Vargas v. Board of the Metropolitan Park District of the Toledo Area
N.D. Ohio2/13/2024
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UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF OHIO WESTERN DIVISION Daniel Vargas, Case No. 3:21-cv-1551 Plaintiff, v. MEMORANDUM OPINION AND ORDER Board of the Metropolitan Park District of the Toledo Area, Defendant. I. INTRODUCTION Defendant, the Board of the Metropolitan Park District of the Toledo Area (âMetroparksâ), moved for summary judgment against Plaintiff Daniel Vargas. (Doc. No. 39). Vargas submitted a brief in opposition. (Doc. No. 42). Metroparks submitted a reply. (Doc. No. 43). For the reasons stated below, I grant Metroparksâs motion. II. BACKGROUND The dispute leading to this case began in August of 2018, when Vargas filed his first of five charges against Metroparks with the Ohio Civil Rights Commission (âOCRCâ). It culminated in April of 2020, when Metroparks fired Vargas for poor work performance and for threatening his supervisor. Vargas is Hispanic, and he has Attention Deficit Disorder (ADD). (Doc. No. 31 at 7, 95- 96). After spending nearly 25 years working an array of construction and repairs jobs, Vargas was hired by Metroparks in 2014 as a grounds maintenance assistant, a seasonal position. (Id. at 8-11, 26; Doc. No. 31-2). Two years later, Metroparks promoted Vargas to Park Technician 1, a job Vargas was âactively workingâ to get because it was full-time and eligible for union membership, which Vargas obtained. (Doc. No. 31 at 28-29; Doc. No. 31-3). As a Park Technician, Vargas performed physical labor maintaining the grounds, facilities, and equipment at his assigned park. (Doc. No. 31 at 32-33). Trouble began for Vargas in 2017 and 2018, when he allegedly endured a string of racist incidents. First, in November of 2017, a seasonal employee named Alan allegedly said in Vargasâs presence that a work task was âlike selling ice cream to a Mexican in Mexico.â (Doc. No. 31-4 at 3). A few months later, in April of 2018, another seasonal worker named Troy made a comment to the effect that Vargas should not fly a Mexican flag or wear a Mexico hoodie because Vargas lived in the United States. (Doc. No. 31 at 42-43). Vargas says other staff members, including his supervisor, Steve Stockford, took no action to remedy this harassment, and further, that Stockford retaliated against him by threatening to discipline him for unrelated incidents. (Doc. No. 31-4 at 3). Vargas filed a complaint with the OCRC about this matter on August 9, 2018 (âFirst OCRC Complaintâ), which he subsequently withdrew after he and Metroparks reached a settlement. (â2018 Settlement Agreementâ). (See id.; Doc. No. 31-6). Vargas also alleges that in early 2018, Joe Fausnaugh, the Chief of Operations for Metroparks and a friend of Stockfordâs, told Vargas he should âjust wear a sombreroâ if Vargas wanted additional sun protection while operating a lawnmower. (Doc. No. 31 at 51-52; Doc. No. 38 at 2)). Fausnaugh denies he made this comment. (Doc. No. 38 at 17-18). Vargas asserts this incident occurred before he filed his First OCRC Complaint, though the First OCRC Complaint does not refer to it. (See Doc. No. 31 at 14; Doc. No. 31-4 at 3-6). Relations between Vargas and Stockford did not improve following the resolution of the First OCRC Complaint. After Vargas injured his right arm in February of 2019 and was placed on light work duty, Stockford issued Vargas a verbal warning for allegedly lying to Stockford about the reason Vargas did not finish washing flower pots and because Vargas performed additional work salting the sidewalks, which was supposedly outside of his light work duty restrictions. (Doc. No. 31 at 82-86; Doc. No. 31-12 at 3). Vargas was also required to attend a Pre-Disciplinary Meeting related to these incidents. (Doc. No. 34-1 at 3). A Pre-Disciplinary Meeting is a hearing to discuss a bargaining-unit employeeâs alleged misconduct, and it is a prerequisite to imposing formal discipline. (See Doc. No. 32-6 at 46). On March 29, 2019, Vargas filed his second OCRC charge, alleging Stockford discriminated against him on the basis of disability and retaliated against him for filing his First OCRC Charge (âSecond OCRC Chargeâ).1 (Doc. No. 31-9). Later in 2019, Vargas alleges Stockford disciplined him following the second of two incidents. In the first, Vargas purchased oil-based polyurethane for a project after being asked to purchase water-based polyurethane, and Stockford met with Vargas to discuss it. (Doc. No 31 at 90-93, Doc. No. 34-2 at 2). In the second, after Vargas mowed the wrong section of the Toledo Botanical Gardens, Stockford allegedly yelled at Vargas and gave him a verbal warning. (Id. at 93- 94). On August 9, 2019, Vargas filed his third OCRC charge, alleging Stockford discriminated against him on the basis of race and disability and retaliated against him for his previous two OCRC Charges (âThird OCRC Chargeâ). (Doc. No. 31-11 at 3-4). Throughout 2019, Vargas participated in the Employee-Driven Incentive Pay Program (âPay Programâ), which gives bargaining-unit Metroparks employees a pathway for earning an additional pay increase if they perform well. (See Doc. No. 32-6 at 69-70). As part of the year-end performance evaluation for this program, Stockford determined that Vargas met expectations in only 4 of 10 categories and fell below expectations in the remaining 6. (Doc. No. 32-14 at 5). As a 1 The disability Vargas refers to in his Second OCRC Charge is his arm injury, not his ADD. (See Doc. No. 31-9 at 1). Vargas was not diagnosed with ADD until August of 2019, after the events leading to Vargasâs first three OCRC charges. (See Doc. No. 31 at 25). In this lawsuit, Vargas claims Metroparks discriminated against him based on his ADD and not any other disability. (See Doc. No. 42 at 25-26; Doc. No. 31 at 40, 43). result, Vargas was placed on an Employee Development Action Plan (âAction Planâ), a tailored 60- day plan that required Vargas to show improvement in 8 areas or risk âdiscipline up to and including termination.