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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK aemineitainiccacen RceruEeme ALAN WILKINSON, : 17 Civ. 7421 (PAE) Plaintiff, ; OPINION & ORDER -v- : NORD ANGLIA EDUCATION LTD., et al., USDC SDNY ; DOCUMENT â DOC #: UaRalaaaseammacim âĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄâĄ XK DATE FILED:__7/30/ 1% PAUL A. ENGELMAYER, District Judge: Plaintiff Alan Wilkinson brings this action against defendants Nord Anglia Education Limited, Nord Anglia Education, Inc., and Nord Anglia International School New York (collectively, âNord Angliaâ or the âdefendantsâ). Wilkinson served as a principal of the Nord Anglia International School of New York (formerly known as the World Class Learning Academy of New York and, hereinafter, the âNew York Schoolâ) from September 1, 2013, to June 28, 2013, when he was terminated. He alleges that he was terminated in retaliation for complaining about Nord Angliaâs treatment of an African-American employee, in violation of Title VII of the Civil Rights Act, 42 U.S.C. § 2000e-3(a) et seq. (âTitle VIâ), the New York State Human Rights Law (ââNYSHRLâ), and the New York City Human Rights Law (âNYCHRLâ).' Pending now is defendantsâ motion for summary judgment on Wilkinsonâs ' Wilkinson originally brought additional claims, including for violations of state labor law, retaliation for whistleblowing, breach of contract, and defamation. See Dkt. 24 (Amended Complaint or âACâ) § 123-85 (listing claims). He has since voluntarily dismissed all but his first, second, and third causes of action for retaliation under Title VI, the NYSHRL, and the NYCHRL. See Dkts. 26, 63, 72. Wilkinsonâs eighth and ninth claims are for attorneysâ fees under state and city law. claims. Wilkinson opposes defendantsâ motion, arguing that disputes of material fact preclude an award of summary judgment. For the reasons that follow, the Court denies the motion. I, Backgroundâ A. Factual Background 1. The Parties Nord Anglia Education, Inc. is an international for-profit organization that operates 56 schools in 27 countries around the world. JSF 4 1. It operates eight Nord Anglia schools in the United States, including, relevant here, the New York School, located in Manhattan. Jd. { 2. Nord Anglia is headquartered in Hong Kong. Def. 56.1 93. It is managed by CEO Andrew Fitzmaurice, in consultation with the Nord Anglia Executive Committee, which meets * The Court draws its account of the facts of this case from the partiesâ submissions in support of and in opposition to the motion for summary judgment, including: the partiesâ joint statement of undisputed facts, Dkt. 70 (âJSFâ); defendantsâ Local Rule 56.1 statement, Dkt. 74 âDef. 56.1â); the affidavit of Nandini Rao in support of defendantsâ motion, Dkt. 75 (âRao Aff.â), and the exhibits attached thereto; the affidavit of Sara Padilla in support of defendantsâ motion, Dkt. 76 (âPadilla Aff.â), and the exhibits attached thereto; Wilkinsonâs Local Rule 56.1 statement, Dkt. 81 (âPl. 56.1â); the declaration of Jasmine Rosa in opposition to the motion, Dkt. 82 (âRosa Decl.â) and the exhibits attached thereto; the declaration of Alan Wilkinson in opposition to the motion, Dkt. 83 (âWilkinson Decl.â), and the exhibits attached thereto; the declaration of Theodor D.E. Bruening in opposition to the motion, Dkt. 84 (âBruening Decl.â), and exhibits attached thereto; the declaration of Tshinguta âLilyâ Lufuluabo in opposition, Dkt. 85 (âLufuluabo Decl.â), and the exhibits attached thereto; defendantsâ response to Wilkinsonâs Rule 56.1 statement, Dkt. 86 (âDef. Reply 56.1â); and the affidavit of Neil G. Sparber in further support of defendantsâ motion, Dkt. 88 (âSparber Reply Aff.â), and the exhibits attached thereto. Citations to a partyâs Rule 56.1 statement incorporate by reference the documents cited therein. Where facts stated in a partyâs Rule 56.1 statement are supported by testimonial or documentary evidence, and are denied by a conclusory statement by the other party without citation to conflicting testimonial or documentary evidence, the Court finds such facts true. See S.D.N.Y. Local Rule 56.1(c) (âEach numbered paragraph in the statement of material facts set forth in the statement required to be served by the moving party will be deemed to be admitted for purposes of the motion unless specifically controverted by a correspondingly numbered paragraph in the statement required to be served by the opposing party.â); id. at 56.1(d) (âEach statement by the movant or opponent... controverting any statement of material fact[] must be followed by citation to evidence which would be admissible, set forth as required by Fed. R. Civ. P. 56(c).â). approximately 10 times per year. Jd. Nicky Duggan Redfern is the Chief Human Resources Officer for Nord Anglia at the global level and is a member of the Executive Committee. Jd. 5. Ann McPhee is the Regional Managing Director of the Americas for Nord Anglia. /d. 46. Her predecessor in this position, David Graves, served as the Regional Managing Director between March 2014 and January 2016. Jd. 7. Sara Padilla is the Human Resources Director of the Americas for Nord Anglia. Wilkinson, a citizen of the United Kingdom, served as principal of the New York School from September 1, 2013, to June 23, 2016, when he was involuntarily terminated. JSF {{ 4-5, 27. Wilkinson had been employed by various of the defendants since 2003 as a teacher and vice- principal in other schools. /d. § 6. By the time Wilkinson was hired at the New York School, he had 20 years experience, including more than a decadeâs service as head of another Nord Anglia school. Wilkinson Decl. 95. The principals of the Nord Anglia U.S. schools report directly to their respective regional managing directors, and the regional managing directors in turn report to Fitzmaurice. Def. 56.1 49. 