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UNITED STATES DISTRICT COURT WESTERN DISTRICT OF KENTUCKY LOUISVILLE DIVISION SYLVESTER WILLIAMS Plaintiff v. Civil Action No. 3:17-cv-00273-RGJ DENIS MCDONOUGH, SECRETARY OF Defendant THE UNITED STATES DEPARTMENT OF VETERANS AFFAIRS * * * * * MEMORANDUM OPINION AND ORDER Plaintiff Sylvester Williams (âWilliamsâ) filed a 31-count complaint alleging workplace discrimination, disability discrimination and retaliation, and retaliation for engaging in a protected activity by Denis McDonough, Secretary of the United States Department of Veteran Affairs (âVAâ). [DE 1]. The VA moved for summary judgment on all counts [DE 51]. Williams responded [DE 52 and the VA replied [DE 55]. Briefing is complete, and the matter is ripe. For the reasons below, the Court GRANTS the VAâs Motion for Summary Judgment [DE 51]. I. BACKGROUND In 1998, Williams, an African American man, began employment with the VA at the Louisville VA Medical Center. [DE 1 at 2]. On August 4, 2008, while working in the Emergency Department, Williams allegedly injured his back. [DE 52 at 936]. As a result, Williams took a position in Interventional Radiology (âIRâ) in January 2009, which was less physically demanding. [DE 1 at 3]. In August 2009, Williams underwent surgery as a result of his back injury. [DE 52 at 936]. Williams also began working in Peripherally Inserted Central Catheter Program. [DE 1 at 3]. Due to a change in internal procedures and the discovery of a workplace relationship between Williamsâ supervisor and a subordinate employee, the VA aligned Williams under manager Terry Windell (âWindellâ) in the Medical Procedures Unit (âMPUâ) in December 2013. [DE 52 at 937]. At this time, Williams was the only African American RN in the MPU. [DE 1 at 5]. Williams alleges that work in the MPU was more strenuous, which caused him to reinjure his back in January 2014. [DE 52 at 937]. As a result of his back injury, Williamsâ doctors placed him on limited duty in April 2014 and light duty in September 2014. [DE 1 at 14]. While on light duty, Williams alleges that he was subject to discriminatory behavior and was forced to file an Equal Employment Opportunity (âEEOâ) complaint. [Id. at 15]. In July 2014, Williams and his supervisor submitted a request for an ergonomic evaluation. [Id. at 17]. The results suggested Williams be placed in a permanent workstation with lumbar support and leg elevation. [Id. at 18]. Because there were no positions that could accommodate Williams in MPU, he accepted temporary position as a shuttle driver. [Id. at 18]. In July 2014, the VA offered Williams a limited position back in MPU and he was instructed to report back to the unit. [Id. at 25]. However, Williams declined the position because he believed it would place him back in a discriminatory work environment. [Id.]. In December 2015, Williams was placed at maximum medical improvement with permanent physical restrictions. [Id. at 26]. In February 2016, the VA issued a proposed discharge letter to Williams for being âAbsent Without Leaveâ (âAWOLâ), insubordinate, and for conduct unbecoming a federal employee because he failed to report to the MPU. [Id.]. Williams also alleges that he was discriminated against regarding his time off, potential lateral job moves, failure to receive performance evaluations, and placement on on-call lists. [DE 1]. Williams alleges that on more than one occasion, he was marked as AWOL while another employee who identified as a white male never received a reprimand under similar circumstances. [DE 1 at 7â8]. Williams also alleges that he was taken off the on-call list while other non-African American nurses remained on the list. [Id. at 9]. The VA asserted that he was removed because they could not trust Williams to show up. [Id.]. Williams has also alleges that the VA began a retaliatory campaign against him because he contacted an EEO counselor to file a complaint. [DE 52 at 937]. II. STANDARD Summary judgment is required when âthere is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a). The moving party bears the burden of specifying the basis for its motion and showing the lack of a genuine issue of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). Once the moving party satisfies this burden, the nonmoving party must produce specific facts showing a material issue of fact for trial. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247â48 (1986). Factual differences are not considered material unless the differences are such that a reasonable jury could find for the party contesting the summary judgment motion. Id. at 252. The Court must view the evidence and draw all reasonable inferences in a light most favorable to the nonmoving party. Williams v. Intâl Paper Co., 227 F.3d 706, 710 (6th Cir. 2000). But the nonmoving party must do more than show some âmetaphysical doubt as to the material facts.â Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). Instead, the nonmoving party must present specific facts showing that a genuine factual issue exists by âciting to particular parts of materials in the recordâ or by âshowing that the materials cited do not establish the absence . . . of a genuine dispute[.]â Shreve v. Franklin Cnty., Ohio, 743 F.3d 126, 136 (6th Cir. 2014). âThe mere existence of a scintilla of evidence in support of the [nonmoving partyâs] position will be insufficient; there must be evidence on which the jury could reasonably find for the [nonmoving party].â Liberty Lobby, 477 U.S. at 252. Rule 56(c)(1) requires that a âparty asserting that a fact . . . is genuinely disputed must support the assertion by . . . citing to particular parts of materials in the record, including depositions, documents, electronically stored information, affidavits or declarations, stipulations (including those made for purposes of the motion only), admissions, interrogatory answers, or other materials.â Fed. R. Civ. P. 56(c)(1)(A). III. DISCUSSION VA has moved for summary judgment on all 31 Counts. [DE 51]. Williams responded arguing that there are issues of fact for the jury to resolve that relate to each claim. [DE 52]. Due to the number of claims, the Court will address certain counts by group. A. Exhaustion: Counts 26â31 The VA argues that Counts 26â31 should be dismissed because they were not exhausted. [DE 51]. Federal employeesâ authorization to sue the federal government for violation of the civil rights laws is conditioned on the âplaintiffâs satisfaction of ârigorous administrative exhaustion requirements and time limitations.ââ Horton v. Potter, 369 F.3d 906, 910 (6th Cir. 2004) (quoting McFarland v. Henderson, 307 F.3d 402, 406 (6th Cir. 2002) and Brown v. Gen. Servs. Admin., 425 U.S. 820, 833 (1976)). One of the exhaustion requirements is that the âaggrieved person must initiate contact with an EEO counselor within 45 days of the date of the matter alleged to be discriminatory.â Id. (citing 29 C.F.R. § 1614.105(a)(1)). âFailure to comply with this requirement is grounds for dismissal.â Hurst v. Depât of Veterans Affs., No. 18-3185, 2018 WL 4178851, at *1 (6th Cir. July 19, 2018). Williams amended his EEO complaint four times after he made initial contact with an EEO counselor on March 13, 2014. [DE 51-3 at 573]. Williamsâ amended EEO complaint lists 25 separate claims that occurred through April 13, 2015. [Id. at 574, 600]. However, Williams dates claims 26â31 from June 29 2015 to February 9, 2016. [DE 1]. Because Counts 26â31 were not included in Williamsâ EEO complaint, they cannot be exhausted. See Horton, 369 F.3d at 910. Williamsâ failure to exhaust Counts 26â31 is grounds for dismissal. See Hurst, 2018 WL 4178851, at *1. Accordingly, the VAâs Motion for Summary Judgment [DE 51] as to Counts 26â31 is GRANTED.1 B. Disability Discrimination and Retaliation: Counts 1â25 Williams alleges the VA discriminated against him in Counts 1â25. [DE 1]. Williams also alleges that he was discriminatorily retaliated against in Counts 4â7 and 9â25. [Id.]. The VA argues that these counts must be dismissed to the extent Williams alleges discrimination based on a disability and retaliation related to his disability because Williams conceded that he was only discriminated against on the basis of race. [DE 51 at 382â83]. During Williamsâ deposition, he repeatedly identified race as the only basis of discrimination against him. [DE 51-4, Williams Dep. Tr. at 774â75]. Q: Is your allegation the discrimination, retaliation and harassment all motivated by your race? A: Yes. Q: Were they motivated by any other factor at all? A: Well, you know it, I, I think, again, you know, confirmation bias, there is some bias here, so definitely there is some confirmation bias here thatâs resulted in my treatment. So, I think that, excuse me, some form of confirmation bias is, is, is, is warranted here, too. Q: Is that a confirmation bias on the basis of race as well? A: Yes. Q: Is there any other factor that you think motivated any of the discrimination, or retaliation, or harassment that you allege in your complaint? 1 Because the Court will dismiss Counts 26â31, the remainder of this Order will only discuss Counts 1â25. A: Not that I know of. [Id.]