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8 UNITED STATES DISTRICT COURT
9 NORTHERN DISTRICT OF CALIFORNIA
10
RODNEY WILLIAMS,
11 Case No. 18-04859 EJD (PR)
Petitioner,
12 ORDER DENYING PETITION FOR
v. WRIT OF HABEAS CORPUS;
13 DENYING CERTIFICATE OF
APPEALABILITY; DIRECTIONS
14 ROBERT W. FOX, Warden, TO CLERK
15 Respondent.
16
17 Petitioner filed a pro se petition for a writ of habeas corpus under 28 U.S.C. § 2254
18 challenging his state conviction. The Court found the petition, Dkt. No. 1, âPetitionâ,
19 stated cognizable claims which merited an answer from Respondent. Dkt. No. 11.
20 Respondent filed an answer on the merits. Dkt. No. 15, âAnswer.â Despite a notice and
21 opportunity to do so, Petitioner failed to file a traverse. See generally, Dkt. For the
22 reasons set forth below, the Petition for a Writ of Habeas Corpus is DENIED.
23 I. BACKGROUND
24 On March 21, 2016, Petitioner was found guilty by a jury in San Mateo County
25 Superior Court (âtrial courtâ) of second-degree murder, with the personal use of a deadly
26 and dangerous weapon, and the infliction of great bodily harm upon his victim. See Pet. at
27 1-2. Petitioner was sentenced to a term of 31 years to life in prison. See id. at 1.
1 On December 12, 2017, the California Court of Appeal (âstate appellate courtâ)
2 affirmed the judgment in a reasoned opinion. See Ans., Ex. F; see also People v. Williams,
3 No. A148797, 2017 WL 6334240 (Cal. Ct. App. Dec. 12, 2017). The California Supreme
4 Court summarily denied a petition for review on March 21, 2018. See Pet., Ex. A.
5 Petitioner filed the instant habeas petition on August 10, 2018.
6 II. STATEMENT OF FACTS
7 The following facts are taken from the opinion of the state appellate court on direct
8 appeal:
The prosecution charged Williams with murder (§ 187, subd.
9 (a)) and alleged he personally used a deadly and dangerous
weapon (§ 12022, subd. (b)(1)) and personally inflicted great
10 bodily injury (§ 1203.075, subd. (a)). The operative information
alleged Williams had two prior strike convictions (§ 1170.12,
11 subd. (c)(2)).
12 Prosecution Evidence
Williams worked with Neil Lewis. In early June 2015, Lewis
13 was shot and his left leg was âcompletely shattered.â After
about two weeks, Lewis returned to work, but he walked with a
14 limp and âit was hard for him to put pressure onâ his left leg.
Lewis was âin constant painâ after the shooting.
15
On July 7, 2015, Victor A., his wife, and his daughter arrived at
16 an office building in Burlingame. Before going inside, Victor
smoked a cigarette behind the building. As Victor smoked, his
17 wife called to him, saying two people were fighting. Victor
came to the lobby and saw two men fighting in front of the
18 building. Victorâs daughter also witnessed the fight. A taller,
heavier manâlater identified as Williamsâwas âdominatingâ
19 Lewis, âtrying to force him to the ground.â With his palms
facing out, Lewis tried, unsuccessfully, âto defend himself.â
20 Williams punched Lewis, who tried to âcover his face to not get
... hit.â Williams forcefully lifted Lewis in the air and threw
21 him, causing Lewis to fall to the ground. Then Williams hit
Lewis four or five times.
22
Lewis did not punch Williams, and he did not put his hands
23 around Williamsâs neck. Instead, Lewis tried to back away from
Williams, to avoid getting hit. Eventually, Lewis was unable to
24 get up. Williams got into a car and drove to a nearby parking
lot, where he told a man he had been âjumpedâ by âsome of his
25 co-workers.â Williamsâs T-shirt was bloody, and he had blood
on his hand. The man asked Williams whether he needed an
26 ambulance or the police, and William[s] said âno.â Williams
went into the bathroom, took off his T-shirt, and wiped off the
27 blood. The man could see Williamsâs face and torso; there were
no cuts, injuries, scratches, or blood.
1 Shortly after Williams left, Lewis lost consciousness. He died
from âcomplications of multiple sharp force injuries.â Lewis
2 had âseven stab wounds and four cuts.â One of the woundsâ
which was four inches deepâentered Lewisâs chest and
3 penetrated his left lung. Another âextremely seriousâ wound
penetrated Lewisâs heart and by itself would have been fatal.
4 Another wound would have disabled the use of Lewisâs hand
âvery significantlyâ and was consistent with Lewis âgrasp[ing]
5 a knife blade in trying to defend [him]self against it.â The
majority of Williamsâs wounds were consistent with defensive
6 wounds.
7 Williams was arrested in Sacramento in late July 2015. When
he was arrested, Williams did not have any injuries or scars.
8
Defense Evidence
9 Williams testified that he began working with Lewis in July
2014. They had a cordial relationship. In 2015, Williams was
10 dating two women, including K.M., who had previously worked
with Lewis. In May 2015, Williams was having âtrust issuesâ
11 with K.M. and saw âa number calling her phone consistently.â
Williams learned it was Lewis who had been calling K.M., so he
12 asked Lewis, ââWhatâs going on here? Is there anything I need
to know about?ââ Lewis told Williams he was just checking in
13 with K.M. A few days later, Williams sent Lewis a text saying
âBruh, Iâm all earsâ because Lewis had indicated he wanted to
14 talk. The two men talked and Lewis assured Williams there was
nothing to worry about. Williams felt the issue was resolved.
15
In June 2015, Williams learned Lewis had been shot. After
16 Lewis returned to work, Williams approached him, to âsee how
he was doing.â Lewis was sitting in the passenger seat of a car;
17 the âdriver had a gun on his lap.â William[s] asked Lewis,
ââHow are you doing?ââ Lewis responded by asking Williams
18 if he still associated with a street gang called the 500 Boys.
Williams said no, but he interpreted the question as an
19 accusation that he âhad some type of involvement with
[Lewisâs] shooting.â
20
When Williams saw Lewis in early July 2015, Lewis was not
21 friendly: he âturned up his lip ... like, Iâm not cool.â The two
men got into a âkind of heatedâ argument. On July 7, 2015,
22 Williams and Lewis worked together. At the end of the evening,
when Williams said goodbye, Lewis âmugg[ed]â him, as if to
23 tell Williams he was ânot cool.â The two men exchanged words,
and Williams asked Lewis, ââYou know, what is this going to
24 come to? ... What is going to be the end of this?ââ In response,
Lewis said: ââGo around the corner and handle it now.ââ
25 Williams thought Lewis meant they âwere going to go around
the corner, maybe a fistfight, argue or something.â Williamsâs
26 âperceptionâ of the comment was: âletâs go around the corner
and fight it out.â Williams thought there âwas going to be a
27 fight.â
Williams followed Lewisâs car toward an office building in
1 Burlingame. Lewis got out of the car âaggressivelyâ and then
âgrabbed at his waist a little bit.â Williamsâwho thought Lewis
2 might have âhad a weapon, a gun or somethingââkept driving.
As Williams drove, Lewis âthrew something at the car.â
3 Williams stopped driving, got out of the car, and said, ââWhatâs
up?ââ Lewis came toward Williams âat a fast pace, and he raised
4 his hand,â which held a knife. [FN 2.] Williams was scared.
5 [FN 2: Over Williamsâs hearsay objection, the
court allowed several prosecution witnesses to
6 testify on rebuttal regarding statements Lewis
made before the incident. Lewisâs brother, and
7 his best friend, testified Lewis did not carry a
knife. The day before he died, Lewis told his
8 best friend that he had âsome problems with a
guy at workâ over a girl, and that the âguy called
9 his phone a lot, ... threatening him,â but that
Lewis âwasnât worried about it.â Lewisâs
10 girlfriend testified on rebuttal that Lewis said he
had an issue âwith a guy at workâ and that when
11 he returned to work after the shooting, the two
had a confrontation and they had âsquared up.â
12 Lewis called the guy a âfuckboyâ and a âlittle,
short, ugly guy.â Lewis also said, ââIâll fuck his
13 little ass up.ââ]
14 Williams grabbed Lewisâs âhand with the knifeâ and the two
men began to âtussle.â The knife fell to the ground and Williams
15 and Lewis fought âover possessionâ of it. Williams picked up
the knife, and Lewis ârushed back in at [him],â trying to swat
16 the knife from Williamsâs hand. Then Lewis âwrapped his
hands around [Williamsâs] neck and started to chokeâ him. At
17 that point, Williams tried to stab Lewisâs arm so Lewis would
release the choke hold. When this was unsuccessful, Williams
18 swung the knife wildly to âsaveâ himself. Somehow, Lewis
ârippedâ the knife out of Williamsâs hand; then the knife âended
19 up ... in front of the building.â The two men âpull[ed] at each
other, trying to keep each other away from the knife.â
20
Williams retrieved the knife and put it in his pocket. As
21 Williams approached his car, Lewis âsnatched ... backâ at him.
Ultimately, Lewis told Williams he did not want to fight
22 anymore. Lewis appeared tired, but not injured. Williams left,
but he did not call the police. Williams did not know he stabbed
23 Lewis 11 times.
24 Jury Instructions, Verdict, and Sentence
The court instructed the jury on first and second degree murder,
25 and with voluntary manslaughter based on imperfect self-
defense (CALCRIM Nos. 500, 520, 521, 571). Additionally, the
26 court instructed the jury on self-defense (CALCRIM No. 505),
i.e. that a defendant can act in lawful self-defense if â[t]he
27 defendant used no more force than was reasonably necessary to
defend against that danger.â It further instructed the jury that
â[t]he defendant is only entitled to use that amount of force that
1 a reasonable person would believe is necessary in the same
situation. If the defendant used more force than was reasonable,
2 the killing was not justified,â and that â[a] defendant is not
required to retreat. He ... is entitled to stand his ... ground and
3 defend himself ... and, if reasonably necessary, to pursue an
assailant until the danger of death or great bodily injury has
4 passed. This is so even if safety could have been achieved by
retreating.â
5
The court also instructed the jury with CALCRIM No. 3472, that
6 â[a] person does not have the right to self-defense if he ...
provokes a fight or quarrel with the intent to create an excuse to
7 use force.â (CALCRIM No. 3472.) [FN 3.] Finally, the court
instructed the jury with CALCRIM No. 3474, which provides:
8 âThe right to use force in self-defense continues only as long as
the danger exists or reasonably appears to exist. When the
9 attacker no longer appears capable of inflicting any injury, then
the right to use force ends.â
10
[FN 3: Defense counsel objected to the
11 instruction, claiming it was ânot based on any
evidence presented at the trial.â At an
12 unreported conference, the court and the parties
discussed jury instructions. Then, at a reported
13 hearing, the court noted the instructions it would
deliver, and that CALCRIM No. 3471 was
14 âwithdrawn.â CALCRIM No. 3471 was not
among the jury instructions requested by the
15 prosecutor.]