2. Wilkinsonâs Employment at the New York School a. The Hiring of Lily Lufuluabo Wilkinson began working as principal of the New York School in September 2013. Wilkinson, who is Caucasian, states that when he first started as principal, the New York School employed few African-Americans in non-janitorial positions, and there were few non-white students in attendance. PI. 56.1 4 E. On August 10, 2014, after approximately one year as principal, Wilkinson hired Tshinguta âLilyâ Lufuluabo, an African-American, as a receptionist and personal assistant. JSF § 9-10. In October 2014, Lufuluaboâs responsibilities were expanded to include work related to marketing and admissions. Jd. 4 11. In August 2014, Wilkinson offered Lufuluaboâs sonâalso African-Americanâa one- year scholarship at the New York School. Jd. 12-13. For the 2014-15 academic year, the New York School was authorized to extend two scholarships to students. Def. 56.1 920. The two scholarships were earmarked for female students; to offer a scholarship to a male student, Wilkinson required the approval of Graves, his manager. /d. 422. The parties dispute whether Wilkinson obtained supervisory approval to extend a scholarship to Lufuluaboâs son. Compare Def. 56.1 9 24 with Pl. 56.1 at 10-11. b. Wilkinsonâs Performance From 2013 to April 2015 During the 2013-14 academic year, Graves served as Managing Director of North America for Nord Anglia. As such, he was Wilkinsonâs immediate supervisor. Def. 56.1 4 25. On December 2, 2014, Wilkinson received his performance evaluation from David Graves for the 2013-14 academic year. /d. § 26. The evaluation scale ranges from a score of â1,â for âoutstandingâ performance, to â4â for âneeds improvement.â Rao Decl. Ex. H (â2013-14 Evaluationâ) at 6. For the 2013-14 academic year, Graves proposed giving Wilkinson the second-lowest score of â3,â for a âdevelopingâ performance. /d. at 8. A March 2015 document entitled âExecutive Committee Report: North America, March 2015â (âMarch 2015 Reportâ), states, with respect to the New York School, âAs a result of the many issues at the school, the regional team conducted an intensive session with [Wilkinson]. This included an HR review as well as marketing/admissions review. We will be developing a new strategic plan and are likely to propose a change of leadership at the school, with primary focus on changing both the business manager and the Principal.â Def. 56.1 31.7 3 Wilkinson objects to consideration of this document, arguing that it is inadmissible hearsay and not a reliable record of a regularly conducted activity, and that it is âsuspect.â Pl. 56.1 at 13. Because a party âcannot rely on inadmissible hearsayâ in support of or in opposition to a motion During Gravesâ tenure as Wilkinsonâs manager, from 2013 to 2015, Graves and CEO Fitzmaurice spoke every two weeks about the regional principals working under Graves, including Wilkinson. Def. 56.1 41-43. The parties dispute whether Graves and Fitzmaurice discussed, in these meetings, whether Wilkinson should be removed from his position as principal of the New York School. Pl. 56.1 at 17. Cc. April 2015 Alleged Abuse Incident In April 2015, Lufuluabo informed Wilkinson that her son had discussed being abused by another student at the New York School. JSF 4 14. The child accused of the abuse was the son of another teacher at the school. Def. 56.1 933. After learning of this alleged abuse, Wilkinson informed the relevant state authorities and contacted his manager, Graves, and the Nord Anglia Human Resources Director, Sara Padilla. JSF 7 15. Wilkinson testified that defendantsâ regional managers did not express serious concern for Lufuluaboâs son or the need to prevent future such incidents. Pl. 56.1 §G. Wilkinson arranged to keep the children separate from each other. Jd. The parties agree that Wilkinson followed proper protocol with respect to this incident. Def. 56.1 | 39. In June 2015, Charlotte Jack, a teacher at the New York School in charge of health and safety matters, prepared a report regarding the alleged assault (the âJack Reportâ). JSF 917. It recommended that the child who allegedly engaged in abusive conduct not be permitted to return for summary judgment, âthe Court must, as a preliminary matter, determine the likely admissibility of the hearsay evidenceâ offered by defendants. Doe ex rel. Doe v. Darien Bd. Of Educ., 110 F. Supp. 3d 386, 395 (D. Conn. 2015) (internal quotation marks omitted). As defendantsâ counsel, Neil G. Sparber, avers in his sworn affidavit, summaries of Executive Committee meetings, including the March 2015 Report, are regularly âprepared after each Executive Committee meeting in the ordinary course of business.â Sparber Reply Aff. J 21. Wilkinson does not adduce evidence to dispute that contention or to support his claim that the document is suspect. The Court therefore concludes that the March 2015 Report, and other summaries of Executive Committee meetings, are likely admissible under the business records exception to the hearsay rule. See Fed. R. Evid. 803(6). to the New York School for the 2015-16 academic year without first receiving psychological counseling. Pl. 56.1 4H. However, at the end of the 2014-15 school year, Lufuluabo complained that the alleged abuse her son had suffered had not been adequately addressed. Jd. 41. Wilkinson met with Nord Anglia regional managers, including Padilla. /d. Padilla informed Wilkinson to keep the incident âoff email.â /d. Padilla testified that she told Wilkinson not to discuss the matter on email because she learned that Lufuluabo had access to Wilkinsonâs emails, and Padilla felt it would be inappropriate to discuss Lufuluabo in emails that Lufuluabo could read. Bruening Decl. Ex 16 (âPadilla Dep.