ii). This ruling was required by Velasco, which had held that a conviction under the Illinois aggravated battery statute for aggravated battery based on the use of a deadly weapon necessarily involved âthe use of forceâ and therefore categorically qualified as a crime of violence. 465 F.3d at 638â40 (citing 720 Ill. Comp. Stat. 5/12â4(b)(1)). The opinion also recognized that when Illinoisâ aggravated battery statute cannot be âpare[d] down,â a conviction under the statute will not categorically qualify as a crime of violence because the âstatute provides for the commission of the offense of aggravated battery in a number of different ways, some of which do not require the use of physical force against a person.â Id. at 639 (quoting United States v. Aguilar-Delgado, 120 F. Appâx 522, 523 (5th Cir. 2004)). Though Velasco foreclosed his argument, Reyes duly objected to a crime- of-violence sentencing enhancement on the grounds that the Illinois aggravated battery statute is indivisible. As that very case shows, a finding of indivisibility would establish the sentencing enhancementâs impropriety. See Velasco, 465 F.3d at 639. On appeal, we consider Reyesâ divisibility argument in light of Mathis, and review is de novo. See United States v. Sam, 467 F.3d 857, 861 (5th Cir. 2006). Because Reyes is challenging a precedent of this Court, he must show that Mathis âunequivocally abrogatedâ Velasco. United 2 Case: 16-40241 Document: 00514098373 Page: 3 Date Filed: 08/01/2017 No. 16-40241 States v. Tanksley, 848 F.3d 347, 350 (5th Cir.), supplemented, 854 F.3d 284 (5th Cir. 2017). Mathis âis controlling regarding the methodology of the modified categorical approach,â United States v. Hinkle, 832 F.3d 569, 574 (5th Cir. 2016), so our task is to check the result of Velasco according to the method of Mathis, see Tanksley, 848 F.3d at 351. The broad issue in this case is whether Reyesâ conviction under the Illinois aggravated battery statute properly counts as a crime of violence under the Guidelines. âTo determine whether a given prior conviction qualifies for a Guidelines enhancement, courts use either (1) the categorical approach or (2) the modified categorical approach.â United States v. Rico-Mejia, 859 F.3d 318, 322 (5th Cir. 2017). Courts applying the categorical approach simply âlook to the elements of the offense enumerated or defined by the Guideline section and compare those elements to the elements of the prior offense for which the defendant was convicted.â United States v. Howell, 838 F.3d 489, 494 (5th Cir. 2016). Some statutes resist this approach because they âlist elements in the alternative, and thereby define multiple crimes.â Mathis, 136 S.Ct. at 2249. When confronted with such a statute, courts employ the modified categorical approach and examine âa limited class of documents (for example, the indictment, jury instructions, or plea agreement and colloquy) to determine what crime, with what elements, a defendant was convicted of.â Id. Some statutes seem at a glance to bear this same structure but, upon examination, merely list âvarious factual means of committing a single element.â Id. When a statute lists different possible ways of committing one crime, the modified categorical approach is impermissible. Id. at 2251. The Illinois aggravated battery statute is lengthy and complex. See 720 Ill. Comp. Stat. § 5/12-3.05(a)â(g). According to the government, the statute sets forth the necessary alternative elements that render the modified 3 Case: 16-40241 Document: 00514098373 Page: 4 Date Filed: 08/01/2017 No. 16-40241 categorical approach permissible and allow Reyesâ prior conviction to be identified as an aggravated battery involving the use of a deadly weapon. See 720 Ill. Comp. Stat. § 5/12-3.05(f)(1). According to Reyes, the statute is indivisible and âoverbroadâ in that it âsweeps in conduct that does not qualify as a âcrime of violence.ââ Reyesâ fallback position is that even if the aggravated battery statute can be narrowed to Section 5/12-3.05(f), it cannot be narrowed further. In other words, Section 5/12-3.05(f) is itself indivisible and overbroad. In determining if the aggravated battery statute is divisible, we look to its alternative components and ask âelements or means?â Mathis, 136 S.Ct. at 2256. State law governs this âthreshold inquiry.â Id. State courts are the ideal expositors of state law, but we may also examine the statutory text and structure or, if necessary, âthe record of a prior conviction itself.â Id. If the Illinois aggravated battery statute lists various means of committing one aggravated battery offense, it is indivisible. Hinkle, 832 F.3d at 575. In such a case, a jury need not agree on how the offense was committed, and Reyesâ crime of conviction could not be narrowed to encompass any one factual theory, no matter the actual evidence or indictment in his case. Mathis, 136 S.Ct. at 2251. Elements, by contrast, are those âthings the âprosecution must prove to sustain a conviction.ââ Id. at 2248 (quoting Blackâs Law Dictionary 634 (10th ed. 2014). Distilled to its essence, Mathis recognizes that, when applying a recidivism statute to a defendantâs prior convictions, each âcrime of convictionâ is defined by solely by its elements. Id. at 2251. âHow a given defendant actually perpetrated the crimeâ is irrelevant, âregardless of whether a statute omits or instead specifies alternative possible means of commission.â Id. We first consider Reyesâ broad argument: that the âaggravated battery statute contains [a] lengthy list of ways that a person can violate the statute.â (Emphasis added (citing 720 Ill. Comp. Stat. § 5/12-3.05(a)â(g)).) Do its many subsections and their nested paragraphs simply establish a multiplicity of 4 Case: 16-40241 Document: 00514098373 Page: 5 Date Filed: 08/01/2017 No. 16-40241 ways of committing one aggravated battery offense? No. The Supreme Court of Illinois recently analyzed the aggravated battery statute and held that it contained (at least) two different crimes requiring different proofs. 1 People v. Cherry, 63 N.E.3d 871, 877 (Ill. 2016) (discussing aggravated battery and aggravated battery with a firearm). The Illinois aggravated battery statute sets forth many types of aggravated battery. It is error to analyze the statute as if it instead establishes a basic aggravated battery offense that is supplemented throughout the rest of the statute by various further-aggravating circumstances. Thus, in Cherry, the Supreme Court of Illinois rejected the appellate courtâs conclusion that aggravated battery with a firearm was merely âan enhanced version of aggravated battery.â Id. (quoting People v. Cherry, 22 N.E.3d 1277, 1283 (Ill. App. Ct. 2014)). And it chided the lower court for âwholly ignor[ing] the actual elements of these offenses.â Id. [T]he statutory elements plainly demonstrate that, rather than being an aggravated or enhanced version of aggravated battery, aggravated battery with a firearm is, like aggravated battery itself, an aggravated or enhanced version of battery. The aggravated battery and aggravated battery with a firearm statutes share an identical structure. Both offenses require the State to prove the commission of a battery, and both offenses require the State to prove the presence of an additional factor aggravating that battery. Id. (emphases added). Cherry thus forecloses Reyesâ argument that the entirety of the aggravated battery statute is indivisible. Accordingly, our focus shifts to one particular subsection, Section 5/12-3.05(f). Reyesâ âcrime of convictionâ for purposes of Mathis is either a Section 5/12-3.05(f) violation (aggravated battery 1The code numbers cited herein are different than those referenced in both Velasco and Cherry because this portion of the Illinois penal code has been renumbered. 5 Case: 16-40241 Document: 00514098373 Page: 6 Date Filed: 08/01/2017 No. 16-40241 based on the use of a weapon or device) or a 5/12-3.05(f)(1) violation (aggravated battery involving the use of a deadly weapon). See 136 S.Ct. at 2251. In its entirety, subsection (f) reads as follows: Offense based on use of a weapon or device. A person commits aggravated battery when, in committing a battery, he or she does any of the following: (1) Uses a deadly weapon other than by discharge of a firearm, or uses an air rifle as defined in Section 24.8-0.1 of this Code. (2) Wears a hood, robe, or mask to conceal his or her identity. (3) Knowingly and without lawful justification shines or flashes a laser gunsight or other laser device attached to a firearm, or used in concert with a firearm, so that the laser beam strikes upon or against the person of another. (4) Knowingly video or audio records the offense with the intent to disseminate the recording. 720 Ill. Comp. Stat. Ann. 5/12-3.05(f). As can be seen from the statute, if Reyesâ crime of conviction is aggravated battery based on the use of a weapon or device, then the conviction would not categorically qualify as a crime of violence under the Guidelines; the conviction could be based on wearing a hood while committing a non-violent battery, for instance. But if the crime of conviction is aggravated battery involving the use of a deadly weapon it categorically qualifies as a crime of violence under the Guidelines. United States v. Sanchez-Sanchez, 779 F.3d 300, 305 (5th Cir. 2015). We must determine the nature of Section 5/12-3.05(f). Do paragraphs (1) through (4) itemize means of committing a single crime, or do paragraphs (1) through (4) represent distinct crimes with distinct elements? See Hinkle, 832 F.3d at 575. We are aware of no Illinois case describing aggravated battery based on the use of a weapon or device as a unitary offense, which offense may be proven by showing that Section 5/12-3.05(f) was violated in any one of four ways 6 Case: 16-40241 Document: 00514098373 Page: 7 Date Filed: 08/01/2017 No. 16-40241 enumerated in paragraphs (1) through (4) of that subsection. Compare Mathis, 136 S.Ct. at 2256 (finding the Iowa burglary statute indivisible because of a state supreme court holding that â[t]he listed premises in Iowaâs burglary law . . . are âalternative method[s]â of committing one offense, so that a jury need not agree whether the burgled location was a building, other structure, or vehicleâ (quoting State v. Duncan, 312 N.W.2d 519, 523 (Iowa 1981))). But nor can we find cases holding that Section 5/12-3.05(f) describes four different crimes with four distinct sets of elements. Compare United States v. Uribe, 838 F.3d 667, 670 (5th Cir. 2016) (holding that the Texas burglary statute, which describes three forms of burglary, is divisible because the Texas Court of Criminal Appeals had previously held that each âtypeâ of burglary had its own set of elements (citing Day v. State, 532 S.W.2d 302, 306 (Tex. Crim. App. 1975))). There are cases, however, that answer the precise question necessary to resolve this case: whether Section 5/12-3.05(f)(1) is a distinct crime (aggravated battery involving the use of a deadly weapon) that includes, as an element, use of a deadly weapon in the commission of a battery. We return to Cherry, where Illinoisâ high court said exactly this. There, the court used a wide-ranging discussion of the Illinois aggravated battery statute to explain its ultimate holdingâthat aggravated battery with a firearm is a separate offense from aggravated battery. In the process, it asked the reader to consider the example of aggravated battery âinvolving the use of a deadly weapon other than a firearm.â Cherry, 63 N.E.3d at 877. To âproveâ this âoffense,â the court said, âthe State must prove that the defendant: âin committing a battery, used a deadly weapon other than by the discharge of a firearm.ââ Id. (quoting 720 Ill. Comp. Stat. Ann. 5/12-4(b)(1)) (cleaned up). Thus, aggravated battery involving the use of a deadly weapon is not a way of committing aggravated battery or even aggravated battery based on the use of a weapon or device; it is 7 Case: 16-40241 Document: 00514098373 Page: 8 Date Filed: 08/01/2017 No. 16-40241 a distinct offense requiring proof of the use of a deadly weapon. And there is no shortage of consistent Illinois decisions. 2 There is also an abundance of cases that do not address the issue but demonstrate that defendants accused of violating 5/12-3.05(f)(1) are charged with and convicted of violating 5/12- 3.05(f)(1). 3 Any purported Illinois crime known as aggravated battery based on the use of a weapon or device is a chimera; the crime of aggravated battery involving the use of a deadly weapon is routinely charged and proven. It is true that Cherryâs discussion of Section 5/12-3.05(f)(1) is dicta. We follow it for several reasons. First, a federal court tasked with interpreting state law must give state supreme court dicta great weight. 4 Avakian v. Citibank, N.A., 773 F.3d 647, 651â52 (5th Cir. 2014). Second, the statements in Cherry follow from its parsing of the relevant statutory language. Velasco reached the same result based on a similar parsing, 465 F.3d at 639â40, and 2 People v. Marston, 818 N.E.2d 1261, 1267 (Ill. App. Ct. 2004) (where defendant was charged with aggravated battery with a deadly weapon: âAs was charged in this case, a person commits aggravated battery when he intentionally or knowingly without legal justification uses a deadly weapon other than a firearm to cause bodily harm to an individual.â); People v. Blanks, 845 N.E.2d 1, 11â12 (Ill. App. Ct. 2005) (describing proof of the use of a deadly weapon as âthe aggravating factor which satisfies the statuteâ); People v. Garita, 2016 WL 7228782, *3 (Ill. App. Ct. 2016) (unpublished) (â[T]he aggravated battery with a deadly weapon charge required the State to prove that defendant caused bodily harm to [the victim] while using a âdeadly weapon other than by discharging a firearm.ââ (quoting Section 5/12-3.05(f)(1)). 3 See, e.g., People v. Pratt, 2017 WL 1497733, at *1 (Ill. App. Ct. Apr. 25, 2017) (unpublished); People v. Williams, 2017 WL 1211254, at *1 (Ill. App. Ct. Apr. 3, 2017); People v. Khan, 2017 WL 1019777, at *1 (Mar. 14, 2017) (unpublished); People v. Curry, 2017 WL 776082, at *1 (Ill. App. Ct. Feb. 24, 2017) (unpublished); see also People v. Crespo, 788 N.E.2d 1117, 1122 (Ill. 2001), as modified on denial of rehâg (Mar. 31, 2003) (defendant charged with distinct aggravated battery offenses, including âaggravated battery (great bodily harm)â and âaggravated battery (deadly weapon)â). 