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UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NEW YORK STEPHEN WILLIAMS, Plaintiff, v. 20-CV-48-LJV-MJR DECISION & ORDER DâYOUVILLE COLLEGE,1 Defendant. On January 14, 2020, Stephen Williams commenced this action under the Age Discrimination in Employment Act (âADEAâ) against his former employer, DâYouville College (âDâYouvilleâ). Docket Item 1. After the case was referred to United States Magistrate Judge Michael J. Roemer for all proceedings under 28 U.S.C. § 636(b)(1)(A) and (B), Docket Item 11, DâYouville moved for summary judgment on November 4, 2022, Docket Item 32. On February 6, 2023, Williams responded, Docket Item 39, and on February 28, 2023, DâYouville replied, Docket Item 43. On August 3, 2023, Judge Roemer issued a Report and Recommendation (âR&Râ) finding that DâYouvilleâs motion should be granted. Docket Item 45. On September 20, 2023, Williams objected to the R&R. Docket Item 48. On October 11, 2023, DâYouville responded to the objections. Docket Item 51. And on November 1, 2023, Williams replied. Docket Item 54. 1 âDâYouville Collegeâ is now âDâYouville University.â Docket Item 32-8 at 6 n.2. But âbecause this action was commenced when it was still a college and no amendment of the caption has been requested,â DâYouville refers to itself as âthe Collegeâ throughout its briefing. Id. A district court may accept, reject, or modify the findings or recommendations of a magistrate judge. 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72(b)(3). The court must review de novo those portions of a magistrate judgeâs recommendation to which a party objects. 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72(b)(3). This Court has carefully and thoroughly reviewed the R&R; the record in this case; the objections, response, and reply; and the materials submitted to Judge Roemer. Based on that de novo review, the Court accepts and adopts Judge Roemerâs recommendation to grant DâYouvilleâs motion for summary judgment. BACKGROUND2 Williamsâwho is âover [40] years of ageââwas hired by DâYouville in 1994. Docket Item 1 at ¶ 1, 12. He served as a âfull-time faculty memberâ of the Education Department (the âDepartmentâ) until September 7, 2018, when DâYouville âdiscontinue[d]â the Department âdue to . . . lack of enrollment.â Docket Item 45 at 2-3. Williams alleges that although DâYouville claimed to be wholly shuttering the Department, it in fact maintained a âso-called ânewââ Curriculum and Instruction (âC&Iâ) Program that âduplicates . . . curriculumâ that had been âdevelopedâ by Williams and other members of the Department in 2013. Docket Item 1 at ¶¶ 14-15. Williams asserts that â[a]s a cost[-]saving matter, [DâYouville] opted to staff . . . courses in the C&I Program with part-time, low-cost adjuncts and lower[- 2 The Court assumes the readerâs familiarity with the facts alleged in the complaint, see Docket Item 1, and Judge Roemerâs analysis in the R&R, see Docket Item 45, and refers to them only as necessary to explain its decision. On a motion for summary judgment, the court construes the facts in the light most favorable to the non- moving party. See Collazo v. Pagano, 656 F.3d 131, 134 (2d Cir. 2011). ]salaried, younger (under age 40) junior administrators rather than full-time, senior, tenured, high-cost faculty.â Id. at ¶ 16. And that, he says, violated the ADEA. Id. at ¶¶ 36-46. DâYouville disputes Williamsâs narrative. It argues that â[t]he record is devoid of evidence showing that DâYouville harbored any unlawful discriminatory animus against [Williams].â Docket Item 32-8 at 5. Instead, it contends, âthe record shows that [Williamsâs] employment was terminated for a legitimate, [nondiscriminatory] reasonâ: âthat the . . . Department was discontinued due to lack of enrollment.â Docket Item 32-8 at 12; see also Docket Item 32-1 at ¶¶ 3-8 (statement of facts regarding the discontinuation of the Department). DâYouville also says that the C&I Program was â[u]nlike the programs that were generally offered by the . . . Department.â Docket Item 32-1 at ¶ 10. For example, DâYouville says, in contrast to the Departmentâs other offerings, the C&I Program âwas not designed as a teacher preparation programâ but rather was âoffered only after [DâYouville] entered into a contract in 2017 with certain Indian entities.â Id. According to DâYouville, the C&I Program was offered only in 2019 as a âone-year [online] programâ; only three students were enrolled; and it was ânever offered again.