. Throughout his deposition, Williams only reiterated race as the basis of discrimination and retaliation. [Id. at 652, 671â72, 676, 699â704, 681â82, 685â86, 698â700, 703, 713â14, 727â28, 738, 747, 751â54, 758, 762â63]. Summary judgment is appropriate when a plaintiff brings an employment discrimination and retaliation claim but denies essential elements of those claims in their deposition testimony. See Merard v. Magic Burgers, LLC., No. 6:19-CV-1864-PGB-LRH, 2021 WL 2982405, at *2â3 (M.D. Fla. Apr. 1, 2021); see also Lykins v. CertainTeed Corp., 555 F. Appâx 791, 795â96 (10th Cir. 2014) (affirming grant of summary judgment on retaliatory discharge claim where defendantâs motion rested on plaintiffâs admissions in deposition testimony being contradictory to a necessary element of his claim). A plaintiff could not assert a claim for disability discrimination or retaliation without basing them on discriminatory conduct related to a disability. See 42 U.S.C. 12112; KRS 344.030(2). To overcome his own testimony, Williams implies in his sworn response that his disability was also a motivating factor behind the VAâs discrimination and retaliation. [DE 52 at 961 (âThe Movant claims Williams asserted in sworn testimony that race was the only thing that motivated any discrimination or retaliation . . . [r]ace was the main motivation of discrimination and race may be the reason they discounted/ignored his disability.â)]. He alleges that a jury should be allowed to choose what to believe from his testimony. [Id.]. However, â[a] party may not create a factual issue by filing an affidavit, after a motion for summary judgment has been made, which contradicts her earlier deposition testimony.â Reid v. Sears, Roebuck & Co., 790 F.2d 453, 460 (6th Cir. 1986) (citing Biechele v. Cedar Point, Inc., 747 F.2d 209, 215 (6th Cir. 1984)). Williamsâ sworn statement cannot create an issue of fact by contradicting his deposition testimony after the VA filed its motion for summary judgment. See id. In light of Williamsâ own testimony [DE 51- 4, Williams Dep. Tr. at 774â75], he has failed to create an issue of fact that would allow a reasonable juror to find in his favor. See Liberty Lobby, 477 U.S. at 252. Despite Williamsâ admission that the VA was not motivated by animus towards his alleged disability, Williamsâ disability discrimination claims would fail for the same reasons explained below in Section III.C.i To establish a prima facie case for disability discrimination, a plaintiff must show that âshe was disabled; she was otherwise qualified to perform the essential functions of her job; she suffered an adverse employment action; her employer knew or had reason to know of her disability; and either the position remained open or a non-disabled person replaced her.â Gecewicz v. Henry Ford Macomb Hosp. Corp., 683 F.3d 316, 321 (6th Cir. 2012) (citing Brenneman v. MedCentral Health Sys., 366 F.3d 412, 417 (6th Cir. 2004)). Williams cannot plead a prima facie case for disability discrimination without demonstrating that he suffered an adverse employment action. Id. As explained in Section III.C.i, Williams has not demonstrated that he suffered an adverse action. Even if Williams could state a prima facie case, there is no evidence that he could carry his burden to show that the VAâs legitimate, nondiscriminatory reasons for their actions were pretextual. See Brohm v. JH Props., Inc., 149 F.3d 517, 520â21 (6th Cir. 1998). These legitimate, nondiscriminatory reasons range from persistent tardiness to failure to meet standard competencies. [DE 53]. Accordingly, the VAâs Motion for Summary Judgment is GRANTED as to Counts 1â25 to the extent that they assert any claim for discrimination or retaliation based on Williamsâ alleged disability. C. Title VII Employment Discrimination Claims: Counts 1â25 Williams claims that the VA discriminated against him in violation of 42 U.S.C. §§ 2000e et seq. [DE 1 at 1]. The VA contends that Williamsâ claims should be dismissed because it had legitimate, nondiscriminatory reasons for its actions and because Williams has failed to identify an adverse action taken against him. [DE 51]. Title VII makes it unlawful for an employer to (1) to fail or refuse to hire or to discharge any individual, or otherwise to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual's race, color, religion, sex, or national origin; or (2) to limit, segregate, or classify his employees or applicants for employment in any way which would deprive or tend to deprive any individual of employment opportunities or otherwise adversely affect his status as an employee, because of such individual's race, color, religion, sex, or national origin. 42 U.S.C. § 2000e-2. Any person who believes they have been the subject of discrimination in violation of this statute may bring an action against the âemployer.â Id. § 2000e- 5(b). Claims brought pursuant to Title VIIâs antidiscrimination provision are subject to the tripartite burden-shifting framework first announced by the Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). See White v. Baxter Healthcare Corp., 533 F.3d 381, 391 (6th Cir. 2008). Under this framework, the plaintiff bears the initial ânot onerousâ burden of establishing a prima facie case of discrimination by a preponderance of the evidence. Texas Depât. of Comm. Affairs v. Burdine, 450 U.S. 248, 253 (1981). To establish a prima facie case of employment discrimination, a plaintiff must demonstrate that: (1) he is a member of a protected class; (2) he was qualified for his job; (3) he suffered an adverse employment decision; and (4) he was replaced by a person outside the protected class or treated differently than similarly situated non-protected employees. Arendale v. City of Memphis, 519 F.3d 587, 603 (6th Cir. 2008). âAn adverse employment action is an action by the employer that âconstitutes a significant change in employment status, such as hiring, firing, failing to promote, reassignment with significantly different responsibilities, or a decision causing a significant change in benefits.