â) at 378-79. Both students involved in the April 2015 incident returned to the New York School for the 2015-16 academic year. Pl. 56.1 J. Wilkinson states that he repeatedly asked Nord Angliaâs regional management and legal counsel about the incident and was advised that Nord Anglia had a âplanâ in place to address the issue. /d. He states that the plan was never articulated to him. /d, On September 10, 2015, shortly after the 2015-16 school year began, Lufuluabo complained to Wilkinson, Jack, and other Nord Anglia employees that Nord Anglia had not taken any action to assure that the abusive conduct would not be repeated. /d. § K. Lufuluabo further complained that the mother of the allegedly offending student had claimed that her son had received psychological counseling when he had in fact not received any such counseling. Jd. Wilkinson conveyed Lufuluaboâs concerns to Nord Anglia regional management. /d. J L. d. Executive Committee Summaries in August to September 2015 and the September 2015 âTalent Profileâ In August and September 2015, Nord Anglia documented certain performance issues associated with the New York School. An August 2015 Executive Committee Report (âAugust 2015 Reportâ) recorded that â[c]oncerns regarding the leadership of the [New York School] continue.â Def. 56.1 944. The September 2015 Executive Committee Report contained an identical notation. /d. 945. It further stated âNew Business Manager training underway. She has raised concerns about the schoolâs leadership, priorities, and generally her role.â Jd.â On September 29, 2015, Padilla sent Graves, Wilkinsonâs immediate supervisor, an email containing an attached âTalent Profileâ for Wilkinson (the âTalent Profileâ or âProfileâ).° With respect to the section entitled âCompetency Area Accountable,â the Profile states that Wilkinson was âDevelopingâ and that he âcontinues to struggle with understanding the metrics of the business, such as budget, enrollment, etc.â Def. 56.1 952. With respect to a section entitled âCompetency Area Enabling,â the Profile states that Wilkinson âfinds challenge with difficult staff conversations and therefore the performance of staff and deadlines have suffered.â Jd. { 53. With respect to a section entitled âCompetency Area Agile,â the Profile scores Wilkinson as âNeeds Improvementâ and states that â[w]hile numbers appear to have improve[d] slightly, Alan faces many of the same unresolved issues year after year.â Jd. 754. In a section entitled 4 Wilkinson again objects to defendantsâ reliance on Executive Committee Reports, arguing that such reports are hearsay. As noted above, the Court concludes that such Reports are likely admissible under the business records exception to the hearsay rule. > Wilkinson argues that the Talent Profile is âunreliable and may be fraudulent. Analysis of the documentâs metadata has shown that it was altered after the commencement of this action.â PI. 56.1 at 17-18. The Court does not find substantiation for this claim. Wilkinson produces no evidence that the document is fraudulent. Defendantsâ counsel, Neil Sparber, denies this allegation in his sworn affidavit. And, significantly, plaintiff's counsel questioned various witnesses about the Talent Profile, including its author, Graves. Graves testified as follows: Q: Under career aspirations on the last page. Career aspirations next steps. It says here, âIt is likely Alan will be removed from post within 12 months.â A: Right. That was my conclusion on [Wilkinson]. Q: Okay. Why did you put that in there? A: Because [Wilkinson] was underperforming. Rao Aff. Ex. D (âGraves Dep.â) at 206. Graves further testified that he worked off a template Talent Profile and filled in the template, and that statements contained within are attributable to him. Gravesâ sworn testimony is consistent with the contents of the Talent Profile. âCompetency Area Resilient,â the Profile states: âNeeds Improvementâ and âAlanâs resilience is low, he needs to persist in solving issues, doesnât progress challenges appropriately, relies on and lacks understanding of the support available.â Jd. 455. In a section that states âOverall performance rating 2014/15,â the Profile states: âDeveloping.â Jd. 956. In a section entitled âCareer aspirations / Next steps / Any role extra responsibilities you have in mind,â the Profile states âIt is likely Alan will be removed from post within 12 months.â /d. 57. Wilkinson states that Graves did not explicitly warn him he could be removed within 12 months if his performance did not improve. Pl. 56.1 at 20. Around this same time, Wilkinson avers that he was becoming increasingly concerned about Nord Angliaâs handling of Lufuluaboâs abuse allegation and believed managementâs resistance to remedial action stemmed from racial animus. Pl. 56.1 ⥠M. He did not complain of such discrimination to his managers at this time. /d. Also around the fall 2015, Graves left Nord Anglia and Ann McPhee became Wilkinsonâs immediate supervisor. JSF § 20. In November 2016, McPhee questioned Wilkinson about âwhat [Lufuluabo] doesâ at the New York School and asked Wilkinson to provide Lufuluaboâs job description. Def. 56.1 60. Wilkinson felt that these questions were inappropriate and that McPhee was singling Lufuluabo out due to her race. /d. 961. Wilkinson did not ask McPhee why McPhee was asking such questions. /d. J 62. e. February 25, 2016 Recording On February 25, 2016, Padilla and McPhee visited the New York School. Jd. 464. On February 25, 2016, plaintiff recorded conversations involving Padilla, McPhee, and others using an iPhone, without obtaining their consent (âFebruary 25, 2016 Recordingâ). Wilkinson contends that his recording was inadvertent. Pl. 56.1 at 22. Wilkinson provided what he contends is an accurate transcript of the recording, many portions of which are designated as inaudible. Wilkinson Decl. Ex. 31 (âFebruary 25, 2016 Tr.â). The transcript largely captures Padillaâs end of a telephone conversation. In it, Padilla states that âweâââan apparent reference to Nord Angliaâwould have difficulty âget[ting] a quality head to come here to rebuild that foundation,â and would have to âget the foundation rebuilt .. . and then hire a quality head to come....