â Id. at ¶ 11. Judge Roemer agreed with DâYouville and recommended that its motion for summary judgment be granted. Docket Item 45. First, he found that Williams had not established a âprima facie caseâ of age discrimination because he had âfail[ed] . . . to show that his termination occurred under circumstances giving rise to an inference of discrimination.â Id. at 8. Judge Roemer observed that â[a]lthough [Williams] claims that he was fired from his position and replaced by [] less qualified and younger individual[s], [he] offers no evidence, circumstantial or direct, to create an inference that DâYouville fired him due to age discrimination.â Id. And Judge Roemer further found that â[e]ven if [Williams] had established a prima facie case, he has failed to show that DâYouvilleâs proffered [nondiscriminatory] reason for firing him was pretext for age discrimination.â Id. at 11. Accordingly, Judge Roemer concluded that âthere are no genuine issues of material fact and [that Williams] cannot support a claim of age discrimination.â Id. at 15. Williams objected to the R&R on several grounds. Docket Item 48 at 2-4. For the reasons that follow, the Court agrees with Judge Roemer and grants DâYouvilleâs motion for summary judgment. LEGAL PRINCIPLES I. SUMMARY JUDGMENT STANDARD Under Federal Rule of Civil Procedure 56, a court appropriately grants summary judgment only âif the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a). âThe movantââthat is, the party seeking summary judgmentâ âhas the burden of showing that there is no genuine issue of fact.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 256 (1986). The movant may satisfy its burden by relying on evidence in the record, âincluding depositions, documents, . . . [and] affidavits,â Fed. R. Civ. P. 56(c)(1)(A), or by âpoint[ing] to an absence of evidence to support an essential element of the [non-moving] partyâs claim,â Goenaga v. March of Dimes Birth Defects Found., 51 F.3d 14, 18 (2d Cir. 1995) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986)); see Fed. R. Civ. P. 56(c)(1)(B). Once the movant has satisfied its initial burden, the non-moving party âmust come forward with specific facts showing that there is a genuineâ dispute of material factâthat is, that a ârational trier of fact [could] find for the non-moving partyâ on the ârecord taken as a whole.â Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (citations, emphasis, and internal quotation marks omitted). If the non- moving party fails to do so, the court will grant summary judgment. See Celotex, 477 U.S. at 322-23; Fed. R. Civ. P. 56(a). âOnly disputes over facts that might affect the outcome of the suit under the governing law will properly preclude the entry of summary judgment.â Anderson, 477 U.S. at 248. In deciding a motion for summary judgment, â[t]he [C]ourt must view the evidence in the record in the light most favorable to the non-moving partyâ and âdraw[] all reasonable inferences in that partyâs favor.â Abdu-Brisson v. Delta Air Lines, Inc., 239 F.3d 456, 465-66 (2d Cir. 2001). But âconclusory statements, conjecture, or speculation by the party resisting the motion will not defeat summary judgment.â Kulak v. City of New York, 88 F.3d 63, 71 (2d Cir. 1996); see also Matsushita, 475 U.S. at 586 (non- moving party âmust do more than simply show that there is some metaphysical doubt as to the material factsâ to defeat summary judgment when moving party has met its burden). Instead, under Rule 56, the party opposing a motion for summary judgment must âproperly support an[y] assertion[s] of factâ by âciting to particular parts of materials in the record, including depositions, documents, electronically stored information, affidavits or declarations, stipulations (including those made for purposes of the motion only), admissions, interrogatory answers, or other materials.â Fed. R. Civ. P. 56(c)(1)(A); Celotex, 477 U.S. at 324. And â[w]hile evidence produced by the party opposing a summary judgment motion need not be in a form that would be admissible at trial, its content must nonetheless be admissible.â Davis-Bell v. Columbia Univ., 851 F. Supp. 2d 650, 675-76 (S.D.N.Y. 2012) (internal citations and internal quotation marks omitted); see also Fed. R. Civ. P. 56(c)(4) (requiring that â[a]n affidavit or declaration used to support or oppose a [summary judgment] motion must be made on personal knowledge, set out facts that would be admissible in evidence, and show that the affiant or declarant is competent to testify on the matters statedâ). II. ADEA Under the ADEA, it is âunlawfulâ for employers to âfail or refuse to hire,â âdischarge,â or âotherwise discriminate againstâ an employee or potential employee âbecause of [that] individualâs age.â3 29 U.S.C. § 623(a)(1); see Trans World Airlines, Inc. v. Thurston, 469 U.S. 111, 120 (1985) (âSection 4(a)(1) of the [ADEA] proscribes differential treatment of older workers with respect to a privilege of employment.