4 When, as here, a federal court must identify and apply state law in the absence of a clearly controlling state supreme court opinion, the analogous Erie inquiry calls on federal courts to âguessâ how a state supreme court âwould decide.â Howe ex rel. Howe v. Scottsdale Ins. Co., 204 F.3d 624, 627 (5th Cir. 2000). This âguessâ is not a surmise of what the state law would become if the state supreme court addressed the issue but rather what the state law is. See, e.g., Batts v. Tow-Motor Forklift Co., 66 F.3d 743, 749â50 (5th Cir. 1995). 8 Case: 16-40241 Document: 00514098373 Page: 9 Date Filed: 08/01/2017 No. 16-40241 Mathis endorses examinations of the statutory text when no state supreme court decision provides a definitive answer, 136 S.Ct. at 2256. Third, under Illinoisâ Murderer and Violent Offender Against Youth Registration Act, a âviolation or attempted violationâ of Section 5/12-3.05(f)(1) can constitute a âviolent offense against youth,â but subsections 5/12-3.05(f)(2)â(4) are not listed as qualifying offenses. 730 Ill. Comp. Stat. Ann. 154/5(b)(4.4). This works only if Section 12-3.05(f)(1) describes a discrete offense. The Dissent announces it has found a Mathis-approved state court decision that conclusively resolves the question, People v. Diaz, 614 N.E.2d 268 (Ill. App. Ct. 1993). But Diaz turns out to be (1) Illinois law on the permissibility of general verdicts where a defendant is charged with multiple and distinct offenses, and is unrelated to the present case where conviction matches the crime charged and satisfies federal sentencing requirements; (2) a mere intermediate state court opinion, (3) a case that did not consider the statute before us and was in fact decided before both Section 12-3.05 and its predecessor statute (discussed in Cherry) were ever enacted, and (4) a case simply not involving statutory language, design, or meaning. Inasmuch as Diaz does not address Section 12-3.05(f) and therefore could not have possibly determined its divisibility, it is legally off-topic. Inasmuch as it deals with a situation where the prosecution seeks to convict under two different âdefinitionsâ of aggravated battery, it is factually inapt. But even if we overlook all of this and proceed as if Diaz muddled the picture, a return to our Mathis-mandated order of operations confirms our conclusion that Reyesâ prior conviction qualifies as a crime of violence. Diaz plainly does not âdefinitively answer[] the questionâ before us. Mathis, 136 S.Ct. at 2256. Accordingly, if the Dissent is not convinced by Cherry (and the host of intermediate appellate court decisions we have cited that do involve the relevant statute), it should next examine the statutory 9 Case: 16-40241 Document: 00514098373 Page: 10 Date Filed: 08/01/2017 No. 16-40241 textâwhich, as we have noted, Cherry does. Id. And if there is still no good answer, âfederal judges have another place to look: the record of a prior conviction itself.â Id. At this third Mathis step, courts utilize record documents as an aid in determining a statuteâs divisibility. See id. at 2257 n. 7 (â[W]hen state law does not resolve the means-or-elements question, courts should âresort[ ] to the [record] documentsâ for help in making that determination.ââ (quoting Descamps v. United States, 133 S.Ct. 2276, 2285 n.2 (2013)) (alterations in original)). An indictment can resolve the elements-means question âby referencing one alternative term to the exclusion of all others,â thereby indicating âthat the statute contains a list of elements, each one of which goes toward a separate crime.â Id. Here, Reyesâ indictment is in the record. In Count 1âthe count to which he pleaded guiltyâReyes was charged with âcommitting a battery . . . by use of a deadly weaponâ and, more specifically still, with âa violation of 720 ILCS 5/12-3.05(f)(1).â There is no mention of Section 12-3.05(f)âs remaining provisions. This âpeekâ at the indictment was not necessary to determine Section 12-3.05(f) is divisible. But it demonstrates that Diaz has no application. âAs was charged in this case, a person commits aggravated battery when he intentionally or knowingly without legal justification uses a deadly weapon other than a firearm to cause bodily harm to an individual.â Marston, 818 N.E.2d at 1267 (emphasis added). Reyes was charged and convicted of violating Section 5/12-3.05(f)(1). Aggravated battery involving use of a deadly weapon under Section 5/12- 3.05(f)(1) is a discrete offense requiring proof of the use of a deadly weapon. It has been established, categorically, that the offense of which he was convicted represents a crime of violence under the Guidelines. The district court did not err in following Velasco and applying the crime-of-violence enhancement. 10 Case: 16-40241 Document: 00514098373 Page: 11 Date Filed: 08/01/2017 No. 16-40241 Illinoisâ aggravated battery statute is complex and has many parts. We have held that its Section 5/12-3.05(f) is divisible and that a conviction under Section 5/12-3.05(f)(1) requires proof of the use of a deadly weapon. We have no occasion to examine the statute further. Mathis did not abrogate Velasco, and the sentence is AFFIRMED. 11 Case: 16-40241 Document: 00514098373 Page: 12 Date Filed: 08/01/2017 No. 16-40241 LESLIE H. SOUTHWICK, Circuit Judge, concurring: I concur in the decision to affirm the sentence. Where I depart from Judge Reavley is that I do not conclude that the Illinois Supreme Court clearly resolved our issue in People v. Cherry, 63 N.E.3d 871 (Ill. 2016). As a result, I find it necessary to look elsewhere to be sure this statute is divisible. Cherry held that aggravated battery âinvolving the use of a deadly weapon other than a firearmâ requires the State to âproveâ a defendant used âa deadly weapon other than by the discharge of a firearm[.]â Id. at 877 (quoting 720 ILL. COMP. STAT. § 5/12-4(b)(1) (West 2010)). The court referred to the use of a deadly weapon other than by discharge of a firearm as an âelement[]â that âserve[s] to aggravate [the] battery.â Id. at 878. What concerns me is that there is Illinois caselaw that suggests the use of the term âelementâ in Cherry might not have been with the same meaning as the United States Supreme Court meant in Mathis. See Mathis v. United States, 136 S. Ct. 2243, 2256â57 (2016). Cherry said it would discuss two âformsâ of aggravated battery under the 2010 aggravated-battery statute: (1) causing great bodily harm under Section 5/12-4(a), and (2) using a deadly weapon other than by discharge of a firearm under Section 5/12-4(b)(1). See Cherry, 63 N.E.3d at 877â78. It analyzed these forms of aggravated battery in order to determine whether aggravated battery could be the predicate offense for another crime Cherry committed, which was armed violence. Id. at 876â77. There is no need to get into the nuances of that issue other than to pull a few points from the state courtâs analysis. First, the aggravated-battery statute, 2010 edition, required that a battery be committed. That also is the case for the statute under which Reyes was convicted. Second, the crime was aggravated if the State could âprove the presence of an additional factor aggravating that battery.â Id. at 877. 12 Case: 16-40241 Document: 00514098373 Page: 13 Date Filed: 08/01/2017 No. 16-40241 In the course of its analysis, the Cherry court said that â[t]he aggravated battery and aggravated battery with a firearm statutes share an identical structure. Both offenses require the State to prove the commission of a battery, and both offenses require the State to prove the presence of an additional factor aggravating that battery.â Id. The court did not have before it the issue of whether jurors would need to be unanimous regarding any one form of aggravated battery. My uncertainties partly arise from an earlier Illinois intermediate appellate court decision. See People v. Diaz, 614 N.E.2d 268 (Ill. App. Ct. 1993). The Diaz court dealt with jury unanimity, which in substance is our issue. Jurors were given a verdict form which provided they could find Diaz guilty of aggravated battery if he â[1] intentionally and knowingly caused great bodily harm . . . or . . . [2] knowingly and intentionally caused bodily harm . . . and used a deadly weapon.â Id. at 270. The offenses the Diaz court considered on the issue of juror unanimity are quite similar to the offenses the Cherry court considered on an unrelated issue of sentencing. The defendant in Diaz argued that the general verdict form was fatally flawed because the jury did not need to be unanimous regarding the two theories of aggravated battery. Id. The court disagreed, holding the jury needed to be unanimous regarding the defendantâs guilt of the crime charged, not the ââalternate ways in which the crime can be committed[.]ââ Id. at 271 (quoting People v. Travis, 525 N.E.2d 1137, 1147 (Ill. App. Ct. 1988)). That would indicate at least some of the aggravating factors in the aggravated battery statute are means, not elements. There are Illinois Supreme Court decisions that, like Diaz, fully embrace general verdicts for offenses that can be committed in disparate ways, a fact 13 Case: 16-40241 Document: 00514098373 Page: 14 Date Filed: 08/01/2017 No. 16-40241 recognized in the courtâs approved pattern jury instructions. 1 We read too much into Cherry to conclude it definitely meant âelementsâ in the Mathis- sense when that was not the courtâs concern. Diaz must be viewed for what it is: an earlier decision of an intermediate court dealing with an earlier aggravated-battery statute. Even so, because the opinions were discussing different legal issues, I do not believe the Diaz decision which indicates the two forms of battery it was discussing should be considered two different means, and Cherry which uses âelementsâ for quite similar offenses, are necessarily inconsistent. Hence, my uncertainty. Still, Cherry does not discuss Diaz. It did not need to as its issue was different. Perhaps Cherry implies that, if put to the test, the Illinois Supreme Court would hold that the forms of aggravated battery under Section 5/12- 3.05(f)(1)â(4) contain separate Mathis elements. We have considered cases before that imply divisibility. See, e.g., United States v. Mendez-Henriquez, 847 F.3d 214, 219 (5th Cir. 2017). The implication is strengthened when we see that the Diaz court recognized there are âdue process limitations on a âStateâs capacity to define different courses of conduct, or states of mind, as merely alternative means of committing a single offense[.]ââ Diaz, 614 N.E.2d at 272 (quoting Schad v. Arizona, 501 U.S. 624, 632 (1991)). The variation among the forms of aggravated battery in the four subparts of Subsection (f) are quite 1 See People v. Smith, 906 N.E.2d 529, 538 (Ill. 2009) (â[B]ecause first degree murder is a single offense, it is constitutionally permissible for jurors to return a general verdict of guilty even if there is no juror unanimity with regard to the means by which the murder was committed.â); Illinois Pattern Instruction Criminal No. 26.01 at 5â6 (using aggravated battery as an example for an instruction that may be used where âa defendant is charged in multiple counts with an offense that can be charged with different elements,â but noting that distinguishing among the ways in which the offense can be committed is not mandatory according to People v. Travis, 525 N.E.2d 1137 (Ill. App. Ct. 1988)); cf. People v. Graves, 800 N.E.2d 790, 793 n.1 (Ill. 2003) (referring to aggravated battery as â[a] textbook example of a single offense that can be committed in multiple ways,â yet distinguishing two subsections, referring to each as an âoffense,â and observing they contain distinct âelementsâ). 14 Case: 16-40241 Document: 00514098373 Page: 15 Date Filed: 08/01/2017 No. 16-40241 different from each other, except for the two (Subparts (1) and (3)) that both deal with the use of a deadly weapon. All that said, I see Judge Reavleyâs interpretation of Cherry just to be one possible view. Our task certainly does not end, though, even if Cherry does not provide clear answers. See Mathis, 136 S. Ct. at 2256â57. We can also examine whether âthe statute on its faceâ resolves the issue, as Judge Reavley notes. Id. at 2256. The section of the Illinois statute at issue here does not seem to be providing âillustrative examplesâ but instead identifying widely different crimes, suggesting âelements.â See id. Further, looking at the entire statute, the final Subsection (h) specifies different classifications for some but not all of the specific aggravated-battery provisions, which leads to different sentences. See 720 ILL. COMP. STAT. § 5/12-3.05(h). The provision at issue in our case is not identified in Subsection (h) as having a specific sentence range, but this part of the statute provides some evidence regarding the entire statute. When âstatutory alternatives carry different punishments, then under Apprendi they must be elements.â Mathis, 136 S. Ct. at 2256. So far, the evidence points towards the subparts of Subsection (f) containing different elements. Still, if doubt remains, we examine âthe record of a prior conviction itself.â Id. In one case where âstate law [did] not give us a clear answerâ on this issue, we held the statute was divisible because the defendant âactually pleaded guiltyâ to a specific element, and the documents in the record made clear that the statute set forth elements. Ibanez-Beltran v. Lynch, 858 F.3d 294, 298 (5th Cir. 2017). In another case, we first took note of one state court decision that âimplie[d] the statute list[ed] alternative elements,â but turned to the record of conviction because that case was not dispositive. See Mendez-Henriquez, 847 F.3d at 219. Because the defendant was charged with one element to the exclusion of all others, we held that âthe statute enumerates alternative elements for committing a felony[.]â Id. 15 Case: 16-40241 Document: 00514098373 Page: 16 Date Filed: 08/01/2017 No. 16-40241 This record contains a copy of Reyesâs indictment. He was charged with a violation of Section 5/12-3.05(f)(1). The indictment said a dangerous weapon was used, specifically a machete. It contained no citation to or inclusion of language from any other subpart, i.e., no reference to hoods or robes or recording the crime. This peek at the court record supports that the statute is divisible. I find it necessary to go beyond Cherry. Doing so, I reach the same destination as does Judge Reavley, namely, that this subsection of the aggravated-battery statute is divisible. 