ââ White, 533 F.3d at 402 (citing Burlington Indus. v. Ellerth, 524 U.S. 742, 761 (1998)). Once the plaintiff establishes this prima facie case, the burden shifts to the defendant to offer evidence of a legitimate, non-discriminatory reason for the adverse employment action. Burdine, 450 U.S. at 253. Finally, if the defendant succeeds in this task, the burden shifts back to the plaintiff to show that the defendantâs proffered reason was not its true reason, but merely a pretext for discrimination. Id. âAlthough the burdens of production shift, the ultimate burden of persuading the trier of fact that the defendant intentionally discriminated against the plaintiff remains at all times with the plaintiff.â White, 533 F.3d at 392 (citing id. at 256). i. Prima Facie Case The VA argues that Williams has failed to establish a prima facie case for employment discrimination. [DE 51]. The VA does not dispute that Williams, an African American, is a member of a protected class. [Id.]. However, the VA argues that Williams was unqualified for his job, suffered no adverse employment decision, and was not replaced by a person outside the protected class or treated differently than similarly situated non-protected employees. [Id.]. In Count I, Williams alleges that his lateral move from IR to MPU was discriminatory based on his race and a disability protected by the Americans with Disabilities Act (âADAâ). [DE 1 at 4â6]. Amongst other arguments, the VA contends that Count I should be dismissed because the VA had a legitimate, nondiscriminatory reason for its actions. [DE 51 at 394]. Around late 2013, the VA became aware of a romantic relationship between Debbie Logan (âLoganâ) and her supervisor Dave Berger (Bergerâ). [DE 1 at 4]. Logan and Williams were the only RNs stationed in IR under the supervision of Berger. [Id.]. At the same time, supervisors over the IR nurses became aware that their nurses were having trouble delivering moderate sedation to patients. [DE 51-9, Rothschild Dep. Tr. at 835â36]. This led to concerns that there may be issues with moderate pain sedation in other units. [Id. at 825â27]. Dr. Marylee Rothschild (âRothschildâ) testified that moderate pain sedation needed to be standardized throughout the hospital. [Id.]. After discovering the relationship between Logan and Berger, Rothschild decided to move Logan and Williams to MPU. [Id. at 836â47]. The primary reason for Logan and Williamsâ shift to MPU was the relationship between Logan and Berger, but Rothschild was also motivated by the need to standardize moderate pain sedation. [Id. at 836]. Moderate pain sedation could not be standardized in IR because Berger, the only IR supervisor, was not a nurse and nurses, like Williams needed other nurses as supervisors. [Id. at 833â34, 844]. Accordingly, Williams and Logan were reassigned to Terry Windellâs supervision in MPU. [DE 51-7, 2014 Windell Dep. Tr. at 803]. Windell had received complaints regarding Williamsâ performance between November 2013 and February 2014. [DE 51-10, 2016 Windell Dep. Tr. at 860â62]. MPU had more sedation cases, so Windell thought Williams would get adequate training in MPU and be more proficient when he returned to IR. [DE 51-7, 2014 Windell Dep. Tr. at 803]. The VA testified that once Williams and Logan were moved from IR, problems with documentation and moderate sedation ended, patient complaints in IR about not receiving pain medication ended, and audits showed 100% compliance, and the doctor who was then the IR director reported that IR nursing care improved significantly. [DE 51-1 at 492]. Count 1 of Williamsâ Complaint must fail because Williams has suffered no adverse action. In this circuit, âa purely lateral transfer or denial of the same, which by definition results in no decrease in title, pay or benefits, is not an adverse employment action for discrimination purposes, a conclusion consistent with the authority from our sister circuits.