â (alterations, citation, and internal quotation marks omitted)). Courts âanalyze ADEA claims under the same framework as claims brought pursuant to Title VII,â Schnabel v. Abramson, 232 F.3d 83, 87 (2d Cir. 2000) (citation and internal quotation marks omitted), which prohibits employers from discriminating on the basis of ârace, color, religion, sex, or national origin,â 42 U.S.C. § 2000e-2(a). Plaintiffs may prevail on an employment discrimination claim in one of two ways. First, a plaintiff may âpresent direct evidence of discrimination.â Johnson v. New York, 49 F.3d 75, 78-79 (2d Cir. 1995) (citing Thurston, 469 U.S. at 121 (1985)). 3 The ADEA applies only to âindividuals who are at least 40 years of age.â 29 U.S.C. § 631(a). Alternatively, a plaintiff may produce indirect evidence that satisfies âthe three-step, burden-shifting framework established by the Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973).â4 Woodman v. WWOR-TV, Inc., 411 F.3d 69, 76 (2d Cir. 2005); see Johnson, 49 F.3d at 78-79. A plaintiff taking the second approach âbears the initial burden to establish a prima facie case of age discrimination.â Woodman, 411 F.2d at 76. âTo establish a prima facie case, a plaintiff with an age discrimination claim must show (1) that [he] was within the protected age group, (2) that [he] was qualified for the position, (3) that [he] experienced adverse employment action, and (4) that the action occurred under circumstances giving rise to an inference of discrimination.â Bucalo v. Shelter Island Union Free Sch. Dist., 691 F.3d 119, 129 (2d Cir. 2012) (italics added and internal quotation marks omitted); see McDonnell Douglas, 411 U.S. at 802. If a plaintiff meets that initial burdenâwhich the Second Circuit has characterized as âde minimis,â Abdu- Brisson, 239 F.3d at 467âthe burden shifts to the employer, who must âoffer a legitimate, nondiscriminatory business rationale for its actions.â Schnabel, 232 F.3d at 4 The Supreme Court has never explicitly held that McDonnell Douglas applies to age discrimination claims. See Reeves v. Sanderson Plumbing Prod., Inc., 530 U.S. 133, 142 (2000) (assuming without deciding that âthe McDonnell Douglas framework is fully applicableâ to ADEA case); see also Gross v. FBL Fin. Servs., Inc., 557 U.S. 167, 175 n.2 (2009) (â[T]he Court has not definitively decided whether the evidentiary framework of McDonnell Douglas . . . is appropriate in the ADEA context.â (citation omitted)). But the circuit courts, including the Second Circuit, generally have held that it does. See Reeves, 530 U.S. at 141-42 (collecting cases); Lively v. WAFRA Inv. Advisory Grp., Inc., 6 F.4th 293, 302 n.3 (2d Cir. 2021) (âAlthough the Supreme Court has left open whether the evidentiary framework of McDonnell Douglas is appropriate in the ADEA context, we remain bound by our precedent to apply the framework to ADEA claims.â (citation and internal quotation marks omitted)). 87. âIf the employer articulates such a reason, the plaintiff has the burden of proving that . . . age was the real reason for [the plaintiffâs] discharge.â Id. While the Second Circuit has âsometimes noted that an extra measure of caution is meritedâ when considering motions for summary judgment in discrimination cases, it has made clear that âsummary judgment remains available for the dismissal of discrimination claims in cases lacking genuine issues of material fact.â Schiano v. Quality Payroll Sys., Inc., 445 F.3d 597, 603 (2d Cir. 2006) (citation omitted); see also Abdu-Brisson, 239 F.3d at 466 (âIt is now beyond cavil that summary judgment may be appropriate even in the fact-intensive context of discrimination cases.â). For example, summary judgment has been found appropriate when the plaintiff fails to establish a prima facie case of employment discrimination. See Ruszkowski v. Kaleida Health Sys., 422 F. Appâx 58, 61 (2d Cir. 2011) (summary order). DISCUSSION I. SUMMARY JUDGMENT STANDARD Williamsâs first and central objection is that Judge Roemer applied the incorrect summary judgment standard. Docket Item 48 at 2 (arguing that â[t]he R&R is based on a number of errors[,] [e]ach of [which] . . . stems from a single principal errorâ[that] the R&R does not subject [DâYouvilleâs] assertions of âundisputed material factsâ to the test required by lawâ). More specifically, Williams argues that a motion for summary judgment must be evaluated according to a âstringent pair of tests,â and may be granted only if the moving party âpasses the first testâ and the non-moving party âfails the second test.