16 The prosecutor urged the jury to convict Williams of first degree
murder. According to the prosecutor, Williamâs version of the
17 incident was that Williams âdidnât intend to kill him. He just
wanted to settle this thing. That [Lewis] brought the knife, and
18 that ... [Williams] was able to disarm [Lewis] and things went
horribly awry.... [¶] But remember this. Again, this is an
19 instruction from the Judge. A person does not have the right to
self-defense if he provokes the fight or quarrel with the intent to
20 create an excuse to use force. Thatâs what we have here. [¶]
What did ... Williams do? He stopped, got out of the car,
21 confronted the victim, and now he is saying self-defense. [¶]
You do not have a right to provoke a quarrel in order to use that
22 defense.â The prosecutor also urged the jury to reject a
voluntary manslaughter verdict.
23
In his closing, defense counsel argued Williams was not guilty
24 because he acted in âlegal self-defense.â According to counsel,
the two men âagreed to meet ... and when they did Mr. Williams
25 was surprised by the presence of the knife. [¶] ... [Williams]
wasnât expecting to see the knife ... he wasnât expecting to be
26 accosted with a knife.â Counsel argued the evidence supported
a âjustifiable response to the attack .... The choking absolutely
27 put him in imminent peril of death, and he responded with just
enough force to escape that death.â
1 On rebuttal, the prosecutor urged the jury to conclude
Williamsâs âstory of ... agreeing to this fightâ did not make
2 sense. According to the prosecutor, it â[d]oesnât make sense that
these two guys are going to settle their matter with whatâs pretty
3 serious, getting shot, with fisticuffs. Does that make any sense?
And theyâre going to do it ... during work hours in broad daylight
4 in a public place where people are going to and from their cars.
Theyâre actually planning this. Weâre going to go around the
5 corner and settle our differences ... weâre going to go do it in
front of this commercial building.â
6
The jury convicted Williams of second degree murder (§ 187,
7 subd. (a)) and found true the allegation he personally used a
deadly and dangerous weapon (§ 12022, subd. (b)(1)). The trial
8 court found Williamsâs prior convictions true, struck one prior
pursuant to People v. Superior Court (Romero) (1996) 13 Cal.
9 4th 497 and sentenced Williams to 31 years to life in state prison.
10 Williams, 2017 WL 6334240, at *1â4.
11 III. DISCUSSION
12 A. Legal Standard
13 This Court may entertain a petition for a writ of habeas corpus âin behalf of a
14 person in custody pursuant to the judgment of a State court only on the ground that he is in
15 custody in violation of the Constitution or laws or treaties of the United States.â 28 U.S.C.
16 § 2254(a); Rose v. Hodges, 423 U.S. 19, 21 (1975). The writ may not be granted with
17 respect to any claim that was adjudicated on the merits in state court unless the state
18 courtâs adjudication of the claim: â(1) resulted in a decision that was contrary to, or
19 involved an unreasonable application of, clearly established Federal law, as determined by
20 the Supreme Court of the United States; or (2) resulted in a decision that was based on an
21 unreasonable determination of the facts in light of the evidence presented in the State court
22 proceeding.â 28 U.S.C. § 2254(d).
23 âUnder the âcontrary toâ clause, a federal habeas court may grant the writ if the state
24 court arrives at a conclusion opposite to that reached by [the Supreme] Court on a question
25 of law or if the state court decides a case differently than [the] Court has on a set of
26 materially indistinguishable facts.â Williams v. Taylor, 529 U.S. 362, 412-13 (2000). The
27 only definitive source of clearly established federal law under 28 U.S.C. § 2254(d) is in the
1 holdings (as opposed to the dicta) of the Supreme Court as of the time of the state court
2 decision. Williams, 529 U.S. at 412; Brewer v. Hall, 378 F.3d 952, 955 (9th Cir. 2004).
3 While circuit law may be âpersuasive authorityâ for purposes of determining whether a
4 state court decision is an unreasonable application of Supreme Court precedent, only the
5 Supreme Courtâs holdings are binding on the state courts and only those holdings need be
6 âreasonablyâ applied. Clark v. Murphy, 331 F.3d 1062, 1069 (9th Cir.), overruled on other
7 grounds by Lockyer v. Andrade, 538 U.S. 63 (2003).
8 âUnder the âunreasonable applicationâ clause, a federal habeas court may grant the
9 writ if the state court identifies the correct governing legal principle from [the Supreme
10 Courtâs] decisions but unreasonably applies that principle to the facts of the prisonerâs
11 case.â Williams, 529 U.S. at 413. âUnder § 2254(d)(1)âs âunreasonable applicationâ
12 clause, . . . a federal habeas court may not issue the writ simply because that court
13 concludes in its independent judgment that the relevant state-court decision applied clearly
14 established federal law erroneously or incorrectly.â Id. at 411. A federal habeas court
15 making the âunreasonable applicationâ inquiry should ask whether the state courtâs
16 application of clearly established federal law was âobjectively unreasonable.â Id. at 409.
17 The federal habeas court must presume correct any determination of a factual issue made
18 by a state court unless the petitioner rebuts the presumption of correctness by clear and
19 convincing evidence. 28 U.S.C. § 2254(e)(1).
20 Here, as noted above, the California Supreme Court summarily denied Petitionerâs
21 petitions for review. See supra at 2; Pet., Ex. A. The state appellate court, on direct
22 review, addressed the claims in the instant petition. Ans., Ex. F. The state appellate court
23 thus was the highest court to have reviewed the claims in a reasoned decision, and it is that
24 decision that this Court reviews herein. See Ylst v. Nunnemaker, 501 U.S. 797, 803-04
25 (1991); Barker v. Fleming, 423 F.3d 1085, 1091-92 (9th Cir. 2005).
26 The Supreme Court has vigorously and repeatedly affirmed that under AEDPA,
27 there is a heightened level of deference a federal habeas court must give to state court
1 decisions. See Hardy v. Cross, 132 S. Ct. 490, 491 (2011) (per curiam); Harrington v.
2 Richter, 131 S. Ct. 770, 783-85 (2011); Felkner v. Jackson, 131 S. Ct. 1305 (2011) (per
3 curiam). As the Court explained: â[o]n federal habeas review, AEDPA âimposes a highly
4 deferential standard for evaluating state-court rulingsâ and âdemands that state-court
5 decisions be given the benefit of the doubt.ââ Id. at 1307 (citation omitted). With these
6 principles in mind regarding the standard and limited scope of review in which this Court
7 may engage in federal habeas proceedings, the Court addresses Petitionerâs claims.
8 B. Claims and Analysis
9 Petitioner raises the following grounds for federal habeas relief:1 that by failing to
10 instruct the jury on CALCRIM 3471 (âthe CALCRIM 3471 Instructionâ), the trial court
11 (1) erred as a matter of California law, see Pet., Ex. B at 11-16 and 22-26; that the failure
12 to give the CALCRIM 3471 Instruction also (2) violated Petitionerâs right to due process,
13 see id. at 17, 19-22; and (3) that Petitionerâs counsel was ineffective in failing to request
14 the CALCRIM 3471 Instruction, see id. at 18. Petitioner argues that the trial court also (4)
15 violated his due process by failing to sua sponte instruct the jury on voluntary
16 manslaughter, see id. at 27-33. Petitioner challenges hearsay statements admitted at trial,
17 contending that the admission of these statements (5) erred as a matter of California law,
18 thus violating his due process, see id. at 34-35; (6) violated Petitionerâs rights under the
19 Confrontation Clause, see id. at 35; and (7) allowed the jury to hear improper bad character
20 evidence in violation of Petitionerâs right to due process, see id. at 36. Finally, Petitioner
21 claims (8) cumulative error, see id. at 37.
22 Because these claims relate to the same facts, the Court will first address
23 Petitionerâs claims regarding the omission of the CALCRIM 3471 Instruction (Claims 1-
24 3). Next the Court will address Petitionerâs claim related to the omission of a jury
25
26 1 Although the Courtâs screening order identified only four claims, see Dkt. No. 11 at 2, a
closer reading of the Petition reveals that Petitioner stated multiple claims for each
27 perceived error, stating eight claims in total. As the Court concludes that Petitioner is not
entitled to relief for any of these claims, Respondent is not prejudiced by the Courtâs
1 instruction on voluntary manslaughter (Claim 4). The Court will then address Petitionerâs
2 claims regarding the admission of hearsay statements (Claims 5-7). Finally, the Court will
3 address Petitionerâs claim of cumulative error (Claim 8).
