Williams v. Lawson

1 2 3 4 5 6 7 UNITED STATES DISTRICT COURT 8 WESTERN DISTRICT OF WASHINGTON AT SEATTLE 9 10 CARLOS WILLIAMS, CASE NO. C21-5536 MJP 11 Plaintiff, ORDER DENYING PLAINTIFF’S MOTION FOR SUMMARY 12 v. JUDGMENT AND MOTION TO AMEND EVIDENCE 13 LORI LAWSON, et al., 14 Defendants. 15 16 This matter comes before the Court on Plaintiff Carlos Williams’ Motion for Summary 17 Judgment (filed in two parts, at Dkt. Nos. 133, 149), and Williams’ Motions to Amend Evidence 18 (Dkt. Nos. 169, 171, 173). Having reviewed the Motions, Defendants’ Responses (Dkt. No. 167, 19 175, 176, 177), and all supporting materials, the Court DENIES the Motion for Summary 20 Judgment and DENIES in part and GRANTS in part the Motions to Amend. 21 BACKGROUND 22 Williams pursues various federal and state law claims against Defendants arising out of a 23 brutal assault he suffered from another inmate while he was housed at Clallam Bay Correction 24 1 Center. (Am. Compl. (Dkt. No. 61).) Williams has been housed in various Department of 2 Corrections specialized and mental health units since the 1990s in order to protect Williams and 3 to help treat his severe mental illness. (Id. ¶¶ 21-39.) In 2017, he was held in the Intensive 4 Management Unit at Stafford Creek Corrections Center, which is essentially solitary 5 confinement. (Id. ¶¶ 41-42.) But Williams was inexplicably transferred to Clallam Bay in 2018 6 and housed in the general population. (Id. ¶ 45.) Williams alleges that Defendants knew he 7 should have been kept from the general population and he expressly warned DOC of his fear of 8 assault after being moved into the general population. (Id. ¶¶ 44, 47-62.) On July 31, 2018, while 9 housed in the general population, another inmate attacked Williams and caused a traumatic brain 10 injury and other substantial injuries from which Williams continues to suffer. (Id. ¶¶ 63-66, 76, 11 78, 85.) Williams alleges that correctional officers failed to provide care after the assault. (Id. ¶¶ 12 67-75.) 13 Williams brings four claims: (1) failure to protect in violation of the Eighth Amendment; 14 (2) improper classification for retaliatory purposes in violation of the First Amendment; (3) 15 violations of the Americans with Disabilities Act; and (4) negligence. (Am. Compl. ¶¶ 97-120.) 16 In his Motion for Summary Judgment, Williams asks the Court to enter judgment in his favor on 17 his first claim. (Dkt. No. 149 at 2.) He asserts that he has proven that Defendants owed him a 18 duty to project him, failed to make good on that duty, and that he suffered injuries. Williams also 19 asks the Court to find that Defendants’ counsel has lied to him and conspired to have his two 20 prior attorneys withdraw. Williams has also filed a lengthy declaration that contains information 21 supporting his claims, though no information concerning his allegations against Defendants’ 22 counsel. (Declaration of Carlos Williams ISO Mot. (Dkt. No. 150).) 23 24 1 As to his Eighth Amendment failure to protect claim, Williams has provided some 2 documentary support to his allegations. In particular, he has provided a three-page Clinical 3 Services Team Consultation report from 1997, which documents a recommendation as to where 4 he should be housed within DOC. (Dkt. No. 150 at 6, 54-55.) In a section entitled “Coordination 5 Across Sites,” the report lists as one “critical element[]” that Williams face “[d]esignation of a 6 limited number of placements, e.g., WSP-SHU, WSP-IMU, SOC, eventually MICC-MHP[.]” 7 (Dkt. No. 150 at 6.) Williams also provided information about prior requests for special 8 placement, including administrative segregation or “ad-seg.” Williams includes a copy of a letter 9 he sent in 2015 to Heidi Griffith, an “Ad-Seg Officer” with Washington State Penitentiary, in 10 which he outlines his safety concerns with a proposed housing assignment. (Dkt. No. 150 at 71- 11 72.) In the letter, Williams objected to Griffith’s housing recommendation, which he believed 12 would lead to him being “assaulted/killed” given: “(1) Serial rape charges; (2) African- 13 American; (3) No STG affiliation; (4) Extensive mental health history; [and] (5) Currently on 14 psychotropic mediations.” (Dkt. No. 150 at 71.) 