16 Case: 16-40241 Document: 00514098373 Page: 17 Date Filed: 08/01/2017 No. 16-40241 PRISCILLA R. OWEN, Circuit Judge, dissenting: The question to be resolved is whether a conviction for aggravated battery under 720 ILL. COMP. STAT. § 5/12-3.05 is a âcrime of violenceâ within the meaning of section 2L1.2(b)(1)(A)(ii) of the United States Sentencing Guidelines that was in effect when Reyes was sentenced in 2016. 1 To answer this question, we must determine whether section 5/12-3.05 is âdivisibleâ within the meaning of the Supreme Courtâs decision in Mathis v. United States. 2 The Court explained in Mathis that if, under state law, a jury need not agree on the particular method by which the defendant committed an offense, then alternative methods set forth in the statute of conviction are âmeansâ of committing the offense, not âelementsâ of the offense. 3 A statute that sets forth âmeansâ rather than âelementsâ is not divisible. A decision from an intermediate Illinois appellate court, People v. Diaz, held that when a jury is presented with two statutorily described alternative ways of committing aggravated battery, jurors, in convicting the defendant, need not agree as to which of the alternatives occurred. 4 A more recent intermediate appellate See U.S. SENTENCING GUIDELINES MANUAL (U.S.S.G.) § 2L1.2 cmt. n.1(B)(iii) (U.S. 1 SENTENCING COMMâN 2015): âCrime of violenceâ means any of the following: murder, manslaughter, kidnapping, aggravated assault, forcible sex offenses . . . , statutory rape, sexual abuse of a minor, robbery, arson, extortion, extortionate extension of credit, burglary of a dwelling, or any other offense under federal, state, or local law that has as an element the use, attempted use, or threatened use of physical force against the person of another. 2 136 S. Ct. 2243 (2016). 3 Id. at 2256 (âThis threshold inquiryâelements or means?âis easy in this case, as it will be in many others. Here, a state court decision definitively answers the question: The listed premises in Iowaâs burglary law, the State Supreme Court held, are âalternative method[s]â of committing one offense, so that a jury need not agree whether the burgled location was a building, other structure, or vehicle. When a ruling of that kind exists, a sentencing judge need only follow what it says.â (alteration in original) (citation omitted) (quoting State v. Duncan, 312 N.W.2d 519, 523 (Iowa 1981))). 4 614 N.E.2d 268, 270-71 (Ill. App. Ct. 1993). 17 Case: 16-40241 Document: 00514098373 Page: 18 Date Filed: 08/01/2017 No. 16-40241 court decision recognizes that Diaz stands for the proposition that the State may present a jury with alternative bases, as identified in the aggravated battery statute, on which to convict a defendant and that jury unanimity is not required. 5 Though Diaz did not deal with subsection (f) of Illinoisâs aggravated battery statute, but instead concerned former sections 11.05, 11.07, and 11.09 of the Illinois criminal statutes that governed aggravated battery, 6 its holding is highly instructive and has not been overruled. Unless and until the Illinois courts say otherwise, the Diaz decision, coupled with the Illinois Supreme Courtâs decision in People v. Smith, 7 provides significant guidance regarding jury unanimity that we should accept. I A âcrime of violence,â as defined in section 2L1.2(b)(1)(A)(ii) of the Guidelines, includes âany . . . offense under federal, state, or local law that has as an element the use, attempted use, or threatened use of physical force against the person of another.â The Government contends that Reyesâs conviction under section 5/12-3.05(f) necessarily âhas as an element the use, attempted use, or threatened use of physical force against the person of another.â A person commits the offense of âbatteryâ under Illinois law âif he or she knowingly without legal justification by any means (1) causes bodily harm to an individual or (2) makes physical contact of an insulting or provoking nature with an individual.â 8 The offense of âbatteryâ does not have 5 See People v. Smith, 866 N.E.2d 1192, 1198 (Ill. App. Ct. 2007), affâd in part and revâd in part, 906 N.E.2d 529 (Ill. 2009) (explaining that in Diaz, the jury could have convicted the defendant without agreeing upon which âalternative course of conduct that the defendant committedâ). 6 See Diaz, 614 N.E.2d at 271. 7 906 N.E.2d at 540-42. 8 720 ILL. COMP. STAT. § 5/12-3. 18 Case: 16-40241 Document: 00514098373 Page: 19 Date Filed: 08/01/2017 No. 16-40241 as an element the use, attempted use, or threatened use of physical force against the person of another. 9 Reyes was convicted of âaggravated batteryâ under section 5/12-3.05(f), which provides: (f) Offense based on use of a weapon or device. A person commits aggravated battery when, in committing a battery, he or she does any of the following: (1) Uses a deadly weapon other than by discharge of a firearm, or uses an air rifle as defined in Section 24.8-0.1 of this Code. (2) Wears a hood, robe, or mask to conceal his or her identity. (3) Knowingly and without lawful justification shines or flashes a laser gunsight or other laser device attached to a firearm, or used in concert with a firearm, so that the laser beam strikes upon or against the person of another. (4) Knowingly video or audio records the offense with the intent to disseminate the recording. If section 5/12-3.05(f) is divisible, then a conviction under subsection (1) would involve the use or threatened use of physical force against the person of another, but a conviction under subsection (2) or (4) would not. However, as explained above, the Illinois intermediate courts have not required a jury to agree on the method by which an aggravated battery was committed in order to convict a defendant. For example, a defendant could be charged under this section for committing a battery while âus[ing] a deadly weapon other than by discharge of a firearmâ or while âwear[ing] a hood.â Jurors could disagree on whether a deadly weapon was used and still return a guilty verdict. 9 See United States v. Velasco, 465 F.3d 633, 637 (5th Cir. 2006). 19 Case: 16-40241 Document: 00514098373 Page: 20 Date Filed: 08/01/2017 No. 16-40241 II JUDGE REAVLEYâs opinion properly sets forth the âthreshold inquiryâ of âelements or meansâ from the Supreme Courtâs decision in Mathis v. United States 10 and correctly observes that â[s]tate courts are the ideal expositors of state law.â 11 Resolving the threshold inquiry in Mathis was âeasyâ for the Supreme Court, because a âstate court decision definitively answer[ed] the questionâ and â[w]hen a ruling of that kind exists, a sentencing judge need only follow what it says.â 12 In Mathis, a state court decision definitively held that â[t]he listed premises in Iowaâs burglary law . . . are âalternative method[s]â of committing one offense, so that a jury need not agree whether the burgled location was a building, other structure, or vehicle.â 13 âArmed with such authoritative sources of state law, federal sentencing courts can readily determine the nature of an alternatively phrased list.â 14 The guidance that we have from the Illinois courts indicates that a jury would not have to agree as to which subsection of section 5/12-3.05(f) applied in finding a defendant guilty under subsection (f). In People v. Diaz, the defendant was convicted of aggravated battery, though the jury instructions did not require the jury to agree on how the defendant actually committed the crime. 15 Instead, the instructions âpermitted the jury to return a general guilty verdict of aggravated batteryâ by finding that the defendant either âintentionally and knowingly caused great bodily harmâ or âknowingly and intentionally caused bodily harm . . . and used a deadly weapon.â 16 On 10 136 S. Ct. 2243, 2256 (2016). 11 Ante at 4. 12 Mathis, 136 S. Ct. at 2256. 13 Id. (alteration in original) (quoting State v. Duncan, 312 N.W.2d 519, 523 (Iowa 1981)). 14 Id. 15 614 N.E.2d 268, 270 (Ill. App. Ct. 1993). 16 Id. 20 Case: 16-40241 Document: 00514098373 Page: 21 Date Filed: 08/01/2017 No. 16-40241 appeal, the defendant argued that allowing the jury to âdisagree[] as to which alternative course of conduct [he] committedâ violated his constitutional rights. 17 An Illinois appellate court affirmed the conviction, quoting People v. Travis 18 for the proposition that âthe jury need only be unanimous with respect to the ultimate question of defendantâs guilt or innocence of the crime charged, and unanimity is not required concerning alternate ways in which the crime can be committed, and, accordingly, we so hold.â 19 The threshold inquiry should end here, as it did in Mathis. JUDGE SOUTHWICKâs opinion discounts Diaz as an older, intermediate appellate court decision. 20 However, Illinoisâs current pattern jury instructions reflect that Diaz continues to have purchase in the submission of aggravated battery to jurors. A âGeneral Concluding Instructionâ in the pattern jury instructions specifically allows a jury to convict a defendant of aggravated battery without agreeing on the alternative methods of the crime. 21 The Committee Notes to the instructions state that â[w]hen a defendant is charged in multiple counts with an offense that can be charged with different elements,â the court may use a jury instruction that requires the jury to agree on which âparticular wayâ the defendant committed the crime, but it is not required to do so. 22 The instructions use aggravated battery as an example: An example would be a defendant charged in three separate counts with aggravated battery based upon his alleged (1) causing great 17 Id. 18 525 N.E.2d 1137 (Ill. App. Ct. 1988). 19 Diaz, 614 N.E.2d at 271 (quoting Travis, 525 N.E.2d at 1147); see also People v. Jackson, 874 N.E.2d 123, 129 (Ill. App. Ct. 2007) (âDefendant was not entitled to a unanimous verdict on whether he fired the weapon or whether [his friend] fired the weapon.â (citing Travis, 525 N.E.2d at 1147)). 20 Ante at 14. 21 Illinois Pattern Jury InstructionsâCriminal § 26.01 & accompanying notes. 22 Id. 21 Case: 16-40241 Document: 00514098373 Page: 22 Date Filed: 08/01/2017 No. 16-40241 bodily harm, (2) causing bodily harm to a police officer, and (3) committing a battery upon a public way. Each of these charges is called aggravated battery, but each contains an element that must be proved beyond a reasonable doubt that neither of the other charges contains. Accordingly, a court may choose to distinguish on the verdict forms between the ways in which aggravated battery can be committed. If the court so chooses, then the opening sentence of the issues instructions as well as the guilty and not guilty verdict forms should be expanded to distinguish among the different ways a particular charge is before the jury. .... The Committee wishes to emphasize that distinguishing among the various ways in which a given charge is brought is not required by law. In People v. Travis, 170 Ill. App. 3d 873, 525 N.E.2d 1137, 121 Ill. Dec. 830 (4th Dist. 1988), the court rejected the argument that such distinctions were mandatory and stated the following: âthe best rule is that the jury need only be unanimous with respect to the ultimate question of defendantâs guilt or innocence of the crime charged, and unanimity is not required concerning alternate ways in which the crime can be committed . . . .â 23 JUDGE SOUTHWICKâs opinion suggests that âif put to the test, the Illinois Supreme Court would hold that the forms of aggravated battery under Section 5/12-3.05(f)(1)â(4) contain separate Mathis elements.â 24 With great respect, this Erie guess 25 seems to miss the mark for several reasons. First, at the time Reyes was convicted, through the present, Illinois courts have construed the varying methods of committing âaggravated batteryâ to comprise a single offense. The Illinois Supreme Court has construed varying means of committing murder to comprise a single event. 26 Discounting and disregarding these state court opinions ignores ââTaylorâs demand for certaintyâ when 23 Id. 24 Ante at 14. 25 See Erie R. Co. v. Tompkins, 304 U.S. 64 (1938). 26 See People v. Smith, 906 N.E.2d 529, 540-42 (Ill. 2009). 22 Case: 16-40241 Document: 00514098373 Page: 23 Date Filed: 08/01/2017 No. 16-40241 determining whether a defendant was convicted of a generic offense.â 27 A federal sentencing court must ask what the state court required a jury to find, under state law, to convict a defendant of the state offense at the time of conviction. 28 Neither JUDGE REAVLEYâs opinion nor JUDGE SOUTHWICKâs opinion offers any basis for concluding with assurance that, at the time that Reyes was convicted, Illinois law treated the various methods of committing aggravated burglary set forth in section 5/12-3.05 as elements of separate offenses, not means of committing an offense. As will be discussed below, virtually all of the Illinois decisions indicate that the Illinois courts have treated aggravated battery, and certain other crimes with statutorily- described means of committing the offense, as a single offense. JUDGE REAVLEYâs opinion characterizes the holding in Diaz as âIllinois law on the permissibility of general verdicts where a defendant is charged with multiple and distinct offenses, and is unrelated to the present case where conviction matches the crime charged and satisfies federal sentencing requirements.â 29 Though the defendant in Diaz was charged with multiple offenses, only aggravated battery was at issue on review, as he was acquitted of all other charges. 30 The Diaz decision focused on the validity of a general verdict finding the defendant guilty of one offenseâaggravated batteryââeven though the jury may have disagreed over which of the instructionâs two alternative courses of conduct defendant committed.â 31 Diaz is related to the 27 Mathis v. United States, 136 S. Ct. 2243, 2257 (2016) (quoting Shepard v. United States, 544 U.S. 13, 21 (2005)). 28 See id. at 2255 (â[A]n ACCA penalty may be based only on what a jury ânecessarily foundâ to convict a defendant (or what he necessarily admitted).â (quoting Descamps v. United States, 133 S. Ct. 2276, 2287 (2013))). 29 Ante at 9. 30 People v. Diaz, 614 N.E.2d 268, 269 (Ill. App. Ct. 1993). 31 Id. 23 Case: 16-40241 Document: 00514098373 Page: 24 Date Filed: 08/01/2017 No. 16-40241 present case because it demonstrates that Illinois law does not require jury unanimity how an aggravated battery was committed. JUDGE REAVLEYâs opinion relies on the Illinois Supreme Courtâs decision in People v. Cherry, 32 contending that its âultimate holdingâ was that âaggravated battery with a firearm is a separate offense from aggravated battery.