4 1. Claims Related to the CALCRIM 3471 Instruction
5 As noted, supra, Petitioner contends that the trial court should have given the
6 CALCRIM 3471 Instruction. Petitioner argues that by failing to do so, the trial court
7 (1) erred as a matter of California law, and (2) violated Petitionerâs right to due process.
8 Petitioner also argues (3) that Petitionerâs counsel was ineffective in failing to request the
9 CALCRIM 3471 Instruction.
10 The state appellate court rejected Petitionerâs arguments, finding that the jury was
11 able to consider Petitionerâs self-defense claim:
12 Williams contends the court erred by failing to sua sponte
instruct the jury with CALCRIM No. 3471. That instruction
13 provides: âA person who [engages in mutual combat or who
starts a fight] has a right to self-defense only if: [¶] (1) [he]
14 actually and in good faith tried to stop fighting; ... [¶] (2) [he]
indicated by word or by conduct to [his] opponent, in a way that
15 a reasonable person would understand that [he] wanted to stop
fighting and that [he] had stopped fighting[; and] (3) [he] gave
16 [his] opponent a chance to stop fighting. [¶] If the defendant
meets these requirements, [he] then had a right to self-defense if
17 the opponent continued to fight.â
18 When the person claiming self-defense was engaged in mutual
combat, CALCRIM No. 3471 also provides: â[However, if the
19 defendant used only nondeadly force, and the opponent
responded with such sudden and deadly force that the defendant
20 could not withdraw from the fight, then the defendant had the
right to defend [himself] with deadly force and was not required
21 to try to stop fighting [,] communicate the desire to stop to the
opponent[, or give the opponent a chance to stop fighting].] [¶]
22 [A fight is mutual combat when it began or continued by mutual
consent or agreement. That agreement may be expressly stated
23 or implied and must occur before the claim to self-defense
arose.]â
24
Williams contends he was entitled to CALCRIM No. 3471
25 because he and Lewis agreed to engage in mutual combat. A
trial court must instruct the jury on all general principles of law
26 that are âââclosely and openly connected to the facts and that are
necessary for the juryâs understanding of the case,âââ provided
27 the instruction is supported by substantial evidence. (People v.
Burney (2009) 47 Cal.4th 203, 246.) We assume for the sake of
argument substantial evidence supports the conclusion that
1 Lewis and Williams âconsented or intended to fight before the
claimed occasion for self-defense arose.â (People v. Ross
2 (2007) 155 Cal. App. 4th 1033, 1046â1047; People v. Tufunga
(1999) 21 Cal. 4th 935, 944 [doubts as to sufficiency of evidence
3 warranting an instruction should be resolved in the defendantâs
favor].)
4
Williams argues the courtâs erroneous failure to instruct the jury
5 with CALCRIM No. 3471 âdeprived [him] of the right to have
the jury correctly evaluate his use of self-defense.â According
6 to Williams, the court should have instructed the jury with
CALCRIM Nos. 3471 and 3472 âin tandemâ because âa person
7 who starts a fight with non-deadly force, as [Williams] did here,
does not forfeit the right to self-defense if his opponent is the
8 first person to use deadly force. Instead, if the initial attacker
does not start the fight with deadly force, he may regain the right
9 to self-defense, if his opponent is the first to use deadly force
and uses it suddenly.â
10
To determine whether the failure to instruct the jury was
11 prejudicial, we briefly discuss the two jury instructions. Under
CALCRIM No. 3471, a defendant who engages in mutual
12 combat, or who starts a fight, ordinarily has a right to self-
defense only where three criteria are satisfied: (1) the defendant
13 âactually and in good faith tried to stop fighting;â (2) the
defendant communicated to his opponent the intent to cease
14 fighting and that he had stopped fighting; and (3) the defendant
gave his âopponent a chance to stop fighting.â (CALCRIM No.
15 3471; see also People v. Ramirez (2015) 233 Cal. App. 4th 940,
946, fn. 1 (Ramirez ).) But the defendant need not try to stop
16 fightingâor communicate the desire to stop fightingâwhere
the opponent suddenly resorts to deadly force in response to the
17 defendantâs nondeadly attack. (Ramirez, at p. 946, fn. 1.)
âCALCRIM No. 3471 charges a jury to make a preliminary
18 determination of whether the defendant had the right to use
force to defend himself when the defendant and the victim
19 engaged in mutual combat, or when the defendant was the initial
aggressor.â (People v. Johnson (2009) 180 Cal. App. 4th 702,
20 711 (Johnson ).)
21 CALCRIM No. 3472, entitled âRight to SelfâDefense: May Not
Be Contrived,â states: âA person does not have the right to self-
22 defense if he ... provokes a fight or quarrel with the intent to
create an excuse to use force.â The import of this instruction is
23 that ââself-defense is not available to a person who seeks a
quarrel with the intent to create a real or apparent necessity of
24 exercising self-defense.ââ (People v. Enraca (2012) 53 Cal. 4th
735, 761.) CALCRIM No. 3472 âis a correct statement of law.â
25 (People v. Eulian (2016) 247 Cal. App. 4th 1324, 1334
(Eulian).)
26
CALCRIM No. 3472, however, does not apply to every
27 defendant who initiates a fight and subsequently claims self-
defense. Instead, CALCRIM No. 3472 âapplies to a subset of
individuals who not only instigate a fight, but do so with the
1 specific intent that they contrive the necessity for their acting
thereafter in âself-defense,â and thus justify their further violent
2 actions.... [T]his instruction applies, and the right to self-defense
is lost, only if an initial aggressor commences combat for the
3 intended purpose of provoking a violent reaction so that he or
she can then retaliate with further violence, whether deadly force
4 or nondeadly force, under the guise of self-defense. The
defendantâs intent is measured at the time the fight or quarrel is
5 provoked.â (Ramirez, supra, 233 Cal. App. 4th at p. 954, italics
added (dis. opn. of Fybel, J.).)
6
In other words, CALCRIM No. 3472 pertains to a situation
7 where the defendant starts a fight with a forbidden purpose: to
create an excuse to use force. (Ramirez, supra, 233 Cal. App.
8 4th at p. 955 [CALCRIM No. 3472 contains a âscienter
requirementâ that the defendant contrived a situation to use
9 force]; People v. Hinshaw (1924) 194 Cal. 1, 26 [instruction
recognizes principle that self-defense is â ânot availableâ â where
10 the defendant â âhas sought a quarrel with the design to force a
deadly issue and thus, through his fraud, contrivance or fault, to
11 create a real or apparent necessity for making a felonious
assaultâ â].)
12
âCALCRIM No. 3472 instructs that even if initial aggressors or
13 mutual combatants satisfy the requirements of CALCRIM No.
3471, they are not permitted to assert the right to self-defense if
14 they initially engaged in that activity for the purpose of
contriving the opportunity to engage in further violence in
15 response to their adversaryâs reaction.â The scienter
requirement in CALCRIM No. 3472ââwith the intent to create
16 an excuse to use forceââdistinguishes that instruction âin
substance and purpose from CALCRIM No. 3471.â (Ramirez,
17 supra, 233 Cal. App. 4th at p. 957 (dis. opn. of Fybel, J.).)
18 Here, the courtâs failure to instruct the jury with CALCRIM No.
3471 did notâas Williams contendsânegate a self-defense
19 theory. The court delivered several self-defense instructions,
including justifiable homicide (CALCRIM No. 505), voluntary
20 manslaughter: imperfect self-defense (CALCRIM No. 571), and
when the right to use force in self-defense ends (CALCRIM No.
21 3474). These instructions did not preclude the jury from
considering Williamsâs testimony on his right to self-defense,
22 nor did they prevent the jury from finding Williams acted in
perfect or imperfect self-defense. (See Johnson, supra, 180 Cal.
23 App. 4th at pp. 708, 711 [âthe trial courtâs instructions assumed
that defendant had not lost [the] rightâ to self-defense, even
24 where the court instructed the jury with CALCRIM No. 3472,
but not CALCRIM No. 3471].) [FN 4.]
25
[FN 4: Nor did the courtâs failure to instruct the
26 jury with CALCRIM No. 3471 lessen the
prosecutionâs burden of proof. The court
27 instructed the jury on malice (CALCRIM No.
520), the presumption of innocence, and the
prosecutorâs burden of proof (CALCRIM Nos.
1 103, 220).]
2 Assuming the Chapman standard applies, we are convinced any
error in failing to instruct the jury with the following language
3 in CALCRIM No. 3471 was harmless beyond a reasonable
doubt: âif the defendant used only non-deadly force and the
4 opponent responded with such sudden and deadly force that the
defendant could not withdraw from the fight, then the defendant
5 had the right to defend [himself] with deadly force and was not
required to try to stop fighting [or] communicate the desire to
6 stop to the opponent[, or give the opponent a chance to stop
fighting].â Williams testified the two men agreed to have a fist
7 fight, and Lewis rushed at him with a knife. As Williams and
Lewis fought for control of the knife, Lewis choked Williams,
8 who tried to âsaveâ himself by stabbing Lewis. In closing
argument, defense counsel argued Lewis and Williams agreed
9 to meet, and when they did, Lewis surprised Williams with a
knife and a struggle ensued. Counsel argued the stabbing was a
10 âjustifiable response to the attack.â
11 Thus, the question presented to the jury was whether Williams
exercised his right to self-defense in a reasonable manner when
12 he stabbed Lewis 11 timesâthat is, whether he reasonably
believed he was in danger and that force was necessary to defend
13 himself, and whether he used no more force than reasonably
necessary. (See Johnson, supra, 180 Cal. App. 4th at p. 711; see
14 also Eulian, supra, 247 Cal. App. 4th at pp. 1334â1335.) The
court instructed the jury to determine whether Williams acted in
15 reasonable self-defense, just as it would have had the court
instructed the jury with CALCRIM No. 3471. (Johnson, at p.