â Jd. at 6-7. Padilla also appears to state âI wouldnât necessarily keep him. But I would suggest that we figure out a way to cover it.â Jd. at 7. Although Padilla appears to be referencing problems at the New York School, the context of the conversation is unclear. f. April 2016 â June 2016 Several months later, on April 6, 2016, Lufuluabo sent an email to Padilla complaining about racial discrimination. Jd. § P. Lufuluabo wrote that she felt her allegation of abuse was â[swept] under the rug,â that she had witnessed âminor incidents treated with more concern,â and that she felt she and her son were âbeing discriminated against because of our race.â Wilkinson Decl. Ex. 16 (âApril 6, 2015 Correspondenceâ) at 3. Shortly after receiving that email, Padilla emailed Wilkinson and Justine Bricheno, then the New York Schoolâs health and safety director, to schedule a conference call regarding Lufuluaboâs complaint. Jd. Wilkinson states that during the April 6, 2015 conference call, he supported Lufuluaboâs complaints of racial discrimination. Id. As discussed further below, defendants dispute this and contend that Wilkinson did not complain of, or support Lufuluaboâs complaint of, racial discrimination on that call. Def. Reply 56.1 at 13-14. At some unknown period, but before April 18, 2016, Wilkinson discovered a notebook in his office belonging to Padilla. JSF § 23. Wilkinson reviewed the notebook and came across notes suggesting âmovementâ involving Nord Anglia principals. Def. 56.1 72. Wilkinson observed a question mark near his name. Jd. § 73; Rao Decl. Ex. U (âPadilla Notesâ). Later, on April 18, 2016, Wilkinson sent an email to Nicky Duggan Redfern, the Chief Human Resources Officer for Nord Anglia. See Rao Aff. Ex. W (4/18/16 Emailâ). In it, Wilkinson registers his âformal[] complain[t] about a number of issues that have arisenâ with respect to Padilla and McPhee. The email, which is approximately six single-spaced pages in length, details a number of Wilkinsonâs complaints regarding his perceived treatment by Nord Anglia managers. Chief among his complaints is Nord Angliaâs handling of Lufuluaboâs abuse allegation. Relevant here, Wilkinson writes: I was visited by [Padilla] in company with [another employee], around April of last yearâpost the [abuse] incident described above. They appeared to have come on a formal visit to the school .... Wherein I felt I was being interrogated. With regard to the sexual assault, needless to say I wanted to discuss the ramifications. [Padilla] literally informed me that I was culpable for anything that occurred on the school premises. There was no offer of further assistance. However, I was quizzed far more comprehensively as to why the victim had been accepted as a scholarship child. To which I explained the circumstancesâwith especial emphasis on our lack of diversityâand this child, who is undoubtedly an intelligent child, being our only African-American student. I was also interrogated (I use the word advisedly) about the position his mother held in the school. I explained what she didâwhich patently is much in a small school. However, why I was being quizzed about these matters, I have no clueâ especially as it was [Padilla] herself who met the mother and both discussed and requested that she undertake the position she was holding .... Their relationship to the sexual assault appears specious at best. The issue of the mother concernedâLily Lufuluabo has been referred to perpetually over the last year by [Padilla] and [McPhee]. Lily had told me that she was considering other jobs a few months after accepting ours. I had mentioned this to [Padilla] . . . on the basis that they should be aware that I may be without an essential member of staff. However, I would describe [Padilla] as being infatuated with Lilyâs potential leavingâshe had never shown such ongoing interest in any other member of staff. She continued asking Lily when she was going to leaveâin fact, so frequently, that I spoke to [Padilla] and suggested that she should desist from this questionning [sic] her any more on the subjectâas it felt inappropriateâespecially as she only began asking after being informed of the incident mentioned above, ergo [Padillaâs] motives looked 10 extremely questionable. Similarly, [McPhee] in company with [Padilla] has asked so many times about Lilyâregardless of my despatching [sic] a comprehensive job description. To reiterate, it was [Padilla] who met with Lily to discuss and literally persuade her to take the job of assisting with admissions. 4/18/16 Email at 3. Thereafter, on June 23, 2016, Wilkinson met with John Dowd, the Head of Integration for Nord Anglia, and was placed on administrative leave. JSF 27. On June 29, 2016, Nord Anglia terminated Wilkinson for cause. Jd. 27. B. Procedural History On September 28, 2017, Wilkinson filed the Complaint in this action, Dkt. 1. On December 18, 2017, defendants filed a motion to dismiss certain claims. Dkt. 18. On December 21, 2017, the Court ordered that Wilkinson filed any amended complaint, or otherwise oppose the motion to dismiss, by January 8, 2018. Dkt. 21. On February 7, 2018, after an extension, Wilkinson filed his Amended Complaint. Dkt. 24. On February 26, 2018, the Court held an initial conference. On March 2, 2018, the parties stipulated that defendants would answer the Amended Complaint by March 9, 2018. Dkt. 30. On March 9, 2018, defendants answered. Dkt. 32. On May 17, 2018, the parties stipulated to the dismissal of certain claims. Dkt. 35. On January 7, 2019, after the close of discovery, the Court held a pre-motion conference in which defendants indicated they would move for summary judgment. On February 22, 2019, defendants filed their motion for summary judgment, a memorandum of law, Dkt. 77 (âDef. Mem.â), and supporting documents, Dkts. 73-77. On March 18, 2019, Wilkinson filed a memorandum, Dkt. 80 (Pl. Mem.â), and supporting documents in opposition to defendantsâ motion, Dkts. 80-85. On April 1, 2019, defendants filed a reply. Dkts. 86-88. 