15 Williams also provided evidence of housing-related requests from 2018, the year of the 16 assault at issue. In February 2018, two “Primary Encounter Reports” contain observations that 17 Williams feared he would be murdered by staff in retaliation for a white man who was killed in 18 “Clallam Bay (the town).” (Dkt. No. 150 at 101, 119.) In February, Williams reportedly objected 19 to being placed in “Ad-Seg” and “in IMU”—the intensive medical unit—though it appears he 20 was held in the general population at Clallam Bay for some part of February 2018. (Id.) In the 21 February 23, 2018, report, the Psychology Associate, “R. Turner,” wrote that Williams “is 22 unable or refuses to contextualize or consider alternative reasons for his placement in IMU” and 23 “[t]his is likely because his perception is impaired by symptoms of mania including lack of sleep, 24 1 paranoia interacting with his personality disorder.” (Dkt. No. 150 at 119.) Williams provides a 2 “Primary Encounter Report” authored by H. Romero from April 24, 2018, in which Romero 3 noted that Williams “requested this writer force the Ad-Seg Specialist and his CC ‘to hurry it up 4 for MH reasons [because] this waiting is causing mental anguish.” (Dkt. No. 150 at 103.) The 5 Court understands MH to refer to “mental health,” but Williams has not provided any 6 information sufficient to define what “CC” refers to in this statement. But the Primary Encounter 7 Report indicates that Williams was in Ad-Seg at the time, given the “Facility” portion of the 8 report lists “CBCC/AD-SEG.” (Id.) 9 Williams also includes a “Primary Encounter Report” dated July 30, 2018, the day before 10 he was assaulted. (Dkt. No. 150 at 50-51.) Defendant Gunn appears to have authored the report 11 after she met with Williams as part of a scheduled case management meeting and in response to 12 a grievance about Williams’ belief that staff were trying to retaliate and punish him. (Dkt. No. 13 150 at 50.) Williams reported he believed someone, which he referred as “negative forces,” was 14 going to murder him while attending Islamic services as retaliation for the death of someone in 15 the “community,” possibly an officer. (Id.) Gunn wrote that “Williams stated that he anticipated 16 that ‘someone was going to kill me up here.’” (Id.) Gunn noted that Williams’ “speech was 17 tangential with somewhat bizarre persecutory delusions” and “[h]e does appear to be 18 psychiatrically decompensating.” (Id.) Gunn noted that she would request to schedule further 19 psychiatry meetings for Williams in the coming weeks, but she did not request that he placed in 20 any different housing. (Id.) 21 Williams has also filed three Motions to Amend Evidence, which the Court construes as 22 three separate reply briefs to the Motion for Summary Judgment. Williams’ Motions to Amend 23 Evidence of Retaliation ask the Court to consider past settlements as evidence of Defendants’ 24 1 intent to retaliate against him in violation of his First Amendment Rights. (Dkt. Nos. 169, 171.) 2 Williams’ Motion to Amend Evidence of Assault asks the Court to consider a declaration 3 appending over 100 pages of information that ranges on a variety of different topics. Those 4 include evidence concerning Williams’ injuries from the assault, information about housing 5 classification and assignments, prior legal cases Williams has brought against DOC that 6 Williams claims is evidence of retaliation, documents concerning his criminal convictions that 7 Williams believes explain why he was assault, and certain responses to discovery with which 8 Williams takes issue. 9 ANALYSIS 10 A. Legal Standard 11 Summary judgment is proper “if the pleadings, the discovery and disclosure materials on 12 file, and any affidavits show that there is no genuine issue as to any material fact and that the 13 movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(c). In determining whether 14 an issue of fact exists, the Court must view all evidence in the light most favorable to the 15 nonmoving party and draw all reasonable inferences in that party’s favor. Anderson v. Liberty 16 Lobby, Inc., 477 U.S. 242, 248-50 (1986). A genuine issue of material fact exists where there is 17 sufficient evidence for a reasonable factfinder to find for the nonmoving party. Id. at 248. The 18 moving party bears the initial burden of showing that there is no evidence which supports an 19 element essential to the nonmovant’s claim. Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). 