16 711.) In returning a verdict of second degree murder, the jury
rejected Williamsâs implausible self-defense claim and found
17 beyond a reasonable doubt he did not have even an unreasonable
belief in the need for self-defense. Under the circumstances, the
18 courtâs failure to instruct the jury with CALCRIM No. 3471 was
harmless beyond a reasonable doubt. (See People v. Salas
19 (2006) 37 Cal. 4th 967, 984, 983 [failing to instruct on an
affirmative defense not prejudicial even under the âmore
20 rigorous Chapman testâ where, â[i]n light of the prosecutionâs
evidence, ... no reasonable jury would believe [the defendantâs]
21 testimonyâ]; People v. Moon (2005) 37 Cal. 4th 1, 32 [assumed
error in failing to instruct the jury was harmless under the
22 Watson and Chapman standards].)
23 Williamsâs reliance on the majority opinion in Ramirez, supra,
233 Cal. App. 4th 940 does not alter our conclusion. In that case,
24 two codefendants provoked a fistfight with rival gang members.
(Id. at p. 944.) One defendant testified that during the fight, a
25 rival gang member pulled out what appeared to be a gun, so the
defendant pulled out his own gun and shot the rival gang
26 member. (Id. at p. 945.) The trial court instructed the jury with
CALCRIM Nos. 3471 and 3472 (Id. at pp. 945, 948) and with a
27 modified version of CALCRIM No. 571, which told the jury the
principle of imperfect self-defense could not be invoked if,
among other things, a defendant invited ââa physical assault.ââ
1 (Id. at p. 952.) During closing arguments, the prosecutor
repeatedly argued, based on the language of CALCRIM No.
2 3472, that even if the jury believed the defendants sought to
provoke only a fistfight, their intent to use forceâeven a
3 nondeadly fistfightâmeant they forfeited any claim of self-
defense. (Id. at pp. 943, 945â946.) The jury found the
4 defendants guilty of first degree murder. (Id. at p. 943.)
5 The Ramirez majority reversed the first degree murder
convictions. It determined that giving CALCRIM Nos. 3471
6 and 3472, in combination with the prosecutorâs repeated
misstatement of the law in closing arguments, âprevented the
7 jury from considering their self-defense claim.â (Ramirez,
supra, 233 Cal. App. 4th at p. 945.) Ramirez is distinguishable.
8 Here, the court did not give CALCRIM No. 3471, and the
prosecutor did not make repeated and âforcefulâ misstatement
9 about the law of self-defense. (Id. at pp. 952, 950.) Nor did the
court deliver a modified version of CALCRIM No. 571. The
10 prosecutor referred to CALCRIM No. 3472 only once during
closing argument. Beyond that, the prosecutor did not argue
11 Williams was precluded from claiming self-defense, only that
the jury should not interpret the evidence to justify Williamsâs
12 entitlement to self-defense. [FN 5.] And as discussed above,
defense counsel argued Williams acted in self-defense. In
13 contrast to Ramirez, the jury was not prevented from considering
Williamsâs self-defense claim.
14
[FN 5: Williamsâs reliance on People v. Vasquez
15 (2006) 136 Cal. App. 4th 1176, is also
misplaced. In that case, the court refused to
16 instruct the jury on imperfect self-defense. Here,
the jury was instructed on imperfect self-
17 defense.]
18 Williams, 2017 WL 6334240, at *4â7.
19 a. Claim 1 is not cognizable.
20 Claim 1, that the trial courtâs decision not to give the CALCRIM 3471 Instruction
21 violated California law, is not cognizable because it is based on state, rather than federal,
22 law.
23 A challenge to a jury instruction solely as an error under state law does not state a
24 claim cognizable in federal habeas corpus proceedings. See Estelle v. McGuire, 502 U.S.
25 62, 71-72 (1991)); see also Stanton v. Benzler, 146 F.3d 726, 728 (9th Cir. 1998) (state law
26 determination that arsenic trioxide is a poison as a matter of law, not element of crime for
27 jury determination, not open to challenge on federal habeas review). Nor does the fact that
1 a jury instruction was inadequate by Ninth Circuit direct appeal standards mean that a
2 petitioner who relies on such an inadequacy will be entitled to habeas corpus relief from a
3 state court conviction. See Duckett v. Godinez, 67 F.3d 734, 744 (9th Cir. 1995) (citing
4 Estelle, 502 U.S. at 71â72).
5 Indeed, the Supreme Court has repeatedly held that the federal habeas writ is
6 unavailable for violations of state law or for alleged error in the interpretation or
7 application of state law. See Swarthout v. Cooke, 131 S. Ct. 859, 861-62 (2011); Estelle,
8 502 U.S. at 67-68; Engle v. Isaac, 456 U.S. 107, 119 (1982); Peltier v. Wright, 15 F.3d
9 860, 861-62 (9th Cir. 1994); see, e.g., Little v. Crawford, 449 F.3d 1075, 1082 (9th Cir.
10 2006) (claim that state supreme court misapplied state law or departed from its earlier
11 decisions does not provide a ground for habeas relief); Moore v. Rowland, 367 F.3d 1199,
12 1200 (9th Cir. 2004) (per curiam) (stateâs violation of its separation-of-powers principles
13 does not give rise to a federal due process violation); Stanton, 146 F.3d at 728 (state law
14 determination that arsenic trioxide is a poison as a matter of law and not an element of the
15 crime for jury determination is not open to challenge on federal habeas review); Franklin
16 v. Henry, 122 F.3d 1270, 1272-73 (9th Cir. 1997) (court was bound by state court finding
17 that a violation of state law had occurred, but still had to consider whether the violation
18 amounted to a federal constitutional error).
19 Because Petitionerâs first claim is based purely on state law of which the
20 interpretation or application is not cognizable in federal habeas, see Swarthout, 131 S. Ct.
21 at 861-62; Estelle, 502 U.S. at 67-68, it is not cognizable.
22 b. Claim 2 fails because Petitionerâs due process rights were not
23 violated.
24 Claim 2, that the trial courtâs failure to give the CALCRIM 3471 Instruction
25 prevented the jury from considering Petitionerâs theory of self-defense and thereby
26 deprived Petitioner of due process, fails because the absence of the CALCRIM 3471
27 Instruction did not prevent the jury from considering Petitionerâs theory.
1 A state trial courtâs refusal to give an instruction does not alone raise a ground
2 cognizable in a federal habeas corpus proceeding. See Dunckhurst v. Deeds, 859 F.2d
3 110, 114 (9th Cir. 1988). The error must so infect the trial that the defendant was deprived
4 of the fair trial guaranteed by the Fourteenth Amendment. See id. Also, the omission of
5 an instruction is less likely to be prejudicial than a misstatement of the law. See Walker v.
6 Endell, 850 F.2d at 475-76 (citing Henderson v. Kibbe, 431 U.S. 145, 155 (1977)). Thus,
7 a habeas petitioner whose claim involves a failure to give a particular instruction bears an
8 ââespecially heavy burden.ââ Villafuerte v. Stewart, 111 F.3d 616, 624 (9th Cir. 1997)
9 (quoting Henderson, 431 U.S. at 155.). The significance of the omission of such an
10 instruction may be evaluated by comparison with the instructions that were given.
11 Murtishaw v. Woodford, 255 F.3d 926, 971 (9th Cir. 2001) (quoting Henderson, 431 U.S.
12 at 156); see id. at 972 (due process violation found in capital case where petitioner
13 demonstrated that application of the wrong statute at his sentencing infected the
14 proceeding with the juryâs potential confusion regarding its discretion to impose a life or
15 death sentence).
16 The instruction may not be judged in artificial isolation but must be considered in
17 the context of the instructions as a whole and the trial record. See Estelle, 502 U.S. at 72.
18 A habeas petitioner is not entitled to relief unless the instructional error ââhad substantial
19 and injurious effect or influence in determining the juryâs verdict.ââ Brecht v.
20 Abrahamson, 507 U.S. 619, 637 (1993) (quoting Kotteakos v. United States, 328 U.S. 750,
21 776 (1946)). In other words, state prisoners seeking federal habeas relief may obtain
22 plenary review of constitutional claims of trial error but are not entitled to habeas relief
23 unless the error resulted in âactual prejudice.â Id. (citation omitted).
24 Here, considering the instructions as a whole, Petitionerâs right to due process was
25 not violated. First, the state appellate court found that there was no state-law error because
26 the CALCRIM 3471 Instruction was not required under California law. See Williams,
27 2017 WL 6334240, at *6 (rejecting petitionerâs argument that the instruction was required
1 under People v. Ramirez, 233 Cal. App. 4th 940, 946 (2015)). The state appellate courtâs
2 determination is binding on this court. See Menendez v. Terhune, 422 F.3d 1012, 1029
3 (9th Cir.2005) (state courtâs determination that, under state law, insufficient evidence
4 warranted a defense instruction, was dispositive of instructional error claim). Because
5 there was no error, Petitioner has failed to show that the absence of the CALCRIM 3471
6 Instruction by itself so infected the entire trial that the resulting conviction violates due
7 process. See Estelle, 502 U.S. at 71-72 (stating the standard); see also Seagrave v. Gomez,
8 974 F.2d 1343 (9th Cir. 1992) (âThere is no reasonable likelihood that the jury applied the
9 instructions in a manner that violated the Constitution. . . . First, the courtâs instruction
10 was a correct statement of state law.â) (citation omitted); see also Fernandez v. Beard, No.