â (Doc. No. 31-14 at 2). Because of this, on January 29, 2020, Vargas filed his fourth OCRC charge, alleging he was denied a pay raise and was placed on the Action Plan in retaliation for filing his three previous charges (âFourth OCRC Chargeâ). (Doc. No. 31-13 at 3). At the conclusion of the performance improvement period, Metroparks evaluated Vargas in each of the 8 areas in his Action Plan and found he had failed to make the necessary improvements in 5 of them. (See Doc. No. 31-15 at 1-2). On Friday, April 23, 2020, Vargas and three of his union representatives met with Stockford, Fausnaugh, and Matt Cleland, the Metroparks Treasurer and Deputy Director, to discuss these results. (Doc. No. 31 at 37; Doc. No. 38 at 3; Doc. No. 32-1 at 1). Stockford reported to Fausnaugh, and Fausnaugh reported to Cleland. (See Doc. No. 38 at 2-3). Vargas was not terminated during that meeting, and the parties agree that Metroparks did not plan to terminate Vargas at that time. (See Doc. No. 43 at 10-11; Doc. No. 42 at 17). After the Metroparks personnel left the meeting room, Vargas stayed behind with his union representatives to discuss his case. (Doc. No. 31 at 35). In response to a question from one of them, Vargas said something to the effect of: âif I get terminated, Steve will need security.â (See id.; Doc. No. 42 at 17-18). Vargas does not dispute that he said this or that âSteveâ referred to Stockford, but he asserts it was meant as a joke and that the union representatives perceived it as one. (See id.). Later that day, however, Mike Elton, one of the union representatives present for Vargasâs comment, reported to Fausnaugh that Vargas had made a serious threat against Stockford. (Doc. No. 38 at 3). Fausnaugh then reported this to Cleland. (Id.; Doc. No. 32-4 at 3). Cleland immediately placed Vargas on administrative leave and scheduled another Pre-Disciplinary Meeting for the following Monday, April 27, 2020. (Doc. No. 31-19 at 1-2). At the conclusion of that meeting, Cleland terminated Vargas. (Id. at 3; Doc. No. 32-4 at 4). On May 14, 2020, Vargas filed his fifth OCRC charge, alleging he was terminated because of his race, because of his disability, and in retaliation for filing his previous four OCRC charges (âFifth OCRC Chargeâ). (Doc. No. 18 at 2, 5). He also reiterated his allegations of harassment based on race and national origin. (Id. at 4). Vargas received his right-to-sue letter for his Fifth OCRC Charge on May 12, 2021, and on August 9, 2021, he filed suit in this court. (Doc. No. 12-2; Doc. No. 1). III. STANDARD Summary judgment is appropriate where âthe movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a). The moving party bears the initial responsibility of âinforming the district court of the basis for its motion, and identifying those portions of âthe [record] . . . ,â which it believes demonstrate the absence of a genuine issue of material fact.â Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). The movant may meet this burden by demonstrating the absence of evidence supporting one or more essential elements of the non-movantâs claim. Id. at 323-25. Once the movant meets this burden, the opposing party âmust set forth specific facts showing that there is a genuine issue for trial.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 250 (1986) (quoting Fed. R. Civ. P. 56(e)). Once the burden of production has so shifted, the party opposing summary judgment cannot rest on its pleadings or merely reassert its previous allegations. It is not sufficient âsimply [to] show that there is some metaphysical doubt as to the material facts.â Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). Rather, Rule 56(e) ârequires the nonmoving party to go beyond the pleadingsâ and present some type of evidentiary material in support of its position. Celotex, 477 U.S. at 324; see also Harris v. Gen. Motors Corp., 201 F.3d 800, 802 (6th Cir. 2000). Summary judgment must be entered âagainst a party who fails to make a showing sufficient to establish the existence of an element essential to that partyâs case, and on which that party will bear the burden of proof at trial.â Celotex, 477 U.S. at 322. âIn considering a motion for summary judgment, the Court must view the facts and draw all reasonable inferences therefrom in a light most favorable to the nonmoving party.â Williams v. Belknap, 154 F. Supp. 2d 1069, 1071 (E.D. Mich. 2001) (citing 60 Ivy Street Corp. v. Alexander, 822 F.2d 1432, 1435 (6th Cir. 1987)). But ââat the summary judgment stage the judgeâs function is not himself to weigh the evidence and determine the truth of the matter.ââ Wiley v. United States, 20 F.3d 222, 227 (6th Cir. 1994) (quoting Anderson, 477 U.S. at 249). Therefore, â[t]he Court is not required or permitted . . . to judge the evidence or make findings of fact.â Williams, 154 F. Supp. 2d at 1071. The purpose of summary judgment âis not to resolve factual issues, but to determine if there are genuine issues of fact to be tried.