â Momah v. Dominguez, 239 F. Appâx 114, 123 (6th Cir. 2007) (citation omitted). Although Williams was moved from IR to MPU, he did not suffer a demotion or a decrease in his salary. [DE 51-4, Williams Dep. Tr. at 623]. A nurse who is moved to a different unit without a decrease in pay does not suffer an adverse employment action. See Conner v. Nicholson, No. 4:04-CV-100, 2006 WL 1722230, at *9 (W.D. Mich. June 21, 2006). Accordingly, Williams has failed to demonstrate his prima facie case for Count 1. Counts 2, 4, 10, 13, 14, 15, 18, and 20 all relate to Williamsâ AWOL designations and reprimands for failure to attend work at the VA. [DE 1]. Count 2 relates to an AWOL designation on January 29, 2014. [Id. at 7]. Count 4 involves an AWOL designation of March 5, 2014. [Id. at 8]. Count 10 relates to an email he received from a VA employee alleging he was not at work when he was with a patient. [Id. at 12]. Williams does not allege any action was taken. Count 13 relates to an instance on April 4, 2014 where a VA employee required Williams to provide a doctorâs note for an upcoming absence. [Id. at 13]. Count 14 involves a proposed reprimand for failing to follow the AWOL policies. [Id.]. Count 15 relates to an incident on April 17, 2014 where a VA employee reported Williams to his union for failing to attend work. [Id. at 14]. Count 18 involves an incident on May 16, 2014 where Williams was late to work. [Id. at 16]. Count 20 relates to a proposed reprimand for Williamsâ AWOL status and failure to follow instructions. [Id. at 17]. De minimis employment actions, such as receiving an email about a potential absence or requesting a doctorâs note, do not constitute adverse actions. See Bowman v. Shawnee State Univ., 220 F.3d 456, 462 (6th Cir. 2000). Being marked AWOL does not amount to an adverse action. Similarly, a proposed reprimand [DE 51-1 at 510] does not result in an adverse employment action such as loss of pay. See White, 533 F.3d at 402. Williams has not provided evidence that being marked AWOL or receiving a proposed reprimand for his AWOL designations would significantly affect his employment or wages. See Sebastian v. A Tech. Advantage, Inc., No. 3:10-CV-00483- TBR, 2011 WL 3360657, at *3 (W.D. Ky. Aug. 4, 2011). Accordingly, Williams has failed to state a prima facie case for Counts 2, 4, 10, 13, 14, 15, 18, and 20 because the VA. Counts 3, 6, 7, 8, and 24 all relate to Williamsâ removal from the PICC program or the VAâs denial of his move to a similar unit or position. [DE 1]. Count 3 relates to Williamsâ removal from the PICC program on January 16, 2014. [Id. at 7]. Count 6 involves an instance where Williams was asked to insert a catheter outside of the MPU. [Id. at 9]. Williams notes that Windell âwas furiousâ after learning he had inserted the catheter. [Id.]. Count 7 relates to a âfact findingâ meeting Williams was required to attend after being accused of inserting a catheter while he was prohibited to do so. [Id. at 10]. Count 8 involves the denial of Williamsâ request to cover another nurseâs shift while she was on vacation. [Id. at 10â11]. Count 24 relates to Williamsâ denial for a lateral transfer back to the PICC program. [Id. at 20]. The Sixth Circuit has held that the ânarrowing of responsibilities without a corresponding decrease in pay or benefits, cannot be labeled an objectively adverse employment action.â Finley v. City of Trotwood, 503 F. Appâx 449, 454 (6th Cir. 2012). De minimis employment actions like a temporary move or ire from coworkers do not constitute adverse employment actions. See Bowman, 220 F.3d at 462. Moreover, a lateral job move does not constitute an adverse employment action. See Dowell v. Speer, No. 3:14-CV-01314, 2017 WL 1108650, at *11 (M.D. Tenn. Mar. 23, 2017). Removal from programs or denial of a lateral move do not amount to adverse employment actions. Williams did not receive a decrease in pay when he was moved to MPU. [DE 51-4, Williams Dep. Tr. at 623]. Williams has not identified evidence that any of these counts resulted in âa significant change in employment status, such as hiring, firing, failing to promote, reassignment with significantly different responsibilities, or a decision causing a significant change in benefits.â White, 533 F.3d at 402 (quoting White v. Burlington Northern & Santa Fe Ry., 364 F.3d 789, 795 (6th Cir.2004)). Accordingly, Williams has not established a prima facie case for Counts 3, 6, 7, 8, and 24. Count 5 involves Williamsâ removal from the on-call list on January 31, 2014. [DE 1 at 9]. Here, Williams has failed to identify a similarly situated comparator outside of the protected class. See Arendale, 519 F.3d at 603. The VA noted that Logan, Williamsâ coworker who is outside of his protected class, was also taken off the on-call list. [DE 51 at 413]. The VA asserts that Logan did not have Williamsâ tardiness issues but had failed to document cases in IR and did not have competency with sedation. [Id.]. Failure to identify a comparator outside of the protected class who received favorable treatment can be grounds for summary judgment. Aldridge v. City of Memphis, No. 05-2966-STA-DKV, 2008 WL 2999557, at *3 (W.D. Tenn. July 31, 2008), affâd. 