11 Il. Applicable Legal Standards A. Summary Judgment To prevail on a motion for summary judgment, the movant must âshow[] that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ, P. 56(a). The movant bears the burden of demonstrating the absence of a question of material fact. In making this determination, the Court must view all facts âin the light most favorableâ to the non-moving party. Holcomb v. Iona Coll., 521 F.3d 130, 132 (2d Cir. 2008); see also Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). To survive a summary judgment motion, the opposing party must establish a genuine issue of fact by âciting to particular parts of materials in the record.â Fed. R. Civ. P. 56(c)(1); see also Wright v. Goord, 554 F.3d 255, 266 (2d Cir, 2009). âA party may not rely on mere speculation or conjecture as to the true nature of the facts to overcome a motion for summary judgment.â Hicks v. Baines, 593 F.3d 159, 166 (2d Cir, 2010) (citation omitted). Only disputes over âfacts that might affect the outcome of the suit under the governing lawâ will preclude a grant of summary judgment. Anderson vy. Liberty Lobby Inc., 477 U.S, 242, 248 (1986). In determining whether there are genuine issues of material fact, the Court is ârequired to resolve all ambiguities and draw all permissible factual inferences in favor of the party against whom summary judgment is sought.â Johnson v. Killian, 680 F.3d 234, 236 (2d Cir, 2012) (citing Terry v. Ashcroft, 336 F.3d 128, 137 (2d Cir. 2003)). B. Retaliation Under Title VI Under Title VII, it is unlawful for an employer to discriminate against an employee because that employee âhas opposed any practice made an unlawful employment practice by this subchapter, or because he has made a charge, testified, assisted, or participated in any manner in 12 an investigation, proceeding, or hearing under this subchapter.â 42 U.S.C. § 2000eâ3(a). Title VII thus is violated when âa retaliatory motive plays a part in adverse employment actions toward an employee, whether or not it was the sole cause.â Cosgrove v. Sears, Roebuck & Co., 9 F.3d 1033, 1039 (2d Cir. 1993). In evaluating Title VII retaliation claims, âcourts follow the familiar burden-shifting approach of McDonnell Douglas Corp. v. Green,â 411 U.S. 792, 802-05 (1973). Kaytor v. Elec. Boat Corp., 609 F.3d 537, 552 (2d Cir. 2010). To establish a prima facie case of retaliation, a plaintiff must show that: (1) he participated in a protected activity; (2) participation in the protected activity was known to the employer; (3) the employer thereafter subjected him to a materially adverse employment action; and (4) there was a causal connection between the protected activity and the adverse employment action. See id. The NYCHRL imposes an identical standard, âexcept that the plaintiff need not prove any âadverseâ employment action; instead, he must prove that something happened that would be reasonably likely to deter a person from engaging in protected activity.â Leon v. Columbia Univ. Med. Ctr., No. 11 Civ. 8559 (NSR), 2013 WL 6669415, at *12 (S.D.N.Y. Dec. 17, 2013), aff'd, 597 F. Appâx 30 (2d Cir. 2015). The burden of proof at the prima facie stage is âde minimis.â Hicks, 593 F.3d at 164. âAt the summary judgment stage, if the plaintiff presents at least a minimal amount of evidence to support the elements of the claim, the burden of production shifts to the defendant to proffer a legitimate non-retaliatory reason for the adverse employment action.... Ifthe employer produces such evidence, the employee must, in order to avoid summary judgment, point to evidence sufficient to permit an inference that the employerâs proffered non-retaliatory reason is pretextual and that retaliation was a substantial reason for the adverse employment action.â Kaytor, 609 F.3d at 552-53 (citation and internal quotation marks omitted). 13 III. Discussion Defendantsâ sole argument for summary judgment is that Wilkinson fails to make out a prima facie case of retaliation. First, they argue, Wilkinson cannot demonstrate that he engaged in any protected activity. Second, assuming Wilkinson did engage in protected activity, defendants contend that Wilkinson cannot produce any evidence that defendants were aware of such activity. And, finally, defendants argue that Wilkinson cannot demonstrate a causal nexus between any protected activity and his termination. The Court addresses each argument in turn. A. Protected Activity Defendants first argue that Wilkinsonâs retaliation claim centers on the 4/18/16 Email he wrote to Nicky Duggan Redfern, Nord Angliaâs Head of Human Resources, but that this email does not protest or oppose unlawful discrimination. Def. Mem. at 6. Rather, defendants argue, the email contains only complaints from Wilkinson about tough management, and that such complaints do not constitute protected activity. Wilkinson counters that the record contains evidence sufficient to permit the conclusion that he engaged in protected activity. He argues that there is evidence that on April 6, 2016, Lufuluabo sent an email explicitly complaining about discriminatory treatment. That same day, Wilkinson asserts, he was on a conference call with his managers in which he supported Lufuluaboâs discrimination complaint. Wilkinson also disputes defendantsâ characterization of the email, arguing that in the email he supports Lufuluaboâs claim of racial discrimination, and, therefore, engaged in protected activity. Pl. Mem. at 16-17. The Court holds, with Wilkinson, that there is sufficient evidence in the record from which a factfinder could conclude that Wilkinson engaged in protected activity. Under Title VII and parallel state and municipal law, a plaintiff has engaged in protected activity where he âhas opposed any practice made an unlawful employment practice.â 42 U.S.C. § 2000e-3(a). The 14 term âoppose,â which the statute does not define, âcarries its ordinary dictionary meaning: to resist or antagonize; to contend against; to confront; resist; withstand.