â Abercrombie & Fitch Stores, Inc. v. Am. Eagle Outfitters, Inc., 130 F. Supp. 2d 928, 930 (S.D. Ohio 1999). Ultimately, I must determine âwhether the evidence presents a sufficient disagreement to require submission to a jury or whether it is so one-sided that one party must prevail as a matter of law.â Anderson, 477 U.S. at 251-52; see also Atchley v. RK Co., 224 F.3d 537, 539 (6th Cir. 2000). IV. ANALYSIS Vargasâs amended complaint contains six claims: (1) discrimination and harassment on the basis of race and national origin under Title VII; (2) discrimination and harassment on the basis of race and national origin under Ohio law; (3) retaliation under Title VII; (4) retaliation under Ohio law; (5) discrimination on the basis of disability in violation of the ADA; and (6) discrimination on the basis of disability in violation of Ohio law. (Doc. No. 12 at 5-13). Metroparks seeks summary judgment on all of them. (See Doc. No. 39-1). A. EFFECT OF 2018 SETTLEMENT AGREEMENT The parties disagree, first, over the scope and effect of the 2018 Settlement Agreement that resolved Vargasâs First OCRC Charge. Metroparks argues that Vargas âwaived any claims or allegations related to the comments which pre-dated the 2018 Settlement Agreement.â (Doc. No. 39-1 at 32). Specifically, Metroparks contends that the âwaiver and release includes Plaintiffâs allegations related to comments pre-dating the Agreement by seasonal employees âTroyâ and âAlan,â Plaintiffâs allegation that Fausnaugh made a comment to the effect of âjust wear a sombrero,â and Metroparksâ follow-up and response to those allegations.â (Doc. No. 43 at 6). In his opposition, Vargas does not rely on the alleged comments made by âTroyâ or âAlan,â and he concedes that comments made prior to the 2018 Settlement Agreement cannot be used âfor direct evidence of discriminationâ because âthe discrimination claim pertaining to that time period has been released.â (Doc. No. 42 at 20 n.3). But, he argues that the âsombreroâ comment can be used to show Fausnaugh harbored âdiscriminatory animusâ toward Vargas when Fausnaugh participated in Vargasâs termination process in 2020, even if the comment is not itself direct evidence of discrimination for his current claims. (Id. at 18 n.2). Courts examine an employeeâs written agreement to waive or release anti-discrimination rights ââunder normal contract principles.ââ Sako v. Ohio Dept. of Admin. Servs., 278 F. Appâx 514, 517 (6th Cir. 2008) (quoting Shaheen v. B.F. Goodrich Co., 873 F.2d 105, 107 (6th Cir. 1989)). âThe scope of a release, like any contract, depends on ascertaining the intent of the parties at the time of signing the release.â Adams v. Philip Morris, Inc., 67 F.3d 580, 585 (6th Cir. 1995). Intent is determined by âthe language of the entire instrument and all surrounding facts and circumstances under which the parties acted in light of the applicable law as to employment discrimination at the time.â Id. But, â[i]t is the general rule in this circuit that an employee may not prospectively waive his or her rightsâ under anti-discrimination laws like Title VII and the ADA. Id. at 584. Under the 2018 Settlement Agreement, Vargas âagree[d] to waive, release, and . . . not to sue Respondent for any claims arising before the Ohio Civil Rights Commission that were the subject of the above referenced charge.â (Doc. No. 31-6 at 1). The âabove-referenced chargeâ is Vargasâs First OCRC Charge. (Compare id. with Doc. No. 31-4 at 3). Two âclaims . . . were the subject of theâ First OCRC Charge: (1) a hostile work environment claim based on the alleged racist comments made by âTroyâ and âAlan,â and (2) a retaliation claim against Stockford. (See Doc. No. 31-4 at 3). Contrary to Metroparksâs assertion, Fausnaughâs alleged âsombreroâ comment does not form a basis for any claim in the First OCRC Charge because the First OCRC Charge does not mention that incident. (See Doc. No. 31-4 at 3-6). At the very least, given that waivers of an employeeâs prospective anti-discrimination rights are disfavored in this circuit, the 2018 Settlement Agreement did not waive Vargasâs right to use alleged conduct not mentioned in the 2018 Settlement Agreement to show a decisionmakerâs future intent a year and a half later. I conclude the 2018 Settlement Agreement does not preclude Vargas from using the âsombreroâ comment to attempt to demonstrate Fausnaughâs alleged discriminatory animus during the 2020 termination process. B. RACE AND NATIONAL ORIGIN DISCRIMINATION CLAIMS2 Metroparks argues Vargas cannot show any direct evidence of race or national-origin discrimination and cannot make out a prima facie case under the McDonnell Douglas burden-shifting framework. (Doc. No. 39-1 at 28). Metroparks further argues that even if Vargas can establish a prima facie case, Vargasâs threat combined with his poor job performance is a legitimate, non- 2 The next two sections apply the law of Title VII to Vargasâs federal and state race, national origin discrimination, and retaliation claims. â[F]ederal case law applying Title VII is generally applicable to cases involving § 4112 of the Ohio Civil Rights Act.