404 F. Appâx 29 (6th Cir. 2010). Accordingly, Williams has failed to establish a prima facie case for Count 5. Counts 9 and 12 relate to Williamsâ performance evaluation. [DE 1]. Count 9 involves an evaluation received on March 17, 2014, where Williams was requested to provide input on the evaluation. [Id. at 11]. Count 12 involves an evaluation by Berger that was completed on April 23, 2014. [Id. at 12]. â[A] negative performance evaluation does not constitute an adverse employment action unless the evaluation has an adverse impact on an employeeâs wages or salary.â Tuttle v. Metro. Govât of Nashville, 474 F.3d 307, 322 (6th Cir. 2007). âThus, to characterize a negative performance evaluation as an adverse employment action âthe plaintiff must point to a tangible employment action that she alleges she suffered, or is in jeopardy of suffering, because of the downgraded evaluation.ââ White, 533 F.3d at 402 (quoting Morris v. Oldham Cnty. Fiscal Court, 201 F.3d 784, 789 (6th Cir. 2000)). Williams lost no pay and was rated as âsatisfactoryâ in his evaluation. [DE 51 at 45â46]. A âsatisfactoryâ evaluation does not constitute an adverse employment action. See Jones v. St. Jude Med. S.C., Inc., 823 F. Supp.2d 699, 727â28 (S.D. Ohio 2011). Accordingly, Williams has failed to state a prima facie case for Counts 9 and 12. Counts 11 and 16 relate to conflicts with Williamsâ coworkers. [DE 1]. Count 11 involves Williamsâ supervisorâs untimely delivery of FMLA paper. [Id. at 12]. Count 16 relates to scrutiny and close supervision of his work while on light duty. [Id. at 14]. De minimis employment actions, such as late receipt of a memorandum or close supervision of Williamsâ work, do not constitute adverse employment actions. Bowman, 220 F.3d at 462. Moreover, âincreased scrutiny of [plaintiffâs] workâ is ânot tantamount to adverse employment actions.â Birch v. Cuyahoga Cnty. Prob. Ct., 392 F.3d 151, 169 (6th Cir. 2004). Williams has failed to state a prima facie case for Counts 11 and 16. Counts 17 and 19 relate to Williamsâ request to transfer to different units. [DE 1]. Count 17 involves Williamsâ failure to obtain a SICU position for which he interviewed on May 23, 2014. [Id. at 15]. Count 19 relates to Williamsâ request for a new supervisor in a new position as an accommodation. [Id. at 16]. Williams conceded that the SICU position he applied for was a lateral position. [DE 51-4, Williams Dep. Tr. at 689]. In the Sixth Circuit, âa purely lateral transfer or denial of the same, which by definition results in no decrease in title, pay or benefits, is not an adverse employment action for discrimination purposes, a conclusion consistent with the authority from our sister circuits.â Momah, 239 F. Appâx at 123. Moreover, courts have held that Williamsâ requested accommodation, âtransfer to a new position under a new supervisor, is unreasonable as a matter of law.â Alsup v. U.S. Bancorp, No. 2:14-CV-01515-KJM, 2015 WL 224748, at *8 (E.D. Cal. Jan. 15, 2015). Because Williamsâ requested accommodation was unreasonable, it could not constitute an adverse employment action. See Kocsis v. Multi-Care Mgmt., Inc., 97 F.3d 876, 885 (6th Cir. 1996). Accordingly, Williams has failed to state a prima facie case for Counts 17 and 19. Counts 21 and 22 relate to Williamsâ ergonomic evaluation and transfer to a different position. [DE 1]. Count 21 alleges that he was not immediately accommodated after his supervisor received the results of his ergonomic evaluation. [Id. at 17â18]. Williams concedes that his supervisor received the results of his evaluation on Friday, September 19, 2014, and that he accepted an accommodation on Monday, September 22, 2014. [Id.]. Count 22 relates to his reassignment as a shuttle driver to accommodate his ergonomic evaluation. [Id. at 18â19]. Neither of these Counts allege an adverse employment action. See Arendale, 519 F.3d at 603. Williamsâ supervisor received the results of his ergonomic evaluation on a Friday and he accepted an accommodation the very next business day. [DE 1 at 17â18]. Requiring Williams to wait until the next business day before he was offered an accommodation amounts to little more than a âpetty slightâ or âminor annoyanceâ as opposed to an adverse employment action. See Vaughn v. Louisville Water Co., 302 F. Appâx 337, 348 (6th Cir. 2008). Although the Sixth Circuit has held that a reassignment with significantly different responsibilities or a less distinguished title may constitute an adverse employment action, see White, 533 F.3d at 402, Williamsâ accommodation as a shuttle driver is distinguishable. Williams accepted a temporary, light duty position as a shuttle driver to meet the requirements of his ergonomic evaluation. Williams concedes that he accepted the position but contends that his acceptance was under duress. [DE 1 at 18]. Williams testified that he had the option to stay in the MPU but chose to take the position as a shuttle driver. [51-4, Williams Dep. Tr. at 724]. Emails between Windell and Williams also indicate