â 33 The actual issue in Cherry was âwhether aggravated battery with a firearm is an enhanced or aggravated version of aggravated battery, such that aggravated battery cannot serve as the predicate for armed violence.â 34 The court held that âlike aggravated battery itself, aggravated battery with a firearm is an enhanced or aggravated form of battery. Consequently, there is absolutely no reason why, as charged in this case, aggravated battery cannot serve as the predicate for a charge of armed violence.â 35 The Illinois court suggested in Cherry, in dicta, that aggravated battery involving the use of a deadly weapon might be a separate âoffense,â 36 but the court was not addressing the question we must resolve. It was not using the term âoffenseâ in the context of Mathisâs distinction between a âmeansâ of committing an offense and the âelementsâ of an offense. The Illinois court compared aggravated battery by great bodily harm and aggravated battery by use of a deadly weapon (contained in different subsections in the same former section), denominating âboth of these provisionsâ âtwo forms of aggravated battery.â 37 The court continued by stating that âto prove the latter offense, the State must prove that the defendant . . . [used] a deadly weapon.â 38 32 63 N.E.3d 871 (Ill. 2016). 33 Ante at 7. 34 Cherry, 63 N.E.3d at 879. 35 Id. 36 Id. at 877-78. 37 Id. 38 Id. at 877 (second alteration in original). 24 Case: 16-40241 Document: 00514098373 Page: 25 Date Filed: 08/01/2017 No. 16-40241 The Illinois court did not hold in Cherry that in convicting a defendant of aggravated battery, jury unanimity was required as to whether aggravated battery had been committed by great bodily harm or instead had been committed by use of a deadly weapon. Rather, the court observed that they share the underlying offense of simple battery. 39 None of the other decisions cited in JUDGE REAVLEYâs opinion address the issue of juror unanimity, on which our analysis of section 5/12-3.05(f) turns. 40 They address only the proof required when a specific means is charged, 41 not whether a jury is required to agree if the defendant committed aggravated battery while wearing a hood or while using a deadly weapon other than by discharging a firearm. JUDGE SOUTHWICKâs opinion correctly observes that certain subsections of Illinoisâs aggravated battery statute carry different punishments 42 and that, as a general proposition, when âstatutory alternatives carry different punishments, then under Apprendi they must be elements.â 43 However, the punishment for an offense described in subsection (f) does not vary based on which of the four subsections is applicable. 44 It is also important to understand that while federal sentencing courts may recognize that there may be an issue under Apprendi if, for example, the Illinois courts did not require jury unanimity as to which subsection of section 5/12-3.05(a) a defendant violated, since the punishment differs among those subsections, that does not speak to actual practice in the state courts. If a state court in actual 39Id. at 877-78. 40See ante at 8 n.4. 41 See ante at 8 n.4. 42 Ante at 15; see 720 ILL. COMP. STAT. § 5/12-3.05(h). 43 Mathis v. United States, 136 S. Ct. 2243, 2256 (2016) (citing Apprendi v. New Jersey, 530 U.S. 466 (2000)). 44 § 5/12-3.05(h). 25 Case: 16-40241 Document: 00514098373 Page: 26 Date Filed: 08/01/2017 No. 16-40241 practice did not require juror unanimity, then a conviction under a statute with alternatives that fall outside the definition of a âcrime of violenceâ should not be used to enhance a sentencing range, since the courts did not treat the statute as divisible within the meaning of Mathis. It bears repeating that the punishment for any conduct described in subsection 5/12-3.05(f) is the same. In any event, the fact that Illinois varies its punishments for conduct described within other subsections of section 5/12- 3.05, such as subsection (a), does not mean that the varying conduct described within every subsection of section 5/12-3.05 defines a separate âoffenseâ such that the statute is divisible under Mathis. To the contrary, the Illinois courts have held that a single offense may have different punishments and that a jury may convict a defendant of that offense without specifying which means the defendant used to commit the crime. 45 Instead of requiring jury unanimity as to which of the various means that were charged was actually employed, the Illinois courts have held that, at least when a trial court denies a defendantâs request for a specific verdict form for each means charged and instead submits a general verdict form, the sentence for the offense is limited to the most favorable sentence from the defendantâs perspective. 46 In People v. Smith, the Illinois Supreme Court described first degree murder as a single offense, even though the statute had âthree âtypesâ of murder,ââintentional, knowing, and felony murderâand prescribed âdifferent sentencing consequences based on the specific theory of murder proven.â 47 The court concluded that the different types are âmerely different ways to commit 45 See People v. Smith, 906 N.E.2d 529, 540-42 (Ill. 2009). 46 Id. 47 Id. at 537, 538 (âWhile our statute describes three âtypesâ of murder, first degree murder is a single offense. As we have explained on numerous occasions, âthe different theories embodied in the first degree murder statute . . . are merely different ways to commit the same crime.ââ (quoting People v. Cooper, 743 N.E.2d 32, 39 (Ill. 2000))). 26 Case: 16-40241 Document: 00514098373 Page: 27 Date Filed: 08/01/2017 No. 16-40241 the same crimeâ even though the sentencing consequences varied. 48 The court explained that âbecause first degree murder is a single offense, it is constitutionally permissible for jurors to return a general verdict of guilty even if there is no juror unanimity with regard to the means by which the murder was committed,â 49 citing Schad v. Arizona. 50 The court upheld the murder conviction in Smith even though the jury returned a general verdict of guilty without specifying which type of murder the defendant committed. 51 The Illinois Supreme Court held that âwhere a defendant is charged with murder in multiple counts alleging intentional, knowing, and felony murder, and a general verdict of guilty is returned, the defendant is presumed to be convicted of the most serious offense.â 52 However, because the defendant had requested specific verdict forms, and the trial court denied that request in submitting a general verdict form, the Illinois court held that the lesser sentence must be applied. 53 48 Id. at 537 (quoting Cooper, 743 N.E.2d at 39); see also id. at 538 (âWhile it is certainly true that first degree murder is but a single offense and, thus, a general verdict need not rest on a unanimous finding of a particular theory of murder, it is also true that there may be different sentencing consequences based on the specific theory of murder proven. For example, there are several aggravating factors, applicable only to murders committed intentionally or knowingly, which, if proven to exist, will support a sentence of death.â); id. (âHowever, a person convicted of felony murder is eligible for the death penalty only if the sentencing jury finds beyond a reasonable doubt . . . that the defendant actually killed the victim or substantially contributed to his physical injuries and, in so doing, intended to kill or knew that his acts caused a strong probability of death or great bodily harm.â). 49 Id. at 538. 50 501 U.S. 624, 631-32 (1991). 51 Smith, 906 N.E.2d at 545. 52 Id. at 540. 53 Id. at 541-43, 544-45 (noting that âwhere a defendant is charged with murder in multiple counts alleging intentional, knowing, and felony murder, and a general verdict of guilty is returned, the defendant is presumed to be convicted of the most serious offenseâ intentional murderâso that judgment and sentence should be entered on the conviction for intentional murder and the convictions on the less serious murder charges should be vacated,â but concluding âthat where, as here, specific findings by the jury with regard to the offenses charged could result in different sentencing consequences, favorable to the 27 Case: 16-40241 Document: 00514098373 Page: 28 Date Filed: 08/01/2017 No. 16-40241 JUDGE REAVLEYâs opinion additionally asserts that this case can be resolved by using the documents from Reyesâs prior conviction âas an aid in determining [the] statuteâs divisibility.â 54 I sympathize with this view, but it was expressly rejected in Mathis. The defendant in Mathis had previously been convicted under an Iowa burglary statute that âcovers more conduct than generic burglary does.â 55 The Supreme Court reversed the sentence imposed under the Armed Career Criminal Act (ACCA) because it concluded that the Iowa statute was not divisible. 56 JUSTICE BREYERâs dissenting opinion argued that the sentence could be upheld based on what was charged in that prior Iowa case and what the prosecution had to prove to get a conviction in that case. JUSTICE BREYERâs opinion explained that â[t]he relevant state statute, an Iowa statute, says that a person commits a crime if he (1) âenters an occupied structure,â (2) âhaving no right . . . to do so,â (3) with âthe intent to commit a felony.ââ 57 The statute âdefine[d] âoccupied structureâ as including any (1) âbuilding,â (2) âstructure,â (3) âlandâ vehicle, (4) âwaterâ vehicle, or (5) âair vehicle, or similar place.ââ 58 But, âif the structure that the offender unlawfully entered was a land, water, or air vehicle, the state crime does not count as a âburglary.ââ 59 JUSTICE BREYERâs dissenting opinion then examined the charging documents and advocated that Mathis had been convicted of generic defendant, specific verdict forms must be provided upon request and the failure to provide them is an abuse of discretion. Accordingly, we affirm the appellate courtâs finding that, in the cases at bar, the trial courts erred when they refused defendantsâ requests for separate verdict forms.â). 54 Ante at 10. 55 Mathis v. United States, 136 S. Ct. 2243, 2250 (2016). 56 Id. at 2253-54, 2257. 57 Id. at 2259 (BREYER, J., dissenting) (second alteration in original) (quoting IOWA CODE § 713.1). 58 Id. (quoting IOWA CODE § 702.12). 59 Id. at 2260. 28 Case: 16-40241 Document: 00514098373 Page: 29 Date Filed: 08/01/2017 No. 16-40241 burglary because what the prosecutor actually charged, and therefore was required to prove, constituted generic burglary: Here, if we look at the court documents charging Mathis with a violation of the state statute, they tell us that he was charged with entering, for example, a âhouse and garage.â They say nothing about any other structure, say, a âwater vehicle.â Thus, to convict him, the juryâwhich had to find that he unlawfully entered an âoccupied structureââmust have found that he entered a âhouse and garage,â which concededly count as âbuilding [s].â So why is that not the end of this matter? Why does the federal statute not apply? 60 This understanding of the modified categorical approach was expressly rejected by the Court in Mathis, and JUDGE REAVLEYâs opinion reflects precisely the same logically appealing, but incorrect, understanding of the modified categorical approach. The Courtâs opinion in Mathis draws a fine distinction as to when and for what purpose the record of a prior conviction may be consulted in determining if a statute is divisible. 61 But the Courtâs opinion in Mathis unequivocally disapproved of an approach like that advanced in JUDGE REAVLEYâs opinion because otherwise, in Mathis, the Court would not have reversed the court of appealsâ judgment. JUDGE REAVLEYâs opinion points to Illinoisâs Murderer and Violent Offender Against Youth Registration Act, 62 under which section 5/12-3.05(f)(1) can constitute a âviolent offense against youthâ but the other subsections of section 5/12-3.05(f) cannot. 63 That section 5/12-3.05(f)(1) is singled out in this Act is not dispositive in our case. The Act lists two other types of aggravated battery that can constitute a violent offense against youth: aggravated battery by âgreat bodily harm or permanent disability or disfigurement,â section 5/12- 60 Id. (alteration in original) (citation omitted). 61 See id. at 2256-57 (majority opinion). 62 Ante at 9; 730 ILL. COMP. STAT. § 154/1. 63 730 ILL. COMP. STAT. § 154/5(b)(4.4). 29 Case: 16-40241 Document: 00514098373 Page: 30 Date Filed: 08/01/2017 No. 16-40241 3.05(a)(1), and by committing battery on a âperson who is pregnant or has a physical disability,â section 5/12-3.05(d)(2). 64 However, as noted above, the Illinois pattern jury instructions use aggravated battery by âgreat bodily harmâ as an example of one of the âvarious waysâ of committing aggravated battery that does not require jury unanimity. 65 That is, even though aggravated battery by great bodily harm is singled out by Illinoisâs Murderer and Violent Offender Against Youth Registration Act, Illinoisâs pattern jury instructions do not require jury unanimity on whether a defendant actually did cause great bodily harm. A type of aggravated battery is not necessarily a âdiscrete offenseâ because Illinoisâs Murderer and Violent Offender Against Youth Registration Act singles it out as a type of aggravated battery that can constitute a âviolent offense against youth.â 66 * * * For these reasons, I respectfully dissent. 64 Id. 65 Illinois Pattern Jury InstructionsâCriminal § 26.01 & accompanying notes. 66 Ante at 9. 30
[by Reavley]