â Birch v. Cuyahoga Cnty. Prob. Ct., 392 F.3d 151, 163 (6th Cir. 2004) (citing Plumbers & Steamfitters Joint Apprenticeship Comm. v. Ohio Civil Rights Commân, 421 N.E.2d 128, 131-32 (Ohio 1981)). discriminatory reason for terminating him, and Vargas cannot demonstrate that this reason is pretextual. (Id. at 29-31). Vargas concedes there is no direct evidence of discrimination in this case. (Doc. No. 42 at 14). But he argues he has made out his prima facie case and that even if Metroparks has articulated a legitimate, non-discriminatory reason for firing him, this reason is pretextual because Fausnaugh, who possesses discriminatory animus against Vargas, was involved in his termination. (Doc. No. 42 at 14-18). In the alternative, Vargas argues his race discrimination claims survive under a âmixed motiveâ analysis because of Fausnaughâs discriminatory animus. (Id. at 13-15). 1. Title VII of the Civil Rights Act of 1964 makes it an âunlawful employment practiceâ to âdiscriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individualâs race . . . or national origin.â 42 U.S.C. § 2000e-2(a)(1). A plaintiff may show an employerâs discriminatory treatment through direct evidence or circumstantial evidence. Johnson v. Kroger Co., 319 F.3d 858, 864-65 (6th Cir. 2003). âTitle VII claims based on circumstantial evidence of discrimination are analyzed under the familiar three-step framework articulated in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973).â Briggs v. Univ. of Cincinnati, 11 F.4th 498, 508 (6th Cir. 2021). Under the first step of this framework, the plaintiff has the initial burden of establishing a prima facie case of discrimination by demonstrating that â(1) he or she was a member of a protected class; (2) he or she suffered an adverse employment action; (3) he or she was qualified for the position; and (4) he or she was replaced by someone outside the protected class or was treated differently than similarly-situated, non-protected employees.â Id. (internal citation and quotation marks omitted). Then, the burden shifts to the defendant to articulate a âlegitimate, non-discriminatory reason for its actions, supported by admissible evidence that âif believed by the trier of fact, would support a finding that unlawful discrimination was not the cause of the employment action.ââ Id. (quoting Wright v. Murray Guard, Inc., 455 F.3d 702, 707 (6th Cir. 2006)) (internal citation omitted). Finally, the burden shifts back to the plaintiff, who must âprove by a preponderance of the evidence that the employerâs proffered reasons were a mere pretext for discrimination.â Briggs, 11 F.4th at 508. (citing Wright, 455 F.3d at 707-08). A plaintiff can establish pretext by showing that the proffered reason: â(1) had no basis in fact; (2) was insufficient motivation for the employment action; or (3) did not actually motivate the adverse employment action.â Briggs, 11 F.4th at 515 (internal quotation omitted). At this third stage, the plaintiff âneed not present independent evidence that the proffered reason is pretext for [ ] discrimination,â but âhe must come forward with evidence that the defendantâs reason for the employment action is false,â Sutherland v. Michigan Depât of Treasury, 344 F.3d 603, 615 (6th Cir. 2003) (citing Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 148 (2000)). At the pretext stage, the âultimate inquiryâ is: âdid the employer fire the employee for the stated reason or not?â Tingle v. Arbors at Hilliard, 692 F.3d 523, 530 (6th Cir. 2012). To survive a motion for summary judgment, there must be âsufficient evidence to create a genuine dispute at each stage of the McDonnell Douglas inquiry.â Risch v. Royal Oak Police Depât, 581 F.3d 383, 390-91 (6th Cir. 2009) (quoting Blair v. Henry Filters, Inc., 505 F.3d 517, 524 (6th Cir. 2007)). âThe employer bears the burden of production at the second step, but the employee bears the ultimate burden of production and persuasion.â Briggs, 11 F.4th at 509 (citing St. Maryâs Honor Ctr. v. Hicks, 509 U.S. 502, 507-08 (1993)). Here, â[t]here is no need to determine whether [the plaintiff] establishedâ a prima facie case of discrimination âbecause he cannot discreditâ Metroparksâs reason for firing him. Pierce v. General Motors LLC, 716 F. Appâx 515, 517 (6th Cir. 2017) (citing Cline v. BWXT Y-12 LLC, 521 F.3d 507, 509 (6th Cir. 2008)). Metroparks has articulated a legitimate, non-discriminatory reason for firing Vargas: the combined effect of his poor job performance and his threat against Stockford, his supervisor. See Imwalle v. Reliance Med. Prods., Inc., 515 F.3d 531, 546 (6th Cir. 2008) (â[p]oor performance is a legitimate, nondiscriminatory reason for terminating a personâs employmentâ); Smith v. Leggett Wire Co., 220 F.3d 752, 759 (6th Cir. 2000) (threat of physical violence is a legitimate, non-discriminatory reason for firing an employee). The Metroparks employee handbook prohibits violent and threatening behavior as well as unsatisfactory work performance. (Doc. No. 32-5 at 10, 13). The Collective Bargaining Agreement permits employees to be âdisciplined for just cause.â (Doc. No. 32-6 at 10). Vargas does not argue otherwise, though he does assert that âonly the alleged threat could potentially be a basis for Mr. Vargasâs termination,â since Metroparks admittedly had no plans to fire Vargas prior to the threat. (Doc. No. 42 at 17). But Metroparks does not assert it fired Vargas because of the threat alone. Instead, it urges, Vargas performed his job poorly, and the threat against Stockford was the last straw. (Doc. No. 43 at 13). Vargas nevertheless argues that this reason is pretextual because it has âno basis in factâ and was âinsufficient to motivate his termination.