20 Once the movant has met this burden, the nonmoving party then must show that there is a 21 genuine issue for trial. Anderson, 477 U.S. at 250. If the nonmoving party fails to establish the 22 existence of a genuine issue of material fact, “the moving party is entitled to judgment as a 23 matter of law.” Celotex, 477 U.S. at 323-24. 24 1 B. Failure to Protect 2 The Court finds that there are genuine issues of material fact precluding summary 3 judgment on Williams’ Eighth Amendment failure to protect claim. 4 “[P]rison officials have a duty . . . to protect prisoners from violence at the hands of other 5 prisoners.” Farmer v. Brennan, 511 U.S. 825, 833 (1994). But not “every injury suffered by one 6 prisoner at the hands of another that translates into constitutional liability for prison officials 7 responsible for the victim's safety.” Id. “For a claim . . . based on a failure to prevent harm, the 8 inmate must show that he is incarcerated under conditions posing a substantial risk of serious 9 harm.” Id. at 834. The injury must be “objectively, sufficiently serious” and the prison “official’s 10 act or omission must result in the denial of the minimal civilized measure of life's necessities.” 11 Id. (citation and quotation omitted). Plaintiff must show the prison official has a “sufficiently 12 culpable state of mind.” Id. This requires a showing that that the official “knows of and 13 disregards an excessive risk to inmate health or safety.” Id. at 837. And the plaintiff must show 14 that “the official must both be aware of facts from which the inference could be drawn that a 15 substantial risk of serious harm exists, and he must also draw the inference.” Id. at 837. “If a 16 [prison official] should have been aware of the risk, but was not, then the [official] has not 17 violated the Eighth Amendment, no matter how severe the risk.” Gibson v. Cnty. of Washoe, 290 18 F.3d 1175, 1188 (9th Cir. 2002) overruled on other grounds by Castro v. Cnty. of Los Angeles, 19 833 F.3d 1060, 1076 (9th Cir. 2016). 20 While there is little doubt from the medical records submitted that the injuries Williams 21 sustained from the assault are objectively serious, Williams has not clearly identified those facts 22 showing how Defendants were aware of a risk of harm and failed to act to protect him. 23 Construed in Defendants’ favor, the evidence Williams provides does not sufficiently examine 24 1 each Defendants’ knowledge of the risk of harm from Williams being placed in the general 2 population at Clallam Bay. The Court reaches this conclusion even though the record contains 3 substantial evidence that DOC was aware of Williams’ need for specialized housing outside of 4 the general prison population. That is evident in the 1997 report and Williams’ 2015 letter to the 5 “Ad-Seg” specialist. And Williams has provided evidence that he was warning of a risk of 6 assault in February and April 2018 and again the day before the assault. This information is 7 highly relevant and probative of the issues that bear on this claim. But the documents alone do 8 not provide sufficient evidence to allow the Court to conclude as a matter of law that the named 9 defendants each knew of and disregarded the risk to Williams’ safety by failing to place him in 10 some protected housing. Further evidence as to each defendant’s state of mind is necessary to 11 rule on this issue. That remains true even though Defendants failed to present declarations or any 12 other evidence with their opposition. 13 At this time and on this record, the Court cannot find as a matter of law that each named 14 defendant was deliberately indifferent, given the specific findings the Court must make 15 concerning each defendant’s state of mind and the legal standard that requires the Court to 16 construe the evidence in Defendants’ favor. As such, the Court DENIES the Motion for 17 Summary Judgment without prejudice. Should Williams wish to file a renewed motion for 18 summary judgment on this claim, he will need to provide further evidence concerning precisely 19 how each defendant knew of and disregarded “an excessive risk to inmate health or safety.” 20 Brennan, 511 U.S. at 837. The Court notes that it has set a new case schedule that allows for 21 further discovery and the filing of a summary judgment motion by each party. (See Dkt. No. 22 184.) 