REAVLEY, Circuit Judge: This Court implicitly held in United States v. Velasco, 465 F.3d 633 (5th Cir. 2006), that the Illinois aggravated battery statute is divisibleâmeaning that if a defendant has a prior conviction under that statute and a sentencing court must determine whether this prior conviction qualifies for a sentencing enhancement, the court should look to certain records of conviction to identify the particular offense of which the defendant had been convicted. Applying Mathis v. United States, â U.S. â, 136 S.Ct. 2243 , 195 L.Ed.2d 604 (2016), we must decide whether that holding retains vitality. We find that it does. Recitation of only a few facts is necessary. In April of 2015, defendant Osman Rutilio Reyes was convicted of aggravated battery under Illinoisâ aggravated battery statute, 720 Ill. Comp, Stat. Ann. § 5/12-3.05. More specifically, he was convicted of aggravated.battery with a deadly weapon under Section 5/12-3.05(f)(l). Reyes was deported in May of that year. By August, he was back in the country. Immigration and Customs Enforcement agents apprehended him in Texas, and he pleaded guilty to violating 8 U.S.C. § 1326 . The district court found that Reyesâ pri- or conviction qualified as a crime of violence for. purposes of the United States Sentencing Guidelines and imposed a 16-level sentencing enhancement when calcu *318 lating the applicable Guidelines range. See USSG § 2L1.2(b)(l)(A)(ii). This ruling was required by Velasco , which had held that a conviction under the Illinois aggravated battery statute for aggravated battery based on the use of a deadly weapon necessarily involved âthe use of forceâ and therefore categorically qualified as a crime of violence. 465 F.3d at 638 -40 (citing 720 Ill. Comp. Stat. 5/12-4(b)(l)). The opinion also recognized that when Illinoisâ aggravated battery statute cannot be âpare[d] down,â a conviction under the statute will not categorically qualify as a crime of violence because the âstatute provides for the commission of the offense of aggravated battery in a number of different ways, some of which do =Hot require the use of physical force against a person.â Id. at 639 (quoting United States v. Aguilar-Delgado, 120 Fed.Appx. 522, 523 (5th Cir. 2004)). Though Velasco foreclosed his argument, Reyes duly objected to a crime-of-violence sentencing enhancement on the grounds that the Illinois aggravated battery statute is indivisible. As that very case shows, a finding of indivisibility would establish the sentencing enhancementâs impropriety. See Velasco, 465 F.3d at 639 . Oh appeal, we consider Reyesâ divisibility argument in light of Mathis , and review is de novo. See United States v. Sam, 467 F.3d 857, 861 (5th Cir. 2006). Because Reyes is challenging a precedent of this Court, he must show that Mathis âunequivocally abrogatedâ Velasco. United States v. Tanksley, 848 F.3d 347, 350 (5th Cir.), supplemented, 854 F.3d 284 (5th Cir. 2017). Mathis âis controlling regarding the methodology of the modified categorical approach,â United States v. Hinkle, 832 F.3d 569, 574 (5th Cir. 2016), so our task is to check the result of Velasco according to the method of Mathis, see Tanksley, 848 F.3d at 351 . The broad issue in this case is whether Reyesâ conviction under the Illinois aggravated battery statute properly counts as a crime of violence under the Guidelines. âTo determine whether a given prior conviction qualifies for a Guidelines enhancement, courts use either (1) the categorical approach or (2) the modified categorical approach.â United States v. Rico-Mejia, 859 F.3d 318, 322 (5th Cir. 2017). Courts applying the categorical approach simply âlook to the elements of the offense enumerated or defined by the Guideline section and compare those elements to the elements of the prior offense for which the defendant was convicted.â United States v. Howell, 838 F.3d 489, 494 (5th Cir. 2016). Some statutes resist this approach because they âlist elements in the alternative, and thereby define multiple crimes.â Mathis, 136 S.Ct. at 2249 . When confronted with such a statute, courts employ the modified categorical approach and examine âa limited class of documents (for example, the indictment, jury instructions, or plea agreement and colloquy) to determine what crime, with what elements, a defendant was convicted of.â Id. Some statutes seem at a glance to bear this same structure but, upon examination, merely list âvarious factual means of committing a single element.â Id. When a statute lists different possible ways of committing one crime, the modified categorical approach is impermissible. Id. at 2251 . The Illinois aggravated battery statute is lengthy and complex. See 720 Ill, Comp. Stat. § 5/12-3.05(a)-(g). According to the government, the statute sets forth the necessary alternative elements that render the modified categorical approach permissible and allow Reyesâ prior conviction to be identified as an aggravated battery involving the use of a deadly weapon. See 720 Ill. Comp. Stat. § 5/12-3.05(f)(l). According to Reyes, the statute is indivisible *319 and âoverbroadâ in that it âsweeps in conduct that does not qualify as a âcrime of violence.â â Reyesâ fallback position is that even if the aggravated battery statute can be narrowed to Section 5/12-3.Q5(f), it' cannot be narrowed further. In other words, Section 5/12-3.05(f) is itself indivisible and overbroad. In determining if the aggravated battery statute is divisible, we look to its alternative components and ask âelements or means?â Mathis, 136 S.Ct. at 2256 . State law governs this âthreshold inquiry.â Id. State courts are the ideal expositors of state law, but we may also examine the statutory text and structure or, if necessary, âthe record of a prior conviction itself.â Id. If the Illinois aggravated battery statute lists various means of committing one aggravated battery offense, it is indivisible. Hinkle, 832 F.3d at 575 . In such a case, a jury need not agree on how the offense was committed, and Reyesâ crime of conviction could not be narrowed to encompass any one factual theory, no matter the actual evidence or indictment in his case. Mathis , 136 S.Ct. at-2251. Elements, by contrast, are those âthings the âprosecution must prove to sustain a conviction.â â Id. at 2248 (quoting. Blackâs Law Dictionary 634 (10th ed. 2014)). Distilled to its essence, Mathis recognizes that, when applying a recidivism statute to a defendantâs prior convictions, each âcrime of convictionâ is defined by solely by its elements. Id. at 2251 . âHow a given defendant actually perpetrated the crimeâ is irrelevant, âregardless of whether a statute omits or instead specifies alternative possible means of commission.â Id. We first consider Reyesâ broad argument: that the âaggravated battery statute contains [a] lengthy list of ways that a person can violate the statute.â (Emphasis added-(citing 720 Ill. Comp. Stat. § 5/12-3.05(a)-(g)).) Do its many subsections and their nested paragraphs simply establish a multiplicity of ways of committing one aggravated battery offense? No. The Supreme Court of Illinois recently analyzed the aggravated battery statute and held that it contained (at least) two different crimes requiring different proofs. 1 People v. Cherry, 407 Ill.Dec. 439 , 63 N.E.3d 871, 877 (2016) (discussing aggravated battery and aggravated battery with a firearm). The Illinois aggravated battery statute sets forth many types of aggravated battery. It is error to'analyze the statute as if it instead establishes a basic aggravated battery offense that is supplemented throughout the rest of the statute by various further-aggravating circumstances. Thus, in Cherry, the Supreme Court of Illinois, rejected the appellate courtâs conclusion that aggravated battery with a firearm was merely âan enhanced version of aggravated battery.â Id. (quoting People v. Cherry, 387 Ill.Dec. 624 , 22 N.E.3d 1277, 1283 (App. Ct. 2014)). And it chided the lower court for âwholly ignoring] the actual elements of these offenses.â Id. [T]he statutory elements plainly demonstrate that, rather than being an aggravated or enhanced version of aggravated battery, aggravated battery with a firearm is, like aggravated battery itself, an aggravated or enhanced version of battery. The aggravated battery and aggravated battery with a firearm statutes, share' an identical structure. Both offenses require the State .to prove the commission of a battery, and both "offenses require the State to prove the presence of an additional factor aggravating that battery. Id. (emphases added). Cherry thus forecloses Reyesâ argument that the entirety of the aggravated battery *320 statute is indivisible. Accordingly, our focus shifts to one particular subsection, Section 5/12-3.05(f). Reyesâ âcrime of convictionâ for purposes of Mathis is either a Section 5/12-3.05(f) violation (aggravated battery based on the use of ĂĄ weapon or device) or a 5/12-3.05(f)(1) violation (aggravated battery involving the use of a deadly weapon). See 136 S.Ct. at 2251 . In its entirety, subsection (f) reads as follows: Offense based on use of a weapon or device. A person commits aggravated battery when, in committing a battery, he or she does any of the following: (1) Uses a deadly weapon other than by discharge of a firearm, or uses an air rifle as defined in Section 24.8-0.1 of this Code. â (2) Wears a hood, robe, or mask to conceal his or her identity. (3) Knowingly and without lawful justification shines or flashes a laser gun-sight or other laser device attached to a firearm, or used in concert with a firearm, so that the laser beam strikes upon or against the person of another. . (4) Knowingly video or audio records the offense with the intent to disseminate the recording. 720 Ill. Comp. Stat. Ann. 5/12-3.05(f). As can be seen from the statute, if Reyesâ crime of conviction is aggravated battery based on the use of a weapon or device, then the conviction would not categorically qualify as a crime of violence under the Guidelines; the conviction could be based on wearing a hood while committing a non-violent battery, for instance. But if the crime of conviction is aggravated battery involving the use of a deadly weapon it categorically qualifies as a crime of violence under the Guidelines. United States v. Sanchez-Sanchez, 779 F.3d 300, 305 (5th Cir. 2015). We must determine the nature of Section 5/12-3.05(f). Do paragraphs (1) through (4) itemize means' of committing a single crime, or do paragraphs (1) through (4) represent distinct crimes with distinct elementsl See Hinkle, 832 F.3d at 575 . We are aware of no Illinois case describing aggravated battery based on the use of a weapon or device as a unitary offense, which offense may be. proven by showing that Section 5/12-3.05(f) was violated in any one of four ways enumerated in paragraphs (1) through (4) of that subsection. Compare Mathis, 136 S.Ct. at 2256 (finding the Iowa burglary statute indivisible because of a state supreme court holding that â[t]he listed premises in Iowaâs burglary law ... are âalternative method[s]â of committing one -offense, so that a jury need not agree whether the burgled location was a building, other structure, or vehicleâ (quoting State v. Duncan, 312 N.W.2d 519, 523 (Iowa 1981))). But nor can we find cases holding that Section 5/12-3.05(f) describes four different crimes with four distinct sets of elements. Compare United States v. Uribe, 838 F.3d 667, 670 (5th Cir. 2016) (holding that the Texas burglary statute, which describes three forms of burglary, is divisible because the Texas Court of Criminal Appeals had previously held that each âtypeâ of burglary had its own set of elements (citing Day v. State, 532 S.W.2d 302, 306 (Tex. Crim. App. 1975))). There are cases, however, that answer the precise question necessary to resolve this case: whether Section 5/12-3.05(f)(1) is a distinct crime (aggravated battery involving the use of a deadly weapon) that includes, as an element, use of a deadly weapon in the commission of a battery. We return to Cherry, where Illinoisâ high court said exactly this. There, the court used a wide-ranging discussion of *321 the Illinois aggravated battery statute to explain its ultimate holdingâthat aggravated battery with a firearm is a separate offense from aggravated battery. In the process, it asked the reader to consider the example of aggravated battery âinvolving the use of a deadly weapon other than a firearm.â Cherry, 407 Ill.Dec. 439 , 63 N.E.3d at 877 , To âproveâ this âoffense,â the court said, âthe State must prove that the defendant: âin committing a battery, used a deadly weapon other than by the discharge of a firearm.â â Id. (quoting 720 Ill. Comp. Stat. Ann. 5/12-4(b)(l)) (cleaned up). Thus, aggravated battery involving the me of a deadly weapon is not a way of committing aggravated battery or even aggravated battery based on the use of a weapon or device-, it is a distinct offense requiring proof of the use of a deadly weapon. And there is no shortage of consistent Ilhnois decisions. 2 There is also an abundance of cases that do not address the issue but demonstrate that defendants accused of '' violating 5/12-3.05(50(1) are charged with and convicted of violating 5/12-3.05(50(X>. 3 Any purported Illinois crime known as aggravated battery based on the use of a weapon or device is a chimera; the crime of aggravated battery involving the use.of.a deadly weapon is routinely charged and proven. âą It is true that Cherryâs discussion of Section 5/12-3.05(f)(1) is dicta. We follow it for several reasons: First, a federal court tasked with interpreting state law must give state supreme court dicta great weight. 4 Avakian v. Citibank, N.A., 773 F.3d 647, 651-52 (5th Cir. 2014). Second, the- statements in Cherry follow from its parsing of the relevant statutory language. Velasco reached the same result based on a similar parsing, 465 F,3d at 639-40, and Mathis endorses examinations of the statutory text when no state supreme court decision provides a definitive answer, 136 S.Ct. at 2256 . Third, under Illinoisâ Murderer and Violent Offender Against Youth Registration Act, a âviolation or attempted violationâ of Section 5/12-3.05(f)(l) can constitute a âviolent offense against youth,â but subsections 5/12-3.05(f)(2)-(4) are not listed as qualifying offenses. 730 Ill, Comp. *322 Stat. Ann. 154/5(b)(4.4). This works only if Section 12-3.05(f)(l) describes a discrete offense. The Dissent announces it has found a Mathis-approved state court decision that conclusively resolves the question, People v. Diaz, 244 Ill.App.3d 268 , 185 Ill.Dec. 134 , 614 N.E.2d 268 (1993), But Diaz turns out to be (1) .Illinois law on the permissibility of general verdicts where a defendant is charged with multiple and distinct , offenses, and is unrelated to the present case where conviction matches the crime charged and satisfies. federal sentencing requirements; (2) a mere intermediate state court opinion, (3) a case that did not consider the statute before us and was in fact decided before both Section 12-3.05 and its predecessor statute (discussed in Cherry), were ever enacted, and (4) a case simply not involving statutory language, design, or meaning. Inasmuch as Diaz does not address Section 12-3.05(f) and therefore could' not have possibly determined its divisibility, it is legally off-topic. Inasmuch as it deals with a situation where the prosecution seeks to convict under two different âdefinitionsâ of aggravated battery, it is factually inapt. But even if we overlook all of this and proceed as if Diaz muddled the picture, a return to our Mathis-mandated order of operations confirms our conclusion that Reyesâ prior conviction qualifies, as a crime of violence. Diaz plainly does not âdefinitively answer[] the questionâ bĂ©fore ufe. Mathis, 136 S.Ct. at 2256 . Accordingly, if the Dissent is not convinced by Cherry (and the host of intermediate appellate court decisions we have cited that do involvĂ© the relevant statute), it should next examine the statutory textâwhich, as we have noted, Cherry does. Id. And if there is still no good answer,' âfederal judges have another place to look: the record of a prior conviction itself.