â (Doc. No. 42 at 17). He offers two potential paths to finding pretext. First, he says, his âcomment was a joke,â and since his performance issues alone were not enough to terminate him, Metroparksâs reliance on his supposed threat is pretextual. (Id.) Second, Vargas asserts that the âsombreroâ comment shows Fausnaugh harbored discriminatory animus against him, and that Fausnaughâs involvement in his termination process therefore infected the entire proceedings with an impermissible discriminatory motivation. (Id.). The âhonest beliefâ rule defeats Vargasâs first argument. âWhen an employer reasonably and honestly relies on particularized facts in making an employment decision, it is entitled to summary judgment on pretext.â Chen v. Dow Chem. Co., 580 F.3d 394, 401 (6th Cir. 2009). Vargas does not contest that he had performance issues or that Cleland, who ultimately fired Vargas, honestly and reasonably believed that he did. (See Doc. No. 42 at 12). Vargas himself admits to making a number of specific mistakes on the job, such as purchasing stone from the wrong store; purchasing the wrong type of polyurethane product; mowing the wrong section of the Toledo Botanical Garden lawn; and repeatedly showing up late to work. (Doc. No. 31 at 14, 24-25, 27). Further, in the written evaluation section submitted as part of the voluntary Improvement Program, Stockford lists and describes nearly two dozen specific incidents (including alleged dates, times, and places) where Vargas allegedly did not meet his job expectations. (See Doc. No. 32-14 at 8-23). During the April 23, 2020 Pre-Disciplinary Meeting to discuss Vargasâs performance while on his Action Plan, Cleland, who ultimately made the decision to fire Vargas, stated that Vargas was not meeting the minimum standards for his position because he had failed to improve in 5 of the 8 categories on his Action Plan. Vargas does not point to any record evidence rebutting the conclusion he was not meeting the minimum standards for his position at the close of the Action Plan. (See Doc. No. 42 at 12, 15-16, 19-20, 22). Further, while Vargas testified the union representatives who heard him make the comment âall laughed about it,â the union representatives are not the audience that matters. (Doc. No. 31 at 35). Rather, the question is whether decisionmakers at Metroparks âreasonably and honestlyâ perceived the comment as a threat in relying on it to terminate Vargas. Chen, 580 F.3d at 401. Metroparks has pointed to uncontroverted record evidence that this is what happened. (Doc. No. 39-1 at 18-19). Vargasâs testimony confirms that Stockford, Fausnaugh, and Cleland were not in the room when Vargas said, âif I get terminated, Steve will need security.â (Doc. No. 31 at 35). Elton, one of Vargasâs union representatives at the Friday, April 23, 2020 meeting, reported the comment to Fausnaugh as a âserious threatâ against Stockford. (Doc. No. 38 at 3). Fausnaugh reported this to Cleland, his boss. (See id.; Doc. No. 32-4 at 3). Immediately afterwards, Vargas was escorted off Metroparks property. (Doc. No. 31 at 36). Later that day, Cleland placed Vargas on administrative leave and scheduled a meeting on Monday, April 27 â the next work day â to discuss the incident. (Doc. No. 31-19 at 1-2). Cleland fired Vargas at the conclusion of that final meeting. (See id. at 3). That Elton reported the comment as a serious threat against Stockford gave Cleland âgood reason to believeâ it was credible. Pierce, 716 F. Appâx at 518. Further, Clelandâs swiftness in removing Vargas from the property, placing him on administrative leave, and scheduling a follow-up disciplinary meeting show that Cleland took the threat seriously at the time. Vargasâs comment about Stockford therefore âcounts as a factual basis for a decision, not as a pretext for that decision.â Id. Vargasâs second argument boils down to a ârubber stampâ or âcatâs pawâ theory of liability, and it, too, fails. He argues there is a âmaterial question of factâ regarding whether Fausnaugh, who harbored discriminatory animus toward Vargas, influenced Clelandâs decision to fire Vargas. (Doc. No. 42 at 18). He further asserts that Fausnaughâs âdiscriminatory animus is imputed to the rest of the decisionmakers,â which, he says, raises a genuine dispute of material fact over whether Vargas was fired because of his threat or because Fausnaugh manipulated Cleland into firing Vargas for discriminatory reasons. (Id.). An employer can be liable under a catâs paw theory of liability where a non-decisionmaker who harbors discriminatory animus towards an employee âuses the formal decisionmaker as a dupe in a deliberate scheme to trigger a discriminatory employment action.â Marshall v. The Rawlings Co., LLC, 854 F.3d 368, 377 (6th Cir. 2017) (quoting EEOC v. BCI Coca-Cola Bottling Co. of Los Angeles, 450 F.3d 476, 484 (10th Cir. 2006) (internal quotation marks omitted)). To show unlawful discrimination, a plaintiff must offer âevidence of a âcausal nexusâ between the ultimate decisionmakerâs decision to [discipline] the plaintiff and the supervisorâs discriminatory animus.â Chattman v. Toho Tenax America, Inc., 686 F.3d 339, 350 (6th Cir. 2012) (quoting Madden v. Chattanooga City Wide Serv. Depât, 549 F.3d 666, 677 (6th Cir. 2008)). This requires Vargas to show: (1) Fausnaugh committed an animus-inflected act ââintended ... to cause an adverse employment actionââ and (2) the âdiscriminatory action âis a proximate cause of the ultimate employment action.