â Id. at 5 (footnotes omitted). Because the parties did not agree on all material facts, Williams says, DâYouville was required to âforeclose on [sic] any possibility that [Williamsâs] theory of the case is true. . . . by conclusively proving . . . its version of events.â Id. at 6 (footnotes omitted). He argues that DâYouville did not meet that bar, rendering summary judgment improper. Id. at 7. This Court disagrees. Williams is correct that the movantâthat is, the party seeking summary judgmentâhas the burden of demonstrating that there are no disputed material facts. Anderson, 477 U.S. at 256. But once a movant has made that showing, there is no additional requirement that the movant âconclusively proveâ the truth of its case and âforeclose on [sic] any possibilityâ of the truth of its opponentâs. See Docket Item 48 at 6. And when the non-moving party bears the ultimate burden of proof, the moving party can meet its summary judgment burden by noting the âabsence of evidenceâ on an âessential element of the [non-moving] partyâs case,â and the non- moving party then must proffer admissible evidence creating a genuine issue of fact on that element. See Celotex, 477 U.S. at 323-25. Williams essentially argues that conclusory assertions of material facts can defeat a motion for summary judgment. Docket Item 48 at 6. But he cites no case law to support that contention,5 see generally id., which the Supreme Court specifically 5 Although Williamsâs contentions about the proper summary judgment standard include numerous footnotes citing case law, the cases cited are inapposite. See generally Docket Item 48. And it is unclear where Williams got the idea that DâYouville is required to âconclusively demonstrateâ not only the absence of disputed material facts but also the truth of its own theory of the case. See id. at 2-10. As DâYouville points out, Williams attempts to support that contention by citing a line from Tolan v. Cotton that merely quotes the text of Rule 56âand nowhere mentions any requirement for a âconclusive[] demonstrat[ion].â See Docket Item 51 at 7; see also Docket Item 48 at 4 & n.3; Tolan v. Cotton, 572 U.S. 650, 656-57 (2014). Williams replies that his asserted standard derives from the Supreme Courtâs decisions in Adickes v. S.H. Kress & Co., 398 U.S. 144 (1970), and Reeves. Docket Item 54 at 3-4 & n.3. But the language that Williams relies on from Adickes was limited by the Courtâs later decision in Celotex. See supra at 9-10; Celotex, 477 U.S. at 325 disclaimed in Celotex. There, the Court found that Rule 56 did not require âthe party moving for summary judgment to produce evidence showing the absence of a genuine issue of material fact, even with respect to an issue on which the [non-moving] party bears the burden of proof.â Celotex, 477 U.S. at 325. In other words, Rule 56 contains âno express or implied requirement . . . that the moving party support its motion with affidavits or other similar materials negating the opponentâs claim.â Id. at 323. Instead, in such cases, a party may satisfy its burden âby âshowingââthat is, pointing out to the district courtâthat there is an absence of evidence to support the [non-moving] partyâs case.â Id. at 325. In employment discrimination cases such as this one, â[t]he ultimate burden of persuading the trier of fact that the defendant intentionally discriminated against the (â[W]e do not think . . . Adickes . . . should be construed to mean that the burden is on the party moving for summary judgment to produce evidence showing the absence of a genuine issue of material fact, even with respect to an issue on which the [non-moving] party bears the burden of proof.â). And Reevesâwhich does include several references to âconclusive[] demonstrat[ions],â see Reeves, 530 U.S. at 148, 153; see also id. at 154-55 (Ginsburg, J., concurring)âis nonetheless inapposite. In that case, the Court held that when a plaintiff established a âprima facie case of discrimination and sufficient evidence for the trier of fact to disbelieve the defendantâs legitimate, nondiscriminatory explanation for its action,â id. at 137, the employer would not normally be entitled to judgment as a matter of law unless âthe record conclusively revealed some other, nondiscriminatory reason for the employerâs decision, or if the plaintiff created only a weak issue of fact as to whether the employerâs reason was untrue and there was abundant and uncontroverted independent evidence that no discrimination had occurred.