â Crawford v. Metro. Govât of Nashville & Davidson Cty., 555 U.S. 271, 276 (2009) (internal citations, quotation marks, and alterations omitted), Indeed, â[w]hen an employee communicates to her employer a belief that the employer had engaged in a form of employment discrimination, that communication virtually always constitutes the employeeâs opposition to the activity.â Id. (internal quotation marks and alterations omitted). Thus, âeven informal complaints to management constitute opposition for purposes of demonstrating protected activity.â McPartlan-Hurson v. Westchester Cmty, Coll., No. 13 Civ. 2467 (NSR), 2018 WL 3104094, at *14 (S.D.N.Y. June 21, 2018). Expressing support for a co-worker who has formally complained of discrimination also constitutes protected activity. See Weiss v. Hustedt Chevrolet, No. 05 Civ. 4230 (DRH) (MLO), 2009 WL 2132444, at *13 (E.D.N.Y. July 13, 2009) (citing Sumner vy. U.S. Postal Serv., 899 F.2d 203, 209 (2d Cir. 1990)). On April 6, 2016, Lufuluabo emailed Wilkinson, Padilla, and Bricheno to complain about how Nord Anglia handled her abuse allegation. She wrote that she had seen âminor incidents treated with more concernâ than her allegation of sexual abuse, and complained that she felt she and her son were âbeing discriminated against because of [their] race.â April 6, 2016 Correspondence at 3. Shortly after receiving Lufuluaboâs email, Padilla emailed Wilkinson and Bricheno to organize a conference call. Jd. at 2. According to Wilkinson, on that conference call he expressly supported Lufuluaboâs discrimination complaint and stated that he felt Lufuluaboâs complaints of a lack of inclusivity and diversity at Nord Anglia were valid. Pl. 56.1 4 P. Wilkinsonâs account, if credited, would establish that Wilkinson engaged in protected activity by expressing support for Lufuluaboâs explicit racial discrimination claim. To be sure, defendants 15 flatly dispute Wilkinsonâs account of the April 6, 2016 conference call. Def. Reply 56.1 at 13â 14, But this dispute of fact defeats defendantsâ argument, at the summary judgment stage, that Wilkinson did not engage in protected activity. Even if one disregards Wilkinsonâs claims regarding the April 6 Conference Call, as defendants urge, the 4/18/16 Email permits a factfinder to conclude that Wilkinson engaged in protected activity. In defendantsâ view, in the email Wilkinson complains of only âtough and direct line management.â Def. Mem. at 6. And defendants emphasize that although the email discusses the alleged abuse incident involving Lufuluaboâs son, the email does not mention any alleged discrimination. /d. at 9. Defendants are correct that Wilkinsonâs emailâwhich runs six single-spaced pagesâdocuments a laundry list of complaints, many of which are unrelated to charges of racial bias. But their argument that Wilkinson did not express support for Lufuluaboâs discrimination complaint mischaracterizes the email. Drawing all reasonable inferences in Wilkinsonâs favor, the email supports the conclusion that Wilkinson was complaining of discriminatory employment practices. In it, Wilkinson writes that after his superiors learned of the alleged abuse incident, Nord Anglia gave only âscant feedbackâ about how to proceed. 4/18/16 Email at 4. Rather than treating the incident with the gravity it merited, Wilkinson wrote, Nord Anglia managers instead focused on Lufuluabo and her son, questioning Wilkinson about why Lufuluaboâs son was offered a scholarship at all; Wilkinson writes in the email that he explained that the New York School suffered from a lack of diversity and Lufuluaboâs son was the only African-American student. Significantly, Wilkinson writes that he was âinterrogatedâ about the position Lufuluabo held at the school; that managementâs questions about Lufuluabo and her son were unrelated to their serious abuse allegations; that Padilla, a senior Nord Anglia official, was enthusiastic about the prospect of Lufuluabo leaving the school 16 and âcontinued asking [Lufuluabo] when she was going to leaveâ; that Padilla had never exhibited such an interest in another staff member; and that Wilkinson found such questions inappropriate. Id. A factfinder reviewing this email reasonably could conclude that Wilkinson was supporting an African-American colleagueâs complaint of racial bias and, therefore, that Wilkinson engaged in protected activity. Although Wilkinson does not explicitly use the words âracistâ or âdiscriminationâ to describe his perception of Nord Angliaâs conduct, he states that Nord Anglia management inappropriately minimized Lufuluaboâs abuse allegations, that they asked âinappropriateâ questions about the presence of Lufuluabo and her son at the New York School, and that Padilla took an interest in seeing Lufuluabo leave her position and had ânever shown such ongoing interestâ in the fate of other staff members. /d. And the context here is significant. Wilkinson sent his email in support of Lufuluabo less than two weeks after Lufuluabo contacted Wilkinson and other Nord Anglia officials complaining that she felt that she was âbeing discriminated against because of [her] race.â April 6, 2015 Correspondence at 4. That Wilkinsonâs email followed so soon after Lufuluaboâs explicit complaints of racial discrimination, and that Wilkinson unambiguously defends Lufuluabo and criticizes Nord Angliaâs treatment of her, lends further support to the conclusion that Wilkinson was supporting his colleagueâs complaint of racial bias and, therefore, engaging in protected activity. B. Defendantsâ Awareness of Wilkinsonâs Protected Activity Defendants next contend that, even if Wilkinson engaged in protected conduct, he cannot demonstrate that defendants were aware of his protected activity. To ensure that the employer is on notice of the allegedly unlawful conduct, âthe onus is on the speaker to clarify to the employer that he is complaining of unfair treatment due to his membership in a protected class 17 and that he is not complaining merely of unfair treatment generally.