ââ Id. at 351 (quoting Staub v. Proctor Hosp., 562 U.S. 411, 422 (2011)) (emphasis removed). Vargas identifies one act of discriminatory animus by Fausnaugh: the âsombreroâ comment from 2018. (Doc. No. 42 at 17); see DeNoma v. Hamilton Cnty. Ct. of Common Pleas, 626 F. Appâx 101, 106 (6th Cir. 2015) (applying the requirement that the plaintiff identify âan act intended to causeâ the adverse employment action) (emphasis added). Viewing the record in the light most favorable to Vargas requires assuming that Fausnaugh did make this demeaning and discriminatory comment. But even if this remark shows Fausnaughâs discriminatory animus and intent to cause an adverse employment action in 2018, this comment does not show that discriminatory animus â[was] a proximate causeâ of Vargasâs termination by Cleland in 2020. Staub, 562 U.S. at 422. First, the two-year gap between Fausnaughâs comment and Vargasâs termination is âlonger than the usual span of time that can support an inference of causationâ in employment discrimination cases. Shazor v. Professional Transit Mgmt., Ltd., 744 F.3d 948, 956 (6th Cir. 2014) (discussing a one-year gap between the sending of sexist emails and an adverse employment action); see also Clark Cnty. Sch. Dist. v. Breeden, 532 U.S. 268, 274 (2001) (explaining, in the retaliation context, that â[a]ction taken . . . 20 months later suggests, by itself, no causality at allâ). Second, even if Vargas could sidestep the temporal proximity issue, he has not identified where in the decision-making process Fausnaughâs âsombreroâ comment, or the animus it evinces, might have influenced Cleland. âCatâs pawâ liability attaches where a non-decisionmaker uses an employerâs legitimate disciplinary machinery to achieve illegitimate discriminatory ends by submitting a âbiased recommendationâ up the chain of command. Liebau v. Dykema Gossett, PLLC, Case No. 21-cv-11823, 2023 WL 2330402 at *8-9 (E.D. Mich., March 2, 2023) (quoting Marshall, 854 F.3d at 379-80). To make this showing, a plaintiff can demonstrate that the ultimate decisionmaker âdeferred to [the] opinionâ of the biased supervisor or that the ultimate decisionmaker relied on a biased supervisorâs âselectiveâ reporting of misconduct. Bledsoe, 42 F.4th at 582 (plaintiff established âcatâs pawâ liability where decision-making committee deferred to a biased supervisorâs opinion of and knowledge about the plaintiff); Madden, 549 F.3d at 677-78 (evidence of supervisorâs selective reporting of misconduct by Black employee established âcatâs pawâ liability). Vargas has shown neither. He points to no record evidence that Fausnaugh âmisinformedâ or âselectively informedâ Cleland about Vargasâs threat. Chattman, 686 F.3d at 353; (see Doc. No. 42 at 17-18). Further, unlike cases where an employer terminates an employee based on a performance evaluation by a biased supervisor, Vargas has pointed to no record evidence that Fausnaugh evaluated Vargas or recommended he be terminated, either before or after the threat against Stockford. Cf., e.g., Bishop v. Ohio Depât of Rehab. and Corr., 529 F. Appâx 685, 696-97 (6th Cir. 2013) (reliance on a biased supervisorâs negative performance evaluation established âcatâs pawâ liability at summary judgment). True, a negative performance evaluation paved the way for Vargasâs placement on the Action Plan. But Stockford, not Fausnaugh, authored that evaluation, and Vargas does not argue that Stockford held discriminatory animus toward Vargas. (See Doc. No. 42 at 17-18) (identifying only Fausnaugh as the âindividual with discriminatory animusâ). As for the comment that Stockford âwill need security,â Vargas admits he said this, and the unrebutted record evidence shows Elton reported it to Metroparks as a âserious threat.â (See Doc. No. 32-4 at 3, Doc. No. 38 at 3). Vargas identifies no evidence suggesting Fausnaugh misrepresented Eltonâs report to Cleland or even that Fausnaugh recommended Cleland fire Vargas because of the comment. (Doc. No. 42 at 17; Doc. No. 38 at 2). The most he can offer is that Fausnaugh was vaguely âinvolved in the disciplinary meetingâ and that two years before, he directed a demeaning and discriminatory comment at Vargas. (Doc. No. 42 at 17). This is not enough to establish a causal nexus between Fausnaughâs discriminatory animus and Clelandâs post-threat decision to fire Vargas. 2. Mixed Motive Title VII also makes it unlawful for an employer to use race or national origin as a âmotivating factor for any employment practice, even though other factors also motivated the practice.â 42 U.S.C. § 2000e-2(m). When a defendant challenges a âmixed motiveâ claim at summary judgment, a plaintiff must âproduce evidence sufficient to convince a jury that: (1) the defendant took an adverse employment action against the plaintiff; and (2) ârace, color, religion, sex, or national origin was a motivating factorâ for the defendant's adverse employment action. White v. Baxter Healthcare Corp., 533 F.3d 381, 400 (6th Cir. 2008) (quoting 42 U.S.C. § 2000e-2(m)). This framework applies âregardless of the type of proof presented by the plaintiff.â Id. âTo determine whether discriminatory comments motivated an adverse employment action, [a] court may consider factors such as the identity of the speaker, the nature and substance of the comments, and the temporal connection of the comments to the challenged decision.