â Id. at 148. It certainly did not hold that an employer always was required to âconclusively demonstrateâ the truth of its version of events to be entitled to judgment as a matter of law (or summary judgment) in an employment discrimination caseâeven when the plaintiff offered no direct or circumstantial evidence of discrimination. Id. Because this Court finds no requirement that DâYouville âconclusively demonstrateâ the truth of its theory of the case to prevail on its motion for summary judgment, it need not reach DâYouvilleâs alternative argument thatâthough it was not required toâit did so here. See Docket Item 51 at 7-8. plaintiff remains at all times with the plaintiff.â Texas Depât of Cmty. Affs. v. Burdine, 450 U.S. 248, 253 (1981) (sex discrimination); Reeves, 530 U.S. at 143 (age discrimination). So because Williams bore the âultimate burdenâ of proof here, DâYouville could satisfy its Rule 56 burden by âpointing out,â see Celotex, 477 U.S. at 325, that Williams had not produced evidence sufficient to allow a âjury [to] . . . reasonably find an invidious discriminatory purpose on the part of an employer,â Byrnie v. Town of Cromwell Bd. of Educ., 243 F.3d 93, 102 (2d Cir. 2001), superseded in part on other grounds by Fed. R. Civ. P. 37(e). In sum, as Judge Roemer held, DâYouville canâand didâmeet its initial burden by showing that Williams had not produced evidence sufficient for a jury to find that DâYouville violated the ADEA. See generally Docket Item 45. Once DâYouville did that, it was up to Williams to produce evidence sufficient to create an issue of fact as to discrimination. And as Judge Roemer correctly found, Williams failed to do that here. Docket Item 45 at 2 n.1. Instead, his opposing statement âcontains numerous assertions of fact that are wholly unsupported by any sworn statement, testimony, or other admissible evidence.â Id.; see generally Docket Item 39-1 at 2-10. And the exhibits he offered in opposition to DâYouvilleâs motion for summary judgment range from irrelevant to unreadable to unsworn assertions that do not comply with the requirements of Rule 56. See Fed. R. Civ. P. 56(c)(1)(A); Docket Items 39, 39-1, 39-3, 39-4, 39-5, 39-6, 39-7, 39-8, 39-9, 39-10, 39-11, 39-12, 39-13, 39-14. Judge Roemer did not misstate the summary judgment standard. And for the reasons that follow, he applied the correct standard correctly in this case. II. ADEA In addition to arguing that Judge Roemer applied the incorrect legal standard, Williams argues that Judge Roemer substantively erred in finding that his ADEA claim should not survive summary judgment. Docket Item 48 at 3-4. He objects to Judge Roemerâs analysis on five grounds: (1) that it âmischaracterizes [his] assertion of evidence of discriminatory intentâ; (2) that it âdeclares that disposing of older, higher paid workers cannot be evidence of age discriminationâ in contravention of Congressâs purpose in enacting the ADEA; (3) that it fails to properly consider a chart that Williams proffered; (4) that it requires him to rebut DâYouvilleâs assertion of a legitimate nondiscriminatory reason even though there is âdirect evidence of [DâYouvilleâs] age biasâ; and (5) that in sum, it incorrectly applied the summary judgment standard here. Id. A. Mischaracterization of Williamsâs Evidence To survive a motion for summary judgment, a plaintiff alleging employment discrimination must produce âdirect evidence of discrimination,â see Thurston, 469 U.S. at 121, or satisfy the McDonnell Douglas framework by (1) establishing a prima facie case of age discrimination and (2) rebutting as âpretextualâ any âlegitimate nondiscriminatory reasonâ asserted by the employer for the adverse employment action. See Schnabel, 232 F.3d at 87-91. As discussed above, to establish a prima facie case, four elements must be shown. Bucalo, 691 F.3d at 129. Judge Roemer found that Williams had failed to establish the fourth of those elementsânamely, that he failed to show âthat his termination occurred under circumstances giving rise to an inference of discrimination.â Docket Item 45 at 8; see Bucalo, 691 F.3d at 129. More specifically, Judge Roemer found that because Williams âassert[ed] that the motive for his termination was cost savings,â he had failed demonstrate discriminatory intent. Docket Item 45 at 8; see Docket Item 1 at ¶¶ 16, 22, 23; Docket Item 39 at 5-7. The Supreme Court has held that liability under the ADEA âdepends on whether . . . age . . . actually motivated the employerâs decision.â Hazen Paper Co. v. Biggins, 507 U.S. 604, 610 (1993). It reasoned that â[w]hen the employerâs decision is wholly motivated by factors other than age, the problem of inaccurate and stigmatizing stereotypes disappears. . . . even if the motivating factor is correlated with age, as pension status typically is.