â Aspilaire v. Wyeth Pharmas., Inc., 612 F. Supp. 289, 308-09 (S.D.N.Y. 2009). Thus, merely notifying an employer of discriminatory conduct, without specificity, does not qualify as protected activity.â Pouncy v. Advanced Focus LLC, No. 15 Civ. 6260 (JMF), 2017 WL 4280949, at *6 n.3 (S.D.N.Y. Sept. 25, 2017) (internal quotation marks omitted). In making this argument, defendants emphasize that Wilkinsonâs 4/18/16 Email does not expressly reference race-based discrimination. Defendantsâ argument is unpersuasive. First, defendants ignore Wilkinsonâs assertion that, in the April 6, 2016 Conference Call, he âorally agreed that the grievances that [Lufuluabo] enumerated in her email were valid, including her complaint of lack of inclusivity and diversity at Nord Anglia.â Wilkinson Decl. § 85. Although defendants vigorously dispute Wilkinsonâs assertion that he made such a statement, at the summary judgment stage the Court is ârequired to resolve all ambiguities and draw all permissible factual inferencesâ in Wilkinsonâs favor. Johnson, 680 F.3d at 236, Once again, if a jury credited Wilkinsonâs version of events, it could conclude that Wilkinson made clear that his complaints, on Lufuluaboâs behalf, were explicitly based on Lufuluaboâs membership in a protected class. The 4/18/16 Email also supports the conclusion that Wilkinson made sufficiently clear that he was complaining that Lufuluabo was experiencing mistreatment on account of her race. As noted, Wilkinson expressed the view that Nord Anglia managers were hostile to Lufuluabo; treated her differently, and worse, than other employees; andâinstead of addressing Lufuluaboâs serious abuse allegationsâseemed preoccupied with why Lufuluaboâs African-American son was receiving a scholarship. Defendants are correct that Wilkinson did not explicitly state that he was complaining of race- based discrimination. But his emailâparticularly against the context of Lufuluaboâs own 18 complaint, which did explicitly complain of such discriminationâmakes sufficiently clear that Wilkinsonâs complaint was based on Lufuluaboâs membership in a protected class. C. Causal Nexus Between Wilkinsonâs Activities and his Termination Finally, defendants argue that Wilkinson cannot demonstrate a sufficient causal connection between his protected activities in April 2016, and his termination in June 2016. In particular, they argue that the undisputed facts show that Wilkinsonâs termination was imminent even before he engaged in protected activity. The Court does not find summary judgment warranted on this basis, either. Plaintiffs may prove a causal connection âeither through direct evidence of a retaliatory animus or indirectly through evidence, for example, of the close proximity in time of the two events.â Dayes v. Pace Univ., 2 F. Appâx 204, 208 (2d Cir. 2001) (summary order) (citing Gordon v. N.Y.C. Bd. of Educ., 232 F.3d 111, 117 (2d Cir. 2000)). âA plaintiff alleging retaliation in violation of Title VII, however, must show at the final step of the analysis that retaliation was a âbut-forâ cause of the adverse action, not simply a âsubstantialâ or âmotivatingâ factor in the employerâs decision. Pouncy, 2017 WL 4280949, at *6 (quoting Univ. of Tex. Sw. Med. Ctr. v. Nassar, 570 U.S. 338, 348 (2013)). It is well established that an adverse employment action cannot serve as the basis for a retaliation claim if the action was set in motion before a plaintiff engaged in protected activity. See Cayemittes v. City of New York Dept. of Hous. Pres. & Dev., 974 F. Supp. 2d 240, 262 (S.D.N.Y. 2013); Slattery v. Swiss Reinsurance Am. Corp., 248 F.3d 87, 95 (2d Cir. 2001) (no causation where âprogressive disciplineâ began prior to plaintiff's filing of EEOC charges); Tomasino v. St. Johnâs Univ., 476 F. Appâx. 923, 925 (2d Cir. 2012) (â[B]ecause the record is replete with undisputed evidence that Defendant imposed progressive discipline against Tomasino well before September, an inference of 19 discrimination will not arise based solely on the proximity between her complaint and termination.â). Wilkinson argues that there are two independent grounds for establishing a causal nexus between his protected activities and an adverse employment action: discriminatory animus, and the tight temporal proximity between his protected activities, which took place no later than April 2016, and his termination, which took place two months later, in June 2016. Indeed, the close temporal link of just two months between Wilkinsonâs protected conduct and his termination, standing alone, is sufficient to permit an inference of causation. See Garcia v. Yonkers Bd. of Educ., No. 15 Civ. 767 (NSR), 2018 WL 4007648, at *7 (S.D.N.Y. Aug. 21, 2018) (collecting cases and holding that a period of three months âwould, alone, be enough to meet a causal connectionâ). Indeed, given Wilkinsonâs role as a principal, and that his protected activities occurred late in the school year, a factfinder could infer that, after Wilkinsonâs complaints, Nord Anglia terminated Wilkinson at the earliest practicable opportunity, immediately after the school year ended. For its part, Nord Anglia contends that the undisputed evidence shows that its decision to terminate Wilkinson was made before Wilkinsonâs allegedly protected activities in April 2016, and was based on Wilkinsonâs performance. In support, defendants point to several pieces of evidence. First, they identify a March 2015 Report, which states, â[a]s a result of the many issues at the school, the regional team conducted an intensive session with [Wilkinson]. This included an HR review as well as marketing/admissions review. We will be developing a new strategic plan and are likely to propose a change of leadership at the school, with primary focus on changing both the business manager and the Principal.