11 C 13-04671 BLF (PR), 2015 WL 417181, at *7 (N.D. Cal. Jan. 27, 2015) (rejecting habeas
12 claim predicated on a jury instruction where, inter alia, the jury instruction was correct).
13 Second, even if the trial court had erred in denying the requested instruction, the
14 error did not have a substantial and injurious effect or influence in determining the juryâs
15 verdict. See Brecht, 507 U.S. at 637; Calderon v. Coleman, 525 U.S. 141, 146-47 (1998).
16 The state appellate court found that the jury could have considered Petitionerâs testimony
17 regarding his right to self-defense, notwithstanding the absence of the CALCRIM 3471
18 Instruction. See Brecht, 507 U.S. at 637 (âThese instructions did not preclude the jury
19 from considering Williamsâs testimony on his right to self-defense, nor did they prevent
20 the jury from finding Williams acted in perfect or imperfect self-defense.â). The state
21 appellate court also found that the jury could reasonably have ârejected [Petitionerâs]
22 implausible self-defense claimâ that he âexercised his right to self-defense in a reasonable
23 manner when he stabbed [the victim] 11 times.â Williams, 2017 WL 6334240, at *6. The
24 Court agrees. Because, in giving CALCRIM Instruction 3472, â[t]he [trial] court
25 instructed the jury to determine whether Williams acted in reasonable self-defense, just as
26 it would have had the court instructed the jury with CALCRIM No. 3471,â id., the given
27 instructions and the missing CALCRIM 3471 Instruction were duplicative. Therefore, it
1 cannot be said that the jury would have reached a different verdict had they been given the
2 CALCRIM 3471 Instruction as well. Accordingly, the Court finds that the failure to give
3 the CALCRIM 3471 Instruction did not have a substantial and injurious effect or influence
4 in determining the juryâs verdict. See Brecht, 507 U.S. at 637. Petitioner is not entitled to
5 habeas relief based on harmless error. See Calderon, 525 U.S. at 146-47.
6 Because the trial court does not appear to have erred in declining to give the
7 CALCRIM 3471 Instruction, and because any error would have been harmless, the state
8 appellate courtâs denial of this claim was not contrary to, or an unreasonable application
9 of, clearly established Supreme Court law.
10 c. Claim 3 fails because counsel was not ineffective for failing to request
11 the CALCRIM 3471 Instruction.
12 Claim 3, that trial counsel was ineffective in failing to ask the judge to give the
13 CALCRIM 3471 Instruction, fails because Petitioner was not prejudiced by the lack of this
14 instruction.
15 In order to prevail on a Sixth Amendment claim for ineffectiveness of trial counsel,
16 Petitioner must establish two things. First, he must establish that counselâs performance
17 was deficient, i.e., that it fell below an âobjective standard of reasonablenessâ under
18 prevailing professional norms. Strickland v. Washington, 466 U.S. 668, 687-88 (1984).
19 Second, he must establish that he was prejudiced by counselâs deficient performance, i.e.,
20 that âthere is a reasonable probability that, but for counselâs unprofessional errors, the
21 result of the proceeding would have been different.â Id. at 694. A court need not
22 determine whether counselâs performance was deficient before examining the prejudice
23 suffered by the defendant as the result of the alleged deficiencies. Id. at 697.
24 A âdoublyâ deferential judicial review is appropriate in analyzing ineffective
25 assistance of counsel claims under § 2254. See Cullen v. Pinholster, 131 S. Ct. 1388,
26 1410-11 (2011); Harrington, 131 S. Ct. at 788 (same); Premo v. Moore, 131 S. Ct. 733,
27 740 (2011) (same). The general rule of Strickland, i.e., to review a defense counselâs
1 effectiveness with great deference, gives the state courts greater leeway in reasonably
2 applying that rule, which in turn âtranslates to a narrower range of decisions that are
3 objectively unreasonable under AEDPA.â Cheney v. Washington, 614 F.3d 987, 995 (9th
4 Cir. 2010) (citing Yarborough v. Alvarado, 541 U.S. 652, 664 (2004)). When
5 § 2254(d) applies, âthe question is not whether counselâs actions were reasonable. The
6 question is whether there is any reasonable argument that counsel satisfied Stricklandâs
7 deferential standard.â Harrington, 131 S. Ct. at 788. Under a âdoublyâ deferential judicial
8 review, the state appellate court did not unreasonably apply Strickland in rejecting
9 Petitionerâs argument. See Pinholster, 131 S. Ct. at 1410-11; Harrington, 131 S. Ct. at 88.
10 Petitionerâs argument that trial counsel should have requested different jury
11 instructions fails. First, as noted above, the state appellate court found that the jury was
12 able to consider Petitionerâs self-defense theory, and defense counsel was able to put a
13 self-defense argument to the jury. See supra at 16; see also Williams, 2017 WL 6334240,
14 at *7. Because the CALCRIM 3471 Instruction would have been duplicative, counsel was
15 not ineffective in failing to request it. See United States v. Bosch, 914 F.2d 1239, 1248
16 (9th Cir. 1990) (finding that, where a jury instruction would have been duplicative, counsel
17 was not ineffective for failing to request it).
18 Second, even if counselâs failure to request the CALCRIM 3471 Instruction had
19 been ineffective, Petitioner has not shown that âthe result of the proceeding would have
20 been differentâ had the CALCRIM 3471 Instruction been given. As the state appellate
21 court noted, the jury reasonably ârejected [Petitionerâs] implausible self-defense claimâ
22 that he âexercised his right to self-defense in a reasonable manner when he stabbed [the
23 victim] 11 times.â Williams, 2017 WL 6334240, at *6. As Respondent notes, âthere was
24 not only overwhelming evidence presented at trial to support the juryâs verdict of murder,
25 but the evidence belied petitionerâs claim of self-defense.â Ans. at 13-14. Specifically,
26 three witnesses testified that Petitioner did not act in self-defense, see id. at 14 (citing
27 record), the autopsy suggested that the victimâs wounds were defensive, see id. (same), and
1 Petitioner sustained no injuries, see id. (same). Petitioner has not cited any evidence to
2 undercut this overwhelming evidence of guilt, nor made any argument that would render
3 his self-defense argument plausible. Accordingly, Petitioner has not shown the result of
4 the proceeding would have been different had counsel requested the CALCRIM 3471
5 Instruction, and so has not shown he was prejudiced by counselâs decision.
6 For these reasons, Petitioner is not entitled to relief on Claims 1-3.
7 2. Claim Related to the Voluntary Manslaughter Instruction
8 As noted, supra, Petitioner contends that the trial court should have given a sua
9 sponte instruction on the heat of passion theory of voluntary manslaughter. See Pet., Ex. B
10 at 27-32. Petitioner argues that by failing to do so, the trial court violated Petitionerâs right
11 to due process (Claim 4). See id. The state appellate court rejected Petitionerâs claim as
12 follows:
Next, William[s] argues the court erred by failing to instruct the
13 jury on the heat of passion theory of voluntary manslaughter. A
trial court has a sua sponte duty to instruct the jury on all lesser
14 included offenses supported by substantial evidence. (People v.
Breverman (1998) 19 Cal. 4th 142, 148â149, 162.) Voluntary
15 manslaughter is a lesser included offense of murder. (Id. at p.
154.) ââ[W]hen the defendant acts in a âsudden quarrel or heat
16 of passionâ (§ 192, subd. (a)),ââ the defendant is deemed to have
acted without malice, even if he intended to kill. (People v.
17 Blakeley (2000) 23 Cal. 4th 82, 87â88.) Thus, a killing ââupon
a sudden quarrel or heat of passionââ can negate the malice
18 element of murder and reduce the offense to voluntary
manslaughter. (Breverman, at p. 163.)
19
âAlthough section 192, subdivision (a), refers to âsudden quarrel
20 or heat of passion,â the factor which distinguishes the âheat of
passionâ form of voluntary manslaughter from murder is
21 provocation. The provocation which incites the defendant to
homicidal conduct in the heat of passion must be caused by the
22 victim [citation], or be conduct reasonably believed by the
defendant to have been engaged in by the victim. [Citations.]
23 The provocative conduct by the victim may be physical or
verbal, but the conduct must be sufficiently provocative that it
24 would cause an ordinary person of average disposition to act
rashly or without due deliberation and reflection. [Citations.]
25 âHeat of passion arises when âat the time of the killing, the
reason of the accused was obscured or disturbed by passion to
26 such an extent as would cause the ordinarily reasonable person
of average disposition to act rashly and without deliberation and
27 reflection, and from such passion rather than from judgment.âââ
(People v. Lee (1999) 20 Cal.4th 47, 59.)
1 According to Williams, his trial testimony presented âa classic,
textbook example of provocationâ warranting the heat of
2 passion instruction. We disagree. Williams testified Lewis
âmugg[ed]â him and suggested they âhandleâ things around the
3 corner. He also testified Lewis got out of his car in an aggressive
manner, threw something at Williamsâs car, and came toward
4 him with a knife. Williams claimed he swung the knife wildly
and stabbed Lewis to âsaveâ himself. The thrust of Williamsâs
5 testimony âwas self-defenseâboth reasonable self-defense (a
complete defense to the criminal charges), and unreasonable or
6 imperfect self-defense (a partial defense that reduces murder to
manslaughter).â (People v. Moye (2009) 47 Cal. 4th 537, 554
7 (Moye ).)
8 Williamsâs narrative of the events did not suggest he was under
the influence of a strong passion when he killed Lewis. (Moye,
9 supra, 47 Cal. 4th at p. 552.) The standard for requiring
instruction on heat of passion voluntary manslaughter is not
10 âââany evidence, no matter how weak,âââ but evidence
âââsubstantial enough to merit considerationâ by the jury.ââ (Id.
11 at p. 553.) Here, the evidence did not support an instruction on
voluntary manslaughter based on heat of passion. (Id. at p. 551.)