â Id. at 611. And so it held that such decisions do not violate the ADEA, id. at 611-12; see also Criley v. Delta Air Lines, Inc., 119 F.3d 102, 105 (2d Cir. 1997) (â[D]ecisions motivated by economic concerns do not violate the ADEA.â). Therefore, as Judge Roemer found, if Williams is alleging that DâYouville fired him for financial reasons, he has no viable claims under the ADEA. See Docket Item 45 at 8. Williams does not argue that Judge Roemer misconstrued that case law; instead, he argues that the R&R âmischaracterizes [his] assertion of evidence of discriminatory intent.â Docket Item 48 at 3. Specifically, Williams takes issue with Judge Roemerâs statement that Williams âassert[ed] that the motive for his termination was cost savings.â Docket Item 45 at 8; see Docket Item 48 at 3. Williams says that â[t]he R&R offers no citation for this assertionâ and that â[a] review of the record demonstrate[s] that [his] articulation of the prima facie case differs from that presented by the R&R and . . . is in accord with Supreme Court precedence [sic].â Docket Item 48 at 3. According to Williams, â[w]hile [he] acknowledge[d] that cost may have been a factor espoused by the administration, [he] has never accepted that cost was the only factor.â Id. at 10. Williamsâs claims are belied by the recordâand by his own previous filings. In his complaint and in his memorandum of law opposing summary judgment, Williams repeatedly asserted that DâYouville fired him to save money. See Docket Item 1 at ¶ 16 (stating that â[t]o save moneyâ and â[a]s a cost[-]saving matter, [DâYouville] opted to staff . . . courses in the C&I Program with part-time, low-cost adjuncts and lower[- ]salaried, younger (under age 40) junior administrators rather than full-time, senior, tenured, high-cost faculty.â); id. at ¶ 22 (âSimply stated, retaining and reassigning tenured [Department] faculty proved too costly based on their seniority.â); id. at ¶ 23 (â[DâYouville] fired [Williams] because his seniority or age commanded a high salary. In this case[,] age discrimination and cost[ ]savings are inseparably linked.â); see Docket Item 39 at 5, 7-8 (repeating almost verbatim the just-quoted statements); id. at 6 (âHiring a host of low-cost adjuncts without fringe[ ]benefits and tasking two junior administrators to teach in the C&I Program teaching clearly evidences the [DâYouvilleâs] cost-saving motive to fire [Williams].â). Indeed, even as he attempts to recharacterize those previous allegations in his objections, Williams still says that â[DâYouville] pursued cost-cutting measures by getting rid of older (perhaps more expensive) employees and replacing them with younger (perhaps less expensive) workers.â Docket Item 48 at 10. But if DâYouville was pursuing âcost-cutting measuresâ as Williams says it was, it is not liable under the ADEA. See Criley, 119 F.3d at 105. So Williamsâs attempt to discredit the R&R by charging that Judge Roemer mischaracterized what he said misses the mark. B. Consideration of Congressional Findings According to Williams, â[t]he R&R declares that disposing of older, higher paid workers cannot be evidence of age discrimination,â a conclusion that âignores the congressional findings that caused the promulgation of the ADEA in the first place.â Docket Item 48 at 3. But âthe R&Râ did not âdeclare[]â that employment decisions based on economic factorsâeven factors correlated with ageâare not actionable under the ADEA. The Supreme Court did in Hazen, and lower courts have applied that ruling in cases like this one. See Hazen, 507 U.S. at 610; Criley, 119 F.3d at 105 (rejecting ADEA claim where an employersâ comments, at most, âexpress[ed] considerations of the business effects of the federally mandated retirement age, not assumptions about employeesâ abilities based on their ageâ because â[o]n the reasoning of Hazen, considering and acting on such factors is not age discriminationâ); Naftchi v. N.Y. Univ., 14 F. Supp. 2d 473, 482 (S.D.N.Y. 1998) (holding that the fact that âthe awarding of federal grants may be correlated inversely with age . . . does not tend to prove that the real reason for [an employment-related decision was] age animusâ because â[Hazen] made clear that employment decisions driven by factors that are empirically intertwined with age are not discriminatory so long as they are motivated by some feature other than the employeeâs ageâ (footnotes and internal quotation marks omitted)); cf. Parron v. Herbert, 768 F. Appâx 75, 76 (2d Cir. 2019) (summary order) (citing Criley and holding that â[e]ven if [as the plaintiff alleged] a correlation between learning difficulties and age existed, an adverse employment action based on th[o]se difficulties would not constitute age discrimination under the ADEAâ). And because