â Def. 56.1 4.31. Defendants also note that August and September 2015 Reports stated that â[c]oncerns regarding the leadership of the 20 school continue.â Def. 56.1 9 44-45. And defendants point to the September 2015 Talent Profile and the February 25, 2016 Recording that, in their view, records a conversation in which Padilla discusses replacing Wilkinson. The Court regards this as a closer question than those addressed above. However, drawing all permissible factual inferences in Wilkinsonâs favorâas is required at the summary judgment stageâthe Court finds defendantsâ argument unavailing. Notably, the March 2015 Report, which raises the possibility of replacing Wilkinson as principal, is relatively remote in time from Wilkinsonâs actual terminationâit was prepared 15 months before Wilkinson was actually terminated. A factfinder could conclude, therefore, that although there was some indication in spring 2015 that Nord Anglia was considering replacing Wilkinson, it ultimately decided to abandon, or at least not to commit to, that course of actionâ until Wilkinson allegedly engaged in protected activities, soon after which it terminated him. As to the August and September 2015 Reports, which reflect âconcernsâ about âleadershipâ at the New York School, these reports are well short of conclusive. They do not indicate that Wilkinson is facing termination; indeed, they do not mention Wilkinson, or the position of the principal, at all. A factfinder could conclude that these references reflect a desire by Nord Anglia to take steps to improve employee performance at the New York School without resorting to the termination of employees. Or it could demonstrate an intent to replace other administrators. Such an inference is strengthened by the references, in the August and September Reports, to the replacement of the New York Schoolâs business manager and the onboarding of a new manager. Or it could reflect consideration of terminating Wilkinson, but not a firm decision to do so. 21 Nor does the February 25, 2016 Recording carry the day for defendants. Regardless whether the recording was clandestine and illicit, as defendants argue, or inadvertent, as Wilkinson claims, it does not compel the conclusion that, as of February 2016, Nord Anglia had surely decided to terminate Wilkinson. Only fragments of the conversation are recorded; much are inaudible. And the recording is devoid of context; it is difficult confidently to ascertain the subject matter or significance of even those fragments that are audible and transcribed. The recording on its face is susceptible to alternative inferences. To be sure, Padilla states in her affidavit that, on the recording, she was discussing replacing Wilkinson. Padilla Aff. Buta factfinder, listening to the recording and faced with competing interpretations or explanations, need not credit her account, or that the participants understood the die to be then cast as to Wilkinsonâs termination. The most significant evidence in support of defendantsâ position is the September 2015 Talent Profile. In the profile, Wilkinson receives mediocre scores of âDevelopingâ and âNeeds Improvement.â And the profile states, â[i]t is likely [Wilkinson] will be removed from post within 12 months.â Def. 56.1 957. That statement, in isolation, tends to support defendantsâ position that the decision likely to terminate Wilkinson had been made in advance of, indeed well before, Wilkinson engaged in protected activities as of April 2019. But the profile on its face depicts Wilkinsonâs termination as âlikely,â not as inevitable. And, crucially, other evidence calls into question whether Nord Anglia was committed to terminating Wilkinson, and, if so, when. In particular, at some point before April 18, 2016, Wilkinson discovered a notebook belonging to Padilla. The notebook contained a page listing various Nord Anglia principals, with the caption â2015-2016.â See Padilla Notes. Next to each name, there is a short note. Next to Wilkinsonâs name is a question mark. Defendants argue that this question mark supports their 22 view that they had made a âdecision to replace [Wilkinson] as principal in the New York Schoolâ before he engaged in his protected activities. Def. Mem. at 15. But a question mark, presumably, reflects a questionâi.e., there was uncertainty regarding Nord Angliaâs intentions with respect to Wilkinson. Padillaâs notes could mean that Wilkinson would be terminated. Or they could mean that Wilkinson could be demoted, or transferred to a different position, or made principal of another school, or undergo training, or be kept in his current post. Or it could reflect that his termination was likely, but with the final outcome to hinge on future developments. Revealingly, the word âoutâ is written next to the name of two other principals, which appears to reflect a decision that those individuals would assuredly be terminated. The word âoutâ is not written next to Wilkinsonâs name, which suggests that, at the very least, at the time the notes were written some time before April 18, 2016, Nord Anglia managers had not reached a decision with respect to Wilkinsonâs fate. The Court therefore rejects defendantsâ sole argument that Wilkinson has failed to make out a prima facie case of retaliation. There are genuine disputes of material fact that preclude an award of summary judgment. The Court therefore denies defendantsâ motion. CONCLUSION For the reasons set forth above, the Court denies defendantsâ motion for summary judgment. The Court directs the parties to file, by August 12, 2019, a joint letter setting forth their respective views as to next steps in this litigation. The Court respectfully directs the Clerk of Court to terminate the motion pending at docket entry 73. 23 SO ORDERED. PAUL A. oh United States District Judge Dated: July 29, 2019 New York, New York 24 Case Information
- Court
- S.D.N.Y.
- Decision Date
- July 30, 2019
- Status
- Precedential