12 âIn the face of [Williams]âs own testimony, no reasonable juror
could conclude [he] acted ââârashly or without due deliberation
13 and reflection, and from this passion rather than from
judgmentââââ when he responded to Lewis approaching him
14 with a knife by stabbing Lewis 11 times. (Id. at p. 553.)
15 As our high court has explained, â[a] trial court has a duty to
instruct on general principles of law that are âclosely and openly
16 connected to the facts before the court and that are necessary for
the juryâs understanding of the case.â [Citation.] But no
17 principle of law required the trial judge below to disregard the
evidence in order to find that the jury should consider whether
18 defendant subjectively killed in the heat of passion, when no
substantial evidence supported that theory of manslaughter, and
19 the evidence actually introduced on the pointâthe defendantâs
own testimonyâwas to the contrary.â (Moye, supra, 47 Cal. 4th
20 at p. 554.) Williamsâs reliance on People v. Barton (1995) 12
Cal. 4th 186 does not alter our conclusion. That caseâwhere
21 the victim acted ââberserkââ and tried to run the defendantâs
daughterâs car off the roadâis distinguishable. (Id. at p. 202.)
22
Assuming the court erred by failing to instruct the jury on a heat
23 of passion theory of voluntary manslaughter, any âsuch error
was harmless as it is not reasonably probable [Williams] would
24 have obtained a more favorable outcome had the jury been so
instructed.â (Moye, supra, 47 Cal. 4th at p. 555â556.) As
25 discussed above, the jury rejected Williamsâs claim of self-
defense, and there was no âindependent evidence remaining to
26 support his further claim that he killed in the heat of passion, and
no direct testimonial evidence from [Williams] himself to
27 support an inference that he subjectively harbored such strong
passion, or acted rashly or impulsively while under its influence
for reasons unrelated to his perceived need for self-defense.â
1 (Id. at p. 557.)
2 Williams, 2017 WL 6334240, at *7â8.
3 In some circumstances, failure to give requested instructions violates due process.
4 Specifically, the U.S. Supreme Court has held that in a capital case, where the evidence
5 supports a verdict on a lesser-included offense, failure to instruct a jury on that lesser-
6 included offense constitutes a violation of due process. Hopper v. Evans, 456 U.S. 605,
7 610â11 (1982); Beck v. Alabama, 447 U.S. 625, 634â38 (1980). However, the Supreme
8 Court has limited application of that rule to the capital context. In 1973, the Court
9 explained that it âha[d] never explicitly held that the Due Process Clause of the Fifth
10 Amendment guarantees the right of a defendant to have the jury instructed on a lesser
11 included offense.â Keeble v. United States, 412 U.S. 205, 213 (1973). When the Court
12 later held that due process requires giving such an instruction in capital cases, the Court
13 made clear that it was ânot decid[ing] whether the Due Process Clause would require the
14 giving of such instructions in a noncapital case.â Beck, 447 U.S. at 638 n.14. In fact, the
15 Ninth Circuit, âhas declined to find constitutional error arising from the failure to instruct
16 on a lesser included offense in a noncapital case.â Turner v. Marshall, 63 F.3d 807, 819
17 (9th Cir. 1995), overruled on other grounds by Tolbert v. Page, 182 F.3d 677, 685 (9th Cir.
18 1999) (en banc). The failure of a state trial court to instruct on lesser-included offenses in
19 a noncapital case does not present a federal constitutional claim. See Solis v. Garcia, 219
20 F.3d 922, 929 (9th Cir. 2000); Windham v. Merkle, 163 F.3d 1092, 1105â06 (9th Cir.
21 1998). Respondentâs argument that Claim 4 âdoes not present a federal constitutional
22 question,â Ans., Ex. B at 15, is thus correct.
23 Even if this claim presented a constitutional question, it would fail. As discussed,
24 supra, this Court must presume that the state appellate court was correct in finding
25 insufficient evidence to support the voluntary manslaughter instruction. See Menendez,
26 422 F.3d at 1029-30. Here, as the state appellate court found after thorough analysis,
27 Petitioner presented no evidence to warrant a heat-of-passion voluntary manslaughter
1 instruction. See Williams, 2017 WL 6334240, at *7-8 (rejecting claim); see also id. at 8
2 (ââthere was no âindependent evidence remaining to support [Williamsâs] further claim
3 that he killed in the heat of passion, and no direct testimonial evidence from [Williams]
4 himself to support an inference that he subjectively harbored such strong passion, or acted
5 rashly or impulsivelyââ) (first two emphases added). Nor was Petitioner entitled to a heat-
6 of-passion voluntary manslaughter instruction under âthe defendantâs right to adequate
7 jury instructions on his or her theory of the case.â Solis, 219 F.3d at 929. As the state
8 appellate court found, Petitionerâs theory, and Petitionerâs direct testimony, leaned toward
9 a self-defense theory rather than a heat-of-passion theory. See Williams, 2017 WL
10 6334240, at *8. Because Petitioner did receive jury instructions regarding his (self-
11 defense) theory of the case, any failure to instruct on heat-of-passion voluntary
12 manslaughter thus did not deprive Petitioner of his right to jury instructions on his theory.
13 Finally, as the state appellate court found, even if the trial court had erred in failing
14 to sua sponte instruct on heat-of-passion voluntary manslaughter (which it did not), any
15 error was harmless. See id. at *8. With no evidence suggesting Petitioner acted in the heat
16 of passion, and significant evidence that Petitioner acted deliberately when he stabbed his
17 victim 11 times, the record before the jury tilted in favor of finding that Petitioner acted
18 with premeditation and deliberation, not rashness. Petitioner has introduced no evidence,
19 and it seems unlikely considering the record, that âthe result of the proceeding would have
20 been differentâ had an instruction on heat-of-passion voluntary manslaughter been given.
21 Accordingly, Petitioner has not shown entitlement to habeas relief on Claim 4.
22 3. Claims Related to the Admission of Hearsay
23 As noted, supra, Petitioner contends that the trial court erred in admitting hearsay
24 statements. Petitioner argues that in doing so, the trial court (5) erred as a matter of
25 California law, thus violating his due process; (6) violated Petitionerâs right to confront his
26 accusers under the Confrontation Clause; and (7) violated Petitioner right to due process
27 by allowing the jury to hear improper bad character evidence.
1 The state appellate court rejected Petitionerâs challenge to the admission of the
2 hearsay statements:
3 Williams claims the court erred by admitting statements Lewis
made to family and friends before the homicide.
4
A. Background
5 After the defense completed its case-in-chief, the prosecutor
moved to admit statements made by Lewis to two close friends,
6 his girlfriend, and to his brother, pursuant to Evidence Code
section 1250. The prosecutor argued Lewisâs state of mind, and
7 his attitude toward Williams, were at issue because: (1)
Williams claimed he stabbed Lewis in self-defense; and (2)
8 Williams testified he believed Lewis thought he was involved
the June 2015 shooting and that Lewis was seeking revenge for
9 that shooting. The prosecutor explained the âpoint of this
testimonyâ was to show Williams âlied on the standâ about his
10 issue with Lewis and that âthe only issue [between the two men]
was with the girl at work.â Over defense counselâs objection,
11 the court determined the evidence came within Evidence Code
section 1250, and was relevant to rebut the defense claim that
12 Lewisâs problem with Williams related to the June 2015
shooting.
13
Lewisâs friend, his girlfriend, and his brother testified on
14 rebuttal. Lewisâs friend testified Lewis said âhe had some
problems with a guy at work.â Lewis âsaid the dude donât like
15 him because ... he [thought] ... that [Lewis] was talking to a girl
that the guy is talking to.â Lewis also said âhe wasnât worried
16 about it.â Lewisâs girlfriend testified Lewis said had an issue
âwith a guy at work,â and the issue was about â[a] girl.â Lewis
17 and his girlfriend discussed the June 2015 shooting; Lewis never
said he suspected the guy at work was involved. Lewisâs brother
18 testified Lewis mentioned having an issue âwith a guy at work.â
Lewisâs brother understood the issue was âabout a girl.â When
19 Lewis and his brother discussed the June 2015 shooting, Lewis
did not say he was suspicious the guy from work âhad anything
20 at all do to with the shooting.â
21 The court instructed the jury that Lewisâs statements were not to
be considered for their truth, but only as evidence of Lewisâs
22 state of mind when he made those statements. The court also
instructed the jury on limited purpose evidence (CALCRIM No.
23 303).
24 B. Any Assumed Error in Admitting Lewisâs Statements
Was Harmless
25 Williams claims the prosecutionâs rebuttal evidence did not
come within Evidence Code section 1250. âHearsay is a
26 statement made other than while testifying as a witness, which
statement is offered in the trial to prove the truth of the matter
27 asserted in the statement.â (Rufo v. Simpson (2001) 86 Cal. App.
4th 573, 591, italics and fn. omitted.) âEvidence Code section
1250, which authorizes the admission of out-of-court statements
1 to prove the declarantâs state of mind, permits the admission of
such evidence only if the declarantâs state of mind âis itself an
2 issue in the actionâ or if the evidence âis offered to prove or
explain acts or conduct of the declarant.ââ (People v. Riccardi
3 (2012) 54 Cal. 4th 758, 814â815, abrogated on another point in
People v. Rangel (2016) 62 Cal. 4th 1216.)
4
We need not decide whether the court properly admitted the
5 testimony under the state of mind hearsay exception, because
any assumed error in admitting that testimony was harmless.
6 (People v. Becerrada (2017) 2 Cal. 5th 1009, 1027.) The
testimony âwas minor in light of the case as a whole.â (Id. at
7 pp. 1027â1028.) And, as discussed above, the evidence
supporting guilt was strong. (People v. OâMalley (2016) 62 Cal.