this Court has no power to overturn Supreme Court decisions, it declines to consider whether Hazen Paper was consistent with Congressâs intent in passing the ADEA.6 C. Consideration of Williamsâs Chart Williams next contends that the R&R erred by finding a document âdemonstrating that [Williamsâs] work continued to be performed by younger workersâ to be âinadmissible hearsayâ and therefore declining to consider it. Docket Item 48 at 3. He seems to argue that Judge Roemer erred in failing to find that the document created an âinference of discriminationâ sufficient to satisfy the fourth requirement of a prima facie case. See Bucalo, 691 F.3d at 129. The document at issue is a chart that purports to show the ages of instructors who taught in the C&I Program in 2019. See Docket Item 39-4. The chart is apparently offered to support his claim that âcourses [in the C&I Program] were taught by younger, low cost, less qualifiedâ instructors. See Docket Item 39-1 at 8-9. But Williams did not provide the source of the chart (or the information in the chart) either before Judge Roemer or in his objections. See generally Docket Items 39, 39-1, 39-4, 48; see also Docket Item 45 at 10. 6 In addition, the âcongressional findingsâ that Williams cites in support of his argument here appear to be irrelevant. Docket Item 48 at 10. He quotes the statuteâs preamble, which states that âin the face of rising productivity and affluence, older workers find themselves disadvantaged in their efforts to retain employment, and especially to regain employment when displaced from jobs.â 29 U.S.C. § 621(a)(1); see Docket Item 48 at 10. But that text has little to do with the question of whether Congress intended economic-based employment decisions that disproportionately affect older workers to be actionable under the ADEA. In light of those facts, this Court, like Judge Roemer, âcan only conclude that th[e] chart is hearsay presented by affidavit of [Williamsâs] counsel, who . . . lacks personal knowledge.â Docket Item 45 at 10. As such, the chartâapparently based on nothing more than the attorneyâs say-soâfails to create a âgenuine issue of material fact.â See Patterson v. County of Oneida, 375 F.3d 206, 219 (2d. Cir. 2004) (â[A]n affidavitâs hearsay assertion that would not be admissible at trial if testified to by the affiant is insufficient to create a genuine issue for trial.â); see also Johnson v. Connecticut Depât of Admin. Servs., 972 F. Supp. 2d 223, 244 (D. Conn. 2013), affâd, 588 F. Appâx 71 (2d Cir. 2015) (collecting cases for the proposition that â[o]nly admissible evidence need be considered by the trial court in ruling on a motion for summary judgmentâ). And that certainly does not help Williams meet his prima facie burden. D. DâYouvilleâs Legitimate Nondiscriminatory Reason Williams argues that Judge Roemer erred in finding that he âfailed to rebut . . . [the nondiscriminatory] reason for terminationâ asserted by DâYouville. Docket Item 48 at 4 (bolding omitted). He says that a plaintiff is required to rebut a defendantâs proffered legitimate nondiscriminatory reason for termination only when âthere is no direct evidence of discriminatory bias,â id. at 4, but that âthere is direct evidence of discriminatory intentâ here, âas alleged in other cases in this [D]istrictâ brought against DâYouville, id. at 11 (emphasis omitted). In particular, Williams cites a verified complaint filed by a DâYouville professor who lost her position as a department chair. Id. at 11 (citing Olivieri v. DâYouville Coll., Case No. 18-cv-1026, Docket Item 1 at ¶¶ 68-72 (W.D.N.Y. Sept. 17, 2018); see Olivieri, Case No. 18-cv-1026, Docket Item 1 at ¶ 52. Williams notes that the âverified complaint having the effect of an affidavitâ in that case included an assertion that DâYouvilleâs âofficers have made many statements to the effect that [DâYouville] wants âfresh young eyes.ââ Docket Item 48 at 11 (citing Olivieri, Case No. 18-cv-1026, Docket Item 1 at ¶ 72). Williams is correct that when a plaintiff offers direct evidence that an employer discriminated on the basis of age, the McDonnell Douglas framework does not apply. Johnson, 49 F.3d 75 at 79. But Williams has not offered direct evidence that DâYouville fired him based on his age; rather, he asserts that âthere isâ such evidence. And the evidence he cites is nothing more than the assertions of a plaintiff in another case that some unnamed âofficersâ at DâYouville âmade many statementsâ at some unnamed time and place that were apparently heard by some unnamed others. See Docket Item 48 at 11. That is far from direct evidence of discrimination. What is more, because Williams never submitted that alleged