â Id. At this third Mathis step, courts utilize record documents as an aid in determining a statuteâs divisibility. See id. at 2257 n. 7 (â[W]hen state law does not resolve the means-or-elements question, courts should âresort[ ] to the [record] documentsâ for help in making that determination.â â (quoting Descamps v. United States, â U.S. â, 133 S.Ct. 2276 , 2285 n.2, 186 L.Ed.2d 438 (2013)) (alterations in original)). An indictment can resolve the elements-means question âby referencing one alternative term to the exclusion of all others,â thereby indicating âthat the statute contains a list of elements, each one of which goes toward a separate crime.â Id. Here, Reyesâ indictment is in the record. In Count 1âthe count to which he pleaded guiltyâReyes was charged with âcommitting a battery ... by use of a deadly weaponâ and, more specifically still, with âa violation of 720 ILCS 5/12-3.05(f)(l).â There is no mention of Section 12-3.05(f)âs remaining provisions. This , âpeekâ at the indictment was not necessary to determine Section 12-3.05(f). is divisible. But it demonstrates that Diaz has no application. âAs was charged in this case, a person commits aggravated battery when he intentionally or knowingly without legal justification uses a deadly weapon other than a firearm to cause bodily harm to an individual.â Marston, 289 Ill.Dec. 58 , 818 N.E.2d at 1267 (emphasis added). Reyes was charged and convicted of violating Section 5/12-3.05(f)(l). Aggravated battery involving use of a deadly weapon under Section 5/12-3.05(f)(l) is a discrete offense requiring proof of -the use of a deadly weapon. It has been established, categorically, that the offense of which he was convicted represents a crime of violence under the Guidelines. The district court did not err in following Velasco and applying the crime-of-violence enhancement. *323 Illinoisâ aggravated battery statute is complex and has many parts. We have held that its Section 5/12-3.05(0 is divisible and that a conviction under Section 5/12-3.05(f)(1) requires proof of the use of a deadly weapon. We have no occasion to examine the statute further. Mathis did not abrogate Velasco , and the sentence is AFFIRMED. . The code numbers cited herein are different than those referenced 'in both Velasco and Cherry because this portion of the Illinois penal code has been renumbered. . People v. Marston, 353 Ill.App.3d 513 , 289 Ill.Dec. 58 , 818 N.E.2d 1261, 1267 (2004) (where defendant was charged with aggravated battery with a deadly weapon: "As was charged in this case, a person commits aggravated battery when he intentionally or knowingly without legal justification uses a deadly weapon other than a firearm to cause bodily harm to an individual.â); People v. Blanks, 361 Ill.App.3d 400 , 300 Ill.Dec. 580 , 845 N.E.2d 1, 11-12 (2005) (describing proof of the use of a deadly weapon as "the aggravating factor which satisfies the statuteâ); People v. Garita, 2016 WL 7228782 , *3 (Ill. App. Ct. 2016) (unpublished) ("[T]he aggravated battery with a deadly weapon charge required the State to prove.that defendant caused bodily harm to [the victim] while using a âdeadly weapon other than by discharging a firearm.â â (quoting Section 5/12:3.05(f)(1))). . See, e.g., People v. Pratt, 2017 WL 1497733 , at *1 (Ill. App. Ct. Apr. 25, 2017) (unpublished); People v. Williams, 412 Ill.Dec. 985 , 77 N.E.3d 153, 156-57 (App. Ct. 2017); People v. Khan, 2017 WL 1019777 , at *1 (Mar. 14, 2017) (unpublished); People v. Curry, 2017 WL 776082 , at *1 (Ill. App. Ct. Feb. 24, 2017) (unpublished); see also People v. Crespo, 203 Ill.2d 335 , 273 Ill.Dec. 241 , 788 N.E.2d 1117, 1122 (Ill. 2001), as- modified on denial of rehâg (Mar, 31, 2003) (defendant charged with distinct aggravated battery offenses, including "aggravated battery (great bodily harm)â and "aggravated battery (deadly weapon)â). .When, as here, a federal court must identify and apply state law in the absence of a clearly controlling state supreme court opinion, the analogous Erie inquiry calls on federal courts to "guessâ how a state supreme court âwould decide.â Howe ex rel. Howe v. Scottsdale Ins, Co., 204 F.3d 624, 627 (5th Cir. 2000). This "guessâ is not a surmise of what the state law would become if the state supreme court addressed the issue but rather what the state law is. See, e.g., Batts v. Tow-Motor Forklift Co., 66 F.3d 743, 749-50 (5th Cir. 1995).
[Concurrence by Southwick]
LESLIE H. SOUTHWICK, Circuit Judge, concurring: I concur in the decision to affirm the sentence. Where I depart from Judge Reavley is that I do not conclude that the Illinois Supreme Court clearly resolved our issue in People v. Cherry, 407 Ill.Dec. 439 , 63 N.E.3d 871 (2016). As a result, I find it necessary to look elsewhere to be sure this statute is divisible. Cherry held that aggravated battery âinvolving the use of a deadly weapon other than a firearmâ requires the State to âproveâ a defendant used âa deadly weapon other than by the discharge .of a firearm[.]â Id., 407 Ill-Dec. 439, 63 N.E.3d.at 877 (quoting 720 III. Comp. Stat. §. 5/12-4(b)(1) (West 2010)). The court referred to the use of a deadly weapon other than by discharge of a firearm as an âelement[]â that âserve[s] to aggravate [the] battery.â Id. 407 Ill.Dec. 439 , 63 N.E.3d at 878 . What concerns me is that there is Illinois caselaw that suggests the use of the term âelementâ in Cherry might not have been with the same meaning as the United States Supreme Court meant in Mathis. See Mathis v. United States, â U.S. â, 136 S.Ct. 2243, 2256-57 , 195 L.Ed.2d 604 (2016). Cherry said it would discuss two âformsâ of aggravated battery under the 2010 aggravated-battery statute: (1) causing great bodily harm under Section '5/12-4(a), and (2) using a deadly weapon other than by discharge of a firearm under Section 5/12-4(b)(1). See Cherry, 407 Ill.Dec, 439, 63 N.E.3d at 877-78 . It analyzed these, forms of aggravated battery in order to determine whether aggravated battery could.be the predicate offense for another crime Cherry committed, which was armed violence. Id. at 876-77 , 63 N.E.3d at 877 . There is no need to get into the nuances of that issue other than to pull a few points from the state courtâs analysis. First, the aggravated-battery statute, 2010 edition, required that a battery be committed. That also is the case for the statute under which Reyes was convicted. Second, the crime was aggravated if the State could âprove the presence of an additional factor aggravating that battery.â Id. at 877 , 63 N.E.3d at 877 . In the course of its analysis, the Cherry court said that â[t]he aggravated battery and aggravated battery with a firearm statutes share an identical structure. Both offenses require the State to prove the commission of a battery, and both offenses require the State to prove the presence of an additionalâfactor aggravating that battery.â Id. The court did not have before it the issue of whether jurors would need to be unanimous regarding any one form of aggravated battery. My uncĂ©rtainties partly arise from an earlier Illinois intermediate appellate court decision. See People v. Diaz, 244 Ill.App.3d 268 , 185 Ill.Dec. 134 , 614 N.E.2d 268 (1993). The Diaz court dealt with jury unanimity, which in substance is our issue. Jurors were given a verdict form which provided they could find Diaz guilty of aggravated battery if he â[1] intentionally and knowingly caused, great bodily harm ... or ... [2] knowingly and intentionally caused bodily harm ... and used a deadly weapon.â Id., 185 Ill.Dec. 134 , 614 N.E,2d at 270. The offenses the Diaz court considered on the issue of juror unanimity are quite similar to the' offenses the Cherry *324 court considered on an unrelated issue of sentencing. The defendant in Diaz argued that the general verdict form was fatally flawed because the jury did not need to be unanimous regarding the two theories of aggravated battery. Id. The court disagreed, holding the jury needed to be unanimous regarding the defendantâs guilt of the crime charged, not the â âalternate ways in which the crime can be committed[.]â â Id. 185 Ill.Dec. 134 , 614 N.E.2d at 271 (quoting People v. Travis, 170 Ill.App.3d 873 , 121 Ill.Dec. 830 , 525 N.E.2d 1137, 1147 (1988)). That would indicate at least some of the aggravating factors in the aggravated battery statute are means, not elements. There are Illinois Supreme Court decisions that, like Diaz , fully embrace general verdicts for offenses that can be committed in disparate ways, a fact recognized in the courtâs approved pattern jury instructions. 1 We read too much into Cherry to conclude it definitely meant âelementsâ in the Mathi s-sense when that was not the courtâs concern. Diaz must be viewed for what it is: an earlier decision of an intermediate court dealing with an earlier aggravated-battery statute. Even so, because the opinions were discussing different legal issues, I do not believe the Diaz decision which indicates the two forms of âbattery it was discussing should be considered two different means, and Cherry which uses âelementsâ for quite similar offenses, are necessarily inconsistent. Hence, my uncertainty. Still, Cherry does not discuss Diaz . It did not need to as its issue was different. Perhaps Cherry implies that, if put to the test, the Illinois Supreme Court would hold that the forms of aggravated battery under Section 6/12-3.05(0(1)â(4) contain separate Mathis elements. We have considered cases before that imply divisibility. See, e.g., United States v. Mendez-Henriquez, 847 F.3d 214, 219 (5th Cir. 2017). The implication is strengthened when we see that the Diaz court recognized there are âdue process limitations on a âStateâs capacity to define different courses of conduct, or states of mind, as merely alternative means of committing a single offense!;.]ââ Diaz, 185 Ill.Dec. 134 , 614 N.E.2d at 272 (quoting Schad v. Arizona, 501 U.S. 624, 632 , 111 S.Ct. 2491 , 115 L.Ed.2d 555 (1991)). The variation among the forms of aggravated battery in the four subparts of Subsection (f) are quite different from each other, except for the two (Subparts (1) and (3)) that both deal with the use of a deadly weapon. All that said, I see Judge Reavleyâs interpretation of Cherry just to be one possible view. Our task certainly does not end, though, even if Cherry does not provide clear answers. See Mathis, 136 S.Ct. at 2256-57 . We can also examine whether *325 âthe statute on its faceâ resolves the issue, as Judge Reavley notes. Id. at 2256 . The section of the Illinois statute at issue here does not seem to be providing âillustrative examplesâ but instead identifying widely different crimes, suggesting âelements.â See id. Further, looking at the entire stat-utej the final Subsection (h) specifies different classifications for some but not all of the specific aggravated-battery provisions, which leads to different sentences. See 720 III. Comp. Stat. § 5/12-3.05(h). The provision at issue in our case is not identified in Subsection (h) as having a specific sentence range, but this part of the statute provides some evidence regarding the entire statute. When âstatutory alternatives carry different punishments, then under Apprendi they must be elements.â Mathis, 136 S.Ct. at 2256 . So far, the evidence points towards the subparts of Subsection (f) containing different elements. Still, if doubt remains, we examine âthe record of- a prior conviction itself.â Id. In one case where âstate law [did] not give us a clear answerâ on this issue, we held the statute was divisible because the defendant âactually pleaded guiltyâ to a specific element, and the documents in the record made clear that the statute set forth elements. Ibanez-Beltran v. Lynch, 858 F.3d 294, 298 (5th Cir. 2017). In another case, we first took note of one state court decision that âimplie[d] the statute list[ed] alternative elements,â but turned to the record of conviction because that case was not dispositive. See Mendez-Henriquez, 847 F.3d at 219 . Because the defendant was charged with one element to the exclusion of all others, we held that âthe statute enumerates alternative elements for committing a felony[.]â Id. This record contains a copy of Reyesâs indictment. He was charged with a violation of Section 5/12-3.05(f)(l). The indictment said a dangerous weapon was used, specifically a machete. It contained no citation to or inclusion of language from any other subpart, ie., no reference to hoods or robes or recording the crime. This peek at the court record supports that the statute is divisible. I find it necessary to go beyond Cherry. Doing so, I reach the same destination as does Judge Reavley, namely, that this subsection of the aggravated-battery statute is divisible. . See People v. Smith, 233 Ill.2d 1 , 329 Ill. Dec. 331 , 906 N.E.2d 529, 538 (2009) (â[B]e-cause first degree murder is a single offense, it is constitutionally permissible for jurors to return a general verdict of guilty even if there is no juror unanimity with regard to the means by which the murder was committed.â); Illinois Pattern Instruction Criminal No. 26.01 at 5-6 (using aggravated battery as an example for an instruction that may be used where "a defendant is charged in multiple counts with an offense that .can be charged with different elements,â but noting that distinguishing among the ways in which the offense can be committed is not mandatory according to People v. Travis, 170 Ill.App.3d 873 , 121 Ill.Dec. 830 , 525 N.E.2d 1137 (1988)); cf. People v. Graves, 207 Ill.2d 478 , 279 Ill.Dec. 502 , 800 N.E.2d 790 , 793 n;l (2003) (referring to aggravated battery as "[a]' textbook example of a single offense that can be committed in multiple ways,â yet distinguishing two subsections, referring to each as an "offense,â and observing they contain distinct "elementsâ).