â Lawson v. United States Steel Corp., No. 19-cv-13175, 2022 WL 17960778 at *4 (E.D. Mich. 2022) (citing Ercegovich v. Goodyear Tire & Rubber Co., 154 F.3d 344, 354-57 (6th Cir. 1998)). Here, the parties dispute whether race or national origin was a âmotivating factorâ in Vargasâs termination. (Doc. No. 42 at 18-20; Doc. No. 43 at 18-19). But in his brief, Vargas only repeats the same unsuccessful arguments he made about pretext. (Doc. No. 42 at 20). He asserts that because Fausnaugh made the âsombreroâ comment in 2018, and because Fausnaugh was âinvolved in the disciplinary meeting,â his âdiscriminatory animus is imputed to the rest of the decisionmakers.â (Id.). This is not enough to show mixed motive. First, the two-year gap between the âsombreroâ comment and Vargasâs termination attenuates any temporal link between Fausnaughâs animus and the firing. See Lawson, 2022 WL 17960778 at *9 (explaining that the plaintiff âhad not shown a temporal connectionâ where the gap was six months). Second, Vargas does not dispute that Cleland, rather than Fausnaugh, made the termination decision. (See Doc. No. 42 at 17-18, 20). While Fausnaugh was physically present during at least one of Vargasâs Pre-Disciplinary Meetings, Vargas points to no facts indicating Fausnaugh was âin a position to influence the alleged decisionâ or that he attempted to do so. Ercegovich, 154 F.3d at 355. Unlike the supervisor in Ercegovich, Fausnaugh did not oversee Cleland and was not âin a position to shape [Clelandâs] attitudes, policies, and decisions.â Id.; see (Doc. No. 38 at 2-3). Further, the undisputed record evidence indicates that beyond informing Cleland of Vargasâs comment about Stockford, Fausnaugh played little, if any, role in the ultimate termination decision. (See Doc. No. 38 at 3; Doc. No. 32-4 at 3; Doc. No. 31-19). A âreasonable jury viewing the evidence as a wholeâ could not reach the conclusion that discriminatory animus was a motive for Vargasâs termination. Ercegovich, 154 F.3d at 354. Because Vargas has failed to demonstrate a genuine dispute of material fact and Metroparks is entitled to judgment as a matter of law, I dismiss Vargasâs federal and state race discrimination claims.3 3 In response to Metroparksâs argument that Vargas cannot establish a prima facie case for his race- and national origin-based hostile work environment claims, Vargas insists that âracially charged conductâ consisting of ârepeated discipline, and demeaning treatment by Defendantâ created a hostile work environment. (Doc. No. 42 at 15) (emphasis original). But Vargas does not âset forth specific facts showing that there is a genuine issue for trialâ by citing to the record or even by referring to specific alleged events. Anderson, 477 U.S. at 250 (quoting Fed. R. Civ. P. 56(e)). So, he has failed to carry his burden with respect to this claim. See Celotex, 477 U.S. at 322. C. RETALIATION Title VII also prohibits employers from retaliating against employees for filing complaints of discrimination. 42 U.S.C. § 2000e-3(a). Claims for retaliation based on circumstantial evidence, like the ones in this case, are analyzed under a three-part burden-shifting framework similar to McDonnell Douglas. Briggs, 11 F.4th at 514. To establish a prima facie case of retaliation, a plaintiff must show: (1) he âengaged in a protected activityâ; (2) his âexercise of such protected activity was known by the defendantâ; (3) the defendant subsequently âtook an action that was âmaterially adverseâ to the plaintiffâ; and (4) âa causal connection existed between the protected activity and the materially adverse action.â Rogers v. Henry Ford Health Sys., 897 F.3d 763, 775 (6th Cir. 2018) (quoting Laster v. City of Kalamazoo, 746 F.3d 714, 730 (6th Cir. 2014)). Once a plaintiff makes out a prima facie case of retaliation, the defendant must articulate âa legitimate, non-discriminatory reasonâ for the adverse employment action. Briggs, 11 F.4th at 515 (citing Rogers, 897 F.3d at 777). If a defendant does so, the burden shifts back to the plaintiff to âdemonstrate that the proffered reason is âactually a pretext to hide unlawful retaliation.ââ Id. (internal citation omitted). A plaintiff can establish pretext ââby showing that the proffered reason[ ] (1) had no basis in fact; (2) was insufficient motivation for the employment action; or (3) did not actually motivate the adverse employment action.ââ Id. (quoting Joostberns v. United Parcel Servs., Inc., 166 F. Appâx 783, 790â91 (6th Cir. 2006)). Metroparks argues that Vargasâs âpersonal beliefs or speculation are insufficient to meet his burden to show pretext.â (Doc. No. 39-1 at 37). Vargas argues that the close temporal proximity of his Fourth OCRC Charge and his termination, coupled with the supposed flimsiness of Metroparksâs proffered reason for firing him, makes it more likely than not that Metroparks retaliated against him for filing the complaint. (Doc. No. 42 at 19-20). As I explained above, Metroparksâs proffered reason for firing Vargas is far from flimsy. The record evidence shows that Cleland, the ultimate decisionmaker, honestly and reasonably believed Vargas threatened his supervisor shortly after a meeting addressing Vargasâs substantial job performance issues. Further, Vargas points to no evidence that any discriminatory animus harbored by Fausnaugh influenced Clelandâs decision. All that is left for Vargas, then, is the temporal proximity between the filing of his Fourth OCRC Charge and his termination.4 But âtemporal proximity cannot be the sole basis for finding pretextâ in retaliation cases. Briggs, 11 F.4th at 516 (quoting Seeger v. Cincinnati Bell Tel. Co., LLC, 681 F.3d 274, 285 (6th Cir. 2012)) (internal quotation marks omitted); see also EEOC v. Ford Motor Co., 782 F.3d 753, 767 (6th Cir. 2015) (applying this rule in the ADA context). Absent âsome other, independent evidenceâ â Vargas identifies none â the three months between Vargasâs Fourth OCRC Charge and his termination do not establish pretext. Seeger, 681 F.3d at 285 (quoting Bell v. Prefix, Inc., 321 F. Appâx 423, 431 (6th Cir. 2009)); cf Cooper v. City of North Olmsted, 795 F.2d 1265, 1272 (6th Cir. 1986) (â[t]he mere fact that [the plaintiff] was discharged four months after filing a discrimination claim is insufficient to supportâ a causal link between her OCRC filing and her termination for purposes of the prima facie case). Metroparks is entitled to summary judgment on Vargasâs retaliation claims. 