âdirect evidenceâ to the magistrate judge in opposing summary judgment, see generally Docket Items 1, 39, 43; see also Docket Item 51 at 10; Docket Item 51-1 at 1 (statement of DâYouvilleâs attorney that Williams never produced the complaint in Olivieri during discovery or otherwise âraised [it] in any of the underlying papers in connection with [DâYouvilleâs] [m]otion for [s]ummary [j]udgmentâ), this Court will not consider it here.7 See Pan Am. 7 Even if it could consider Williamsâs allegedly âdirect evidenceâ from Olivieri here, the Court notes that (1) it was not based on personal knowledge of the plaintiff in that case, see Patterson, 375 F.3d at 219 (verified complaint âhas the effect of an affidavit and may be relied on to oppose summary judgmentâ only âto the extent that it makes allegations on the basis of the plaintiffâs personal knowledgeâ), and (2) it concerns an entirely different set of circumstances than that at issue here. Further, âthe stray remarks of a decision-maker, without more, cannot prove a claim of employment discrimination.â Abdu-Brisson, 239 F.3d at 468. So even if Williams had properly and timely introduced the statements, they likely would not have been enough to defeat summary judgment. World Airways, Inc. v. Intâl Brotherhood of Teamsters, Chauffeurs, Warehousemen & Helpers of Am., 894 F.2d 36, 40 n.3 (2d Cir. 1990) (party âhad no right to present further [evidence] when it offered no justification for not offering the [evidence] . . . before the magistrate [judge]â); United States v. Hunt, 440 F. Supp. 3d 221, 224 (W.D.N.Y. 2020) (â[I]t is established law that a district judge will not consider new arguments raised in objections to a magistrate judgeâs report and recommendation that could have been raised before the magistrate but were not.â). So that objection lacks merit as well. E. Consideration of DâYouvilleâs Legitimate, Nondiscriminatory Reason Finally, Williams reiterates that just as Judge Roemer âfailed to determine whether [DâYouville] ha[d] foreclosed on [sic] the possibility of a prima facie case,â he likewise failed to require DâYouville to âconclusively proveâ the legitimate nondiscriminatory reason it offered. Docket Item 48 at 3-4. But as Williams apparently acknowledges, an employerâs proffer of a legitimate, nondiscriminatory reason for terminating a plaintiffâs employment comes into play only if the plaintiff succeeds in establishing a prima facie case. Docket Item 48 at 16; see Schnabel, 232 F.3d at 87. And for the reasons already explained, Williams did not establish such a case here. In any event, and as also noted above, the party moving for summary judgment is not required to make such a showing. Instead, once the party moving for summary judgment has met its Rule 56 burden by âpoint[ing] to an absence of evidence to Finally, although Williams does not provide citations to the other cases that have been brought against DâYouville in this District for violations of the ADEA, the Court notes that in at least one of those cases, the judge granted summary judgment to DâYouville on the plaintiffâs ADEA claim. See Kaczmarek v. D'Youville Coll., 2023 WL 4186160, at *8 (W.D.N.Y. June 26, 2023). Kaczmarek was brought by another professor who lost her job when the Department was discontinued. Id. at *1. support an essential element of the [non-moving] partyâs claim,â Goenaga, 51 F.3d at 18 (2d Cir. 1995) (citing Celotex, 477 U.S. at 322-23), the non-moving party must produce âspecific factsâ demonstrating that there is a genuine dispute of material fact. See Matsushita, 475 U.S. at 587. And it must âproperly supportâ those assertions by citing materials in the record that meet the standards in Federal Rule of Civil Procedure 56(c). Because DâYouville met its initial burden and Williams did not meet his, Judge Roemer correctly concluded that summary judgment was appropriate here. See Celotex, 477 U.S. at 322-25; Fed. R. Civ. P. 56(e)(3). CONCLUSION In sum, this Court finds that Judge Roemer applied the correct legal standard in assessing summary judgment here. Further, it agrees with Judge Roemer that Williams âoffer[ed] no evidence, circumstantial or direct, to create an inference that DâYouville fired him due to age discrimination,â Docket Item 45 at 8, and it therefore adopts the R&R in its entirety. For the reasons stated above and in the R&R, DâYouvilleâs motion for summary judgment, Docket Item 32, is GRANTED. The Clerk of the Court shall close this case. SO ORDERED. Dated: January 5, 2024 Buffalo, New York /s/ Lawrence J. Vilardo LAWRENCE J. VILARDO UNITED STATES DISTRICT JUDGE
Case Information
- Court
- W.D.N.Y.
- Decision Date
- January 5, 2024
- Status
- Precedential