[Dissent by Owen]
PRISCILLA R. OWEN, Circuit Judge, dissenting: The question to be resolved is whether a conviction for aggravated battery under 720 III. Comp. Stat. § 5/12-3.05 is a âcrime of violenceâ within the meaning of section 2L1.2(b)(l)(A)(ii) pf the United States Sentencing Guidelines that was in effect when Reyes was sentenced in 2016. 1 To answer this question, we must determine whether section 5/12-3.05 is âdivisibleâ within the meaning^ of the Supreme Courtâs decision in Mathis v. United States. 2 The Court explained in Mathis that if, under state law, a jury need not agree on the particular method by which the defendant committed an offense, then alternative methods set forth in the statute of conviction are âmeansâ of committing the offense, not *326 âelementsâ of the offense. 3 A statute that sets forth âmeansâ rather than âelementsâ is not divisible. A decision from an intermediate Illinois appellate court, People v. Diaz, held that when a jury is presented with two statutorily described alternative ways of committing aggravated battery, jurors, in convicting the defendant, need riot agree as to which of the alternatives occurred. 4 A more recent intermediate appellate court decision recognizes that Diaz stands for the proposition that the State may present a jury with alternative bases, as identified in the aggravated battery statute, on which to convict a defendant and that jury unanimity is not required. 5 Though Diaz did not deal with subsection (f) of Illinoisâs aggravated battery statute, but instead concerned former sections 11.05, 11.07, and 11.09 of the Illinois criminal statutes that governed aggravated battery, 6 its holding is highly instructive and has not been overruled. Unless and until the Illinois courts say otherwise, the Diaz decision, coupled with the Illinois Supreme Courtâs decision in People v. Smith, 7 pro-rides significant guidance regarding jury unanimity that we should accept. I A âcrime of violence,â as defined in section 2Ll,2(b)(l)(A)(ii) of the Guidelines, in-eludes âany ... offense under federal, state, or local law that has as an element the use, attempted use, or threatened use of physical force against the person of another.â The Government contends that Reyesâs' conviction under section 5/12-3.05(f) necessarily âhas as an element the use, attempted use, or threatened use of physical force against the person of another.â A person commits the offense of âbatteryâ under Illinois law âif he or she knowingly without legal justification by any means (1) causes bodily harm to an individual or (2) makes physical contact of an insulting pr provoking nature with an individual.â 8 The offense of âbatteryâ does not have as an .element the .use, attempted use, or threatened use of physical force against the person of another. 9 Reyes was convicted of âaggravated batteryâ under section 5/12-3.05(f), which provides: (f) Offense based on use of a weapon or, device. A person commits aggravated battery when, in committing a battery, he or she does any of the following: (1) Uses a deadly weapon other than by discharge of a firearm, or uses an air rifle as defined in Section 24.8-0.1 of this Code. *327 (2) Wears a hood, robe, or mask to conceal his or her identity. (3) Knowingly and without lawful justification shines or flashes a laser gunsight or other laser device attached to a firearm, or used in concert with a firearm, so that the laser beam strikes upon or against the person of another. (4) Knowingly video or audio records the offense with the intent to disseminate the recording.- If section 5/12-3.05(f) is divisible, then a conviction under subsection (1) would involve the use or threatened use of physical force against the person of another, but a conviction under subsection (2) or (4) would not. However, as explained above, the Illinois intermediate courts have not required a jury to agree on the method by which an aggravated battery was committed in order to convict a defendant. For example, a defendant could be charged under this section for committing a battery while âus[ing] a deadly weapon other than by discharge of a firearmâ or while âwearing] a hood.â Jurors could disagree on whether a deadly weapon was used and still return a guilty verdict. II Judge Reavleyâs opinion properly sets forth the âthreshold inquiryâ of âelements or meansâ from the Supreme Courtâs decision in Mathis v. United States 10 and correctly observes that â[sjtate courts are the ideal expositors of state law.â 11 Resolving the threshold inquiry in Mathis was âeasyâ for the Supreme Court, because a âstate court decision definitively answer[ed] the questionâ and â[w]hen a ruling of that kind exists, a sentencing judge need only follow what it says.â 12 In Mathis, a state court decision definitively held that â[t]he listed premises in Iowaâs burglary law ... are âalternative method[s]â of committing one offense, so that a jury need not agree whether the burgled location was a building, other structure, or vehicle.â 13 âArmed with such authoritative sources of state law, federal sentencing courts can readily determine the nature of an alternatively phrased list.â 14 The guidance that we have from the Illinois courts indicates that a jury would not have to agreĂ© as to which subsection of section 5/12-3.05(f) applied in finding a defendant guilty under subsection (f). In People v. Diaz, the defendant was convicted of aggravated battery, though the jury instructions did not require the jury to agree bn how the defendant actually committed the crime. 15 Instead, the instructions âpermitted the jury to return a general guilty verdict of aggravated batteryâ by finding that the defendant either âintentionally and knowingly caused great bodily harmâ or âknowingly and intentionally caused bodily harm ... and used a deadly weapon.â 16 On appeal, the defendant argued that allowing the jury to âdisagree[ ] as to which alternative course of conduct [he] committedâ violated his constitutional rights. 17 An Illinois appellate court affirmed the conviction, quoting People v. *328 Travis 18 for the proposition that âthe jury-need only be unanimous with respect to the ultimate question of defendantâs guilt or innocence of the crime charged, and unanimity is not required concerning alternate ways in which the crime can be committed, and, accordingly, we so hold.â 19 The threshold inquiry should end here, as it did in Mathis. Judge Southwickâs opinion discounts Diaz as an older, intermediate appellate court decision. 20 However, Illinoisâs current pattern jury instructions reflect that Diaz continues to have purchase in the submission of aggravated battery to jurors, A âGeneral Concluding Instructionâ in the pattern jury instructions specifically allows a jury to convict a defendant of aggravated battery without agreeing on the alternative methods of the crime. 21 The Committee Notes to the instructions state that â[w]hen a defendant is charged in multiple counts with an offense that can be charged with different elements,â the court may use a jury instruction that requires the jury to agree on which âparticular wayâ the defendant committed the crime, but it is not required to do so. 22 The instructions use aggravated battery as an example: An example would be a defendant charged in three separate counts with aggravated battery based upon his alleged (1) causing great bodily harm, (2) causing bodily harm to a police officer, and (3) committing a battery upon a public way. Each of these charges is called aggravated battery, but each contains an element that must be proved beyond a reasonable doubt that neither of the other charges contains. Accordingly, a court may choose to distinguish on the verdict forms between the ways in which aggravated battery can be committed. If the court so chooses, then the opening sentence of the issues instructions as well as the guilty and not guilty verdict forms should be expanded to distinguish among the different ways a particular charge is before the jury. [[Image here]] The Committee wishes to emphasize that distinguishing among the various ways in which a given charge is brought is not required by law. In People v. Travis, 170 Ill. App. 3d 873 , 525 N.E.2d 1137 , 121 Ill.Dec. 830 (4th Dist. 1988), the court rejected the argument that such distinctions were mandatory and stated the following: âthe best rule is that the jury need only be unanimous with respect to the ultimate question of defendantâs guilt or innocence of the crime charged, and unanimity is not required concerning alternate ways in which the crime can be committed.... â 23 Judge Southwickâs opinion suggests that âif put to the test, the Illinois Supreme Court would hold that the forms of aggravated battery under Section 5/12-3.05(f)(1)â(4) contain separate Mathis elem *329 ents.â 24 With great respect, this Erie guess 25 seems to miss the mark for several reasons. First, at the time Reyes was convicted, through the present, Illinois courts have construed the varying methods of committing âaggravated batteryâ to comprise a single offense. The Illinois Supreme Court has construed varying means of committing murder to comprise a single event. 26 Discounting and disregarding these state court opinions ignores ââTay-lors demand for certainty4 when determining whether a defendant was- convicted of a generic offense.â 27 A federal sentencing court must ask what the state court required a jury to find, under state law, to convict a defendant of the state offense at the time of conviction. 28 Neither Judge Reavleyâs opinion nor Judge Southwickâs opinion offers any basis for concluding with assurance that, at the time that Reyes toas convicted, Illinois law treated the various methods of committing aggravated burglary set forth in section 5/12-3.05 as elements of separate offenses, not means of committing an offense. As will be discussed below, virtually all of the Illinois decisions indicate that the Illinois courts have treated aggravated battery, and certain other crimes with statutorily-described means of committing the offense, as a single offense. Judge Reavleyâs opinion characterizes the holding in Diaz as âIllinois law on the permissibility of general verdicts where a defendant is charged with multiple and distinct offenses, and is unrelated to the present case where conviction matches the crime charged and satisfies federal sentencing requirements.â 29 Though the defendant in Diaz was charged with multiple offenses, only aggravated battery was at issue on review, as he was acquitted of all other charges. 30 The Diaz decision focused on the validity of a general verdict finding the defendant guilty of one offenseâaggravated batteryââeven though the jury may have disagreed over which of the instructionâs two alternative courses of conduct defendant committed.â 31 Diaz is related to the present case because it demonstrates that Illinois law does not require jury unanimity how an aggravated battery was committed. Judge Reavleyâs opinion relies on the Illinois Supreme Courtâs decision in People v. Cherry, 32 contending that its âultimate holdingâ was that âaggravated battery with a firearm is a separate offense from aggravated battery.â 33 The actual issue in Cherry was âwhether aggravated battery with a firearm is an enhanced or aggravated version of aggravated battery, such that aggravated battery cannot serve as the *330 predicate for armed violence.â 34 The court hĂ©ld that âlike' aggravated battery itself, aggravated battery with a firearm is an enhanced or aggravated form of battery. Consequently, there is absolutely no reason why, as charged in this case, aggravated battery cannot serve as the predicate for a charge of armed violence.â 35 The Illinois court suggested in Cherry, in dicta, that aggravated battery involving the use of a deadly weapon might be a sepĂĄrate âoffense,â 36 but the court was not addressing the question we must resolve. It was not using the term âoffenseâ in the context of Mathisâs distinction between a âmeansâ of committing an offense and the âelementsâ of an offense. The Illinois court compared aggravated battery by great bodily harm and aggravated battery by use of a deadly weapon (contained in different subsections in the same former section), denominating âboth of these provisionsâ âtwo forms of aggravated, battery.â 37 The court continued, by stating that âto prove the latter offense, the State must prove that the defendant ... [used] a deadly weapon.â 38 The Illinois court did hot hold in Cherry that in convicting a defendant of aggravated battery, jury unanimity vyas required as to whether aggravated battery had been committed by great bodily harm or instead had been committed by use of a deadly weapon. Rather, the court observed that they share the underlying offense of simple battery. 39 None. of the other decisions cited in J\jdge Reavleyâs opinion address the issue of juror unanimity, on which our analysis of section 5/12-3.05(f) turns. 40 They address only- the proof required when a specific means is charged, 41 not whether a jury is required to agree if the defendant committed aggravated battery while wearing a hood or while using a deadly weapon other than by discharging a firearm. Judge Southwickâs opinion correctly observes that certain subsections of Illinoisâs aggravated' battery statute carry different punishments 42 and that, as a general proposition, when âstatutory alternatives carry different punishments, then under Appren-di they must be elements.â 43 However, the punishment for an offense described in subsection (f) does not vary based on which of 'the four subsections is applicable. 