that Williams not only inquired about the position as a shuttle driver but encouraged Windell to check on initiating his transfer to the position. [DE 51-1 at 559â561]. While in this temporary position, Williams maintained his title as an RN and did not receive a reduction in pay or benefits. [Id. at 511]. Williams also testified that his new position as a shuttle driver accommodated his ergonomic issues and light duty classification. [DE 51-4, Williams Dep. Tr. at 725]. Based on the evidence presented by the parties, Williams has not created an issue of fact that would allow a reasonable juror to find that he did not voluntarily accept the shuttle driver position. See Liberty Lobby, 477 U.S. at 252. Even if Williams did not voluntarily accept the position, reassignment of an RN, where the RN retains their RN title, is not demoted, and does not suffer a reduction in pay does not constitute an adverse employment action. See, e.g., Conner v. Nicholson, No. 4:04-CV-100, 2006 WL 1722230, at *9 (W.D. Mich. June 21, 2006). Moreover, allowing Williams to take the shuttle driver position was an attempt to meet Williamsâ necessary accommodations. See Amann v. Potter, 105 F. Appâx 802, 807â08 (6th Cir. 2004) (concluding that the transfer of the plaintiff to an air-conditioned facility because of heat exhaustion concerns was not an adverse employment action because the employer was merely accommodating the plaintiffâs request to work in an air-conditioned facility). Accordingly, Williams has failed to state a prima facie case for Counts 21 and 22 because he did not suffer and adverse employment action. Count 23 alleges that four reports of contact were placed in Williamsâ file in violation of his union contract. [DE 1 at 19]. Williams alleges that filing the reports of contact were in âclear violation of the AFGE Master Agreement Section 4 C.â [Id.]. Courts in the Sixth Circuit have held that âbreach of a collective bargaining agreement by violation of hiring protocol is the subject of a union grievance, not a Title VII suit. Violation of the collective bargaining agreement does not create a cause of action under Title VII.â Warf v. U.S. Depât of Veterans Affs., No. 09-14402, 2011 WL 5244827, at *5 (E.D. Mich. Nov. 3, 2011), affâd, 713 F.3d 874 (6th Cir. 2013). Williams also failed to submit evidence that the reports of contact resulted in his termination, failure to promote demotion with a decreased salary, wages or less distinguished title, reassignment with significantly different responsibilities, or material loss of benefits. White, 533 F.3d at 402. Instead, Williams testified that his title and salary remained the same. [DE 51-4, Williams Dep. Tr. at 769â 71]. Accordingly, Williams has failed to state a prima facie case for Count 23. Count 25 relates to an investigatory meeting on April 13, 2015. [DE 1 at 20â21]. Williams was asked to attend this meeting to discuss statements he made during his interview for the PICC nurse position. [Id. at 21]. Williams concedes that the investigation concluded that there was no wrong-doing and no action was taken against him. [Id. at 22]. Even meetings at which an employer threatens adverse action or issues written corrective action are not adverse actions for purposes of retaliation claims under Title VII. Dundee v. Univ. Hosps. Corp, No. 1:19CV01141, 2020 WL 5997149, at *7â8 (N.D. Ohio June 26, 2020), report and recommendation adopted, No. 1:19-CV-1141, 2020 WL 4198891 (N.D. Ohio July 22, 2020). Merely conducting an investigation does not constitute an adverse employment action. See Michael v. Caterpillar Fin. Servs. Corp., 496 F.3d 584, 597 (6th Cir. 2007). Accordingly, Williams has failed to state a prima facie case for Count 25. For the reasons stated above, Williams has failed to meet his burden to demonstrate a prima facie case for employment discrimination under Title VII. To the extent Williams alleges that he was constructively discharged [DE 52 at 943], such a theory requires that the employee quit. See Moore v. KUKA Welding Sys. & Robot Corp., 171 F.3d 1073, 1080 (6th Cir. 1999). Here, Williams claims he left the VA through disability retirement. [DE 52 at 943â44, 955â56]. Williams also failed to allege constructive discharge in his Complaint. [DE 1]. Williams is prohibited from asserting new claims in response to a motion for summary judgment. See Tchankpa v. Ascena Retail Grp., Inc., 951 F.3d 805, 817 (6th Cir. 2020). Even if Williams could state a prima facie case, there is no evidence that he could carry his burden to show that the VAâs legitimate, nondiscriminatory reasons for their actions were pretextual. See Burdine, 450 U.S. at 253. These legitimate, nondiscriminatory reasons range from persistent tardiness to failure to meet standard competencies. [DE 53]. Therefore, the VAâs Motion for Summary Judgment [DE 51] is GRANTED to the extent Williams alleges employment discrimination in Counts 1â25. D. Retaliation for Protected Activities: Counts 4â7 and 9â25 Williams alleges he was retaliated against for engaging in protected activities for Counts 4â7 and 9â25. [DE 1]. The VA has moved for summary judgment arguing that Williamsâ supervisors did not have knowledge of his protected activities. [DE 51]. To establish a case for retaliation under Title VII, the plaintiff must show that â(1) plaintiff engaged in activity protected by Title VII; 2) plaintiffâs exercise of his civil rights was known by the defendant; 3) that, thereafter, the defendant took an employment action adverse to the plaintiff; and 4) that there was a causal connection between the protected activity and the adverse employment action.