4 In response to Metroparksâs argument that Vargas cannot establish a prima facie case of retaliation, Vargas suggests that Metroparks retaliated against him each time he filed an OCRC Charge because he âreceived disciplineâ within six months of each filing. (Doc. No. 42 at 19). But other than his termination, Vargas does not explain what âdisciplineâ he is referring to or why it counts as an adverse employment action. (See id.). Because Vargas does not âset forth specific facts showing that there is a genuine issue for trialâ as to this supposed âdiscipline,â he has failed to carry his burden on summary judgment. Anderson, 477 U.S. at 250 (quoting Fed. R. Civ. P. 56(e)). Accordingly, I consider Vargasâs retaliation arguments only as to his termination. D. DISABILITY DISCRIMINATION CLAIMS5 The ADA prohibits an employer from discriminating against an employee because of the employeeâs disability âin regard to job application procedures, the hiring, advancement, or discharge of employees, employee compensation, job training, and other terms, conditions, and privileges of employment.â 42 U.S.C. § 12112(a). Similar to claims advanced under Title VII, in order to establish a prima facie case of disability discrimination, a plaintiff must show: (1) he âis a member of a protected group,â (2) he âwas subject to an adverse employment decision,â (3) he âwas qualified for the position,â and (4) he âwas replaced by a person outside of the protected class.â Thompson v. Fresh Prods., LLC, 985 F.3d 509, 522 (6th Cir. 2021). If the plaintiff establishes a prima facie case, the employer must provide a legitimate, non- discriminatory reason for the adverse employment action. Id. (citation omitted). If the employer meets this burden of production, âthe burden shifts back to the plaintiff to establish that the proffered reason was merely pretext for unlawful discrimination.â Id. To establish pretext, âa plaintiff may show that the defendantâs reason (1) has no basis in fact, (2) did not actually motivate the defendant's challenged conduct, or (3) was insufficient to warrant the challenged conduct.â Id. (internal citations and quotation marks omitted). In their briefing, the parties grapple over whether Vargas can show he is or was perceived to be disabled under the first prong of the prima facie case. (See Doc. No. 39-1 at 32; Doc. No. 42 at 20-21). But, similar to Vargasâs Title VII claims, even if Vargas could make out a prima facie case, Metroparks has articulated a legitimate, nondiscriminatory reason for terminating Vargas, and Vargas 5 This section applies the law of the ADA to Vargasâs federal and state disability discrimination claims. Because the ââfederal Americans with Disabilities Act [] is similar to the Ohio handicap discrimination law,ââ courts can âconsider the ADA and state law claims simultaneously by looking to the cases and regulations that interpret the ADA.â Talley v. Fam.s Dollar Stores of Ohio, Inc., 542 F.3d 1099, 1104 n.3 (6th Cir. 2008) (quoting City of Columbus Civ. Serv. Comm'n v. McGlone, 697 N.E.2d 204, 206 (Ohio 1998)). cannot show pretext. See Whitfield v. Tennessee, 639 F.3d 253, 260 (6th Cir. 2011) (granting summary judgment in an ADA employment discrimination case where a plaintiff did not show a genuine dispute of material fact as to pretext). As I discussed above, Metroparksâs legitimate, non-discriminatory reason is the combination of Vargasâs performance issues and his threat toward Stockford. Vargas does not contest this point. (Doc. No. 42 at 27). To show pretext, he again refers back to his pretext arguments for his race and national origin discrimination claims, which I have rejected. (Id.). And those unsuccessful arguments are even weaker in the disability discrimination context. While Fausnaughâs âsombreroâ comment is relevant to Vargasâs race and national origin discrimination claims, it has nothing to do with his disability discrimination claim. See, e.g., Lewis v. Humboldt Acquisition Corp., 681 F.3d 312, 320 (6th Cir. 2012) (â[T]he ADA does not impose liability based on other forms of discriminationâ). Vargas âoffers practically no substantive analysis of pretext, and the record contains no evidence that could supportâ a finding that Metroparks fired him because of his ADD rather than because of his poor job performance and threat to harm his supervisor. Hrdlicka v. General Motors, LLC, 63 F.4th 555, 569 (6th Cir. 2023); (see Doc. No. 42 at 26-27). Therefore, I conclude Metroparks is entitled to summary judgment on these claims as well. V. CONCLUSION For the reasons above, I grant Metroparksâs motion for summary judgment on all of Vargasâs claims. (Doc. No. 39). So Ordered. s/ Jeffrey J. Helmick United States District Judge
Case Information
- Court
- N.D. Ohio
- Decision Date
- February 13, 2024
- Status
- Precedential