8 4th 944, 1008â1009 [erroneous admission of evidence under
Evidence Code section 1250 âwas harmlessâ]; People v.
9 Jablonski (2006) 37 Cal. 4th 774, 821 [evidence erroneously
admitted pursuant to Evidence Code section 1250 was harmless
10 âin light of the overwhelming evidence of defendantâs guiltâ].)
11 Williams, 2017 WL 6334240, at *8-9.
12 a. Claim 5 fails because Petitionerâs due process was not violated.
13 Petitionerâs first challenge to the admission of the victimâs statements is that those
14 statements were hearsay, and their admission in contravention of evidence rules violated
15 his due process.
16 It is well-settled law that rulings on evidentiary matters by a state trial court, even if
17 erroneous, may only be used as a basis for relief under Section 2254 if the ruling ârenders
18 the state proceedings so fundamentally unfair as to violate due process.â Spivey v. Rocha,
19 194 F.3d 971, 977â78 (9th Cir. 1999) (citing Hill v. United States, 368 U.S. 424, 428
20 (1999)). A ruling to admit evidence by a state trial court only renders the state proceedings
21 fundamentally unfair when âthere are no permissible inferences the jury may draw from
22 the evidence . . . .â Jammal v. Van de Kamp, 926 F.2d 918, 920 (9th Cir. 1991) (emphasis
23 added). Moreover, even evidence admitted for which there are no permissible inferences
24 must also âbe of such a quality as necessarily prevents a fair trial.â Id. (quotations
25 omitted).
26 Here, there were clearly permissible inferences to be drawn from the victimâs
27 statements. A key argument in Petitionerâs defense was that he acted in self-defense to the
1 victimâs aggression. See Williams, 2017 WL 6334240, at *2â3 (summarizing defense
2 counselâs argument that the victim rushed at Petitioner and Petitioner was scared, and that
3 Petitioner stabbed the victim in order to save himself). By introducing the victimâs
4 statements, the prosecution was able to show that the victim had no motive to attack
5 Petitioner, rebutting Petitionerâs argument of self-defense. See id. at *8-9 (summarizing
6 prosecutorâs argument that the victimâs statements showed the victimâs state of mind). In
7 addition, the statements were relevant to impeach Petitionerâs testimony. See id. at *8.
8 Moreover, even if there were not at least two permissible inferences to be drawn
9 from the victimâs statements, the Court must consider whether the error had a âsubstantial
10 and injurious effect or influence in determining the juryâs verdict.â Brecht, 507 U.S. at
11 637. In this case, it did not because as the state appellate court found, âthe evidence
12 supporting [Petitionerâs] guilt was strong.â Williams, 2017 WL 6334240, at *9. As noted
13 above, three eyewitnesses saw the murder and testified that Petitioner did not act in self-
14 defense, see Ans. at 14 (citing record), the autopsy suggested that the victimâs wounds
15 were defensive, see id. (same), and Petitioner sustained no injuries, see id. (same).
16 Considering this âstrongâ evidence of Petitionerâs guilt, any error in admitting the victimâs
17 out-of-court statements did not have a âsubstantial and injurious effectâ on the verdict.
18 See Dillard v. Roe, 244 F.3d 758, 769â70 (9th Cir. 2001), amended on denial of
19 rehâg (May 17, 2001) (âEven if we assume, without deciding, that the trial court
20 [committed constitutional error], that ruling could not have had a âsubstantial and injurious
21 effect or influence in determining the juryâs verdict.â . . . There was an abundance of
22 other, uncontradicted evidence that Dillard had suffered the convictions alleged.â)
23 (citations omitted). Based on the foregoing, the state appellate courtâs rejection of
24 Petitionerâs fifth claim was reasonable and is therefore entitled to AEDPA deference.
25 Accordingly, this claim is DENIED.
26
27
1 b. Claim 6 fails because Petitionerâs Confrontation Clause right was not
2 violated.
3 Petitionerâs sixth claim is that the admission of the victimâs out-of-court statements
4 violated his Sixth Amendment right to confront his accusers. See Pet., Ex. B at 35 (âThe
5 improper admission of this hearsay - - both actual and implied - - violated the state and
6 federal confrontation clauses. Calif. Const. Art I, §§ 15, 16; U.S. Constitution, 6th and
7 14th Amendmentsâ). For the reasons stated below, the Court finds that Petitionerâs Sixth
8 Amendment confrontation right was not violated.
9 The Confrontation Clause of the Sixth Amendment provides that in criminal cases
10 the accused has the right to âbe confronted with the witnesses against him.â U.S. Const.
11 amend. VI. The federal confrontation right applies to the states through the Fourteenth
12 Amendment. Pointer v. Texas, 380 U.S. 400, 403 (1965). The ultimate goal of the
13 Confrontation Clause is to ensure reliability of evidence, though it is a procedural rather
14 than a substantive guarantee. See Crawford v. Washington, 541 U.S. 36, 61 (2004). It
15 commands not that evidence be reliable, but that reliability be assessed in a particular
16 manner: by testing in the crucible of cross-examination. Id.; see Davis v. Alaska, 415 U.S.
17 308, 315â16 (1974) (noting a primary interest secured by the Confrontation Clause is the
18 right of cross-examination). The Clause thus reflects a judgment, not only about the
19 desirability of reliable evidence, but about how reliability can best be determined.
20 Crawford, 541 U.S. at 61; see, e.g., United States v. Medjuck, 156 F.3d 916, 919 n.1 (9th
21 Cir. 1998) (noting that the Confrontation Clause serves to ensure that witnesses will testify
22 under oath, to force witnesses to undergo cross-examination, and to permit the jury to
23 observe the demeanor of witnesses).
24 However, the Confrontation Clause only applies to out-of-court testimonial
25 statements offered for the truth of the matter asserted, i.e., âtestimonial hearsay.â See
26 Crawford, 541 U.S. at 51 (emphasis added). If a hearsay statement is not testimonial in
27 nature, then it âis not subject to the Confrontation Clause.â Davis v. Washington, 547 U.S.
1 813, 821 (2006). Here, the trial court appears to have concluded that the victimâs
2 statements were hearsay, but subject to a hearsay exception. See Williams, 2017 WL
3 6334240, at *8 (explaining that the statements were admitted pursuant to California
4 Evidence Code § 1250); see also Cal. Evid. Code § 1250 (contained in the chapter entitled
5 âExceptions to the Hearsay Ruleâ). Accordingly, the Court will not examine whether the
6 victimâs statements were hearsay but will skip to the inquiry of whether the victimâs
7 statements were testimonial in nature, and thus subject to the Confrontation Clause.
8 The âprimary purposeâ test establishes whether a statement is testimonial. Ohio v.
9 Clark, 135 S. Ct. 2173, 2179 (2015). Under this test, statements are testimonial: (1) âwhen
10 they result from questioning, âthe primary purpose of [which was] to establish or prove
11 past events potentially relevant to later criminal prosecution,ââ and (2) âwhen written
12 statements are âfunctionally identical to live, in-court testimony,â âmade for the purpose of
13 establishing or proving some factâ at trial.â Lucero v. Holland, 902 F.3d 979, 989 (9th Cir.
14 2018) cert. denied, 139 S. Ct. 1180 (2019) (citations omitted). When the primary purpose
15 of taking an out-of-court statement is to create an out-of-court substitute for trial
16 testimony, the statement is testimonial hearsay and Crawford applies. See Michigan v.
17 Bryant, 562 U.S. 344, 358 (2011) (explaining the primary purpose inquiry). When that
18 was not the primary purpose, âthe admissibility of a statement is the concern of state and
19 federal rules of evidence, not the Confrontation Clause.â Id.
20 âThe âprimary purposeâ of a statement is determined objectively.â United States v.
21 Rojas-Pedroza, 716 F.3d 1253, 1267 (9th Cir. 2013). Thus ââthe relevant inquiry is not the
22 subjective or actual purpose of the individuals involved in a particular encounter, but rather
23 the purpose that reasonable participants would have had, as ascertained from the
24 individualsâ statements and actions and the circumstances in which the encounter
25 occurred.ââ Id. (quoting Bryant, 562 U.S. at 360). The testimonial intent of the speaker
26 must be evaluated in context, and part of that context is the questionerâs identity. Lucero,
27 902 F.3d at 990 n.5.
1 Here, the victimâs statements were non-testimonial, and therefore not subject to the
2 Confrontation Clause. First, the statements were non-testimonial as a matter of law
3 because they were not made to law enforcement personnel, or to persons the victim
4 believed were working with law enforcement. âNo Supreme Court authority has held that
5 statements made to someone other than law enforcement personnel are testimonial.â
6 Schubert v. Warner, 605 F. Appâx 688 (9th Cir. 2015) (finding that statements to a family
7 friend were non-testimonial). See also Saechao v. Oregon, 249 F. Appâx 678, 679 (9th
8 Cir. 2007) (a conversation âbetween two friends, without any active participation by a
9 government officialâ was non-testimonial); cf. Bryant, 562 U.S. at 359 n.3 (âDavis
10 explicitly reserved the question âwhether and when statements made to someone other than
11 law enforcement personnel are âtestimonial.ââ Ibid. We have no need to decide that
12 question in this case either because Covingtonâs statements were made to police
13 officers.â). Here, the persons to whom the victim made his statements were âtwo close
14 friends, his girlfriend, and [] his brother.â Williams, 2017 WL 6334240, at *8; see also
15 Pet., Ex. B at 34 (identifying the witnesses to whom the victim spoke as âKenya Bishop
16 (Lewisâs girlfriend), Melvin Boyd, Delvone Jones, and Lewisâ[s] brother Michael Lewisâ).