23 24 1 C. Defendants’ Additional Arguments Are Largely Irrelevant 2 Defendants have provided several arguments in response to the Motion that the Court 3 finds unnecessary to reach or resolve. Defendants construe Williams’ Motion for Summary 4 Judgment as seeking relief on the three additional claims asserted in the Amended Complaint. 5 But the Court construes the Motion to reach only Williams’ Eighth Amendment failure to protect 6 claim. As such, the Court does not assess the Defendants’ arguments concerning the other three 7 claims. Similarly, the Court does not reach Defendants’ arguments concerning whether Williams 8 is accusing them of engaging in perjury regarding their responses to the Requests for Admission. 9 (Resp. at 4-5.) That argument is beyond the scope of the Motion and unnecessary to resolve. 10 Defendants also believe that Williams’ “assert[s] that the Court should grant him 11 summary judgment based on his allegation that Defendants’ counsel committed perjury by 12 claiming to the Court that he had not exhausted his administrative remedies.” (Resp. at 3.) But 13 the Court sees no argument from Williams concerning exhaustion. Defendants’ arguments on 14 this issue are nonresponsive and unhelpful to resolving the Motion. As the Court understands 15 Williams’ Motion for Summary Judgment, he asserts that Defendants conspired to have his 16 former counsel withdraw. But the Court finds no evidence to support this contention and it does 17 not appear to concern any of his substantive claims. The Court DENIES Williams’ Motion for 18 Summary Judgment as to this issue. 19 D. Motions to Amend 20 The Court construes Williams’ three Motions to Amend as reply briefs to the Motion for 21 Summary Judgment. Although Williams should have filed only one reply and append no new 22 information, the Court considers the materials filed given that Williams appears in this action pro 23 se. 24 1 To the extent that the additional evidence Williams provides was not initially filed with 2 the Motion for Summary Judgment, the Court cannot consider it and DENIES the Motions to 3 Amend. But to the extent that the Motions to Amend include materials already filed with the 4 Motion for Summary Judgment, the Court GRANTS the Motions to Amend and the Court has 5 considered the argument and evidence. But as explained above, the Court cannot grant summary 6 judgment in Williams’ favor on his Eighth Amendment failure to protect claim given the nature 7 of the record and the legal standard. 8 Given how the Court has construed the Motions to Amend, the Court DENIES 9 Defendants’ Motions to Strike as MOOT. Such relief is unnecessary to grant given how the 10 Court has construed the Motions the Amend. 11 CONCLUSION 12 The Court cannot grant summary judgment in Williams’ favor because there is 13 insufficient evidence as to Defendants’ knowledge of the risk of harm Williams faced from being 14 in the general population prior to the assault. While Williams has identified salient and relevant 15 information concerning Defendants’ knowledge, it is insufficient to allow a finding that 16 Defendants were deliberately indifferent in violation of the Eight Amendment given the standard 17 that applies to deciding a summary judgment motion. The Court therefore DENIES the Motion 18 for Summary Judgment. But the Court does so without prejudice. That means Williams may file 19 a new motion for summary judgment seeking relief as to this and any other claims. If Plaintiff 20 choses to file a new motion for summary judgment, he must provide further evidentiary support. 21 Before filing such a motion, Williams may use the discovery period to develop this further 22 information through document requests, interrogatories, requests for admission, and depositions. 23 24 1 But the Court ORDERS that both Williams and Defendants may only file one summary 2 judgment motion per side. Serial motions for summary judgment may be stricken. 3 As to Williams’ Motions to Amend, the Court GRANTS them in part and DENIES them 4 in part. The Court has construed the Motions to Amend as reply briefs and considered only the 5 documentary evidence which was provided with the Motion for Summary Judgment. The Court 6 DENIES Defendants’ Motions to Strike as MOOT. 7 The clerk is ordered to provide copies of this order to Plaintiff and all counsel. 8 Dated July 19, 2023. A 9 10 Marsha J. Pechman United States Senior District Judge 11 12 13 14 15 16 17 18 19 20 21 22 23 24