44 It is also important to understand that while federal sentencing courts may recognize that there may be an issue under Apprendi if, for example, -the Illinois courts did not require jury unanimity as to which subsection of section 5/12-3.05(a) a defendant violated, since the punishment differs among those subsections, that does not speak to actual practice in the state courts. If a state court in actual practice did not require juror unanimity, then a conviction under a statute with alternatives that fall outside the definition of a *331 crime of violence should not be used to enhance a sentencing range, since the courts did not treat the statute as divisible â within the meaning of Mathis. It bears repeating that the punishment for any conduct described in subsection 5/12-3.05(f) is the same. In any event, the fact that Illinois varies its punishments for conduct described within other subsections of section 5/12-3.05, such as subsection (a), does not mean that the varying conduct described within every subsection of section 5/12-3.05 defines a separate âoffenseâ such that the statute is divisible under Mathis. To the contrary, the Illinois counts have held that a single offense may have different punishments and that a jury may convict a defendant of that offense without specifying which means the defendant used to commit the crime. 45 Instead of requiring jury unanimity as to which of the various means that were charged was actually employed, the Illinois courts have held that, at least when a trial court denies a defendantâs request for a specific verdict form for each means charged and instead submits a general verdict form, the sentence for the offense is limited to the most favorable â sentence from'the defendantâs perspective. 46 In People v. Smith, the Illinois Supreme Court described first degree murder as a single offense, even though the statute had âthree âtypesâ of murder,ââintentional, knowing, and felony murderâand. prescribed âdifferent sentencing consequences based on the specific theory of murder proven.â 47 The court concluded that the different types are âmerely different ways to commit the same crimeâ even though the sentencing consequences varied. 48 The court explained that âbecause first degree murder, is a single offense, it is constitutionally permissible for jurors to return a general verdict of guilty even if there is no juror unanimity with regard to the means by which the murder was committed,â 49 citing Schad v. Arizona. 50 . The court upheld the murder conviction in Smith even though the jury returned a general verdict of guilty without specifying which type of murder the defendant committed. 51 The Illinois Supreme Court held that âwhere a defendant is charged with murder in multiple counts alleging intentional, knowing, *332 and felony murder, and a general verdict of guilty is returned, the defendant is presumed to be convicted of the most serious offense.â 52 However, because the defendant had requested' specific verdict forms, and the trial court denied that request in submitting a gĂ©nerĂĄl verdict form, the Illinois court held that the lesser sentence must be applied. 53 Judge Reavleyâs opinion additionally asserts that this case â can bÂż resolved by using the documents from Reyesâs prior conviction âas an aid in determining [the] statuteâs divisibility.â 54 I sympathize with this view, but it was expressly rejected in Mathis. The defendant in Mathis had previously been convicted under an Iowa burglary statute that' âcoyers more conduct than generic burglary does.â 55 The Supreme Court reversed the sentence imposed under the Armed Career Criminal Act (ACCA) because it concluded that the Iowa statute was not divisible. 56 Justice Bbeyerâs dissenting opinion argued that the sentence' could be upheld based on what was charged in that prior Iowa case and what the prosecution had to prove to get a conviction in that case. Justice Breyerâs opinion explained that â[t]he relevant state statute, an Iowa statute, says that a person commits a-crime if he (1) âenters an occupied structure,â (2) âhaving no right ... to do so,â (3) with âthe intent to commit a felony.ââ 57 The statute âdefine[d] âoccupied structureâ as including any (1) âbuilding,â (2) âstructure,â (3) âlandâ vehicle, (4) âwaterâ vehicle, or (5) âair vehicle, or similar place.ââ 58 But, âif the structure that the offender unlawfully entered was a land, water, or air vehicle, the state- crime does not count as a âburglary.â â 59 Justice Breyerâs dissenting opinion then examined the charging documents and advocated that Mathis had been convicted of generic burglary because what the prosecutor actually charged, and therefore was required to prove, constituted generic burglary: Here, if we look at the court documents charging Mathis with a violation of the state statute, they tell us that he was charged with entering, for example, a âhouse and garage.â They say nothing about any other structure, say, a âwater vehicle.â Thus, to convict him, the juryâ which had to find that he unlawfully entered an âoccupied structureââmust have found that he entered a âhouse and garage,â which concededly .count as âbuijding [s].â So why is that not the end *333 of this matter? Why does the federal statute not apply? 60 This understanding of the modified categorical approach was expressly rejected by the Court in Mathis, and Judge Reavleyâs opinion reflects precisely the same logically appealing, but incorrect, understanding of the modified categorical approach. The Courtâs opinion in Mathis draws a fine distinction as to when and for what purpose the record of a prior conviction may be consulted in determining if a statute is divisible. 61 But the pourtâs opinion in Mathis unequivocally disapproved of an approach like that advanced in Judge Reavleyâs opinion because otherwise, in Mathis, the Court would not have reversed the court of appealsâ judgment. Judge Reavleyâs opinion points to Illinoisâs Murderer and Violent Offender Against Youth Registration Act, 62 under which section 5/12-3.05(f)(l) can constitute a âviolent offense against youthâ but the other subsections of section 5/12-3.05© cannot. 63 That section 5/12-3.05(f)(l) is singled out in this Act is not dispositive in our case. The Act lists two other types of aggravated battery that can constitute a violent offense against youth: aggravated battery by âgreat bodily harm or permanent disability or disfigurement,â section 5/12-3.05(a)(l), and by committing battery on a âperson who is pregnant or has a physical disability,â section 5/12-3.05(d)(2). 64 However, as noted above, the Illinois pattern jury instructions use aggravated battery by âgreat bodily harmâ as an example of one of the âvarious waysâ of committing aggravated battery that does not require jury unanimity. 65 That is, even though aggravated battery by great bodily harm is singled out by Illinoisâs Murderer and Violent Offender Against Youth Registration Act, Illinoisâs pattern jury instructions do not require jury unanimity on whether a defendant actually did cause great bodily harm. A type of aggravated battery is not necessarily a âdiscrete offenseâ because Illinoisâs Murderer and Violent Offender Against Youth Registration Act singles it out as a type of aggravated battery that can constitute a âviolent offense against youth.â 66 ift M For these reasons, I respectfully dissent. . See U.S. Sentencing Guidelines Manual (U.S.S.G.) § 2L1.2 cmt. n.l(B)(iii) (U.S. Sentencing Commân 2015): "Crime of violenceâ means any of the following: murder, manslaughter, kidnapping, aggravated assault, forcible sex offenses ..., statutory rape, sexual abuse of a minor, robbery, arson,' extortion, extortionate extension of credit, burglary of a dwell-mg, or any other offense under federal, state, âor local law that has- as an element the use, attempted use, or threatened use of physical force against the person of another, . â U.S. â, 136 S.Ct. 2243 , 195 L.Ed.2d 604 (2016). . Id. at 2256 ("This threshold inquiryâelements or means?âis easy in this case, as it will be in many others. H.ere, a state court decision definitively answers the question: The listed premises in Iowaâs burglary law, the State Supreme Court held, are 'alternative method[s]â of committing one offense, so that a jury heed not agree whether the burgled location was a building, other structure, or vehicle. When a ruling of that kind exists, a sentencing judge need only follow what it says.â (alteration in original) (citation omitted) (quoting State v. Duncan, 312 N.W.2d 519, 523 (Iowa 1981))). . 244 Ill.App.3d 268, 185 . Ill.Dec. 134, 614 N.E.2d 268, 270-71 (1993). . See People v. Smith, 372 Ill.App.3d 762 , 310 Ill.Dec. 590 , 866 N.E.2d 1192, 1198 (2007), aff'd in part and rev'd in part, 233 Ill.2d 1 , 329 Ill.Dec. 331 , 906 N.E.2d 529 (2009) (explaining that in Diaz, the jury could have convicted the defendant without agreeing upon which "alternative course of conduct that the defendant committedâ). . See Diaz, 185 Ill.Dec. 134 , 614 N.E.2d at 271 . . 329 Ill.Dec. 331 , 906 N.E.2d at 540-42 . . 720 III. Comp. Stat. § 5/12-3. . See United States v. Velasco, 465 F.3d 633, 637 (5th Cir. 2006). . â U.S. -, 136 S.Ct. 2243, 2256 , 195 L.Ed.2d 604 (2016). . Ante at 318-19. . Mathis, 136 S.Ct. at 2256 . . Id. (alteration in original) (quoting State v. Duncan, 312 N.W.2d 519, 523 (Iowa 1981)). . Id. . 244 Ill.App.3d 268 , 185 Ill.Dec. 134 , 614 N.E.2d 268, 270 (1993). . Id. . Id. . 170 Ill.App.3d 873 , 121 Ill.Dec. 830 , 525 N.E.2d 1137 (1988). . Diaz, 185 Ill.Dec. 134 , 614 N.E.2d at 271 (quoting Travis, 121 Ill.Dec. 830 , 525 N.E.2d at 1147 ); see also People v. Jackson, 372 Ill.App.3d 605 , 314 Ill.Dec. 213 , 874 N.E.2d 123, 129 (2007) (âDefendant was not entitled to a unanimous verdict on whether he fired the weapon or whether [his friend] fired the weapon,â (citing Travis, 121 Ill.Dec. 830 , 525 N.E.2d at 1147 )). . Ante at 324. . Illinois Pattern Jury Instructions-Criminal § 26.01 & accompanying notes. . Id. . Id. . Ante at 324. . See Erie R. Co. v. Tompkins, 304 U.S. 64 , 58 S.Ct. 817 , 82 L.Ed. 1188 (1938). . See People v. Smith, 233 Ill.2d 1 , 329 Ill.Dec. 331 , 906 N.E.2d 529, 540-42 (2009). . Mathis v. United States, â U.S. â, 136 S.Ct. 2243, 2257 , 195 L.Ed.2d 604 (2016) (quoting Shepard v. United States, 544 U.S. 13, 21 , 125 S.Ct. 1254 , 161 L.Ed.2d 205 (2005)). . See id. at 2255 (''[A]n ACCA penalty may be based only on what a jury 'necessarily foundâ to convict a defendant (or what he necessarily admitted).â (quoting Descamps v. United States, â U.S. â, 133 S.Ct. 2276, 2287 , 186 L.Ed.2d 438 (2013))). . Ante at 321-22. . People v. Diaz, 244 Ill.App.3d 268 , 185 Ill.Dec. 134 , 614 N.E.2d 268, 269 (1993). . Id. . 407 Ill.Dec. 439 , 63 N.E.3d 871 (2016). . Ante at 320-21. . Cherry, 407 Ill.Dec. 439 , 63 N,E.3d at 879. . Id. . id. 407 Ill.Dec. 439 , 63 N,E.3d at 877-78. . Id. . Id. 407 Ill.Dec. 439 , 63 N.E.3d at 877 (second alteration in original). . Id. 407 Ill.Dec. 439 , 63 N.E.3d at 877-78 . . See ante at 321 n.4. . See ante at 321 n.4. . Ante at 324-25; see 720 Ill. Comp. Stat. § 5/12-3.05(h). . Mathis v. United States, â U.S. â, 136 S.Ct. 2243, 2256 , 195 L.Ed.2d 604 (2016) (citing Apprendi v. New Jersey, 530 U.S. 466 , 120 S.Ct. 2348 , 147 L.Ed.2d 435 (2000)). . § 5/12-3.05(h). . See People v. Smith, 233 Ill.2d 1 , 329 Ill.Dec. 331 , 906 N.E.2d 529, 540-42 (2009). . Id. . Id. 329 Ill.Dec. 331 , 906 N.E.2d at 537, 538 ("While our statute describes three 'typesâ of murder, first degree murder is a single offense. As we have explained on numerous occasions, 'the different theories embodied in the first degree murder statute ... are merely different ways to commit the same crime.â â (quoting People v. Cooper, 194 Ill.2d 419 , 252 Ill.Dec. 458 , 743 N.E.2d 32, 39 (2000))). . Id. 329 Ill.Dec. 331 , 906 N.E.2d at 537 (quoting Cooper, 252 Ill.Dec. 458 , 743 N.E.2d at 39 ); see also id., 329 Ill.Dec. 331 , 906 N.E.2d at 538 ("While it is certainly true that first degree murder is but a single offense and, thus, a general verdict need not rest on a unanimous finding of a particular theory of murder, it is also true' that there may be different sentencing consequences based on the specific theory of murder proven. For example, there are several aggravating factors, applicable only to murders committed intentionally or knowingly, which, if proven to exist, will support a sentence of death.â); id. ("However, a person convicted of felony murder is eligible for the death penalty only if the sentencing jury finds beyond a reasonable doubt ... that the defendant actually lulled the victim or substantially contributed to his physical injuries and, in so doing, intended to kill or knew that his acts caused a strong probability of death or great bodily harm.â). . Id. 329 Ill.Dec. 331 , 906 N.E.2d at 538 . . 501 U.S. 624, 631-32 , 111 S.Ct. 2491 , 115 L.Ed.2d 555 (1991). . Smith, 329 Ill.Dec. 331 , 906 N.E.2d at 545 . . Id. 329 Ill.Dec. 331 , 906 N.E.2d at 540 . . Id. 329 Ill.Dec. 331 , 906 N.E.2d at 541-43, 544-45 (noting that "where a defendant is charged with murder in multiple counts alleging intentional, knowing, and felony murder, and a general verdict of guilty is returned, the defendant is presumed to be convicted of the most serious offenseâintentional murderâso that judgment and sentence should be entered on the conviction for intentional murder and the convictions on the less serious murder charges should be vacated,â but concluding "that where, as here, specific findings by the jury with regard to the offenses charged could result in different sentencing consequences, favorable to the defendant, specific verdict forms must be provided upon request and the failure to provide them is an abuse of discre- , tion. Accordingly, we affirm the appellate courtâs finding that, in the cases at bar, the trial courts erred when they refused defendantsâ requests for separate verdict forms.â). . Ante at 322, . Mathis v. United States, â U.S. â, 136 S.Ct. 2243, 2250 , 195 L.Ed.2d 604 (2016). . Id. at 2253-54, 2257 . . Id, at 2259 (Breyer, X, dissenting) (second alteration in original) (quoting Iowa Code § 713.1 ). . Id. (quoting Iowa Code § 702.12 ). . .Id. at 2260. . Id. (alteration in original) (citation omitted). . See id. at 2256-57 (majority opinion). . Ante at 321-22; 730 III. Comp. Stat. § 154/1. . 730 III. Comp. Stat. § 154/5(b)(4.4). . Id. . Illinois Pattern Jury Instructions-Criminal § 26.01 & accompanying notes. .Ante at 321-22. Case Information
- Court
- 5th Cir.
- Decision Date
- August 1, 2017
- Status
- Precedential