â EEOC v. Avery Dennison Corp., 104 F.3d 858, 860 (6th Cir. 1997). Filing an EEO complaint is a protected activity. See Cook v. McHugh, 193 F. Supp. 3d 866, 874 (M.D. Tenn. 2016). The defendant must have had knowledge of the plaintiffâs protected activity. See Mulhall v. Ashcroft, 287 F.3d 543, 551 (6th Cir. 2002) (citing ThaddeusâX v. Blatter, 175 F.3d 378, 386â87 & n. 3 (6th Cir. 1999) (en banc)). Retaliation claims are analyzed using the McDonnell Douglass burden shifting framework. See Cook, 193 F. Supp. 3d at 873. The plaintiff bears the initial burden to establish a prima facie claim for retaliation by demonstrating each of the elements of the claim. See id. Here, Williams concedes that he first made contact with the EEO counselor on March 13, 2014. [DE 51-3 at 573; DE 52 at 940]. Counts 4â7 occurred between March 5 and March 12, 2014. [DE 1]. It would be impossible for the VA to retaliate against Williams because he had not yet engaged in protected conduct. Avery Dennison Corp., 104 F.3d at 860. Similarly, Williamsâ EEO complaint was not received until May 28, 2014, indicating that his supervisors would not have had knowledge of the complaint until that date. [DE 51-3 at 573]. However, Williams produced an email suggesting his supervisors had knowledge of his EEO complaint as early as March 31, 2014. [DE 52-6]. Notwithstanding, Williams did not rebut the VAâs evidence that his supervisors were unaware of the EEO complaint before March 31. Counts 9â11 all involve events that occurred between March 17 and March 24. [DE 1]. Williams has not presented evidence of a material fact that would allow a reasonable juror to rule in his favor as to his retaliation claims in Counts 4â7 and 9â11. See Liberty Lobby, 477 U.S. at 252. Counts 12â25 of Williamsâ Complaint must also fail because Williams did not produce evidence of an adverse employment action. See Avery Dennison Corp., 104 F.3d at 860. In this context, a âmaterially adverse action does not include trivial harms, such as âpetty slights or minor annoyances that often take place at work and that all employees experience,ââ and must be enough to have âdissuaded a reasonable worker from making or supporting a charge of discrimination.â Vaughn, 302 F. Appâx at 348 (quoting White, 548 U.S. at 68). Moreover, Williams has not demonstrated âa causal connection between the protected activity and the adverse employment action.â Avery Dennison Corp., 104 F.3d at 860. âTo establish a causal connection, the plaintiff must establish that his or her protected activity was a âbut-forâ cause of the alleged adverse action by the employer.â Cook, 193 F. Supp. 3d at 873 (quoting Univ. of Texas Sw. Med. Ctr. v. Nassar, 570 U.S. 338, 360 (2013)). To avoid repeating itself, the Court reincorporates its analysis from Section HI.C.1. regarding Counts 12â25. The Court found that Williams failed to demonstrate a prima facie case because there was no evidence an adverse action had been taken against him. Without an adverse action, there could not be a causal connection, which is required to state a prima facie case for retaliation. See Avery Dennison Corp., 104 F.3d at 860. Moreover, the record does not reflect that Williamsâ supervisors made derogatory remarks about his engagement in a protected activity or possessed a retaliatory motive. See Cook, 193 F. Supp. 3d at 874. Accordingly, Williams has failed to state a prima facie case for retaliation. The Court also notes that even if Williams could state a prima facie case, he has not produced evidence to suggest the VAâs legitimate, nondiscriminatory reasons for its actions were pretextual. See Burdine, 450 U.S. at 253. Therefore, The VAâs Motion for Summary Judgment [DE 51] is GRANTED as to Counts 4-7 and 9-25 to the extent they allege retaliation for Williamsâ engagement in a protected activity. IV. CONCLUSION Having thus considered the partiesâ filings and the applicable law, and being otherwise sufficiently advised, the Court ORDERS that: 1. The VAâs Motion for Summary Judgment [DE 51] is GRANTED. United States District Court November 10, 2022 20
Case Information
- Court
- W.D. Ky.
- Decision Date
- November 10, 2022
- Status
- Precedential