17 There is no argument, and nothing in the record, to suggest that any of these persons are in
18 law enforcement. See generally, Pet.; see also, Ans., Exs. A-B. As none of these
19 witnesses were members of or working for law enforcement, the victim could not have had
20 testimonial intent in making the challenged statements. See Crawford, 541 U.S. at 51
21 (describing âstatements made unwittingly to an FBI informantâ as non-testimonial,
22 because of the declarantâs ignorance of the witnessâs role).
23 Second, the circumstances surrounding the conversations in which the victim made
24 these statements show that the statements were non-testimonial. The United States
25 Supreme Court has explained that â[s]tatements to friends and neighbors about abuse and
26 intimidationâ are not testimonial. Giles v. California, 554 U.S. 353, 376 (2008); see also.
27 Bryant, 562 U.S. at 381 (âFor an out-of-court statement to qualify as testimonial, the
1 declarant must intend the statement to be a solemn declaration rather than an unconsidered
2 or offhand remark; and he must make the statement with the understanding that it may be
3 used to invoke the coercive machinery of the State against the accused. . . . That is what
4 distinguishes a narrative told to a friend over dinner from a statement to the police.â)
5 (Scalia, J., dissenting); United States v. Palamarchuk, 791 F. Appâx 658, 662 (9th Cir.
6 2019) (âa conversation between friends over dinnerâ is non-testimonial); Lara v. Allison,
7 617 F. Appâx 769, 770 (9th Cir. 2015) (âstatements [made] during an unprompted,
8 informal conversation between coworkers at their place of employmentâ are non-
9 testimonial); Williams v. Adams, 447 F. Appâx 829, 831 (9th Cir. 2011) (statements made
10 to family members are non-testimonial). There is no suggestion in the record that the
11 victim believed his statements to friends, his girlfriend, and his family would be âused to
12 invoke the coercive machinery of the State.â Bryant, 562 U.S. at 381. Instead, the record
13 reveals that the above statements were made during casual conversation. For example, the
14 victim told his friend Mr. Boyd that the victim âhad some problems with a guy at workâ
15 regarding âa girl that the guy is talking to,â but that the victim âwasnât worried about it.â
16 Ans., Ex. B at 972:15-973:6. The victim told Mr. Boyd this while the two were in Mr.
17 Boydâs bedroom, and Mr. Boyd was doing pushups. See Ans., Ex. B at 971:17-972:16.
18 Discussing work problems with a friend, in the friendâs bedroom, while the friend
19 exercises, does not suggest the victim intended to make a âsolemn declaration.â See
20 Bryant, 562 U.S. at 381 (describing the type of statement and intent that would be
21 testimonial). Similarly, the victim told Ms. Bishop about his problems with the Petitioner
22 â[a]ny time he came from work and he was on the same shift with that person.â Ans., Ex.
23 B at 1002:10-12. This appears to be normal griping to a partner about an irritating
24 coworker, rather than an attempt âto invoke the coercive machinery of the State.â Bryant,
25 562 U.S. at 381. Likewise, the victim âmentioned [] a few timesâ to his brother, Mr.
26 Lewis, that âhe was having an issue with a guy at work,â âbasically about a girl.â Ans.,
27 Ex. B at 1012:23-1013:11. There is no indication that the victim intended a conversation
1 with his brother to be testimonial. See Williams, 447 F. Appâx at 831 (statements made to
2 family are non-testimonial); see also Schubert, 605 F. Appâx 688 (finding that statements
3 to a family friend were non-testimonial). Viewed objectively, the circumstances
4 surrounding these conversations make clear that the victim was speaking with friends and
5 family in an ordinary fashion, not attempting to create a record with law enforcement.
6 Accordingly, the victimâs statements to friends, his girlfriend, and his family were
7 not testimonial in nature. Because these statements were not testimonial, the
8 Confrontation Clause does not apply.
9 Finally, even if the Confrontation Clause applied to any of the statements at issue,
10 Confrontation Clause claims are still subject to harmless error analysis. United States v.
11 Nielsen, 371 F.3d 574, 581 (9th Cir. 2004); see also United States v. Allen, 425 F.3d 1231,
12 1235 (9th Cir. 2005). For purposes of federal habeas corpus review, the standard
13 applicable to violations of the Confrontation Clause is whether the statement had an actual
14 and prejudicial effect upon the jury. See Hernandez v. Small, 282 F.3d 1132, 1144 (9th
15 Cir. 2002) (citing Brecht, 507 U.S. at 637 (1993)). Here, as the state appellate court found,
16 âthe evidence supporting [Petitionerâs] guilt was strong.â Williams, 2017 WL 6334240, at
17 *9. As noted above, three eyewitnesses saw the murder and testified that Petitioner did not
18 act in self-defense, see Ans. at 14 (citing record), the autopsy suggested that the victimâs
19 wounds were defensive, see id. (same), and Petitioner sustained no injuries, see id. (same).
20 Considering this âstrongâ evidence of Petitionerâs guilt, any error in admitting the victimâs
21 out-of-court statements would have been harmless.
22 Because the victimâs challenged statements were non-testimonial, and in any event
23 their admission was harmless, Petitioner is not is not entitled to relief on his Confrontation
24 Clause claim. Accordingly, Petitionerâs sixth claim is DENIED.
25 c. Claim 7 fails because Petitionerâs due process was not violated.
26 Petitionerâs seventh claim is that the admission of the victimâs out-of-court
27 statements violated his right to due process because it allowed the jury to consider
1 âimproper bad character evidence.â Pet., Ex. A at 36 (â[Admission of the hearsay] also
2 was improper bad character evidence in violation of the due process clause of the 5th and
3 14th Amendments.â). Petitioner does not specify what evidence of his âbad characterâ
4 was put before the jury. See generally, Pet., Ex. A.
5 In any event, habeas relief is not warranted here because no remediable federal
6 constitutional violation occurred. First, a petitionerâs due process rights concerning the
7 admission of propensity evidence is not clearly established for purposes of review under
8 AEDPA, the Supreme Court having reserved this issue as an âopen question.â Alberni v.
9 McDaniel, 458 F.3d 860, 866â67 (9th Cir. 2006); accord Mejia v. Garcia, 534 F.3d 1036,
10 1046 (9th Cir. 2008) (reaffirming Alberni). Second, the Supreme Court âhas not yet made
11 a clear ruling that admission of irrelevant or overtly prejudicial evidence constitutes a due
12 process violation sufficient to warrant issuance of the writ.â Holley v. Yarborough, 568
13 F.3d 1091, 1101 (9th Cir. 2009). Third, any claim that the state court erred in admitting
14 the evidence under state law is not remediable on federal habeas review. See Bradshaw v.
15 Richey, 546 U.S. 74, 76 (2005).
16 Finally, even if the admission of the victimâs statements was an error of
17 constitutional dimension â which it is not â the Court must consider whether the error had
18 a âsubstantial and injurious effect or influence in determining the juryâs verdict.â
19 Brecht, 507 U.S. at 637. In this case, as repeatedly discussed above, there was âstrongâ
20 evidence of Petitionerâs guilt, showing that Petitioner did not act in self-defense. Any
21 error in admitting the victimâs statements did not have a âsubstantial and injurious effectâ
22 on the verdict. See Dillard, 244 F.3d at 769â70, amended on denial of rehâg (May 17,
23 2001) (âEven if we assume, without deciding, that the trial court [committed constitutional
24 error], that ruling could not have had a âsubstantial and injurious effect or influence in
25 determining the juryâs verdict.â . . . There was an abundance of other, uncontradicted
26 evidence that Dillard had suffered the convictions alleged.â) (citations omitted.
27 Accordingly, Petitionerâs seventh claim is DENIED.
1 4. Cumulative Error Claim
2 As his eighth claim, Petitioner argues the cumulative effect of the constitutional
3 || errors violated his right to a fair trial. Pet., Ex. A at 37. In some cases, although no single
4 || error warrants reversal, the cumulative effect of several errors may prejudice a defendant
5 so much that his conviction must be overturned. Alcala v. Woodford, 334 F.3d 862, âĄâĄâĄâĄ
6 || 95 (9th Cir. 2003). However, where there is no constitutional error existing, nothing can
7 |} accumulate to the level of a constitutional violation. Hayes v. Ayers, 632 F.3d 500, 524
8 || (9th Cir. 2011). Similarly, there can be no cumulative error if there has not been more than
9 || one error. United States v. Solorio, 669 F.3d 943, 956 (9th Cir. 2012).
10 Here, there were no constitutional errors and, therefore, nothing can accumulate to
11 || the level of a constitutional violation.
12 IV. CONCLUSION
13 After a careful review of the record and pertinent law, the Court concludes that the
S 14 || Petition for a Writ of Habeas Corpus must be DENIED.
3 15 Further, a Certificate of Appealability is DENIED. See Rule 11(a) of the Rules
16 || Governing Section 2254 Cases. Petitioner has not made âa substantial showing of the
5 17 || denial of a constitutional right.â 28 U.S.C. § 2253(c)(2). Nor has Petitioner demonstrated
5 18 || that âreasonable jurists would find the district courtâs assessment of the constitutional
19 || claims debatable or wrong.â Slack v. McDaniel, 529 U.S. 473, 484 (2000). Petitioner may
20 || not appeal the denial of a Certificate of Appealability in this Court but may seek a
21 || certificate from the Court of Appeals under Rule 22 of the Federal Rules of Appellate
22 || Procedure. See Rule 11(a) of the Rules Governing Section 2254 Cases.
23 The Clerk shall terminate any pending motions, enter judgment in favor of
24 || Respondent, and close the file.
25 IT ISSO ORDERED.
21 United States District Judge
28
ee 32 Case Information
- Court
- N.D. Cal.
- Decision Date
- April 2, 2020
- Status
- Precedential